INTERNATIONAL JOURNAL FOR NUMERICAL AND ANALYTICAL METHODS IN GEOMECHANICS
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
Published online 11 March 2010 in Wiley Online Library (wileyonlinelibrary.com). DOI: 10.1002/nag.894
Numerical modelling of desiccation cracking
Aruna L. Amarasiri, Jayantha K. Kodikara∗, †, ‡ and Susanga Costa
Department of Civil Engineering, Monash University, Australia
SUMMARY
The ability to model and predict the formation of desiccation cracks is potentially beneficial in many
applications such as clay liner design, earth dam construction, and crop science, etc. However, most studies
have focused on statistical analysis of crack patterns and qualitative study of contributing factors to crack
development rather than prediction. Because it is exceedingly difficult to capture the nonlinear processes
during desiccation in analytical modelling, most such models handle crack formation without considering
variation of material properties with time, and are unattractive to use in realistic modelling. The data
obtained from laboratory experiments on clay soil desiccating in moulds were used as a basis to develop a
more refined model of desiccation cracking. In this study, the properties, such as matric suction, stiffness
and tensile strength of soil, and base adhesion, could be expressed approximately as functions of moisture
content. The initial conditions and the development of suction due to desiccation and the varying material
properties were inputted to UDEC, a distinct element code, using its internal programming language
FISH. The model was able to capture some essential physical aspects of crack evolution in soil contained
in moulds with varying lengths, heights, and materials of construction. Extension of this methodology is
potentially beneficial not only for modelling desiccation cracking in clay, but also in other systems with
evolving material properties such as concrete structures and road pavements. Copyright q 2010 John
Wiley & Sons, Ltd.
Received 22 October 2008; Revised 8 September 2009; Accepted 31 December 2009
KEY WORDS:
desiccation cracking; numerical modelling; moisture content
1. INTRODUCTION
Climate change is affecting the world in many ways. It has made many regions in the world drier,
and some regions wetter than before [1]. Though wetting and drying due to seasonal weather
changes can be a driving force for desiccation cracking, climate change could potentially exacerbate
the harmful effects. There have been reports that increase in the occurrences of breakages in pipe
buried in reactive soil and climate change could be a contributing factor [2]. Soil shrinks as it loses
moisture, and magnitude of shrinkage can be very high for reactive soils. Clay liners, which are
commonly used to contain hazardous and solid waste, may also crack upon drying, rendering them
ineffective as a hydraulic barrier [3]. With these possibilities in mind, it is appropriate that tools
to model the formation of desiccation cracks be developed and validated. The heterogeneity and
nonlinearity of soils, as well as the fact that it is not a material made under factory conditions like
many other engineering materials has been a factor in making modelling its exact behaviour difficult.
The capability to model desiccation cracking has lagged behind most other geo-engineering fields
∗ Correspondence
to: Jayantha K. Kodikara, Department of Civil Engineering, Monash University, Australia.
E-mail: Jayantha.Kodikara@eng.monash.edu.au
‡
Associate Professor.
†
Contract/grant sponsor: Australian Research Council Project; contract/number: ID DP 0773861
Copyright q
2010 John Wiley & Sons, Ltd.
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NUMERICAL MODELLING OF DESICCATION CRACKING
of study. There are many nonlinear processes involved in desiccation. As the soil dries, the
formation of menisci causes very high negative water pressures (suction) to develop in the soil.
The stiffness of the soil, which is characterized by parameters such as Young’s modulus and shear
modulus, increases with increasing suction. The resistance to cracking, i.e. the tensile strength
or fracture toughness of the soil also changes upon drying. Finally, the adhesion at interfaces,
which is essential in providing the restraint for desiccation cracks to form, changes with moisture
content [4, 5]. The four phenomena mentioned above sometimes cause change of several orders in
magnitude in material properties, making it virtually impossible for rigorous analytical solutions
to be formed. Therefore, it is not totally surprising that, after many decades of research, published
literature worldwide still focus on qualitative, semi-quantitative, and statistical analysis of crack
patterns [6–9]. Some studies analyse cracking without taking into account the changes in material
properties. In the research reported herein, the distinct element code UDEC was used, along with
the embedded programming language FISH to successfully model desiccation while capturing the
nonlinear behaviour and considerable changes in properties while desiccation was in progress.
The laboratory desiccation tests reported by Nahlawi and Kodikara [10] were used as a basis
for validation and calibration of the model. The same methodology can be used to study field
applications involving drying soil, as well as systems with time-varying properties in fields as
diverse as paint, concrete, and pavement industries.
2. LABORATORY EXPERIMENTS
2.1. Soil and desiccation test procedure
The basaltic clay used in the laboratory tests described above was obtained from a natural deposit
in Werribee, a western suburb of Melbourne, Australia. X-ray diffraction revealed that the main
phases present in the soil were Ca-Smectite (42%), quartz (30%), feldspars (8%), illite (10%), and
kaolinite (10%) [11]. The soil for the above experimentation was obtained at depths ranging from
1.5 to 2 m below the ground surface. The Werribee clay is considered to be a reactive soil with
high shrink swell potential.
The desiccation tests were carried out in an environmental chamber within which the temperature
and relative humidity both could be controlled. Tests were conducted in perspex and metal moulds
with rectangular cross section. The details of the desiccation tests are shown in Table I.
The laboratory procedure in carrying out the desiccation tests will be described hereafter [10].
The soil used for making the moulds was prepared from material passing the 425 m sieve using
the procedure given in AS 1289.1 [12]. The moisture content of the soil was brought close to the
liquid limit of 127 % and then the soil was left covered for 12 h for the moisture content within the
sample to stabilize. The specimens were prepared by placing and moulding soil using a spatula.
The sides of the moulds were greased to prevent adhesion of the clay, whereas the base was not
Table I. Details of desiccation tests on slurry clay [10].
Test
no.∗
0
1
2
3
4
5
Mould dimensions
(L × W × D)
(mm)
Number of
moulds
used
Dry density of
soil†
(kg/m3 )
Test
duration
(h)
Initial water
content
(%)
Relative
humidity
(% RH)
Mould
type
250×25×12.5
250×25×5
250×25×5
600×50×10
600×25×30
600×25×20
4
2
2
2
2
4
—
—
—
540
590
620
191.5
48.25
29
147.75
272
49
127
127
127
127
134
127
40
20
20
25
25
25
Perspex
Perspex
Perspex
Metal
Metal
Metal
∗ Tests 0–3 were carried out at 18◦ C temperature and Tests 4 and 5 were carried out at 20◦ C.
† The dry density was computed at the start of the test. ‘—’ indicates that dry density was not recorded, but it
is considered to be similar to other tests owing to the same test procedure used.
Copyright q
2010 John Wiley & Sons, Ltd.
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
DOI: 10.1002/nag
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A. L. AMARASIRI, J. K. KODIKARA AND S. COSTA
greased, and there could be adhesion between the clay and the mould there. This adhesion provided
the restraint necessary for the formation of desiccation cracks. Replicate specimens of clay drying
in moulds were prepared for the purpose of taking moisture content measurements at intervals so
that the moisture content in the moulds where cracking is being observed could be estimated. The
slurry clay specimens had an initial dry density ranging between 540 and 620 kg/m3 , as determined
using the gravimetric method.
2.2. Soil drying and crack evolution
Upon drying, predominantly parallel cracks developed in the moulds, as was expected because of
the use of long rectangular moulds for the preparing of specimens. Cracks could be classified as
primary, secondary, and tertiary. Primary cracks are the first to develop as the soil dries, and cause
the breaking up of the intact material into separate blocks. Often, a single primary crack appears
in the centre of the mould breaking the clay into two blocks. Secondary cracks appear subdividing
blocks formed by primary cracks, while sometimes tertiary cracks appear that subdivides blocks
formed by secondary cracking. Infrequently, cracks will start at one edge but not extend fully to
the other side of the mould. In general, the cracks were well distributed over the entire length of
the specimen with some variation in crack spacing.
Data from the observations made about the study of cracking are shown in Table II.
A typical plot of water content measurements against time is shown in Figure 1. They show
the average values obtained from the top and bottom layers. The water content of the lower layers
Table II. Number of cracks and dimensions of blocks formed [10].
Number of
moulds
used
Mould dimensions
(L × W × D)
(mm)
Number of
cracks/mould
number
Average number
of
cracks
Mean
spacing
(mm)
Final thickness
of the
soil (mm)
0
1
4
2
250×25×12.5
250×25×5
4 (average)
6 8
1, 2
4
7
35.8
26.6
8.5
2.5
2
2
250×25×5
8.5
19.5
3
3
2
600×50×10
11
35.2
6.5
4
2
600×25×30
5
68
20
5
4
600×25×20
9 8
1, 2
11 , 11
1
2
5
1
5, 7, 6, 4
1 2 3 4
67.7
13
Test
no.
5.5
Figure 1. Moisture content variation with time for a Test 3 specimen.
Copyright q
2010 John Wiley & Sons, Ltd.
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
DOI: 10.1002/nag
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NUMERICAL MODELLING OF DESICCATION CRACKING
Table III. Time to first crack, cracking water content and desiccation coefficient.
Initial soil
thickness (mm)
Test
Number
Time to
first crack (h)
Cracking water
content (%)
Desiccation coefficient
K (h−1 )
30
4
10
20
5
8
12.5
0
11
10
3
6.5
5
2
5
5
1
3.5
wt 110.42
wb 129.22
wt 102.41
wb 109.24
wt 95.33
wb 101.64
wt 107.4
wb 109.83
wt 94.77
wb 96.69
wt 96.48
wb 115.9
0.022
0.021
0.037
0.036
0.040
0.038
0.057
0.055
0.126
0.124
0.171
0.170
was slightly higher than that of the upper layers for most of the duration of the tests. It is thus
apparent that drying took place from the top of the specimen. Some curling of blocks formed was
observed. This phenomenon can be attributed to differential drying between the layers. According
to the water content measurements, it took about 29-272 h for the desiccation process to reach
equilibrium, depending on the thickness of the specimen and the drying environment. It was
observed that specimens with greater thickness took a longer time to develop cracks, as can be
seen from data shown in Table III.
The difference between the top and bottom water contents was generally higher for thicker
specimens. However, it was observed that the moisture contents of all the specimens reached an
equilibrium moisture content of about 10%.
3. OVERVIEW OF DISTINCT ELEMENT METHOD
The software UDEC was used to model the desiccation cracking. UDEC is a distinct element
programme by ITASCA, which has been widely used in the industry, primarily for rock engineering
[13]. UDEC models a continuum using overlapping constant strain finite difference triangles
[14]. It also uses explicit time marching and, therefore, it applies Newton’s equations of motion
on the lumped masses at the grid points of the zones over small time steps rather than form
a global stiffness matrix. Damping is introduced to the system to allow it to come into static
equilibrium.
Distinct element programmes can model the breaking apart of material as well as the formation
of new contacts. Because rock materials are usually of high strength, its behaviour in bulk is
greatly affected by weaker planes, i.e. joints. As such, UDEC is designed to address very efficiently
modelling requirements in jointed material, and can be used effectively to analyse the opening
of cracks. However, one of the limitations of UDEC is that it can accommodate fluid flow only
through joints, and not through media. The limited capability of UDEC to handle fluid flow has
limited its use outside analysis of rock. However, if the equilibrium moisture contents throughout
the medium are known, or as in the case of the modelling reported here, the time progression
of the moisture content in the regions of the medium is known, UDEC is an attractive computer
programme for the analysis of desiccation cracking.
However, common issues encountered when carrying out explicit analyses such as allowing
sufficient time steps for the system to come into equilibrium under each suction increment and
keeping each suction increment small enough not to ‘shock’ the system had to be addressed in
this numerical analysis.
Copyright q
2010 John Wiley & Sons, Ltd.
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
DOI: 10.1002/nag
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A. L. AMARASIRI, J. K. KODIKARA AND S. COSTA
4. APPLICATION OF UDEC TO MODEL LABORATORY EXPERIMENTS
4.1. Model characteristics and parameters
To analyse desiccation cracking using UDEC, representative material properties have to be inputted
to the model. The important properties are tensile strength, shear modulus, bulk modulus, and
suction of the soil and shear strength and shear stiffness of the soil–base interface. Kodikara et al.
[15] and Kodikara and Choi [4] reported findings from laboratory experiments on Werribee clay
that are appropriate for use in formulating the material properties. However, it should be noted
that all the material properties need to be input as functions of the moisture content in order to
capture their variation during the course of desiccation. The programming language FISH, which is
embedded in the UDEC code, allows access to all the material properties and facilitates capturing
of the variation of properties with moisture condition.
The soil block material was taken to be nonlinear elastic with the material properties’ functions
of the moisture content at that point of time in desiccation. This is acceptable so long as reversal
of strains is not predominant, as in the continuous drying. UDEC requires the input of the bulk
modulus K and shear modulus G as the material stiffness properties, rather than the elastic modulus
E, and Poisson’s ratio . The joints assigned in modelling Test 1 is shown in Figure 2. The base
was considered to be 2 mm thick. The interface between the soil and the base, and the vertical
joints in the soil that have been introduced as locations of potential cracks can be seen in this
figure. The soil has been split into two layers, each with its own desiccation coefficient k, by a
horizontal joint. It should be noted that although this is the generic mesh used in the studies, the
dependency of the simulated results on the mesh was studied as a separate item.
4.2. Simulation of drying, suction, and strength development
The desiccation progression was input to the program using the internal programming language,
FISH. The definition adopted to mathematically describe the desiccation rate was
w −wr = (wi −wr )e−kt
(1)
dw
= −k(w −wr )
dt
(2)
and therefore,
Figure 2. Plot of joints assigned in modelling Test 1.
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2010 John Wiley & Sons, Ltd.
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
DOI: 10.1002/nag
NUMERICAL MODELLING OF DESICCATION CRACKING
87
Figure 3. Soil water characteristic curve for the Werribee clay.
where wi is the initial water content, wr is the residual water content, and k is the desiccation
coefficient with dimensions of [T ]−1 . The values of k which best fits the moisture loss curves with
time as given by Nahlawi and Kodikara [10] were used in the modelling.
The primary mechanism associated with desiccation is the development of soil suction, which
leads to increase in stiffness and strength of fine-grained soils. In general, suction increases as
water content decreases and the variation of suction with moisture content is given by the soil
water characteristic curve. The experimental points for the soil water characteristic curve for the
Werribee clay starting from a slurry has been given by Kodikara et al. [15], and its theoretical
approximation used in the simulation is given in Figure 3.
The suction (kPa), in the soil at a given moisture content may be approximated by the
following exponential formula:
= exp((136.5−w)/9.92)
(3)
as shown in Figure 3.
As the suction on the soil increases due to drying, its stiffness increases. Kodikara and
Choi’s [4] recommendation for the Werribee clay,
H = 240.95
(4)
where H (kPa) is a modulus which with respect to suction was used. Note that an exponent of
unity would be more suitable for Equation (4), especially for materials close to saturation, but the
exact regression developed by Kodikara and Choi is used here. Next, Young’s modulus, E, was
estimated as recommended by Fredlund and Rahardjo [16] by using the equation
E = H (1−2)
(5)
where is Poisson’s ratio of the soil. Poisson’s ratio of 0.42 was used since the soils remain close
to saturation. Once Young’s modulus has been estimated for a given moisture content, the bulk
modulus K and shear modulus, G, follow from the well-known relationships of elasticity.
During desiccation, suction stresses tend to cause shrinkage, and restraints may then produce
tensile stresses in the soil causing cracking space. In the laboratory tests modelled in the work
described herein, the only restraint is provided by the base to the soil immediately above it. Nahlawi
and Kodikara [10] reported test results of tensile strength tests carried out on the Werribee clay
at various moisture contents (Figure 4). Based on these tests, they recommended the following
empirical formula for the tensile strength T (kPa) of the Werribee clay at a given moisture content,
w(%)
T = 149, 194w −2.3744
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2010 John Wiley & Sons, Ltd.
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Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
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A. L. AMARASIRI, J. K. KODIKARA AND S. COSTA
Figure 4. Tensile strength data (adapted from Nahlawi [11]).
Figure 5. Interface shear strength data.
4.3. Soil/mould interface properties
Another parameter that poses significant impact on desiccation cracking is the adhesive strength
of the soil–base interface. Researchers have reported that if the base is greased, as in the free
shrinkage tests, there may not be any desiccation cracks at all [15, 17]. Nahlawi [11] carried out
tests using a shear box to determine the shear strength and the shear stiffness of the base and the
Werribee clay at various moisture contents, and the results of these test are shown in Figure 5.
The base adhesive strength C (kPa) was then proposed using a Bezier equation as
C = 1 (1−u)4 +2
(7)
u = (w −5)/3
(8)
where
The parameters 1 , 2 , and 3 were taken as 200, 4 kPa and 125%, respectively. During the
parametric study carried out described fully later on in this paper, it was found that the above
formula may overestimate the adhesive strength of the soil–base interface based on the number of
cracks that open up during the course of desiccation. It should be noted that the shear strength tests
were carried out at relatively rapid rates (peak shear stress reached within about 2 min), whereas
Copyright q
2010 John Wiley & Sons, Ltd.
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
DOI: 10.1002/nag
89
NUMERICAL MODELLING OF DESICCATION CRACKING
Table IV. Experimental interface properties.
Water content (%)
Shear stress at failure (kPa)
Shear stiffness (103 kPa/m)
17.54
4.4
3.2
2
3.98
6.88
12.31
1.85
27.5
21.9
17.4
12.6
shrinkage due to desiccation happens much slower, with first cracks appearing up to 2 h after
initiation of drying. Furthermore, certainly during the initial stages of drying, the soil is close to
its liquid limit, and viscous effects may be present. 1 , 2 , and 3 were changed to 125, 3.4 kPa,
and 129% for all tests in Perspex moulds and 100, 2.6 kPa, and 129% for all tests in steel moulds,
which gave reasonably consistent results with the experiments.
Besides the shear strength or cohesion of the interface, another parameter that was thought
could affect the behaviour of cracking is the shear stiffness of the soil–base interface. A relatively
high shear stiffness would lead to the shear stresses being developed with relatively smaller shear
movement between the base and the soil, hence producing stiffer restraint to shrinking soil and
vice versa. Additionally, UDEC being a programme that uses the explicit method of solution, the
normal and shear stiffness of joints are used in calculating the critical time step. The critical time
step has to be small compared with the natural time period corresponding to the largest stiffness
to mass ratio of the system. This condition is automatically fulfilled by UDEC when it calculates
the time step over which it allows each lumped mass to move under the out of balance forces that
may be present in the system.
Nahlawi [11] obtained the shear stiffness values at corresponding moisture contents as shown
in Table IV, and were used as approximate input to the program.
4.4. Soil/soil interface properties
During the parametric study, it was found that the normal stiffness of the soil joints affects the
cracking behaviour. This phenomenon is understandable, because the tensile stresses developed
at a joint in the model is equal to the multiplication of the normal stiffness of the joint and the
opening between the two faces of the joint. It was found that if the normal stiffness (jkn) of the
joint was set at the upper limit recommended by the UDEC users’ guide, jkn10(K +4G/3)z,
where z is the smallest dimension of all zones on either side of the joint, all joints contained within
the middle 10th of the specimen opened up simultaneously when test no. 3 with 600 mm length
and 10 mm height soil was modelled. This unnatural modelling result (not found while replicating
any of the other tests) is obtained because there is a long flat peak in the tensile stress distribution
near the top of the soil layer due to the soil layer being long and thin, as shown in Figure 6. This
issue will not be that important for thicker layers due to more less steep tensile stress distribution.
Furthermore, in reality the flaws giving low tensile strength within the soil will be activated in the
region where stresses are relatively uniform. During the parametric study, the normal stiffness of
soil was varied, and it was found that when it was set at one 60th of the upper limit given by the
UDEC user’s guide, acceptable crack patterns could be obtained in test no. 3. This value was then
adopted for normal stiffness in soil for all tests.
The shear stiffness of the joints between soil blocks, which is not considered a significant
parameter because cracks open in tension than in shear, had to be prescribed thereafter. It was found
that if they are set at the values recommended by the UDEC manual, the execution of the programme
was very slow. This inefficiency is due to the wide disparity in joint stiffness values of the interface
and cracks within the soil. A compromise where the stiffness values within the soil were set at
one-tenth of the upper limit recommended by the UDEC manual led to better solution times.
UDEC offers the use of many joint and block constitutive models. The joint model used at the
soil–base interface was Mohr–Coulomb failure criteria with residual properties. An alternative joint
constitutive model that could have been used was Mohr–Coulomb with perfectly plastic behaviour
after the shear strength of the joint has been reached. However, it was though that there should
Copyright q
2010 John Wiley & Sons, Ltd.
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
DOI: 10.1002/nag
90
A. L. AMARASIRI, J. K. KODIKARA AND S. COSTA
Figure 6. Tensile stress variation along the top of the desiccating soil for Test 3.
be some reduction in the shear stresses at the interface after slip. This behaviour is particularly
important for the interface between the base and the soil. Therefore, a residual value of the cohesion
after shear slip must be specified which would be a fraction of the intact value. As soil dries, it
becomes more brittle, and for soil of relatively low moisture content, say close to the plastic limit,
the residual cohesion can reasonably be taken to be a small value. On the other hand, when the soil
is more moist, perhaps close to the liquid limit, the residual strength can intuitively thought to be
a more significant portion of the intact strength that when the soil was drier and the model would
approach that of the elastic-ideal plastic Mohr–Coulomb model. The ratio between the residual and
intact shear strength, R, was taken to be 1.0 for soil wetter than the liquid limit, and 0.0 for soil
drier than the plastic limit. Thereafter, the variation of R when the moisture content was between
the liquid limit and plastic limit was tied to the liquidity index LI where
w −wp
LI =
(9)
wl −wp
and wl and wp are the liquid limit and the plastic limit (%) of the soil, respectively.
The variation of R was modelled as a cos function,
R = 0.5−0.5 cos(L I )
(10)
2 cos−1 (L I )
(11)
and a cos inverse function
R = 1.0−
Based on consistency between tests, and time progression of cracks, etc., the cos function was
selected as the one which gave the most consistent results.
5. MODELLING RESULTS AND DISCUSSION OF RESULTS
5.1. Replication of laboratory tests
A comparison of the experimental test data with the modelling results in terms of number of cracks
opening up for each test, the residual height of the soil, the total area of cracks generated, and
cracking water content is shown in Table V.
Copyright q
2010 John Wiley & Sons, Ltd.
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
DOI: 10.1002/nag
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NUMERICAL MODELLING OF DESICCATION CRACKING
Table V. Summary of results.
Test no.
Item
No. of cracks
Residual soil height (mm)
Cracking moisture content (%)∗
Average crack opening width (mm)
Data type
0
1
2
3
4
5
Experimental
Modelling
Experimental
Modelling
Experimental
Modelling
Experimental
Modelling
4
3
8.5
6.5
98.5
98.4
—
22.0
7
10
2.5
2.6
106.2
111.3
5.75
8.65
8.5
8
3
2.7
95.2
111.2
4.75
10.9
11
11
6.5
5.2
108.6
113.3
14.7
19.3
5
3
20
14.8
119.8
111.0
32.2
60.7
5.5
5
13
11.8
105.8
111.4
24.7
30.0
∗ Average of top and bottom moisture content measurements.
When examining the number of cracks observed experimentally and from numerical analysis,
it can be seen that there is a fair match, though the number of cracks predicted numerically
is smaller for the tests where the thickness to length ratio is highest (Tests 0 and 4). In the
opinion of the authors, it may be possible for the methodology outlined to be further refined by
better determination of interface properties, more precise moisture content-material properties’
correlations, etc. to obtain a closer match in crack numbers obtained experimentally and predicted
numerically.
The residual soil height obtained by numerical analysis seems to follow what was obtained
experimentally though the residual soil height has been somewhat lower for a few tests. It could
be that the stiffness of the soil, which was inputted to the model by specifying Young’s modulus as
a function of the moisture content may be underestimated. Conversely, it may be that the suction
at the lower moisture contents is somewhat overestimated by the model. Such deviations are not
surprising considering that the model attempted to capture variations in suction and stiffness over
four orders of magnitude each.
The average crack width opening predicted by the model follows the trends of the crack widths
observed experimentally though the model seems to currently overestimate crack width openings.
As in the case of the residual height of the soil, a lower suction or higher elastic modulus at the
residual moisture content is indicated. There is scope for future improvements in the model in this
regard.
The cracking moisture content is of significance in real-world applications such as clay liners,
where cracking may signify the start of diminishing of its functionality. The modelling versus
experimental cracking moisture content is shown in Figure 7. It can be seen that the model has
been successful in approximately predicting the onset of cracking because all the points are close
to the 1:1 line plotted on the figure. The differences between experimental and modelling cracking
water content are not excessive when it is considered that the modelling captured the moisture
content variation from the start of the test, 127% (134% for Test 4) to the residual moisture content
of 10%.
A comparison between experimental and modelling development of the number of cracks versus
moisture content is shown in Figures 8 and 9 for Tests 3 and 5, respectively.
Examining Figure 8, it can be seen that the model correctly predicts that the number of cracks
opening up would be 11 and that crack evolution will stabilize at a moisture content of approximately 60%. However, the model seems to predict that the cracks opening up at higher moisture
contents appear somewhat earlier than experimentally observed. It can be seen in Figure 9 that the
model has predicted the number of cracks and the moisture content at which the crack evolution
stabilizes for Test 5 as well. The evolution of number of cracks with moisture content in the model
follows the trends observed experimentally.
Some curling is predicted by the model with some lift off at the edges and is shown in Figure 10.
Significant curling was reported in the laboratory experiments by Nahlawi and Kodikara [10] and
a theoretical basis for curling has been given by Kodikara et al. [15].
Copyright q
2010 John Wiley & Sons, Ltd.
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
DOI: 10.1002/nag
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A. L. AMARASIRI, J. K. KODIKARA AND S. COSTA
Figure 7. Moisture contents of initiation of cracking.
Figure 8. Crack evolution in Test 3.
Figure 9. Crack evolution in Test 5.
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Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
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Figure 10. Curling of soil blocks in Test 4.
Figure 11. Crack progression for Test 2.
On the basis of the numerical simulations, the progression of breaking the intact soil into
individual blocks is shown schematically in Figure 11 for Test 2 and Figure 12 for Test 5. The
model shows the formation of primary, secondary, and tertiary cracks as found in desiccation tests
of long moulds, as discussed by Nahlawi and Kodikara [10]. It should be noted that absolute
symmetry is not maintained. Indeed particle image velocimetry (PIV) studies have shown that soil
desiccating in long moulds tend to move more towards either the left or the right while the block
is still intact, i.e. there are sometimes asymmetrical processes involved. One reason could be that
once the shear stresses at a side in a desiccating block reaches the shear strength and slippage
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2010 John Wiley & Sons, Ltd.
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
DOI: 10.1002/nag
94
A. L. AMARASIRI, J. K. KODIKARA AND S. COSTA
Figure 12. Crack progression for Test 5.
takes place, further slippage may be biased towards the side that has slipped rather than the intact
side as desiccation progresses. Therefore, considering the complexity of the actual behaviour of
these desiccation tests, the proposed modelling results can be considered to capture some of the
essential physics of the problem.
6. SENSITIVITY ANALYSIS
A sensitivity analysis of three key input parameters, i.e. number of possible cracks in the soil
block, shear strength at the soil–base interface, and tensile strength of the soil were performed.
Experiment Test 1 was selected for this study.
6.1. Number of potential cracks
The number of vertical joints provided in the soil block used to obtain the results shown in Table V
for Test 1 was 49. Analyses were carried out by changing the number of potential cracks to 15,
19, and 69 while leaving all other parameters constant. The number of cracks opening up were 11,
10, 10, and 10 for number of potential cracks 15, 19, 49, and 69, respectively. It was noted while
manipulating the number of potential cracks for other runs that the number of cracks opening
up would change with increasing joint number and then reach a plateau. Sufficient joints were
provided in modelling carried out reported herein to ensure that less than 30% of the joints opened
up to form cracks. It is desirable to place a large number of joints as practically possible to allow
the soil to crack at points of maximum tensile stress.
6.2. Shear strength at the soil–base interface
The shear strength at the soil–base interface for Test 1 was given by Equation (7) with 1 , 2 , and
3 taken as 125, 3.4 kPa and 129%, respectively. Tests were done keeping all other parameters
constant and changing the shear strength to 50, 75, 125, and 150% of this value. The number of
cracks opening up with the shear strength at 50, 75, 100, 125, and 150% of the value given by
Equation (7) were 1, 8, 10, 11, and 12, respectively. As expected, the number of cracks decreased
with decreasing shear strength. Thus, it is apparent that the number of cracks opening up is sensitive
to the shear strength, with reduction in shear strength from the value used in the model sharply
reducing the number of cracks, and the increase in shear strength from the value moderately
increasing the number of cracks.
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2010 John Wiley & Sons, Ltd.
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DOI: 10.1002/nag
NUMERICAL MODELLING OF DESICCATION CRACKING
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6.3. Tensile strength
To ascertain the influence of tensile strength inputted to the number of cracks opening up, modelling
was carried out keeping all parameters stationary, but changing the tensile strength to 50, 75,
100%, and 125 and 150% of the value given by Equation (6). The number of cracks opening up
were, respectively, 19, 10, 10, 8, 8. First, it is apparent that an increase in tensile strength causes a
reduction in the number of cracks opening up as expected. The reduction in shear strength at the
interface by 50% caused a reduction in the number of cracks opening up by an order of magnitude,
whereas the changes in the tensile strength had caused a change in the same number within a factor
of two, which indicates that the model may be more sensitive to shear strength at the soil–base
interface than tensile strength.
7. CONCLUSIONS
Quantitative prediction of desiccation cracking has not been entirely successful in the past because
of the difficulty in capturing the manyfold variation of parameters upon drying. Most studies
have dealt with qualitative and statistical analysis of desiccation cracking, or reported numerical analyses where the great changes happen in soil upon drying has not been captured. This
paper reports numerical modelling of desiccation cracking of a clay where the required material
properties for modelling have been obtained by laboratory experimentation. Laboratory desiccation tests carried out in long rectangular moulds were then modelled using UDEC with the
changes in properties incorporated with the aid of the embedded programming language FISH.
Attempts were made to replicate six laboratory tests with varying mould construction materials,
dimensions, and drying environments with numerical modelling. The modelling was successful
in capturing the essence of desiccation crack evolution in terms of number of cracks formed,
residual soil height, width of cracks, and crack initiation moisture content, etc., perhaps the first
of this kind reported in literature. A sensitivity analysis showed that the number of cracks was
not very sensitive to the number of joints provided to the model, sensitive to the tensile strength
inputted to the soil, and could be highly sensitive to the shear strength at the soil–base interface
within the limits of the changes in the parameters. Herein, the location of potential cracks must
be known a priori, but this is not a major limitation because of the ease with which UDEC
allows cracks to be included in a block of material in orientations, locations, and spacings of
the user’s choice. This methodology can potentially be extended to predict desiccation cracking
in earth dams and clay liners, etc., and cracking in other materials with properties varying with
time and temperature such as concrete and asphalt. Though this study was carried out in two
dimensions, the methodology can be extended to three-dimensional analyses though the geometry and spatial distribution of the cracks may become more irregular and mixed mode fracture
may also contribute to the propagation of some of the cracks. The choice of suitable distribution of pre-existing joints and with the ‘right’ joint properties may still require a certain amount
of work.
ACKNOWLEDGEMENTS
This paper reports research carried out with funding from the Australian Research Council Project ID DP
0773861. The kind advice of Dr Mike Coulthard is gratefully acknowledged.
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Copyright q
2010 John Wiley & Sons, Ltd.
Int. J. Numer. Anal. Meth. Geomech. 2011; 35:82–96
DOI: 10.1002/nag