FUNDAMENTAL AND APPLIED TOXICOLOGY 36, 1 - 1 4 ( 1 9 9 7 )
ARTICLE NO. FA962279
SYMPOSIUM OVERVIEW
Immunotoxicity of Medical Devices1
KATHLEEN RODGERS,* PAAL KLYKKEN,| JOSHUA JACOBS,$ CARMELITA
FRONDOZA,§
VESNA TOMAZIC,' AND JUDITH ZELIKOFF||
*Livingston Research Center, University of Southern California School of Medicine, 1321 North Mission Road, Los Angeles, California 90033;
Corning Corporation, Midland, Michigan 48686; ^.Department of Orthopedic Surgery, Rush Medical College, Rush Arthritis and Orthopedic
Institute, Chicago, Illinois 60612; %Johns Hopkins Orthopedics, Good Samaritan Hospital, 5601 Loch Raven Boulevard G-l, Baltimore,
Maryland 21239; 'Center for Medical Devices, Food and Drug Administration, Rockville, Maryland 20857; and \\New York
University Medical Center, Nelson Institute of Environmental Medicine, Long Meadow Road, Tuxedo, New York 10987
Received December 5, 1996; accepted December 9, 1996
Immunotoxicity of Medical Devices. RODGERS, K., KLYKKEN,
P., JACOBS, J., FRONDOZA, C , TOMAZIC, V., AND ZELIKOFF, J.
(1997). Fundam. Appl. Toxicol. 36, 1-14.
INTRODUCTION
Judith T. Zelikoff
Since 1988, when the last symposium on medical devices
was presented at the Society of Toxicology meeting, concern
for the influence of these devices on the immune system has
reached the forefront in the media, thereby increasing the
awareness and interest of the general public and scientists
alike regarding the potential immunotoxicity of medical devices. The statutory definition of a medical device is broad
' Symposium held at the 35th Annual Meeting of the Society of Toxicology (SOT), Anaheim, CA. Sponsored by the Immunotoxicology Specialty
Section of the SOT.
0272-059(V97 $25.00
Copyright C 1997 by the Society of Toxicology.
All rights of reproduction in any form reserved.
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Determination of the ability of a medical device to interact with
the immune system currently involves assessment of the immunogenic potential and biocompatibility of the device or an extract of
the device. However, implants are often in the body for extended
periods of time and/or are placed by a surgical procedure that in
and of itself will generate an acute inflammatory response. This
symposium discussed studies that have been performed to evaluate
the immunogenicity of various devices consisting of several different compositions (i.e., silicone, metals, and latex) in contact with
different anatomical sites, the ability of a device to modulate an
inflammatory response generated by a surgical procedure or
trauma, and the response of the body to a material left in place
for extended periods of time. This symposium brought together
scientists from many different disciplines to begin to identify and
fill in the gaps in this area, c 1997 society of Toxicology.
and includes "Any item promoted for a medical purpose
that does not rely on chemical action to achieve its intended
effect" (21 U.S.C., Section 321b, 1982). Many of these
devices, such as implants, drug delivery, and extracorporeal
devices, have intimate and prolonged in vivo or ex vivo
contact with biological tissues. Due to this device/tissue interface, adverse reactions and/or toxicities from medical device materials potentially represent serious health effects.
In addition, rapid advances in medical device and polymer
technology have led to the development of materials whose
biological properties may not be well characterized.
Prior to 1976, medical devices were essentially unregulated. In 1976, the medical device amendments to the Food,
Drug, and Cosmetic Act established procedures for obtaining
marketing approval. One provision of the amendment establishes three categories or classes of devices depending on
the regulatory controls necessary to provide reasonable assurance of safety and effectiveness. In addition, the medical
device amendments specifically require that risk-benefit
analysis be done to show that the benefit to the patient outweighs the risks.
If the toxicity of medical devices may be implied from
assessment of their constituent parts, as many potentially
toxic materials are used in the manufacture of medical devices, the question arises as to why toxic responses are not
frequently observed. Likely explanations for this include:
(1) only minute amounts of these compounds are present in
the device; and (2) exposure to these chemicals is minimized
by the physical or chemical nature of the polymer. The scope
of the potential problem is quite varied, including corrosion
of metallic implants, leaching of chemicals from plastics
and elastomers, tissue reactions to implants, and particle
generation.
The biocompatibility of a given material with tissue is
described in terms of acute and chronic inflammatory re-
RODGERS ET AL.
sponses and fibrous capsule formation. The implantation of
any foreign material in soft tissue initiates this normal response. The intensity and duration of the response are related
to a variety of factors, including the size and nature of the
material, the site of implantation, and the reactive capacity
of the host.
The purpose of the symposium was to heighten the awareness of the need to examine the potential immunotoxicity
of new and existing medical device materials. In order to
accomplish this goal, individuals from a variety of disciplines were invited to participate in these discussions. Dr.
Kathleen Rodgers outlined the potential for immunotoxicity
with devices implanted intraperitoneally after surgery. Dr.
Paal Klykken outlined extensive research into the potential
interactions between implanted silicone devices and the immune system. Drs. Joshua Jacobs and Carmelita Frondoza
presented information on the problem of the failure of orthopedic implants and the possible contribution of the immune
system to the failure of these materials. Finally, Dr. Vesna
Tomazic discussed the development of hypersensitivity to
latex.
Kathleen Rodgers
Adhesions are the source of a great deal of postoperative
morbidity. Recent studies have shown that a majority of
the small bowel obstructions which occur after abdominal
surgery are the result of adhesion formation (Strickler et al,
1994). In addition, adhesion formation has been associated
with infertility, chronic pain, and prolonged surgery time
upon reoperation (Stout et al, 1991; Peters et al, 1992;
DeCherney et al, 1984; Trimbos-Kemper, 1985). Because
of the great opportunity for benefit, many attempts have
been made to develop materials or Pharmaceuticals to reduce
adhesion formation. This presentation summarized the limited studies that have been conducted to evaluate the potential immunotoxic effects of devices used clinically to reduce
adhesion formation.
Interceed (TC7; oxidized regenerated cellulose), a knit
fabric that gels in vivo to form a solid barrier, is approved
for use as a barrier to prevent adhesion formation (Adhesion
Barrier Study Group, 1989; Sekiba et al., 1992; Diamond et
al., 1987). This material was shown to degrade 5-7 days
after implantation (Dimitrijevich et al., 1990). Another device, Preclude (Goretex), is made of expanded polytetrafluoroethylene (Boyers et al., 1988; Surgical Membrane Group,
1992). Goretex surgical membrane is approved for use as a
pericardia! replacement. Unlike Interceed, which interacts
with the tissue and is held in place without sutures, Preclude
requires suturing. In addition, in contrast with Interceed,
Host Resistance to Infection
Of utmost importance is that these materials should not
reduce the ability of the cells present in the abdomen after
surgery to respond to a bacterial infection. Bacteria may be
introduced during surgery, and modification of the ability to
clear bacteria may have adverse effects. Unpublished studies
have shown that HA reduced abscess formation and mortality after infection. On the other hand, Hyskon increased
mortality after infection, did not affect or reduce abscess
formation, and increased bacterial growth in vitro (Bernstein
et al, 1982). Hyskon has been shown to produce an oncotic
effect resulting in a transient ascites (Krinsky et al, 1984).
Studies have shown that a large volume of fluid in the peritoneal cavity after surgery may substantially reduce the ability
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IMMUNOTOXICITY OF MEDICAL DEVICES
USED IN ADHESION PREVENTION
Preclude is not biodegradable and may, therefore, act as a
foreign body. If the physician desires to remove the material,
a second operation is required. Hyskon (32% Dextran 70),
a liquid barrier used routinely to reduce adhesion formation
(diZerega and Rodgers, 1992), is approved for use as a distention agent in hysteroscopy. Dextran is used as a plasma
expander and anaphylaxis has been associated with its use
in a small number of patients (Bailey et al., 1967; Borten
et al., 1983; Trimbos-Kemper and Veering, 1989; Stangel
et al., 1984; Ahmed et al., 1991). Common side effects
associated with intraperitoneal use of Hyskon include ascites
formation, transient weight gain, vulvar edema, and pleural
effusion (Cleary et al., 1985; Magyar et al., 1985; Adhesion
Study Group, 1983; Tulandi, 1987). Hyaluronic acid (HA)
can be prepared in a viscoelastic solution or film that is
currently undergoing clinical trials and FDA review for use
in reduction of adhesion formation. A variety of barrier or
device products were found effective in animals and may be
developed for clinical use in adhesion prevention. However,
no systematic assessment of immunotoxic potential (other
than histopathological assessment at implantation site and
assessment of sensitization potential) is ongoing for these
devices.
There are several reasons to consider the immunotoxic
potential of adhesion prevention devices. These materials are
placed at the time of surgery and may modify inflammatory
response and healing. In addition, alterations in inflammatory response by foreign bodies (e.g., talc) and ischemia
may contribute to adhesion formation. Last, bacteria may be
introduced at surgery and devices may modify the antibacterial activity of peritoneal cells.
The purpose of this discussion was to: (1) overview the
published information on the immunotoxicology of barriers
used in adhesion prevention and (2) suggest avenues of further inquiry into interactions between the medical devices
used to reduce adhesion formation and the inflammatory and
immune responses.
IMMUNOTOXICTTY OF MEDICAL DEVICES
of the host to eliminate a bacterial inoculum (Dunn et al.,
1984). Therefore, increased susceptibility to intraperitoneal
infection may be due to the increase in peritoneal fluid after
Hyskon administration. In addition, studies involving in vitro
exposure to Hyskon showed that this material reduced the
phagocytic capability of peritoneal macrophages and reduced the basal and mitogen-stimulated proliferation of peritoneal lymphocytes from women undergoing pelvic surgery
(Rein and Hill, 1989). This immunomodulatory effect may
also contribute to the reduced host resistance to bacterial
infection observed in animal studies. In summary, Hyskon
may be immunosuppressive and may increase the risk of
bacterial infection.
Alterations in Cellular Function
Summary
Immunotoxicology studies of devices implanted to reduce
postoperative adhesion formation should be concerned with
effects on host resistance to infection. In addition, immunotoxicologic evaluations should examine the response in postsurgical environments and monitor the effects of the device
on the postoperative inflammatory response. The implantation studies currently being performed give insight into the
effects of the material on the mesothelial surface. In the
future, these evaluations may also include determination of
cell number and cell function.
IMMUNOLOGICAL INVESTIGATIONS OF SILICONE
IMPLANT MATERIALS
Paal Klykken and Kimber White
Spearheaded by the implant controversy, the biocompatibility of silicone implant materials is being actively investi-
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Peritoneal surgery has been shown to modulate the activity
of peritoneal cells. Leukocytes were shown to increase in
number and functional activity as measured by respiratory
burst, phagocytosis, cytokine release, and arachidonic acid
metabolism (Rodgers et al., 1988; Abe et al, 1989, 1991;
Shimanuki et al., 1986). Preclude was shown to increase
polymorphonuclear neutrophil (PMN) numbers (slightly),
cause a sustained increase in leukocyte number, and increase
the respiratory burst function of peritoneal leukocytes (Haney and Doty, 1992). This prolonged increase in peritoneal
leukocyte number after implantation of Preclude may be due
to its action as a foreign body. On the other hand, Interceed
did not increase the inflammatory response (as determined
by PMN number) when implanted and was degraded in vivo
by macrophages (Dimitrijevich et al., 1990). As a result of
this degradation by leukocytes, Interceed caused a transient
increase in peritoneal leukocyte numbers during the period
of ongoing degradation. As with Preclude, Interceed increased the respiratory burst function of peritoneal leukocytes, but, in contrast, increased leukocyte adherance.
gated at the clinical and nonclinical levels. The primary focal
points of these studies have been the potential interactions
of silicones and the immune system and whether immunemediated diseases are linked to systemic silicone exposure.
The principal areas of laboratory investigation have addressed the following four questions: Can silicones alter immune competence? Can silicones trigger specific immune
responses? Can silicones serve as adjuvants? Can silicones
elicit or amplify autoimmune-like diseases? The silicone materials which have been primarily studied are the three basic
components of the breast implant device: the outer silicone
rubber or elastomer envelope, the resinous gel, and the highviscosity silicone fluid used to swell the gel to the appropriate physical consistency.
To address the question whether silicone implant materials
can alter the immune competence of the test animal, a number of studies have been conducted at the Medical College
of Virginia/Virginia Commonwealth University under the
auspices of the National Toxicology Program (NTP) as well
as Dow Corning Corporation. In the NTP studies, two exposure periods were used. A 10-day exposure period was chosen to allow for characterization of immune competence
during the peak of the acute inflammatory response. To minimize the Likelihood of a solid state tumorigenesis response,
180 days was selected as the time period to measure possible
effects due to chronic silicone exposure.
Extending beyond the traditional Tier I and Tier II batteries, 25 immunotoxicological parameters were evaluated at
both the 10-day and 6-month time points. The results of this
comprehensive research effort demonstrated that no silicone
test material produced an adverse effect, with the exception
of mammary gel, which suppressed natural killer cell activity
when measured in a 4-hr chromium release assay (Bradley et
ai, 1994a,b). Under similar exposure conditions, no effects
(either augmentation or suppression) were observed in any
of the host resistance studies, including the Listeria monocytogenes, Streptococcus pneumoniae, or the B6F10 melanoma
tumor model. L monocytogenes studies conducted at Dow
Corning after 14, 45, or 90 days of exposure to silicone
fluid, gel, or elastomer also failed to alter host resistance
(Klykken et al, 1994).
A second area of investigation which has received considerable attention is whether silicone implant materials can
trigger specific immune responses, either because the silicone material is inherently antigenic or because it generates a
neoantigen secondary to alterations in protein conformation.
An early clinical observation which suggested a specific
anti-silicone immune response was published by Goldblum
et al. in Lancet in 1992. In these studies, an ELISA-based
system using silicone tubing as the solid-phase substrate was
used to evaluate sera from silicone ventriculoperitoneal (VP)
shunt-implanted patients and non-silicone-implanted con-
RODGERS ET AL.
highly hydrophilic polymers, are not immunogenic. These
data are also consistent with Dow Corning studies which
failed to detect heightened histological responses to silicone
implant materials (fluid, gel, and elastomer) in mice immunized with Freund's complete adjuvant-silicone (fluid, gel,
and elastomer) mixtures. Indices of capsule thickness, maturity, cellularity, and composition were equivalent in the sensitized mice and the unsensitized controls for all three silicone implant materials at all three time points (2, 6, and 13
weeks) examined.
Alternatively, it has also been hypothesized that systemic
silicone exposure can trigger a specific immune response(s)
by causing conformational changes in protein structure and
subsequent presentation of cryptic antigens at the siliconetissue interface. This in turn would increase the likelihood
of a cross-reactive immune response(s) against normal, unaltered self-proteins. In a study reported by Kossovsky et al.
(1993), 9 of the 249 women with silicone breast implants
had significantly higher titers directed against laminin and
fibronectin than the nonimplanted 47 healthy women or 39
rheumatological patients tested. Based on this differential
response of 9 women, the authors concluded that breast implant exposure can induce an autoimmune response to self
proteins. Whether this interpretation is valid is at present
unknown. The 9 responders of the 249 women represent less
than 4% of the test population. As the referenced agedmatched healthy and rheumatologic disease control populations had comparatively few women, a value of 0 instead of
1 or 2 for the number of responders may not be unexpected
from a statistical perspective.
Other investigators have also examined the possibility of
silicone inducing conformational changes in proteins. In an
in vitro setting, Butler et al. (1996) examined the antigenic
behavior of two proteins (IgG2a and IgGl) on two different
surfaces (Immulon2 and silicone elastomer). The ELISA determinations indicated that the immunoglobulins will adsorb
onto the silicone surface and the antigenicity of the proteins
will change upon adsorption. However, consistent with the
biomaterials literature, this phenomenon is not unique to
silicone surfaces. As reported, the proteins adsorbed onto
the Immulon2 surface were more antigenically detectable
than when the proteins were adsorbed onto the silicone surface. Importantly, these studies failed to demonstrate that
adsorption of proteins onto a silicone surface produces a
new antigenic specificity.
The inability to detect an IgG antibody with specificity
for the silicone substrate is in agreement with the research
findings of Nairn and van Oss (1992), who investigated the
effects of hydrophilicity, hydrophobicity, and water solubility on the immunogenicity of some natural and synthetic
polymers. Their structure activity studies indicated that
highly hydrophobic polymers such as silicones, as well as
To address the (third) question of whether silicones can
serve as adjuvants and nonspecifically amplify immune responses, two different types of silicone exposure regimens
have been utilized. Under conditions in which the hydrophobic silicone gel is coadministered with an aqueous solution
of bovine serum albumin antigen in an emulsion-like preparation, a robust adjuvant response is noted in rats and mice
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trols. Based on the increased adsorption of IgG immunoglobulin to the silicone tubing in two of the VP shunt patients,
it was concluded that the immune system can recognize and
mount a specific immune response to silicone. Importantly,
follow-up studies by these investigators have indicated that
the differential adsorption of the positive and negative VP
shunt sera are largely lost when the whole serum samples
are enriched for immunoglobulins. Consistent with this observation, Goldblum further demonstrated that albumin can
competitively compete for and displace adsorbed IgG molecules from the silicone surface (Goldblum et al., 1995).
Clinical samples analyzed at Emerald Biomedical Sciences, Inc. (Houston, TX) have also suggested that silicone
breast implant exposure can elicit anti-silicone antibodies
(Wolf et al., 1993). In their ELISA-based system, sera from
patients with intact implants and ruptured implants recorded
optical density readouts higher than those of their nonimplanted healthy controls, suggesting a correlation between
patient history and silicone-specific IgG levels. However, an
independent examination of the Emerald test procedure, using materials and coded serum samples provided by Emerald, generated a different data profile at Johns Hopkins University (Rose et al., 1996). In the Johns Hopkins study, not
only were the positive control sera provided by Emerald
positive, but patients with connective tissue diseases and no
history of silicone implants were also positive. Accordingly,
the Johns Hopkins' investigators concluded that this test
system should not be used as a diagnostic probe for the
presence of a silicone implant or as clinical evidence of an
immune-mediated reaction to a silicone implant.
The issue of a specific immune response to silicones has
also been addressed in controlled animal studies. Sera derived from long-term (180 days) silicone elastomer or gel
implant studies in mice were analyzed for the presence of
anti-silicone antibody using the ELISA procedure based on
methodology described by Goldblum et al. (1992). While
there is a concentration-dependent adsorption of IgG to the
solid-phase silicone substrate, there is no difference between
the silicone (elastomer and gel)-implanted mice and their
appropriate vehicle controls. Similar results were generated
when female Fischer 344 rats were evaluated for the presence of anti-silicone antibodies following implantation with
15 ml of mammary gel for 84 days. Again, no difference in
adsorption of IgG to the solid phase silicone substrate was
observed between gel-implanted and vehicle control rats.
IMMUNOTOXICITY OF MEDICAL DEVICES
BIOLOGY OF DEGRADATION PRODUCTS FROM
ORTHOPEDIC BIOMATERIALS
Joshua Jacobs
Paniculate wear debris from prosthetic materials or bone
cement are phagocytosed by tissue macrophages and these
activated cells release various mediators. Among many cellular mediators, interleukin-1 (IL-1), IL-6, and prostaglandin
E2 (PGE2) are believed to be the most important components
capable of inducing cell proliferation, generating osteoclast
formation, and stimulating osteoclasts to resorb adjacent
bone (Giant et al., 1993, 1994a,b,c; Goldring et ai, 1992;
Goodman et ai, 1989; Gowen et ai, 1992; Shanbhag et
ai, 1995). An aggressive granulomatous tissue composed
of fibroblasts, macrophages, and foreign body giant cells
develops at the bone/cement or bone/prosthesis interface (interfacial membrane) and replaces the resorbed bone
(Goldring et ai, 1983).
Many factors influence the extent of pathological bone
resorption (Gowen, 1992; Goldring et ai, 1992; Harvey,
1988). Cytokines are produced transiently, usually have multiple overlapping activities, regulate each other, interfere
with receptor expression on target cells, and induce gene
expression of many other "bone-resorbing" agents. Several
potent cytokines and enzymes are involved in pathological
bone resorption and fibrous tissue formation at the bone/
cement or bone/prosthesis interface. "Simplified" in vitro
systems are needed to reveal certain aspects of more complex
in vivo events.
Many new cell and molecular biology approaches were
adopted in orthopedic research to understand the mechanisms of particulate-induced osteolysis. These studies include measurements of particulate-induced cytokine release,
organ culture experiments performed to simulate pathological bone resorption taking place in vivo, and detection of
gene expression for various cellular mediators, metalloproteinases, and tissue inhibitor of metalloproteinases (TIMP)
in interfacial membranes obtained from failed total hip arthroplasties (THAs).
Paniculate Wear Debris in Cells of
Interfacial Membranes
Bright-field and polarized light microscopy consistently
have identified abundant intracellular birefringent, presumptive polyethylene (PE) and dark metal particles. This is the
case for the monocytic infiltrations present in the joint capsule, femoral pseudomembrane, and tissues within periprosthetic osteolytic lesions in both stable and loose implants.
The most prominent paniculate species is PE derived from
the acetabular component in either cemented (Lee et ai,
1992) or uncemented (Shanbhag et ai, 1994) implants. The
size of the PE particulates retrieved from tissue samples was
found to be in a narrow range; >90% of wear debris were
smaller than 1 (im (Shanbhag et ai, 1994).
Steady-State mRNA Ejcpression for Cytokines in Interfacial
Membranes of Failed THAs
Certain areas of the tissue specimens were found to be
more "active" than others in terms of the expression of
genes coding for IL-ls, while other cytokines (e.g., TNF-a)
were expressed in only a few cells. IL-1 a was not detected
in all samples but, when present, was localized adjacent to
the bone.
The steady-state mRNA levels for various cytokines were
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in comparison to that of the appropriate FCA control (Nairn
et ai, 1993a; Klykken and White, 1996). In agreement with
the published literature which indicates that a wide variety of
polymers and hydrophobic substances can serve as adjuvants
(Warren, 1992), personal care ingredients including lanolin,
white mineral oil, and isopropyl palmitate were also active
under these test conditions. Under more relevant exposure
conditions (i.e., antigen not premixed with the breast implant
material) no adjuvant response is noted when silicone-exposed animals are subsequently challenged with a known
antigen and evaluated at the time of peak response (Bradley
et ai, 1994a,b).
Laboratory efforts have also been directed to determine
whether silicone gel can elicit or amplify autoimmune-like
diseases. In a series of rat studies, coadministration of gel
and antigen has been shown to enhance the immune response
to the administered antigen, but failed to induce thyroiditis
in a Wistar thyroglobulin model (Nairn et al., 1993b), arthritis in a Lewis type II collagen model (Nairn et al., 1995),
and arthritis in a Dark Agouti collagen II model (Nairn et
ai, 1996). Our preliminary investigations with silicone gel
implants in a Brown Norway lupus model have yielded similar conclusions. Exposure to silicone gel for 26 weeks failed
to induce the characteristic alterations in serum autoantibody
levels. Furthermore, there was no difference in the IgE response of control and gel-implanted animals following challenge with mercuric chloride. Silicone gel and 1000 cs
PDMS fluid have also been shown to be inactive in the
Tight Skin mouse model for scleroderma, where a number
of parameters including histopathology and circulating autoantibody profiles to topoisomerase and RNA polymerase
were monitored (Frondoza et ai, 1996b).
In summary, the controversy still exists, and it exists in
part because of anecdotal reports and associations. Neither
should be considered scientific data, as they lack essential
control groups for comparison. From a scientific perspective,
there is little support at present for a cause and effect relationship between silicone exposure and immune-mediated
disease.
RODGERS ET AL.
different with TGF-/3 > IL-1/9 > PDGF-A > PDGF-B >
TNF-a (Giant et al, 1994b). There were large variations in
cytokine mRNA levels among patients. However, the observed levels of cytokine expression noted above were characteristic for all samples in either focal or diffuse osteolytic
lesions in both cemented or cementless THAs.
The steady-state mRNA level for IL-l a, as mentioned
above, was very low in fresh tissue samples and detectable in
only a few cases. However, when the samples of interfacial
membranes were cultured as explants, cells expressed high
levels of IL-l (Giant et al, 1994c) and released this protein
into the culture media (Shanbhag et al, 1995). In a 24-hr
culture, cells of the same tissue sample expressed many
hundred times more mRNA for IL-1 (and IL-6 as well) than
that found in fresh tissue (Giant et al., 1994c), whereas there
was only a slight (10-fold) increase in the expression of IL1 (Giant et al., 1994c). Thus, although IL-la is believed to
be a less important bone-resorbing ' 'agent'' than IL-1/9, cells
of interfacial membranes have a high, albeit latent, capacity
to respond to changes in their microenvironment (e.g.,
phagocytosis of particulates) by IL-la secretion.
PGE2 is believed to be the major regulatory component
of IL-l- and TNF-a-mediated bone resorption (Giant et al.,
1993; Akatsu et al, 1991; Yoneda et al., 1978); however,
a direct correlation between the amounts of PGE2 and other
cytokines (TNF-a, IL-l, and IL-6) was not found in interfacial membranes (Shanbhag et al., 1995). IL-la was found
to be the only cytokine which was detected in high amounts
in explant cultures of THA membranes. The cemented THA
membranes demonstrated a 3- to 16-fold increase compared
to control synovial tissues from either femoral neck fractures
or autopsies. Despite similar biological effects of IL-l and
TNF-a (both recognized as potent inducers of inflammation),
levels of TNF-a were not increased compared to those of
IL-la in membranes from uncemented arthroplasties.
IL-6 is considered to be an "anti-inflammatory" agent.
In spite of its ability to cause bone resorption (Ishimi et al.,
1990), IL-6 protects against the harmful effects of IL-l by
suppressing secretion of IL-l and TNF-a at the level of gene
transcription (Schindler et al., 1990; Dinarello, 1991). On
the other hand, IL-la, IL-1/3, and TNF-a induce the expression of mRNA for IL-6 (Ishimi et al, 1990). However, while
IL-6 levels were elevated in control synovial tissues (from
cadavers and patients with femoral neck fractures), they were
significantly lower in THA membranes retrieved at revision
surgery. It is possible that continuous stimulation of macrophages by wear debris may overstimulate and/or ' 'exhaust''
the IL-6-generating mechanism and contribute to the uncontrolled elevation of IL-l secretion. This, in turn, could contribute to the process of aseptic loosening.
The effects of various particulate species upon the expression of mRNAs coding for metalloproteinases and TTMP
have been studied (Giant et al, 1994a; Yao et al, 1995). It
was found that human fibroblasts of various origins (normal
skin, rheumatoid synovial tissue, and periprosthetic granulomatous tissues of failed THAs) could respond differently to
direct exposure to the same particulate species, although all
responded to titanium (Ti) by increasing metalloproteinase
and, to a lesser extent, TEMP expression. These findings
suggested a direct pathologic effect of Ti particles on fibroblast functions, which might be responsible for the failure
of bone remodeling in osteolytic lesions (Yao et al, 1995).
In addition, Ti particles blocked the expression of mRNAs
for procollagen at(J) and a1(Tn), thus abolishing collagen
synthesis in the human osteoblastoid cell line MG-63. As
osteoblasts play crucial roles in the maintenance and remodeling of bone tissue, a particulate-induced suppression of
collagen synthesis in these cells may inhibit osteogenesis
and die repair of bone matrix in osteolytic lesions (Yao et
al, 1995).
Bone Resorption in Calvarial Bone Organ Culture
Phagocytosable particulates induced PGE2 secretion by
peritoneal macrophages (Giant et al, 1993). The PGE2 production was even higher in cocultures of bone and macrophages and in bone organ cultures exposed to conditioned
medium (CM) from particulate-stimulated macrophage culture.
CM of particulate-stimulated macrophages increased the
active 45Ca release from bones. CM from nonstimulated
monocyte/macrophage cell lines exhibited bone-resorbing
capacity, but this was not the case with CM from peritoneal
macrophages, although it contained high levels of PGE2 and
approximately the same amount of IL-l as measured in nonstimulated IC-21 cultures. CM of Ti, polystyrene, and
PMMA particulate-stimulated macrophages (peritoneal, IC21, and P388D, cell lines) increased the 43Ca release by
bones.
In bone organ cultures, the major source of PGE2 is the
calvarial bone itself, which most likely mediates a "spontaneous" efflux of calcium (Giant et al, 1993). This passive
efflux was inhibited significantly, but not completely, by
either indomethacin (IM, cyclooxygenase inhibitor) or misoprostol (prostaglandin E] analogue). Since increased 45Ca
release generally correlated with increased PGE2 and IL1 levels and since exogenous PGE2 and recombinant IL-l
increased 43Ca release from calvarial bones, one might conclude that increased bone resorption was a result of the ac-
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Mediators Released in Explant Cultures of
Interfacial Membranes
Expression of mRNAs Coding for Bone-Resorbing
Factors/Mediators in Human Fibroblast Cell
Lines Exposed to Particulates
IMMUNOTOXICITY OF MEDICAL DEVICES
EFFECT OF PROSTHETIC WEAR DEBRIS ON
MACROPHAGES, FIBROBLASTS, AND BONE CELLS
Carmelita Frondoza
Aseptic loosening of implant components is a major complication after total joint replacement (Barrack et al, 1992).
Loosening is characterized by foci of radiolucent zones at
the implant—bone interphase pointing to bone resorption or
osteolysis (Lombardi et al., 1989; Willert etal, 1990). Analysis of the periprosthetic tissue shows the presence of wear
debris derived from implant materials and a granulomatous,
"foreign body-like" response (Goldring et al., 1983; Maguire et al, 1987; Pazzaglia et al, 1987; Goodman et al,
1989; Santavirta et al, 1990, 1991; Dorr et al, 1990). The
periprosthetic tissue appears thickened, fibrous, and infiltrated with inflammatory cells and has been referred to as
"pseudomembrane" (Goldring et al., 1983). These observations led to the supposition that wear debris generated from
the articulating surfaces of joint prostheses plays a key role
in aseptic loosening of implant components (Charnley et al,
1975; Agins et al, 1988; Salvati et al, 1993).
Multiple factors that are mechanical or biological in nature
have been implicated in the cascade of events leading to
aseptic loosening (Maloney et al, 1989; Galanteef al, 1991;
Amstutz et al, 1992). Mechanical factors have been cited
as causing prosthesis instability and the loosening process
induces osteolysis. In contrast, others propose that biological
factors trigger loosening. Wear debris induces osteolysis and
progressive osteolysis results in loosening of prosthetic components. While mechanical factors are initially involved in
production of wear debris, a strong case can be made that
the adverse biological response to particulates is the ultimate
cause of prosthesis loosening. This notion is supported by
the evidence that wear debris distributed in the periprosthetic
tissue is associated with infiltrates of activated macrophages,
giant cells, fibroblasts, and lymphocytes (Revell et al, 1975;
Kozinn et al, 1986; Howie et al, 1988; Dorr et al, 1992;
Salvati et al., 1991; Kim et al, 1993). The appearance of
these inflammatory cells at the periprosthetic tissue could
trigger osteolysis through release of soluble mediators such
as cytokines, prostaglandins, and degradative enzymes (Herman et al, 1989; Santavirta et al, 1991; Quin et al, 1992;
Jiranek et al, 1993). Bone loss could eventually result in
aseptic loosening. Whether wear debris causes loosening or
is the consequence of the loosening process is still unresolved. Most likely, mechanical and biological factors are
equally involved in the loosening and eventual failure of the
implant.
To help define the role of prosthetic wear debris on aseptic
loosening, in vitro tissue culture and animal models have
been used. In vitro tissue culture models have the advantage
in that they facilitate analysis at the cellular and molecular
levels. For example, changes in transcription or translation
of cellular products in response to wear debris can be analyzed. Cell to cell communication and signal transduction
events can be traced as cells are exposed to wear debris. In
vitro techniques are also less costly and less time consuming.
However, in vitro models are of limited value in detecting
crucial physiological systemic effects. In using in vitro models, several important questions must be considered: (1) the
cell type to be used; (2) the appropriate assays and their
optimum endpoints; and (3) the debris preparation to be
evaluated.
Several cell prototypes have been studied to model or
mimic tissue response to biomaterials. Examples of these
are prototypes of inflammatory cells such as peripheral blood
monocytes, lymphocytes, and fibroblastic cells (Rae et al,
1979; Goldring et al, 1990; Giant et al., 1993; Horowitz et
al, 1991, 1995; Haynes etal, 1993; Frondoza etal, 1994;
Shanbhag etal, 1995; Gonzales etal, 1996). Cells retrieved
from tissues or blood which are maintained in short-term
culture for immediate use are thought to most closely express
their original tissue characteristics or "phenotype." However, the number of cells available for analysis is usually
limited and further expansion to increase cell numbers may
be required. In this case, cells propagated in culture for
extended passage need to be assessed if they still retain their
Downloaded from toxsci.oxfordjournals.org by guest on July 6, 2011
tions of PGE2 and IL-1. However, the use of anti-IL-1 antibodies and IM further demonstrated that: (1) PGE2 alone
was not necessarily responsible for active 45Ca release; and
(2) factors other than PGE2 and IL-1 also might participate
in bone resorption in vitro. Although PGE2 and IL-1 have
been shown to regulate one another (Goldring et al, 1992;
Boyce et al, 1989; Harvey, 1988a), this mutual regulatory
effect is not evident in calvarial organ cultures.
Since the seminal report of Willert et al. (1977), attention
has focused upon the role of particulate release in the etiology of bone loss and aseptic loosening and subsequent clinical failure of total joint replacement prostheses. It is now
clear that macrophages, fibroblasts, and osteoblasts respond
differently to size, dose, composition, and perhaps surface
energy of different particulate species which promote the
release of various levels of bone-resorbing agents. The cellular heterogeneity and the aggressive behavior of the tissue in
osteolytic areas are most likely the consequences of multiple
cellular interactions and the effects of various products of
cells exposed to particulate biomaterials. The tissue heterogeneity may determine how local events proceed in osteolytic lesions. Although considerable limitations exist when
comparing in vitro and in vivo events, new cell biology
and molecular biology techniques offer the opportunity to
correlate particulate-related in vitro experiments with in vivo
events taking place in the periprosthetic tissue environment.
RODGERS ET AL.
50
o
Tritiated Thymidine Incorporation
40
•H
4-1
(0
u
o
30
o
u
20
c
10
Control
l)jg/ml
lO^g/ml
FIG. 1. Effect of metallic wear debris on human synoviocyte proliferation. Metallic wear debris from periprosthetic tissue obtained during revision
arthroplasty was isolated by sequential enzyme digestion. Different concentrations of the wear particles were added to cultures of human synoviocytes
and proliferative indices were determined by [3H]thymidine incorporation.
Effects of Wear Debris on Cellular Function
Metallic wear debris (Ti, CoCr) at the lower concentrations tested (1 /ig/ml) decreased the proliferative capacity
of human synoviocytes (Fig. 1). Similarly, cells exposed to
PMMA beads showed reduction in proliferative indices. The
decrease in proliferative indices was more profound when
cells were incubated with higher concentrations of particulates. In contrast, higher concentrations of particulates induced release of lower concentrations of cytokines TNFa
(Fig. 2). A similar inverse dose-dependent pattern in cytokine release was observed when synoviocytes were incubated with PMMA particles. Machine-generated Bioglass
particles were not cytotoxic for synoviocytes but induced
release of TNFa similar to the pattern shown in Fig. 2.
Control (Oug/ml)
1|jg/ml
10ug/ml
100ug/ml
FIG. 2. Effect of metallic wear debris on human synoviocyte cytokine
TNFa release. Metallic wear debris from periprosthetic tissue obtained
during revision arthroplasty was isolated by sequential enzyme digestion.
Different concentrations of the wear particles were added to cultures of
human synoviocytes and levels of secreted TNFa were assayed in the
supernatant medium ELISA.
Downloaded from toxsci.oxfordjournals.org by guest on July 6, 2011
original characteristics. Alternatively, tumor cell lines which
continue to display certain features of their normal tissue of
origin have been used.
To evaluate cellular response to wear debris, various techniques are available to determine cytoxicity and cellular activation. Cytotoxicity is commonly determined by conventional vital dye uptake and enumeration of cell numbers.
Perturbation in cell proliferation can be detected using more
sensitive radioisotopic and immunocytochemical techniques.
Cellular activation may be assessed by measurement of inflammatory mediator release such as the interleukins or prostaglandins using ELISA or radioimmunoassay.
Another important consideration is the wear debris preparation for testing. Over the past 20 years, the most common
prosthetic materials available clinically have been cobaltchrome (Co-Cr) alloys, titanium, titanium alloys, ultrahighmolecular-weight polyethylene (UHMWPE) and polymethyl
methacrylate cement (PMMA). Other less commonly used
materials or those which are currently being tested are bioceramics such as hydroxyapatite and Bioglass. Numerous
studies identified cell and tissue response to machine-generated particulates from prosthetic materials of different sizes,
shapes, and concentrations. Although more easily obtained,
there is concern that these debris preparations may not be
representative of those generated in the patient's tissues.
To address this concern, several investigators attempted to
isolate, characterize, and test wear debris retrieved from periprosthetic tissue. Yet these efforts have encountered technical difficulties due to the limitation of tissue particulates that
can be retrieved and the possibility that they are altered by
the isolation procedures. There is also wider variability in
sizes and shapes in the wear debris retrieved from tissue
which could contribute to variation in in vitro results. Cur-
rent studies to compare cell response to wear debris that
are machine generated or isolated from tissue are underway
(Schmiedbergefa/., 1994; Campbell etal, 1995; Shandbhag
et al, 1995). The major problem however, is to compare
matched preparations with similar size, shape, and chemical
structure in order to draw valid conclusions. Taking all these
factors into consideration, we have proceeded to characterize
cellular response to wear debris. Our study focused on synovial tissue as a source of cells for use in in vitro models.
The anatomical accessibility of synovia! tissue to the bearing
surfaces of artificial knee joint implant facilitates exposure
to wear debris. Synovial tissue consists of phagocytic macrophage-like and fibroblastic cells capable of producing inflammatory cytokines and degradative enzymes (Hirsch et
al, 1985; Allard etal, 1990; Wilkinson etal, 1992). Synoviocytes also produce collagen type I, which is the major
constituent of the thickened periprosthetic membrane of
loosened implants. These factors may contribute to the active
participation of synoviocytes in adverse tissue response to
wear debris.
IMMUNOTOXICITY OF MEDICAL DEVICES
Exposure of synoviocytes to UHMWPE resulted in a dosedependent decrease in cell numbers. By Day 5 significant
reduction in cell numbers was noted at 100 /ig/ml of debris.
Light microscopy revealed that fewer cells remained adherent on microcarriers upon exposure to higher concentrations
of UHMWPE. Microcarriers containing cells cultured in medium alone exhibited confluent cells on their surface. Ultrastructural analysis indicated that synoviocytes phagocytosed
debris. At the higher concentrations of UHMWPE, cells
showed signs of lysis and internal structures were not discernible. The few cells that remained adherent to the surface
of the microcarriers appeared pyknotic and had lost their
cellular integrity. Synoviocytes exposed to UHMWPE
stained more intensely for IL-1/3 compared to the untreated
control, suggesting higher levels of intracellular IL-1/3.
Summary
Vesna Tomazic
Natural rubber latex is a source material for a variety of
medical devices such as surgical and examination gloves,
condoms, and catheters. For years, the only known problem
associated with rubber was occasional irritation and dermatitis caused by residual chemical additives in the finished
products. During 1989/1990, however, there was a sudden
surge of reports of the type I, IgE-mediated hypersensitivity
to latex. Although contact with latex devices is mainly dermal and only occasionally through the mucous membranes,
frequent exposures to latex products may result in the development of the IgE-mediated hypersensitivity induced by proteins that are constituents of the natural rubber latex. The
clinical manifestation of immediate or type I hypersensitivity
is highly variable, from relatively mild symptoms of local
contact urticaria to more severe asthma-like respiratory
symptoms to the most severe and life-threatening systemic
anaphylactic reactions.
The most obvious reason for a sudden appearance and
such a high frequency of type I allergic reactions is a 10-fold
increase in the use of latex gloves as a result of preventive
measures against HIV infection. In addition to the increased
exposure to latex, other factors contributed to the increased
frequency and severity of the reactions. First, due to such a
high demand, a large portion of gloves marketed in this
country were imported from various small manufacturers
around the world, where the quality control may have been
suboptimal. Also, a faster turnover of the raw latex may
have resulted in the higher amounts of latex protein on the
finished products. Another change that occurred at the same
time was replacement of talc with cornstarch as a donning
powder on gloves. Cornstarch, however, has a strong propensity to bind latex proteins and creates an airborne allergen
and an additional route of exposure. Finally, sterilization
with ethylene oxide was also introduced a few years ago; it
was recently shown that ethylene oxide residues can sensitize
individuals and also potentiate sensitization to latex proteins.
The occupational exposure to latex products, therefore,
presents the highest risk for sensitization to latex proteins.
Several epidemiological studies of occupationally exposed
groups published since 1990 confirmed that the highest prevalence of type I allergy was found among hospital personnel,
especially among operating room physicians and nurses,
dentists, and rubber plant workers. The prevalence levels in
these groups range from 9 to 17%. The most affected group,
however, is spina bifida children, in whom the prevalence
of type I allergy is as high as 70%. Due to the frequent
surgeries and other minor medical procedures associated
with their congenital malformation, these children are con-
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The major finding of the present study is that metallic
wear debris retrieved from periprosthetic tissue is cytotoxic
to human synoviocytes. As the cells die, inflammatory cytokines which are also known to mediate bone resorption are
released. Our study supports the hypothesis that retrieved
wear debris from periprostatic tissue can directly activate
synoviocytes in vitro. These observations suggest that synovial cells surrounding the implant may be susceptible to
activation by wear debris in the knee joint. Thus, metallic
wear debris in the periprosthetic tissue may induce synoviocytes to release cytokines capable of mediating osteolysis.
A novel method to evaluate the effect of buoyant
UHMWPE on tissue cells was successfully used for the results presented above (Frondoza et al., 1996a). By allowing
synoviocytes to adhere to microcarriers, they can be readily
exposed to buoyant UHMWPE debris in spinner cultures.
Biocompatibility studies of UHMWPE on a monolayer cell
culture model have been complicated by its low density and
its tendency to float. The spinner culture method facilitates
contact between cells and buoyant particulates and makes it
possible to determine whether phagocytosed UHMWPE debris affects cell functions. Since the spinner culture system
mimics some features of the biomechanical environment in
the joint, cell response to UHMWPE in spinner culture may
yield insights into the in vivo behavior of synoviocytes during the pathogenesis of aseptic loosening.
We also demonstrated that paniculate bioactive glassBioglass was not cytotoxic to synoviocytes but elicited release of inflammatory cytokines. Bioglass has been reported
to have physicochemical properties suitable for use as implant coating. However, our observation that Bioglass elicits
the release of inflammatory cytokines suggests the need to
further examine and develop methods of applying Bioglass
to an implant which will minimize production of wear particles.
HYPERSENSITIVITY TO LATEX PROTEINS: ETIOLOGY,
DIAGNOSIS, AND PREVENTION
10
RODGERS ET AL.
These findings suggest that NAL extract may have the
most complete presentation of all potential allergenic proteins. Further confirmation of this finding came from our
studies performed with rabbit anti-latex sera. Rabbits were
immunized with NAL, AL, and GL protein extracts, and
their sera were analyzed in immunoblots with corresponding
protein extracts. In comparison with the SDS-PAGE profile
of three latex extracts, the immunoblots with rabbit antisera
revealed that NAL-immunized rabbit sera reacted with all
proteins present in all three extracts. Sera from AL- or GLimmunized rabbits failed to recognize some of the proteins
present in NAL extract. We have not, however, observed
any new positive proteins in AL and GL extracts that were
not present in NAL extract. These data supported our previous conclusion that NAL extract appears to contain the most
complete display of antigenic epitopes of latex proteins.
Since all of the latex proteins are not present on every
finished product, the antibody specificities in individual human sera usually reflect proteins present on the specific device that caused sensitization. A marked variety in the reaction patterns of human sera was repeatedly observed, especially when the adult population was compared to the
pediatric population. Therefore, to have a reliable and predictive test to evaluate the potential allergenicity of latex
products, it is important to prepare a reference pool of sera
that will have the capacity to react with all potentially allergenic proteins. In these studies, we used a pool of adult
immune sera with diversified responses, prepared after careful screening of a large number of individuals from various
geographic locations and with various sensitization histories
(Akasawa, 1995). When this serum pool was evaluated in
immunoblots against NAL, AL, and GL protein extracts, the
largest number of positive proteins was observed in the NAL
extract. The human serum pool reacted with some proteins
in AL and GL extracts that were not recognized by rabbit
sera immunized with analogous protein preparations.
Currently available diagnostic tests for allergies include
the in vitro tests for serum IgE levels and allergen-specific
IgE levels and the in vivo gold standard of skin testing. It
would be advantageous to be able to replace skin testing
with an adequate in vitro counterpart. The skin reaction,
which is a direct measure of the potential allergic reaction,
does not necessarily correlate with the level of serum IgE.
Usually, the presence of IgE antibodies in the serum is a
clear indication that the individual has or is in the process
of developing allergy. The presence of anti-latex IgE antibodies in the serum may precede the manifestation of clinical
symptoms for an extended time and, therefore, may indicate
an ongoing process of sensitization. Although a correlation
between these two tests may not always exist, detecting the
sensitization process at an early stage, before the fully blown
allergy develops, may be of great value for occupationally
exposed individuals. Predictiveness of an in vitro test for
Downloaded from toxsci.oxfordjournals.org by guest on July 6, 2011
tinuously exposed to latex devices starting at the earliest
days of their life. Another high-risk factor is the genetic
predisposition to type I allergy. The study of a randomly
selected population of atopic individuals showed 6% prevalence of latex allergy in this group.
In light of such a high and still-increasing prevalence of
sensitivity to latex proteins, effective preventive measures
and good diagnostic tests are urgently needed. The immediate prevention efforts were focused on the increasing awareness of healthcare providers and consumers and establishing
measures to reduce the incidence of reactions in already
sensitized individuals. The diagnostic procedures, generally
performed as a follow-up to the clinical manifestation of an
allergic reaction, include skin testing as a "gold standard"
test and in vitro measurement of the total serum IgE and of
the allergen-specific IgE antibodies.
The specific applications of these approaches and procedures to the evaluation of latex allergy appear to be more
cumbersome than anticipated. The most critical point is the
definition of the latex allergen(s) in relation to all proteins
in natural rubber latex. A defined allergen serves as a basis
for either development of diagnostic tests or the manufacture
of safe latex products. In addition, a representative anti-latex
antiserum is equally important for a reliable evaluation of
the potential allergenicity of latex products.
The question of the specific allergen is complicated by
the fact that latex proteins represent a group of about 2 5 30 proteins differing in their structure and size, with apparent
molecular weights ranging from 5 to 200 kDa. Published
reports show a significant diversity in the size of proteins
identified as allergenic proteins, indicating that a large number of latex proteins may be potential allergens, depending
on the dose and the route of exposure. Therefore, the best
standard protein should contain all latex proteins that may
be potentially allergenic. Sources of latex proteins include
fresh unprocessed latex sap (NAL), raw latex containing
ammonia (AL), and finished latex products (GL), where proteins were exposed to chemicals and high temperatures.
Since the processing of latex may, on the one hand, result
in the loss of some proteins or antigenic specificities and,
on the other hand, expose or create epitopes that were not
present in the native proteins, the question was which of
these sources would be the closest to including all antigenic
specificities to which users may be sensitized. Our studies
compared immunoblots of NAL, AL, and GL protein extracts with a variety of human sera. These data demonstrated
that sensitized individuals present various antibody specificities and respond differently to various sources of latex proteins. However, it was uniformly confirmed that all human
sera evaluated reacted with the largest number of proteins
in NAL extracts (Tomazic, 1995).
IMMUNOTOXICITY OF MEDICAL DEVICES
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the potential reaction in patients, however, can only be established by direct comparison with skin testing. An ongoing
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not always observed (Hamilton, 1996).
Finally, for the prevention of further sensitization, it is
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this approach is the definition of the latex allergen. Many
investigators describe findings of proteins that represent the
"major allergens" in latex, but their results vary markedly
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latex allergy. A large body of new data concerning latex
proteins and the efforts to identify the specific allergens
constitute a base for the development of diagnostic tests
and tests for the potential allergenicity of finished medical
devices. The availability of both methodologies will prevent
allergic reactions and reduce or stop further sensitization of
latex product users.
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