Responsiveness and Clinically Important
Differences for the VF-14 Index, SF-36,
and Visual Acuity in Patients Undergoing
Cataract Surgery
Amaia Bilbao, MSc,1 José M. Quintana, MD, PhD,2 Antonio Escobar, MD, PhD,3 Susana García, MD, MSc,2
Elena Andradas, MD, PhD,4 Marisa Baré, MD, PhD,5 Belén Elizalde, MD, MPH,6 for the IRYSS-Cataract Group
Objective: To assess visual acuity (VA) and 2 questionnaires of health-related quality of life—the Visual
Function 14 (VF-14) index and the Medical Outcomes Study Short Form 36 Health Survey (SF-36)—as instruments for capturing clinically important changes after cataract surgery.
Design: Prospective, observational study.
Participants: Four thousand three hundred fifty-six consecutive patients attending ophthalmologic clinics in
17 hospitals in preparation for cataract surgery were recruited.
Methods: Clinical data were collected in the visit before the intervention and 6 weeks after surgery by
ophthalmologists. Patients completed the questionnaires before surgery and 3 months after surgery.
Main Outcome Measures: The VF-14 and SF-36 questionnaire results obtained before surgery and 3
months after the procedure and VA before the procedure and 6 weeks afterward.
Results: Positive mean changes in VA (⫹0.47) and VF-14 results (⫹24.03) indicated significant improvements after cataract surgery that were not reflected in changes in SF-36 domains (from 1.86 to 5.62). Responsiveness parameters demonstrated large changes in VA and VF-14 scores but not in SF-36 domains. The minimal
clinically important differences (MCID) after surgery were 0.41 for VA and 15.57 for VF-14 results; the minimal
detectable change (MDC) for VF-14 was 10.81.
Conclusions: Visual acuity and VF-14 scores, but not SF-36 scores, are appropriate instruments for
capturing clinically important changes after cataract surgery. The MCID and MDC values obtained herein,
although not absolute thresholds, may aid in the interpretation of changes in VA and VF-14 scores.
Financial Disclosure(s): The author(s) have no proprietary or commercial interest in any materials discussed
in this article. Ophthalmology 2009;116:418 – 424 © 2009 by the American Academy of Ophthalmology.
Ophthalmologists long have recognized that visual acuity
(VA) does not sufficiently measure the visual impairment
caused by cataract. More rigorous and effective instruments
for functional assessment are needed to complement the
assessment of clinical status measured by VA.1 Several
vision-specific health-related quality of life (HRQoL) instruments have been used to evaluate functional impairment
related to vision.2– 6 One of these, the Visual Function 14
(VF-14) index, developed by Steinberg et al,3 has gained
increasing acceptance in the recent literature.7–18
To assess the potential usefulness of HRQoL tools in
longitudinal evaluations, they should be evaluated for responsiveness to clinically significant changes. Responsiveness
is the ability of a measure to detect small but clinically important changes in health status over time.19,20 The minimal clinically important difference (MCID) and the minimal detectable
change (MDC) are related to responsiveness, but they are more
clinically oriented and focused at the individual level. These 2
measures are important given that average effects across a
group may not be meaningful to the individual patient.21 To the
418
© 2009 by the American Academy of Ophthalmology
Published by Elsevier Inc.
best of the authors’ knowledge, the MCID and MDC have not
been evaluated with the VF-14 after cataract surgery.
The literature supports the fact that vision-specific instruments should be complemented with generic HRQoL
instruments.22 One of the most commonly used generic
HRQoL instruments, the Medical Outcomes Study Short
Form 36 Health Survey (SF-36),23 has been used by some
authors in vision-related studies.11,18
To provide more information on changes in quality-oflife measures after cataract surgery, the authors measured
VA along with VF-14 and SF-36 and determined the responsiveness, MCID, and MDC parameters in a large, prospective
observational study of patients undergoing cataract surgery.
Patients and Methods
Data Collection
Patients were recruited from 17 participating hospitals belonging
to the Spanish National Health Service. In each hospital, conISSN 0161-6420/09/$–see front matter
doi:10.1016/j.ophtha.2008.11.020
Bilbao et al 䡠 Responsiveness, MCID, and MDC after Cataract Surgery
secutive patients attending ophthalmologic clinics for the evaluation of cataract removal surgery by phacoemulsification were
invited to participate in the study. Patients with severe comorbidities, such as cancer or a terminal disease, or psychiatric
conditions that precluded them from completing the questionnaire were excluded, as were those with corneal dystrophy.
Physicians in each hospital were masked to the study goals.
Recruitment of patients took place between October 2004 and
July 2005.
Clinical data were collected in the visit before the intervention
and approximately 6 weeks after surgery by ophthalmologists and
nurses collaborating in the study. These data were sociodemographic, data related to surgical technique and complications, and
best-corrected visual acuity when appropriate, or uncorrected if not
refractive ocular pathology, measured by Snellen optotypes. Three
categories for VA were considered—ⱕ0.1, 0.2 to 0.4, and
ⱖ0.5—as other authors have defined.24,25 The physicians and
nurses were trained to retrieve the medical record data in similar
ways and were provided with a manual that included the definitions of all variables and categories.
At the time of the preintervention visit, all patients were mailed
2 HRQoL questionnaires, the SF-36 and VF-14, as well as additional questions about their ocular disease. To increase the response rate to the mailed questionnaires, up to 2 reminder letters
were mailed at predetermined times to those patients who had not
yet returned the questionnaires. Telephone calls were made when
necessary to collect this information.
The VF-14 is a measure of functional capacity related to vision
based on 14 vision-dependent activities performed in everyday life
that can be affected by cataract.3 The score on the VF-14 ranges
from 0 (worst level of function) to 100 (best level of function). The
validity and internal consistency of the VF-14 have been documented,3 and the instrument has been translated and validated in
Spanish populations.26,27
The SF-36 covers 8 domains,23 with scores ranging from 0 to 100.
Higher scores indicate better health status. The SF-36 has been translated into Spanish and validated in Spanish populations.28
Approximately 3 months after cataract removal, patients were
sent another letter, copies of the VF-14 and SF-36, and additional
questions regarding the clinical aspects of their disease. At this
time, patients also were asked a transitional question about their
improvement with regard to their vision after cataract removal,
“How is your vision now compared with how it was before your
cataract surgery?” with 7 answer options ranging from “a great
deal better” to “a great deal worse.” Participants who did not
return this information promptly were followed up as described
previously.
All study procedures were approved by the institutional review
boards of the participating hospitals. Personal data were collected
only for tracking patients during the period before and after surgery, and all data were kept confidential.
Statistical Analysis
The unit of study was the patient. When a study participant
underwent 2 interventions during the study period, only the first 1
performed was included.
Descriptive statistics include frequency tables, means, and standard deviations (SDs). The sociodemographic and clinical characteristics at baseline were compared between the responders and the
nonresponders 3 months after surgery using the chi-square and
Fisher exact tests for categorical variables and the Student’s t-test
or the nonparametric Wilcoxon test for continuous variables.
Means and SDs were calculated for VA as well as for the
VF-14 and SF-36 domains before and after surgery. A paired t test
was used for the comparison between before and after surgery. The
analyses for the VA and VF-14 were performed according to VA
categories at baseline (ⱕ0.1, 0.2– 0.4, ⱖ0.5) by means of the
analysis of variance with Scheffé’s test for multiple comparisons.
The comparison of VA and VF-14 according to ocular pathology
(simple cataract vs. cataract with retinopathy or other pathology)
was performed by means of the Student’s t-test. Ceiling and floor
effects (a high proportion of patients scoring in the highest or the
lowest possible scale score, respectively) at baseline and 3 months
after surgery were examined for each domain to evaluate discrimination ability of the scales.
Mean changes in VA as well as in VF-14 and SF-36 domains
were compared across categories according to the transitional
question about perceived improvement with regard to their vision
after cataract removal surgery. For the comparison, the analysis of
variance with Scheffé’s test for multiple comparisons or the nonparametric Kruskal-Wallis test was performed.
To measure the responsiveness of VA and the 2 HRQoL
instruments after surgery, the following indexes29 were used:
standardized effect size, defined as the mean change score divided
by the SD of baseline scores; standardized response mean, defined
as the mean change score divided by the SD of changed scores;
and Guyatt responsiveness index, defined as the mean change
score of patients reporting “somewhat better” vision after surgery
divided by the SD of change scores in stable patients. Stable
patients were defined as those reporting no change on the transitional question. Cohen’s benchmarks were used to classify the
magnitude of effect sizes: ⬍0.20, not significant; 0.20 to 0.49,
small; 0.50 to 0.79, moderate; and ⱖ0.80, large.30 In the case of
the VF-14, with the aim of assessing the effect of the better-seeing
eye, responsiveness parameters also were estimated depending on
if the better-seeing eye was the operated eye or the fellow one.
The MCID was estimated for VA, as well as for VF-14 and
SF-36 domains, by the mean change score for patients whose
response to the transitional question was “somewhat better”.31 The
MDC expresses the minimal magnitude of change above which the
observed change is likely to be real and not just measurement
error. For the estimation of MDC, the standard error of measurement (SEM), which represents the amount of error associated with
an individual subject assessment,32 was estimated first using the
formula: SEM ⫽ SDT1⫻兹1⫺R, where SDT1 is the SD of the
sample at baseline and R is the reliability coefficient. The Cronbach ␣ was used as a reliability measure.33 From the SEM, the
MDC was derived as follows32: MDC ⫽ SEM⫻z-score⫻兹2 . A
95% confidence level (MDC95%) was established, corresponding
to a z-value of 1.96. The interpretation of MDC95% is that if a
patient has a change score at or more than the MDC95% threshold,
it is possible to state with 95% confidence that this change is
reliable and is not the result of a measurement error. The MCID
proportion and the MDC proportion, which are the proportion of
the sample with a change scores exceeding the MCID and
MDC95%, respectively, were estimated. Finally, the MCID was
divided by the MDC95% to determine if the MCID surpassed the
MDC95%.34 If this ratio exceeded 1, the MCID can be discriminated from measurement error.
All effects were considered statistically significant at P⬍0.05.
All statistical analyses were performed using SAS for Windows
statistical software, version 8.0 (SAS Inc., Cary, NC).
Results
During the recruitment period, 7438 cataract removal surgeries were
scheduled. Of these, 907 were excluded (377 did not meet the
eligibility criteria, 470 were a second intervention performed in the
same patient during the recruitment period, and 60 had corneal
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Ophthalmology Volume 116, Number 3, March 2009
dystrophy). Of the 6531 patients who fulfilled the selection criteria, 5512 (84.40%) agreed to participate and completed the questionnaires before the intervention. Of these, 4356 (79.03%) also
completed the questionnaires after surgery. This is the sample
included in this study.
There were no statistically significant differences between the
participants who completed the questionnaires 3 months after
surgery and those who did not in age (73.35 vs. 72.72 years,
respectively) or gender (58.15% vs. 59.60% were women, respectively). In contrast, nonresponders were more likely to live alone
(21.26% vs. 18.21%), to have no education or only to have
completed primary studies (87.55% vs. 84.19%), to be widowed or
separated (38.02% vs. 30.12%), or to have other ocular pathologies
(27.22% vs. 23.40%). The mean preoperative VA and VF-14
results also were lower among nonresponders (0.24 vs. 0.28 and
56.64 vs. 60.99, respectively).
After cataract removal surgery, VA increased 0.47 points and
VF-14 scores increased 24.03 points. Small but significant increases also were observed in all SF-36 domains, with mean
changes ranging from 1.86 points in role emotional to 5.62 points
in role physical (Table 1). When evaluated by VA at baseline, the
mean changes in VA and VF-14 scores were higher for patients in
the lowest VA category at baseline (ⱕ0.1) than for those in the 2
higher categories. The improvements among patients with simple
cataract were statistically higher than they were among those with
retinopathy or other ocular pathologies.
The VF-14 showed minor floor or ceiling effects (⬍3%) before
the intervention. The ceiling effect was higher 3 months after
surgery (25.69%), whereas the floor effect slightly decreased. The
SF-36 domains presented floor and ceiling effects before and after
the intervention in 4 domains.
Participants who answered “somewhat worse,” “quite worse,” or
“a great deal worse” to the transitional question about perceived visual
improvement after surgery were combined because of the small
sample sizes in each category. The mean changes in VA and VF-14
were significantly different among most of the 5 transitionalrelated categories, with a clear descent from the “a great deal
better” to the “worse” category. In the SF-36 domains, the gradient
was not as clear as with VA and VF-14, and changes were minor
(Table 2).
Table 3 shows the different responsiveness parameters for the
outcomes measured. Regarding VA, the responsiveness parameters ranged from 1.52 to 2.76, indicating large changes. For VF-14,
the parameters ranged from 0.71 to 1.07, also indicating large
Table 1. Changes in Visual Acuity 6 Weeks after Intervention and in Health-Related Quality of
Life 3 Months after Intervention (N ⫽ 4356)
VA
VF-14
SF-36
Physical functioning
Role physical
Bodily pain
General health
Social functioning
Role emotional
Vitality
Mental health
VF-14 by VA at baseline
ⱕ0.1
0.2–0.4
ⱖ0.5
VA by VA at baseline
ⱕ0.1
0.2–0.4
ⱖ0.5
VF-14 by ocular pathologies
Simple cataract
Cataract with retinopathy or other
pathologies
VA by ocular pathologic features
Simple cataract
Cataract with retinopathy or other
pathologies
Before Intervention
After Intervention
Change*
P Value†
0.28 (0.17)
60.99 (22.49)
0.75 (0.25)
85.11 (18.10)
0.47 (0.26)
24.03 (24.33)
⬍0.0001
⬍0.0001
58.19 (27.30)
61.47 (42.88)
61.69 (30.24)
54.03 (20.83)
77.61 (26.08)
79.40 (37.44)
56.23 (23.03)
65.91 (21.17)
61.34 (26.96)
67.05 (41.65)
65.59 (30.27)
56.11 (21.43)
80.52 (24.85)
81.26 (36.11)
59.31 (23.26)
67.99 (21.22)
3.19 (19.18)
5.62 (46.55)
3.66 (26.94)
1.99 (15.71)
2.89 (25.40)
1.86 (38.71)
2.97 (19.74)
2.05 (18.58)
⬍0.0001
⬍0.0001
⬍0.0001
⬍0.0001
⬍0.0001
0.0026
⬍0.0001
⬍0.0001
53.27 (24.85)
62.30 (21.28)
67.37 (20.09)
82.06 (21.98)
85.57 (16.97)
87.85 (15.21)
28.61 (26.90)‡
23.14 (23.66)‡
20.57 (21.83)‡
⬍0.0001
⬍0.0001
⬍0.0001
0.07 (0.04)
0.29 (0.09)
0.55 (0.09)
0.64 (0.30)
0.77 (0.22)
0.85 (0.18)
0.57 (0.30)‡
0.48 (0.23)‡
0.30 (0.20)‡
⬍0.0001
⬍0.0001
⬍0.0001
62.27 (22.07)
56.94 (23.29)
87.15 (15.91)
78.69 (22.48)
24.77 (23.93)§
21.70 (25.49)§
⬍0.0001
⬍0.0001
0.29 (0.17)
0.24 (0.16)
0.79 (0.22)
0.61 (0.28)
0.50 (0.25)储
0.38 (0.26)储
⬍0.0001
⬍0.0001
SF-36 ⫽ Medical Outcomes Short Form 36 Health Survey; VA ⫽ visual acuity; VF-14 ⫽ Visual Function 14 index.
Data are given as mean (standard deviation).
*The follow-up time for VA was 6 weeks from baseline, for VF-14 and SF-36, 3 months from baseline. Changes were
calculated by subtracting postsurgical scores from the baseline scores, with a positive result indicating a gain.
†
Paired t test for comparison of mean scores between before and after surgery.
‡
P⬍0.0001 for the analysis of variance for the comparison of mean change of VF-14 and VA between subgroups
defined by the categories of preintervention VA.
§
P ⫽ 0.0011 for the Student’s t-test for the comparison of mean change of VF-14 between subgroups defined by ocular
pathologies.
储
P⬍0.0001 for the Student’s t-test for the comparison of mean change of VA between subgroups defined by ocular
pathologies.
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Bilbao et al 䡠 Responsiveness, MCID, and MDC after Cataract Surgery
Table 2. Changes in Visual Acuity 6 Weeks after Intervention and in Health-Related Quality of Life 3 Months after Intervention
According to the Transitional Question
Answer to the Transitional Question: “How Is Your Vision Now Compared with How It Was before
Your Cataract Surgery?”
VA
VF-14
SF-36
Physical function
Role physical
Bodily pain
General health
Social functioning
Role emotional
Vitality
Mental health
A Great Deal Better†
(n ⫽ 1378)
Quite Better‡
(n ⫽ 1633)
Somewhat Better§
(n ⫽ 812)
0.54 (0.23)‡§储¶
32.46 (23.46)‡§储¶
0.49 (0.24)†§储¶
26.50 (21.88)†§储¶
0.41 (0.25)†‡储¶
15.57 (20.92)†‡储¶
4.49 (19.33)§储
10.96 (47.28)द
4.57 (25.52)
3.40 (15.76)§储
4.81 (23.85)§
3.29 (35.43)
5.68 (19.52)‡§储
4.46 (17.68)द
3.57 (18.92)
4.44 (44.29)†
4.65 (27.36)§
2.28 (15.21)§
2.27 (25.08)
1.67 (37.47)
2.74 (19.19)†§
1.56 (18.43)†
1.54 (19.20)†
–0.12 (47.84)†
0.89 (28.14)‡
0.12 (15.71)†‡
0.82 (27.12)†
–0.77 (44.63)
–0.09 (20.17)†‡
0.24 (19.12)†
Equal储
(n ⫽ 191)
0.28 (0.27)†‡§
7.71 (21.78)†‡§¶
–0.76 (17.98)†
5.93 (51.19)
0.20 (25.58)
–0.73 (15.79)†
5.03 (27.54)
5.62 (41.58)
0.34 (19.98)†
0.78 (19.14)
Worse¶
(n ⫽ 173)
P Value*
0.27 (0.30)†‡§
–8.12 (24.77)†‡§储
⬍0.0001
⬍0.0001
0.82 (19.23)
–1.67 (46.44)†
1.86 (27.25)
0.72 (16.85)
–1.12 (28.25)
–2.47 (42.67)
1.18 (20.49)
–2.84 (20.92)†
0.0001
⬍0.0001
0.0035
⬍0.0001
0.0007
0.0688
⬍0.0001
⬍0.0001
SF-36 ⫽ Medical Outcomes Short Form 36 Health Survey; VA ⫽ visual acuity; VF-14 ⫽ Visual Function 14 index.
Data are given as mean (standard deviation). Changes were calculated by subtracting postsurgical scores from the baseline scores, with a positive result
indicating a gain.
*Analysis of variance for comparison of mean change scores among subgroups defined by the transitional question.
†‡§储¶Differences among the 5 subgroups by Scheffé’s test for multiple comparisons at P⬍0.05.
The subgroup denoted by Worse combined those patients who answered “somewhat worse,” “quite worse,” or “a great deal worse” to the transitional
question because the sample size of those categories was very small.
changes, except the Guyatt responsiveness index, which was 0.71,
indicating moderate change. The VA and VF-14 responsiveness
parameters varied according to VA at baseline, with generally
higher responsiveness among those with poorer VA at baseline.
Similarly, patients with simple cataract had higher values on those
indices than those with retinopathy or other pathologies. Regarding
the effect of the better-seeing eye on the results of responsiveness
parameters of the VF-14, when the operated eye had better visual
acuity than the fellow eye did after surgery, the parameters ranged
from 1.06 to 1.19. However, when the fellow eye had better vision
than the operated eye did after surgery, the parameters decreased,
ranging from 0.76 to 0.82. The different responsiveness parameters
of the SF-36 were similar and small for all domains (⬍0.20),
indicating no relevant change.
The MCID after cataract surgery was 0.41 for VA and 15.57 for
VF-14. The MCID was small for SF-36 domains (Table 4). For
VA and VF-14, the MCID proportion was near 60%. For SF-36
domains, the MCID proportion was quite variable, ranging from
32.91% to 88.26%. The MDC proportion was 68.59% for the
VF-14. For the SF-36, the MDC proportion was similar for all
domains, ranging from 6.77% to 19.14%. The ratio of MCID and
MDC95% exceeded 1 for the VF-14, but was less than 1 for all
SF-36 domains.
Discussion
The results of this prospective, observational study with a
large sample of patients undergoing cataract removal surgery from 17 participating hospitals offer new information
about the responsiveness, MCID, and MDC of 3 commonly
used measures—VA, the VF-14, and the SF-36. Both VA
and the VF-14 were highly responsive, supporting their
usefulness for capturing visual changes after cataract removal. In contrast, SF-36 domains were not responsive.
Although statistically significant changes were observed in
all 3 instruments, clinically significant changes were detected only with VA and VF-14.
Impressive mean improvements were observed in VA
and VF-14, 0.47 and 24.03 points, respectively, as other
investigators have reported.10,27,35 Patients with poorer VA
at baseline experienced greater benefit from cataract surgery, as reflected in greater changes in VA and VF-14
scores among patients with poorer VA at baseline, much as
has been seen elsewhere.35 In addition, patients with simple
cataract, who comprised approximately 75% of the study
population, experienced greater gains in VA and VF-14
scores from cataract surgery than those with retinopathy or
other ocular pathologies. Interestingly, these improvements
were not reflected in SF-36 domains, which showed only
minor mean gains. The SF-36 was used as a generic
HRQoL measure, and although the changes it measured
were statistically significant—mainly because of the
large sample size—they were clinically insignificant. For
cataract surgery, at least, the SF-36 does not seem to be
an appropriate tool for capturing clinically important
changes.
Floor or ceiling effects indicate the range limits of a
HRQoL tool. In this study, VF-14 score did not exhibit
either of these effects before the intervention, but did demonstrate a ceiling effect 3 months after surgery. In contrast,
the SF-36 presented both floor and ceiling effects before the
intervention, implying no room for improvement.
Responsiveness parameters, which measure the magnitude of change over time, for VA and VF-14 were substantially above the 0.80 threshold for designating large
change.30 These results confirm previous data on the effectiveness of cataract extraction,10,27 although those studies
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Ophthalmology Volume 116, Number 3, March 2009
Table 3. Responsiveness Parameters 6 Weeks after Intervention
in Visual Acuity and 3 Months after Intervention in
Health-Related Quality of Life (N ⫽ 4356)
VA
VA by VA at baseline
ⱕ0.1
0.2–0.4
ⱖ0.5
VA by pathologies
Simple cataract
Cataract with
retinopathy or
other pathologies
VF-14
VF-14 by VA at
baseline
ⱕ0.1
0.2–0.4
ⱖ0.5
VF-14 by pathologies
Simple cataract
Cataract with
retinopathy or
other pathologies
SF-36
Physical functioning
Role physical
Bodily pain
General health
Social functioning
Role emotional
Vitality
Mental health
Standardized
Effect Size
Standardized
Response
Mean
Guyatt
Responsiveness
Index
2.76
1.81
1.52
14.25
5.33
3.33
1.90
2.09
1.50
1.74
1.68
0.97
2.94
2.38
2.00
1.46
1.59
1.68
1.07
0.99
0.71
1.15
1.09
1.02
1.06
0.98
0.94
0.90
0.69
0.46
1.12
0.93
1.04
0.85
0.73
0.65
0.12
0.13
0.12
0.10
0.11
0.05
0.13
0.10
0.17
0.12
0.14
0.13
0.11
0.05
0.15
0.11
0.09
–0.002
0.03
0.01
0.03
–0.02
–0.01
0.01
SF-36 ⫽ Medical Outcomes Short Form 36 Health Survey; VA ⫽ visual
acuity; VF-14 ⫽ Visual Function 14 index.
use only 1 or 2 responsiveness parameters. However, the
same results were not observed for the SF-36 domains,
another indication that the SF-36 is not an appropriate
instrument for capturing clinically important changes in
patients with cataracts. As has been seen in previous studies,10,35 a disease-specific instrument, in this case the VF14, was more responsive.
As other investigators have pointed out, the VF-14
was more responsive among patients with greater preoperative impairments35 and with simple cataract, where the
room for improvement seems to be higher. This finding is
reflected in the values of the different responsiveness
parameters for VF-14 according to preoperative VA and
ocular pathologies. However, something to take into account in the interpretation of the responsiveness of VF-14
is that the global results may be biased toward lower
responsiveness indices because of the effect of the betterseeing eye.
A clinically important issue is the establishment of relevant individual gains when using HRQoL tools. Statistically significant changes or noteworthy responsiveness parameters at the group level may not be significant at the
422
individual level.31,32 This is where the MCID and MDC
play important roles. Based on these results, the MCID for
VA is approximately 0.40, whereas that for VF-14 is approximately 16 points.
When participants were asked about changes in their
visual impairment after cataract extraction surgery, most
(71.91%) reported either “a great deal better” or “quite
better.” A relatively small group (19.39%) answered “somewhat better.” This somewhat limited the conclusions and the
estimation of MCID, because the MCID was based on this
category of the transitional question. This highlights a possible limitation of this study. Therefore, when considering
these results for the MCID, these limitations must be kept in
mind and must be considered with caution because of the
uncertainty of these estimators and should not be taken as
absolute thresholds.31
The MCID and MDC results differed considerably,
largely because of the way each parameter is constructed.
The MCID is based on the subjective answer to a transitional question, whereas the MDC is based on the
standard error of measurement, which depends on the
accuracy and variability of its components. These limitations notwithstanding, the ratio between the MCID and
MDC for the VF-14 was higher than 1, indicating that the
MCID can be discriminated clearly from measurement
error.
Nonresponse is a usual finding when conducting follow-up
studies.10,35 In this case, there was a very good response rate
before the intervention (84.40%) and 3 months after it
(79.03%). When comparing those who responded with
those who did not, nonresponders were found to have had
poorer preintervention VA and VF-14 scores. These might
have skewed the results.
The 3-month period established for patients to complete the mailed follow-up questionnaires (VF-14 and
SF-36) offered enough time to capture visual improvements even after correction with glasses. Although this is
similar to the duration of follow-up in some studies,35,36
other investigators used longer follow-up times,10,27 such
as 4 months.
In conclusion, the results of this prospective, observational study shed some light on the responsiveness of VF-14
for cataract surgery and provide new information about the
responsiveness of VA and the SF-36. Although the SF-36
does not seem to be an appropriate tool for capturing clinically important changes after cataract extraction, it is useful
to compare data with that from patients with other diseases.
Few studies have been conducted on responsiveness parameters of HRQoL-specific instruments for patients undergoing cataract surgery,10,27,35 and there are none, to the best of
the authors’ knowledge, about the MCID and MDC of such
instruments in this population. The present study provides
more complete data on the responsiveness of VF-14 using 3
different responsiveness parameters, and therefore it begins
to fill this gap by providing information about the MCID
and MDC that should be expected for patients undergoing
cataract surgery. This information may help clinicians interpret the effectiveness of cataract extraction in individual
patients. However, establishing rigorous, evidence-based
Bilbao et al 䡠 Responsiveness, MCID, and MDC after Cataract Surgery
Table 4. Minimal Detectable Change and Minimal Clinically Important Difference Parameters 3 Months after Intervention in
Health-Related Quality of Life and 6 Weeks after Intervention in Visual Acuity (N ⫽ 4356)
VA
VF-14
SF-36
Physical functioning
Role physical
Bodily pain
General health
Social functioning
Role emotional
Vitality
Mental health
Cronbach ␣
Standard Error of
Measurement
Minimal
Detectable
Change at the
95% Confidence
Level
Minimal
Minimal
Minimal
Clinically
Clinically Detectable Important
Important
Change
Difference
Difference Proportion Proportion
Ratio of Minimal Clinically
Important Difference
to Minimal Detectable
Change at the 95%
Confidence Level
—
0.97
—
3.90
—
10.81
0.41
15.57
—
68.59
57.50
61.72
—
1.44
0.92
0.91
0.88
0.81
0.77
0.92
0.84
0.86
7.72
12.86
10.48
9.08
12.51
10.59
9.21
7.92
21.40
35.65
29.05
25.17
34.68
29.35
25.53
21.95
1.54
⫺0.12
0.89
0.12
0.82
⫺0.77
⫺0.09
0.24
12.33
19.14
15.11
6.77
11.59
14.37
9.68
11.84
43.46
79.38
37.41
43.70
32.91
88.26
67.60
45.05
0.07
⫺0.003
0.03
0.005
0.02
⫺0.03
⫺0.004
0.01
— ⫽ not applicable; SF-36 ⫽ Medical Outcomes Short Form 36 Health Survey; VA ⫽ visual acuity; VF-14 ⫽ Visual Function 14 index.
MCID or MDC cutoffs presents a difficult task that would
require multiple studies.
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Footnotes and Financial Disclosures
Originally received: July 22, 2008.
Final revision: October 22, 2008.
Accepted: November 24, 2008.
Available online: January 24, 2009.
6
Manuscript no. 2008-879.
1
Fundación Vasca de Innovación e Investigación Sanitarias (BIOEF)–
CIBER Epidemiología y Salud Pública (CIBERESP), Sondika, Bizkaia,
Spain.
2
Unidad de Investigación, Hospital Galdakao–Usansolo–CIBER Epidemiología y Salud Pública (CIBERESP), Galdakao, Bizkaia, Spain.
3
Unidad de Investigación, Hospital de Basurto–CIBER Epidemiología y
Salud Pública (CIBERESP), Bilbao, Bizkaia, Spain.
4
Agencia Lain Entralgo, Madrid, Spain.
5
Unidad de Epidemiología Clínica, Corporacio Parc Tauli, Barcelona,
Spain.
424
Dirección Territorial de Sanidad, San Sebastián-Donostia, Gipuzkoa,
Spain.
A complete listing of the members of the IRYSS-Cataract Group is
available in Appendix 1 at http://aaojournal.org.
Financial Disclosure(s):
The author(s) have no proprietary or commercial interest in any materials
discussed in this article.
Supported in part by the Fondo de Investigación Sanitaria (grant nos.:
PI03/0550, PI03/0724, PI03/0471, PI03/0828, PI04/1577); the thematic
networks (Red IRYSS) of the Instituto de Salud Carlos III (G03/202),
Madrid, Spain; and the Department of Health of the Basque Country
(2003/11045), Vitoria, Alava, Spain.
Correspondence:
Amaia Bilbao, MSc, Fundación Vasca de Innovación e Investigación Sanitarias (BIOEF), Plaza Asua, 1, 48150 Sondika, Vizcaya, Spain. E-mail:
abilbao@bioef.org.
Bilbao et al 䡠 Responsiveness, MCID, and MDC after Cataract Surgery
Appendix 1
The IRYSS-Cataract group included the following coinvestigators: Jesús Martínez-Tapias, Eduardo Aguayo (Hospital Universitario Virgen de las Nieves, Granada);
Emilio Perea-Milla (Hospital Costa del Sol-CIBER Epidemiología y Salud Pública [CIBERESP], Málaga); Juan
Ramón Lacalle (Facultad de Medicina, Universidad de
Sevilla); Eduardo Briones (Hospital Universitario Virgen
de Valme, Sevilla); Gemma Navarro (Corporació Sanitaria Parc Taulí, Sabadell); Juan Antonio Blasco, Nerea
Fernández de Larrea (Agencia Laín Entralgo, Madrid);
Inmaculada Arostegui (Departamento de Matemática
Aplicada, UPV-CIBER Epidemiología y Salud Pública
[CIBERESP]); Txomin Alberdi (Servicio de Oftalmología, Hospital de Galdakao-Usansolo, Bizkaia); José M.
Begiristain (Dirección Territorial de Gipuzkoa); Idoia
Garai (Dirección Territorial de Bizkaia); Felipe Aizpuru
(Unidad de Investigación del Hospital de TxagorritxuCIBER Epidemiología y Salud Pública [CIBERESP],
Alava); Nerea González, Iratxe Lafuente, Urko Aguirre
(Unidad de Investigación del Hospital Galdakao-UsansoloCIBER Epidemiología y Salud Pública [CIBERESP],
Bizkaia).
424.e1