Forest Ecology and Management 239 (2007) 159–168
www.elsevier.com/locate/foreco
Distribution, composition, and orientation of down deadwood
in riparian old-growth woodlands of Zoar Valley Canyon,
western New York State, USA
Erin K. Pfeil a, Nicole Casacchia b, G. Jay Kerns b, Thomas P. Diggins a,*
b
a
Department of Biological Sciences, Youngstown State University, Youngstown, OH 44555, USA
Department of Mathematics and Statistics, Youngstown State University, Youngstown, OH 44555, USA
Received 24 August 2006; received in revised form 1 December 2006; accepted 1 December 2006
Abstract
During 2005, we catalogued down deadwood (DDW) in forty-one 30-m 30-m quadrats on 10 riparian upper terraces within the minimally
disturbed Zoar Valley Canyon of western New York State. Woodlands on these former floodplains represent late-successional stages of a diversity
of broadleaf ecotypes, with increment core-based stand ages up to 351 years. Volume of DDW averaged 84.9 9.7 (S.E.) m3/ha among all
quadrats, and ranged up to 145.3 43.2 m3/ha on individual terraces. Abundance of downed sugar maple reflected this species’ prevalence in the
live overstory, but American beech deadwood was markedly overabundant due to beech bark disease mortality. Prevalence of very-shade-tolerant
(sugar maple, American beech, eastern hemlock) DDW was modest for northern hardwood old growth (46.4 4.3% among all quadrats), and was
not related to stand age. We speculate this may reflect the floodplain origin of these woodlands. Down deadwood volume was positively associated
with stand age among terraces (R2 = 0.446, P = 0.035), but not at the neighborhood scale of 30-m quadrats (R2 = 0.027), where individual tree
mortality may obscure broader patterns. Orientation of DDW was non-uniform (Kolmogorov–Smirnov goodness-of-fit, P < 0.05) on five of the ten
study terraces, where statistical trends in treefall direction suggested the influence of prevailing westerly winds blowing through the east-west
canyon (this DDW orientation was also opposite to stream flow). This was an unexpected result, however, as we otherwise found very limited
evidence of episodic wind-throw within the study area.
# 2006 Elsevier B.V. All rights reserved.
Keywords: Down deadwood; Riparian forest; Orientation; Old growth; Zoar Valley
1. Introduction
Ongoing processes of tree mortality and down deadwood
(DDW) accumulation are integral to the development of nearly
every forest. As suggested by Franklin et al. (1987), at death a tree
‘‘has only partially fulfilled its potential ecological function’’. It
has long been recognized that fallen trees represent critical subunits of the forest ecosystem, complete with their own sets of
physico-chemical and biological features (Graham, 1925). It is
also recognized that the concurrent opening of light gaps often
plays a defining role in canopy structure and composition
(Runkle, 1982). Down deadwood may be generated by episodic
disturbances such as wind (Lin et al., 2004), fire (Frelich and
Reich, 1995), ice storm (Lemon, 1961), or disease (McGee,
* Corresponding author. Tel.: +1 330 941 3605; fax: +1 330 941 1483.
E-mail address: tpdiggins@ysu.edu (T.P. Diggins).
0378-1127/$ – see front matter # 2006 Elsevier B.V. All rights reserved.
doi:10.1016/j.foreco.2006.12.001
2000), or may accumulate more or less continuously through the
aging and death of individual trees (Runkle, 2000). Varying
combinations of any or all such factors may affect a woodland at
any given point in time and space.
Much attention has focused on the abundance, composition,
state of decay, and habitat value of deadwood in stands of
varying ages and disturbance histories (Bormann and Likens,
1979; Harmon et al., 1986; Goodburn and Lorimer, 1998; Idol
et al., 2001). An abundance of downed and standing woody
debris is widely regarded as a structural indicator of minimally
disturbed old growth (Martin, 1992; Greenberg et al., 1997),
although old forests are not necessarily the only type that may
exhibit high deadwood loads (see McCarthy and Bailey, 1994;
Hardt and Swank, 1997; Goodburn and Lorimer, 1998 for high
DDW volumes immediately after harvest).
Treefall and deadwood dynamics have been well described
in central and eastern North American upland forests (Tyrell
and Crow, 1994; Spetich et al., 1999; Ziegler, 2000; Webster
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and Jenkins, 2005), but less so in riparian ecosystems, where
downed wood is often studied primarily in terms of its
contribution to the stream channel (e.g., Bragg, 2000; Williams
and Moriarity, 2000). The riparian ecosystem of Zoar Valley in
western New York State contains pristine old-growth northern
hardwood and mesophytic forest as well as a minimally
regulated river (Hunt et al., 2002; Diggins and Kershner, 2005).
The rugged isolation of this canyon system has left its forests
unlogged and almost completely undisturbed by human
activities. Sheer 100-m walls and deep meanders give an
impression of substantial protection offered to the riverside
terraces below. Impressive tree heights here of up to 47 m
(Diggins and Kershner, 2005) are often casually attributed to
protection from wind stress, although this premise has not been
tested.
Zoar Valley thus offers a rare opportunity to examine
deadwood accumulation within a minimally disturbed eastern
riparian zone that likely differs from a comparable upland site
in at least two fundamental aspects: (1) successional dynamics
will be predominantly primary, with riverside terrace woodlands ultimately having started on nascent floodplains; (2)
physical protection may substantially influence the relative
importance of episodic disturbance versus more continuous gap
phase dynamics. The objectives of this study were to (1)
quantify down deadwood distribution and composition on Zoar
Valley’s riverside terraces in relation to stand age and live
canopy characteristics and (2) quantify directional orientation
of treefalls to assess the contribution of prevailing winds and/or
episodic blowdowns.
Because we surveyed DDW within discrete quadrats on
spatially separated terrace landforms, we were able to examine
woody debris across a gradient in stand age at multiple
ecological scales. Survey quadrats corresponded to a 0.1-ha
neighborhood scale, and terraces roughly corresponded to a
10-ha small stand scale (definitions of Frelich, 2002). To this
end we likewise conducted a meta-analysis for eastern North
America of DDW versus stand age using 22 published studies
of hardwood and/or hemlock hardwood sites (100-ha large
stand scale), including the present results from Zoar Valley. A
number of authors (Bormann and Likens, 1979; Harmon et al.,
1986; Hardt and Swank, 1997; Busing, 2005) have reported and
compared woody debris data among independent studies, but
none as extensively as in the present paper.
2. Methods
2.1. Study area
The 60–130-m deep Zoar Valley Canyon (Fig. 1) in western
New York State (N428260 , W788520 ) encompasses 11 km of the
Main Branch and 8 km of the South Branch of Cattaraugus
Creek, a 6th order tributary to Lake Erie. Hunt et al. (2002)
qualitatively identified >300 ha of pre-settlement forest here,
and 175 ha within the 1182-ha New York State Zoar Valley
Multiple Use Area (Fig. 1B). The present study was conducted
on 10 riparian upper terraces within the Multiple Use Area
totaling 22.3 ha (Fig. 1C). These terraces represent former
floodplains, but at present are likely no longer inundated. (A
May 2004 flood of 1/2 the discharge of a 100-year event did
not appear to reach any of the study terraces [pers. obs.].)
Riverside vegetation in Zoar Valley likely represents a
chronosequence of primary succession on various depositional
fluvial landforms (Diggins, 2005). Aerial images (Fairchild
Aerial Surveys, 1929; United States Geological Survey, 1962;
Fig. 1. Zoar Valley study site details showing: (A) regional location, (B) Cattaraugus Creek Main and South Branches and New York State Multiple Use Area, and (C)
canyon and river outlines with locations of study terraces.
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New York State Geographic Information Systems Clearinghouse, 2002 [high resolution satellite orthoimagery]) clearly
show the sequential development of vegetation on present-day
lower floodplain terraces, while qualitative evidence on upper
terraces (e.g., riverbed cobbles at 0.5–2-m depths in treefall
root pits and along erosional banks) suggests they too have
followed a similar history, although farther in the past.
Riparian woodlands on the study terraces include a diverse
assemblage of mesic and riverfront ecotypes, with 24 tree
species present. Sugar maple (Acer saccharum) dominates
(30% of basal area), with American beech (Fagus grandifolia), tuliptree (Liriodendron tulipifera), white ash (Fraxinus
americana), American basswood (Tilia americana), and
eastern hemlock (Tsuga canadensis) also well represented
(Diggins and Kershner, 2005). Much of the study area displays
uneven multi-aged stand development, although some terrace
woodlands are still in demographic transition, i.e., understory
re-initiation (see Oliver and Larson, 1996; Frelich, 2002 for
definitions). Core-dated eastern hemlock reach 385 years of
age, while sugar maple, yellow birch (Betula allegheniensis),
and American sycamore (Platanus occidentalis) exceed 250
years (present study). Canopy height is impressive for the
northeastern United States, ranging between 33 and 43 m, with
emergent tuliptree and sycamore to 47 m (Diggins and
Kershner, 2005).
Diggins and Kershner (2005) concluded that the lower five
terraces along the Main Branch (Fig. 1C of present paper,
terraces 4–8) had likely never been logged, even selectively.
Particularly compelling was the presence of large and wellformed black walnut (Juglans nigra) up to 90 cm DBH and
38 m tall (Diggins and Kershner, 2005), and core-dated to 200
years (incomplete core of 181 years, J. Battaglia, NY Audubon,
pers. commun., 2005). Previously undescribed terraces 9 and
10 are among the most remote in the entire canyon, and likewise
support woodlands that are unmistakably primary old growth
(Diggins, unpublished data, note also stand age ranges in
Table 1 of present paper). In contrast, terraces 1–3 are located
closer to the pre-1950 Valentine Flats farmstead (Fig. 1C) and
to a small 19th century sawmill downstream of the Multiple Use
Area, so if selective logging ever occurred within the study area
it was most likely here. However, there is no present evidence of
or specific historical reference to timber extraction. Therefore,
we consider all 10 study terraces to be effectively free of direct
human influence on forest dynamics, including DDW
accumulation.
2.2. Down deadwood surveys
During May–July of 2005, a quantitative survey of DDW
was conducted in 41 previously established 30-m 30-m
quadrats distributed among the terraces in a stratified design
(Diggins and Kershner, 2005; Diggins, 2005). These quadrats
had never been permanently marked, but were relocated within
at most a few meters based on field notes, prominent trees, and
other recognizable landmarks. All pieces of DDW >15 cm
maximum diameter were identified to species where possible,
measured for length, maximum and minimum diameter, and
compass orientation, and assigned to one of five decay classes
as defined by Pyle and Brown (1998). A fallen tree was included
if >50% of its length was inside a quadrat, regardless of the
location of its origin. Down deadwood displaying characteristics of multiple decay classes was assigned to the class
representing the greatest amount of wood.
Identity of DDW was determined using species specific
characteristics including bark features, branching pattern, and
sometimes even leaves (for decay class 1). Five species could
be identified in advanced decay classes reliably enough that
DDW quantification may have been relatively complete
(identifying features in parentheses): (1) sugar maple (blackened and/or spalded [streaked] appearance of decayed wood),
(2) American beech, (3) yellow birch (remnants of identifiable
bark), (4) eastern hemlock (the only conifer, blocks of reddish
wood, whorls of perpendicular branches/scars), and (5)
American basswood (association with live trunks remaining
in multi-stemmed clumps). We did not pursue identification of
unknown DDW (1/3 of the total) based on wood anatomy (see
Rubino and McCarthy, 2003) because multiple species of each
major vascular type (ring porous versus diffuse porous)
commonly occurred within the same stands, suggesting we
might still have failed to identify much of this DDW.
Table 1
Summary of overstory stand age and down deadwood (DDW) characteristics by terrace
Terrace
Stand age (years)
DDW volume (m3/ha)
Dead:live (ratio)
% DDW shade tolerant
Orientation (K–S P-value)
1
2
3
4
5
6
7
8
9
10
129–194
128–187
140–201
113–257
170–351
115–243
109–158
128–235
208–228
134–289
80.8 13.6
79.7 8.6
60.1 17.9
78.1 40.5
145.3 43.2
88.8 16.5
15.8 2.1
114.5 50.7
68.4 9.9
54.3 6.9
0.29 0.10
0.20 0.02
0.11 0.03
0.12 0.07
0.30 0.07
0.20 0.04
0.03 0.01
0.34 0.20
0.19 0.03
0.13 0.02
25.6 6.8
65.3 17.9
69.5 29.3
21.9 11.1
58.7 9.7
36.8 5.7
22.6 10.1
36.3 22.0
67.7 11.7
65.4 11.8
<0.001
0.092
0.079
<0.001
0.122
0.021
0.049
0.994
0.005
0.218
(n = 4)
(n = 4)
(n = 2)
(n = 5)
(n = 5)
(n = 7)
(n = 2)
(n = 4)
(n = 4)
(n = 4)
Notes: Number of survey quadrats (n) given for each terrace. Stand age presented as range of quadrat core-based estimates. Total DDW volume, dead:live volume ratio
(for DDW and live trees >20 cm diameter), and % DDW volume shade tolerant presented as means (S.E.) among quadrats. Shade tolerant species constitute sugar
maple, American beech, and eastern hemlock. Orientation vs. uniformity of DDW indicated by significance of Kolmogorov–Smirnov (K–S) goodness-of-fit test
(P < 0.05 indicates non-uniform orientation).
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A Nikon 400 laser range finder was used to measure lengths
of DDW pieces >10 m, whereas a tape measure was used for
shorter pieces. For solid pieces of DDW, a tape measure was
used to determine half-circumferences that were then converted
to diameters. For substantially flattened DDW, diameter was
measured directly. Volumes of down deadwood pieces were
then calculated as cylinders having these measured lengths and
average diameters. This approach likely overestimated the
present volumes of highly decayed and flattened DDW pieces.
Separate DDW pieces and/or large branches >10 cm diameter
from the same fallen tree were measured individually in this
fashion and summed to calculate volume.
Orientation of DDW pieces was determined by a magnetic
compass, starting from the origin of the fallen tree. If the origin
of DDW was not apparent either from the presence of its stump,
snag, or tip-up, or by a measurable taper, it was not included in
assessment of DDW orientation. Additionally, DDW obviously
generated by canopy branches was not assessed for orientation,
as position on the ground might not indicate direction of fall.
2.3. Down deadwood characterization
In addition to total volume, deadwood:live volume ratios and
percentages of DDW volume identified as very-shade-tolerant
species (sugar maple, American beech, eastern hemlock [Burns
and Honkala, 1990]) were calculated for each quadrat. For
deadwood:live ratios, live wood volumes were calculated using
Zoar Valley overstory (>20 DBH) basal areas measured during
2002–2004 by Diggins and Kershner (2005) and Diggins
(unpublished data). Deadwood:live ratios were calculated using
only DDW >20 cm diameter to correspond to the size class of
standing trees used. It is likely that some previously measured
standing live wood now represents DDW, but only one large
tree had come down within a quadrat (a 114 cm DBH American
beech on Terrace #6), and was thus removed from live basal
area for calculation. Average overstory height was estimated for
each quadrat based on prior tree height measurements (Diggins
and Kershner, 2005; Eastern Native Tree Society, 2004)
throughout the study area using accurate laser range finder
triangulation methods (Blozan, 2006). Because Zoar Valley’s
terrace woodlands grow on level ground and are dominated by
trees with single straight trunks and high first branches, tree
volume was modeled as a simple cone (volume = 1/3
[height basal area]). Wood volume below breast height
was estimated by assuming DBH to represent 75% of tree
diameter at the ground—a relationship based on trunk flare of
numerous broadleaf trees in eastern old-growth woodlands
(Rucker, 2003). We chose these somewhat cumbersome
calculations rather than standard DBH:volume tables because
we felt the former better represented the actual study area, and
better estimated total wood volume rather than just merchantable volume.
The methods outlined above were also used to calculate
species deadwood:live volume ratios for sugar maple and
American beech, the latter of which may be suffering excess
mortality from beech bark disease (Cryptococcus fagisuga
scale with associated Nectria spp. fungus). Because deadwood
catalogued during the present study included only downed logs,
volume ratios somewhat underestimate the contribution of all
deadwood, including snags (e.g., see Goebel and Hix, 1996;
Goodburn and Lorimer, 1998; Spetich et al., 1999).
2.4. Down deadwood orientation
On each terrace, a Kolmogorov–Smirnov (K–S) goodness of
fit test was performed to determine whether compass
orientations of DDW pieces were uniformly distributed
(DDW was uniformly distributed if P > 0.05, directionally
oriented if P < 0.05). The K–S goodness-of-fit test is not
affected by changes in scale, so the circular nature of
orientation data was not a concern. The null distribution was
continuous-uniform on the interval [08, 3608]. Because K–S
requires that all data points be unique, matching DDW
orientations were randomly perturbed by 0.018 increments to
eliminate duplications in the data. Exact K–S P-values were
obtained by the statistical package R 2.1.0 using the method of
Marsalia et al. (2003).
For DDW-oriented terraces, two-dimensional plots were
generated on which locations along a unit circle with its center
at the origin represented measured compass orientations of
DDW pieces. Because compass orientations were thus
converted to points in two-dimensional space, circularity of
the data was again not a concern. The center of mass of points
on the unit circle was then calculated for each terrace.
Orientations of these centers of mass were taken as point
estimates of the average orientation of DDW on each terrace.
Due to the complicated nature of the sampling distributions of
these centers of mass, their distributions were approximated
using bootstrap resampling methods (B = 10,000 bootstrap
iterations). Resulting distributions showed negligible bias, so
95% and 68% confidence intervals for terrace mean compass
orientations were determined using adjusted bootstrap percentile (BCa) intervals (Venables and Ripley, 2003). Monte Carlo
permutation tests (10,000 iterations) were used to compare
mean maximum diameter between oriented DDW pieces (i.e.,
inside bootstrap confidence intervals) and non-oriented pieces,
pooling data for all five terraces where Kolmogorov–Smirnov
P < 0.05. This test was conducted for both 95% and 68%
confidence intervals.
2.5. Stand age estimates
Increment cores (obtained with Suunto 1000 and 1600 borers)
of one or more of the suspected oldest trees in each quadrat
were used to estimate minimum stand ages. Trees were cored
perpendicular to any lean and at or near breast height (1.37 m),
at which age estimates are presented. If a core missed the pith, a
concentric circle overlay was used to estimate pith location.
The innermost five rings (ten if tight) were then used to estimate
the missing growth. Large and old sugar maple and American
beech were often hollow, and it was decided to extrapolate the
age of such individuals rather than summarily excluding them
from stand age data. The potential length of missing core was
calculated as the average radius minus the length of the core.
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Fig. 2. Species and decay class distribution of all down deadwood (DDW) by
volume in study area.
Missing growth was then estimated as the average growth over
this increment (starting at pith) displayed by 3–5 conspecific
trees for which the pith was reliably located. Some additional
trees were cored solely for this purpose. To keep these estimates
conservative, cores displaying periods of suppression were not
used to estimate missing growth. A close agreement between
extrapolated maximum ages and those obtained from complete
cores (257 years versus 243 years, and 235 years versus 233
years, for sugar maple and American beech, respectively)
suggested these hollow tree estimates were reasonable.
3. Results
Mean (S.E.) DDW volumes on Zoar Valley terraces ranged
from 15.8 2.1 m3/ha on terrace 7, to 145.3 43.2 m3/ha on
terrace 5 (Table 1). Total study area mean among all 41 quadrats
was 84.9 9.7 m3/ha. Mean deadwood to live wood ratios
ranged from 0.03 0.01 on terrace 7, to 0.34 0.20 on terrace
8 (Table 1). Study area mean was 0.21 0.03. Among DDW
identified to species, American beech and sugar maple
contributed the greatest volumes (Fig. 2). Mean % DDW
identified as very-shade-tolerant ranged from 21.9 11.1% on
terrace 4, to greater than 60% on terraces 2, 3, 9, and 10
(Table 1). Shade tolerance averaged among all quadrats was
46.4 4.3%. Decay classes 2–4 were generally the most
prevalent (Fig. 2).
Where represented as both live trees and deadwood,
American beech displayed high mean dead:live ratios
(Table 2) ranging from 0.53 to a value greater than 2:1 (on
terrace 5). In contrast, mean dead:live ratio for sugar maple was
elevated only on terrace 3 (0.94 0.49), with values for all
other terraces less than 0.3 (Table 2).
Numerical distribution of all DDW (i.e., based on number of
pieces) across 5-cm maximum diameter classes followed a
distinctly negative exponential relationship (Fig. 3A,
R2 = 0.920). Down deadwood diameter class distribution in
terms of volume revealed a notable abundance between 30 and
60 cm, but also substantial volumes of large DDW up to 100 cm
diameter (Fig. 3B). Comparison between numerical deadwood
and live (Diggins and Kershner, 2005; Diggins, unpublished
data) diameter distributions within 10-cm classes revealed no
difference between DDW and the overstory (x2 = 12.431,
P = 0.020).
Regression of DDW volume on stand age for data collected
during the present study indicated a significant positive
relationship at the terrace scale (Fig. 4A, R2 = 0.446), but
not at the quadrat scale (Fig. 4B, R2 = 0.027). A significant
positive relationship (Fig. 5, R2 = 0.394) was also noted when
DDW volume was regressed on stand age among 22
independent studies of eastern North American hardwood
sites (listed in Table 3, including the present study), however,
only if several reports of very high post-logging slash volumes
were excluded (e.g., Hardt and Swank, 1997; Spetich et al.,
1999; Idol et al., 2001). In Zoar Valley, percent DDW shade
tolerance was not significantly related to stand age at either the
terrace (R2 = 0.193) or quadrat scale (R2 = 0.035).
Kolmogorov–Smirnov goodness-of-fit tests indicated that
fallen trees in Zoar Valley were uniformly/randomly oriented
on five terraces, but directionally oriented on five others
Table 2
Down deadwood (DDW) of American beech and sugar maple by terrace
Terrace
American beech
Sugar maple
3
DDW volume (m /ha)
1
2
3
4
5
6
7
8
9
10
a
0.0
16.5 9.5
0.4 a
13.2 11.5
33.1 15.2
16.3 10.7
0.0 a
65.5 61.5
29.0 9.6
16.7 8.9
Dead:live (ratio)
a
0.00
0.59 0.51
<0.01a
0.53b
2.64 2.47
0.87b
0.00a
0.53 0.49
0.77b
0.86 0.24
DDW volume (m3/ha)
Dead:live (ratio)
19.3 5.5
26.3 13.6
36.1 4.5
3.9 2.1
45.7 32.6
12.6 4.6
3.4 1.1
3.8 2.2
15.8 10.9
16.8 10.8
0.17 0.11
0.20 0.13
0.94 0.49
0.07 0.05
0.23 0.15
0.28 0.18
0.01 0.01
0.02 0.02
0.06 0.04
0.06 0.05
Notes: Data presented as means (S.E.) among quadrats except where noted. Dead:live wood volume calculations did not include quadrats that lacked a species
entirely (both live and DDW).
a
Only one quadrat contained species; no standard error.
b
One or more quadrats contained only deadwood, so a dead:live ratio would require division by zero. Ratio was thus calculated for the terrace as a whole.
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Fig. 3. Maximum diameter distribution of all catalogued down deadwood
(DDW) in study area: (A) by number of pieces and (B) by volume. Significant
negative exponential curve shown in panel (A) (P < 0.05).
Fig. 5. Down deadwood (DDW) volume vs. stand age as reported by 21
published studies indicated by lower case letters. Author(s) and geographic
locales given in Table 3. Pooled Zoar Valley data indicated by open square
symbol. Significant linear regression line and equation shown (P < 0.05).
Figure includes only DDW catalogued in hardwood or hardwood/hemlock
stands east of Mississippi River, and reported as volumes. Data reported by
authors as representing residual logging slash were not included. Grouping of
data by original authors into age classes and/or forest types was maintained
here. Sampling effort varied among studies, but all data points represent
multiple survey plots.
(Table 1). Compass directions (designated clockwise from
north at 08) of DDW where non-uniform ranged from 548 to
1518; i.e., in a predominantly eastward direction (Fig. 6). Monte
Carlo permutation tests revealed no differences in mean
maximum diameter between DDW pieces falling inside and
those falling outside of bootstrap confidence intervals (P-values
of 0.619 and 0.572 for 68% and 95% confidence intervals,
respectively).
Table 3
Data sources for Fig. 5
Fig. 4. Association of down deadwood (DDW) volume with stand age: (A)
among terraces and (B) among quadrats (R2 for simple linear regression).
Significant linear regression line and equation shown in panel (A) (P < 0.05).
Code
Citation
Locale
a
b
c
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g
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k
m
n
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p
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s
u
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&
MacMillan (1981)
Harmon et al. (1986)
McCarthy and Bailey (1994)
Tyrell and Crow (1994)
Goebel and Hix (1996)
Hardt and Swank (1997)
Shifley et al. (1997)
Goodburn and Lorimer (1998)
Hale et al. (1999)
McGee et al. (1999)
Forrester and Runkle (2000)
Ziegler (2000)
Idol et al. (2001)
McCarthy et al. (2001)
Rubino and McCarthy (2003)
Muller (2003)
Stewart et al. (2003)
Jenkins et al. (2004)
Busing (2005)
Wilson and McComb (2005)
Webster and Jenkins (2005)
Present study
IN
Eastern USA
MD
WI/MI
OH
So. Appalachians
MO
WI/MI
MN
Adirondacks NY
OH
Adirondacks NY
IN
OH
OH
KY
Nova Scotia
IN
So. Appalachians
New England
So. Appalachians
Zoar Valley NY
E.K. Pfeil et al. / Forest Ecology and Management 239 (2007) 159–168
Fig. 6. Compass directions (solid arrows) and 68% bootstrap confidence
intervals (dashed arrows) for down deadwood (DDW) orientation centers of
mass where significantly different from uniform (Kolmogorov–Smirnov goodness-of-fit, P < 0.05).
4. Discussion
Long-term series of quantitative stand data undoubtedly
provide the clearest record of forest dynamics and disturbance
history (e.g., Stearns, 1949; Whitney, 1984; Volk and Fahey,
1994; Ward et al., 1996). However, such data are available all too
infrequently. Hence, we more often look to tree-ring chronologies (Nowacki and Abrams, 1994), or to current structural and
compositional features such as canopy gaps (Runkle, 1982) or
coarse woody debris (Harmon et al., 1986) as a surrogate for this
information. In the Zoar Valley Canyon, historical quantitative
data are entirely lacking, so this was the only option.
Down deadwood on the Zoar Valley terraces (although far
from uniform spatially) was generally consistent with
expectations for hardwood and hemlock/hardwood old growth
in terms of volume, size distribution, and state of decay (see
references in Table 3 of present paper). This might not be
surprising, though, because study area woodlands also meet
broad quantitative and qualitative criteria for eastern old
growth, and are dominated by later stand development stages.
However, it should be realized that the Zoar Valley terrace
woodlands have followed a distinctly different successional
path from most other eastern woodlands where coarse woody
debris has previously been quantified. Because they have
developed on fluvial landforms deposited within Cattaraugus
Creek’s dynamic river channel, they represent not a gradient in
time since exogenous disturbance, but likely a chronosequence
in primary succession.
In upland forests, developmental age is effectively the time
since stand-leveling disturbance, which in northern hardwoods
may locally extend several thousand years absent logging
(Frelich and Lorimer, 1991). In Zoar Valley, we suspect the
developmental age of terrace woodlands more typically spans
hundreds of years, although this has not yet been verified by
dating fluvial landforms. Consequently, some, perhaps much,
of the DDW beneath even the oldest living trees may represent
earlier successional stages. This may have contributed to both
the modest (for old growth) prevalence of very-shade-tolerant
DDW and to a lack of association between DDW shade
tolerance and overstory age. Of course, some shade-tolerant
DDW may have been lost within the unidentified fraction of
deadwood, although we had reasonable confidence in our visual
identifications of downed sugar maple, hemlock, and beech.
At the quadrat (neighborhood) scale, we documented a wide
range in shade tolerance of DDW where the overstory was
165
predominantly late successional and shade tolerant (i.e., >60%
of basal area). We speculate that under-representation of shadetolerant DDW compared to the overstory might suggest a more
recent transition to the uneven-aged condition. In contrast,
abundant shade-tolerant DDW could indicate a late-successional self-replacement stage. However, unlike spatial trends in
stand development (e.g., demographic transition stands tended
in Zoar Valley to be located away from the canyon slope and at
the downstream ends of terraces where landforms are likely
relatively young), DDW shade tolerance did not necessarily
suggest such a connection to landform age. We thus conclude it
may be difficult in late-successional riparian stands to
discriminate the imprints of landform development from the
concurrent effects of gap phase dynamics, especially at smaller
spatial scales (i.e., neighborhood/study plot).
Regardless of the proximate ecological influences on DDW
generation, our study revealed that American beech has
suffered disproportionate mortality from beech bark disease
(see McGee, 2000; Griffin et al., 2003) that is visually apparent
in Zoar Valley (Diggins and Kershner, 2005). Although beech
mortality was highly variable among study terraces, DDW to
live ratios averaged 3.2 times greater than those of sugar maple,
curiously similar to the situation described by McGee (2000) in
Adirondack northern hardwoods. Only one Zoar Valley quadrat
(on terrace #3) supported a sizeable beech population free of
recent mortality (25 m2/ha basal area [Diggins, unpublished
data]). It should be noted that MacMillan (1988) found DDW
decay rate for beech to be slower than for Acer spp., suggesting
beech DDW might be more persistent. However, we feel the
over-abundance of decay classes 1–3 beech DDW revealed by
the present study was too dramatic to be explained only by
differential decay rates. If terrace DDW totals in Zoar Valley
were to be adjusted for excess beech bark mortality as
suggested by McGee (2000), under-representation of shadetolerant species would be even more pronounced, supporting
our speculation that some of these riparian woodlands may only
recently have entered a climax stage.
A positive association of DDW volume with maximum tree
age among Zoar Valley’s streamside terraces was consistent
with relationships previously reported by a number of studies of
eastern hardwood forests (e.g., Tyrell and Crow, 1994; Hardt
and Swank, 1997; Ziegler, 2000; Idol et al., 2001). This
association was also consistent with the trend revealed by our
meta-analysis of eastern North American DDW data from the
peer-reviewed literature (Fig. 5, present study), although, we
reiterate, only after the exclusion of high post-logging slash
volumes. However, linear regression slopes of DDW volume to
stand age where reported by individual studies varied
considerably, from 0.43 (Tyrell and Crow, 1994) to 0.73
(Ziegler, 2000), suggesting they may be somewhat idiosyncratic. Likewise, the DDW to stand age regression line
generated by the meta-analysis presented in Fig. 5 of this paper
should be viewed as a trend, and not as a linear model, given the
wide range of forest types and potentially variable study criteria
included. Still, we were impressed by the degree to which these
independently collected DDW data indicated woody debris
accumulation with increasing stand maturity. We had initially
166
E.K. Pfeil et al. / Forest Ecology and Management 239 (2007) 159–168
suspected that perhaps differences in site conditions and forest
types might obscure any such trend.
In Zoar Valley, unlike the case for whole-terrace data (small
stand scale), all relationships between DDW and stand age
dissolved at the neighborhood/quadrat scale. We speculate that
within 30-m quadrats individual tree mortality may override
relationships apparent at larger scales (see also Frelich and
Lorimer, 1991), such that the fall of one or two large and old
trees could yield a high DDW load but a reduced maximum tree
age. This clearly was the case for the two highest DDW volume
quadrats in Zoar Valley, where it was obvious the oldest trees
were on the ground at the time of surveying. We also suspect the
riparian history of terrace woodlands has generated some large
DDW loads associated with modest stand ages. American
sycamore and eastern cottonwood are major components of the
canyon’s emergent floodplain woodlands (Diggins, 2005), and
persist on higher terraces to reach very large size (Diggins and
Kershner, 2005). These trees are aging and contributing to
DDW where terrace woodlands are in transition from riverfront
to mesic ecotypes (see Meadows and Nowacki, 1996), e.g. the
downstream end of terrace #6 where DDW volume ranged up to
118 m3/ha but maximum tree age was <130 years. In contrast,
demographic transition stands that lacked sizeable bottomland
species (e.g., terrace #7 and downstream quadrats on terrace #4)
had only modest DDW accumulations (10–18 m3/ha) more
suggestive of their <160-year stand ages.
It would be very informative to study coarse woody debris
dynamics within Zoar Valley’s early-successional floodplain
woodlands, as the youngest overstory age in any quadrat during
the present study was 109 years. However, two potentially
confounding influences would need to be addressed on active
floodplains: (1) some deadwood may have been deposited by
floodwaters and would need to be distinguished from treefalls
and (2) some Zoar Valley floodplains border recreationally
popular stretches of Cattaraugus Creek where rafters, anglers,
and day hikers collect downed wood for campfires. Neither of
these factors precludes study of floodplain woody debris,
although they may require a more restrictive sampling design.
In terms of influence of prevailing winds on treefall,
different lines of evidence produced by our study suggest an
interesting paradox. The negative exponential diameter
distribution of Zoar Valley’s DDW and the close agreement
between downed wood and overstory size distributions are
consistent with long-term gap phase mortality, rather than
episodic disturbance (see also Spetich et al., 1999; McCarthy
et al., 2001). Large-scale windthrow appears to be infrequent
within our study area, and we encountered (not in a quadrat)
only one modest example of what appeared to be a blowdown—
a few dozen parallel fallen trees along the riverside margin of
terrace #1, up to 50 cm diameter and in decay classes 3 or
higher. An obvious wind event also struck the study area
immediately after data collection in 2005 (at a narrow
constriction of terrace #6 along a river meander), but this
event brought down large crown branches rather than whole
trees.
Thus, we found it surprising that five of ten terraces revealed
directional orientation in treefall, and that all five suggested
prevailing westerly winds blowing up the length of the Main
Branch Canyon. This orientation was exactly opposite to stream
flow, and thus to any past hydrologic influence that may have
repositioned DDW when the terraces were still active floodplains. The distinct qualitative impression of isolation and
protection within this canyon may not reflect true meteorological and ecological conditions. Interestingly, though, the
lack of a diameter difference between oriented and nonoriented fallen trees argued against the directional fall of
canopy dominants that would be expected from storm events
(Lin et al., 2004). Perhaps the most parsimonious explanation
for these seemingly conflicting lines of evidence is that longterm mortality in the study woodlands has been dominated by
gap phase dynamics, but that the action of prevailing winds may
contribute to the actual fall of individual trees.
It is often observed that trees growing in various topographic
hollows surpass in height their more exposed conspecifics—a
trend confirmed by accurate and systematic tree height surveys
throughout the eastern hardwood region, including the present
study area (Eastern Native Tree Society, 2004). However, given
the evidence of wind effects even in Zoar Valley’s steep-walled
canyon, it may be unwise to attribute such height potential
exclusively to shelter. Other factors such as water availability,
alluvial soil richness, and/or the interaction between tree
architecture and sunlight interception could also play important
roles.
5. Conclusions
Volumes of DDW on riparian upper terraces in Zoar Valley
varied spatially, but generally indicated the abundant accumulation typical of old growth. American beech was over-represented
as deadwood, likely due to beech bark disease. Downed wood
volume increased with stand age at the scale of separate terraces,
but not at the neighborhood scale of individual survey quadrats.
Fallen trees on five of the ten terraces were directionally oriented,
apparently in line with prevailing westerly winds. However, there
was no evidence that the study area has been regularly affected by
episodic blowdowns.
In the eastern United States and the Great Lakes Region,
bottomland hardwoods are perhaps the rarest type of old growth
(Hedman and Van Lear, 1995; Frelich, 1995; Cowell and Dyer,
2002), so there have been few opportunities here to study
riparian forest dynamics within the ecologically mature stages
that are too often altered by timber harvest and/or land clearing
(see Wistendahl, 1958; Lindsey et al., 1961; Roberston et al.,
1978; Hardin et al., 1989). The Zoar Valley Canyon represents
one of the most significant intact riparian zones in the
Northeast, although its woodlands have been the subject of
concerted ecological investigation for barely 5 years (Hunt
et al., 2002; Diggins and Kershner, 2005; Diggins, 2005). We
anticipate that the present and subsequent studies in Zoar Valley
on topics such as forest disturbance regime, ecological
succession, fluvial geomorphology, and influences of watershed
land uses will enhance the understanding of ecosystem function
in eastern riparian zones, and aid in management and
restoration decisions.
E.K. Pfeil et al. / Forest Ecology and Management 239 (2007) 159–168
Acknowledgements
Funding was provided by the National Science Foundation
(NSF-DUE 0337558), and by URC (University Research
Council) and PACER (Presidential Academic Centers for
Excellence in Research) grants from Youngstown State
University. Students A. Newman and B. Sinn aided in data
collection.
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