RUSSIAN ACADEMY OF SCIENCES
INSTITUTE FOR AFRICAN STUDIES
Editorial Board .
A.M. VASILIEV (Editor-in-Chief)
I.O. ABRAMOVA , D.M. BONDARENKO,
An.N. IVANOV, N.A. KSENOFONTOVA,
V.G. SHUBIN, G.M. SIDOROVA
AFRICAN STUDIES
IN RUSSIA
Translation from Russian
Yearbook
2003–2007
ISBN 978–5–91298–047–3
MOSCOW
2009
©
©
, 2009
, 2009.
182
Anatoly Savateyev. African Civilization in the Modern World ................................
CONTENTS
190
Natalia Ksenofontova. Gender and Power ................................................................
Dmitri Bondarenko. Visiting the Oba of Benin ................................................................
203
SOCIAL AND POLITICAL PROBLEMS
5
Yury Potyomkin. Nepad, a Project of Hope? ................................................................
Boris Runov. Intellectual Foundations for Development:
Agenda for Sub-Saharan Africa ………………..…………………
22
Yury Skubko. South African Science after Apartheid Modern
Scientific and Technological Potential of the RSA ……………….
35
Veronika Usacheva. Mass Media in Policonfessional Tanzania …….
44
ECONOMICS
Leonid Fituni. The Ranking of States by Success
of Their Socio-Economic Development ................................................................
60
80
Vladimir Baskin. Africa in World Trade ................................................................
Vladimir Kukushkin. Mineral Resources: a Threat to Security
or an Economic Modernization Reserve (Algeria’s Experience) ................................
85
AFRICA IN THE SYSTEM OF INTERNATIONAL RELATIONS
Irina Abramova. African Migration: a Regional Issue or a Global
Problem?................................................................................................ 97
Alexei Vassiliev. The “North-South” Relations in the Context
115
of the G8 Activity ................................................................................................
Yevgeny Korendyasov, Vladimir Shubin. The African Union
and Russia ................................................................................................
125
Tatyana Deich. Politics as a Factor of Image of Russia in Africa ................................
134
Vladimir Lopatov. Russia’s Image in Africa: Economic Aspects ................................
145
Galina Sidorova. Foreign Policy of Russia
and Russian-Congolese Relations ................................................................
158
Mikhail Vishnevsky. The Development of Militaristic Tendencies
in US Policy in Africa................................................................................................
162
HISTORY, CULTURE, ETHNOGRAPHY, LINGUISTICS
Vassily Solodovnikov. At the 15th Session of the UN
General Assembly in 1960 ................................................................173
Natalia Krylova. Russian Women and the Sharia: Drama
in Women’s Quarters ................................................................................................
209
Svetlana Prozhogina. Difficulties of Cultural Boundaries:
“Break-Up”, “Border” or Inevitable “Transition”? Literary French
Language of the Arab World ................................................................
222
Nelli Gromova. The Ethno-Linguistic Situation in Tanzania ................................
235
243
Valentin Vydrin. Tonal systems of the Mande language: a survey ................................
CONFERENCE REPORT
Anastasia Banshchikova, Oleg Kavykin. Fourth International
Conference “Hierarchy and Power in the History
of Civilizations’” (Moscow, June 13–16, 2006) ................................264
SELECTED BIBLIOGRAPHY ON AFRICAN STUDIES
PUBLISHED RUSSIA IN 2003–2007
(compiled by Anatoli Ivanov) ................................................................
271
Table 1
SOCIAL AND POLITICAL PROBLEMS
Basic Development Figures of Africa in 2002
NEPAD, A PROJECT OF HOPE?*
Yury Potyomkin,
D.Sc.(Econ), Head of the Centre
for Sociological and Political Studies,
Institute for African Studies
The opening years of the 21st century have been marked by the formation of a new pan-continental institution, the African Union (AU), which
superseded the Organization of African Unity. The AU founders regard it
as an instrument of comprehensive, sustainable development of its member
countries, and their political, social, and economic integration for the
common purpose of overcoming backwardness. This strategic mainstream
acquired the shape of along-term program. The New Partnership for Africa’s Development (NEPAD), which is designed to give the region a sustainable economic growth by drawing upon its own forces and opportunities and an expanded effective assistance of North countries. Above anything else, NEPAD has identified a significant major conceptual turnaround among African leaders in their approaches to development problems. It has been a turnaround toward the recognition, in the first place, of
their primary own responsibility for the results and promises of Africa’s
development. Secondly, toward their inability, which actually everybody
was silent about in the past, to stop independently persistent marginalization of a majority of the continent’s countries in the globalizing world
economy. Meanwhile, in the real circumstances, the original euphoria
among the African political class attending the birth of the AU-NEPAD
rapidly gave way to a more conservative assessment of their opportunities
and prospects. This article looks at some of the basic components of the
situation that preceded the adoption of the “new partnership” and that in
which NEPAD has found itself at the end of its fifth year of existence.
The Poverty Trap
Africa is known to be diverse economically. A majority of its countries
lies in the least developed part of the continent southerly of the Sahara Desert
(Sub-Saharan Africa, SSA). In the south, this part abuts the Republic of South
Africa (RSA), the most advanced country on the continent. The northern,
Arab-populated subregion of Africa, is relatively affluent. The socioeconomic
positions of these three parts of Africa are given below (Table 1).
*
First published in Vostok (Oriens), 2006, No. 2, pp. 79-82.
5
All Africa
%
North Africa
%
Sub-Saharan
Africa (less
the RSA)
%
RSA
%
Population,
millions
GDP,
$ million
GDP
per capita,
$
831.8
100
142.6
17.1
553,502
100
237,340
42.9
650
Ratio to the
mean African
GDP per capita,
%
–
1,644
252.9
643.9
77.4
45.3
5.4
216,344
39.1
104,242
18.8
307
47.2
2,600
400.0
Source: African Development Indicators.., 2004, Tables 1-1 and 2-5.
In socioeconomic term, Sub-Saharan Africa has over three-quarters of
the continent’s population and less than 40% of GDP against respectively
17% and 43% in North Africa, and 5% and 19% in the RSA. An average
income per capita in Tropical Africa is more than five times smaller than in
North Africa, and 8.5 times in the RSA. To translate into dollar terms, the
majority of Africans have to manage on less than one dollar a day per head,
far below the so-called poverty line, and the region’s population as a whole
survives on less than two dollars a day. Considering social inequality, the
life of an overwhelming majority of the African population appears in still
darker light.
Averages do not, of course, smooth out differences between countries
that, at times, may be vast. And yet, the general picture stands out in a fairly
clear outline. How has it changed over the last few decades in comparison
with other regions of the South? According to UN figures (Human Development…, 2001, p. 10), in the last quarter of the past century, the gross
product per capita grew at an average annual rate of (–) 1% in Sub-Saharan
Africa, 0.3% in Arab countries, 0.7% in Latin America and the Caribbean,
2.3% in South Asia, and 6% in East Asia and the Pacific Region. Thus an
income per capita dropped in SSA while it grew in other developing countries. This pattern has held in the new century as well. In 2001 merely
16 out of 39 countries in Sub-Saharan Africa showed a scanty growth of income per capita, while it stagnated or declined in the others. The greatest
retreat was registered in Congo (Kinshasa), Angola, Sierra Leone, Zimbabwe, the Comoros, Burundi, and Togo [March s tropicaux, 2004,
6
No. 3038, p. 194]. In 2002, 29 out of 36 worst performers according to the
human development index (HDI) drawn up by the UN every year on the basis of life expectancy, adult literacy, education systems characteristics, and
GDP per capita, were in Africa.
It is appropriate to remember here that the Millennium Declaration
passed by the UN in 2000 named the reducing to half the number of people
living on less than one dollar a day and by two-thirds the number of children who die before the age of five years among the chief objectives of the
international community by 2015. Applied to Africa, these objectives figure
prominently in the AU-NEPAD documents. As the situation is developing
at present, these objectives can be more or less achieved in the continent’s
Northern region and in some countries of the Southern region only. The reverse is happening in Sub-Saharan Africa. The number of people living on
less than one dollar a day had grown between 1981 and 2001 from
164 million (42% of the population) to 314 million (49%); poverty had
been made still worse by the AIDS pandemic (70% of all HIV-infected in
the world), and a wide spread of several other diseases, including malaria
and tuberculosis.
It is practically impossible to turn these trends around within a conceivably short time. In UN estimates, the target set in the Millennium Declaration and accepted by the AU-NEPAD as a goal cannot be accomplished
before sometime in 2147 in respect of Africa’s absolute poor, and has to
wait till at least 2165 as regards infant mortality [March s tropicaux, 2004,
No. 3038, p. 194; 2004, No. 3051, p. 971]. It is not only a matter of the
depth of the social crisis and low elasticity of the internal economic, sociocultural, and political factors which caused and maintain this crisis.
More or less dynamic socioeconomic development is impeded by objective
circumstances such as deterioration of the environment, narrow scope of the
markets due again to the poverty of the population and small size of many
countries, the existing structure of their economies that determine the kind
of their external economic ties and these countries’ fundamental dependence on them as a result.
This dependence is most visible in commerce. The fast growth of international trade flows in the past several decades appears to have shunned
Africa, making it still more marginalized. Between 1980 and 2002, the continent’s share of world export of goods slipped from 6% to 2%, and that of
import decreased to less than half, from 4.6% to 2.1%. One of the reasons
of such a decline lies in the structure of African export: 60% of it are
formed by farming produce subject to little or no processing, and minerals
of very little added value (in contrast to 30% for developing countries in
general). Lack of focus on processing makes African export revenues heavily dependent on two factors beyond their control – the weather and the
play of market forces. Prices instability and terms of trade worsening (with
the exception of oil priced in significant degree by the cartel deals of
OPEC) inflict enormous damage on Africa. According to World Bank estimates, between 1970 and 1997, export revenues per capita in Africa
plunged, while increasing by a factor of 3.6 in South Asia, 8.7 in East Asia,
and 2.9 in Latin America. The African countries’ total losses through worsening trade terms in that period ran up to nearly 120% of their aggregate
GDP [Can Africa …, 2002, pp. 8 and 21]. The UNCTAD report for 2004
gives a characteristic reason – with the worsening of trade terms, maintaining their export revenues at the 1997 level in 2001 would require African
countries to double the export of their basic products [March s tropicaux,
2004, No. 3043, p. 491].
The only way to reduce the share of farming produce and minerals in
African export is to diversify it by manufacturing products of high added
value or large labor inputs. Only such an approach has enabled many developing countries to get remarkable results. It has not realized however in
a majority of African countries for many reasons, but mostly because of the
shortage of own funds and irrational utilization of considerable borrowings.
The poverty trap has seriously restricted saving of some of the national income and, consequently, lowered the accumulation rate.1 Meanwhile, the
foreign debt stranglehold tightened, and debt servicing had the same effect.
7
8
Table 2
Africa’s Foreign Debt, 1970-2002
Debt variations averaged by periods
19701980199020001979
1989
1999
2002
(millions of dollars)
Total debt
Overdue payments
Payments in due course
(ratio,%)
Total debt/export of goods and
services
Overdue payments/export
of goods and services
Payments in due course/export
of goods and services
Total debt/GDP
Overdue payments/GDP
Payments in due course /GDP
39,270
648
3,347
180,456
9,102
18,591
303,232
34,284
25,800
292,561
61,129
23,706
91.0
195.2
234.3
168.6
1.5
9.8
26.5
15.1
7.8
24.2
0.4
2.1
20.1
51.7
2.6
5.3
19.9
65.3
7.4
5.6
13.7
54.6
4.9
4.4
Source: Computed by the UNCTAD Secretariat on the basis of World
Bank data [Economic Development in Africa…, 2004]
Debt Noose
Africa
African countries’ external borrowings have been swelling over the last
three decades of the past century, building up to the most cruel crisis, which
forced their Western creditors to adopt, in the mid-1990s, a mechanism to
alleviate the African debt burden. Unlike debts accumulated by countries at
the middle development level through bank credits, low-income African
countries relied on OECD States and international financial institutions as
the principal sources of external borrowing. Their debt that was just a little
above $11 billion in 1970 soared to $120 billion by the early 1980s. During
the period of structural adaptation, it shot up to almost $340 billion in 1995
(Table 2). Over this time, the debt owed to international financial institutions rose by a factor of five, and tripled under bilateral interstate agreements. The fact, commented UNCTAD, that structural adaptation programs
failed to bring about the growth and development promised by their initiators meant that many African countries continued to sink further into debt
[Economic Development in Africa…, 2004, p. 8).
The existing situation was extraordinary because overdue payments
were continually piling up as an indication of the borrowing country’s inability to meet its debt obligations on time. In 1995, nearly all unmet debt
obligations in excess of $41 billion accrued in countries of Sub-Saharan Africa, amounting to a fifth of their total debt. More significant yet, overdue
payments to official (governmental and international) creditors were growing faster than any others, as a reflection of three sources of funds received
in the 1970s through 2002 – OECD States (around $200 billion, or 62.5%
of all borrowings); international financial institutions (about $80 billion, or
25%); and private creditors ($40 billion, or 12.5%).
As is clear from above, the worsening debt crisis followed a pattern that
combined accumulation of overdue payments, fast growth of debt over the
borrowing countries’ export revenues, and rapid growth of the ratio of debt
to their GDP (from one-quarter in the 1970s to two-thirds in the 1990s).
The beginning of the 2000s was marked by an insignificant reversal of
these proportions as a result of measures undertaken by official creditors.
This in no way means, however, that the crisis is past its peak – it is still
very much in evidence and cannot be resolved without the creditors taking
further steps to ease Africa’s debt burden,
In general, Africa’s debt profile for the years between 1970 and 2002
looks as follows (in millions of dollars) [Economic Development in Africa…, 2004, p. 10]:
9
Sums received
Actual debt servicing
Remaining debt
539,456
549,135
295,461
Including:
Sub-Saharan
North Africa
Africa
294,010
245,446
268,302
280,833
210,685
84,776
Therefore, the borrowings actually repaid (with a vengeance) do not lift
the heavy debt burden off Africa’s shoulders, particularly its poorest SubSaharan region. Servicing the outstanding debt, including the interest being
charged on overdue payments, could give a major boost to the flow of resources, already in reverse (from poor to rich countries). The huge debt and
other international business imbalances prevented the accumulation of savings and investments, these two primary conditions for development, poverty reduction, and real advance to other “millennium goals.”
Against this background, the business and political circles in countries
of the North and officials of international organizations are gradually agreeing on the need to prevent Africa from further plunging to the bottom of the
world economy. “It is a common view today,” the UNCTAD report says,
“that the continent needs to at least double its economic growth rates, bringing them up to 7% or 8%.” This goal is also set in the NEPAD documents.
Providing debt relief to low-income countries by defering the debt repayment deadlines (mostly, without reducing the debt) and/or writing off debts
on bilateral loans within the framework of the Official Assistance for Development (OAD), or making loans on softer terms was proposed as the
core of assistance to such countries. In the period of 1975 to 1998, members
of the Paris Club of lending states repeatedly talked about the possibility of
reducing the debts owed by “the poorest and most debt-burdened countries,” but things have not moved further than talks.
In December 1996, the Paris Club finally made up its mind to reduce,
on certain conditions, the debt obligations of the world’s poorest countries
by 80% (Heavily Indebted Poor Countries (HIPC) Initiative), and also announced the possibility of reduction of their debt to multilateral institutions,
such as the IMF, the World Bank, and regional development banks. Debt
relief is only to apply, under the Initiative terms, to the poorest countries, a
majority of them in Africa. Those countries were selected according to the
following criteria: first, a 2- to 2.5-fold excess of government (or government-guaranteed) debt over receipts from the export of goods and nonfactor services. Second, a debtor country was to be put on the “elite” list
only if its payments to service its debt amounted to at least 20% to 25% of
its export receipts. The exact criteria for each country to qualify were estab-
10
lished in relation to its economic performance indicators, the principal of
which were its GDP per capita and the worth of its exports.
After three years of the Initiative in operation, it had not rescued the
beneficiary countries from the recurring debt restructuring, nor had it provided them with the resources to begin reducing poverty in real earnest.
Even though there was a relatively small number of such countries, the
generally insignificant debt relief was provided far too slowly. Debt service
payments exceeded significantly the debtor countries’ expenditure on
health care and education. All of that created a critical atmosphere around
the Initiative, forcing the creditors, including the IMF and the World Bank,
in November 1999 to raise the proportion of write-offs to 90%, or even
more, if the debt was to be lowered to the debt sustainability level. The
principal purpose of this move was, according to official announcements, to
reinforce the connection between “a deeper, wider, and faster” debt relief
and the policy seeking to reduce poverty in accordance with countryspecific conditions. Qualification thresholds were also lowered for countries striving to secure the debt relief preferences which were raised, under
the expanded Initiative, from $12.5 billion in 1998 to $39.4 billion in 2002
[Economic Development in Africa…, 2004, p. 15].
Foreign debt is a problem with a basically African “colouration” because 34 of the 42 developing countries weighed down by the heavy debt
burden are in Africa. At the end of February 2004, 23 countries in SubSaharan Africa were covered by the “HIPC Initiative.” Its general results
are assessed in restrain tones. According to the UN economic and social
survey for 2004, they were inadequate for reducing foreign debt to a level
that could be managed by the beneficiary countries [World Economic…,
2004, p. 21]. Measures undertaken within the Initiative context eased the
situation somewhat, of course, but were less than enough to provide a solution such as a much wider reduction of the debts, right up, in the Africans’
view, to their complete write-off.2 It was against this background that the
G8 countries meeting for their summit in the U.S. in June 2004, resolved to
keep the Initiative on until the end of 2006 [March s tropicaux, 2004,
No. 3058, p. 1379]. Africans put their special hopes into the next G8 leaders’ summit in the United Kingdom in July 2005, at which assistance to African countries was to become a key issue on the agenda.
The many-sided poverty problem, the debt burden, the overall socioeconomic backwardness, and the need to break out of it are the backdrop
against which the NEPAD program emerged. Below, we recapitulate, if
only briefly, its principal goals and methods by which they are to be
achieved, set out in general outline without a precise time frame in this
long-term document.
NEPAD (or New Partnership for Africa’s Development) consists of two
components political and socioeconomic. The first component suggests
the maintenance of security, restraint of conflicts between neighbors, practice of democracy at all levels, and high quality and transparency of public
assets management as essential conditions for sustainable development. The
second component focuses on the deployment of resources (accumulation
of savings, access to capital markets, growth in foreign aid in domestic and
private foreign investments), and highlights the following development priorities infrastructure, information technologies and communications, education, health care, agriculture, diversification of production and exports attached to conditions improvement of the penetration into foreign markets,
environmental protection, and power engeneering. Particular projects in all
these priority areas are to be drawn up and implemented as the continent’s
countries are integrated politically, economically, socially, and culturally.
The embodiment of such an integration is the African Union, which is, in
turn, based on existing real integrated subregional groups.
In contrast to all previous pan-African documents on development options, including the 1991 treaty of the African Economic Community,
which all vested the pivotal role in the state, the NEPAD strategy gives priority to the investment activity of private capital, which is to rest upon the
state’s organizational, economic, and legal support. The opportunities and
general conditions of private investment will be dealt with below, here we
will only say that the Official Assistance for Development from OECD
States and international financial institutions will be, as we said above, the
principal source of financial injections into Africa. The OECD countries are
to provide about two-thirds of OAD, with financial institutions contributing
the remainder. In the 1990s, the net annual OAD to Africa averaged
$20.4 billion, of which $16.2 billion went to countries of Sub-Saharan Africa (less the RSA). It had a special importance to the SSA recipient countries, having reached the net (after the deduction of payments made to service the earlier loans within the OAD framework) 9% of their GDP (compared to 4.9% for all of Africa) and a half of gross investments (compared
to 24%, respectively) [African Development Indicators…, 2004, Tables 121, 12-2, 12-4, 12-9, and 12-12].
NEPAD developers initially estimated annual inputs within the Partnership framework from foreign sources at $60 to $64 billion. Soon, however,
this estimate was recognized to be a bit overblown, just as was the projected 7% growth rate of GDP. And yet, implementation of the program
would probably require foreign aid to be increased significantly. This is
admitted by OAD donors as well, although the target level of 0.7% of GDP,
recommended by the UN back in the 1970s and echoed repeatedly in international documents adopted since that time, has not been achieved in a majority of OECD countries. What is more, net OAD to Africa had been decreasing in quantum and, even more important, per capita. Between 1992
11
12
Aims and ways
and 2001, OAD was trimmed by more than a third overall (from
$24.9 billion to $16.2 billion), or, in per capita terms, it was halved, from
$40 to $20 [World Economic…, 2004, pp. 285 and 299].
A turning point in this situation came in March 2002 when the U.S. and
the European Union announced their intention to allocate more funds for
aid. In 2003, OAD contributed by OECD member countries of the Development Aid Committee averaged 0.41% of their GDP, a considerable increase on the 0.33% average in 2000. Significantly, four countries only
(Denmark, Luxembourg, Norway, and Sweden) of the 21 Committee members met or exceeded the 0.7% target [World Economic…, 2004, p. 57]. The
U.S. was the least generous contributor (with 0.14% of its GDP), and,
unlike major European countries,3 it never again, following its turning point
announcement, “said a word about achieving 0.7% at any time during this
century” [The New York Times, April 25, 2005].
Promises to increase aid were invariably accompanied by references to
the need for African leaders and government institutions to assume more
responsibility for creating adequate conditions for comprehensive development, for otherwise aid might be of no use. In particular, the “laudatory”
resolution passed by the European Parliament on NEPAD and the African
Union in January 2004 calls for clear-cut rules to be laid down in respect of
responsibility, transparency, good management, and “participatory” democracy. The resolution places accent on curbing corruption, in particular, on
the need to hasten ratification of the African Union’s convention adopted
on corruption in 2003 [March s tropicaux, 2004, No. 3037].
In the light of promises made by developed countries, the possibility of
increasing aid to Africa more or less significantly looked real enough, as
was confirmed in the G8 leaders’ decisions in July 2005. In the first place,
it was decided to write off completely the HIPC countries’ outstanding
debt. Second, OAD donors raised their commitments, with the likelihood of
annual “official assistance for development” to Africa going up by
$25 billion by 2010, or double the amount compared with 2004. Moreover,
the G8 decisions contain promises to “contribute to the establishment of an
efficient and flexible public management,” in particular, to give more
transparency to public finances in African countries, in the fight against
corruption, and so on [ITAR TASS, July 14, 2005; Compass, No. 28, 2005,
pp. 8-9].
Falling short of what the African side of NEPAD expected, the planned
increase in foreign aid is still a major breakthrough in this area. It is hard to
perceive similar breakthroughs in the other channel of assistance to the
“new partnership,” in particular, foreign direct investments (FDI) and invigoration of local private capital. NEPAD projects, in fact, even give more
importance to this channel than they do to OAD.
Meanwhile, optimism about FDI appears to be rather excessive, to say
the least. There are, of course, several factors that can stir foreign capital’s
interest toward the region. They are: stable demand for African resources
that has held in recent years, declared policies to encourage local private
business in manufacturing, and the trend toward a gradual changeover of
African currencies from fixed to floating exchange rates, which, if continued, would encourage regional commercial, economic, and financial integration and improve the local climate for foreign capital. All these factors,
however, make Africa more attractive mostly for portfolio investments that
can, upon the slightest downturn, withdraw from the stock market just as
quickly as they came in. The FDI case is a little different.
According to UNCTAD data, the flow of foreign direct investments to
Africa between 1992 and 2003 was in the following pattern (in billions of
dollars):
As a general rule, foreign direct investments flow to developing countries (or their regions) that offer a set of conditions essential for investment
companies’ successful, that is, profitable involvement. The set includes rich
natural resources, particularly those in high demand worldwide; relatively
developed infrastructure; an adequate market in the region where the investments are made; sufficiently trained manpower; social, political, and
legal stability; and a low level of corruption in local management bodies.5
13
14
To Africa
in general
including
SSA
1992-1997
annual average
1998
1999
2000
2001
2002
2003
5.9
9.1
11.6
8.7
19.6
11.8
15.0
4.0
6.2
8.6
5.8
14.1
8.1
9.2
Source: [Economic Development in Africa…, 2004, Table 2].
With reference to the above table, FDIs were growing during this period
here much faster than in other Southern regions, making up, however, only
a very modest proportion of the overall investments in developing countries
(8.7% in 2003). Whatever the case, the share of investments in foreign
funds provided to Africa continued to grow. While in 1990, FDIs
($2.5 billion) were far behind total “official assistance for development,” in
2002 they took a 46% share of all foreign resources received by Africa.
In principle, Africa offers enormous investment opportunities for private capital, and the returns it promises are rated among the highest in the
world.4 Many barriers are put, however, in the way of foreign and local investors in a majority of the region’s countries.
Barriers
Such countries are few and far between in Africa. In the absence of the last
five factors, or if they are not convincing enough, FDIs are mostly drawn to
the first factor. Accordingly, most of them are put into mining, particularly
oil production.
In 2003, for example, most new foreign investments were made in oil
exploration and production in Algeria, Angola, Chad, Equatorial Guinea,
Libya, Nigeria, and Sudan. Of the ten biggest FDI recipients, seven were
oil-producing countries [Africa Renewal, 2004, p. 20]. But production of oil
and other minerals in countries with a generally weak manufacturing does
little to stimulate growth in other industries, does not give enough incentives to overall economic development. Private capital is frequently held
back from flowing to agriculture, manufacturing, and services by the tedious bureaucratic process that investment projects are to go through before
approval.
Widespread corruption and poor management are a serious problem affecting the economic atmosphere in a direct way. World Bank experts, who
surveyed the investment climate for over 3,000 companies in eight African
countries during 2001 to 2003, named corruption as the greatest hindrance
to economic growth. Over a half of the companies surveyed said they were
not certain of their property rights being upheld in court, if they were involved in litigation. Transparency International, a nongovernmental organization, gave from 3.6 points (Botswana) to 8.4 points (Nigeria) on a 10point scale it used in one of its latest surveys to assess the level of corruption in 20 African countries. Its survey results showed the average score of
6.79. In 2003, 11 out of 25 countries having a high or very high level of
corruption were in Africa. “Certainly,” says a Senegalese tax inspector
quoted in Africa Renewal published by the UN, “if legal rules can be
changed at any time, if government institutions abuse their powers, or if
court decisions are made slowly and are unrelated to the case in point, FDI
cannot be attracted into the country. Where corruption is behind all this,
foreign investors would turn to other horizons” [Africa Renewal, 2004,
p. 21]. Overregulation is so great, writes The Economist of London, that the
majority of African governments speak of their desire to simplify it. In
many countries, though, regulation rules are “hydra-headed creatures”, and
cutting out the most onerous and corruptive of them would induce the lawmakers to invent new ones [The Economist, 2004, p. 13].
Africa is certainly not the only place on earth riddled with corruption.
What makes it an exception to the general rule is that, according to many
Africa-watchers, it is almost institutional in nature. It is impossible to
change things here within a short space of time, even though we hear African leaders speak repeatedly, in a sort of ritual in all discussions of NEPAD
problems, about the need to weed out this evil.
Overregulation and at the same time instability of the economic framework as sources of corruption combine to build roadblocks preventing any
kind of capital – foreign or local – from spreading to manufacturing and
other non-mining sectors. The difference is, however, that local capital in a
majority of the continent’s countries is too weak to go into manufacturing
and is essentially commercial capital that can hardly be converted into productive one. Africa’s native capital in manufacturing is locked up mostly in
weak small businesses and, to a very insignificant extent, is employed in
medium-sized businesses. This despite the real possibility that mediumsized businesses could become the bedrock of more or less significant
manufacturing. Operating in a predictably more profitable sector that is
technologically far more simple and helps turn the assets over fast, local
merchants, even those of a large caliber, are loath to “start changing things
from what they are.” From the perspective of economy diversification and,
more broadly, the NEPAD objectives, this creates certainly the concern
shared by African leaders who have initiated the “new partnership” and
now want to see it in action.
Barriers in this sphere are built up not only in the natural economic
mentality of foreign and local entrepreneurs and in government quarters as
well. Implementation of NEPAD (and simultaneously African integration
and solidification of the African Union) cannot shut out direct or indirect
influence of worldwide and internal African factors. Worldwide factors include, above all, economic globalization that actually broadens, rather than
narrows, the gap separating the marginalized extrovert economies from the
rest of the world; rapid progress in science and technology that accentuates the rift between its centres and peripheries; and the WTO policy working against the African countries’ interests to dismantle asymmetric trade
preferences. Internal African factors are, in particular, meager opportunities
to expand intra-African trade that is still somewhere about 10% of Africa’s
total international commercial ties; surviving political conflict-prone situations in some areas of the continent, contrary to the recent trend to ease
them; fragile relations and serious differences between individual countries
(over the use of the Nile water, territorial dispute between Nigeria and
Cameroon, and so on); and suspicions in which the smaller countries of the
continent hold the “power centres” such as the RSA, Nigeria, and Egypt.
These factors, and many more, are the real barriers to a “new partnership.” Resolving them would require quite enormous efforts on the part of
Africa itself and its northern neighbors. This may not happen any time
soon.
For the real significance and relevance of NEPAD to be assessed, it is
worthwhile to survey, along with poverty and the debt crisis, the recent
years’ economic conjuncture on the continent that is largely determined by
outside factors. At the start of the new century, the annual GDP growth
15
16
The Pluses?
rates varied insignificantly around 3%. They were expected to rise during
2003 to 2005 from 3.3% to 4.7% for Africa as a whole, and from 2.8% to
5.5% for Sub-Saharan Africa (less Nigeria and the RSA) [World Economic…, 2004, p. 142). Expectations were based on a slight increase in
farming and manufacturing output, consumer spending, investments, including a new influx of FDI into several countries, and on the trend of rise
in demand for export goods and the easing of armed conflicts that were in
recent years destabilizing severely several regions across the continent.
In North Africa, economic growth is sustained by rising oil revenues (in
the case of Algeria, Egypt, and Libya) and, consequently, by expanding
private and public consumption, withdrawal of international sanctions
against Libya, and revenues from tourism (in Egypt, Tunisia, and Morocco). In Nigeria, the biggest country south of the Sahara, economic expectations are kept alive by the growth of oil prices and the launch, in
March 2004, of the national strategy for economic resurgence and development aimed at abolishing poverty and stimulating employment. The
growth of oil prices on the world market helped improve the overall situation in other oil-exporting countries as well, including newcomers to the oil
market (Chad and Equatorial Guinea). In the RSA, economic performance
largely depended on the rising exchange rate of its rand that led, on the one
hand, to stagnation in the mining and manufacturing industries, with their
invariably high unemployment rate (28% in 2003), and, on the other hand,
checked and turned back inflation (from nearly 13% in 2002 to 1% in
2003).
The current situation in the African region, therefore, shows some signs
of improvement but cannot, for this reason alone, eliminate the significant
differences between various countries in the nature of economic trends.
Possibilities for “generalizing” their positive development experience depend, to a considerable extent, on international economic, specifically
commercial, relations that are immensely important for virtually all African
countries. This is where profound differences between the North and the
South inhibit establishment of international trade of the kind that could encourage reduction of the gap between rich and poor countries. These differences, in fact, led to the breakup of the Fifth Ministerial Conference of
WTO member countries in Cancun, Mexico, in September 2003. Subsequently, the talks resumed, but it is still early to speak of significant reconciliation of the positions taken by the two groups of countries.
Essentially, the differences are believed to lie in the basically different
approaches to issues such as, first, access of developing countries’ exports
to the markets of developed nations, and, second, the developed countries’
efforts to keep their farming products competitive. More specifically in respect of the first approach, the North actually maintains various tariff6 and
nontariff barriers that limit imports of Southern goods. Simultaneously,
they are seeking, in the name of international trade liberalization, to achieve
more openness of developing countries for their exports, closing eyes to
these countries’ similar needs. 7 The second approach lies in lavish subsidies
developed countries give to their farmers that allow their farming produce
to remain competitive against cheaper products from South countries that
restrains the latters’ export,8 resulting, at times, in quite a significant “shortfall” in export revenues, 9 with inescapable consequences for weak economies.
The economic trends discussed above may, probably, be related, in one
way or another, to NEPAD (an orientation favoring private investors), but
certainly have not been set off by it. What, in fact, is the positive side of
this ambitious development program?
In the first place, it is the reduction in the number of open conflicts. At
the turn of the century, 25 countries were engaged in armed clashes or serious social and political turmoil. By 2005, their number had dropped to six,
mostly by the efforts of UN peacekeeping forces, which numbered
48,000 troops in Africa in August 2004 (more than anywhere else on the
globe), but also through the coordinated measures of the African Peace and
Security Council set up within the African Union–NEPAD framework [Africa Renewal, 2004, pp. 15 and 17]. In other declared aims (extension of
democratic principles in society, greater efficiency, transparency, and accountability of government, independence of courts, improvements in education and health care, higher productive potential, and so on), Africa Renewal wrote, “limited progress” only was made. The survey prepared by the
UN special councilor’s service in Africa in June 2004 noted growing efforts
to involve civil organizations and the private sector in efforts to implement
NEPAD. The “nature and scale of such involvement differ greatly” from
country to country, and this program “is still little known or understood in
many parts of Africa.” Some leaders, writes Africa Renewal, “attending
continental or regional summits devoted to NEPAD are unable to tell about
them to their own citizens. … Few African parliaments discuss the plan in
detail.”
NEPAD has been received differently by the business community. The
poll conducted by an international consulting firm among 250 company
managers in Kenya, Tanzania, and Uganda in 2004 showed that 38% of the
respondents only were positive about the “new partnership’s” prospects.
Nearly a third of them believed that it would hardly succeed, and the remainder could not give a definite reply. A majority of the managers polled
held that inefficient and corrupt political leadership, wars, and trade barriers
were the greatest obstacles to NEPAD. The comments on the poll results
noted that the private sector “recognizes NEPAD’s potential benefits, but
more efforts have to be applied to explain its purpose.”
Some governments, on their part, actually appear to be noncommittal in
their attitudes to their cooperation with the private sector. As A. Tukur, the
presiding chairman at the African business roundtable in June 2004, noted,
17
18
they “recognize the important role of the local private sector in words
only,” and he called for a policy in accord with these statements [Africa
Renewal, 2004, pp. 15 and 17]. Private business is, however, frequently assessed as inconsistent, mismanaged, and controversial by itself.
Against this background, regional integration based on the operation of
subregional groups appears to have slightly more weight. These groups are
regarded as building blocks of the African Economic Community (AEC),
the purposes of which are reinforced by the “new partnership.” In the estimates of the Economic Commission for Africa (ECA), based on the performance of eight sectors – trade, transportation, agriculture, and manufacturing among them – integration links expanded annually by 4.5% on average during the period from 1994 when the AEC agreement went into force
to 1999 (the last year for which verifiable statistics are available). In different subregional groups, however, cooperation between countries meets with
varied success. The best performance has so far been shown by the Southern African Development Cooperation (SADC) group and the Economic
Community of West African States (ECOWAS).
The presence of over ten regional integration building blocks, however,
makes integration harder to achieve because a majority of AEC countries
have concurrent membership of several integration groups simultaneously.
Six of the 53 AEC countries belong to one group only, and the remaining
ones are members of two or three groups. This overlap has a negative effect
on cooperation because of the fragmentation of human and financial resources, scanty as they already are.
Generally, NEPAD may be said to be making headway, if only insignificant. “The problem with NEPAD,” said Abdulai Wad, President of
Senegal, one of NEPAD architects, in July 2005, “is that it has so far
achieved nothing to speak of” [ITAR-TASS, August 2, 2005, AF – 2]. Africa’s moves within the “partnership” framework have been largely confined to organizational routine and formation of some institutions – the
Peace and Security Council, a mechanism to verify compliance with “good
conduct” standards (African Peer Review Mechanism, or APRM), a
NEPAD executive committee of the heads of 20 states, and a few more.
Summits are a regular feature that draws top-echelon representatives of far
from all African countries,10 who issue repeated calls for an immediate start
of the NEPAD program in full and… restate differences between African
countries.
Acceleration of economic growth and development is basically related
to expectations of increased foreign assistance. Time will show whether
these expectations are fulfilled or not. The situation now is that foreign cooperation depends on how real internal changes are in Africa, with many
questions still hanging over them. Absence or inadequacy of such changes
would not encourage foreign support. The latter’s an increase schould leave
19
few hopes for an economic breakthrough in the continent’s countries, i.e.
for an optimal implementation of NEPAD, the African project of hope.
Bibliography
-TACC/ 22
; 14
; 12
2005 . [ITAR-TASS, Moscow,
April 22, 2005; July 14, 2005, and August 2, 2005.]
, 28, 2005 . [Compass, Moscow, No. 28, 2005.]
Africa Renewal, UN, New York, 2004, Vol. 18, No. 4.
African Development Indicators 2004, Washington, World Bank, 2004.
Afrique contemporaine (Paris), No. 204, 2002.
Can Africa Claim 21st Century? Washington, World Bank, 2002.
Economic Development in Africa. Debt Sustainability: Oasis or Mirage?
UNCTAD, New York-Geneva, 2004.
The Economist (London), January 17, 2004.
Human Development Report 2001, New York, UNDP, 2001.
March s tropicaux (Paris), 2004, No. 3038; 3051.
The New York Times (New York)
World Economic and Social Survey 2004, New York, UN, 2004.
___________
Notes:
1. It may appear paradoxical at first sight that up to 40% of African savings, by
various estimates, is invested beyond the continent [Marchés tropicaux, 2004,
No. 3030, p. 2499). Out of “every dollar lent … to Africa from 1970 to 1996, 80
cent was stashed away forthwith in Swiss bank accounts or went to purchase mansions on the Côte d’Azur. Today Africans are still paying for the profligacy of their
former leaders” [Retranslated from The Economist, 2004, p. 12].
2. Some Western economists hold, with reason, that debt cancellation in full
cannot offer an optimal solution to countries having rich natural resources, such as
Congo (Kinshasa), that have a vast development potential, which is wastefully mismanaged. It would be wiser for such debtors to have their loans, as an option, converted into assets put into the hands of international investment companies. Conversion on this pattern would foreclose, for example, “crazy privatizations,” give them
access to foreign capital markets, and gradually create conditions for domestic savings to be channeled into economic development projects [Marchés tropicaux,
2004, No. 3030, p. 2499].
3. Shortly before the latest G8 summit in July 2005, the leaders of Britain,
France, and Germany spoke about their intention to raise their countries’ aid to
0.7% of their GDP sometime between 2012 and 2014. The most conspicuous among
them was British Prime Minister Tony Blair, who set up a commission in 2004 to
develop recommendations on aid to African countries. In March 2005, the commission released a voluminous report that was used as a basis for the British position at
the talks of the eight countries’ leaders.
20
4. In the estimates of the Economic Commission for Africa (ECA), the average
returns on FDI are four times as high as they are in seven major developed countries, and double those earned in Asia [The Economist, 2004, p. 11].
5. “The private foreign sector, very realistic … invests only if it believes that the
probability of deriving profit is very high, and the risks are relatively low. Whatever
does not fit in is illusion,” writes P. Moussa, a prominent French economist [Afrique
contemporaine, 2002, No, 204, p. 39].
6. Customs tariffs on African goods imported into OECD countries are about
ten times as high as those used in trade between these countries [The Economist,
2004, p. 13].
7. This is at a time when, according to a UN survey, “developing countries need
for greater opportunities for export before (emphasis mine – Yu.P.) they can lower
the level of protection (for domestic markets – Yu.P.). It is increasingly obvious that
low protection levels do not lead automatically to wider export opportunities and a
stronger association accelerating fast economic growth between export sectors and
domestic economic activity” [World Economic …, 2004, p. 21].
8. “The rich countries subsidize their farmers to the tune of $320 billion, a sum
little different from Africa’s GDP. Combined with high tariffs and small quotas on
some kinds of farming produce, this makes its export to rich countries discouragingly hard” [The Economist, 2004, p. 13].
9. For example, the revenue shortages experienced by African cotton producers
as an after-effect of farming subsidies in developed countries in 2002 ran, by some
estimates, to almost $300 million [Marchés tropicaux, 2004, No. 3043, p. 491].
10. The latest summit held in Cairo (Egypt), was attended by ten presidents, one
vice president, three prime ministers, 14 ministers, and one ambassador, who represented 29 countries out of 53 members of the African Union [ITAR-TASS, April 22,
2005, AF – 4.5].
INTELLECTUAL FOUNDATIONS FOR DEVELOPMENT:
AN AGENDA FOR SUB-SAHARAN AFRICA*
Boris Runov,
Ph.D.(Econ.), Leading Research Fellow,
Institute for African Studies, RAS
The arrival of the age of globalization and information revolution, and
the transition of the industrial part of the world to a postindustrial development stage have added new backwardness indicators to the existing criteria
that have been used to evaluate the extent to which the South has fallen behind the North, or given a new dimension to them. These are, above all, the
areas of comparative development level of human activity that are today
considered the key elements of the emerging global economy, its development mainstream, its effectiveness, and its highest possible productivity today and in the short term.
The “human factor” is placed today at the centre of the new system of
values (as also of the new economic development paradigm). It is naturally
built into the system of market relations and modifies the structure and motivation of economic activity significantly. The content of the “human factor” itself is expanded considerably to an extent that it is now defined as
“human capital” or “human potential,” which now includes non-economic
areas such as education, health care, culture, social security, the government and corporate management system, and much else. The goals pursued
by economic activity acquire a strategic, long-term dimension, and replace
the customary criteria guiding profit maximization right now.
Investments in education and other elements of the “human potential”
have come to be regarded as investments (capital inputs) that eventually
pay off economically and bring enormous returns in the long term. Simultaneously, priorities of socioeconomic development are shifting toward creating a balanced human habitat (environment), expanding human knowledge and information about the surroundings, improving an individual’s
health and welfare, raising people’s purchasing power (in terms of quantity
and especially quality), and so on.
New criteria have also emerged to assess development, in particular, the
extent of intellectualization of social production and consumption; closing
of the digital gap; diversification of economic and social relations; expansion of social services; involvement of developing economies in worldwide
production networks; socioeconomic stability and security of society, and
so on.
*
21
First published in Asia and Africa Today, 2007, No. 11, pp. 36-41.
22
All these changes in the understanding of the laws governing the operation of the modern global (and also local) socioeconomic system are recorded in the UN Millennium Development Targets for the world at large
and the New Partnership for Africa’s Development (NEPAD) for African
countries, both rated among the most important documents of this day and
age. In particular, NEPAD, a strategic document adopted in Abuja (Nigeria), in 2001 and covering 15 years ahead, has gained the significance of a
conceptual plan for the newly created African Union by exerting a major
influence on the formulation of present-day strategies for socioeconomic
development of the continent’s countries and on the mentality of their political leaders and intellectual elites.
In these circumstances, a leading role is played by reform of the educational system (or, in a broader context, the national educational, scientific,
and learning complex) among the essential reforms required for stimulating
socioeconomic development of African countries south of the Sahara. Specifically, reform of the educational system will advance modern-age
knowledge and its application in the interests of African countries’ development, provide training to professionals at various levels to cope with the
tasks facing their countries, and, finally, raise significantly the social prestige of education and knowledge, and the status of people employed in education, and also halt the heavy brain drain from the region’s countries.
Maximum possible access to education (and, at its primary stage, its universality and free and mandatory character, to be achieved by 2015, in accordance with NEPAD goals) becomes a critical condition of development today. Undeniable evidence of the growing role of knowledge, information, and
professionals in the world economy suggests that higher education no longer
takes second place to secondary and primary education as has recently been
the case in most Sub-Saharan countries. Attempts are being made to assess
the influence of higher education on economic development.
An interesting study on the subject was prepared, on commission from
the World Bank (WB), by Harvard University researchers who made an attempt, based on Africa-related materials, to quantify the relationship between higher school development and economic growth. According to their
findings, a one-year increase in higher education in the total number of
years in all stages of formal education can increase existing GDP per capita
by 12.2%1 (or it will rise to 5.6% with GDP growing by 5% per annum).
Furthermore, investments in higher education facilitate diffusion of technological innovations and, therefore, promote technological advance. These
expectations are best illustrated by what Kofi Annan, former UN SecretaryGeneral, said about higher education: “University would be the primary
tool for African development in the new age.”2
Evolution of higher education in Africa over the last few decades, however, has been very haphazard and sporadic. While at independence, there
were only a few universities and university colleges in the whole of Africa,
today it is hard to name a country (except small insular states) that does not
have institutions of higher learning of its own. Higher school student enrollment rose 11-fold over this period, and the number of graduates soared
up nearly 60-fold. In 1983, the total number of higher school graduates in
countries of Tropical Africa reached almost 70,000. 3
The economic crisis that broke out in the late 1970s and continued right
into the 1990s caused a serious damage to the higher education system, as
is now evidenced by the growing mismatch between the number of available professionals and the rising need for intellectualization of social production and learning of new knowledge.
Large-scale shortages of skilled labor extend across many industries of
national economies. The press writes about the critical scarcity of managers
at many firms (in the RSA), school and university teachers (in Nigeria and
Kenya), medical personnel (in all countries of the region), and so on. The
worst, in our view, is the shortage of certified professionals in government.
In Mozambique, for example, a mere 3% of national public administration
staff had a higher education in 2003.4 Cuts in foreign aid and government
financing to universities in the years of the crisis resulted in many of them
actually going out of business.
As was noted in an overview of the proceedings of the regional conference devoted to personnel training problems (Accra, 2003), the University
of Dar es Salaam, Tanzania, “lay practically in ruin” in the 1980s and
1990s: the teachers’ meager salaries; the library collection neglected for
years; outdated equipment; frequent student unrest over inadequate teaching and living conditions on the campus, and so on. In 1990, the university
was shut down for much of the academic year.5 At the turn of the century
only it succeeded in redeeming its former high reputation. Similar problems
are experienced by the universities of Ibadan (Nigeria), Makerere (Uganda),
and in many other places.
Unlike any other region, the shortage of professionals trained in some
fields during the crisis in Africa coexisted with the surplus of professionals in
other fields, mostly in the humanities, which were a dominant tradition in
higher education (with 60% of all students to 40% in natural sciences and engineering in the 1960s through 1980s). Because of structural imbalances in
the higher education system, it could not, regardless of a significant increase
in the number of graduates, meet demand from key industries for national
professionals in science, engineering, and vocational training, in particular, in
the educational system itself, healthcare, R&D, government and corporate
management, and in several industries turning out physical products.
It was not quantity, though, but quality that was in short supply. According to many business executives (in particular, in Nigeria), there has
23
24
The Need to Reform the Higher School
been a considerable decline in academic standards of professional training,
and a university degree is no longer a guarantee of its owner’s high qualifications and competence in engineering.6 The need to recruit foreigners, for
example, raises significantly the costs of all kinds of building jobs, including road building that is three times as expensive in Sub-Saharan countries
as it is in medium-income countries, and costs virtually as much as it does
in OECD countries.7
African countries south of the Sahara have no choice but to use the services of nearly 150,000 foreign professionals at a cost of around $4 billion
in yearly salaries and fees. This amounted in the 1990s to over a third of all
Official Development Aid (ODA) to the region’s countries.8
At the other extreme, the economic crisis led to an enormous growth in
unemployment among higher school graduates. A severe slump in output in
Côte d’Ivoire in the 1980s, for example, pushed unemployment among
them to almost 40% in Abidjan, and to 50% in the country’s other cities.
University graduates in Uganda, Kenya, Mali, Guinea, and elsewhere in
the region spent one year to three years in search of jobs upon graduation.9
Not surprisingly, the brain drain from Africa intensified dramatically in that
period.
The chief reasons behind the worsening employment climate, however,
were probably the same structural imbalances of the higher education systems, their inadequate attention to the specific needs of their economies,
and the poor quality of professional training.
Africa’s Sub-Saharan countries rank last in the world for the provision
of higher education to age-specific population groups, even though it rose
from an average 1% to 5% over 40 years of independence, from 1965 to
2005. Today, higher education coverage is 17% in the developing world in
general, far below the level of more than 60% in the developed countries.
The 5% provision of education on average does not, however, reveal the
vast differentials between countries (in 2005, it was 3% in Rwanda and
Uganda, 2% in Sierra Leone, 1% in Tanzania, and so on).10
This is the overall situation in national education. It calls for priority to
be given to the reforms in the higher school system as one of the development goals in Sub-Saharan Africa. It was announced at the regional personnel training conference referred to above that “on the understanding of the
immense importance of higher education in stimulating development in the
new conditions, the majority of African countries began, during the 1990s
and thereafter, taking measures to radically reform their higher school systems as regards both the content of teaching material and management.”11
The objectives of reforms in higher education were identified in the basic NEPAD document that urged “immediate improvement in the university
system” in all African countries, including the establishment of specialized
universities and, particularly, support to technological institutes; generation
of critical mass of technological competence in chosen areas promising a
high growth potential, primarily in biology and natural sciences; orientation
to the practical needs of national economies, etc.12
In UNESCO estimates, Africa will experience an immense growth in
the need for higher education in the next five to 15 years (this forecast was
made in 2002). In the case of Uganda, for example, the forecast was given
for a threefold enrollment in universities, from 60,000 in 2001-2002 to
180,000 in 2008. Similar forecasts adopted as national plans are being put
into action in Lesotho (with university and college enrollment increasing
from 3,500 in 2001 to 10,000 in 2007). In Ethiopia, four new universities
have been launched since 2000, in addition to two existing ones. 13 In all,
Sub-Saharan Africa had 195 universities, 175 of them public institutions
and 20 private ones, in 2002. Of the 47 countries surveyed in the region, six
had no higher education institutions (including Cape Verde, Equatorial
Guinea, and the Seychelles).14
Some countries are attempting to reform their higher education systems
to give more weight to natural sciences and engineering and to reduce the
traditional predominance of humanities. Uganda, for example, plans to
achieve a fourfold increase in the share of scientific and engineering education, from 15% in the 2000-2001 academic year to 60% in 2010.15 Changes
in the higher school’s orientation to the development needs in the African
conditions can be judged more specifically by, among other things,
UNESCO aid going into research in science and engineering and training of
professionals in these areas. These areas include, in the first place:
Biotechnologies financing of research and personnel training for research to be conducted in genetic diseases, methods for improving drought
resistance of food crops, and other studies in the Republic of South Africa
(RSA); programs to intensify AIDS control campaigns in Cameroon,
Uganda, and Burundi, as examples;
Use of solar and other renewable energy sources setting up university
departments to study these subjects in Togo and Niger; building a “solar village” in Madagascar (supplying electric power generated by solar sources to
public buildings and training the work force in this area), etc.; and
Environment conducting research and personnel training in hydrology and water resources; establishing biosphere preserves, stations to monitor pollution of the environment and water sources, etc. (the program covers
seven African countries
Mali, Burkina Faso, Côte d’Ivoire, Niger,
Guinea, Benin, and Senegal).
In addition to these programs, UNESCO provides funds to 20 natural
science departments at African universities, which train engineers in renewable energy sources in Zimbabwe; chemical technologies in Angola and
Zimbabwe; environmental protection in Benin, and so on.16
25
26
Reform Priorities
Other training and research areas specific to African countries, which
are given greater emphasis in the higher education system, include travel
and tourism, endogenous African cultures, international relations, and conflict settlement. Mandatory computer courses are set up for all university
students.17
Training in science and technology in Rwanda may be cited as an example of positive results in this area. In 1997, the country had 50 engineers
only. In that year, an Institute of Science and Technology (KIST) was
opened in the country’s capital city, Kigali. In 2006, it started turning out
over 200 engineers a year.18
Enhancing learning opportunities for women by reducing qualifying
grades and raising enrollment quotas for them at universities and colleges is
an element of higher education reform. To give an example, the share of
women in the student body at the University of Dar es Salaam rose from
19.5% to 27% during 1997 to 2000. Preparatory courses for young girls finishing high school were set up at the university.19
No account of reorganization in the higher education system in countries of Sub-Saharan Africa will be complete without a mention of the role
of new forms of higher school organization. It is best to start with the Nelson Mandela Institution (NMI) established with funds contributed by sponsors such as the World Bank, several international organizations, and foreign-based communities of African scholars and engineers in 2004, as an
independent organizational centre to carry out a plan to set up a network of
private educational institutions on world standards. The NMI has its headquarters in Washington, D.C. In the concept of its masterminds, the NMI is
to act as a stimulator and sponsor to finance efforts to modernize higher
education, and use scientific knowledge and technologies for development
needs of African countries south of the Sahara, including NEPAD objectives to reduce the region’s lag from the rest of the world in this area.
To achieve these objectives, an African Institute of Science and Technology (AIST) was set up with the purpose of opening branches and deploying a network of educational institutions in different countries of SubSaharan Africa. These include four regional science research and education
centres – Western, Central, Southern, and Eastern, the sites for which are
proposed by Kenya, Nigeria, and several other countries. It was first projected that the network would be operational in 2007. Among the AIST’s
initial projects were establishment of a Water Management and Environment Institute in Burkina Faso, the ground for which was broken in Ouagadougou in 2006, and development of a university campus in Abuja (Nigeria), within the boundaries of a free economic zone, combined with a cluster of leading science research institutes and high-tech companies. Accord-
ing to original plans, Abuja University of Technology will be fitted out with
advanced equipment, including information and communications facilities,
and given the status of a world-class educational and research centre. 20
As we said above, Africa remains in last place in terms of higher education coverage of age-specific population groups, which was 5% in 2005.
Judging by the demographic growth trend of the 18- to 23-year-old group
and rising demand for professionals to be employed in their economies,
many African countries must, in World Bank estimates, at least double the
access to higher education by 2010. In the words of W. Seint, a leading
higher education expert at the WB, “inadequate growth of high school enrolment in Africa is a time bomb,”21 in the sense of possible socioeconomic
degradation of Sub-Saharan countries because of shortages of skilled professionals.
The shortage of school and university teachers and insufficiency of traditional forms of full-time education have led to what amounts to an explosion of interest in new forms of education unknown in Africa, such as distance and open education (DEOL). In the estimates of the working group on
distance and open education set up within the framework of the Association
of Development of Education in Africa (ADEA) and operating from its
headquarters in Mauritius, African countries south of the Sahara had in
2002 over 140 institutions providing services in this area (both higher and
secondary education).22
Distance education (a form of extramural education) has enabled Zimbabwe and Tanzania to raise the number of teachers in classes to an extent
that would have been unattainable by relying on classical forms at teacher
training colleges. Distance education is used widely in the RSA, in the first
place, and also in Mauritius, Nigeria, Kenya, and several other African
countries.
A good example of this education form, the African Virtual University
(AVU) established on the World Bank’s initiative and based in Nairobi
(Kenya), has set up 25 training centres in 15 Sub-Saharan countries and
achieved enrollment of over 25,000 students.23
Open education relying on the Internet (open universities) is close to
meeting the practical needs of African economies. This form of education offers a free choice of content, methodologies, and subjects of training and skill
improvement to suit individual needs, as a rule, dictated by the learners’ current or future employment, frequently on their employers’ (firms’) initiative.
The employers have a vested interest in raising their employees’ competences
to the levels needed in accordance with their qualifications and job requirements at their firms, and at times approach educational institutions with requests for training programs to be supplemented or made more specific. Over
the last few years, open universities have been launched in Tanzania, with
10,000 students, and Zimbabwe, 18,000 students. Plans have also been drawn
up to open similar educational institutions in Ghana and Ethiopia.24
27
28
New Organizational Forms
Large-scale modernization of educational institutions’ equipment is a
task of great magnitude for the reform in the higher school system to be
completed. Modernization will mean, above all, introduction of information
and communication technologies (ICT) in higher education. In a world undergoing an information revolution, African universities find it hard to operate at capacity without using the Internet and other ICT varieties enabling
them to be connected to the global “information mainstream” carrying
enormous amounts of scientific and educational information. On their part,
distance and open education cannot survive without reliance on these technologies. As an illustration, the African Virtual University operates through
the Internet and satellite-based communication facilities. The AVU’s services include online video broadcasts of lection courses, dissemination of
learning materials on CDs and DVDs, contacts with teachers during chat
sessions, and much else. In the World Bank’s assessment, one of the purposes fulfilled by this form of learning is that of leaping over the “paper
stage” of education, maximizing the number of learners from different
countries, and, just as important, guiding them through to degrees, diplomas, and certificates.25 True, the World Bank’s World Development Report
2007 noted common hurdles confronting dissemination of these technologies. In particular, because of infrastructure deficiencies, African universities have to pay 100 times as much as educational institutions in North
America do for Internet services. Students have to break through linguistic
barriers in order to make use of the Internet. In 2007, 72% of Internet pages
displayed on the Internet were in English, 7% in German, 6% in Japanese,
3% in French, and so on.26
Because of these circumstances and a serious shortage of funds, the
ADEA found that of the 143 higher education institutions it surveyed in
2002 in countries of Sub-Saharan Africa, 39 (or 27% of the total) effectively used the Internet, another 20 (14%) were linked to satellite communication facilities, a further 46 (32%) conducted audio conferencing sessions, etc.27 In 2005, the number of Internet users in the region was 29 per
1,000, compared to 89 in East Asia, and 156 in Latin America (the RSA,
however, has 109 Internet users, without much effect on the overall picture). Personal computers were used at the time by 15 out of 1,000 people,
compared to 38 in East Asia, and 88 in Latin America.28
Averages tend to conceal enormous differences from country to country.
For example, polls conducted in the age group of 15 to 24 years showed
that only 1% of the young respondents used the Internet in Ethiopia, and as
much as 13% in Ghana. There has, however, been a turn for the better in
recent years in the region with a significant growth in the use of various
ICT elements. In particular, during 2000 to 2006, the number of Internet
users was growing at an annual rate of 32%, that of cellular phones showed
an annual growth rate of 42%, and that of personal computers went up by
11% annually.29
The objectives of reform in higher education include developing university science, integrating it closely into the educational process, and teaching
students to learn and use global knowledge in science and engineering. The
Action Plan for Africa developed by the World Bank for the period 2006 to
2008 emphasized specifically the need for universities to generate new
knowledge and information by expanding their own research and orienting
it to the establishment of links with the productive sectors of their countries’ economies.
So far, however, the output of scientific products at universities of SubSaharan Africa remains very low. In the late 20th century, the region published only 5,800 academic papers a year, in comparison with over
16,000 papers put out in South Asia and 14,400 papers in Latin America
and the Caribbean.30 In the rankings according to the Knowledge Economy
Index (KEI), which measures the role of knowledge in development, a majority of African countries are at the bottom of the list, with the RSA, Botswana, and Mauritius being near the middle of the rankings table. 31 The index covers economic and institutional conditions available for promoting
knowledge, developing an educational system, and creating conditions for
innovation and use of information and communication technologies. In the
words of Professor M. Siamviza of Zambia University, “universities combining the functions of teaching, conducting science research, and providing public commercial services are the most important institutions formed
by African governments since independence.” 32 Commercial services are
just as important as anything else because commercialization of research
products is a major source of financing science and higher education, and it
also helps economic and social activities and management to assimilate scientific and engineering innovations.
What makes this approach to higher school organization so relevant is
that, according to UNESCO figures, countries of Sub-Saharan Africa have
only one scholar or engineer per 10,000 of their populations, while European countries, the U.S., and Japan have 200 to 500.
There is a desperate need for certified teachers to train skilled professionals. The Education Ministry of Uganda, to give an example, believes
that the country will have to train around 1,000 masters and 250 doctors in
science and engineering within the shortest possible time. 33
Abuja University already discussed above is a good example of an educational institution that will combine education and science research. It is to
have three structural clusters (or schools), in particular, a school of science
research, an engineer training school, and a school of humanities and management. Aside from bachelor and master level training focused on applied
research with a solid scientific background, three- or four-year doctorate
courses are to be launched at the university, with accent on fundamental re-
29
30
Integration of Science and Higher School
search in mathematics, physics, biology, biotechnologies, ecology, and
chemistry.
The Nelson Mandela Institution also plans to set up skill improvement
centres (or “centres of excellence” in its terminology), in addition to those
already in operation in various African countries to handpick university
graduates for continued training as science researchers to conduct research
related directly to the needs of their respective countries. These measures
will help loosen the monopoly of Western universities on training Africans
to become high-class researchers.
Radical improvement in education, science, and knowledge in the region’s countries is, however, held back by chronic shortages of funds. Underfunding is one of the most painful and critical development problems of
their economies. By some estimates, African countries must allocate 1% to
2% of their GDP on science and engineering to achieve substantial improvement in science and education and accelerate development.34 During
the 1970s and 1990s, however, the allocations on science and education in
Africa declined on average from 0.57% to 0.47% of GDP, while in East
Asian countries it rose from 0.33% to 1.27%. In the number of scholars per
1 million, Africa has so far failed to meet the UN target of 200 set far back
in the 1960s. The best that countries of Sub-Saharan Africa can show for
themselves today is an average of 83, which compares poorly with the
514 average for the developing world and 1,102 in developed countries. In
the words of Nobel laureate A. Salam, “the weak science infrastructure is a
critical factor that puts up impenetrable barriers to progress in developing
countries.”35
Insufficient allocations on higher education from local budgets force
African universities to look for much (all, in many cases) of their funding to
outside sources. For example, the budget of Dar es Salaam University has
40% of its revenues contributed by foreign donors, most of which are organizations in countries of Northern Europe. Much of the official development aid that has grown considerably in recent years36 is also intended for
funding educational projects. The use of a significant proportion of savings
to cover the needs of education, science, and learning is one of many conditions for African countries’ debts to be written off.
An important point to be made here is that developed countries have
stepped up their efforts significantly in recent years to help African countries. Evidence of this is seen in the initiatives advanced at G8 summits. In
particular, the Action Plan for Africa37 passed at the G8 Summit in Kananskis (Canada), in 2002 makes a special note that “investment in education is
a critical factor for economic and social development in Africa.” 38 Similar
ideas were voiced at the G8 Summit in St. Petersburg (Russia), in 2006. At
a more recent summit in Germany in June 2007, the participating countries
committed themselves to provide $60 billion in aid to Africa.
31
It is clear, though, that these funds cannot be spent and, in general, the
high school, science, and engineering cannot be reformed without the interested states’ close involvement and support. The state certainly plays the
key role in creating favorable conditions for infrastructure development,
building of a legal framework for reform, giving support in innovative areas
in the economy, organizing cross-border scientific and engineering exchanges, and so on. Realization of these needs by African countries is evident, in particular, from the NEPAD plan.
***
Sub-Saharan Africa is today going through an unquestionably critical
period of its history. As drastic changes are taking place in the world under
the impact of processes such as globalization, revolution in science and engineering, and arrival of a postindustrial age, it has to find a worthy place
for itself in the emerging new world order. To continue and accelerate its
progressive advance in the mainstream of reforms initiated successfully in
several countries in the region, Africa has, with assistance from the world
community, to multiply efforts to lay the foundations for development.
These measures, sometimes called cumulatively “capacity building,” mean
cumulatively, in the definition of Professor S. Riley of West Sidney University, who is head of the University Centre for Research in Sub-Saharan
Africa’s Problems, “a capacity of individuals, groups, institutions, and organizations to identify and solve development problems as they arise.”39
Development of the educational, research, and learning sector of the
economy in this process, with the ultimate aim of accumulating a critical
mass of human intellectual potential, certainly plays a leading role. Failure
in the pursuit of this aim would mean for many of the region’s countries
disintegration of the social fabric and falling by the wayside of modern
civilization evolving in accordance with current global trends and fundamental values.
_______________________
Notes:
1. Bloom, D., Canning, D., Chan, K., “Higher Education and Economic Development in Africa,” February 2006, p. 1. www.worlddbank.org/afr/teja/higher education.econ.dev.
2. Ibid.
3. “Education in Sub-Saharan Africa. Policies for Adjustment, Revitalization
and Expansion,” World Bank, Washington, 1988, p. 82.
4. Bloom, D., et al., Op. cit., p. 5.
5. Ballog, B., “Improving Tertiary Education in Sub-Saharan Africa,” April
2004, p. 1. www.siteresources.org.
6. West Africa, April 23-29, 2001, p. 17.
7. Bloom, D., et al., Op. cit., p. 7.
32
8. IDRC Reports. “Brain Drain and Capacity Building in Africa.”
www.idrc.ca/en/ev.71249-201-1-do.
9.
.
:
(
). ., 1992. . 67–68. [Runov, B., “Africa: A Difficult Road toward Progress (Science and Engineering in Socioeconomic Development),” Moscow, 1992, pp. 67-68.]
10. “World Development Indicators 2006,” World Bank, Washington, 2006,
p. 90.
11. Ballog, B., Op. cit., p. 1.
12. “New Partnership for Africa’s Development (NEPAD).” Attachment to the
book of
.
. ., 2005.
. 85, 94–101. [Matsenko, I.B., “From the Lagos Plan of Action to NEPAD”
(Translated into Russian by A.V. Pritvorov), Moscow, 2005, pp. 85 and 94-101.]
13. Riley, S., “Africa on a Global Stage,” 2003, p. 2. www.bal/afsaap/conferences/proceedings/riley.
14. “Science-led Development in Africa. Science, Technology and Sustainable
Development,” UNESCO, Paris, 2002, p. 9.
15. Ibid., p. 14.
16. Ibid., pp. 6 and 7.
17. Riley, S., Op. cit., p. 13.
18. Ballog, B., Op. cit., p. 1.
19. Bloom, D., et al., Op. cit., pp. 11-13.
20. Nelson Mandela Institution. www.nmiscience.org/home; African Institute of
Science and Technology. www.nmiscience.org/who.
21. “Distance Education and Open Learning in Sub-Saharan Africa,” February
2002, p. 36. www.adeanet.org/wgdeaol.
22. Ibid., p. 3.
23. World Development Report 2007. “Development and the New Generation,”
World Bank, Moscow, 2007, p. 234 (in Russian).
24. Bloom, D., et al., Op. cit., p. 13.
25. World Development Report …, p. 234.
26. Ibid.
27. “Distance Education …,” p. 104.
28. “World Development Indicators 2007.” The World Bank, Washington,
2007, p. 306.
29. World Development Report …, pp. 230 and 231.
30. Bloom, D., et al., Op. cit., p. 4.
31. Ibid., p. 9.
32. “The Impact of Globalization on Science and Technology in Sub-Saharan
Africa,” February 2002, p. 5.
33. Riley, S., Op. cit., pp. 1-2.
34. Mkinga, J., “Scientist Tells African Governments to Boost Science Kitties,”
2005. www.gmoafrica.org/2005/06.
35. Vanguard Online, November 4, 2006. www.vanguardugz.com.
36. “World Development Indicators 2007.” The World Bank, Washington,
2007, p. 352. During 2000 to 2005, official development aid (ODA) to countries
south of the Sahara rose from $15 billion to $24 billion, and from $20 to $44 per
capita (putting these countries in first place in the world among ODA recipients).
Over the same period, the share of ODA in their gross national income increased
from 4.1% to 5.5%, and from 21.6% to 29.5% in investments.
37. This summit was, in a sense, a turning point in the advanced countries’ relations with Africa. All successive G8 summits had aid for Africa invariably on their
agendas.
38. “G8 Africa Action Plan.” www.g-8.gc.ca/can-doks/afraction.
39. Riley, S., Op. cit., p. 2.
33
34
[Figure:] Technological progress is gradually making its way into African countries.
SOUTH AFRICAN SCIENCE AFTER APARTHEID
MODERN SCIENTIFIC AND TECHNOLOGICAL
POTENTIAL OF THE RSA*
Yury Skubko,
Ph.D.(Econ.), Ph.D.(Arts),
Senior Research Fellow,
Institute for African Studies, RAS
Science in South Africa (RSA) is today developing on the basis of a significant economic potential built up by the country’s population and used
mostly, until recently, in the interests of its white minority. The country’s
scientific potential, or its capacity to develop and apply scientific and technological knowledge, depends on the scale and structure of expenditure allocated on scientific research and development (R&D), the numerical
strength of the research and auxiliary staff, logistical support for science,
patents issued for inventions and discoveries, and many other factors, not
least on the quality of the country’s educational and training system responsible for the growth of society’s potential or “human capital,” which is
a key factor of productivity.
According to UNESCO’s World Science Report published in 2005,
RSA spent in 2002 90% of the funds allocated in Africa south of the Sahara
on R&D ($3.1 billion, or 0.7% of the country’s GDP). The country’s scientific and technological potential is rated as undoubtedly the biggest on the
continent (international experts name Egypt, which spent $400 million on
R&D in 2002, as the second biggest investor in research and development
in Africa, far behind South Africa), with the greatest headway made in astrophysical research, medicine, chemistry, mining and metallurgy, and agriculture (UNSECO Science Report…, 2005).
Though inheriting an observatory, a university, and several science and
engineering societies from Britain’s Cape colony, the Union of South Africa, as RSA was initially called, paid little attention to science in its early
years. It was only demand from its mining companies that stimulated research in mineral mining and processing. Some headway was made in living nature studies and research in agrobiology.
World War I that severed the country’s economic links with the rest of
the world stimulated development of import-substituting industries and related research (chemical industry and beginnings of mechanical engineering).
*
First published in Vostok (Oriens), 2007, No. 3, pp. 119-125.
35
An office was set up in 1918 to subsidize research, and a South African
board for research in education and social sciences (subsequently reformed
into the Human Sciences Research Council) was established in 1934. Instituted in 1920, the Association of Scientific and Technological societies of
South Africa incorporated over 300 organizations numbering thousands of
members (some societies admitted upper-grade university students as well)
during the 20th century.
With the end of World War II, R&D continued as the government’s research policy was given a boost and South Africa was turning into an independent industrial country. Formation of the Council for Scientific and Industrial Research (CSIR) in 1945 was a highly significant event. CSIR
oversaw the rise of a science research complex, the biggest in the country
and on the continent, which comprised numerous research institutes and
laboratories. with branches in all of the country’s provinces and a staff of
more than 3,000 researchers and auxiliaries.
Even though South Africa has a relatively small body of researchers
(over the last 30 years, there have been 22 to 24 researchers per 10,000 of
the country’s work force), South African scientists have attained good results in medicine (doctor Christian Barnard performed the world’s first
heart transplants in 1967 and 1968, and the country’s biophysicist Alan
Cormack was awarded the Nobel Prize in 1979 for his breakthroughs in
computer tomography), veterinary, agrobiology and chemistry, power generation, geo- and astrophysics, metal fabrication, mining and mechanical
engineering, and many other areas of fundamental and applied research.
The last few decades of the apartheid regime were highlighted by substantial militarization of science (development of many types of weapons,
including nuclear arms), and considerable forces and resources were devoted to achieving the country’s self-sufficiency (by improving technologies for producing liquid fuel from coal and building nuclear power plants).
Military R&D projects contributed significantly to the high-tech areas of
manufacturing industry (like electronics), technological progress, and high
quality standards in the economy as a whole, and growth in science-related
export.
Although the share of inputs in science and R&D in RSA declined from
1.1% in 1990 to 0.68% of GDP in 1997, that is, fell below the level of
20 years ago (0.7% in 1977/1978), the country’s scientific and technological potential is still relatively high. The decline recorded in the country was
caused, in particular, by a considerable reduction in military research and
R&D in power generation (internal and external military confrontation
eased, and the need to seek self-sufficiency in energy no longer existed because of the lifting of international sanctions).
In recent years, the concern the country’s new leadership was showing
over the prospect of its technological lag and realization of the need to beef
up its defense potential have led to reactivation of the government’s science
36
policy and its additional funding, with the result that the share of R&D in
GDP has resumed growth, reaching 0.81% in 2003/2004 and 0.87% in
2004/2005 (12 billion rand in physical units) [South African Survey…, 2005
and 2007].
Although the South African science research potential has started to fall
behind, if only insignificantly, from developed countries, it is still unrivaled
in Africa, with 60% of the investments in science and 28% of the work
force employed in R&D on the continent at the end of the 20th century
[Centre for International Higher Education, 2000].
In the last 10 to 15 years of white minority rule, when military, primarily, nuclear, research was conducted in secret (several nuclear bombs were
produced in the RSA in the 1980s, and later dismantled), the share of R&D
was approaching 2% of GDP, a percentage typical of developed countries
(for more details, see: Skubko, 1985, pp. 34-36). Today, the RSA is in 39th
place in the world in expenditure on these purposes, level with Poland and
ahead of Argentina (0.41%), slightly behind China (1.22%) and Russia
(1.28%), and yet trailing far behind the OECD countries (with 2.5% to 3%
of GDP) [National Survey of R&D…, 2005].
Fully aware that less attention to science blunts the country’s competitive edge in world markets, its new leadership is planning, in accordance
with the National R&D Strategy, to push up the share of expenses on science in GDP back to the 1% level by 2008, that is, practically return to the
expenditure level that had been reached under the apartheid rule [Engineering News, March 23, 2006]. Interestingly, similar problems arise before the
leaders of post-Communist Russia, which had dropped to the level of developing countries in the share of science costs in GDP.
The independent Department of Science and Technology set up in accordance with the new science strategy and given the status of a government ministry (previously, science, culture, and the arts were managed from
a single department) coordinates a wide range of public sector scientific institutions (including eight science research centres, or “councils:” CSIR,
Africa’s biggest research centre; councils on humanities, medical, and agricultural research, and so on); higher education institutions (clustered around
the six leading universities of Cape Town, Natal, Pretoria, Stellenbosch, the
Orange Free State, and Witwatersrand), businesses, and nonprofit organizations. In all, an amount of around 3 billion rand is allocated from the government budget every year to cover the costs of all science research projects
and experimental development projects at the science councils and universities. The national R&D strategy, aimed at “improving national competitive
power in a fast-changing international environment that gives increasingly
more attention to knowledge, improvement of life quality, particularly by
reducing poverty,” gives priority place to the development of “human capital,” information and communication facilities, biotechnologies, raw mineral processing, and astronomical research, which has recently culminated
in the building of a Greater South African telescope, the most powerful optical telescope in the Southern Hemisphere. In biotechnologies, effective
improvements have been made in gasoline production from coal, already
long in commercial operation. Elsewhere, production of ethanol has been
commercialized from corn and another inexpensive farming crop. Addition
of up to 20% ethanol to gasoline will make engine fuel significantly
cheaper and the car exhaust release much less toxic.
In the last two years, university science (concentrated in very few leading universities) has served to set up seven government-funded “high excellence centres” to oversee the most promising areas of research. Steps are
being taken to modernize the fast-depreciating and deteriorating science infrastructure. A Centre of High Computer Technologies, built in the same
mainstream, is designed to provide services to a broad spectrum of research
[South African National Research…, 2002].
In 2004, the Cabinet of Ministers commissioned the Department of Science and Technology to put more efforts, through the system of public and
university laboratories, into promoting scientific and technological progress
in the following future-oriented areas: space research (CSIR Satellite
Communications Centre), nanotechnologies, and hydrogen fuel. Recently,
the Department’s initiative was behind the creation of a foundation in
charge of patents and licenses with the purpose of encouraging “productive
output” of research, which remains low so far. The Science and Technology
Department joined hands with the Education Department, and the tandem
was expected to begin, starting in 2005, developing and approving a threeyear National Plan of R&D outlays. Barriers between the various authorities continue, however, to hinder R&D coordination between public and
semi-public institutions; to give an illustration, the CSIR Board is appointed
by the Commerce and Industry Department that, for its part, is carrying out
a successful R&D program, Human Resources and Technology for Manufacturing, and was reluctant to wed its policy to that of the Science and
Technology Department.
Dynamics of some key factors in R&D developed in the country in the
current decade are given in the following Table:
Table
37
38
Years
Costs of R&D (billions of rand)
Same in % of GDP,
Including the civilian sector
Total number of work force in R&D (including postgraduates)
2001/2002
7,488
0.76
0.71
2003/2004
10,083
0.81
0.72
26,913
30,703
In 1995-2001, overall public and private costs of this program, which started
out with 16 million rand, ran up to 257 million rand, and the number of research
projects swelled from 78 to 268 eventually.
Same in full employment
Including researchers
Number of scholars per 1,000 in employment
Share of women among researchers
21,195
14,182
25,185
14,129
3.1
36.0
2.2
38.0
Source: [South African Survey of Research…2005, p. 7].
The above “key figures” point to a substantial growth, in absolute and
relative figures (of GDP), in R&D in the current decade, even if at the expense of growth in inputs in military research, showing the overall growth
in the share of R&D from 0.76% (subsequently corrected to 0.73%) to
0.81% of GDP, although the share of inputs in civilian areas remained almost the same (edging slightly up from 0.71% to 0.72%). Significantly, the
RSA is the biggest producer and exporter of high-tech military equipment,
including self-propelled howitzers, volley fire systems, a variety of laser
and optical sights, and much else. In historical terms, this could largely be
explained by the considerable efforts of the white minority regime to build
up its own military and technological potential in the face of international
boycotts. Arms production was in the charge of the ARMSCOR Armaments Corporation, and then its spin-off, Denel Company (ARMSCOR was
left with procurements); military nuclear research was in the hands of the
Atomic Energy Commission, whose annual budget was around 1 billion
rand in the second half of the 1980s. Having reached the peak of 1.8 billion
rand in 1987/1988, the total military R&D dropped to 0.5 billion rand during the transfer of power to the black majority in 1994/1995 [African Security Review, 1996, No. 5].
After the “cave-in” of the 1990s, attention to military technologies (and,
accordingly, the funding their require) resurged yet again as the RSA got
involved in international peacekeeping operations and felt the need to maintain regional security and protect its mineral resources against potential
threats.
Because of the continuing shortage of skilled professionals, no changes
occurred in the number of researchers (14,000 research staff or 2.2 per total
employment in the industry), although the overall payroll rose to nearly
31,000 from 27,000 previously by the inclusion of auxiliaries, engineers,
and technicians from non-white ethnic groups (giving them a share of 30%
of the R&D staff total). Experts provide evidence of the R&D being modernized slowly in science and the technical staff putting in a relatively slow
performance. There is a noticeable ageing of the research staff, with the
share of research publications by scholars over 50 years having increased
from 18% to 45% from 1990 to 1998. Scientists under 40 years only managed 15% of the publications in 2001. During 1994 to 2001, over
39
17,000 researchers and technical staff in R&D, most of them whites, left the
country (primarily moved to five countries – the United Kingdom, Canada, the
U.S.A., Australia, and New Zealand) [www.scidev.net/News/02/02/2007].
The shortage of white high ranking professionals could not be made up
by an influx of members of previously discriminated ethnic groups (a majority of them being graduates of second-rate institutions holding degrees of
bachelors or, at best, masters). Even if the “color barrier” is lifted completely, decades would come and go before the costs of a long age of discriminations are recovered, a cultural and educational environment is created for a sizable slice of intellectual class of African and other non-white
population. Formal transfer of managerial positions to inadequately trained
members of previously discriminated ethnic groups offers no solution to the
problem and, at times, makes things still worse. As the Russian researcher
L.A. Dyomkina writes, “an overwhelming majority of the African part of
South African society being unprepared for a wholesome participation and
involvement in modern society (economy, politics, and social services) because of the long preceding racialist colonial order, this leads, in our view,
to a situation that can be called “slippage” into the condition of a developing country. This is seen in the growth of the sector of the so-called informal economy, growth of unemployment and related criminalization of social life” [Dyomkina, 2006, p. 140].
In the last few years, the South African government has been doing
much to put behind it the legacy of apartheid in education. It spends at least
20% (around 60 billion rand) of its budget on education, at a rate growing
by 8-9% a year, faster than the growth rate of the country’s GDP. Over
1 million students study at 21 universities, 15 technical colleges (technicons
in the local jargon), and numerous colleges in the country. Although the
country’s 28,000 schools provide primary and secondary education to
nearly 12 million students, the 30% threshold of illiteracy among the population over 15 (applying exclusively to Africans) has not been cleared for
years. In addition, six to eight million adults in the country are functionally
illiterate. Among the white residents over 20 years, 65% have finished
school (receiving complete secondary education) or have a higher education; among the Indians (whose ancestors came from India) this education
standard equals 40%, “colored” are nearer bottom, with 17%, and black Africans have the lowest rankings, 14%. At the transfer of power to the black
majority, 90% of scientists and engineers in the country were whites. Since
the transfer, the situation has changed, if at all, in number rather than in
quality. In 1990 and 2001, the share of scientific publications from black,
colored, and Indian scholars rose jointly from 3.5% to 8% of the total number, still remaining negligibly small, less than ten percent of the total [South
Africa’s National Research …, 2002].
There has been continued growth, as in previous years, from 36% to
38%, during the years 2001/2002 to 2003/2004 in the share, already signifi40
cant by international standards, of writing from the socially active segment
of South African women in the academic category.
The government’s input into R&D (21.9% of it goes directly into the
public sector and 28.1% is spent to fund R&D, as was, for example, in
2003/2004, which is equal to the average of 28.9% allocated on science in
developed OECD countries), and below what had been spent under the
apartheid rule, taking second place to private business (55.5% in sales and
58% in funding; approximately a fifth of the funding is absorbed in the financial sector of education, 10% of the science funds is received from other
countries) because, in particular, of the privatization of major governmentcontrolled corporations, such as the SACOL coal mining and chemical
processing company and ISCOR steel company, and also the termination of
military nuclear research. Although public inputs in the final period of
white rule showed a downtrend, as is supported by a citation from a book of
the time, “Beginning with the period between the two world wars, R&D in
the RSA has had a high share of government involvement, although in the
1930s through 1940s science was heavily influenced by major mining companies. In the 1960s and 1970s, the RSA government funded over a half of
the R&D budget (65% of the costs in 1969/1970, and 52% in 1977/1978),
but with the beginning of the 1980s its share dropped to 43%, a proportion
approximately equal to that in developed capitalist countries. But more important is the fact that laboratories use up nearly a half of fund allocations
on science (in the late 1960s the figure rose to nearly 60%), which puts the
country (along with Canada and Australia) among developed capitalist
countries. In a measure, this government control over science is a prop for
the immature private monopoly sector of RSA, and the appreciation by the
ruling quarters of industrialization and the revolution in science and technology. In the 1970s, when the country’s leading monopolies reached a
high level of excellence and financial independence, and even made to the
club of world-class capital exporters, there was, even if minor, a rollback of
government share in favor of business. Similar changes were also taking
place in Canada, where during 1960 to 1978, the share of the government in
funding R&D fell from 64% to 48%, and spending from 54% to 31%, while
the share of private capital rose to take up the proportionate part of the slag
[Skubko, 1985, 35-36].
The share of fundamental research in R&D costs in RSA rose from 15%
in 1977/1978 to 25% in 2003/2004, which is considered a good showing by
international standard and an evidence of the attention given to basic science (above all, to its university sector). This is in the long-term economic
interests, as it lays the ground for shifting production to new organizational
and engineering principles. Focus on basic science notwithstanding, the
share of applied research and experimentation also rose in the same period
from 28% to 38%, a sign of improved links between science and manufacturing as the role of private business was rising in funding and carrying out
R&D directly. Scientists, however, voice concerns over the prospects of
fundamental science and research in humanities being practically knocked
out of the science mainstream because of pressure put on the universities of
late to have them turn out “commercial market” output.
The RSA is the engine of inter-African scientific and technological cooperation within the framework of the NEPAD (New Partnership for Africa’s Development) Program. In November 2003, Johannesburg, RSA,
hosted an inter-African conference on science and technology that was attended by delegates from 53 counties of the continent. In the Action Program adopted at the conference it was resolved to raise outlays on R&D in
the participating countries to at least 1% of their respective GDP by 2010.
Agreement was also reached on scientific and technological cooperation in
areas such as poverty control, liquidation of illiteracy, training of professionals, health care (with a special accent on problems related to the spread
of the HIV infection), aerospace research, and much else.
The conference in Cape Town was timed for the opening of the InterAfrican Mathematical Institute and the African Laser Institute. A regional
Council of Ministers of Science and Technology has been set up (within the
framework of SADC South African Development Community). It is also
planned soon to set up a South African Aerospace Agency that will, among
other missions, launch satellites together with other African countries
(countries of the region, Nigeria, Algeria, and so on) with technical assistance from NASA, Russian Aerospace Agency, and the European Space
Agency. Apart from broadly cooperating with the RSA in science and engineering, the European Space Agency lavishly finances South African science; largely owing to the European Union, foreign funds reached, as we
said above, 10% of the total outlay on R&D in 2003/2004 (compared to
practically zero in 1994, when the apartheid regime was dismantled). Much
attention is also given to scientific and technological ties with Brazil and
India, which South Africa considers its strategic partners. In the wake of the
recent visits by Russian President Putin and Premier Fradkov, there has
been significant invigoration between the two countries in science and
technology, particularly, in such areas as space exploration, nuclear research, and the mining and processing of minerals.
To conclude this article, the RSA deserves high praise for having maintained the relatively high scientific and technological potential built up in
the years of white minority rule. And yet, experts of international renown
note [Sunil Mani, 2001, Abstract] that attempts undertaken in recent years
by the South African government to build it further (by lavish public funding of several innovation projects, offering tax concessions to companies
investing in R&D, and so on) have produced few returns, mainly because of
the shortage of trained professionals in South African science, absence of
the required “critical mass” of highly skilled professionals in science, engineering, and technology.
41
42
Bibliography
1994 . ., 2006 . [Dyomkina, L.A., “Certain
Aspects of Sociopolitical Development of South African Society after 1994,” Moscow, 2006.]
.
. ., 1985. [Skubko, Yu.A.,
“New Developments in the Economy of RSA.” Moscow, 1985.]
African Security Review. London, 1996, No. 5.
Centre for International Higher Education. Boston: Boston College, Spring
2000.
Engineering News. Johannesburg, March 23, 2006.
“Resources for Research and Development 1977/78.” Office of the Scientific
Advisor to the Prime Minister, Pretoria, 1979.
“Sough Africa’s National Research and Strategy.” Government of the Republic
of South Africa. Pretoria, 2002.
“South African Survey of Research and Development (R&D) in 2003/2004.”
Human Sciences Research Council on Behalf of the Department of Science and
Technology, Pretoria, 2005.
“South African Survey of Research and Development (R&D) in 2004/2005.”
Department of Science and Technology, Pretoria, 2007.
Sunil Muni, “Government and Innovation Policy. An Analysis of the South African Experience since 1994,” UN University, Maastricht, 2001.
UNESCO Science Report 2005, Paris, 2005.
MASS MEDIA IN POLYCONFESSIONAL TANZANIA*
.
Veronika Usacheva,
D.Sc., Senior Research Fellow,
Institute for African Studies, RAS
Political and economic liberalization has become a test for the national
identities which have been created in African countries, Tanzania included,
for the past 30 to 40 years.
As a rule, these states are distinguished by the actualization of the socalled prenational identities – religious, ethnic and regional.
For a long time Tanzania has been looked upon as an island of political,
economic and social stability on the African continent, despite the presence
of various groups of the population, differing in ethnic composition and religious affiliation.
Liberal transformations and political and economic reforms should have
brought to the fore the problems, which inevitably exist in any multicultural
society. The religious division between the population of the island part of
the country, which is largely Muslim, and that inhabiting continental Tanzania, where over half of the people are Christians, tension in the relations
between the African majority and the Asian minorities, and the use of various regional and ethnic interests by political figures during the election
campaigns of 1995 and 2000 have emerged in Tanzanian society from the
beginning of political and economic transformations.1
Politicians and scholars have been saying that although direct violence
in Tanzania is hardly possible at present, nevertheless, the processes of the
social and political fragmentation of Tanzanian society will, most probably,
use the ethnic and confessional foundation for division. This can pose a direct threat to peace and stability in the country.
In the early 1990s the Danish scholar L. Rasmussen specializing in the
history of religion, carried out a comparative study of the Islamic-Christian
relations in Tanzania and northern Nigeria.2 It showed that the ethnic character often manipulates with various political problems.
One of the tasks of the Russian anthropological expedition was to ascertain the role of the mass media in multicultural and multiconfessional society. The main source of the study was the materials of the expedition obtained with the help of questionnaires and interviews. Journalists, editors,
mass media managers and officials, as well as Tanzanian scholars worked
as experts. They analyzed the situation in society, and especially in the
mass media after liberalization, talked about their understanding of the in*
First published in the monograph “The Christian-Moslem Relations in Contemporary Tanzania”. Moscow, 2005, pp. 167-188.
43
44
terests and role of the mass media, government and society in the sphere of
communications in the conditions of a multicultural society, and assessed
the prospects of inter-religious relations in Tanzania.
Before switching over to the results of the analysis carried out by the
expedition, it would be necessary to dwell on the changes which have taken
place in the Tanzanian mass media over the past decade.
The liberalization of the press in Tanzania, as compared with the previous state monopoly on it, has opened a new epoch of the development of
the mass media and freedom of speech. But at the same time the process of
liberalization has given rise to dramatic changes in society. What used to be
controlled by the government which had a “monopoly on images”, for example, the “image of national unity”, has now become a matter of discussion. The questions of religion, race and ethnic problems began to be publicly discussed in the Tanzanian press and society, and, as P.J. Kaiser
writes, “government newspapers reiterated the mantra about national unity,
and the opposition press wrote about the rights of individual groups more
frequently.”3
Prior to 1992, most Tanzanian mass media were under state control.
There were Radio Tanzania Dar es Salaam, Sauti Ya Tanzania,4 the radio
and TV of Zanzibar, the newspapers Daily News and Sunday News controlled by the state. Apart from government control, the ruling party Chama
Cha Mapinduzi (the Party of Revolution) had its own newspapers Uhuru
and Mzalendo. The circulation of the former ran into 120,000 copies daily,5
which was a fantastic figure for East Africa.
The activity of the mass media was strictly regimented legally, and
many questions of public interest were concealed from the mass media by
the state bureaucracy.6
According to the data of the study of the late 1960s, radio was the main
source of information about local events for 34 percent of the Tanzanian
population. And the local leaders of TANU provided information for
36 percent of the country’s inhabitants. Thus, TANU had an excellent opportunity to pursue its own line and publicize its own assessments of current events.
About 77 percent of the people polled called radio to be the main source
of information about events in the country, and about 37 percent named
newspapers as their main source.7 In these conditions it was fairly easy to
control the flows of information and preclude any manifestations of religious or ethnic intolerance threatening unity and peace in the country.
Transfer to a multiparty system and the liberalization of the mass media
radically changed the situation. Private broadcasting corporations and publishing houses numbered so many that it became difficult to control them.
In 1993 the Tanzanian parliament adopted a law which permitted to organize private broadcasting media. After that many private commercial radio stations emerged, the first of which (Radio One) was opened in January
1994. A month later the Radio Tumaini came into being. It belonged to the
Catholic church.
By 2003, according to official data, 409 newspapers, magazines and
other periodicals, 26 broadcasting stations and 15 TV channels were registered. It should be noted that quite a few newspapers and other publications
emerged and disappeared without registration.8
Despite the tumultuous growth of the number of broadcasting stations,
they cover no more than a quarter of the country’s territory and have their
centres in five regions of Tanzania. Radio One, Radio Clouds Entertainment and Radio Free Africa have also space satellite facilities for broadcasting.
The overwhelming majority of the mass media organs belong to private
owners. It is the electronic mass media that attract private investors. Besides, religious communities, the ruling party and universities also own
broadcasting stations.
As to TV centres in Tanzania, they came into being at first as commercial, and then as public, in contrast to many other countries. But they appeared in Tanzania later than in most countries of the African continent.
The first TV station was organized in 1994 and it was private. Six more
private TV stations were opened before the end of 2000 when public TV
(TVT) was organized, which began to work in March 2001. Public television is part of the Tanzania Broadcasting Services, which was founded as a
public agency in 2002. According to officially announced plans, the TVT
has to cover the entire territory of the country during the first three years of
its existence.
Since the early 1990s cable television has been developing steadily in
Tanzania. By 2003 it worked in 12 cities of the country, and all stations belong to private owners.
Despite such short history of the TV existence, up to 80 percent of all
TV programmes are locally produced, which is a matter of pride for Tanzanian journalists and authorities.9
Meanwhile, the experts polled assessed the quality of information products quite differently. One of them, for example, notes that “…our own
programmes are soap operas, but they do reflect real life situations in Africa. Whether one likes them or not, they are true to the realities of African
life.”10 Another, on the contrary, is concerned by the fact that “we can see,
especially on TV, many programmes made outside Tanzania, in the United
States, Europe and the South African Republic. This is why the influence of
other cultures on us through the mass media is great.”11
The development of the mass media during the period of liberalization
was tumultuous and uncontrolled. Many new organs of the mass media
were unable to withstand market competition and died “natural death”. Despite this, all experts noted the increase of the number of periodicals as a
positive factor and even as a matter of pride not only because it was an in-
45
46
dication of the growth of industry in Southern Africa, but also due to the
fact that this process contributed to the creation of new jobs. The new mass
media gave jobs to more than 3,000 people engaged directly in their production, and over 6,000 were given work as newspaper sellers.12
To date there are three successfully operating media groups in Tanzania.
The biggest is Guardian Group, which is a unit of the IPP Corporation. This
group owns ten newspapers and controls radio and TV stations. Another
group is Habari Corporation, which owns five newspapers (two weeklies and
one English-language tabloid). The third group, Business Times, owns the
main daily newspaper in Swahili, the main business weekly, and one evening
tabloid with two satirical supplements – daily and weekly.
Each group is distinguished by its political and economic orientation
and editorial policy. For instance, the Habari Corporation, which belongs
to the ruling CCM party, has a critical approach to political developments.
The Business Times has a reputation of an independent, free and marketoriented media group. The most popular newspaper of this group is the tabloid Majira, an influential daily paper sympathizing with the opposition.
Meanwhile, the newspapers belonging to the Guardian group are reserved
and cautious in their criticism of the government.
Some experts emphasized that in many cases sympathies toward the opposition were based not so much on political convictions, but on the desire
to sell as many copies of their publications a possible, for which it was necessary to publish critical and even scandalous materials.
Expert evaluations make it possible to draw the conclusion that the relations between the government and the mass media in Tanzania are wellbalanced, even positive, and conflicts between them are very rare.
For example, in 1995 the Majira disclosed financial machinations of the
Central Bank with part of the gold reserves allocated for purchasing a radar
for the country’s armed forces. The government made an attempt to close
down the newspaper, but later abandoned the idea.
Dar es Salaam TV (DTV), an independent TV station, caused displeasure of the authorities in October 1995, when it announced the results of the
presidential elections in Zanzibar, without waiting for the official announcement of the National Electoral Commission. The DTV reported the
victory of the opposition party of the Civil United Front (CUF), whereas
the Commission announced the defeat of the opposition with a minimal
number of votes. The TV station was fined for unethical conduct by
1,200 dollars.
During the past decade of the development of the Tanzanian mass media there have been no major conflicts between the authorities and the Habari Corporation or Guardian, although news of a scandalous nature appeared in these publications, as well as in the government daily Daily News.
The international organization “Reporters Without Borders” has noted
in its annual report that beginning from 2000 Tanzania has displayed grow-
ing respect for the freedom of the press. There were fewer cases of violations of the freedom of the press, and journalists enjoyed more freedom in
their work, including in Zanzibar, where cases of the persecution of journalists were more frequent.13
Experts emphasize the close connections between the media community
and politicians. The political environment determines the activity of the
mass media. It predetermines the subjects dealt with by the newspapers, radio and TV.
However, as one of the experts noted, the point is not only the existence
of direct pressure of the government circles, but the degree of political culture of Tanzanian society. “Political culture was such that it did not allow
the press and people to think and adhere to a position differing from the
general line…14 A journalist from a popular English-language newspaper
echoed it by saying that there was a tradition of long standing to heed the
official point of view and pay more attention to what was said by the prime
minister or the vice president.15
It is more difficult to express society’s opinion through the press. The
main reason lies in the fact that the independent mass media are weak economically and need financial assistance and investments. As a result, the
number of copies of the main newspapers does not exceed one hundred
thousand, and only few of them are distributed in rural areas. The lack of
financing retards the development of journalism as a profession and its
quality.
Due to this reason the mass media give little space and time to representatives of the public for general national debates on the questions vital for
society. Besides, inasmuch as a number of government officials of Tanzania own parts of the mass media, they can control news reporting and influence the publishing policy of their media organizations.
Many printed and electronic publications are not a product of the independent work of journalists and professionals. Some news printed or broadcast is often a result of orders given by the owners of the mass media, or requests on the part of their friends close to the authorities. This is not necessarily a political order. Big business has come to the mass media and is now
dictating its interests. Private owners are mainly interested in obtaining
profit and income. Advertisements are more important for them than public
interests.16
However, far from all assess the situation so simply. Practically all experts employed in the sphere of the mass media named readers, listeners
and viewers as the main customers for whom they work and whose interests
they express.17 For example, the editor of an influential English-language
newspaper said that he had whole groups representing business community,
scholars, researchers, intellectuals, diplomats, etc, for whom his newspaper
works, expressing their interests. And although he gets very little in return,
he oriens to them because he feels it his duty…18
47
48
A journalist from the newspaper Guardian named some other interested
persons determining the “agenda” for the Tanzanian mass media. He mentioned European countries, the United States, and especially Scandinavian
countries, which invest big money in some projects – educational or in water reserves and hydropower facilities, and want their activity to be widely
reported by the mass media. Besides, there are quite a few nongovernmental public organizations of various types which also wish that
their activity and projects be described at length.19
After the beginning of liberalization Tanzania has faces the problem of
the concentration of the mass media and monopoly on information, which
influence the freedom of expression and the quality of journalistic work.
There is the view among Tanzanian journalists that the monopolization of
the mass media can threaten the freedom of speech. True, this is a widespread view among journalists in all countries. The media giants everywhere are striving to control the flows of information and dictate what
should (or should not) be published or shown. Under these circumstances it
is very difficult for the mass media to perform their main liberal function –
to be the “watch dog” of democracy and control the activity of the government in the interests of society.
Nevertheless, a majority of those polled believe that thanks to the new
mass media in Tanzanian society there is now a forum for discussion, exchange of views and criticism of the government and other state institutions. Apart from that, the Tanzanian mass media have become a means
helping raise the educational level of people. For many of them the mass
media are a source of new knowledge about the state structure and about
the way of developing a stable socio-economic system in their country.
Although there are rather well developed mass media in Tanzania, it
cannot be said that society has broad access to them. Ninety percent of the
newspapers are distributed in the cities, embracing not more than
17 percent of the population. Fifty percent of all publications are distributed
only in Dar es Salaam.
The results of polling in Dar es Salaam show that about 71 percent of all
respondents read the press regularly, and 75 percent listen to the radio and
watch TV. The latter figure shows mostly listeners to the radio because TV
sets are inaccessible for most Tanzanians. One of the experts cited the data
of a sociological survey which showed that less than five percent of Tanzanians have TV sets, most of them living in Dar es Salaam. They say that in
Dar es Salaam there are those who can watch TV, others look out of the
window to see or learn anything.20
The correlation between the financial position of respondents and their
reading the press is as follows:
49
Do you read the press regularly?
No
Yes
5%
23%
7%
34%
5%
21%
1%
4%
19%
81%
Financial position
Bad
Average
Good
Very good
Total
The situation with electronic mass media is as follows:
Do you listen to the radio and watch
TV regularly?
No
Yes
5%
22%
5%
36%
6%
21%
1%
4%
17%
83%
Financial position
Bad
Average
Good
Very good
Total
As to Christians and Moslems among those polled, the press is read
regularly by 81% and 80% respectively, and for the electronic mass media
the figures are 86% and 80% respectively. The most popular broadcasts
among the respondents are Taarifa ya habari (41%), ITV – Independent
Television (23%) and the BBC (12%).
The most popular newspapers are those in Swahili, which have the biggest
circulation: Uhuru, Majira, Nipashe, Mtanzania.21 Only two English-language
newspapers can vie with them: the government Daily News and Guardian belonging to the IPP Corporation. Among the Moslems the most popular is the
newspaper Al Nuur, which experts characterize as radical and even extremist.22
The main problem facing the Tanzanian mass media is the absence of a
sufficient number of professionals in all spheres. Another problem is a
shortage of the modern instruments of production and economic means, and
the weak development of the commercial base. All this was the cause of the
collapse of a considerable number of new publications.
The rapid expansion of the mass media has led to the enormous growth
of the number of journalists. For example, in the printed and electronic
mass media it grew from 230 in 1991 to more than 2,000 in 2002, which
also meant the lower level of professionalism. Practically all experts23 noted
the generally low professional level of the Tanzanian journalistic community. The editor of one of the newspapers said on this score: “We criticize
frantically and research badly when we write on a definite subject. Someone said something, a journalist heard it somewhere, and started to write
there and then, without any verification and confirmation.”24
50
It is because of the absence of professionalism that the western mass
media serve as the main source of information for Tanzanian journalists,
and consequently, they write and report of developments in other countries,
western culture, etc. more extensively. Here is how the situation is described by a reader not working in the mass media: “We take a newspaper,
look at it and see: the United States, Germany, Italy… Where’s Tanzania?
Here it is, somewhere in the corner there are five lines reporting a catastrophe, accident or a major cultural event… Well, you may write anything
about Germany or China, but let it be something original written by a Tanzanian journalist…”25
Answering the question about the main functions and tasks facing the
mass media in Tanzanian society, all experts named the educational function, apart from the traditional information and entertainment ones. One
official dealing with the sphere of regulating the mass media described
them in the following way: “It is necessary to see and demonstrate today’s democracy in the country and show its advantages.”26 And he actually identified the task of the mass media with the function of management. Many experts spoke with regret that the mass media are engaged in
entertaining people rather than in informing or educating them. And they
saw the reason for it in the private ownership of the mass media. One
young journalist said, for example, that inasmuch as most media institutions in Tanzania are private, their owners only want money and entertain
people. The latter is easy, one does not have to work too much for doing
this. He also mentioned the fact that there is too much yellow press, the
so-called hack writers. Yet, the situation was not too hopeless, the serious
press also develops in the country.27
One of the major results of the liberalization in the sphere of the mass
media in any country should be their opportunity and ability to criticize the
government and control it. The journalists and editors of the Tanzanian
press think that they are only learning to fulfil the function of control over
the government. But the role of the mass media should not be confined to
criticizing the government. The latter may do something well, something
not well enough, but the mass media should welcome whatever is good.28
Evaluating the role of the mass media in a multicultural society, many
experts agreed that as long as the mass media cope with their role, there
should be no discriminatory policy toward individual groups of the population, ethnic or confessional. True, experts interpret this as a heritage of the
Nyerere epoch, the vestiges of the Ujamaa ideology rather than the merit of
the present-day mass media. In the view of the editor of the newspaper
Uhuru, which is published in Tanzania since the proclamation of independence, the country is distinguished by the peaceful coexistence of different
ethnic groups and races. “The mass media made a contribution to it because
we always avoided mentioning the ethnic origin of anyone or anything or
the place of birth or residence. What we did mention was that the person in
question was Tanzanian. Thus we did not identify his or her ethnic group
and thus there was no mention of such division.”29
The further progress of liberalization, when more attention is inevitably
paid to the rights of different groups of the population, can violate harmony
which has taken shape. A political analyst, for example, spoke about the
images of national unity, the ideology of statehood, civil sentiments and the
quality of justice which remained at the same Ujamaa level. Everything has
been reflected in the mass media so far. But he said: “I am afraid that this
will not last long, because we now have capitalism, that is, everybody
thinks and does what suits him.”30 These thoughts have been expressed by
quite mature people who remember the Ujamaa epoch and could compare it
with the present situation. Similar question put to a young Tanzanian journalist was difficult for him to answer. “I cannot say that we make many
programmes about the culture of Tanzanians of different origins, and about
various aspects of culture. But we do not make distinctions between one
and another culture.”31
There was only one respondent who firmly answered that “all of us have
only one culture – Tanzanian. I think this is a sign of underdevelopment
(the presence of many ethnoses and cultures, tribalism… – V.U.). I think
that at present influence on man by his ethnic group is becoming weaker.
Belonging to one, Tanzanian, culture makes his life easier. The Swahili
language is known to everyone. And it is an instrument of the development
of Tanzanian culture and the country.”32 Other experts spoke about the uniform Tanzanian culture being in the process of formation. “We are moving
in the direction of feeling as Tanzanians and being able to answer the question ‘Where are you from?’ without mentioning the region or district from
where we have arrived or where our relatives live.”33 One expert said that
his family is so mixed both ethnically and religiously that his children
would have no choice other than to say that they are Tanzanians.34
In the view of experts, there are manifestations of race or ethnic intolerance
at everyday level, but the mass media do not report them. The reasons for such
intolerance are rather economic and it is expressed in an ethnic form.35
The director of the Tanzanian branch of the Konrad Adenauer Foundation said that one could talk of an incorrect portrayal of one or another
group of the population in Tanzania, rather than of some group which is not
represented in the mass media. For instance, he asserts, the Masai have become a brand of Tanzania. “Many people think that this is so. But it is not
so. In actual fact, Masai is only one of Tanzanian cultures. But it is used as
an expression of a bright image. A Masai soldier, or a Masai man with a
mobile phone is an exotic sight…”36
The example cited here is the only one in which experts could name the
concrete group of the population which the mass media show in a wrong
light. True, all experts spoke of the fact that the Tanzanian mass media inadequately show rural inhabitants and women of the country.
51
52
The question “Is your confession presented by the mass media objectively?” the respondents answered as follows:
Confession
Orthodox Christians
Catholics
Pentacostals
Anglicans
Lutherans
Sunnies
Ismailies
Christians
Is your confession presented by
the mass media objectively?
No
Yes
0.6%
1%
10%
17%
1.7%%
1.5%
2%
4%
3.3%
9.7%
8%
13%
1.6%
3.4%
0.2%
2%
53
Total
1.6%
27%
3.2%
6%
13%
21%
5%
2.2%
The data of survey carried out in Dar es Salaam show that among those
watching TV or listening to the radio regularly there are more people who
positively assess the interreligious relations in Tanzania than among those
who do not use the electronic mass media:
Do you watch TV or listen to
the radio regularly?
Do you think that the relations
between Moslems and Christians in
Tanzania are good?
No
Yes
47%
52%
26%
74%
No
Yes
From the table below it follows that judging by the answers of respondents, the electronic mass media contribute to confessional tolerance and
positive attitude to representatives of other confessions:
What is your attitude to other religions
and their representatives?
Do you watch TV or listen
to the radio regularly?
Fully positive
1.9%
26%
3.8%
5.5%
12.5%
21.4%
5%
2.3%
1.9%
2.6%
8%
100%
2%
3%
9%
100%
Mainly positive
Total
1.3%
2%
7%
66%
Indifferent
Orthodox Christians
Catholics
Pentacostals
Anglicans
Lutherans
Sunnies
Ismailies
Christians
Adventists
Qadiries
Moslems
Total
Do you think your confession is
not represented in the mass
media?
No
Yes
1.1%
0.8%
20%
6%
1.8%
2%
4.4%
1.1%
10.8%
1.7%
11.4%
10%
3.4%
1.6%
2.3%
0
1.5%
0.4%
1.3%
1.3%
5%
3%
69%
31%
0.7%
1%
2%
34%
Mainly negative
Confession37
Adventists
Qadiries
Moslems
Total
Completely negative
As to the interreligious relations, the situation is more complex. The results of surveys show the following: about 27 percent of those polled maintain that their confessional groups are not represented in the Tanzanian
mass media, and 59 percent hold the opposite view. The Christians who
consider that their religion is represented in the mass media comprise
79 percent of the population, and the Moslems – 56 percent.
The question as to whether the mass media present confessions objectively was answered positively by 52 percent of respondents.
More detailed results are presented in the table below. It should be
noted that some respondents did not declare their real faith, but only mentioned confession – Moslem, Christian, etc.
No
14%
15%
30%
27%
14%
Yes
9%
12%
29%
32%
18%
The answers of Moslem respondents show that about 50 percent of
those polled in Dar es Salaam have a positive attitude to another religion
(18% are fully positive and 32% mainly positive.) Thirty-four percent of
them are indifferent to other religions and their representatives.
The answers of Christian respondents do not differ much: 18 percent of
them have a completely positive attitude to another religion, 34 percent are
mainly positive and 26 percent are indifferent. It should be noted that
among those who regularly use the electronic mass media the number of
people without a negative attitude to representatives of other religions is
bigger.
54
The situation is different when paganism is concerned. The attitude to it
is mainly negative.
Interesting data have been obtained from respondents in answer to the
question “What are the main qualities of representatives of other religions?”
Those who do not use the electronic mass media give a typical representative of another religion mainly negative traits (53% against 42% who do
not). Answers of respondents who regularly watch TV and listen to the radio are as follows: 50% give representatives of another religion mainly
positive traits, and 40% think the opposite.
Characterizing interreligious relations in Tanzania one could cite the
words of a foreigner who lived in the country for seven years and could
judge the role of the Tanzanian mass media. “The main task for everybody
is to preserve the beautiful ‘mixed’ country which took shape under President Nyerere, which should continue to exist. You must have heard about
him. I could add a few words. It is really fantastic! To shaping a union of
many various tribes without great problems. To maintain peace and equality between Christians and Moslems has never been easy. Because both
these religions are orthodox, irreconcilable and intolerant, especially Catholics and Moslems, especially when they wish to introduce their own order
in education, for instance. They want to have docile conformists. It is very
difficult to give shape to an ethnically and religiously mixed society. This is
the first country where representatives of different confessions, even pagans, live in one family. Catholics can become Moslems and Moslems can
become Catholics. This is a wonderful flexibility in which the past does not
predetermine the future. There is a wonderful freedom of choice!” 38
Despite these emotional words, they correctly reflect the main tendencies of interreligious relations, which have been noted by other experts, too,
at the family level and at other levels. Tanzanians demonstrate a high level
of tolerance in everyday life, opposition and confrontation between adherents of different religions are not felt too strongly,39 and conflicts have
mainly a political background. Many experts spoke of the absence of
clashes between Christians and Moslems in the mass media. “There can
rather be a conflict between Moslems and the police.The mass media may
describe Moslems as stupid people. But there is no mention of a dividing
line between Moslems and Christians.”40 These words belong to a Catholic.
Nevertheless, all experts mention the feeling of a certain confrontation.
“Debates constantly go on, especially between political leaders. Now it is believed that Christians have more privileges. This is because the President of the
country is Christian. If the next president is Moslem, debates will continue in
reverse. Politicians argue all the time about who has done more for Tanzania…41 I think that the government tries to balance the situation somehow.”42
Indeed, the authorities are trying, as before, to pursue a policy of maintaining unity, seeing the duty of the mass media to strengthen unity and not
disunite people, and also to create the image of national unity.43
The views of the experts that confrontation takes place only in words instil optimism. One of them says that “there are no people who want an
armed struggle and are ready to shoot. I believe that there is respect for another man and his choice of religion.”44 Although the interreligious relations in Tanzania are a kind of a “sleeping volcano”, real religious harmony
in the country does exist as before.45
Some experts claim that “in actual fact not a single politician wants to
be regarded as a religious person. For instance, the CCM is the ruling party,
and its members would feel awkward if their party were called religious.
The CUF (Civil United Front) is the opposition party and it is presented as
an Islamic, Moslem party. But its members assert that it is not religious.”46
All interviews given by experts have indicated that interconfessional
contradictions have intensified since the period of liberalization. “Besides, I
see that people are not ready to serve their country and its development and
make sacrifices for its sake, as in the past. Each is concerned with his own
success, without paying attention to what’s going on nearby. Thus, I see
four main problems facing the country: poverty, illiteracy, disease, and
people’s unwillingness to contribute to the cohesion and unity of the country.”47
It was the process of liberalization that has buried the policy of “tanzaniaization”, which was criticized for its disregard of the rights of the various groups of the population. In accordance with the concept of liberalization, the state withdraws from the spheres of social and general education
and health protection, which, along with the mass media, contributed to
peaceful coexistence. Taking into account the fact that Tanzania is on the
list of the poorest countries of the world, and the state refuses to fulfil social
guarantees, social inequality and social tension may grow, which, in turn,
can result in various forms of ethnic, racial and religious intolerance. “In
such a situation even minor religious problems suddenly become immense.
A common man in the street looks around and sees that izugu (Europeans)
live in better houses, their children study at better schools and they can visit
better doctors. This common man begins to feel envy and hatred. These
simple property relations can be called socio-economic and class ones,
causing social problems.”48
In this situation the mass media should be especially cautious in dealing
with religious matters.
The mass media of Tanzania, the country’s leadership and society as a
whole should observe a balance between the interests of all groups of the
population and preserve the image of national unity equalizing all Tanzanians, irrespective of their religious or ethnic affiliation. In the terms used by
the well-known political analyst and scholar of culture B. Anderson, popular in the West, the Tanzanian mass media should create and support the
image of a “community”, demonstrating its unity and multicultural, multiconfessional and mosaic character.
55
56
Statistical Commentary
Descriptive and analytical statistics is a valuable instrument for studying
society. Descriptive statistics (the establishment of frequency distribution of
traits, that is, the percentage of cases with one or another indication) helps
overcome distortions of the perception of social processes emerging under
the influence of stereotypes, false theories, or the habit of human consciousness to simplify the surrounding world, presenting it in black and
white. Analytical statistics makes it possible to verify hypotheses about the
presence or absence of connections between different social phenomena.
Correlative analysis is the most widely used method of analytical statistics. Correlation is a systematic and related connection between two indices. Correlation is usually characterized by four parameters: strength of
connection ( , r, -b, , etc.), its direction and importance (a) and the number of cases (N).
To calculate the strength of connection between the indices the Pearson
correlation coefficient is used most frequently (depending on the type of
data), which is denoted by r, and the Spearman’s rank correlation coefficient denoted by the Greek letter . Such coefficients have the magnitude
from – 1.0 to +1.0.
The magnitude +1.0 means full (“functional”) positive connection between features. In this case the increase of the value A is accompanied by a
definite increase of the value B. The magnitude -1.0 means complete
(“functional”) negative connection between indications. In this case the increase of the value A is accompanied by a definite decrease of the value B.
In the “world of people” the laws described by functional dependencies
are extremely rare. Practically all socio-anthropological laws are manifested
in the form of correlations with the strength of from 0.1 to 0.8. The square
of the coefficient of the strength of correlation between definite indices
shows the percentage of their connection.
As a rule, correlation in mathematical statistics is considered strong if it
is characterized by the coefficient of more than 0.7, average – with the coefficient between 0.5 and 0.7, and weak if it is less than 0.5. Such classification has a meaning in certain fields of the use of mathematical statistics,
for example, in biology or economics. But for socio-anthropological research it would be better to examine correlations with the coefficient of
more than 0.5 as superstrong, from 0.3 to 0.5 as strong, from 0.15 to 0.3 as
average, and only those lower than 0.15 as weak.
_______________
Notes:
1. Kaiser, P.J., From “Imagined Community to Multicultural Mosaic”: “The
Politics of Differences in Tanzania // African Journal of Political Sciences. 2000.
Vol. 6, No. 1. P. 90.
57
2. Rasmussen, L., “Christian-Muslim Relations in Africa: The Cases of Northern Nigeria and Tanzania Compared.” London, 1993.
3. Kaiser, P.J., Op.cit. P. 94.
4. The state radio in Tanzania was organized by the British colonial administration in 1951, and it was called Sauti ya Dar es Salaam, and after its broadcasting
service covered the greater part of the country it was renamed Sauti ya Tanganyika
(The Voice of Tanganyika).
5. The archives of the expedition. Interview E MM 7.28.04.2003.
6. Kasanga, M., Obstacles and Challenges Facing the Media in Tanzania // Africa media review 2002. No. 3. Pp. 27-32.
7. Neher, W.W., Condon, J.C. “The Mass Media and Nation Building in Kenya
and Tanzania” // The Search for National Integration in Africa. 1976. Pp. 220-239.
8. Interview E MM 7. 25.04. 2003.
9. Interview E MM 5. 25.04. 2003. See also: www.tanzanian.go.tz
10. Interview E MM 2. 15.04.2003.
11. Interview E MM 1. 14.04.2003.
12. Interview E MM 5. 25.04.2003.
13. Tanzania – 2003 Annual Report. Reporters Without Borders. 2.05.2003.
14. Interview E MM 3. 15.04.2003.
15. Interview E MM 19. 2.05.2003.
16. Interview E MM 2. 15.04.2003.
17. See, for example, Interview E MM 5,6,7,8,11.
18. Interview E MM 6. 26.04.2003.
19. Interview E MM 19. 2.05.2003.
20. Interview E MM 19. 2.05.2003.
21. Interview E MM 7. 28.04.2003.
22. See, for example, Interview E MM 3,4,7,12.
23. Except Interview E MM 5,8, 10,11.
24. Interview E MM 7. 28.04.2003.
25. Interview E MM 3. 15.04.2003.
26. Interview E MM 5. 25.04.2003.
27. Interview E MM 14. 30.04.2003.
28. Interview E MM 6. 26.04.2003.
29. Interview E MM 7. 28.04.2003.
30. Interview E MM 4. 22.04.2003.
31. Interview E MM 14. 30.04.2003.
32. Interview E MM 1. 14.04.2003.
33. Interview E MM 2. 15.04.2003.
34. Interview E MM 7. 2 28.04.2003.
35. For example, in Interview E MM 7. 28.04.2003: If a businessman is of
Asian Indian origin, he is described as a cunning person capable of doing things as
Asians do, etc. See also Interview E MM 3.
36. Interview E MM 16. 30.04.2003.
58
37. We excluded from our table the categories where the number of respondents
was less than 1.5%.
38. Interview E MM 18. 2.05. 2003.
39. “Moslems can say that Christianity is not a real religion, and that Christ is
not God. People can drivel anything in a bus or elsewhere…” Interview E MM 1.
14.04.2003.
40. Interview E MM 2. 15.04.2003.
41. A vivid example of such an argument is provided by Interview E MM 16.
30.04.2003. “Historically, we are more Christian than Islamic. Yes, Arabs were the
first to have come here. They organized trade, built towns, developed Swahili as the
foundation of trade and understanding, and along with that brought Islam. Besides,
they were also engaged in slave trade. We remember this. Then came Germans and
began to build schools and preach Christianity. Britain did the same. Many Moslem
parents sent their children to Christian schools, because there were no other schools.
Children were introduced to Christian culture and values there. After finishing
school one could hope for getting a job. In other words, a system emerged which
Arabs were unable to create. If we look at our ruling elite we shall see that a greater
part of it is Christian. One can get a better job if one has an education of Christian
pattern. This also concerns receiving a doctor’s degree, etc.” See also Interview E
MM 12. 29.04.2003.
42. Interview E MM 14. 30.04.2003.
43. Interview E MM 5. 25.04.2003.
44. Interview E MM 1. 14.04.2003.
45. Interview E MM 4. 26.04.2003.
46. Interview E MM 4. 22.04.2003.
47. Interview E MM 9. 28.04.2003.
48. Interview E MM 3. 15.04.2003.
ECONOMICS
THE RANKING OF STATES BY SUCCESS
OF THEIR SOCIO-ECONOMIC DEVELOPMENT1*
Leonid Fituni, D.Sc.(Econ.),
Head of the Centre for Global
and Strategic Studies,
Institute for African Studies, RAS
The states and their citizens are wont to compare their achievements to
those of other countries. Such international comparisons have a great practical value. They are used for the objective study of the levels, structure and
trends of the economic and social development of various countries, making it possible to see the reserves of economic growth, its greater efficiency,
the improvement of public relations, and the further development as a
whole.
Such international economic juxtapositions include a complex of economic and statistical methods aimed at comparing the economic (natural
and cost) indices of various countries, the characteristics of social development and a scientific analysis organically connected with it.
In recent years, the specific technology of international comparisons,
namely, the ranking of states by various objective, and sometimes even
far-fetched characteristics, or indices, has become quite widespread. A
special type of international comparisons has taken shape for a dual purpose. On the one hand, there are the same comparisons of definite indices
of different countries, and on the other, a combination of these indices in
such a way as to lend the latter the necessary international political (economic or ideological) trend and meaning by placing the achievements of
individual states in a definite order: by the degree of importance, success/
lack of it, or correspondence to certain patterns.
Thus, the product of research is not simply a technical result of economic analysis, which is an auxiliary instrument of evaluation and, possibly, correction of the economic and social policy pursued by a state, but an
important instrument of foreign policy and international propaganda for
achieving the geopolitical aims of a state and solving its geoeconomic
tasks.
*
First delivered at the conference of the Section of World Economy and International Relations of the Department of Social Sciences of the Russian Academy of
Sciences, October 11, 2007.
59
60
In contrast to a purely economic-statistical aspect, the latter aspect has
not been studied well enough, although it is quite urgent, because Russia is
constantly in the centre of manipulations with various international ratings,
which seriously influence its international image and positions in the world
economy and the foreign political scene. In the epoch of globalization the
stigmatization of a foreign political rival has acquired a new quality. Its
significance as a preparatory stage for hostile practical, sometimes forcible,
aggressive actions, compared to prewar times or the epoch of the cold war,
has grown considerably. In our day the world community demands argumentation of a moral, or at least “scientific”, character for the growing confrontation or some actions in the international arena. International ratings
are called upon to play this role.
Hence, the task facing researchers: on the one hand, to assess the adequacy of the instruments of rating widely used in the world, and on the
other, to resolve the problem of using these instruments in national interests
– economic, social and ideological, which should include the working out
of one’s own indices and ratings, that would contribute to the accomplishment of geopolitical and geoeconomic tasks of Russia in its interests.
For the first time in the history of international relations countries were
officially ranked by their importance at the Chaumont peace conference on
February 26 (March 10) 1814. The Treaty of Chaumont declared that the
allies in the war against Napoleon’s France pledge not to conclude either
peace or truce with the enemy without common accord. The secret articles
of the treaty determined the postwar structure of Europe. Its countries were
divided into “great powers”, which included Austria (Austro-Hungary from
1867), Britain, Prussia (later Germany), Russia and France, “big powers”
(Portugal, Spain and Sweden, which took part in discussing certain questions), “medium powers” (Hannover, Bavaria and Wuertemberg – they
were invited to discuss the German question), and small states. Later, another category – “micro-states” was added.
The composition of the group of great powers changed along with time.
More successful countries (the United States, Italy and Japan) were added
to their ranks. In 1900 the first meeting of the Eight (five old great powers
and three new ones) took place. The role of Russia and Austro-Hungary
diminished notably by the end of World War I.
The tendencies of the polarization of the countries of the world manifested themselves especially clearly in the beginning of the last quarter of
the 20th century. This can be illustrated by the long-term dynamics of the
average figures of the GDP calculated by the prices of the basic year by the
purchasing power parity (PPP), as one of the most objective indices used
for comparisons between countries (Table 1).
61
Dynamics of GDP by PPP per capita in prices of 2000, $000
Groups of
countries
/years
Entire
world
1900 1913
1929
1938
1950
1960
1970
1980
1990
2000
2005
1.7
2.1
2.5
2.6
3.0
4.0
5.2
6.2
6.9
7.8
8.6
Developed
countries
4.4
5.5
7.0
7.1
8.2
0.9
16.1
20.0
24.8
28.7
30.5
Western
Europe
4.2
5.0
5.8
6.6
6.5
9.3
13.9
17.4
21.5
24.9
26.4
Developing
countries
0.7
0.8
0.9
0.9
1.0
1.3
1.6
2.2
2.8
3.9
4.2
Latin
America
1.4
1.7
2.0
2.4
3.1
3.9
4.6
6.8
6.4
6.9
7.3
0.6
0.7
0.8
0.8
0.7
0.8
0.9
1.2
2.2
3.6
4.0
0.8
1.0
1.2
1.3
1.8
3.1
4.8
7.0
6.3
7.1
7.5
SubSaharan
Africa
0.7
0.8
0.9
0.9
1.1
1.3
1.2
1.2
1.0
0.9
1.0
East
Europe
2.2
2.2
2.5
2.6
5.1
8.9
11.8
13.4
13.9
15.2
18.2
Soviet
Union*
1.7
2.1
2.2
2.6
4.1
7.9
10.3
12.3
11.5
6.0
8.8
6.3
6.9
7.8
7.9
8.2
8.4
10.1
9.1
8.9
7.4
7.3
Asia
(without
Middle
East)
North
Africa,
Middle
East
Correlation
of indices
for
developed
and
developing
countries
* 1900, 1913 – Russian Empire without Poland and Finland; 1929, 1950, 1980,
1990 – USSR; 2000 – former USSR (CIS and Baltic countries).
Source: Calculated on the basis of World Economic Outlook Database
(www.inf.org) for corresponding periods and “World Economy: Global Tendencies
for 100 Years”. M., Yurist Publishers, 2003, pp. 511-512.
From the beginning of the century the correlation of the average GDP of
developed and developing countries equaling 6.3 has begun to grow gradually. The crisis phenomena of the period between the two wars slowed
down the economic growth rates of the leading countries of the world, but
the favourable postwar decades resulted in that this index reached its
62
maximum by the 1970s – there was an over tenfold gap between the developed and developing countries.
The European countries weakened by World War II proved unable to
keep their colonies and semi-colonies in bondage. During the period between 1956 and 1973 fifty-seven sovereign states emerged in place of former colonies; in 1960 alone 17 African countries gained independence.
The complex problems of the macroeconomic regulation of the backward economic systems, which retained strong economic dependence on
the former metropolitan countries, have greatly concerned African countries. The demographic explosion in most countries of the continent has resulted in the fact that increment rates of the GDP often lagged behind the
growth rates of the population and, for instance in the Sub-Saharan states of
Africa, the per capita GDP began to drop (Table 1). Similar situation was
observed in a number of Asian countries.
The 1970s were marked by a sharp rise in the liabilities of developing
countries. Their foreign debts increased ten times between 1970 and 1982.
While preserving the agrarian and raw materials’ character of export specialization, the developing countries experienced the exacerbation of the
problem of their deficit balances of payment due to the lowering world
prices of the commodities they exported. The worsening conditions of the
trade of the countries of the “South” were largely due to the policy of liberalization of world trade, combined with new forms of protectionism on the
part of developed countries.
The world community was now faced with the acute need to work out a
set of theoretical models and practical recommendations aimed at bridging
the gap between the developed and developing states, which was termed
“new economic order” and reflected in the Report to the Rome Club compiled under the supervision of Jan Tinbergen. Taking into account the fact
that the “purely” market relations based on the neo-classical paradigm can
successfully be carried out only between the equal economic subjects, the
recommendations were oriented to changing the mechanisms of the redistribution of incomes and resources between countries, and also to improving the institutions of interstate regulation.2 The recommendations gave
special place to reforming the developing countries, improving the currency-financial relations, solving the debt problem, and implementing a
programme of rapid industrialization.
It should be noted that the countries of the “North” interested in the
growing rates of the economic growth of the developing countries were
guided by the benefits of a more efficient use of the resources of the periphery of the world economy and the progress of foreign economic ties,
rather than by the officially proclaimed considerations of a humanistic
character. In the conditions of the confrontation of the two world socioeconomic systems, the countries of capitalism and socialism were striving
to spread their political and military influence on the developing states.
Their economic assistance and expanding military-technical cooperation
were frequently connected with the loyalty of the government of a developing country to one of the superpowers.
By the end of the 20th century the gap between the developed and developing countries reduced somewhat, the greatest progress in economic
modernization having been observed in a number of Asian and Latin
American countries. However, some countries of these regions and the
overwhelming majority of African states proved unable to carry out the
structural reforms of their economies and achieve a tangible progress in improving their political systems. Such countries belonging to the group of the
least developed ones are on the very periphery of the world economy.
The rapid economic growth as such is not a panacea of all misfortunes
or a “pass” to a happy and prosperous life. The form of connections and interaction dictated for the developing countries by the global financialideological groups (FIGs)3 not only fails to correspond to the development
level of their economies, but distorts this development, causing profound
disproportions of their economic growth. One of the manifestations of such
transformation and growing disproportions is the problems connected with
the manpower resources of the developing countries and, in a more general
aspect, the population problems as a whole.
The demographic explosion in the countries of the world periphery has given
rise to such difficulties and problems which in no way correspond to the current
indices of economic growth, inasmuch as they have risen to a higher level.
The acceleration of economic growth as such does not lead to adequate
social changes and does not transform the social essence of a given economic system. Hence, the need for a more thorough analysis (using historical-economic aspects) not only of economic growth as such, but also the
crisis of social structures and its consequences engendered by this growth.
This is also important because it is precisely here that the main contradiction of the social evolution of “unlucky states” is concentrated, namely, the
tearing away of the process of economic growth from the social evolution
of the vast periphery of these countries.
The ranking of states by their geopolitical significance, both in those
years and at present, is based on such criteria as the scope of the economy
and its development level, the size of the population, military might, international activity and prestige. Small countries and micro-states come out as
the antipode of great powers in world affairs. Small countries can be
highly-developed (like Luxemburg) and developing (like Uruguay with its
population of three millions, or Paraguay with the five million population).
The micro-states are those in which the population does not exceed
1.5 million, but there are countries with a high per capita income among
them (Iceland, Cyprus, Brunei and Qatar) not included in their number.
Although the size of territory and the number of population do not determine successful development or failure of a state, the objective opportu-
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64
nities of the above-mentioned countries are somewhat narrower. In our day
China, India and Brazil claim the rights of great powers; for them the size
of territory and the number of population mean much.
Thus, the object of our examination is not simply a technical result of
economic analysis, which is an auxiliary method of assessment and correction of the economic and social policy pursued by a state, but it is also an
important instrument of foreign policy and international propaganda and the
achievement by the state of its geopolitical aims and an accomplishment of
its geoeconomic tasks.
In contrast to the purely economic-statistical aspect, the international
component has not been studied well enough. Meanwhile, it is quite important because Russia has always been in the centre of manipulations with all
and sundry international ratings, which considerably influence its international image and positions in the world economy and the international political scene. In the epoch of globalization the stigmatization of a foreign
political rival has acquired a new quality. Just remember the famous “Evil
Empire” – the words first pronounced by President Reagan, which played a
no small role in undermining the foreign political positions of the USSR
and forming its definite international image. Since that time new markerstickers have appeared in the arsenal of the instruments of foreign policy of
the only superpower, such as “State Sponsors of Terrorism”, the “Axis of
Evil” and “Outposts of Tyranny”.
In its official documents and speeches by high officials the United
States includes Cuba (since 1982), Iran (since 1984), North Korea (since
1988), Sudan (since 1993) and Syria (since 1979) in the group of the states
sponsoring terrorism. Under Washington’s pressure the West has introduced harsh sanctions (political, economic and cultural) against them, and
also implements measures of military-strategic pressing. Certain states,
which have changed their policies in line with the White House demands,
have left the list of the rogue countries, among them Libya (it was on the
list from 1979 until 2006), Iraq (from 1979 to 1982 and from 1990 to 2003)
and South Yemen (1979-1990).
The term “Axis of Evil” was introduced by George Bush, Jr. It was
first mentioned in his State of the Union Address to Congress in January
2002. At that time the axis included three states: Iran, Iraq and North Korea. In his words, “states like these, and their terrorist allies, constitute an
axis of evil, arming to threaten the peace of the world. By seeking weapons of mass destruction, these regimes pose a grave and growing danger.
They could provide these arms to terrorists, giving them the means to
match their hatred. They could attack our allies or attempt to blackmail
the United States. In any of these cases, the price of indifference will be
catastrophic.”4
There is a relatively new category of states in the international political
rhetoric of American leading figures – “Outposts of Tyranny”. In January
2005, the US Secretary of State, Condoleezza Rice, included in this group
Zimbabwe, Iran, Belarus, Myanmar (Burma), Cuba and DPRK.
The significance of the use of such indices of the second signal system
as the preparatory stage for hostile, sometimes forcible aggressive actions
as compared with prewar times or the epoch of the Cold War, has grown
considerably. The point is that in our day the world community demands
argumentation, a moral or, at least, “scientific” substantiation of the escalation of confrontation or any actions in the international arena. International
ratings are called upon to perform this role.
Hence, there is the task to assess the adequacy of the widespread instruments of rating, on the one hand, and on the other, to solve the problem
of using the latter in national interests – economic, social and ideological,
including the working out of one’s own indices and ratings which would
contribute to the accomplishment of geopolitical and geoeconomic tasks
facing Russia in its interests.
With a great number of various ratings in international turnover there are
about ten key ratings quoted quite frequently. They are used for scholarly and
propaganda purposes, in the mass media, by various non-governmental organizations, etc. The quality and the degree of objectivity and justice of their
use are many and varied. Some of the indices are easily perceived, others
cause rejection. A number of widespread indices-ratings are biased, nevertheless they are widely used by both our and foreign sources.
Among the most well-known and trustworthy indices are, in our view,
the Human Development Index (HDI) of the UN and the Quality of Life
Index (QLI) of the Economist Intelligence Unit. In the centre of our attention there is the well-known Failed States Index (FSI). The latter is one of
the systems of assessing countries by the achieved development level of political institutions and the results of the socio-economic policy they pursue.
It is believed that the main criterion of a “failed state” is the weak representative character of bodies of state power and their low legitimacy in the
eyes of the population, which is manifested in the inability of the government to effectively control the country’s territory.
As a result, such state proves unable to ensure the institutionalized conditions for economic progress, resolve the demographic problems, fight
inequality, develop the economy of the public sector, and protect the rights
of its citizens. The “failed states” characterized by the low development
level of the democratic institutions of their political system display their
“strength” in developing a system of secret service and paramilitary organizations, which make up for the weakness of the government by interfering
in the private life of citizens and market competition. The most vivid examples of such negative phenomena in socio-political and economic life are
provided by the states with the very high FSI.5
The central place in the methodology of the assessment of the socioeconomic development of countries evolved by the “Fund for Peace” is
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66
taken by the quantitative evaluation of the FSI. The value of the FSI for an
individual country is obtained by summing up the values of 12 indices of
the socio-economic and military-political life of an individual country.
Each one of the indices has a value from 0 to 10 units, the greater value corresponding to a worse position in the assessed sphere. Accordingly, the
value of the FSI is within the limits from 0 to 120 units. Below we give the
names of the spheres assessed by corresponding indices (the number of the
index coincides with the number of the problem), and characteristics of crisis phenomena expressed by indices.6
The analysis of the division of countries by the values of the FSI made it
possible to determine four groups of states which tend to be closer to the
“centre” and “periphery” of the world economy. This confirms the correctness of the evaluation of countries by the index and its values, however, the
methods of summing up the indices evoke doubts connected with duplicating the closely connected problematic phenomena and distorting the final
rating of the FSI.
The classification of countries by the relative values of indices made it
possible to get 59 types of the structures of the FSI, twelve of which are the
most widespread. By the results of the analysis of correlative connections
between indices carried out for 66 countries distinguished by the said
12 types of “failure”, we got the “way” of unfolding problematic phenomena corresponding to indices. The empirical data have confirmed the conclusion of the theory of social choice that the key role in a crisis is played
by the problems of the legitimacy of power (No. 7) and the degradation of
the economy of the public sector (No. 8), and the need for the immediate
elimination of these negative phenomena was substantiated.
The FSI is not the only system of the rating evaluation of the level of
the socio-political development of states. From among the alternative synthetic indices examining the basic characteristics of the level of society’s
democratization, the formation of political systems and the creation of the
institutionalized foundations of economic relations, mention should be
made of the Transparency International Corruption Perception Index (CPI),
the Heritage Foundation Index of Economic Freedom (IEF), the Rating of
countries by the indices Freedom in the World (FIW). A firm positive correlation is observed between each of these three indices and the FSI. A correlative-regressive analysis of the ratings of countries by the CPI and FSI
evokes the greatest interest.
The FSI is not the only system of the rating evaluation of the level of
the socio-political development of states. From among the alternative synthetic indices7 examining the basic characteristics of the democratization
level of society, the formation of political systems and the construction of
the institutionalized foundations of economic relations special mention
should be made of the following:
1. The Corruption Perception Index (CPI) for most countries of the
world is compiled annually by the international organization Transparency
International. The CPI has values from zero to 10, the greater the value the
less corruption in the country. In contrast to the method of calculating the
FSI which synthesizes data from various sources, the CPI is based on expert
evaluations of the spreading of corruption in a country, that is, the extent of
corruption as seen by researchers.
2. The Index of Economic Freedom (IEF) is calculated by the
American public organization The Heritage Foundation (for more than 150
countries in 2006). This index is the arithmetical mean of the values of ten
indices: trade, fiscal burden, state interventions, monetary policy, foreign
investments, bank sphere, wages and salaries and prices, property rights,
regulation, and informal markets. Each index (just as the IEF) has the value
from 1 to 5, a lower value corresponding to a higher level of economic
freedom in the country.
3. The rating of countries by the system of indices “Freedom in the
World” (FIW) is compiled annually by the American public organization
Freedom House. This rating is based on two indices calculated by a sevenpoint scale (lower value corresponds to greater freedom): “political rights”
(including subindices assessing political process, political pluralism, the
functioning of the state) and “civil freedoms” (subindices – freedom of
speech and freedom of conscience, the rights of associations and public organizations, supremacy of law, and also the freedom of the individual and
the rights of man). Ultimately, each country is assessed as “free”, “partly
free” or “not free”.
Between each of these three indices and the FSI there is a strong positive correlation. The correlative-regressive analysis of the ratings of countries by the CPI and FSI is of the greatest interest. The rating of countries
by the CPI for 2005 covers 159 states, 139 of which were also assessed by
the FSI in 2006 (the rating of countries by the CPI is presented in Table 8).
Taking into account the fact that both FSI and CPI have the minimal and
maximal values, it is possible to draw the bisectrix representing the direct
equality of ratings by the above-said indices. The results of the processing
of the correlative-regressive model are presented on Diagram.
67
68
1. Life Expectancy Index – LEI:
LEI(k) = LE(k) – LEmin
LEmax – LEmin
where LE(k) is life expectancy (in years);
LEmin is minimal life expectancy (in years) registered in the world, with
LEmin = 25;
LEmax is maximal life expectancy (in years) registered in the world, with
LEmax = 85.
2. Education Index – EdI
EdI(k) = 2AL(k) + GEE(k)
3 • 100
where AL(k) is the share of literate people among adult population;
GEE(k) – share of population using educational system.
3.
Diagram. Correlation of values of the FSI of countries that were
participants in the rating for 2006 and the CPI.
Note:
1)
2)
bisectrix of values of the FSI and CPI.
line of cubic regression.
Gross Domestic Product Index (GDPI):
GDPI(k) = In(GDP(k)) –In(GDPmin)
In(GDPmax) –In(GDPmin)
where GDP(k) – GDP by PPP ($ per capita);
GDPmin – minimally registered world level of GDP by PPP ($ per capita), GDPmin = 100;
GDPmax – maximally registered world level of GDP by PPP ($ per capita), with GDPmax = 40,000.
There is a positive correlation between the FSI and CPI, however, only
a few countries received similar assessments simultaneously by two indices. The line of regression crosses the bisectrix in two points and divides
the countries as follows. Countries with widespread corruption where the
value of the FSI varies greatly are singled out. At the same time, in some
well developed countries corruption is under control, but these states demonstrate a relatively high degree of “failure”.
Moreover, the FSI does not take into account the major components of
the living standards and quality of life of the population necessary for the
assessment of the results of the activity of the government and, consequently, “success and viability” of a state. Let us use the data of the Human
Development Index – HDI, compiled annually by the UN Development
Programme.8 The HDI determines the developed human potential as the
long life of an educated man having means of subsistence, and is calculated
by k-oi country in the form of the mean of the following values:
The methods of drawing up these indices are based on the rate-making
of absolute values in relation to their best and worst magnitudes (difference
in numerator and denominator), with subsequent transfer into shares (division). The GDP index also presupposes logarithmation, because to reach a
certain welfare level corresponding to a “worthy” development level of
human potential there is no need for a high per capita GDP.
The correlative dependencies between the FSI indices made it possible
to evolve a more perfect Economic and Political Welfare Index (EPWI), in
its calculation of which we offered a more adequate combination of the FSI
indices, and also additional indices evaluating the achieved level of socioeconomic development. This is not a fully independent index so far, but
rather a corrected derivative index. The recalculation of the rating of the
“failed” states by the new EPWI reflected more objectively the real level of
“welfare” and success.
It should be noted that the EPWI is not counterposed to the FSI, but is
based on its method and should better reflect the success of states. The
EPWI has a magnitude from zero to one, and the greater magnitude reflects
greater welfare. Let us determine the EPWI for k-oi country as the mean of
the social (SI), economic (EI) and political (PI) indices:
69
70
EPWI(k)= SI(k)+EI(k)+PI(k)
3
Taking into account the fact that a greater magnitude of the FSI corresponds to a worse situation, let us take reverse values of this index (detract
the index value from 10). Using the results of the correlative analysis of the
FSI we determine the EPWI in the following way:
1. The social index assesses (a) life expectancy, (b) educational level
and (c) demographic situation (as the mean of indices No1 and No2 of the
FSI):
2. The economic index, first, assesses the GDP level by PPP per capita as the main index of development and, secondly, the specific features of
inequality, the dynamics of production and the state of the economy of the
public sector (half -sum of index No. 5 and the mean of indices No. 6 and
No. 8 of the FSI):
Table 2
Rating of Countries by EPWI
(including initial data for calculation)
Country
Taking into account the results of correlative analysis, we shall not include indices No. 4 and No. 12 of the FSI in EPWI for the countriesparticipants in the FSI rating (Table 2).
71
CPI
LEI
EdI
GDPI
HDI
SI
EI
PI
EPWI
1
-6 Somalia
600
2,1 0,35 0,32
0,30 0,324 0,272 0,231 0,049
0,184
2
0
DRC
705
2,1 0,31 0,54
0,33 0,393 0,300 0,226 0,056
0,194
3
-3 Chad
2090
1,7 0,31 0,29
0,51 0,370 0,233 0,319 0,079
0,210
4
1
Côte d’Ivoire
1551
1,9 0,35 0,46
0,46 0,423 0,330 0,311 0,027
0,223
5
4
Sudan
1949
2,1 0,53 0,53
0,50 0,520 0,365 0,308 0,038
0,237
6
-7 CAR
1094
… 0,24 0,42
0,40 0,353 0,275 0,286 0,160
0,240
7
2
2065
2,6 0,19 0,77
0,51 0,490 0,343 0,284 0,096
0,241
8
-2 Afghanistan
1158
2,5 0,35 0,34
0,41 0,366 0,271 0,311 0,167
0,249
9
-8 Sierra Leone
561
2,4 0,27 0,45
0,29 0,337 0,300 0,215 0,270
0,262
10
2
Haiti
1892
1,8 0,45 0,50
0,49 0,480 0,420 0,316 0,062
0,266
11
-4 Burundi
677
2,3 0,32 0,52
0,32 0,387 0,312 0,236 0,263
0,270
12
-14 Ethiopia
756
2,2 0,38 0,40
0,34 0,373 0,317 0,280 0,224
0,274
989
2,2 0,29 0,57
0,38 0,416 0,334 0,252 0,244
0,277
13
3. The political index consists of the following combination of indices of the FSI – half-sum of magnitudes by blocks “legitimacy of power”
(the mean of indices No. 3,7 and 11) and “the rights of man” (the mean of
indices No. 9 and No. 10):
GDP
2
Zimbabwe
Liberia
14
-16 Burkina Faso
1169
3,4 0,38 0,23
0,41 0,340 0,288 0,278 0,281
0,282
15
-3 Myanmar
1027
1,8 0,59 0,76
0,39 0,580 0,488 0,279 0,093
0,287
16
4
Guinea
2180
… 0,48 0,34
0,51 0,443 0,362 0,343 0,158
0,288
17
-5 Nigeria
1154
1,9 0,31 0,63
0,41 0,450 0,415 0,309 0,141
0,288
18
-26 Niger
779
2,4 0,33 0,26
0,34 0,310 0,302 0,271 0,297
0,290
19
10 Pakistan
2225
2,1 0,64 0,46
0,52 0,540 0,390 0,356 0,123
0,290
20
16 Iraq
3500
2,2 0,56 0,69
0,59 0,617 0,465 0,373 0,046
0,295
21
1
Nepal
1490
2,5 0,62 0,51
0,45 0,527 0,488 0,311 0,091
0,297
22
6
Yemen
879
2,7 0,60 0,51
0,36 0,490 0,462 0,255 0,175
0,297
23
-23 Guinea Bisau
722
… 0,33 0,39
0,33 0,350 0,375 0,240 0,285
0,300
24
-5 Malawi
646
2,8 0,25 0,64
0,31 0,400 0,380 0,213 0,318
0,303
25
4
Uganda
1478
2,5 0,39 0,67
0,45 0,503 0,400 0,321 0,193
0,305
26
7
Bangladesh
1870
1,7 0,64 0,46
0,49 0,530 0,453 0,339 0,141
0,311
72
Country
27
28
-11 Angola
4
Rwanda
GDP
CPI
LEI
EdI
GDPI
HDI
SI
EI
PI
EPWI
Country
GDP
CPI
LEI
EdI
GDPI
HDI
SI
EI
PI
EPWI
2180
2,0 0,27 0,53
0,51 0,437 0,325 0,374 0,250
0,316
55
28 Colombia
7256
4,0 0,79 0,86
0,72 0,790 0,615 0,526 0,163
0,435
1263
3,1 0,32 0,61
0,42 0,450 0,368 0,344 0,239
0,317
56
3
Iran
7525
2,9 0,76 0,75
0,72 0,743 0,583 0,559 0,176
0,439
29
-12 Mauritania
1940
… 0,47 0,49
0,49 0,483 0,405 0,370 0,241
0,339
57
1
Bolivia
2720
2,5 0,66 0,87
0,55 0,693 0,652 0,380 0,297
0,443
30
16 DPRK
1400
… 0,63 0,93
0,44 0,667 0,620 0,258 0,138
0,339
58
15 Russia
9902
2,4 0,67 0,95
0,77 0,797 0,620 0,553 0,165
0,446
31
-6 Togo
1536
… 0,49 0,54
0,46 0,497 0,463 0,341 0,220
0,342
59
2
5896
3,2 0,78 0,84
0,68 0,767 0,647 0,463 0,229
0,446
32
-2 Kenya
1140
2,1 0,37 0,69
0,41 0,490 0,418 0,330 0,293
0,347
60
1713
3,2 0,52 0,39
0,47 0,460 0,452 0,419 0,471
0,447
33
-3 Cameroon
2174
2,2 0,34 0,66
0,51 0,503 0,445 0,363 0,248
0,352
61
3634
2,6 0,75 0,75
0,60 0,700 0,633 0,379 0,350
0,454
34
-20 Eritrea
977
2,6 0,49 0,50
0,38 0,457 0,410 0,349 0,302
0,353
62
4309
3,2 0,75 0,54
0,63 0,640 0,522 0,488 0,355
0,455
35
-4 Bhutan
1969
… 0,64 0,48
0,50 0,540 0,472 0,350 0,263
0,362
63
5
Moldova
1729
2,9 0,72 0,89
0,48 0,697 0,675 0,371 0,334
0,460
36
-30 Zambia
943
2,6 0,21 0,63
0,37 0,403 0,373 0,310 0,407
0,363
64
2
Azerbaijan
4153
2,2 0,70 0,89
0,62 0,737 0,628 0,468 0,293
0,463
37
-3 Laos
1954
3,3 0,50 0,66
0,50 0,553 0,488 0,421 0,185
0,365
65
Re- 7449
3,0 0,71 0,83
0,72 0,753 0,600 0,485 0,313
0,466
38
15 Uzbekistan
1869
2,2 0,69 0,91
0,49 0,697 0,642 0,368 0,108
0,373
17 Dominican
public
66
16 Belarus
6970
2,6 0,72 0,95
0,71 0,793 0,655 0,470 0,273
0,466
39
-32 Tanzania
674
2,9 0,35 0,62
0,32 0,430 0,427 0,300 0,405
0,377
67
-8 Honduras
2876
2,6 0,72 0,77
0,56 0,683 0,648 0,374 0,390
0,471
40
-9 Papua-New
Guinea
2543
2,3 0,51 0,52
0,54 0,523 0,502 0,358 0,298
0,386
68
-2 Vietnam
2745
2,6 0,76 0,81
0,55 0,707 0,632 0,468 0,316
0,472
41
-1 Tajikistan
1202
2,1 0,65 0,90
0,41 0,653 0,623 0,341 0,201
0,388
69
9
2844
2,3 0,76 0,91
0,56 0,743 0,677 0,458 0,288
0,474
42
-39 Mali
998
2,9 0,39 0,24
0,38 0,337 0,332 0,306 0,535
0,391
70
2,8 0,80 0,89
0,65 0,782 0,661 0,483 0,281
0,475
43
-37 Mozambique
1237
2,8 0,28 0,47
0,42 0,390 0,433 0,345 0,405
0,394
15 Serbia & Monte- 4992
negro
71
0,71 0,800 0,647 0,523 0,257
0,475
16 Kyrgyzstan
1935
2,3 0,70 0,92
0,49 0,703 0,630 0,360 0,208
0,399
36 Bosnia & Herze- 7032
govina
2,9 0,82 0,87
44
45
-2 Cambodia
2423
2,3 0,52 0,69
0,53 0,580 0,503 0,416 0,288
0,403
72
8
Equador
3963
2,5 0,82 0,86
0,61 0,763 0,700 0,448 0,281
0,476
46
21 Sri Kanka
4390
3,2 0,82 0,81
0,63 0,753 0,607 0,456 0,164
0,409
73
1
Algeria
6603
2,8 0,77 0,71
0,70 0,727 0,617 0,526 0,293
0,478
47
14 Syria
3610
3,4 0,81 0,74
0,60 0,717 0,615 0,428 0,186
0,409
74
-10 Gabon
6623
2,9 0,48 0,71
0,70 0,630 0,540 0,496 0,401
0,479
48
17 Egyptt
4211
3,4 0,75 0,73
0,62 0,700 0,593 0,431 0,218
0,414
75
12 Venezuela
6043
2,3 0,80 0,87
0,68 0,783 0,685 0,503 0,258
0,482
49
-34 Gambia
1991
2,7 0,52 0,42
0,50 0,480 0,463 0,393 0,409
0,422
76
-17 India
3139
2,9 0,64 0,61
0,58 0,610 0,557 0,431 0,463
0,483
50
-1 Guatemala
4313
2,5 0,71 0,68
0,63 0,673 0,552 0,438 0,292
0,427
5678
3,5 0,75 0,87
0,67 0,763 0,688 0,488 0,282
0,486
51
19 Indonesia
3609
2,2 0,70 0,83
0,60 0,710 0,582 0,425 0,277
0,428
4614
2,5 0,76 0,89
0,64 0,763 0,675 0,491 0,303
0,490
52
7
4584
1,8 0,63 0,91
0,64 0,727 0,660 0,450 0,173
0,428
13825
3,4 0,78 0,72
0,82 0,773 0,618 0,659 0,194
0,490
1091
2,9 0,49 0,40
0,40 0,430 0,445 0,339 0,504
0,429
20510
1,9 0,30 0,77
0,89 0,653 0,540 0,570 0,185
0,432
53
54
Turkmenistan
-37 Benin
2
Equatorial
Guinea
73
China
-39 Senegal
2
Nicaragua
-14 Morocco
Georgia
77
8
Peru
78
10 Philippines
79
6
80
19 Cuba
3500
3,8 0,88 0,93
0,67 0,827 0,733 0,506 0,238
0,492
81
4
Salvador
5041
4,2 0,77 0,76
0,65 0,727 0,600 0,495 0,401
0,499
82
8
Jordan
4688
5,7 0,78 0,86
0,64 0,760 0,667 0,476 0,354
0,499
Saudi Arabia
74
Country
GDP
CPI
LEI
EdI
GDPI
HDI
SI
EI
PI
EPWI
Country
GDP
CPI
LEI
EdI
GDPI
HDI
SI
EI
PI
EPWI
83
18 Lebanon
5837
3,1 0,79 0,86
0,68 0,777 0,698 0,541 0,268
0,502
112
-6 Mauritius
12027
4,2 0,79 0,81
0,80 0,800 0,800 0,655 0,589
0,681
84
5
Thailand
8090
3,8 0,75 0,86
0,73 0,780 0,650 0,578 0,299
0,509
113
2
Estonia
14555
6,4 0,78 0,97
0,83 0,860 0,748 0,696 0,601
0,682
85
3
Turkey
7753
3,5 0,73 0,81
0,73 0,757 0,625 0,528 0,377
0,510
114
0
Costa Rica
9481
4,2 0,89 0,87
0,76 0,840 0,750 0,638 0,676
0,688
86
-5 Namibia
7418
4,3 0,37 0,79
0,72 0,627 0,543 0,494 0,493
0,510
115
3
Sloivakia
14623
4,3 0,82 0,92
0,83 0,857 0,808 0,643 0,632
0,694
87
-9 Botswana
9945
5,9 0,16 0,78
0,77 0,570 0,392 0,565 0,578
0,511
116
3
Lithuania
13107
4,8 0,79 0,97
0,81 0,857 0,767 0,645 0,681
0,698
88
1
4813
2,1 0,77 0,86
0,65 0,760 0,768 0,470 0,326
0,521
117
1
Hangary
16814
5,0 0,80 0,95
0,86 0,870 0,795 0,668 0,687
0,716
2240
3,5 0,53 0,54
0,52 0,530 0,523 0,455 0,607
0,528
118
3
Poland
12974
3,4 0,83 0,95
0,81 0,863 0,790 0,680 0,689
0,720
7440
2,6 0,64 0,96
0,72 0,773 0,735 0,540 0,319
0,531
119
-3 Argentina
13298
2,8 0,83 0,95
0,82 0,867 0,853 0,678 0,686
0,739
89
Paraguay
-17 Ghana
90
2
Kazakhstan
91
13 Macedonia
6610
2,7 0,82 0,87
0,70 0,797 0,717 0,518 0,373
0,536
120
0
Uruguay
9421
5,9 0,84 0,95
0,76 0,850 0,830 0,661 0,738
0,743
92
-3 Libya
7570
2,5 0,81 0,86
0,72 0,797 0,755 0,558 0,312
0,541
121
2
Czechia
19408
4,3 0,85 0,93
0,88 0,887 0,802 0,760 0,702
0,754
93
-7 Tunisia
7768
4,9 0,81 0,75
0,73 0,763 0,698 0,558 0,371
0,542
122
-2 Germany
28303
8,2 0,90 0,96
0,94 0,933 0,803 0,753 0,715
0,757
94
5
4101
2,9 0,78 0,91
0,62 0,770 0,678 0,515 0,441
0,545
123
-3 Slovenia
20939
6,1 0,86 0,98
0,89 0,910 0,855 0,724 0,701
0,760
95
28 Israel
24382
6,3 0,92 0,95
0,92 0,930 0,698 0,650 0,308
0,552
124
-1 Spain
25047
7,0 0,91 0,98
0,92 0,937 0,880 0,775 0,631
0,762
96
-1 Jamaica
4163
3,6 0,76 0,79
0,62 0,723 0,700 0,504 0,453
0,552
125
4
22205
4,3 0,89 0,97
0,90 0,920 0,847 0,744 0,725
0,772
97
11 Ukraine
6394
2,6 0,69 0,94
0,69 0,773 0,697 0,545 0,416
0,553
126
-2 USA
39676
7,6 0,88 0,97
1,00 0,950 0,767 0,819 0,733
0,773
98
13 Mexico
9803
3,5 0,84 0,86
0,77 0,823 0,708 0,524 0,444
0,559
127
-5 Chile
10874
7,3 0,89 0,91
0,78 0,860 0,867 0,704 0,752
0,774
99
-9 Mongolia
2056
3,0 0,66 0,91
0,50 0,690 0,740 0,485 0,460
0,562
128
-2 Britain
30821
8,6 0,89 0,97
0,96 0,940 0,830 0,820 0,713
0,788
100 -10 RSA
11192
4,5 0,37 0,80
0,79 0,653 0,498 0,593 0,605
0,565
129
0
France
29300
7,5 0,91 0,97
0,95 0,943 0,830 0,800 0,740
0,790
101
3
Malaysia
10276
5,1 0,81 0,84
0,77 0,807 0,707 0,594 0,401
0,567
130
3
Italy
28180
5,0 0,92 0,96
0,94 0,940 0,855 0,789 0,734
0,793
102
8
Albania
4978
2,4 0,82 0,88
0,65 0,783 0,755 0,501 0,458
0,572
131
0
Portugal
19629
6,5 0,87 0,96
0,88 0,903 0,843 0,746 0,803
0,797
103
2
Brasil
8195
3,7 0,76 0,88
0,74 0,793 0,712 0,540 0,485
0,579
132
9
5,0 0,87 0,98
0,89 0,913 0,813 0,851 0,732
0,799
104
-3 Panama
7278
3,5 0,83 0,88
0,72 0,810 0,752 0,529 0,541
0,607
Republic of Ko- 20499
rea
133
0
Singapore
28077
9,4 0,90 0,91
0,94 0,917 0,887 0,854 0,713
0,818
105
2
Bulgaria
8078
4,0 0,79 0,92
0,73 0,813 0,735 0,590 0,502
0,609
134
0
Netherlands
31789
8,6 0,89 0,99
0,96 0,947 0,842 0,843 0,821
0,835
106
4
Romania
8480
3,0 0,78 0,90
0,74 0,807 0,720 0,580 0,531
0,610
135
-1 Austria
32276
8,7 0,90 0,96
0,96 0,940 0,877 0,819 0,824
0,840
107
2
Kuwait
19384
4,7 0,87 0,87
0,88 0,873 0,743 0,718 0,387
0,616
136
1
29251
7,3 0,95 0,94
0,95 0,947 0,880 0,868 0,785
0,844
108 16 Cyprus
22805
5,7 0,90 0,91
0,91 0,907 0,793 0,648 0,438
0,626
137
-2 Canada
31263
8,4 0,92 0,97
0,96 0,950 0,875 0,828 0,853
0,852
109
5
Croatia
12191
3,4 0,84 0,90
0,80 0,847 0,708 0,634 0,542
0,628
138
-2 Australia
30331
8,8 0,92 0,99
0,95 0,953 0,903 0,831 0,821
0,852
110
1
Latvia
11653
4,2 0,78 0,96
0,79 0,843 0,720 0,601 0,634
0,652
139
1
31096
7,4 0,90 0,98
0,96 0,947 0,885 0,843 0,829
0,852
111
-6 Oman
15259
6,3 0,82 0,77
0,84 0,810 0,813 0,783 0,420
0,672
Armenia
75
Greece
Japan
Belgium
76
Country
GDP
CPI
LEI
EdI
GDPI
HDI
SI
EI
PI
EPWI
140
3
Denmark
31914
9,5 0,87 0,99
0,96 0,940 0,862 0,893 0,829
0,861
141
0
New Zealand
23413
9,6 0,90 0,99
0,91 0,933 0,930 0,806 0,871
0,869
142
0
Switzerland
33040
9,1 0,93 0,95
0,97 0,950 0,885 0,895 0,871
0,884
143
-2 Finland
29951
9,6 0,89 0,99
0,95 0,943 0,885 0,885 0,888
0,886
144
0
Sweden
29541
9,2 0,92 0,98
0,95 0,950 0,875 0,898 0,888
0,887
145
2
Ireland
38827
7,4 0,88 0,99
1,00 0,957 0,900 0,885 0,879
0,888
146
0
Norway
38454
8,9 0,91 0,99
0,99 0,963 0,892 0,910 0,888
0,896
methods for working out the necessary indices. The scientific research component
does not present any serious difficulties, inasmuch as there are enough skilled Russian specialists capable to evolve the necessary methods, calculate indices and make
the ranking of countries either by aggregate indices or by individual directions of
special interest for this country. It is more difficult to evolve one’s own system of
obtaining initial indices (even such an authoritative journal as “The Economist” relies for its indices on data obtained from third, sometimes dependent and unreliable,
sources like “Freedom House”). Finally, the material backing of such elaborations
will require more means than those provided by the existing schemes of financing
research. Such important tasks can only be accomplished if the state is interested in
this research and supports it.
1. No. – rating of country by the EPWI;
2. Difference between the place of country by the FSI and its place by the
EPWI.
3. GDP in $ by PPP per capita for 2004.
Sources: 1. Values of the CPI are on the site of Transparency International –
www.transparency.org
2. Data by the GDP, LEI and EdI – Human Development Report 2006. N.-Y..;
UNDP, 2006, pp.283-286.
3. Data by the GDP of some countries: a) the International Monetary Fund -World Economic Outlook Statistical Database – www.inf.org; b) Geographical reference book of the CIA – www.cia.gov
Comparing the results, one can see that the economically weak countries, which
are characterized by the low educational level of the population and short life expectancy have moved to the lower places in the EPWI rating, as compared with the FSI
rating. The lowest rating is observed among African countries – Zambia, Tanzania,
Mali, Mozambique, Gambia, Benin and Senegal, and also India.
Some countries of the former socialist camp, such as Russia, Belarus, Ukraine,
Uzbekistan, Kyrgyzstan, as well as Serbia and Montenegro, Bosnia and Herzegovina, Macedonia, North Korea and Cuba have improved their rating. The place of
Turkmenistan, Moldova, Georgia and Kazakhstan practically did not change. A
number of Arab countries (Syria, Egypt Lebanon and Iraq), Colombia and the Dominican Republic in Latin America, as well as Israel, Cyprus, Sri Lanka and Indonesia have moved toward the top of the rating. The developed countries at the end
of the EPWI rating have not changed their places as against the FSI evaluations.
It is possible to introduce “colour zones” of failure for the EPWI dividing the
values into quarters. Then the “red zone” of the EPWI will include only eight countries with magnitudes less than 0.25 units. In turn, the “green zone”, which includes
countries with the values of more than 0.75 units of their index will be enlarged as
against the similar zone of the index.
The ranking of states depending on the success of their socio-economic development calls for a serious research in the field of the elaboration of independent
________________
Notes:
1. The text of a scientific report at a session of the Section of World Economy
and International Relations of the Department of Social Sciences of the Russian
Academy of Sciences on October 11, 2007. The report was compiled with the financial backing of the Russian Humanities Foundation as part of the project “The Formation of a Positive Image of Russia in the Context of International Efforts to
Combat Money Laundering and the Financing of Terrorism”. The author thanks
I. Abramova, Ph.D.(Econ.) and A. Sapuntsov, Ph.D.(Econ.) for helping in work on
this material, including its econometric bases.
2.
.
. .:
, 2004. . 368.
[ S. Bartenev. The History of Economic Theories. Moscow, Yurist Publishers 2004.
P. 368.]
3. For more details about the role of the FIG in the development of the world
economy and international relations see works by
.
«
», ., 2000; «
//
» ., 2002;
:
» //
?
:
,
,
», ., 2000. [L.L. Fituni – “International Movement of Capital in
the Conditions of Globalization”, Moscow, 2000; “The New Architecture of the
World Economy//Russian Strategic Studies”, Moscow, 2002; “Russia in the World
of the FIG: the Limits of Growth and the Illusions of Revival”// “The New Order for
Centuries? The Political Structure of the Modern World: Condition, Problems, Prospects”, Moscow, 2000.]
4. George W. Bush, 2002 State of the Union Address, Washington, January
2002.
5. For more details about the FSI and the problem of ranking see the monographs by
.
,
.
,
.
.
«
». ., 2007.
[I.O. Abramova, L.L. Fituni and A.L. Sapuntsov – “The Emerging and ‘Failed’
States in the World Economy and Policy”, Moscow, 2007.]
77
78
6. These indices are presented on the site of the Fund For Peace –
www.fundforpeace.org
7. The indices and their calculation methods are presented on the sites of Transparency International – www.transparency.org. The Heritage Foundation –
www.heritage.org. Freedom House – www.freedomhouse.org
8. Human Development Report 2006. N.Y.: UNDP, 2006, pp. 283-286.
AFRICA IN WORLD TRADE*
Vladimir Baskin,
D.Sc.(Econ.),
Principle Research Fellow,
Institute for African Studies, RAS
The independence gained by most African countries at the end of the
1950s – beginning of the 1960s has instilled great hopes for a rapid development of the continent, which is so rich in natural and manpower resources. In their economic potential in the 1960s many African countries
considerably surpassed their Asian counterparts whose prospects were regarded rather gloomy (for example, the famous Swedish scientist Gunnar
Myrdal, in his three-volume work “Asian Drama” predicted stagnation on
the Asian continent due to overpopulation and limited natural resources).
In 1965, the average per capita income and volume of export in Ghana
were more than those of South Korea. But in 1972 the latter surpassed
Ghana in per capita export, and four years later – in per capita income. During the period from 1965 to 1995 the export of South Korea, in current
prices, increased by 400 times over, whereas in Ghana the increase was
only four times, and real per capita incomes dropped.
Such comparisons can be applied to most African countries, whose economic and social indices in 1995 differed but little from those of South Korea
in 1960, or those characteristic of Indonesia, Malaysia or Thailand in 1975.1
The reasons for Africa’s lag are many and varied. One of them is a
shortage of financial resources for development and their ineffective use.
The share of gross savings in the GDP in 1998 (15%, on average, in the
Sub-Saharan countries of Africa) was not much lower than that in the countries of East Asia (17%) or Latin America (20%). But calculated in world
prices, they are much lower. As a result, each dollar invested in economic
development in Africa is equal to about 33 cents spent in the industrial
countries of the West. Besides, the effectiveness of each capital investment
in Africa (in commodity output) is considerably lower than in other developing regions. According to the data of the World Bank, in 1970-1997 the
correlation between the unit of the increment in commodity output and the
increment in capital investments was 12%, on average, in the developing
countries of Africa, whereas in South and East Asia this index was 23%, or
almost twice as high.2 In other words, to gain an increment in commodity
output worth one dollar in Africa, it would be necessary to invest 8.33 dollars, whereas in Asia the figure would be 4.35 dollars.
*
First published in 2006 as a section in the monograph “The Economic Security
of African Countries,” Moscow.
79
80
Such a situation sharply aggravates the problem of repaying foreign
debts. The borrowed capital should be returned, and the accumulation of the
necessary resources for the purpose becomes ever more expensive. In other
words, to pay interest (five percent annually) on the loan, the borrowercountry has to create a new value no less than 20% in volume (with the
“capital – production” correlation 4:1).
The economic development of African countries has also been aggravated by the problem of export trade. Africa (without the Republic of South
Africa) was the only region of developing countries, which registered a reduction of export proceeds per capita during the period between 1970 and
1997 (in that period this index for the countries of South Asia increased by
3.6 times, East Asia – 8.7 times, and Latin America – 2.9 times).3
The low economic development rates led to low rates of the foreign trade
of many African countries, which were ousted from their traditional markets
by more successful competitors. In 1950 Africa accounted for 5.3 percent of
world export (including Tropical Africa – 3.3%), whereas by 2002 the corresponding indices were 2.0% and 0.5%. Africa’s loss of foreign markets between 1970 and 1993 meant the annual loss of incomes amounting to 68 billion dollars, according to the World Bank data. The only export commodity
for a small number of African countries, which could emerge to the world
market as a serious force, was oil and natural gas.
Another adverse factor and a source of losses for many African countries is the constantly worsening correlation between export and import
costs, or the so-called conditions of trade. If we exclude the oil-exporting
countries (the movement of the costs of oil and oil products – their main
export commodity – is influenced by the cartel organizations OPEC and
OAPEC) and South Africa, the total amount of the losses suffered by these
countries due to the worsening conditions of trade amounted to almost 120
percent of their GDP during the 1970-1997 period.4 Such direct losses of
resources mean a considerable reduction in the purchasing power of many
African countries, depriving them of the possibility to diversify production
and export and create conditions for drawing foreign capital. In this situation African countries continued to actively borrow money on market conditions. As a result, the volume of foreign debt of these countries comprised
106% of their aggregate GDP by 1997, and increased the sum of repayment.5
Despite the fact that many African countries during the years of independence have achieved certain successes in developing their industries and
agriculture, they continue to remain the big suppliers of raw materials in
their economic relations with the world. Primarily, this concerns mineral
fuel (oil and natural gas), a number of mineral and agricultural raw materials (ores of ferrous and non-ferrous metals), as well as important products
of tropical agriculture. Although Africa has expanded its export of manufactured commodities in the past two decades, among them processed raw
materials, refined non-ferrous metals, cut diamonds, chocolate, fabrics and
garments, it continues to be a supplier of raw materials to the world market.
In 2000 their share in African export (including fuel) amounted to 78.5%,
although it was somewhat lower compared to 1980. Despite the growing
share of manufactured commodities in export, the dependence of most African countries on the export of one to three types of raw materials remains
exceptionally high. Sixteen countries of Africa depend on such export by
more than 95%, ten – from 80 to 95%, and thirteen – from 50 to 78%.
In the years of independence the role of manufactured commodities in export has become considerably greater: from 4.0% in 1970 to 21.5% in 2000.
There are African countries which export considerable quantities of manufactured commodities. Among these countries are Mauritius (up to 70%), South
Africa and Zimbabwe (about 30%), Kenya and Senegal (about 20%).
Commodity export is the main source of foreign currency for most developing countries of Africa. In 2002 its sum amounted to 105,158 million
dollars, or 1.6% of world trade. In addition, South Africa exported commodities worth 29,723 million dollars (including the export of gold). To
these sums should be added the export of services, which has grown in the
past 15 to 20 years (especially at the expense of North African countries)
and in 2002 it amounted to 28,597 million dollars for African developing
countries and 4,486 million dollars for South Africa (17,685 million and
3,560 million, respectively, in 1980).
The role of Africa as an importer is somewhat greater than that of exporter, for part of the imported goods is financed by foreign commercial
credits and the official assistance of western countries, as well as direct and
portfolio investments. In 2002 the cost of commodity import to African developing countries amounted to 102,741 million dollars, or 1.6% of the
world’s index. Apart from that, services of various type were imported to
the sum of 37,941 million dollars in 1999. The indices for South Africa
were 29,267 million and 5,321 million respectively.
Thus, one can notice a certain increase in the commodity output of the
African economy and its further inclusion in the international division of
labour. However, the rates of this process proved very low, the world economy and world trade developed much faster during this period. As a result,
Africa’s share in world export and import declined steadily, and the countries of the African continent were being ousted from the world trade turnover and material production.
There are several reasons for this phenomenon. One of them is Africa’s
lag in the export of the products of the processing industry. In recent decades the world trade was expanding mainly due to the manufactured (especially science-intensive) industrial commodities and household goods. African countries are unable so far to develop the export of such commodities
on a large scale. Technical progress has seriously reduced the needs for
many types of industrial raw materials (and first and foremost, energy-
81
82
producing commodities), ferrous and non-ferrous metals, raw materials of
plant origin (cotton, wool, jute, etc.). Even traditional food products, such
as tea, coffee and cocoa, meet with a stiff competition from synthetic drinks
(coca-cola and pepsi-cola) and natural fruit juices.
A definite role has also been played by a certain reduction in the export resources of some raw materials and manufactured goods due to the
growing domestic market and the processing of raw materials on the spot
(for instance, the cotton used in the production of goods for domestic
consumption). Along with this, some African countries facing difficulties
in selling their traditional products on the world market, undertake measures to diversify their export, turning to the export of such new commodities as flowers (Kenya, above all), and prawns or fresh vegetables and
fruit which are delivered by airplanes directly to the centres of consumption (the important role in this is played by associations of the biggest supermarkets, especially British).
The view of the African countries in a real sense as producers and exporters of a number of essential commodities is not possible without the
proper assessment of the development and quality of the infrastructure. A
weakly developed infrastructure, the high cost of its use, the low quality of
the services provided are important indices determining the competitiveness
of the commodities supplied to the market.
The quality and development of the network of roads play a very important role in the competitiveness of goods. In 1997 there were
171,000 kilometers of paved roads in Africa (without South Africa), which
was 18% less than in Poland. Due to bad maintenance, the state of one-third
of the roads built in Sub-Saharan Africa has deteriorated during the past
20 years.
The countries lying deep inside the continent and having no access to
the sea coast are in an especially difficult situation. For them transport expenditures are 50 percent higher.
The high expenses involved in cargo transportation constitute a major
problem for Africa. They are the highest compared with other regions of
developing countries. For example, they are twice higher than in India.
Air transportation across the African continent is from two to four times
more expensive than across the Atlantic. In a number of districts of West
Africa there is no cargo transportation by air.
High transport fares are a serious barrier in the path of development of
the sphere of service and tourism. Mass tourism is especially sensitive to
growing expenses. Leaving aside the quality of services, the increase in
tourist trips’ cost to double may result in a drop in demand for travel to oneeighth.6
More than 90 percent of tourists arrive by air, this is why this type of
transport is especially important from the point of view of export incomes.
For example, transport expenses involved in visits to East and South Africa
are ten times higher than visits to Florida, thus the number of tourists of average and lower means will be much smaller.7
The modern means of information and communications are a key element of the competitiveness of the products of any country, especially economically backward one. According to the data of the International Telecommunication Union (ITU), each new telephone line is a contribution to
the gross national product of Sub-Saharan Africa equalling 4,500 dollars,
that is, it is much greater than to the economy of industrial countries.
Meanwhile, Africa has the least developed information and telecommunication infrastructure in the world.
There are about 10 million telephones in Sub-Saharan Africa (less than
in Brazil), which is seven percent of the world’s figure. South Africa accounts for half this number, the rest is concentrated in capitals and other urban districts and belongs to businessmen and government officials.
The number of trunk telephone lines in Sub-Saharan Africa (without
South Africa) is 10 per a thousand population (in Latin American countries
– 110, in North Africa and the Middle East – 75).
The Internet has been developing quite rapidly in Africa in recent years.
In 1995 it was available to four countries only, but in 1999 their number
grew to 50. However, the communication hubs through the Internet are
situated, as a rule, in big population centres. Besides, the high cost of its use
limits its development. In 2000 the number of people using it in Africa was
three million, as against 17 million in Latin America and 105 million in
Asian countries and Oceania (In all, there were 407 million people in the
world using the Internet in 2000).8 The number of personal computers in
Sub-Saharan Africa (including South Africa) was 7.2 per a thousand population in 1997 (in Latin America – 31.6).
Finally, it should be said that a great harm to the competitiveness of African commodities is also done by unreliable services. Systematic interruptions of production processes, intervals and breakdowns in electric power
and materials supply, violations of deadlines, and bad communications – all
this has an adverse effect on the supply to the customers of necessary commodities, especially those with a high value added element.
______________
83
84
Notes:
1. World Bank: Can Africa Claim the 21st Century? Washington, 2000. P. 19.
2. Ibid., p. 8.
3. Ibid., p. 8.
4. Ibid., p. 21.
5. Ibid., p. 22.
6. “Global Economic Prospects and the Developing Countries 2002.” Washington, 2002., p. 100.
7. Ibid., p. 101.
8. Finance and Development. Sept. 2001. Vol. 38. No. 3. P. 45.
MINERAL RESOURCES:
A THREAT TO SECURITY OR AN ECONOMIC
MODERNIZATION RESERVE (ALGERIA’S EXPERIENCE)*
Vladimir Kukushkin,
Ph.D.(Econ.), Senior Research Fellow,
Institute for African Studies, RAS
Decades after the biggest French concessions were nationalized in 1971,
foreign investors were again allowed to operate in Algeria without being
required to go into partnership with Sonatrach, a company fully owned by
the government, and to compete against it, for example, at auctions selling
licenses to carry out oil and gas projects.
The largest tax incentives are given for areas having the worst combination of geographic, geological, natural, and other conditions. Production
fields are to be licensed out on the most transparent competitive basis. Less
definite, in Western experts’ view, are the liberal components of the new
laws passed to regulate the Algerian gas industry, by contrast to what they
are in the oil industry. Whatever the case, many obscurities have been spotted, along with obvious restrictions on competition within the industry.
The gradual leveling out of opportunities for national and foreign investors, and state and private capital, and the introduction of competitive elements in the oil and gas industries are important for the energy sector,
which accounted for over 41% of GDP in 2003 and 2004, 77% of the
budget revenues, and between 95% and 97% of the Algerian government’s
foreign exchange earnings. 1 Success of reforms in various industries could
shore up significantly Algeria’s positions at the talks on the republic’s entry
into the World Trade Organization.
Commercial development of the country’s enormous natural resources
started in 1956. After Algeria won national sovereignty in July 1962, the
country advanced to the forefront of the most radical leftist countries
among liquid fuel exporters that launched a vigorous struggle against foreign monopolies for a change in the terms on which its mineral resources
were developed.
The chances for advancing independent Algeria’s national interests in
this economic sector were far from favorable, even against the general
background of the Third World of the time. Commercial development of
large Algerian oil fields started far back under the colonial rule which allowed the colonial power to capture firm positions in the mineral mining
and energy sectors. The oil concessions cemented by the 1962 Evian
Agreements integrating a Declaration of Principles of Cooperation in the
*
First published in Asia and Africa Today, 2006, No. 3, pp. 24-29.
85
Use of Underground Wealth of the Sahara were worse in comparison with
concessions operating at the time in a majority of other countries, both sovereign and politically dependent. In terms of the government’s revenue per
unit (barrel) of exported oil, Algeria was disadvantaged by a factor of almost 2.3 compared to its neighbor Libya and by a factor of 3 in comparison
with Qatar, regardless of almost the same oil quality and geographically favorable location of its oil fields in North Africa relative to those in the Persian Gulf (for example, in Qatar).2
Faced up to real difficulties at the start of its independent development,
Algerian oil policy was significantly different from the strategy and tactics
of most other hydrocarbon exporters in the world. In particular, Algeria was
the first former colonial and dependent country to impose effective government control over external financial transactions of concession companies, and succeeded in bringing their operational services and management
bodies to its own territory. Moreover, Algeria replaced the little-efficient
common practice of talking to transnational oil corporations with intergovernmental negotiations and agreements with the governments of the transnational corporations’ host countries.
SONATRACH to Begin and… Score a Long Series of Wins
December 31, 1963, saw the establishment of a state-owned company,
Sonatrach. Its unabridged French name lists its principal functions: National company for the exploration, development, transportation, refining,
and marketing of hydrocarbons. Contrary to similar companied set up in
Kuwait and Saudi Arabia a few years earlier, and transformed, by the time
Sonatrach appeared on the scene, predominantly into financial junior or
sleeping partners of Western and/or Japanese operators of joint oil production businesses, Sonatrach was immediately involved in the various aspects
of the industry, beginning with its infrastructure components.
From the 1960s onwards, the Algerian government effectively played
on the competition and differences between its opposite numbers that could
be host countries of major transnational corporations (mostly, the U.S., the
United Kingdom, and France) and the international corporations involved
in the Algerian oil and gas business themselves. To do this, the government
used various instruments of economics, international law, and politics, including reliance on its allies of the period. To give an example, the former
Soviet Union helped it open a training centre in Boumerdas in October
1964, which was soon transformed into the National Oil, Gas and Chemistry Institute. In the late 1960s, engineers and experts from the Soviet Union
and East European countries made up nearly a half of Sonatrach’s staff of
engineers and technicians. In 1973 already, the company could fill almost
all medium-level staff positions and over a half of senior staff with Algerian nationals.
86
Diagram 1. Growth in the share of foreign interest in Algeria’s
oil production businesses (1995-2007)
The turning point that came in the early 1970s was the end of the “old
type” concession period, with agreements lasting 40 to 50 years, the extraterritorial status given to foreign concession holders, and many other unordinary conditions accorded to the concessions. On the eve of the first “price
revolution” on the world oil market, Algeria was fully ready for a nearly
complete monopolization of its oil and gas industries by the government.
Nationalization of the Algerian branches of Western companies that played
subsidiary roles in Algeria’s oil production started in the latter part of the
1960s. In 1970, the Algerian government fully controlled the sale of petroleum products in the domestic and world markets, 92% of the land on
which exploration and development operations were going on, and 90% of
the refining capacities. The Algerian assets of all American oil companies,
except for the branches of Getty Petroleum Co. and El Paso Natural Gas,
were nationalized in 1970. The Getty and El Paso branches entered into
separate agreements with the Algerian government, under which Sonatrach
bought out 51% of those companies’ assets at the residual book value of
their fixed assets.3
This principle caught on in later years as an international law precedent.
In particular, it was used in all calculations as a basis for formulas to pay
compensation for nationalized foreign assets in later years by Libya and
Iraq as well.
As a result, with the French concessions taken over by the government,
state ownership became dominant in 1972 and on in all segments of Algeria’s oil and gas industries. Financial results were the most prominent out87
come of reforms in these industries. Rent payments charged by the governments as part of its budget revenue rose sharply in size and percentage.
When fuel prices soared from time to time in the world, Algeria made significant gains from the price hikes much faster and with greater effect than
the majority of other hydrocarbon-exporting countries. For example, in
1973 it earned an average of 40% more profit from each exported oil barrel
than Qatar (a far cry from 33% of what Qatar was making on oil export in
the early half of the 1960s).4
The government achieved its principal regulation goals by various instruments, including contract law. For example, by reducing the terms of
agreements between Sonatrach and former concessionaires, and, in later
years, the owners of 49% of the capital in joint ventures (or associations,
which is the current Algerian term) to ten years (instead of several decades
as was the old practice). The government also reserved the right to amend
selected contract articles with its partners’ consent before the halfway time
of joint field operations. This right mostly applied to taxation; repatriation
of the foreign member’s revenues and their mandatory investment in the
exploration of new fields and/or projects to raise the output of those already
under development; and pumping tariffs on the use of the main pipeline
system brought into state ownership.
French Business Abandons Algeria
In 1975, the French public company, ELF-ERAP, refused to renew production cooperation on new terms offered by Sonatrach after hard bargaining, and walked out of ELF-Algerie, one of the two biggest joint ventures.
Five years later, another leading French company, CFP, refused to cooperate with Total-Algerie joint venture in a similar situation. By buying these
foreign assets in the oil industry and, in this way, drawing out of both controversial situations, Sonatrach increased its share of oil and gas concentrate
production to 98.5% and export of these products to 97.8% in 1981. At the
time, the withdrawal of Western investors from operating oil and gas companies was rare for Third World countries, and was something of an exception for the Middle East and North Africa.
It is probable that the Algerian government’s direct financial aim –
maximizing budget revenues – predominated in its oil and gas strategy, at
least until the mid-1980s. It even was not restrained by the large-scale
withdrawals of French assets from this segment of the industry. It would be
wrong to assume that the Algerian government of the time ignored other
important problems, including reproduction, or rather natural replacement
of proved hydrocarbon reserves. At the time, however, those problems were
dealt with at the tactical short-term level – making the profit while the market was hot – instead of being put in the long-term strategic perspective.
Algeria’s foreign trade policy in liquid fuel export was that it added target
88
surcharges to official oil contract prices. Surcharges of $3 per barrel, or
10% of the going price at the time, were introduced in early 1980 for customers who had had no part in oil and gas exploration on Algerian soil at
the contract making time. These surcharges were credited to special bank
accounts and were regarded as advance payments for the obligations of Sonatrach’s foreign partners under anticipated joint venture agreements. From
the time foreign partners entered into contracts with Sonatrach for joint
geological exploration for new commercial hydrocarbon reserves, the importers of Algerian oil and condensate were released from obligations to
pay the surcharges. At that same time, the funds accumulated on their accounts were started to be used for their primary purpose. If otherwise, those
additional foreign exchange resources passed into Sonatrach’s ownership at
the expiry of the specified period.
This system was efficient on the upgrade of the industry’s cycle. Foreign firms were attracted into partnership with Sonatrach by the deferral of
rising payments that they would have to make as the price of their imports
from Algeria went up. Really, as a contract on cooperation was signed, with
the prospect of forming a joint venture, the levying of surcharges stopped
immediately, and agreed investments into exploration projects were disbursed gradually, typically, over a four-year period. Besides, they were
given an opportunity to compensate some of the costs of the fuel they purchased by reciprocal deliveries of equipment and technical services. In
other words, surcharges could be regarded as discounts allowed from the
contractual prices of liquid fuel for buyers participating in hydrocarbon exploration on Algerian territory. In 1980 and 1981, Algeria entered into
12 agreements of this type with foreign companies and their consortiums.5
As world prices started sliding down in 1982, those incentives lost their
attraction and could not prevent stagnation, and at times even a scalingdown of exploration projects and, accordingly, the figures for proved oil reserves in Algeria. In the period between 1980 and 1989, the proved oil reserves varied between 1,131 million tons in 1982 and 1,322 million tons in
1983. By 1990, they dropped to 1,288 million tons, remaining at that level
until 2003.6 Reduction in reserves, combined with other factors, including
OPEC quotas on oil production, resulted in a decline of Algerian oil output
(disregarding gas condensate) from the maximum of nearly 60 million tons
in 1978 to 33.5 million tons in 1986.7
We are not going to argue either that the oil revenues that required so
much effort from the Algerian government to maximize in the 1970s and
the early part of the 1980s had a definitely positive effect on Algeria’s
overall sociopolitical development. Apart from being the main source of
revenue for accelerated modernization (actually, industrialization), another
key function of these financial resources was that of a “stabilizer” that
helped, in many respects, to round off the structural corners in the Algerian
economy. The fact that reforms, however controversial, were carried on no
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matter what, was largely due to the charismatic leadership provided by
Houari Boumedienne.8
By the mid-1980s, Algeria’s economy appeared to have overheated, and
the country felt a “social fatigue” after 20 years of nationalization and accelerated industrialization (or “industrial revolution” as it was called in the
official doctrine). First priority was given to heavy industry, frequently at
the expense of other economic sectors. To an extent, this was because the
country followed the example of the socialist community, and in part it was
the result of selective application of Western theories. The worst affected
by these option were agriculture, social infrastructure, and living standards
of the majority of Algeria’s population.
Diagram 2. Growth in the share of businesses with foreign interest in
the production of all types of hydrocarbons in Algeria (1995-2007)
They Wanted the Best in Algeria, too, but Got…
In the latter half of the 1980s, the “stabilizer” system collapsed catastrophically, particularly after the meltdown of oil prices in 1986, and soon by
the fall of prices of other fuels. In 1985 and 1986, Algeria’s average revenues from oil and gas export (or 97.5% of its total exports) contracted by a
factor of 1.7 (to slightly over $7.6 billion). Actually, the decline was almost
by a half, followed by stagnation against the background of foreign debt
growing fast to $28.6 billion 1991 from $15.7 billion in 1978 and
$18.5 billion in 1985. The sources for repaying the principals and interest,
90
nearly equal to the country’s export receipts, were drying up, threatening
the country with international bankruptcy. Algeria was forced to seek deferral of most of its debt repayments, and even stopped, in early 1994, repayment of medium- and long-term loans, without receiving the creditors’ approval.
Algeria’s foreign debt problems led to multiplying setbacks in its economy and falling living standards. Algeria’s self-reliance on foodstuffs
dropped from 73% in 1969 to 25% in 1986. Between 40% and 50% of
manufacturing plants were idle regularly through the 1990s, frequently because of the shortage of equipment, materials, and spares. According to official figures, unemployment (excluding part-time employees), reached
21% to 25% of the working-age population in 1992 and 1993. The GDP per
capita shrunk by 41.6% between 1987 and 1991.9
Attempts to at least partially offset market-made losses and resolve
structural disparities at the expense of social budget allocations, and also
make savings by large-scale subsidies of essential goods and services, and
several investment programs as well only caused still greater shortages of
subsidized products, a shortage of housing, inflation, and other problems.
To put these problems right, the Algerian government began in the 1980s to
adjust its development strategy, initiated decentralization of production, and
launched liberal market reforms. The reforms included demonopolization,
reorganization of the public sector, expansion of its economic components’
autonomy, and encouragement to private enterprise in domestic and foreign
trade business. By the end of the decade, a privatization program had been
developed to set up holding companies that were eventually to be sold to
Algerian and foreign investors.
These processes did not bypass the oil and gas sector as well, although
to a lesser degree than other groups of industries, for two reasons. First, reforms in oil and gas did not go beyond the organizational aspects of the industries almost exclusively, and, in part, by commercialization, without
touching ownership aspects for a long time. Second, those processes, no
matter how limited, were ultimately easy to reverse. As an example,
13 former industry departments were spun off from Sonatrach, the biggest
public company, as formally independent firms in the early 1980s. They included oil refineries and petroleum product marketing businesses, basic organic chemistry companies, companies to conduct geophysical exploration
and drilling operations, and several firms providing services to oil producing companies. In 1994 and 1995, however, Sonatrach started reintegrating
oil refineries and marketing operators into its central holding company on
the pretext that the completed management reforms made the related “strategic” units profitable to operate within the framework of the holding company.
In its desire to maintain maximum conglomeration in the structure of
this state-owned concern, its leadership sought vigorous support from the
industry’s labor unions. Strikes by many thousand union members were
called in support of the integration projects (for example, over
50,000 workers, almost half of the industry’s work force at the time, laid
down their tools for ten days in June and July 1995). The strikers demanded
that the government get virtually all branches spun off in the years following 1980 back into Sonatrach. The workers and staff employees of the oil
and gas sector pursued a number of their own objectives in this way. First,
they were opposed to privatization plans, no matter how limited, involving
any industry segments; second, they wanted to prevent reductions in employment; and third, they wanted to maintain a maximum of privileges
available in the industry.10
Regardless of the numberless liberal declarations issued by several top
Algerian leaders, the decisions they made on Sonatrach’s organizational
structure, or business, or any other affairs, in principle, changed little since
the company was organized. Not infrequently, socio-political compromise
prevailed over economic commonsense. Changes came with the order that
the country’s president signed on March 16, 1998. The order was, in fact,
the first essential amendment to the December 1963 law setting up Sonatrach. The company’s corporate status was approved, and its registered
capital was fixed at an equivalent of $4.1 billion, in full ownership of the
Algerian government. The order banned expressly foreign ownership of the
company’s assets in whatever form. 11
Although the oil refineries and the domestic petroleum product marketing network in Algeria kept their formal status of autonomous branches,
their capital assets were 100% owned by Sonatrach holding company, that
is, the government. The company remained the chief national monopolist.
According to Petroleum Intelligence Weekly, an influential American periodical, the company was 12th among the world’s biggest oil and gas companies in total sales in 2004. Its staff potential and know-how accumulated
over many years enable Sonatrach to participate in foreign projects, such as
the construction of main pipelines; equipment of oil fields in Yemen and
gas fields in Peru; oil exploration in Libya, Angola, and Niger; and in oil
refineries in Angola and Tunisia.12
And yet, the Algerian media, experts, and technocrats continue to discuss and lobby passionately for at least a clear separation, if not wrapping
up, of government functions in respect of the country’s oil and gas industries. The most tangible results have been achieved by the introduction (or,
putting it into historical perspective, “partial restoration”) of these principles in some relationships with foreign capital in oil and gas production of
the country’s oil and gas industries. In the early 21st century, these industries had over 25 companies from 20 countries, which were, under the law
in effect until June 2005, Sonatrach’s partners holding shares in joint ventures that operated across the full spectrum of the industry, from explora-
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92
tion to development and export. The government set the industry the task of
at least doubling the number of such foreign partners. 13
Algeria’s reputation among exporters of transnational capital in the oil
and gas industries is gradually changing to the reverse of what it was in the
1970s and early 1980s. Nearly comprehensive state monopolism was evolving toward market “liberalism,” even if strictly constrained and controlled.
Liberalization was delivered by gradually lifting discriminatory restrictions,
and opening and expanding possibilities for foreign business initiatives. For
example, foreigners were permitted (as Sonatrach’s partners) to jointly operate existing oil fields to raise their output, according to the “hydrocarbon
resources” law passed in December 1991, while previously they could only
join new businesses. The same law authorized foreign companies’ “partnership” in exploration and development of gas reserves in Algeria.
Foreigners Return, Oil Output Grows
reserves, and other components of natural mineral-based wealth are frequently more a curse than a boon to governments in control of them.17
Meanwhile, other experts argue in favor of directly opposite approaches to
the combination of natural resources and progress in the economy, entertaining “… a possibility of effective combination of development in the
mining industry and industrial growth.”18 Far from claiming the role of a
judge in the ongoing debates, this author regards it as a follow-up to the old
disputes about socioeconomic determinism, including that of resources, the
environment, economic geography, or anything else. These disputes have
continued for at least two and a half centuries already.
In all probability, a majority of the determinist concepts advanced so far
are, however, persuasive, each in its own way, but they are always confined
to specific, usually small, backgrounds and chronological time frames. In
our view, the example of modern Algeria is evidence that at least some
countries with transition economies former colonial or dependent countries as typical advocates of catching-up and forced industrialization strategies are beginning to set themselves free from the curse of abundant natural resources and drawing rational lessons from their recent blunders. For
example, the surge of prices of Algeria’s chief national exports hydrocarbons and crudely processed hydrocarbon products after 2000 led to a fast
and significant improvement in most of the country’s macroeconomic indicators. Between 1998 and 2005, its export revenues rose from $6.4 billion
to $29.8 billion (topping the historical peak of $26.1 billion in 1980), its
currency reserves shot up from $12 billion to $43.6 billion between 2000
and 2004, and the real GDP growth rate accelerated from 6.1% in 2004 to
6.9% in 2005.19 The positive dynamics of these figures and favorable prospects did not provoke a new wave of ambitious projects. More important
yet, they did not roll back or slow down liberal economic reforms.
The near future of the Algerian oil and gas industries can demonstrate
how an “informed rentier state” of the modern age can turn the abundant
natural resources into an efficient tool of modernization.
At the turn of the 21st century, foreign business became significantly
more conspicuous in Algeria’s oil and gas industries, and their resources
and productive potential grew faster as a result. After 13 years of stagnation, Algeria could announce growth of its proved oil reserves by more than
28% over as little as two years (2003 and 2004) to 1,652 million tons by
early 2005.14 Oil production (less natural gas liquids) also grew from
37 million tons to 59 million tons between 1993 and 2004. The share of
joint production by Sonatrach and its foreign partners climbed rapidly from
less than 2% in 1995 to over 50.8% in 2004 (see: Diagram 1).15 The Joint
ventures’ contribution to the production of natural gas and other hydrocarbons rose as well (see: Diagram 2).
Foreign investors’ instant reaction in response to even the cautious steps
of the Algerian government to liberalize its oil and gas industries, and the
high world prices stimulated the birth of ever more ambitious projects with
an eye to the effect of the new laws passed in 2005. Investments amounting
to $24.5 billion are to be made in these industries over the span of five
years (2005 to 2009). Apart from exploration projects (taking up 13% of total investments), most of the funding is expected to be funneled into development of oil (41.4%) and gas (37%) reserves.16
Now that the Algerian oil and gas industries are experiencing a revival,
a national economic strategy has again become a priority. The key tasks
remained unchanged finding the most rational uses for the revenues from
exceptionally rich, if exhaustible, natural resources and diversify and restructure, as soon as possible, the country’s economy in order to wean it
from dependence on the primary industries.
Many economists, some of them in Russia, who have been debating
over the past 15 to 20 years the feasibility of these goals, are highly pessimistic about the prospects. Sources of rent revenue, above all rich mineral
Notes:
1. Sonatrach. The Algerian Oil and Gas Company, February 2006. p. 6.
http://www. worldenergy.org/wecgeis/global/downloads/members_news/sonatrach.pdf; “The Hydrocarbon Sector in
Algeria.” SH/SPE, April 2003, p. 4. http://www.worldenergy.org/wecgeis/global/downloads/ africa/Boufares0403/pdf.
2. Computed from: OPEC Oil Report, 2nd Edition, London, 1979, pp. 33-39.
3. For more details, see:
.
:
,
.
., 1985, . 62-68. [Kukushkin, V.Yu., “Oil and Development: Libya and Algeria,”
Moscow, 1985, pp. 62-68.]
93
94
_________________
4. Computed from: OPEC Oil Report, 2nd Edition, London, 1979, pp. 33-39;
Petroleum Economist, London, 1976, Vol. XLIII, No. 9, p. 338.
5. For more details, see: Kukushkin, V.Yu., Op. cit., pp. 99-102.
6. Computed from: “World Proved Crude Oil Reserves, January 1, 1980 – January 1, 2005. Estimates.”
http://www.eia.doe.gov/pub/international/iealf/crydeoilreserves.xls.
7. Computed from: Lawless, R.I., “Algeria. Economy. – The Middle East and
North Africa 1996,” Vol. 42, London, Europa Publ., 1995, p. 276; Table 4.2.
“OPEC Crude Oil Production (Excluding Condensate), 1980-2004.”
http://www.eia.doe.gov/emeu/ipsr/t42.xls.
8. One of the influential leaders of the liberation movement during the war for
Algeria’s independence, and between 1965 and 1978, chairman of the Revolutionary Council, and then the country’s president with very broad, authoritarian powers,
who was able to rally the many, diverse elements of Algerian society (with the exception, very important in the future, of the Islamic radicals) and to maintain national accord. Significantly, he achieved this largely not by declarations and appeals
to revolutionary enthusiasm and egalitarianism, typical of young sovereign countries, but by actually dictatorial tough fight against corruption in increasingly centralized society.
9. Joffe, G., “Algeria: The Failure of Dialogue. – The Middle East and North
Africa 1995,”: Vol. 41, London, Europa Publ., 1994, pp. 4 and 10; Lawless, R.I.,
“Algeria. Economy. – The Middle East and North Africa 1995,” Vol. 41, London,
1994, pp. 279-280 and 290-291; “The Middle East and North Africa 1989,” Vol. 35,
London, 1988, p. 314.
10. These privileges remained tied up tightly with ownership forms and legal
status of businesses in the Algerian environment, the fewest of them being applied
to employees of the private sector, “intermediate” privileges were accorded to employees of Sonatrach’s fully autonomous branches, and the most extensive privileges were given to employees of the central holding company. Entelis, J.P., “Sonatrach: The Political Economic of an Algerian State Institution,” January 2000, pp. 18-19. http://www.cerisciences-po.com/archive/january/artjpe.pdf;
Lawless, R.I., “Algeria. Economy. The Middle East and North Africa 1996,” Vol.
42, London, Europa Publ., 1995, p. 284; “Algeria’s Stalled Hydrocarbons Law is
Revived. Analysis.” Republished from African Energy? October 2004.
http://www.africa-energy.com/html/public/data/algeria.html.
11. Entelis, J.P., Op. cit., p. 21.
12. “Sonatrach. The Algerian Oil…,” pp. 9 and 23-25.
13. “Sonatrach. The Algerian Oil…,” pp. 27-31; Rouag, D., and Oubouzar, M.,
“Forum des entrepreneurs et avant projet de loi sur les hydrocarbures,”
December 12, 2002. http://www.pl_forum-etps.
14. Computed from: “World Proved Crude Oil Reserves, January 1, 1980January 1, 2005. Estimates.”
15. Computed from: SONATRACH. Rapport Annuel 2004, p. 28; Table 4.2.
“OPEC Crude Oil Production (Excluding Condensate), 1980-2004.”
http://www.eia.doe.gov/emeu/ipsr/t42.xls.
16. “Sonatrach. The Algerian Oil…,” p. 20.
17. “Attempts have been undertaken repeatedly, without changing the importsubstituting model, to take output beyond limits compatible with its sustainable operation. Incentives to depart from the import-substituting industrialization model in
countries poor in natural resources arose at still earlier economic development
stages than in those rich in resources. At the early development stages, with small
GDP per capita, dismantling the existing mechanisms and launching market mechanisms are easier to accomplish than in more developed countries, and can go alongside economic growth. In the case of countries rich in natural resources that have
achieved, within the framework of the import-substituting industrialization model, a
relatively high income per capita, taking it apart and activating market mechanisms
predictably means a serious economic crisis drawing out for many years.”
.
. –
. ., 1996,
12, . 26-27. [Gaidar, Ye.T., “Anomalies of Economic Growth,” Economic Problems, Moscow, No. 12, 1996, pp. 26-27.]
18. “Initially, at the extensive growth stage, whatever the socioeconomic system
existing in the country, mineral resources give a powerful boost to socioeconomic
progress. As, however, a transition is made to an intensive economy type, they slow
down continued development. At the same time, negative social and environmental
consequences of the development of mineral resources begin, as a rule, to have a
greater effect. True, the examples of the RSA, Australia, and Canada confirm the
possibility of a country having an efficient mining industry and showing positive
dynamics of general economic performance.”
.
.–
. ., 1998, 4,
. 144. [Smirnov, V., “Natural Resources in Russia’s Economic Structure,” Voprosy
Ekonomiki, No. 4, 1998, p. 144.]
19. CIA. The World Factbook. Algeria. Last updated on 30 August, 2005.
http://www.odci.gov/cia/publications/factbook/geos/ag.html;“ Algeria. Country
Analysis.” Brief, March 2005.
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*
This paper was first published in Problems of Modern Economics, No. 4 (24),
2007, pp. 86-93.
1.6% between 2000 and 2005, or higher by a factor of 5.3 than it was in developed nations. In fact, developing countries contribute 95% of world
population growth today, and their contribution will reach a full 100% in
the next 25 years. Significantly, population growth rates of 2.5% to 3% per
annum in Africa south of the Sahara are much higher than those in other
developing countries. Today, one African woman of child-bearing age has
an average of five or six children against one child or two children per a
productive woman in Europe. Over the next 20 years, the African continent,
even in the grip of an AIDS pandemic, is going to become a major source
of world population growth. In the estimates of UN experts, Africa’s population will rise to 1.1 billion in 2025 and 2 billion in 2050 from 794 million
in 2000.3 According to World Bank figures, the global labor market will
expand to 3.4 billion persons in 2010 from 3 billion in 2004. Moreover,
forecasts for the next 40 years predict a decline in working-age populations
in a majority of developed countries, in Europe above all. In particular, labor resources are to grow at an annual rate of 40 million, 38 million of them
in developing countries and only 2 million in developed nations. To offset
the shortage of workhands, developed countries will recruit migrants from
developing countries, including Africa.4
Implementation of the liberalization and economic restructuring programs designed by the IMF and the World Bank for African countries has
failed to expand employment in those countries. Rather, opportunities for
Africans to find jobs in their own countries have dwindled in the last
10 years. As a result, the number of workers in Africa south of the Sahara
earning less than one dollar a day had grown by 28 million in the years
1994 to 2004.5 Mass unemployment, particularly among young Africans
who have joined, and continue to join, the currents of migrants, has become
a real social malady here. In the estimates of UN experts, the number of
new jobs created in African countries over the last five years is just enough
to absorb 30% to 40% of the influx of fresh labor resources. According to
unofficial data, unemployment has affected 20% to 25% of the able-bodied
population in those countries.6 Emigration is then frequently the only way
to escape from poverty.
Inequality of personal incomes in developed and developing countries is
still the chief reason behind labor migration. In 1975, the average income
per capita in high-income countries was 41 times that in low-income countries, while today the difference has risen to 66 times.7 The low economic
growth rates in many countries, particularly in Tropical Africa, result in rising poverty. Emigration, therefore, appears to many Africans as the only
step they have to take to improve their living conditions and the welfare of
their families.
At the receiving end, businesses in developed countries are keen to hire
immigrants for such reasons as, above all, their desire to cut production
costs (primarily, their payrolls), the need to have labor readily available in
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98
AFRICA IN THE SYSTEM OF INTERNATIONAL
RELATIONS
AFRICAN MIGRATION: A REGIONAL ISSUE OR A GLOBAL
PROBLEM?*
Irina Abramova, Ph.D.(Econ.),
Deputy Director of the Institute,
for African Studies, RAS
International labor migration has received an added boost in this age of
globalization. Labor movement across borders between different countries under the effect of structural changes in their economies and transfusions of investments merge national labor markets into a single marketplace to back up
the movement of goods and services within a common economic environment.
According to UN statistics, the number of international migrants, or
people living beyond their countries of origin, had reached 200 million by
the year 2005, having more than doubled over the previous 25 years, to
about 3% of the planet’s population. A breakdown of this figure shows that
nearly 30 million migrants are from the African continent.1
Most frequently, migration flows move from less developed countries in
the East and South to more developed countries of the West and North. In
the last quarter of the 20th century, more countries were added to the traditional centres of attraction for migrants the U.S., Canada, and Australia.
The latest additions include countries of Western Europe and the AsiaPacific Region, oil-producing countries in the Middle East, Argentina and
Venezuela in Latin America, and the more advanced countries in Africa,
like Libya, the Republic of South Africa (RSA), and Botswana. To quote
UN statistics again, 60% of all migrants are concentrated in developed
countries, with the remaining 40% roaming along the South-South line, that
is, from one developing country to another. In the second category,
49 million migrants now live in Asia, 16 million in Africa, and 6 million in
Latin America and the Caribbean area.2
Over the next 10 to 15 years, migration from developing countries, including those in Africa, will grow under the impact of several factors.
In the first place, the swelling of migration flows along the South-North
line is related to the aging of developing countries’ populations, a process
that goes on alongside the fast growth of the populations in developing
countries. The demographic growth rates in developing countries averaged
production growth periods, and the shortage of workhands in industries
known for their heavy or unfavorable working conditions. In the age of
economic globalization, reduction in manufacturing costs is a key condition
for survival in the domestic and world markets. Specifically, EU countries
pay hourly wages to native labor that are 20% to 30% higher than the
hourly rates paid by their main competitors in the U.S. and Japan, and two
to three times as high as wages offered in industrial countries in Southeast
Asia (Hong Kong, Taiwan, Singapore, and the Republic of Korea).8 These
realities are painfully perceived in European countries because their
economies are largely driven by exports. Many West European firms are,
therefore, eager to recruit immigrants, including Africans, for employment
in export-oriented industries.
Another major socio-psychological factor is the knowledge that residents of African countries receive, through modern communications, about
the existing gap in living standards and its real magnitude. Disseminated by
fast-developing mass communications, this knowledge has become a major
force in shaping popular mindsets in remote and poor areas of the world,
including the continent of Africa. Communications are backed up by fast
advances in modern transportation facilities that facilitate travel at lower
costs from poverty-trapped backwoods to “prosperity centres.”
A further reason for the growth of migration flows in African countries
lies in the outdated employment structure in many of the continent’s countries. Over a half of Africa’s able-bodied population is employed in smallscale commercial farming near the subsistence level, which faces competition from modern, government-subsidized agribusiness in developed countries. Millions of farming families in Africa are ruined every year, joining
the ranks of internal (rural-urban), regional, and international migrants.
Unstable military and political situation in many African countries encourages internal and international migration still further. After 45 years of
independence, Africa remains a hotbed of crises. Every year, 20 to
80 armed conflicts are registered around the world, with 10 to 30 of them
on the African continent. In 2004, a quarter of African countries were
drawn into conflicts. Even though the situation was defused in several conflict-plagued areas (Angola, the Democratic Republic of the Congo, and
Burundi), the year 2003 witnessed crises flaring up in the Central African
Republic, Mauritania, São Tomé and Principe, and Guinea-Bissau; and Sudan was rocked by conflict in 2004 through 2006. Conflicts cause enormous damage to the countries involved in them, and lead to economic collapse and growing poverty of their populations. The world community today is watching disintegration of African states. Restoring the efficiency of
the state in every individual African country is a relatively hard problem
because the overwhelming majority of today’s African countries had never
had a working government in the past, and many of them even lacked the
foundations of statehood. Conflicts and crisis of the statehood in Africa
contribute to an increase in the numbers of refugees. According to the UN
High Commissioner for Refugees, Africa had 3.3 million refugees in 2002,
almost 30% of the world’s total. The data published by the Norwegian
Council for Refugees in 2005 show that nearly 15 million (or half of
29 million displaced persons across the world) came from Africa.9
Africa today is a region of intensive migration. The high mobility of its
population is not peculiar to its recent history only. It is a longstanding tradition, with many of today’s patterns and trends of African migration existing long before the African colonies’ political liberation. The borders between them were drawn by the colonial powers’ bureaucrats, largely without regard for the traditional economic, ethnic, and cultural factors that underlay the diversity of links (including migration) among local communities. The ill-defined borders had no influence on traditions in either the colonial past or in the post-colonial period. Frequently, they are quite porous
and ignored by the population on both sides of the borders. Hence, the
vague and blurred differences between the internal (national) and external
(cross-border) migration, and also between legal and illegal (undocumented) migrants.10
Migration processes in Africa, and in other regions, for that matter, include, above all, economic or labor migration, or labor turnover for economic reasons between rural and urban areas on the scale of a single country, between different countries within a single subregion, or, less frequently, the entire continent, and, finally, beyond continental bounds.
African cross-border labor migration, as a rule, involves countries at different economic development levels. Migrants from countries having extremely hard socioeconomic conditions move in search of jobs and a better
life to more fortunate countries. Each subregion has one or several countries possessing relatively strong economies that draw in labor from their
neighboring less developed countries. The principal currents of African
cross-border migration flow from countries hidden deep inside the continent to coastal countries, and from countries devoid of any significant mineral resources to those that have them. There are many exceptions to this
rule, though. For example, Zimbabwe, a continental country, was until recently attractive to migrants from neighboring countries looking for employment at highly productive farms owned by descendants of early white
settlers. Algeria, a coastal country, exports hydrocarbons and much labor,
and so on.
There are more sending than receiving countries. The leading exporters
of migrants are Algeria, Angola, Benin, Egypt, Cameroon, Morocco, Swaziland, and Tunisia (the Arab countries in this list send migrants mostly beyond the continent). Labor migration is focused on countries exporting hydrocarbons and minerals Libya, Gabon, Congo (Kinshasa), Congo (Brazzaville), Zambia, Côte d’Ivoire, South Africa, and Botswana, and also (if to
a lesser degree) countries practicing a relatively developed capitalistic agri-
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100
culture Kenya, Zimbabwe, and Tanzania. Hundreds of thousands of seasonal migrants from Senegal, Burkina Faso, Benin, and Cameroon are
heading every year for Côte d’Ivoire, Gambia, and Ghana during the harvesting season for coffee, cacao, peanuts, sorghum, and other agricultural
crops. Nigeria is a major migrant sending and receiving country. At times,
migration currents flow in opposite directions simultaneously (like migration between Sudan and Ethiopia, Ethiopia and Somalia, Zimbabwe and
Zambia, and so on).
The sale of child labor to other countries is a serious problem for African countries. In May 2004, the governments of Burkina Faso and Côte
d’Ivoire were engaged in cooperation over repatriation of 104 children from
Côte d’Ivoire. In June 2004, ten children from Niger aged six to 15 years
were intercepted by Burkina Faso police at Dori. Also in 2004, police arrested three Ghanaians for child trafficking. As early as January 2002, officials of several countries in West and Central Africa attended a conference
sponsored by Côte d’Ivoire’s government in cooperation with Interpol to
discuss child trafficking in the subregion.11 The issues raised at the meeting
included prevention of trafficking and rehabilitation of the victims. The
meeting adopted a program known as a project to support and rehabilitate
children exposed to the worst forms of work and trafficking in agriculture.
The project is financed under the international Child Labor Liquidation
Program (a branch of the Geneva-based International Labor Organization,
ILO). In the final declaration of the conference, the participants undertook
to exchange coordinated information about child trafficking.
Migration processes under way on the continental scale can be broken
down conventionally into two categories. The first, smaller category is migration of highly skilled professionals within the framework of various cooperation and development programs, and migration under education programs. The second, much larger category is migration of unskilled working-age population. The first migration category is immensely diverse geographically in Africa. A good example illustrating this is the situation in
Benin where a group of UN experts was assigned in 2000 to look into migration problems. In that year, a program called Migration for Development
in Africa brought together 159 experts from Burundi, Congo, and Rwanda.
Years later, Benin continues to cooperate with these countries in migration
studies to this day. Aside from Africans, projects under similar programs in
Benin involve experts and consultants from European countries, primarily
France, Italy, and Portugal. Benin operates several educational programs to
train its own skilled labor. Educational services in the republic are substantially assisted mainly by the three above-named EU countries, with France
carrying much of the burden, and the Russian Federation.12 At present,
more than 80 students from the Republic of Benin are studying at educational institutions across Russia. This type of labor migration is of great importance for foundations of science to be laid in a country capable of train-
ing its own skilled labor for work at its key enterprises. Migration of unskilled labor is of a far greater scale. According to UN data for 2000, Benin
hosted 101,000 immigrants, who made up approximately 1.6% of the country’s population. The Republic of Benin has a negative net migration, that
is, more migrants come in than go out, which makes Benin a receiving
country for foreign labor. A majority of unskilled immigrants come to Benin from neighboring countries, mostly from Togo, a republic that has a
relatively unstable political system. To illustrate, 5,754 Togo nationals
crossed into Benin in the wake of the elections on April 24, 2005, in Togo,
and 750 of them still live in a refugee tent camp 80 kilometers from the
seaport of Cotonou in Benin.13
Burkina Faso belongs in a group of countries that send and receive labor
migrants. The country’s economy depends heavily on remittances received
from migrants. A majority of its male labor force migrates to neighboring
countries in search of seasonal employment every year. Most migrants go
to Côte d’Ivoire and Ghana to take jobs on coffee and cacao plantations or
work as unskilled hands in those countries’ cities. Labor emigration from
Burkina Faso has intensified significantly in recent years. In the late 1990s,
about 450,000 farmhands migrated every year.14
The government of Côte d’Ivoire takes a negative view of the migrants
entering it from Burkina Faso. In the not too distant past, the central authorities obsessed with their country’s superiority humiliated, threatened,
and banished the arrivals from other countries. The recent unrest in Côte
d’Ivoire and northern Ghana forced nearly 300,000 Burkina Faso’s citizens
to flee Côte d’Ivoire and return back home, where their prospects of finding
jobs are almost zero.15
The heavy influx of migrants from Senegal to Gambia during the peanut
harvesting time is another characteristic of migration flows changing in
West Africa with the change of seasons in agriculture. The harvesting period begins at the end of the dry winter season (April, May, and, more
rarely, June). Overpopulated as it is, Gambia experiences labor shortages,
though, as much labor goes into growing and harvesting peanuts, rice, sorghum, and other farm crops, the other major reason being low productivity
in agriculture. It is difficult to specify the numbers of migrants moving in
for several reasons, such as the absence of a migration tracking system, unimpeded border crossings, and the like. In the rainy season, some of Gambia’s own residents, predominantly farmers, migrate to Senegal and other
West African countries. Manufacturing industries are not as advanced in
Gambia as they are in Senegal, and Gambian farmers are driven to looking
for jobs in other countries.
During the oil boom in the 1970s, labor flowed in heavy streams from
West African countries to Nigeria. In the early 1980s, however, over
2.7 million of neighboring African countries’ citizens were forced out of
Nigeria that had turned into a scene of religious conflicts. Nigeria’s gov-
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ernment today encourages official export of labor to developed nations and
neighboring African countries. Unofficially, its labor migrants move mostly
to neighboring countries (Niger and Chad), and also to the RSA and
Libya.16
The RSA is Africa’s biggest labor importer in Africa. Right up to the
1980s, the workforce of South African mines was three-quarters foreign. In
the late 1970s, though, focus shifted to giving more jobs to native labor.
Between 1973 and 1990, the proportion of foreign labor in the country’s
mining industry was halved from 80% to 40%.17
Dismantlement of the apartheid regime brought about significant
changes in the country’s immigration policy. The country now needed more
skilled workers, technicians, managers, and other trained professionals. The
shortage of these labor categories among the local population called for
their recruitment in other countries, Africans and non-Africans (in particular, African Americans from the U.S.). In a measure, the RSA replaced
Europe and North America as the receiving destination of skilled African
emigrants and made the brain drain a still worse problem for the sending
countries, severe as it already was.
At the lower levels of the local workforce, high unemployment in the
RSA, soaring above 40% in certain age groups,18 forces the country’s authorities to look for ways to improve employment opportunities for the
black majority of their own population. The RSA government is intensifying border controls, and taking measures to reduce illegal immigration. It
will take some time for this policy to produce results. Implementation of
this policy is made more difficult by the government’s reluctance to discriminate in its attitude to migration against neighboring countries, particularly Mozambique and Zimbabwe, which had provided its people with effective support in their fight against the apartheid regime.
In recent years, Botswana has become a real lure for migrants. Indeed,
the country has rapidly evolved from a sending country to a receiving labor
haven. Previously, Botswana was listed among the world’s 20 poorest
countries in development, with the annual personal income per capita of
only $300 in 1966. Thousands of workers were forced to leave Botswana to
obtain employment under contract in other Southern African countries.
Beginning in the 1970s, Botswana’s rapid economic growth necessitated increasingly more labor to be attracted into the country, and its liberal
migration laws allowed labor to be recruited across the African continent.
The number of emigrants from Botswana dropped to 38,606 in 1991, and to
28,210 in 2001, from 45,735 in 1971, while the number of legal immigrants
living in Botswana tripled during 1971 to 1991 (from 10,861 to 29,557),
and rose by a factor of six (to 60,716) in 2004.19 In the last few years, the
influx of labor from neighboring countries into Botswana has continued to
rise. In the new situation, Botswana’s government had to toughen its migration laws. It did this because, first, it was motivated by its desire to provide
employment to its own citizens, primarily, young people, whose educational standards and qualifications had risen significantly over the past 10 to
15 years as a result of the government’s large outlays on education and skill
improvement for Botswana’s citizens. Second, the country’s government
hastened to toughen its migration policy when thousands of illegal immigrants trying to flee their own politically and economically unstable country
suddenly swept into Botswana in a flood from neighboring Zimbabwe. Botswana’s government responded quickly by imposing new border controls
and more rigorous penalties for illegal immigration.
Libya has long been, and still is, a major centre of attraction for African
migrants. Libya’s disadvantage is that it is short of native labor. Its working-age population was 400,000 in 1964, 871,000 in 1981, around 1 million
in 1991, and 1.2 million in 2004.20 The Libyan authorities liberally encouraged foreign immigration for some time in the recent past. As the influx of
petrodollars thinned out after 1982 and Libya’s international standing deteriorated in the 1990s, particularly after the UN Security Council invoked
sanctions against it following the explosion of a Pan American airliner over
the town of Lockerbie in Scotland, which was blamed on Libyan nationals,
the foreign community in Libya started to shrink rapidly. When sanctions
were suspended in 1999, the number of immigrants in Libya went up again,
and today it is second among the Maghreb countries for the number of immigrants. Today, it hosts between 2 million and 2.5 million immigrants
(25% to 30% of the country’s population), including 1 million to 1.5 million Africans. A breakdown according to countries shows over
500,000 Egyptians, 200,000 Moroccans, 60,000 Tunisians, and 20,000 to
30,000 Algerians among other nationalities living in Libya now.21 Migrants
from Arab countries feel more at home in the Libyan labor markets because
they speak the same language. Typically, they are employed in the hospitality industry (restaurants and hotels). As well as working in the services industry and low-skilled positions elsewhere, many immigrants from Arab
countries are also employed in jobs requiring high skills in the private and
public sectors. Most Egyptians qualify for privileged positions. Migrants
from Arab countries are normally received on a temporary basis, and yet
many Egyptians, Tunisians, and Moroccans start families and remain in
Libya for good.
After Muammar al-Gaddafi, the country’s ruler, switched orientation of
his foreign policy from Arab to African countries, Africans were offered
free visas. This switch stimulated the influx of labor into Libya from countries south of the Sahara. The heavy influx of unskilled hands from Tropical
Africa provokes many arguments in Libyan society today. Immigration
from neighboring African countries is cited as a reason for growing crime
rates and narcotic drug trafficking, causing competition to local labor, and
creating problems in controlling illegal emigration to Europe through
Libya. Emigration to Europe is the hardest problem to deal with today be-
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cause illegal emigrants stay on in Libya for considerable lengths of time on
their way to Europe. In the last few years, the Libyan leaders have been
moving in their migration policy further away from Pan-Arfricanism toward restraints on immigration in order to have more job openings for their
own citizens. The government’s departure from its previous policy is dictated by both the high level of unemployment among the native population
(30% by some estimates) and growth in government expenditures on the
upkeep of immigrants at the cost of 10% of GNP, according to various estimates. Tripoli insists on reductions in the numbers of immigrants, particularly those who are employed without signing officially registered contracts. The Libyan government’s latest turn in its immigration policy has
produced beneficial results between 2001 and 2004, the number of Libyans in employment rose by 15.6%, while that of foreign labor dropped by
53.7%.22
In intercontinental migration, a majority of African migrants go to
Western Europe (France, Italy, Spain, Germany, and the United Kingdom),
the U.S., and Persian Gulf countries. The Persian Gulf was the main receiving area for migrants from North Africa on the heels of the oil boom in the
1970s. The destinations of the migration currents from North African countries changed again by the early 1990s. The change was caused primarily by
the Iraq-Kuwait conflict and deterioration in the economic situation in Iraq,
after the Gulf War (Desert Storm), when over a million Arab emigrants left
the country. These events happened at the same time with a steep plunge in
oil prices, which forced the governments of Gulf countries to replace Arab
engineers with far less expensive labor from South and Southeast Asia. And
again, Western Europe regained its role as the principal receiving area of
North African migrants.
Divisions of African immigration flows between receiving countries are
largely explained by history (colonization of a sending country by a former
colonial power) and closely related linguistic factors. In particular, in
Tropical and North Africa, the number of French-speaking countries (former French colonies) as exporters of migrants to their former colonial
power by far exceed that of English-speaking countries. The proportion between English- and French-speaking countries is reversed when it comes to
migration to the United Kingdom. Residents of former Portuguese colonies
in Africa make up a majority of immigrants in Portugal.
Most frequently, an emigrant arriving in a foreign country has no choice
but to accept whatever job he is offered, even if he has been trained in a different field or is qualified to take a better job. Professionally, immigrants
working in a foreign country may not be what they had been before they
emigrated. Another important difference is whether an emigrant goes to a
developed West European country or an Arab monarchy.
In most cases, emigrants to developed countries are offered nothing better than unskilled or low-skilled jobs. Receiving countries have no desire,
or even interest, to improve their skills. A majority of Africans are employed in manufacturing, commerce, and consumer services. And yet,
Europe has lately been showing a shift in the traditional employment structure in respect of immigrants from Africa. The share of Africans employed
in the service industry is rising, and figures for the Africans employed in
the steel industry, metalworking, and the auto industry are falling.
The mainstream of Afro-European migration makes straight for France,
and also trickles further north. Greater role is played today by transit and
receiving countries Spain and Italy that only recently themselves were
sending their surplus labor to richer European countries. France today hosts
97% of all Algerian, 68% Tunisian, and 47% Moroccan immigrants,23 an
overwhelming majority of immigrants from Senegal, Congo (Brazzaville),
Mali, Mauritius, Cameroon, and other French-speaking countries. Moroccans also settle in The Netherlands, Belgium, Spain, Italy, and Germany,
and Tunisians put down roots in Germany and Italy. Migration from English-speaking countries to the United Kingdom accounts for a very small
proportion of the total migration figures.
Egypt is also a major labor exporter in North Africa because of the everpresent gap between growth in its working-age population and its inability
to create new jobs in its own economy. According to ILO data, the number
of Egyptian emigrants reached 3 million in 2003, a majority of them working in Libya and Saudi Arabia, and the proportion of migrants going to
Europe to find well-paid jobs is constantly increasing.
As a general rule, migrants are physically strong, mostly young (up to
35 years) males of varied qualifications and educational standards, from illiterates to graduates of higher education institutions. Emigrants from North
African countries are broken down according to educational standards as
follows: 37% of them are illiterate, 42% have a primary school education,
14% are dropouts from secondary and professional schools, and 7% are
secondary and higher school graduates.24
Besides, there is a common link between a migrant’s educational and
qualification standards and purpose of emigration, which, in turn, reflects
on how far he is prepared to go. While a migrant with little or no education
is generally satisfied with a modest, stable wage in a city in his own country, a university graduate will certainly look for adequate remuneration. If
he does not find it in his own country, he travels to a foreign country, preferably in the economically developed part of the world. The brain drain
from Africa to Western Europe and even North America increases with
growth in the number of university graduates who find no employment in
their own countries. In the estimates of UNCTAD, an average of 1,800
highly educated professionals migrated annually from Africa in the period
from 1960 to 1974, 4,400 during 1975 to 1984, 23,000 from 1985 to 1987,
28,000 during 1990 to 1995, and 35,000 during 1996 to 2003. World Bank
experts believe that over a half-million professionals in various fields (30%
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of high-skilled labor) emigrated from African countries in the period from
1960 to 2003.25 Although the share of skilled professionals in Africa south
of the Sahara does not exceed 4% in the total labor force, they contribute
over 40% of the migrants. In five African countries, migration drains their
professional work force of more than 50% of what they count on, in particular, 67.5% in Cape Verde, 63.3% in Gambia, 55.9% in the Seychelles,
56.2% in Mauritius, and 52.5% in Sierra Leone.26 On the west and east
coasts of Africa, a very high rate of migration (over 30%) has been registered in Ghana, Mozambique, Kenya, Uganda, Angola, and Somalia. According to UN data, 16,000 trained nurses left Africa for the United Kingdom in the period from 2000 to 2004. Of the 600 doctors trained in Zambia,
50 only have practices in their homeland, and the city of Manchester in the
UK alone has more doctors from Malawi than that African country as a
whole has.27 Little surprise, then, that the pay differential average is from
30 to 40 times. Departure of high-skilled professionals is a great loss for the
African countries themselves. Actually, African countries today are subsidizing further development of Western countries, rich as they already are,
taking over from them the costly and onerous business of training national
professionals on a scale that suits their needs. Considering the increasing
brain drain in many African countries and the negative effect the emigration
of professionals has on them, the receiving countries have probably to cooperate with the sending countries in finding a solution to this problem acceptable to both sides.
Understandably, the growing scale of labor migration increases the remittances from migrants. Today, the African continent’s share of the total
official remittances from migrants is relatively small, 15%, with Tropical
African countries taking 5% only. The principal beneficiaries of remittances are Egypt, Morocco, Tunisia, Nigeria, Sudan, Uganda, Lesotho,
Senegal, and Mauritius. Remittances make a significant contribution to
many countries’ GDP. The most impressive examples are Lesotho, with
23%, followed at a distance by Cape Verde (13.5%), Burkina Faso (6%),
and Benin (4.5%). In 2003, the African continent received nearly
$14 billion in remittances from migrants through official channels. The
banking system in African countries being inadequate, a considerable part
of remittances is sent through unofficial channels. Preference is also given
to unofficial channels because of the high costs of official transfers, at times
reaching 10% to 15% of the remittances. World Bank experts suggest that
unofficial remittances to African countries are two to three times the
amounts remitted officially.28 In Uganda, as an extreme case, official remittances claim a share of only 20% of all the money entering the country
from emigrants.29
Migrants’ remittances are of substantial help to their families. To give
an example, more than 400,000 farmhands in Burkina Faso alone migrate to
other countries, most of them to neighboring Côte d’Ivoire, in search of
jobs. The money they remit back home help their families to survive. Remittances go to pay for foodstuffs, school or medical services, purchase cattle, plows or farm machines, mills or stores, make investments, buy land for
crop farming, build houses, and so on. Remittances flow in by two methods
official and unofficial. The official method uses post offices, banks,
money orders, and services of specialized companies, such as Western Union. In 2000, the International Bank of Burkina Faso started working in cooperation with a bank in Côte d’Ivoire on a project to enable migrants from
Burkina Faso to open bank accounts in Côte d’Ivoire for remitting their
savings back home. Until a bank account owner returns home, his funds are
remitted to a relative or friend. In the other, semiofficial or informal
method, money is given to a friend, relative or an acquaintance returning
home and agreeing to deliver it to the addressee. Occasionally, the money
entrusted never reaches the addressee because the carriers are robbed on the
way back home, or payoffs are extorted from them by the authorities (at police stations, checkpoints, customs, by military police or army patrols, who
subject them to numerous body searches and confiscate their documents
that they have to buy out).
In recent years, hawala has become a widespread and popular money
transfer system. Hawala is a fast, very economical, and reliable method of
delivering migrants’ remittances worldwide, best suited to low-income
people. In contrast to bank transfers, hawala dealers (hawaladars) usually
charge a fee within the range of 0.25% to 1% of the transfer amount. Tracing what happens to the money sent through hawala will help one understand why hawala is so attractive. An immigrant from Burkina Faso pays a
part of the amount he wants to remit to a hawaladar in Côte d’Ivoire who,
in turn, communicates the recipient’s name and code word (most frequently, a banknote number) to a hawaladar in Burkina Faso. The next day,
the migrant’s money is delivered to his native village, where the recipient is
required to name the code word to be given the money. It all appears as
though the money sinks in at one side of the border to float up, without any
inconveniences, on the other side. In the case of migrants’ remittances,
family relations, ethnic ties, and personal relationships between a hawaladar and a migrant make this system even more convenient and casual.
Flexible working hours and proximity of a hawaladar are valued highly by
migrant communities. To win customer loyalty, hawaladars could request
their opposite numbers on the other side of the border to deliver the money
to recipients even before the migrants pay up. Besides, traditions encourage
working migrants to remit their earnings through the hawala system to
avoid causing inconveniences to their family members. Many migrant
communities are made up of men only. Their wives and other family members stay behind in their native land, maintaining few contacts with the outside world as tradition prescribes. A trusted hawaladar known in the village
and familiar with the rural code of conduct is an acceptable intermediary
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who protects the women against direct business contacts with banks and
other agents.
Upon return home, the migrants invest their remittances in export or
import businesses, transportation companies, or hotels. A majority of large
hotels in Ouagadougou, the capital of Burkina Faso, belong to people who
lived abroad for many years. So do transportation companies, too.
A similar situation exists in other African countries as well. Remittances
play a significant role in the life of society in many of the continent’s countries. For millions of poor African families, they contribute nearly a half of
their overall money incomes, which they spend to improve their living conditions, buy consumer goods, invest in their own businesses, and pay for
education and health care.
Aside from economic motivations, migration is caused by political reasons (warfare and ethnic strife) and environmental disasters (droughts,
floods, and so on) both produce streams of refugees. A virtually permanent political instability in Africa’s various subregions makes these streams
a very prominent component of migration in general. Between 1960 and
1986, the number of forced refugees rose by a factor of 13, from 300,000 to
4 million. According to several estimates, the number of African refugees
rose to the extent of 20 to 25 million by 2004. The scale of this phenomenon puts Africa far ahead of other regions every second refugee in the
world is an African.30
Typically, most refugees lack the money to travel far. This fact, and
their desire to be back home at the earliest opportunity, drive them to look
for safe haven in their own country, in the first place (internally displaced
persons, or IDPs), or, if they find none, cross into neighboring countries. In
the 1990s, Ethiopia provided refuge to nearly 300,000 Somalis, and Zaire
(now the DRC), gave safe haven to 676,000 refugees from neighboring
countries, particularly Rwanda. Of all African countries, Guinea gives asylum to the largest number of refugees. In the early 2000s, it hosted approximately 800,000 refugees, most of them from Liberia and Sierra Leone,
or 10% of its own population.31 Only a small part of this multitude of
forced migrants left the continent with the status of “asylum seekers” and
“refugees.”
In the last few years, there has been a significant increase in illegal migration from Africa to Europe. The European Commission estimates the
number of illegal immigrants, many of them from Africa, living in 15 EU
countries at 3 million to 5 million.32 African migrants attempt to reach
Estimates of their number in Angola in 1997 placed it at over 1.2 million out of
the country’s total population of 12.2 million; in Liberia, where civil war continued
for many years until 1997, a third of the population fled their homes at one time or
another; and in Somalia, internal migration involved up to three-quarters of the
population (Africa South of the Sahara, 2001, L., 2000, pp. 163, 659, 1024).
Europe’s southern shores from Libya, Algeria, and Tunisia. The route from
Morocco to Spain across the Gibraltar Strait (13.9 km wide) has become
one of the favourite choices in recent years. Between 100,000 and
120,000 illegal migrants, 35,000 of them from Tropical Africa, cross the
Mediterranean every year.33 Illegal migration has become a real scourge for
Libya as well. In 2005, the authorities arrested over 40,000 illegal migrants.
Attempts by citizens of African countries to reach European countries from
Libyan territory are reported almost daily. Immigrants planning to escape
further north make up almost 20% of the country’s population. In 2005
alone, the Libyan authorities uncovered and broke up more than
40 organized crime rings ferrying illegal migrants from Libya to other
countries.34 As a general rule, migrants are carried in the holds of freighters
or small, old ships. Hundreds of migrants die before they land in Europe.
Illegal migration is causing concern in the EU by related threats and
risks. Above all, illegal migration poses a challenge to employment and the
labor market. The influx of illegal migrants erodes a country’s sovereignty,
legal system, and internal security, and throws doubts on its ability to control entry and exit traffic. Frequently, illegal migration encourages crime,
particularly smuggling and trafficking of narcotics, weapons, and people.
European countries also face the threat of terrorism and extremism practiced by foreigners, including their membership of organizations endangering the security of European countries.
Illegal migration is a greater evil for southern EU countries than it is for
other EU members. The south European countries that were recently the
chief suppliers of labor in Europe found themselves, in the late 1990s and
early 2000s, flooded with hundreds of thousands of illegal migrants, converging mostly on Spain and Italy (1.5 million) and Portugal (nearly
300,000). In 2005, these countries made countless attempts to sort out their
migration worries with Morocco and Libya, the chief transit countries. The
problem is complicated by the fact that Spain has two enclaves, Ceuta and
Melilla, on the northern coast of the African continent. In 2004,
55,000 illegal immigrants attempted to enter the enclaves, and another
16,000 were intercepted by the Spanish Navy, which captured 740 boats
and motorboats.
The Italian island of Lampedusa, 300 km north of the Libyan coast and
200 km south of Sicily, is another gateway from Africa to the European
Union. In 2004 and 2005, 30,000 illegal migrants were arrested on the island.
To keep away illegal migrants from Black Africa, an Atlantic Wall was
set up in 2002. It is a system of comprehensive surveillance over the sea
expanses between the Canary Islands in the south and the Spanish province
of Andalusia. The system comprises 25 tracking stations, 20 mobile radar
complexes, and as many patrol ships. The European Union paid 300 million
euro for putting the Wall in place. The Wall, however, restricts the penetra-
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tion of illegal migrants to Spain from the Atlantic only. The main routes
followed by migrants to reach Europe, however, begin on the coasts of
West and East Africa. In the west, migrants from Liberia, Côte d’Ivoire,
Ghana, Togo, Benin, Burkina Faso, Nigeria, Cameroon, and the Western
Congo converge on the town of Agades in Niger, from where they move on
along three routes to Libya, Tunisia, and Algeria. Once in Libya and Algeria, they try to find a way to cross over to Malta or Italy. Otherwise, the
same stream that reaches Algeria flows on to Morocco, and then crosses the
Gibraltar Strait to Europe. They stay on for some time at an illegal camp,
Magnia, that arose spontaneously at the Moroccan border. From there, migrants cross the border and head toward Ujda (Uida), a township known as
the unofficial “capital of illegal migrants.”
In East Africa, Khartoum, the capital city of Sudan, serves as the rallying point for migrants from Uganda, Rwanda, Burundi, Somalia, and
Ethiopia. The route then follows to southern Libya, where the migrants split
into two streams, one of which attempts to cross over from the Libyan port
of Benghazi to Malta or Lampedusa, and the other tries to reach the same
destinations starting out from Tripoli.
A migrant from Tropical Africa needs 12 to 16 months, on average, to
reach Europe. It costs him about 2,000 euro to proceed along the route that
is controlled by criminal rings, which have made the guiding of migrants to
Europe their exclusive trade.
To back up its Atlantic Wall, the European Union is trying to build a
network of camps in Libya, Algeria, Morocco, and Tunisia. So far, Libya
alone has agreed to have such camps or centres, where the EU immigration
service is going to examine migrants’ applications for the refugee status or
temporary permits to live in Europe. Migrants who do not qualify for either
will be sent back home or allowed to remain in the camps for indefinite periods. Many migration experts have doubts about such centres becoming an
effective way to control illegal migration.
In the talks it conducts with African countries the EU has always insisted on preferences it was ready to offer them being reciprocated by their
obligations to migrant readmission (return of illegal migrants to the last
non-EU country from which they arrived). Readmission agreements have
been signed by Spain with Algeria, Morocco, Mauritania, and Nigeria, and
by Italy, with Algeria, Libya, Morocco, and Nigeria. Generally, the South
European countries insist on tougher migration policies. Their efforts are
blocked, however, by more remote countries such as Sweden, Denmark,
and Norway.
At present, 80% of Europeans support stricter controls on the European
Union’s outer borders, although 56% of them have nothing against foreign
workers and professionals coming to the EU on invitation.35 Opinion polls
show that Europeans are coming out increasingly for the need to protect
their own culture and their lifestyle.
Critics of tougher migration controls argue that controls would be inadequate in achieving the desired effect, and put forward an alternative
the West as a whole would help itself by helping Africa to proceed with its
social and economic development in order to create employment opportunities on the continent and gradually raise the living standards that would reduce the scale of intercontinental migration.
Viewed in general terms, while the influx of legal and illegal migrants
from African countries into Europe and America has helped to ease the
shortages of labor in low-paying industries of the developed countries’
economies, it has caused many socioeconomic problems.
The ethnic enclaves of immigrants from African countries have been integrated into the social, political, and economic structure of the receiving
countries as closed communities unassimilated with the national environment, and yet claiming all the social services available in these countries.
What is more, these enclaves serve frequently as home base for fastgrowing criminal rings, shadow economies, and, at times, even terrorist operations. All these darker sides of the ethnic enclaves brought ethnic conflicts in the receiving countries to a head in the late 1990s.
It would certainly be an exaggeration to contend that all immigrant
communities tend to isolate themselves within enclaves. As a basic framework for recent-wave immigrants, enclaves are not the only choice available, and the assimilation principle is as valid as ever. A rising number of
mixed marriages is one of the reliable criteria supporting this statement.
This opposite trend does not, however, alter the overall pattern of the newcomers’ increasing isolation. This is largely due to the fact that new migrants arrive regularly to join the existing ethnic communities. Besides,
these communities have very high natural growth rates far exceeding the
receiving country’s average.
The European Union probably needs a new concept that looks at migration in the positive, instead of negative, light. It is perfectly clear that drastic constraints on migration will not be of any benefit to the economic and
demographic situation in Europe and other developed countries. Rather
than trying to keep immigrants away, the EU might do better by controlling
immigration in accordance with its labor needs through encouraging labor
influx and restricting illegal migration, and, at the same time, addressing
the causes behind the Africans’ torrent-like exodus from their native countries.
Robert Kaplan, writing in his famous 1994 book, “The Coming Anarchy,” predicted a worldwide crisis caused by the dissolution of West African states, followed by a powerful “immigration explosion.” Migrants from
Africa, he wrote, would be trying to reach the prosperous Maghreb countries and Europe. His predictions are coming true today. The demographic
explosion on the African continent is accompanied by collapse of governments and mass-scale migration of the population. A solution to this prob-
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lem can only be found when economic and social development of African
countries resumes, which is only possible by the joint efforts of African
countries and the world community in general. These efforts might start out
from the world’s considerable “negative” experience of assistance to African countries. The most significant international assistance programs operate today in Burundi, Côte d’Ivoire, Congo, Sudan, Sierra Leone, and Liberia. An analysis of their setbacks shows that the region’s countries that have
emerged from an internal crisis need more than short-term programs designed to produce immediate results they need comprehensive assistance
for many years.
_______________
Notes:
1. www.gsim.org.
2. Ibid.
3. www.unfpa.org/modules/briefkit/English/ch05.html.
4. www.worldbank.org.
5. Africa Renewa. N.Y.: United Nations Department of Public Information,
Vol. 19, No. 4, January 2006, p. 16.
6. www.ilo.org.
7. “Global Economic Prospects. Economic Implications of Remittances and Migrations.” Washington: The World Bank, 2006, p. 6.
8. Stalker, P. “Workers without Frontiers: The Impact of Globalization on International Migration,” New York, 2000, p. 59.
9. Human Rights Watch World Report. 2005. Africa: Overview.
http://www.hrw.org/wr.Africa.html.
10.
.
//
2002. – .,
2002. – . 60-62. [Potyomkin, Yu.V., “Migration in Africa.” In: African Countries
2002, Moscow, 2002, pp. 60-62.]
11. “Exploitation and Abuse of Children Migrant Workers.” Booklet 4.: ILO,
2004, pp. 15-16.
12. www.sas.upenn.edu/African_Studies/Country_Specific/Benin.html.
13. http://www.hrw.org/wr.Africa.
14. www.sas.upenn.edu/African_Studies/Country_Specific/Burkina.html.
15. Ibid.
16. www.sas.upenn.edu/African_Studies/Country_Specific/Nigeria.html.
17. Stalker, P., Op. cit., p. 236.
18. “International Migration Policies,” p. 154.
19. www.gov.bw.
20. www.libia-olafur.com.
21. www.edt.it/lonelyplanet/microguide/text/054/
22. www.indexmundi.com/es/libia/
23. C. de Wenden, “L’immgration en Europe,” Paris, 1999, p. 32.
113
24. According to data of the Seventh European Regional ILO Meeting (Budapest, February 14-18, 2005).
25. www.wdsbeta.worldbank.org.
26. “Global Economic Prospects. Economic Implications of Remittances and
Migrations,” Washington: The World Bank, 2006, p. 91.
27. www.gsim.org.
28. “The Development Dimension of Migrant Remittances.” In: Migration Policy Research, No. 1, June 2004, p. 13.
29. “Global Economic Prospects. Economic Implications of Remittances and
Migrations,” Washington: The World Bank, 2006, p. 56.
30. www.worldbank.org.
31. C. de Wenden, “L’immgration en Europe,” Paris, 1999, p. 68.
32.
.
//
. – 2003. – 26
. [Nikolaev, D., “Europe’s Unified Border Service.”
In: Nezavisimoye Voyennoe Obozreniye (Independent Military Review), July 26, 2003.]
33 www.gsim.org.
34. www.libia-olafur.com.
35. www.imo.org.
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*
The Report was initially delivered at the Russian Academy of Sciences Presidium Meeting on January 22, 2007.
High social stratification;
Large-scale corruption at all levels of power, nepotism, clan character of
society;
High crime rate in society;
Degradation of the traditional system of values, thriving consumerism,
destruction of national traditions;
Undefined borders combined with separatism, interethnic contradictions
and local conflicts;
The use of armed forces for solving domestic problems.
Wouldn’t it be useful for Russia in these conditions to look into the African mirror from time to time? Wouldn’t it be useful to compare development trends in Russian and African societies so different in nature?
I could have enumerated the different features of Russian society compared to those of the South, but this is beyond the limits of my discourse.
The G8 countries, the post-industrial countries, or the so-called North,
pay more and more attention to the South. It can be explained by the fact
that about three billion people on the globe live in abject poverty, on less
than two dollars a day. The poorest of them live in Africa, about
300 million live on less than one dollar a day. The difference between the
most developed countries and the less developed ones is simply unbelievable – about 300 times.
Can we regard the actions of the G8 as charity, altruism? Not at all. The
point is that the global interests of mankind demand the liquidation of this
crying inequality, these “black holes” which breed terrorism, drug trafficking, and slave trade.
Now, let us agree on the terms. What do we mean by the “North” and
the “South”? Otto von Bismarck, the German Chancellor of the latter half
of the 19th century, once said: “Whoever utters the word ‘Europe’ talks
nonsense”. He meant that Europe was a purely geographical notion, but the
countries and peoples of Europe were so divided culturally, civilizationally
and historically, their development levels and the interests of their ruling elites differed so greatly, that it was simply impossible to speak of Europe as
a single whole. He was right, to a degree, because after his epoch Europe
was torn apart by two bloody wars which resulted in enormous number of
victims and immense losses. Now it is possible to speak of Europe as a single whole (in any case, of Western and Central Europe, and partly, of East
Europe), as a single economic entity. But, using Bismarck’s words, whoever utters the words “the Third World” or “the South”, also talks nonsense.
Old terms become obsolete very rapidly, and using them one should mention their conditional character. Let us agree that we shall use the word
“North” to denote North Atlantic civilization, that is, the countries of Western Europe, the United States and Canada, and, naturally, Australia and
New Zealand. Until recently, although it is now questionable, highlydeveloped Japan, which is the second largest economy in the world, was
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THE “NORTH-SOUTH” RELATIONS IN THE CONTEXT
OF THE G8 ACTIVITY*
Alexei Vasiliev, Director
of Institute for African Studies,
Corresponding Member
of the Russian Academy of Sciences
In this hall are scientists and scholars engaged in solving the pressing
problems facing our country: from the creation of missiles, nanotechnologies and biotechnologies to the calculations of economic construction. They
may look at and listen to me with surprise and ask: “What do we need Africa and African research for?” To this I shall give a short and categorical
answer: “We need Africa more than it needs us”. We believed that the great
size of our country determined its inexhaustible natural resources. We have
a shortage of manganese without which there can be no ferrous metallurgy.
But there is manganese in Africa. We have a shortage of chromium necessary for the production of pipes used in power transmission and production.
But there is chromium in Africa. We have a shortage of bauxites, we import
copper and uranium from Central Asia. It is necessary to examine how
much it costs; perhaps, it would be cheaper to buy it in Africa. We have a
shortage of some rare-earth metals, like niobium. But there are such metals
in Africa. We need cotton, not only Central Asian, for our industry. In Soviet times we caught tremendous quantity of fish in the African waters. We
used to be on a par with Europe in the per capita consumption of fish –
20 kilos. Now the figure is eight. We consume tea, coffee, cocoa, bananas,
oranges and other tropical and subtropical products. This short list shows
why we have to tackle the problems of the North-South relations within the
G8 framework, or outside it. Besides, the best proof of why we should do
this is provided by the results of China’s African policy.
In 1990 China’s trade turnover with Africa was about one billion dollars, and the year before last – about 40 billion. The figure for last year, I
think, is still bigger. It is planned to increase it to 100 billion dollars in
2010. Our trade turnover with Africa is about five billion dollars, according
to the data of the customs services.
But this is, as it’s said, an introduction.
I would like to mention some of the features of Southern society:
Predominantly raw-material character of export and production;
Low indices of the level and quality of life, low longevity and high
death rate;
being included in this group. At present the North gives about two-thirds of
the world’s GDP – the United States and Europe claim about half and half.
This region has entered into the so-called post-industrial development
stage, the economy of knowledge, one might call it “information society”.
Along with it, there is now East Asia – new industrial states with rapidly
developing China as their centre. They produce industrial goods and consume knowledge acquired elsewhere. Even in Japan, which will apparently
join this region, the import of innovations and knowledge is eight times
bigger than their export. This proportion is still higher for China. Another
centre is India, which is also developing very rapidly, but has not yet become China’s rival; the gap between them is some 15 to 20 years. But the
specific features of its development lie in the production of information
technology items and in incomes earned from the so-called outsourcing (a
new term meaning transfer of certain operations, including those in the field
of information technologies, on contract). There is the region of Eurasia,
that is, the former Soviet Union and Soviet republics. But this is a special
subject. There are the South and the Deep South. They include Africa, Central America, Albania, Bangladesh, Afghanistan, Laos, Cambodia, and certain other countries. They have mainly biospheric economies, that is,
chiefly agricultural production on a scale detrimental to the environment.
There is much talk at present about assistance to the countries of the
South. I’d like to repeat that the term “developing countries” cannot be applied to many states of the South. These are “non-developing” countries. In
many of them the per capita GDP has been falling during the past 40 years,
and the main problem facing them is not only abject poverty, but also the
disintegration of society. This means that the state in African conditions
turns into an “antistate”. One of its functions is corruption and the plundering of the population, but not service to society. Africans realize this only
too well, and this was why a programme has emerged with the designation
“NEPAD” (“New Partnership for African Development”). It emphasizes
the responsibility of the Africans themselves for a solution of their problems in partnership with the North.
Since the late 1990s the G8 has paid more attention to Africa at its
meetings. At the meeting in Genoa in 2001 the G8 decided to cooperate
with Africa on the basis of the NEPAD programme. At the meeting in
Gleneagles (Scotland, 2005) a plan of actions for Africa was adopted which
envisaged a programme of fighting poverty and assisting a steady development of the continent. At the summit in St.Petersburg the three main topics
were infectious diseases (above all, HIV/AIDS), education and energy security, which had direct bearing on the problems of the South.
Back in 1755 Adam Smith wrote that peace, light taxes and more effective and decent administration of justice were necessary for economic development. These maxims of his, though slightly modified, are still applicable to African reality. Africa has been torn apart for decades by wars be-
tween states and civil wars. Conflicts engulfed almost 20 percent of its territory, they resulted in millions of victims, 20 million refugees and displaced persons. There could be no talk of any normal economic development in these conditions. But the efforts of the world community, the G8
above all, have extinguished conflicts, stopped the civil wars in Angola, Liberia, Sierra Leone, the Democratic Republic of Congo (the former Zaire),
and brought to a halt the war between Ethiopia and Eritrea. The situation
has improved, although conflicts are still going on, in the Horn of Africa, in
Sudan (Darfur) and in Chad. The African stand-by forces as well as international centres for training the peace-keeping forces in Africa and other regions are formed with the help of the G8. The UN organizes the Central
Fund for quick response. Economic indices are improving.
Measures are taken for organizing a more effective management in the
introduction of democratic principles. (Remember Adam Smith’s words
about more effective and decent system of justice). The UN Anti-corruption
Convention has come into force with the support of the G8. Efforts continue to increase the mutual responsibility and accountability of African
countries.
Investments are made in the development of human potential, including
the fight against HIV/AIDS, and the development of education and scientific research in Africa.
Steps are undertaken to encourage development through improving the
conditions of foreign trade, and a decision has been adopted to increase official aid to development. In 2005 it amounted to 107 billion dollars for the
entire world, 75 percent of this sum was provided by the G8 members. Africa received 25 billion dollars, and the amount is planned to be doubled by
2010. All debts of the poorest countries have been written off.
It would seem that all this information should sound like a bravura
march. However, why do we think that the UN Millennium Declaration
adopted in 2000, which declared that the level of poverty on our planet
would be reduced by 50 percent by 2015, will not be fulfilled? Why are the
poor in Africa the poorest people in the world? Why have the new industrial countries achieved the greatest economic successes, although democracy there is far from exemplary? Why is Vietnam, which receives very little official assistance to development, moving forward more successfully
than “the best proteges of the International Monetary Fund” in Africa?
There could be more questions than answers. But by asking these questions one is plunging into an abyss of more complex problems which touch
on the character of the present world order and its future, globalization and
protests against it, and civilizational characteristics contributing to or obstructing development.
What does Russia do within the G8 framework? Russia has written off
about 12 billion dollars’ debts of African people and has announced that it
intends to write off another 750 million dollars. (For the moment more than
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16 billion have been written off. – A.V.) But this should not be taken as
charity. First, nine-tenths of the African debt to Russia has been formed as a
result of arms deals. Nobody ever pays for the borrowed bullets, moreover,
bullets that have missed the target. Besides, nobody knows the real cost of
the military hardware which have been left to rust in depots, and then given
over to somebody else. If a tank, which could in another case be remelted,
was bartered for several tons of bananas, this was a good result, too. And
so, Russia has written off these debts and 750 million dollars more.
Contributions to other programmes which Russia makes are not comparable with those of western countries and Japan. But Russia invests tens of
millions of dollars in the programme of fighting infectious diseases and certain other programmes.This policy is justified. When we, following the
course of political correctness (I have done this time and time again), discuss programmes of aid, we usually neglect one essential aspect, namely,
what part of this aid later returns to the economy of the donor-countries.
Some figures are well known. During about forty years Africa has received
some 550 billion dollars’ worth of aid. In the same period Africa returned
to western economies in the form of repayment, interests on debts, transfers
to western banks by the corrupt elites, investments in real estate, shares and
bonds about the same sum – 500 to 550 billion dollars. At present Africa
owes countries of the North around 250 billion dollars.
Certain things are not mentioned also due to political correctness. The
North ignores the task of putting an obstacle in the way of transferring the
money of the corrupt elites to banks and to real estate, virtual or real, in the
West. Because this is actually “the buying up of the stolen property” in colossal amounts. Russia could objectively be interested in this, too. Because
the “buying up of the stolen property” from Russia is tens of times greater
than the return of the stolen money to the Russian economy. According to
some data, Russia has lost in the years of our “great reforms” from 200 to
400 billion dollars.
Another problem really important to Africa is the opening of markets
for its commodities, above all, agricultural products. Naturally, the North
could get along without its agricultural products. Oranges can be grown in
California and Florida, peanuts in the southern states of the US. But it is a
fact that developed countries grant subsidies and privileges to their agriculture in various forms to the extent of 300 to 320 million euros annually.
This exceeds many times over their aid to the South. As a result, African
products are not competitive.
At present a subsidy per one cow in Europe is about 2,000 euros, which
is 15 times larger than per capita income in Ethiopia. And here is another
important detail: a considerable part of aid has been channeled to the poorest countries, yet these countries have registered the lowest development
level and the lowest growth, or even the reduction, in the GDP. This means
that they have been sitting on the “drug” of aid, embezzling it mercilessly.
This creates another problem, namely, how to distribute aid and control its
effectiveness. The G8 should also deal with it. Indeed, debts of the poorest
countries have been written off, but if they make new debts, the result may
be the same.
Serious problems of the future world order also arise in the North-South
mutual relations. Prior to Russia joining G7, this group actually was the
headquarters of the NATO countries headed by the United States plus Japan
connected with it by allied relations. This was something like an empire, although it is rather dangerous to use old, obsolete terms in relation to new
realities. And in answer to the requirements of this group of countries, the
neoliberal theories of the withering away of the state have emerged. Indeed,
European states have transferred an insignificant part of their state functions to suprastate structures, although it is too early to speak of a political
confederation of Europe. As to the countries of the South, their future,
namely, the direction and character of financial flows, is decided not at
their government and parliament level, but mainly at the financial offices of
Washington, London, Paris and Frankfurt.
It is claimed that the Westphalian system has come to an end. Let’s recall that according to the Westphalian Peace in Europe in the 17th century,
the right of states to exist as sovereign entities, without outside interference,
say, the interference of the Emperor of the Holy Roman Empire, became
universally recognized. So, it is too early for the big countries to speak of
the withering away of the state. Much has been said of the superfluous nature of states in Africa, because they were alien to the local people, their national interests, mentality and civilization. But it turned out that there was
simply nothing to replace the state, even a weak one, in small African countries.
Tens of thousands of non-governmental organizations and non-state
subjects operate in the international arena. The main ones of them are
transnational companies. In their economic and financial might some of
them even surpass the aggregate GDP of, say, the states of Central Africa,
or even South Africa. In international relations when certain problems are
discussed, the formal democratic rule: one person – one vote, is now replaced by the rule: one dollar – one vote. In this connection the question
arises as to whether such situation is rational, let alone moral, in the world
order, under which 200 richest families with an aggregate capital of about
one trillion dollars exist side by side with three billion people living on one
to two dollars a day. So far, there are no appropriate legal standards determining the framework of the activity of transnational companies.
The future of the backward countries is really unpredictable. When we
talk of the post-industrial countries, though this term is rather imprecise, we
know that three quarters of the growth in the GDP there are due to scientific
discoveries. This means that the next social transformation is already going
on there. But we do not know in what form the new class, or social group of
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intellectuals, that is, scientists, responsible for this additional GDP will
emerge. As is known, about five percent of the population can be engaged
in research work. As far as Africa is concerned, it is facing the task of
jumping over the wide gap separating pre-industrial society from postindustrial society. It is a fact that a several African countries are deindustrialized, which is partly due to Chinese competition, for instance, in
the production of textiles and ready-made garments.
An answer to globalization in its present form would be the development of network structures, which will result in a greater flexibility of
“transnational actors” in the international arena. Network structures of a
criminal type and entire criminal communities emerge whose incomes are
comparable with the gross national product of countries of an average development level, like, say, Spain. Network structures emerge whose aim is
to destroy this world of ours by means of terror. “Al Qaeda” is not a vertically ruled organization . It has one inalienable resource – motivated selfdistruction. It’s not for nothing that Pope John Paul II, in one of his encyclics, called it “the culture of death”. In Africa, if a state fulfils just one antinational function and corruption becomes its main function, society disintegrates and becomes ungovernable, chaotic and closely connected with the
world criminal community.
This situation can only be overcome by the joint efforts of representatives of the countries of the South and the G8.
A theory has emerged (in Russia, too) that colonialism is returning under the guise of protectorates with the consent of Africans or Asians themselves. (We should recall that neocolonialism has never disappeared). However, one important factor is overlooked, namely, that changes, even blissful changes, cannot be foisted upon nations from outside, especially with
the use of force.
Let us turn to recent history. The British Empire was one of the most
successful empires in the history of mankind. In the early 20th century
peace and stability in many countries of the world with the population of
about 400 million were maintained by the armed forces numbering
240,000 men. This is less than the armies of the coalition which invaded
Iraq. But the insulted national dignity of the elites and popular masses, perhaps, were the main driving force in the anticolonial struggle. Just remember the speeches of the great orator Gamal Abdel Nasser half a century ago.
One of his key words was karama – “dignity”. What was the result of Arab
nationalism is quite another question. But it will be impossible to return to
open colonialism.
Is any new imperial structure possible in the modern world? I think not.
The point is not only the appearance of real rivals of the United States, such
as China with its rapidly growing economy, interconnected with Taiwan,
Hong Kong and Singapore. To boot, Europe now is not a satellite of the
United States, but its real rival economically. The point is that it is impossi-
ble to force one’s own order, one’s own values even on weak countries with
the use of arms. American failure in Iraq is well-known to all. Here I’d like
to recall a little-known fact of an event which took place in Africa over
100 years ago. When the British invaded the small territory of Benin, they
destroyed the royal palace along with unique Benin bronze, which was actually an unwritten history of the country and its people, and banished the
sacred king. However, the British could not rule the country properly and
after 25 years were forced to call back the son of that sacred king to the
throne. He was the embodiment of the sacred forces and the spirit of ancestors, although many of his subjects had become Christians by that time. The
British invaders were unable to rule the country without this sacred king.
His role can be compared with that of Dalai Lama in Tibet. By the way, we
have visited Benin and the residence of the sacred king. It was the first visit
of Russians in the 600-year-long history of this dynasty. The sacred king
studied at Oxford and spoke perfect English. Our group included Doctor
Bondarenko, a young africanist, who presented the king with his books, the
world’s best, about his dynasty and his country.
I shall not dwell on many problems of the North or the South. I’d like to
mention that the US failure in Iraq means the beginning of the end of the
neo-imperial American policy. The United States is facing more serious
problems than that of Iraq – economic, financial and others.
I’d like to dwell on another aspect. The G8 renders assistance to certain
countries of the South. But the main mechanism of development, the main
factor of progress of these or other countries is not mentioned. It is customary to talk of Puritan ethics which was the driving force of capitalism (we
mean work, ascetic life, service to God, accumulation of capital). Activity
was based on rationalism, discipline, and accurate book-keeping. It was
presumed that the main figure, the centre of society, was the individual,
man, and the main ideology was individualism. Its ideas took shape during
the period of Renaissance and Reformation, and were then developed by
Hobbes, Locke, Rousseau and Montesquieu.
I don’t say that in modern western (northern) society these ideals are replaced by the ideals of hedonism, or consumer society (incidentally, if
China follows the American way of life, the environment will collapse. But
this is a separate subject). It was presumed that only these ideals of western
(northern) society could encourage and help the rest of the world to develop. In other words, all should follow the social, economic, political and
ideological model of the United States and Europe.
But neither individualism, nor private ownership, nor personal freedom
has ever been the foundation of the existence of society in the East or in Africa. The combination of the producer with the means of production was a
function of power, or community, team, corporation, tribe, brotherhood or
caste there. People differed from one another not only in the presence or
absence of property, not only in individual talents and abilities, but also in
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their social role and place in society to which they belonged both vertically
and horizontally. In our days, too, African, Arab or Indian in society is
rather a collective being, a member of a tribe, a family to which he or she
belongs. The prestige and influence of the individual is determined, above
all, by his group. Its power, both collective expressed by public opinion,
and personified can be made sacral by religion or custom, or both.
The social system of the Orient presupposes patriarchal and patronagecliental relations, which were laid down in China by Confucius: “The Father should be father, the son – son, the emperor – emperor, and the subject
– subject”. In other words, the father teaches the son, guides him, passes on
to him his mores and morals, and at the same time is responsible for him,
and the son, taking everything from his father, is also responsible to him,
has to continue his business, take care of his family, his parents in old age,
etc. The same is true of the emperor. Similar patronage-cliental system exists in the biggest corporations of Japan – “Sony” and “Mitsubishi”, and the
well-known Korean “chebols”. These relations are quite natural for Africa.
Can they be an obstacle in development? If a man of some tribe becomes a
minister, it would be unbelievable that he would not appoint his fellowtribesmen to important and lucrative posts, or would not place profitable
orders with his tribesmen doing business.
I would call African society multi-dimensional and multi-patterned, but
not multi-structural. Why such a definition? Because man can exist in different dimensions; a government official who has graduated from Oxford or
Sorbonne, might share democratic views and western ideals. Being a government official of a repressive state apparatus, he acts contrary to his ideals, but within the framework of his functions. But outside his office, doing
business, he can act according to the market laws, rather a corrupt market
connected with access to state benefits. But at the same time he is a member
of a tribe, witchcraft alliance or Sufi brotherhood, and this is why he must
share his opportunities with other members of this body. Moreover, he may
have to submit to the leader of this social group. Such are the real conditions of African life.
But if African society is a multi-dimensional, multi-patterned one, then
the Marxist premises which we adhered to for quite a long time cannot be
applied to it. Marx wrote that a definite form of the development of production, exchange and consumption evolves a definite social system, a definite
type of the organization of the family and sections or classes of civil society. This definition is incorrect at the present stage of social development.
Take the problem of migration. One of the reasons for the competitive
weakness of North Atlantic civilization, that is, Europe plus America, as
compared with China and India, is that the white population is dwindling.
Immigration is necessary, but it will result in increasing the number of
newcomers from the South in the centres of the North, changing its national
identity and confessional composition, to say nothing of the colour of skin.
This is why obstacles are raised in the way of this migration. A contradiction arises between the proclaimed principles of freedom, free trade and the
movement of capital, on the one hand, and the free movement of workforce,
on the other. Thus, a system of global apartheid has emerged, which collapsed in South Africa. Things are simpler among the Chinese or Indians.
Attendants, street-, office-, windows-, toilet-cleaners will be either a Chinese or an Indian. Both China and India draw human resources from the colossal reserves of low-paid workforce, which Europe and America are so
short of. Despite the birth control measures, China has a population surplus
of 13 million each year, and India’s population growth is even greater.
However, this will be their advantage for several decades ahead.
A question arises whether I am a pessimist or optimist with respect to
Africa. There is “afropessimism”, that is, nothing will come out of any assistance rendered it, Africa is a “black hole”, etc. On the contrary, according to “afrooptimism”, if this assistance is 100 billion dollars a year, everything will come out all right. I regard myself an “afrorealist”, claiming that
no matter how complex the fate of the continent is, its problems can be resolved.
An old Russian jocular question – “What would you like: Constitution
or sturgeon, horseradish sauce?” will be in an Afro-Arab context as follows: “What would you like: democratic freedoms or a plate of kus-kus?”,
that is, economic upsurge and higher standards of living. Naturally, the answer of the overwhelming majority of the population will be in favour of
the latter, that is, enlightened authoritarianism ensuring social and economic progress. By enlightened authoritarianism we mean a regime oriented to socio-economic development, restricting democracy, yet observing
the basic human rights.
Do African misfortune and misery mean that Africa hopelessly lags behind the modern world and has lost the ability to solve its own problems
forever? History shows that the superiority or domination of one or another
country, region or civilization is a temporary, transient phenomenon. Just
remember the Ancient Roman historian Tacitus who spoke of the Germans
as dirty, undisciplined barbarians incapable of leading a civilized life. It
was only yesterday or the day before that pessimistic assessments prevailed
concerning some Asian countries. The Nobel Prize winner Gunnar Myrdal
asserted that the economic future of China and India were simply hopeless.
But the world is changing and the prophets of yesterday are being proved
wrong. If one takes long periods and thinks not about years, but decades,
one may presume that Africa has a future.
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THE AFRICAN UNION AND RUSSIA*
First published in Vostok (Oriens), 2007, No. 5, pp. 118-126.
The results of the activity of the OAU, and also the first steps of the AU were
analyzed in Yu. Potyomkin’s article “The African Union: Eventual Reality or Vain
Troubles?” [Vostok (Oriens), 2003, pp. 96-109].
of African states along with the development of globalization, the further
aggravation of poverty, inter-African armed conflicts, and socio-political
stagnation.
Heated debates arose among African leaders on the problems of the
competence of the new union, its structure, and the principles and methods
of its work. As it is now, just as the OAU 45 years ago, the AU is an unstable compromise between the “maximalists” and “minimalists”. The chief
“maximalist” was the Libyan leader Muammar Qaddafi. Speaking at the
OAU summit in Algiers in July 1999, he insisted that the new union should
adopt the form of the “United States of Africa” with legislative, executive
and financial-economic bodies having wide supranational powers, and with
common armed forces. But his bold and resolute proposals were not supported by most African leaders.
An analysis of the Constitutive Act of the AU endorsed at the OAU
summit in Lome (Togo) in July 2000, which went into force in May 2001,
and the OAU Charter, makes it possible to understand as to what extent the
new organization will continue the course of its predecessor, and also as to
what are the differences between them. In the very beginning the Act declares that the heads of state and government of African countries, while
adopting the Act, “are inspired by the noble ideas, which guided the founding fathers of our continental organization and the generations of PanAfricanists in their striving to contribute to unity, solidarity, cohesion and
cooperation between the peoples of Africa and African states” (Constitutive
Act, 2001, p. 3).
Just as the OAU, the new Union proclaims “the protection of the sovereignty, territorial integrity and independence of its member-states” as its
task. However, the Constitutive Act speaks not only of “sovereign equality”, but also “the interdependence of the AU member-states”. African
leaders proclaimed the right of any member of the AU to ask for “the interference of the Union with a view to restoring peace and security” (Constitutive Act, p. 5). Moreover, the Act envisages the right of the AU, on the basis
of a decision of the Assembly of the heads of state and government adopted
by the two-third majority of votes, to interfere directly (including with the
use of arms) in the affairs of a member-state in the event of emergency
situations on its territory, like: war crimes, genocide, and crimes against
humanity. A principally new premise of the Charter, reflecting changes in
the international situation, was the denunciation of and refusal to recognize
the governments that came to power unconstitutionally (Constitutive Act,
p. 12). Both these premises reflect the historical experience of the independent African states, where coups, bloody civil wars, and even genocide
have taken place.
A separate clause of the Act emphasized “assistance to the maintenance
of peace, security and stability on the continent” (Constitutive Act, p. 4).
The protection of peace is also mentioned in the principle, inherited from
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Yevgeny Korendyasov, Ph.D.(Econ.),
Head of the Centre for Russian-African Relations,
Institute for African Studies, RAS
Vladimir Shubin, D.Sc.(Hist.),
Deputy Director of the Institute
for African Studies, RAS
The formation of the continental organization – African Union (AU) –
opens up new opportunities for the development of relations between Russia and the countries of Africa. The formation of the AU is an important
step toward the implementation of the concept of African unity in the present conditions. An analysis of the basic documents and the activity of the
new African organization demonstrates a greater resolution of the African
leaders to follow the path of uniting the political and economic forces of the
continent, and their desire to speak in unison in the international arena in
order to ensure Africa a worthy place in the new world order.
More than 40 years ago the concept of African unity was put forward by
the then President of Ghana, Dr. Kwame Nkrumah who advocated the formation of “the United States of Africa” with one government and a united
army. However, at the time everything ended in the formation of the Organization of African Unity in 1963, which united the independent states of
Africa. During later decades political and economic life in Africa developed
mainly within the framework of individual states or regional associations,
whereas the OAU was only the venue of discussions between the leaders of
these countries on questions of decolonization and settlement of interstate
differences by peaceful means. *
At the same time, by the late 1990s the need for a closer political and
economic integration of the continent became ever more evident. The cardinal political and socio-economic changes at the turn of the century, both
on the continent and in the world, and the emergence of new challenges
demanded an adequate reaction on the part of Africans. Thus the idea
emerged to reorganize the OAU and set up the African Union. It was called
upon to present an effective answer to the challenges the African continent
faced at the end of the 20th century, namely, the threats of marginalization
*
*
the OAU, of “respect of the state frontiers of the members of the organization, which existed by the time of their gaining independence”. Inasmuch as
the borders between African states were, as a rule, established as a result of
the colonial division of the continent, disregarding the ethnic factor and
natural boundaries, in the conditions of the growing struggle for resources
there is a danger of fanning interethnic conflicts and territorial disputes by
outside forces, namely, transnational companies, as well as the local elites.
Changes have also taken place in the organizational frame of the continental union. The name and organizational structure clearly resemble the
European Union. The highest executive body of the AU is called Commission, but not General Secretariat as it was in the OAU, and the post of
its head is called Chairperson of the Commission as in the EU, but not
Secretary General. An essential difference from the OAU is the setting up
of the Pan-African Parliament and African Court on Human and Peoples
Rights, along with the previous Assembly of the Heads of State and Government and the Executive Council (which replaced the Council of Ministers). Together with the formation of parliament, the democratic nature of
the AU bodies should be reflected by the Economic, Social and Cultural
Council inasmuch as this consultative body includes representatives not
only of governments, but also non-governmental organizations and professional groups. Economic integration should be promoted by specialized technical committees, the African Central Bank, the African Monetary Fund and the African Investment Bank (Constitutive Act, p. 9) set up
by the Assembly.
Thus, the founders of the AU have placed in the forefront questions of
political and economic integration of the countries of the continent with a
view to “jointly opposing all challenges”, with which Africa meets in the
context of “the social, economic and political changes going on in the
world” (Constitutive Act, p. 3).
At the same time the organizational potential of the managerial bodies
of the African Union does not always correspond to the character of new
tasks and, as before, is imprecise and short of real power. Thus, there is still
a possibility of turning the AU into a powerless “trade union of the heads of
state”, something the OAU was during the last years of its existence.
***
During the five years of its existence the AU has exerted its main efforts
along the following lines: the formation of working bodies, settlement of
conflicts, mobilization of international resources for integration projects. Of
course, the first years of its existence do not present the grounds for drawing definite conclusions about how effectively its future mechanisms will
contribute to the achievement of the aims and integration of African countries. It should be admitted that from the very first practical steps the AU
encountered definite difficulties.
At the meeting in Lusaka in 2001 African leaders were unable to agree
on the candidacy of the new Secretary General of the OAU, who had to
carry on practical work about its transformation into the AU. Then during
the institutionalization of the AU in 2002 the acting Chairperson of the
Commission was elected for a term of one year only. At the next summit in
Maputo (the capital of Mozambique) in 2003, the representative of Mali,
Alfa Oumar Konare, became the legitimate head of the Commission, and
the representative of Rwanda, Patrick Mazimhaka – his deputy (Summary
of the Election… 2003, p. 11).
The election of the former President of Mali to the post of the head of
the executive Commission was well received in Africa and elsewhere. A
well-known African intellectual, the author of quite a few books on African
history, he has twice been elected President of Mali, and later was the head
of the Economic Community of West African States (1999-2000). He advocated not only economic, but also political integration of the region right
up to the formation of the “federal West African Republic” (Profile…,
2005, p. 1).
Apart from the chairperson of the Commission and his deputy, eight
members (commissioners) were elected, among them five women, reflecting the desire to enhance their role in the political life of Africa. Thus the
Commission consists of ten persons, two from each region of Africa. This
is their sphere of activity:
Peace and Security – Said Djinnit (Algeria)
Political Affairs – Ms. Julia Dolly Joiner (Gambia)
Infrastructure and Energy – Bernard Zoba (Congo-Brazzaville)
Social Affairs – Ms. Bience Philomina Gawanas (Namibia)
Human Resources, Science and Technology – Ms. Nagiya Mohammed
Essayed (Libya)
Trade and Industry – Ms. Elizabeth Tankeu Essayed (Cameroon)
Rural Economy and Agriculture – Ms. Rosebud Kurwijila (Tanzania)
Economic Affairs – Maxwell Mkwezalamba (Malawi)
The highest official of the AU is its Chairperson who is elected by the
Assembly of the heads of state and government for a term of two years.
The body whose activity should ensure stability in Africa is the permanently working Peace and Security Council (Protocol…, 2002). The setting
up of this body was not envisaged when the Constitutive Act was adopted,
however, the possibility of forming “other bodies” by a decision of the AU
Assembly was mentioned. A protocol on the setting up of the PSC was
adopted at the first conference of the heads of state and government of the
African Union in Durban (South Africa) in July 2002. It began functioning
in May 2004, and the criteria of selecting the “Panel the Wise” are still under discussion (conversation with J. Mugumya, 2006).
The Peace and Security Council has the duty to undertake preventive
measures, in accordance with the conditions determined by the Constitutive
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Act and other AU documents, with a view to averting conflict situations
and conflicts; take the necessary actions with a view to stopping conflicts,
including the deployment of peacekeeping missions; recommend the Assembly of the heads of state of the AU to resort to the use of force on behalf
of the Union on the territory of a state where war crimes, genocide or
crimes against humanity are committed; proclaim sanctions against a state
where the anti-constitutional overthrow of government takes place; implement measures against terrorism; ensure interaction and cooperation with
the regional centres working for peace, with the UN and other international
organizations. The Protocol Relating to the Establishment of the PSC does
not mention the mandatory character of the decisions adopted by this body,
but points out that the AU member-states agree to accept and implement the
decisions of the Peace and Security Council in accordance with the Constitutive Act” (Conseil…, 2005, p. 26).
To ensure the fulfillment of the PSC functions, the Panel of the Wise
and the Continental Early Warning System, the African Standby Force, a
special Peace Fund, and the Millitary Staff Committee have been set up under it (Protocol…, 2002, pp. 17-21). The PSC consists of 15 persons, ten of
whom are elected for two years and five for three years (Protocol…, 2002,
p.8). It has been established that three persons should represent Central Africa, three – East Africa, two – North Africa, three – Southern Africa, and
four – West Africa. Decisions on procedural questions at the PSC are
adopted by simple majority, and on other questions – by two-thirds of
votes. Thus, the system of the formation and the rules of work of the PSC
differ from those of its “global analogue” – the UN Security Council. There
are no permanent members, no rule of veto, no mandatory decisions. Nevertheless, it should be emphasized that in certain cases there can be deviations from the “sacral” principle of non-interference in its internal affairs.
Initially it was expected that the African Standby Force would be
formed by the end of June 2004, however, it was later postponed to 2010.
These forces are to consist of five brigades numbering 20,000 men deployed in northern, eastern, western southern and central regions of Africa.
The headquarters of these forces commanded by General Ishaya Hassan
(Nigeria), appointed in 2005, were to be situated in Addis Ababa (People’s
Daily…, 17.1.2006).
The formation of another important body of the African Union – the
Pan-African Parliament – proceeded slowly, too. Although a protocol determining its functions and composition was unanimously adopted by the
AU members, only 18 states of 53 ratified it during the first year, which resulted in the violation of the decision concerning its first meeting before
January 31, 2004. This meeting was held in Addis Ababa only in March,
because several countries vied for the place of its work. It was only in October 2004 that it began to function in South Africa, namely, in Midrand,
halfway between the official capital – Pretoria and the economic capital Jo-
hannesburg. The first session of the Pan-African Parliament elected
Gertrude Mongella of Tanzania as its chairperson. The composition of this
parliament, which has only consultative functions so far, was done by the
national parliaments of the AU member-states, which delegated their representatives in equal number. It is envisaged that in five years the PanAfrican Parliament will acquire legislative functions (like the present European Parliament) and its members will be elected by the direct vote of African citizens. For comparison’s sake, it should be said that this practice of
electing European Parliament was established only after 25 years of its
functioning.
Just as other bodies of the AU, the Pan-African Parliament has encountered financial difficulties. The situation became so tense that the holding of
a regular session of the PAP in October 2006 had to be postponed for a
month, and it took place with the participation of Nelson Mandela, who
supported the setting up of the Trust Fund of Pan-African Parliament,
which was to become an additional source of financial means necessary for
its functioning. It was expected that contributions to it would come from the
“corporate sector”, that is, private companies (Pan-African Parliament,
2006). Besides, the means of the foundation will be replenished from
sources outside the African continent: thus, right after its establishment
Germany donated 0.5 million dollars. As to the African Court, its judges
were appointed only in July 2006, and it has not yet begun its work on permanent basis in the town of Arusha (Tanzania).
Such delay is caused not so much by financial and material-technical
problems, or bureaucratic twists and turns, as by fear and unwillingness of
many African leaders “to have their hands tied”.
***
The formation of the African Union has proceeded in the situation of
continuing international conflicts and civil wars. In the 1990s the old “demons of wars and violence” became more active, and new ones emerged:
interethnic and religious wars, anti-constitutional coups, acts of terror, illegal arms trade, drug trafficking, organized crime, etc. In 2006, on the fifth
year of the existence of the African Union, nine African states were in the
zone of armed conflicts or acute domestic instability, with the wide use of
violence.
The African Union is working more energetically for stopping conflicts
and achieving a peaceful political settlement of contradictions. In particular, it
has made a substantial contribution to the efforts to reach a peaceful solution
of the situation in Burundi, the Democratic Republic of Congo and Somalia.
By a decision of the African Union and African regional associations, African
peacekeepers were sent (as a rule, in cooperation with the UN) to Burundi,
Somalia (1,700 men, July 2005), Côte d’Ivoire (1,300 men, September 2002),
Liberia (3,500 men, August 2003), Sudan (3,500 men, 2004).
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Nevertheless, the leading role in the development of peacekeeping process belongs to the UN Security Council. It is due to the lack of experience,
both organizational and military, and a shortage of financial and material
resources of Africans. But there are other factors, too, which influence the
situation: fear to violate the principles of sovereignty and non-interference
in the domestic affairs of countries, the desire of the conflicting clans not to
let “aliens” on to their grounds, and also the fact that internal conflicts quite
often turn into a profitable business for “warlords” and a source of enrichment of a great number of African adventurers.
The African Union consistently adheres to the decisions denouncing
anti-constitutional coups. From 1995 to 2006 there were more than ten
forcible overthrows of governments. All of them were denounced by the
leading bodies of the African Union. However, this denunciation was of a
declarative, political-diplomatic character. Steps have not been taken to introduce concrete sanctions envisaged by the basic documents of the AU.
The African Union is striving to concentrate its main efforts on tackling
the problems of economic development, above all, the reduction of poverty.
Up to now, practical activity in this field has been carried on within the
framework of the programme “New Partnership for Africas’s Development” (NEPAD) regarded as the economic programme of the African Union. The elaboration of this program proceeded parallel with the process of
the transformation of the OAU into the AU, even running ahead of it. The
initiative to work out and implement a common continental strategy in the
conditions of the globalized world belonged to the presidents of South Africa, Nigeria and Algeria – Thabo Mbeki, Olusegun Obasanjo and Abdelaziz Bouteflika, to which the President of Senegal Abdoulaye Wade joined
later. The NEPAD programme was approved at the OAU summit in July
2001. That year the Committee of the Heads of State and Government on
the implementation of a new programme began to work, and the NEPAD
Secretariat was set up in the South African town of Midrand. The programme was endorsed by the UN, the Committee G8 and the leading world
financial organizations. Although the first summit of the AU proclaimed the
NEPAD its current economic programme, the fact that it was elaborated
“autonomously”, and also that its Secretariat was outside the AU headquarters, does not contribute to the proper coordination of its activity.
The implementation of the NEPAD programme has encountered considerable obstacles. Certain African countries suspect that the NEPAD will
serve the interests of big African states with “high world ratings”, like, say,
South Africa. Besides, western partners maintain that the establishment of
the democratic principles of a western type, a “good governace” and free
market in Africa is the main requisite for the fulfillment of this programme,
whereas the Africans have their own understanding of these problems and
they place an emphasis on practical support of western partners in tackling
the economic and social problems of the continent.
Difficulties have also arisen in the organization of the African Peer Review Mechanism envisaged by the NEPAD programme, which was called a
voluntary “self-monitoring mechanism” (38th Ordinary Session… 2002).
Up to now the document on participation in this mechanism has been
signed by 27 states, and only seven states have joined the process (Algeria,
Ghana, Gabon, Rwanda, Kenya, Mauritius and South Africa).
The African Union runs against many difficulties, and the plans of continental integration often contradict African realities. The Chairperson of
the Commission talked with bitterness about it to the authors of this article.
It can be said without any exaggeration that there are two opposing positions in Africa. Some people, above all M. Qaddafi and A. Konare, want
the Commission to turn into a real executive body, in its own way an allcontinental government, and the commissioners to have the powers of “allAfrican ministers”. The other position boils down to observing the sovereign rights, which were gained along with independence, and dragging out
the realization of the supranational competence of the African Union.
A group under the guidance of O. Obasanjo has been set up to examine
the problems of reorganizing the AU Commission, and the results of its
work have been discussed at the AU summits. Debates were quite heated,
for the interests of all 53 member-states of the AU had to be taken into account. At the 9th summit of the AU (July 1-4, 2007) M. Qaddafi’s idea to
step up continental integration and form the unified armed forces of the
continent was again turned down. The South Africa President Thabo Mbeki
said in his speech that the main aim at present was the implementation of
the plans of integration within the regional framework and the settlement of
conflicts (Puls planety, July 5, 2007, l. AF-2).
***
In its main programmatic aims and practical activity the African Union
is in line with the aims and priorities of Russia in the international arena
and on the African continent. Along with its formation and development as
an authoritative political and economic association, and given the efforts of
the Russian side, the African Union can become an important additional
lever for broadening Russian positions and influence on the continent, and
for enhancing its international prestige, especially in the zone of the countries of the South.
A message of President V. Putin to the President of Ghana John Agyekum Kufuor on the occasion of his election as Chairperson of the African
Union in July 2007 said: “Russia highly values the energetic steps of the
African Union to consolidate the efforts aimed at tackling the problems facing the continent. The broader participation of the Pan-African organization
in world affairs objectively contributes to greater global stability and a
more balanced system of international relations… We are interested in
strengthening versatile cooperation with African countries. We rely on a
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broader dialogue with their most authoritative association – the African Union – in the entire range of mutual relations” (http://www.kremlin.ru/text/news/ 2007/02/118621.shtml).
There are objective and subjective foundations for such cooperation.
Russia, while overcoming “confusion and vacillations”, have accumulated
vast financial resources and can now find quite a few objects in Africa to
invest these means with a view to getting mineral raw materials and products of tropical agriculture and broader markets for selling its machines and
equipment.
The meetings with political figures and scientists and scholars, which
the authors of this article have recently had in several countries of Africa -from Algeria to Zimbabwe – show that most of them favour cooperation
with Russia. This can also be applied to the leadership of the African Union. We had meetings with the Chairperson of the AU Commission, Alfa
Oumar Konare, the commissioners on the infrastructure and energy, and on
trade and industry, the heads of the department on peace and security and
the political department at the headquarters of the AU in Addis Ababa.
These meetings showed that such positive attitude is based on “historical
memory”, on the high evaluation of the role of our country in decolonization and the liquidation of racist regimes in Africa, in the economic development of independent African states, and especially in the training of their
highly-skilled national personnel. It is indicative that of the five high officials of the AU we talked to, two were graduates of Soviet educational institutions.
POLITICS AS A FACTOR OF RUSSIA’S IMAGE IN AFRICA*
Tatyana Deich, Ph.D.(Hist.),
Senior Research Fellow,
Institute for African Studies, RAS
In our view, two basic images of Russia and its domestic and foreign
policy have been formed in Africa by now. The first is founded on the perception of Russia as the direct heir of the Soviet Union, which is, as before,
a great power, irrespective of the present geopolitical and geoeconomic
situation, capable to exert decisive influence on the correlation of forces in
the world. From the point of view of the implementation of Russia’s foreign-policy strategy and its policy in African countries such perception is
quite favourable.
The second image is based on the attitude to Russia as a part of the
former superpower, which has lost its previous strategic advantages, has
taken a backward a step in the economic sphere, and now holds a modest
enough place in the hierarchy of great powers. The perception of Russia in
this veiw creates serious difficulties, giving rise to a negative idea of our
country as an unpromising partner.
Of course, there are intermediate images, combining certain features of
the first and the second images, but on the whole, African public opinion
tends to associate Russia with the image of the second type.
According to the data of a sociological poll conducted in a number of
Arab countries, including Egypt and Morocco, by the American research
service “Zogby International” in December 2005, the image of China is noticeably better than that of Russia. In particular, 70 percent of Egyptians
and 52 percent of Moroccans sympathise with China.1 Similar situation
prevails in Tropical Africa, where China’s policy is more popular than that
of Russia and, accordingly, the image of China looks more attractive.
After the disintegration of the USSR, the perception of Russia by Africans could not but change. The balance of views of rank-and-file African
citizens forming public opinion, as well as the elite making a considerable
contribution to the creation of the image of Russia on the continent, was determined by the sum total of a number of factors: the interpretation of
events in Russia by the mass media and leading politicians; the perception
by Africans of the role and place of Russia in the changed geopolitical conditions; and finally, by the attitude of the Russian leadership to African
problems and policy on the continent.
*
133
First published in Asia and Africa Today, 2007, No. 6, pp.29-40.
134
As a result, a trend toward a cooling of bilateral relations as well as toward a revision of the image of Russia by Africans has become quite pronounced.
The African mass media began to harp on the theme “Russia has left
Africa to the mercy of fate” (it was especially popular in the 1990s). Today,
too, the thesis about Africa being at the “back yard” of Russian foreign policy mainly oriented to the West is as popular as ever. It dominates the personal opinion of Africans who happened to study or work jointly with citizens of our country. This situation can be changed by the acquaintance of
Russians with real Africa, and Africans with real Russia. At the same time
our country and its leadership have to undertake great efforts to overcome
the habitual stereotypes in the sphere of its international policy toward Africa.
The collapse of the Soviet Union has disrupted the ties of Russia with
African countries. The relations with Africa have taken one of the last
places among foreign-policy priorities. In 1992 Russia closed down nine
embassies and four consular offices on the continent. Most cultural missions and centres ceased to exist. All this dealt a serious blow at our diplomacy and policy in Africa.
Today Russia has diplomatic relations with 53 African countries, however, there are no Russian diplomatic missions in 13 of them. At the same
time 14 African countries with which Russia has established diplomatic relations have no missions in Moscow: Botswana, Burkina Faso, Djibouti,
Cape Verde, Comoros, Lesotho, Liberia, Malawi, Niger, Rwanda, Sao
Tome and Principe, Swaziland, Seychelles and Togo. 2 Not a single Russian
leader visited Tropical Africa right up to 2006; this is an unprecedented
situation for the diplomatic practice of the leading western countries and
China with regard to African countries. The level of cultural and scientific
exchanges has dropped sharply.
The beginning of the new millennium was marked by stepping up diplomatic exchanges. In 2006 President Vladimir Putin visited Egypt – the
leading country of North Africa, and the Republic of South Africa, the leading country of the South of the continent, which, undoubtedly, was of a
great political significance for the Russian-African relations and the image
of Russia in Africa.
From 2001 onward a number of visits to Russia by the leaders of some
African countries (Gabon, Guinea, Nigeria, Ethiopia), and foreign ministers
of other African countries (Gabon, Kenya, Nigeria, Senegal, Eritrea, Ethiopia, South Africa) has taken place. In turn, Africa was visited by I. Ivanov,
the former Minister of Foreign Affairs of the Russian Federation , and
S. Lavrov , the present-day Minister of Foreign Affairs. A. Saltanov, the
Deputy Foreign Minister, visited Egypt in March 2006, and Ethiopia in
January 2007 . The Russian Premier Mikhail Fradkov’s visit to Africa (Angola, Namibia and South Africa) took place in March 2007. More than
30 political consultations with diplomatic departments of African countries
were held in 2005-2006.
Inter-parliamentary cooperation also developed. A Russian parliamentary delegation headed by G. Boos, deputy speaker of the State Duma, visited Mozambique and Angola in 2005. As a result of this visit a protocol on
cooperation between the State Duma of Russian Federation and the Assembly of the Republic of Mozambique was signed. Another Russian parliamentary delegation visited Equatorial Guinea. In turn, parliamentary delegations from Madagascar, Botswana and the Democratic Republic of
Congo visited Moscow.3
In recent years agreements on cooperation with a number of African
countries have been signed or renewed. Among them are agreements on
cooperation in sea shipping with the RAS, memorandums on cooperation of
the Russian Trade and Industry Chamber with the Chambers of Commerce
of South Africa and Angola, an agreement with Botswana on visa-free
travel with diplomatic and service passports, etc.4
The Russian leadership broadened cooperation with African regional
organizations, primarily, with the African Union. In 2005, the Ambassador
of the Russian Federation to Ethiopia was accredited at the Commission of
the African Union. That very year a Russian delegation headed by Doku
Zavgayev, Director General of the Ministry of Foreign Affairs of the Russian Federation, took part in the work of the 6th session of the Heads of
States and Governments’ Assembly of the African Union in Khartoum (Sudan). Contacts have been stepped up with ECOWAS, SADC and other
subregional organizations. Russia’s interest in developing relations with
ECOWAS was confirmed during the visit of Y. Fedotov, Deputy Foreign
Minister of the Russian Federation, to Nigeria in 2004, in a conversation
with M. Chambas, executive secretary of the above mentioned organization.
More attention was paid to personal contacts with African leaders. In
March 2007, A.M. Vassiliev, Special representative of the President of the
Russian Federation for relations with the leaders of African states, Director
of the Institute for African Studies, RAS, visited Ghana on the occasion of
the 50th anniversary of that country’s independence and handed its President a message from the President of Russia Vladimir Putin with congratulations on that momentous occasion.
The present policy of Russia on the African continent makes an emphasis on cooperation with the most economically developed countries promising from the point of view of partnership (South Africa, Nigeria, Angola,
and others). Special attention is paid to broadening contacts with South Africa, which provides access to other countries of the subregion. Russia’s in-
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The Role of Russian Diplomacy
terest in cooperation with the Republic of South Africa regarded as a highly
developed country by African standards and as the leading country of the
South of the continent is based on the tradition of cooperation between the
Soviet Union and the liberation forces of South Africa at the time of struggle against apartheid.
During her visit to Russia in July 2005, the South African Minister of
Foreign Affairs Nkosazana D. Zuma said that South African citizens and
leaders have warm feelings toward Russia. Several thousand South Africans have received an education in Russia. Many of them still speak Russian well today. The Russian Federation is a country that made a great contribution to the decolonization of Africa and helped its peoples in their
struggle for independence. Russia should not miss the chance to consolidate
what it achieved in the past.6
In November 2006 Russia was the venue of the G8 Summit. Among the
priority problems for discussion (global energy security, education, fight
against infectious diseases) the Russian President named the problem of resolving regional conflicts and strengthening the anti-crisis potential of regional organizations, including the African Union. In the course of the St.
Petersburg Summit a statement on “Work with Africa” was adopted. African problems were also reflected in the basic documents of the Summit. 7
Russian Military and Technical Cooperation with African Countries
Bilateral military and technical cooperation between Russia and African
countries is one of its most important aspects of our relations as it has a
great impact on the image of our country on the African continent.
This problem is far from simple. On the one hand, such cooperation,
which was especially active in Soviet Union times, was highly praised by
the countries which received Soviet military assistance, and it made a substantial contribution to the decolonization of the continent, the struggle
against racism and apartheid, and the formation of independent African
states. This cooperation is remembered in such countries as South Africa,
Angola and Nigeria. For example, Angolan officers still maintain warm relations with their Russian counterparts who worked as military advisers in
their country at that time. Some former and present-day leaders of African
countries remember with gratitude the Soviet military aid. The President of
Nigeria O. Obasanjo wrote very warmly in his memoirs about the assistance rendered by the Soviet Union to his country during the separatist
movement in the Nigerian province of Biafra in 1967-1970.8 It would be
appropriate to note that this aid was rendered on a commercial basis, which
disproves the allegations that the USSR supplied arms and ammunition to
Africa exclusively free of charge.
On the other hand, in the cold war epoch Soviet arms and ammunition
were often used for the realization of the political ambitions of the leaders
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who claimed that their countries were marching toward socialism, these
facts gave grounds for accusing the “superpower” of escalating tension on
the continent.
Today there is no talk of free deliveries of arms and ammunition to Africa within the framework of military and technical cooperation. At the
same time, the sales of Russian military hardware and equipment take a
more prominent place in the system of the commercial and economic ties of
Russia with the countries of the African continent.
In 2005 the Stockholm International Peace Research Institute (SIPRI)
published the data, according to which Russia became the world’s biggest
supplier of arms during the past five years, having outstripped the United
States. From these data it followed that the cost of the arms sold by the
leading arms dealers amounted to: Russia – 26.9 billion dollars; the United
States – 25.9 billion dollars; France – 6.3 billion dollars; Germany –
4.8 billion dollars; Britain – 4.4 billion dollars.9 We should note that in their
estimates, Swedish experts proceed from the “military value” of the arms,
which is not always the equivalent of their real cost. According to the data
of Rosoboronexport, Russia holds third or fourth place on the list of international arms dealers. Nevertheless, the SIPRI data makes one stop and
think about how the export of Russian arms influences the image of Russia
in Africa.
Experts note a sharp rise in the Russian presence on the African arms
market as of 1998. According to the view of K. Makienko, deputy head of
the Centre of analysis of strategy and technologies, the internationalization
of the Congolese conflict and the inclusion of the armed forces of some African countries in it have resulted in the growing demand for helicopters,
fighter-planes, assault-planes, tanks and armored troop-carriers in Angola,
and helicopters and MIG-23 fighter-planes in Zimbabwe. The Congo and
Ethiopia and Eritrea conflicts have caused the growing import of military
hardware and equipment to a sum of up to half a billion dollars, which Russia satisfied by 60 to 70 percent.10
Military and technical cooperation with Africa is a promising business.
Russia has arms and ammunition which are in demand on the African continent. Among the Russian customers are such countries as Angola, Ethiopia and Nigeria. A shortage of currency in the purchasing countries prevents an increase of sales. This problem can be resolved with the help of
barter operations or concessions. However, in our view, the sales of arms
and ammunition to the countries taking part in African conflicts, although
they are profitable financially, may damage the moral prestige of Russia.
Factor of Peacekeeping
Russia’s influence in Africa has diminished as compared to the Soviet
period, due to the change of the international status and the cardinal
138
changes in its domestic policy. At the same time, new factors are emerging,
which turn Russia into a kind of stabilizer in the system of international relations and contribute to its growing prestige in African countries.
The leading place among these factors belongs to the participation of
Russian peacekeepers in the UN operations for maintaining peace on the
African continent. For the time being the participation in peacekeeping operations is one of the means for Russia to broaden its influence in African
countries by demonstrating its national interests and potentialities. In recent
years Russia has regularly put forward peacekeeping initiatives at the UN.
Russia has never taken part in the peace-forcing operations, but it never
refuses from participation in the operations to maintain peace. In all instances, it acts with the accord of the conflicting parties and a decision of
the UN Security Council, making its contribution to peace by sending its
observers and military contingents for the peacekeeping operations.
Russia has been involved in practically all operations for maintaining
peace on the African continent. Russian peacekeepers took part in the operations in Burundi, Liberia, the Democratic Republic of Congo, Western
Sahara, Côte d’Ivoire, Sudan, Sierra Leone, Ethiopia and Eritrea.11 In accordance with the order of the President of the Russian Federation of September 25, 2000, it was decided to send up to 12 Russian observers and liaison officers to the UN mission in Ethiopia. A Russian helicopter unit
worked in the zone of conflict under a contract with the UN. (In December
2003, forty liaison officers and military observers)
At the height of the civil war in Sierra Leone a Russian contingent numbering 115 men was deployed there, along with four Russian military transport
planes with crews.13 Russian airmen accompanied land convoys, provided military reconnaissance and covered operation of the UN peacekeeping forces.14
Our men’s performance was highly praised by the UN command,15 and some
of them were awarded the UN Medals for peace service.16
As S. Ivanov, the former Minister of Defence of the Russian Federation,
said on May 25, 2004, nine groups of Russian observers and staff officers
were incorporated in the UN peacekeeping forces. Twenty-five Russian
military observers were dispatched to Western Sahara, 29 to the Democratic
Republic of Congo, and four were included in the UN mission in Côte
d’Ivoire. In 2004 the Russian Federation took part in the UN operation in
Burundi, where there were 40 military experts from our country.17 In December 2005, the Council of the Federation, on a proposal of the President
of Russia, adopted a decision to send a Russian military unit to the UN
peacekeeping mission in Sudan, which was set up by a decision of the UN
Security Council at the end of March 2005 to watch over the observance of
a truce in the south of the country.18 In April 2006 a group of the Russian
Ministry of Defence was sent to Sudan to prepare for the deployment of an
airforce unit as a part of the UN mission in Sudan. Then four transport military helicopters were dispatched to the country to support the rapid reaction
forces, take part in medical service and salvage operations, air reconnaissance, and UN cargo and personnel transportation.19 In 2006, there were
34 Russian military and police officers in the UN mission in Sudan, and
133 men and officers in an airforce unit.20
Russia also renders assistance to African countries in training specialists
to take part in peacekeeping operations on the continent. On April 2, 2007,
there was a graduation ceremony at the All-Russia Institute of upgrading
interior ministry officers, which trained 60 peacekeepers from 13 African
countries.21
Although the peacekeeping activity of Russia in Africa has been increased in recent years, it seems that our country’s possibilities in this
sphere are not fully used.
In 2006, 220 Russian military observers took part in the UN peacekeeping operations.22 However, in the number of peacekeepers Russia holds last
place among the five permanent members of the UN Security Council and
lags far behind countries which are much smaller and less influential in international affairs. For instance, Poland has sent 716 peacekeepers, Ukraine
– 556, Ireland – 467, Sweden – 336, Slovakia – 293, Mongolia – 257, Romania – 243. At the same time China sent 1,271 representatives to take part
in the UN peacekeeping operations in 2006.23 “The 40th place in the number of peacekeepers taking part in these operations under the UN aegis, and
the share of peacekeeping operations in the budget (1.4%), do not correspond to the role of Russia in the modern world,” says the “Review of Foreign Policy of the Russian Federation” prepared by the Foreign Ministry of
Russia in March 2007.24
Unlike the USA Russia cannot afford to finance the UN peacekeeping
operations for a long time. Nevertheless being a permanent member of the
UN Security Council Russia has considerable political opportunities to
block any decision threatening its security or detrimental to its prestige.
A certain increase in the activity of the Military Headquarters Committee under the UN Security Council, which Russia supports, and more powers given it in commanding the UN peacekeeping operations, presupposes
greater participation of representatives of the countries – permanent members of the UN Security Council in this body’s work. This could ensure
Russia a worthy role in the implementation of peacekeeping operations.
The Russian officer and soldier bringing peace to Africans not by force
of arms, but by his very presence and authority, and stopping bloodshed – is
a factor contributing to the greater prestige of our country and demonstrating the potential of Russia and its people.
At present Russia is losing to western countries and China in Africa. A
specific feature of its foreign policy, in the view of some experts, is “the
139
140
Ways of Optimization of Russian Politics
method of trials and errors, which results in delayed reaction to changing
circumstances”.25 The policy of concessions to the West, which was actively pursued during the first years after the disintegration of the USSR,
has led to the downfall of its prestige on the continent and the strengthening
of the influence of the countries pursuing a more active policy.
Meanwhile it should be borne in mind that the West has been spreading
the idea of globalization all over the world, which is received negatively by
many Africans. Some people there think that Russia could restrict “globalization the American way”.
Russian influence in Africa can be more effective if its policy is oriented more correctly. Russian political analysts maintain that “Russia
should be more principled in the implementation of its strategy, it should
look more attractive, moral and, possibly, missionery. Then it will be able
to win the battle for the Commonwealth of Independent States (CIS) from
America”.26 We could add here: “…and the battle for Africa, too…”
It should be mentioned that quite a few Africans still retain in their
memory the image of the Soviet Union, and they are still nostalgic for the
idea of social justice, the embodiment of which was seen by them in our
country.
Taking into account these sentiments, we should pay more attention to
the former allies, but at the same time try to win support of the countries
which have never felt any sympathy for the USSR and are oriented to the
West, especially if we have in mind economically advantageous partners.
China can serve as a good example in this respect. It ably divides its attention and benefits among all countries of the continent, but in doing so it is
guided, first and foremost, by its own economic interests.
Although Russian policy toward Africa has been set in motion and become more active recently, many officials continue to follow old stereotypes, regarding Africa as a continent of hunger, diseases and ethnic conflicts, a land under the domination of the West, and now of China, which
have captured all spheres of the economy of these countries and dictate
them policy. A consequence of such attitude is the evaluation of tradeeconomic and business relations with this continent as unpromising and
fraught with squandering the financial and other means.
On the other hand, a distorted perception of Russia often takes shape
among Africans. This perception is based on the abortive economic reforms in our country, acts of terror, recent events in Chechnya, and, what is
more important, the facts of discrimination and violence against their fellow-countrymen.The organizer of the international forum on the status of
refugees in the world, Doctor Albert Antwi Boasiako (Ghana), complaining
about ineffective development of the Russian and African relations, believes that Russia does not use properly its vast potential for partnership
with Africa. At the same time he notes that Africa, too, has quite a few
problems of its own in building relations with Russia. He says that Africans
should renounce their former stereotypes of thinking, according to which
nothing positive will come out from dealing with Russia. Some Africans
adhere to the idea that fruitful relations are only possible with the West. Africans should try all ways and means of active human diplomacy with a
view to developing proper relations with Russia.27 Africa is interested in
cooperation with Russia – this follows from a statement of the Ambassador
of Angola in Russia, Roberto Leala Ramos, which he made in 2003. Emphasizing that the peoples of South Africa enthusiastically welcomed progress in Russian-African relations, he noted that the Russian government
and business circles should realize that it was high time to turn to Africa, a
promising and dynamically developing region.28
All this calls for greater attention to Africa in Russian foreign policy
and serious changes in Russian policy on the continent. This should begin
with the assessment of the role and place of Africa in the modern world
economic ties and its significance for Russia.
In revising Russian policy in Africa the following factor should be taken
into account, which is of enormous propaganda significance. We mean personal contacts allowing people to strengthen ties between themselves and,
due to that, change their attitude to the country. Such contacts include the
exchange of visits between scientific and cultural figures, theatre companies, exhibitions, film festivals, etc. These ties, which developed quite actively in Soviet times, are almost neglected now. Secondly, and this is most
important, African countries consider the exchange of visits at high levels
especially of great significance, for they are assessed in Africa as the presence or absence of interest in a given country and the continent as a whole.
The experience of China is quite indicative in this respect. Its leaders have
visited Africa time and again, and the new minister of foreign affairs started
his term of office with a visit to Africa. This has largely contributed to the
formation in Africa of the image of China as a country concerned with its
problems.
Interest in Africa and an officially proclaimed and implemented policy
toward its countries constitute an important factor determining the image of
the country on the continent, and a positive image is, first of all, in the interests of Russia itself. This interest is conditioned by Russia’s desire to win
back its prestige in world affairs, partly lost after the disintegration of the
USSR, as well as the problems of its economic growth, which largely depends on the existence of partners beyond its borders. In this respect the African continent, with the help of which both the West and China hope to ensure their economic security and to which they devote greater attention in
their policies, is undoubtedly a very advantageous partner.
The prospects of cooperation with this partner largely depend on
whether the policy of Russia in Africa will be able to overcome the negative tendencies and ensure the creation of a positive image of our country
on the continent.
141
142
________________
Notes:
1.
08.12.2005 (RusChina. Russian-Chinese portal). http:/ru.ruschina.net/news/page 13047/page 15719.
2. On diplomatic relations of the Russian Federation with foreign countries (as
on July 4 2005). 22.07.2005. http://www.In.mid.ru/ns-vnpop.ns/osn.copy.
3. Relations of Russia with African countries south of Sahara in 2005.
http://www.In.mid.ru/drp.4 nsf/itsgi.
4. Ibid.
5. Ministry of Foreign Affairs of the RF. Information & Press Dpt. 2192-12-102004. http://www.In.mid.ru/nsrafr.nsf/ofob8bac.
6. Fieldpost No. 85 – July 18, 2005. http://www.fieldpost.ru/N85/subbotin.shml
7. About work with Africa. St. Petersburg. July 16, 2006. http://www.g8 russia.ru/docs/13.htm.
8.
.
.
[D. Starostin. “Africa Wants Our Airplanes.” Interview with Konstantin
Makienko]. – Westi.Ru. April 12, 2001 – Makienko.htm.
9. SIPRI Yearbook. 2005. Armament, Disarmament and International Security.
Stockholm. 2005.
10. D. Starostin. Op. cit.
11. Russia and problems of African continent. http://www.In.mid.ru/nsvnpop.nsf/osn cjpy.08.01.2006.
12. Ministry of Foreign Affairs of the RF. Information & Press Dpt. Information
bulletin. February 26, 2004 http://www.In.mid.ru/ns-konfl.ns.
13. Russian military observers take part in UN missions all over the world.
http://www.peacekeeper.ru/indel.php.mid-250.
14. UN Radio News. March 2, 2004. http://www.un.org/Russian/avradio/2004/mar/04030200.htm.
15.
.
[N. Petrov. Sudan Prospects]. December 21, 2005. http://www.strana.ru/stories/01/12/10/2189/268646.html.
16. UN Radio News. March 2, 2004.
17.
.
[V. Ivanov. Russians Will
Go to Reconcile Africans]. – Nezavisimaya gazeta. 23.07.2004.
18. UN News Centre. 27.12.2005. http://www.un.org/russian/news/fullstorynews.
asp.news ID-4835.
19.
–
. . 20.04.2006 [Peacekeepers from Russia will make positive
contribution to stabilization in Sudan. – Oborona. Ru. 20.04.2006].
20.
[The Russian Peacekeeper]. 2006-06-01 http://
www.peacekeeper.ru/indes.php.nud-1394.
21. Peacekeeper.ru. 2007-04-02. http://peacekeeper.ru/index.php.mvd=3591.
22. Joint report of personal representatives of leaders of G8 on Africa. The Civil
Eight 2006. http://civilg8.ru/ngo/Africa/836.
143
23. Contributors to United Nations Peacekeeping Operation. Monthly Summary
of Contributions (Military Observers, Police and Troops). As of 30 April 2006
24.
[Review of foreign
policy of the Russian Federation]. 27.03,2007. http://www.In.mid.ru/brp
4nsf/sp8364 7DA972.
25.
.
//
. –
, 2005. –
5. – . 80
[N. Laktionova. Geostrategic Priorities of Russia in Post-Soviet Space – Mir peremen. Moscow, 2005. No. 5, p. 80].
26.
.
//
.–
, 2004. –
2. –
. 136 [A. Atanesyan. Tug-of-War Strategy and Redistribution of Forces in PostSoviet Space. – Mir peremen. Moscow, 2004, No. 2, p. 136].
27. Albert Antwi Boasiako (Ghana). Africa-Russian Relations. The Need for
Reasessment. 16.05.2003. http://cofn.bstu.ru/conf/docs.
28. Diplomat. Moscow, November 2003, No. 11.
144
RUSSIA’S IMAGE IN AFRICA: ECONOMIC ASPECTS*
Vladimir Lopatov, D.Sc.(Econ.),
Senior Research Fellow,
Institute for African Studies, RAS
The noticeable changes that occurred in the Russian-African relations
(visits of the Russian President to Algeria, Egypt, South Africa and Morocco, visits of the Prime Minister to Egypt, South Africa, Angola, Namibia,
repeated journeys of the Minister of Foreign Affairs and other statesmen to
African countries, interest of Russian big business in spectacular projects
in Africa) show the growing interest of Russia in establishing versatile interaction and cooperation with African partners, and renunciation of the
heightened orientation to the West. Africa takes a worthy place in Russian
foreign policy.
The consolidation of our positions in Africa should be regarded as a
component part of a strategy aimed at creating optimum conditions for Russia’s socio-economic development, which will contribute to its turning into
a centre of influence in the world community.
It should be borne in mind, however, that the steps being taken to create
conditions for the development of the Russian-African relations have not
been conceptualized. This can be explained, in our view, by the absence of
the clearly formulated aims, orientations and priorities of the socioeconomic development of Russia itself. This has been noted by quite a few
Russian economists, for example, V. Kushlin, D.Sc.(Econ.), who, in his article “Development Strategy and Its Aims”, emphasizes that “the state pursues a policy reacting only to the current, day-to-day course of events,
without thinking about how to develop the country’s economy for a longer
period”.1
This circumstance renders more difficult the solution of many foreignpolicy and foreign economic problems, inasmuch as neither inside the
country nor outside it we are able to explain the motivation of our actions in
a clear manner.
But even with the presence of conceptual requisites for executing tactical and strategic tasks, it is necessary to form a proper international image,
which would be positively received by partners.
The formation of a positive image of Russia in Africa is a difficult task.
Numerous suggestions to raise the prestige of Russia on the continent will
hardly bear fruit, if they are not tied not only with the socio-economic situation
in the country, but also with the determination of its national interests in Africa.
*
First published in Asia and Africa Today, 2007, No. 6, pp. 34-40.
145
We share the view that “the image of a state should be formed in conformity
with concrete aims or national interests, that is, it should be pragmatic”.2 This
presupposes the presence of a well-elaborated comprehensive policy of a state
concerning its image, which we don’t have so far.3
Let us try to analyse the role of individual factors and subjects in the
formation of our country’s image in Africa in the past and present, paying
special attention to economic aspects.
What we have lost
Although the historical conditions during the existence of the USSR and
after its disintegration have radically changed, we should pay attention to
the positive aspects of the past and use them at present, revise the negative
stereotypes concerning the socio-economic situation in Africa and choose
the most effective mechanisms of the formation of Russia’s image in Africa, which would be compatible with our possibilities and in line with our
national interests.
Our national interests in Africa lie, above all, in ensuring favourable
conditions for the expansion of the market for our industrial commodities
and access to the raw material resources of the continent on a mutually advantageous basis, and in preserving peace and security there.
Turning to the Soviet period, we shall see that the purposeful efforts of
the mass media to form a positive image of our country and friendly attitude to it in Africa were more active and fruitful than at present. Such powerful propaganda units as the TASS, APN, SSOD, Progress Publishers, and
Radio Moscow broadcasting service for Africa did much to describe and
explain Soviet life at home and the foreign policy of the USSR. There were
cultural centres and Soviet-African Friendship Clubs in many countries of
the continent, which were engaged in active work with representatives of
African young people and the local intelligentsia. The House of Friendship
in Moscow played an exceptionally important role in the consolidation of
friendly ties with African countries and the formation of a positive image of
Russia as the real friend and ally of the African peoples in their struggle for
social justice and national independence.
At present the mechanism of information impact has undergone unfavourable changes. The APN, Progress Publishers, Radio Moscow broadcasts to Africa and the House of Friendship in Moscow have ceased to exist
in their previous form. The number of cultural centres and friendship clubs
in African countries has dwindled considerably. As a result, the interest of
the African public in Russia has dropped to a very low level. In turn, the
Russian mass media, especially the Radio and TV, mention Africa (where
more than 800 million people live) very rarely, mainly in connection with
military conflicts, coups or natural calamities. This gives a distorted idea
about the real situation on the continent.
146
Thus, “the tasks of improving the image of our country are virtually neglected. There is no special unit, no financing, and no concept to tackle them”.4
There are special centres abroad whose activities are financed by the
state budget. For instance, Japan spends on the formation of its image
abroad almost 300 million dollars a year, Australia – 106 million, France –
65 million, the Netherlands – 40 million and Austria – 32 million.5
The study of foreign experience and, possibly, the opening of such a
centre in Russia would allow us to pursue a more rational and effective policy of promoting the country’s image abroad and evade the failures caused
by “megalomania and inferiority complex”.6
Indeed, one could hardly agree with categorical assertions by certain
scholars that “after the collapse of the USSR Russia continues to remain
one of the important geopolitical centres of the world, largely determining
its destiny”.7
Speaking of Russia’s influence on everything going on in the world, we
sow illusions and are engaged in wishful thinking. Those who maintain that
“first of all we should realize that Russia, outside the former USSR, cannot
claim its place in the new world…” are quite right.8
The recognition of this fact will help understand why the image of the
superpower, which the USSR used in Africa, has now changed in the eyes
of Africans, and now Russia is taken for a state unable to perform, as before, in the role of an influential player on the continent. It is precisely from
these realities, but not from the exaggerated assessments and pompous assertions of African partners of love and friendship, that we should proceed
in shaping our policy on the African continent.
The attractive image of the Soviet Union in the eyes of Africans consisted not only of its authority as the leader of a big group of states in the
East and West, but also of its consistent support to the efforts of the African
people for their liberation from colonialism, and struggle against economic
backwardness and dependence on former metropolitan countries.
Economic and scientific-technical cooperation played an exceptionally
important role in the formation of our country’s positive image in Africa.
Now that many events and facts of Soviet-African contacts and cooperation
have been forgotten, it would be expedient to cite some concrete examples.
Among the countries to which the USSR rendered assistance in building
power projects (about 30 of them with an aggregate capacity of 2.9 million
kw) are Egypt, Algeria, Morocco, Somalia, Zambia and Guinea. The biggest of these projects is the Aswan High Dam, which is still bringing a great
benefit to Egypt. Enterprises of ferrous and non-ferrous metallurgy, oil refineries, as well as engineering and metal-processing plants have been constructed in Egypt and Algeria (in all, 29 objects).
Taking into account the fact that Africa is a mainly agrarian continent,
assistance in building irrigation installations, enterprises for the processing
and storage of agricultural and stockbreeding products (about 40 projects)
and the opening of veterinary clinics were of great significance.
It should be emphasized that the USSR was actually the world’s first
state to support the just demands of the liberated African countries to use
their natural resources as they deemed fit. They received much help in geological prospecting work, the construction of mining enterprises and the
opening of educational centres. This is an important factor in creating a
positive image of Russia, for it serves as an example of its selfless assistance to the consolidation of the independence of African states.
Assistance in training local personnel at almost 100 educational establishments built in 15 African countries with the participation of the Soviet
Union, and also on the objects of cooperation, as well as the enrollment of
African boys and girls in the educational institutions of the USSR, the upgrading of African specialists at Soviet enterprises, etc. were an effecttive
form of creating a positive image of our country as a reliable friend and ally
of the African population.
The USSR actively developed military-technical cooperation with African countries. Its participation in the strengthening of the armed forces of
young African states contributed to the consolidation of the prestige of Russia in the eyes of Africans. This aid was accompanied not only with the deliveries of Soviet military hardware and equipment, but also the training of
commanding officers of African armies, which enhanced respect for our
country among the military and the civil population.
Personal contacts in the most diverse forms were exceptionally important for Africans. Among them were mutual visits of statesmen and party
figures, government and parliamentary delegations and representatives of
public organizations. Establishing and developing personal contacts with
representatives of African countries, the Soviet leadership enhanced the
prestige of the USSR in the international arena.
This is why today, when President V. Putin suggests that we begin to
use the potential accumulated by the USSR in its relations with Africa because “it is a promising direction in our activity, our foreign policy and our
economic expansion – in a good sense of this word…”,9 it would seem expedient to use what has been achieved and make the necessary conclusions
in order to develop and improve the Russian-African relations in the future.
The situation in the world, on the African continent and in Russia has
radically changed as compared with the 1960s, when the beginning was made
for the flourishing of the foreign-policy and foreign economic interaction
with African countries. Russia at present is at the level of Brazil in economic
development, in the view of many experts. In these conditions the attitude of
Russia to Africa and of Africa to Russia has radically changed. Russia has
lost the former attractiveness of its image in the eyes of Africans.
147
148
How it was…
Right up to the late 1990s interstate contacts at a high level were practically confined to formal exchanges of messages of congratulations between
the heads of state and government on the occasions of national holidays,
which looked as a manifestation of the lack of interest in Africa on the part
of Russia, especially against the backdrop of the policies of western countries, China, India and Japan. Hence, a certain cooling of African relations
with Russia.
What about now?
available to a very limited number of African young people (only 700
grants are allotted for the purpose annually). But in the present situation in
Russia where murders of African students become a frequent occurrence,
there is nothing surprising that some countries do not use even this meager
quota offered by Russia. In other words, the real support to the positive image of Russia in Africa can be provided by people who studied here prior to
the disintegration of the USSR.
The positive results of the past can well be used now, for example, in
geological prospecting and other work.
Thus, one can conclude that Russia’s possibilities for adding dynamism
to its relations with Africa are not too great as some Russian and African
official representatives are wont to say. But they are right in expressing the
view that the relatively high level of political cooperation needs to be complemented with more active economic ties. The formation of a positive image of Russia on the African continent depends on their development level.
During the period after the disintegration of the USSR a change of generations has taken place, and the present young people do not take the objects of Soviet-African cooperation for a manifestation of selfless assistance
in tackling the economic problems of African countries. Besides, the present economic interaction is based on market mechanisms, but this does not
contribute to the formation of a positive image.
Russia’s share in world trade amounts to 1.7 percent and the share of
engineering commodities manufactured here does not exceed 0.5 percent,
this is why our country does not evoke any interest as a trade partner in Africa. Russia accounts for only 1.3 percent in Africa’ foreign trade turnover.10 The preponderance of raw materials in Russian export deliveries to
Africa, given such small volume of mutual trade, hardly contributes to improving Russia’s image as a promising and irreplaceable partner, especially
if one takes into account the fact that the share of high-tech commodities in
Russian export is only 0.13 percent.11
The sharp worsening of the Russian economic situation, which took
place in the course of the so-called reforms in the country, the destruction
of its industrial potential, and the turning of Russia into a raw material appendage of the industrial countries, like African countries themselves, have
a negative effect on the image of Russia in the eyes of Africans. According
to the data of The Global Competitiveness Report, Russia’s rating of competitiveness steadily goes down: in 1996 it held 49th place, in 1998 – 52nd
place. According to the data of World Economic Forum, in 2005 Russia
was in 53rd place, and in 2006 – in 62nd place,12 whereas Tunis held 30th
place and South Africa – 45th place in 2006.13
The Soviet-African relations in the sphere of education and personnel
training have left a good memory among rank-and-file Africans, as well as
many statesmen. For instance, the President of the South African Republic
Thabo Mbeki and the Minister of Defence Joe Modise, and also the ambassadors of South Africa, Sudan and Kenya to Russia have studied in the
USSR.
Unfortunately, during the post-Soviet period this circumstance, quite favourable for the formation of a positive image of Russia, was pushed into
the background. Education at Russian universities and institutes is now
The formation of the “Russian brand” in Africa and its successful promotion on the continent at present largely depend on an answer to the question “What can Russia give to Africa?” The minister of trade and investments of the most populous country – Nigeria, Shei Onofokan, noted that
his country would be glad to receive businessmen from Russia and other
CIS countries to take part in the development of agriculture, trade, transport, chemical and engineering industries, power production, and other
spheres.14
Examining the problem of the development and prospects of RussianAfrican relations from these positions, it should be emphasized that so far
Moscow has been boasting, first and foremost, of its “charity acts”, like
writing off old debts. Whereas, according to the observer of My Africa
Magazine Dr. Yusuf Balla, Africans wish partnership with the African
business community in the construction of plants, especially in such
branches as electric power generation, agricultural production, oil and gas
extraction, erecting and assembly enterprises, telecommunication systems,
etc.15
Russia could render assistance in the development of the materialtechnical base of African states on the basis of market competition and in
various forms of the share participation of local capital.
Certain progress was registered at the turn of the century. For example,
the construction by the AvtoVAZ of an automobile plant in Egypt with a
capacity of 5,000 vehicles a year, which was commissioned in February
2006; the UAZ and KamAZ plants, through the “Russmotors Limited” registered in Kenya, have become active on the automobile market in East Africa. Russian “Gazelle” vans are delivered to, sold and maintained in South
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Writing off debts, and more…
Africa by the group “Russian Automotive Investment Southern Africa”
(RAISA).16 True, the comment on the quality of our vans is not too favourable. Apart from their deficient quality, this may be due to competitors’ opposition.
In September 2006 Moscow made an offer to Pretoria of building a nuclear power plant. In the view of President V. Putin, Russian companies had
much to offer – from unique engineering and design solutions to the training
of highly-skilled personnel.17 The Russian side expressed readiness to help
develop a gas infrastructure. It is also planned to build a plant for processing
manganese ore and producing ferrous alloys with a capacity of up to
250,000 tons of metal a year. Russia and South Africa could also cooperate in
power production and engineering, and the construction of an aluminium
plant, with investments running into hundreds of millions of dollars.18
The Russian “Asen” Company and the Nigerian “Codel International
Ltd” have signed an agreement on the construction of a gas-turbine power
plant in the State of Bayelsa (Nigeria).19
The construction of a hydropower plant on the Shikapa River in Angola
continues, with the participation of the Russian Company ALROSA, one of
the world’s biggest diamond-mining companies (about 23 percent of output). The commissioning of the hydropower plant will help raise the productivity of the Angolan “Katoka” enterprise, which has cooperated with
ALROSA for over ten years.
Russian business circles are beginning to better realize the needs and
wishes of African consumers and make them offers maximally reflecting
the interests of potential buyers. During a visit of the representatives of the
All-Russia public organization “Delovaya Rossiya” to Madagascar in January 2006, the Malagasy side was offered designs of small hydraulic power
plants (with a capacity of 5 to 500 kw) for rural districts.
Russia readily agrees to participate in more spectacular projects. For instance, it gave a positive answer to a request for assistance in the reconstruction of a railway line in Sierra Leone. Cooperation with Russia in this
sphere was initiated by Ahmad Tejan Kabbah, the President of that country.20
In the middle of 2001 the construction and commissioning of one of the
biggest hydro-power complexes in the Arab world – “Al Wahda” in Morocco (it generates 30 percent of electric power in the country) was completed with the assistance of Russian specialists.21 In 2006 work on the construction project of the modern hotel and tourist complex “Tameslot Resort”22 near the town of Marrakesh began.
These are just a few examples of Russian-African cooperation, which
African countries are interested in. An important aspect is that Russian
business demonstrates efforts to work on the African market, offering it
products, which can contribute to improving the image of our country as the
producer of modern industrial commodities. At the same time, the volumes
of participation and offers are not too great to enable Russia to claim the
role of a big industrial partner on the African continent.
Parallel with this trend, there is a tendency, unseen previously, of Russian capital acquiring, partly or fully, the already functioning mining and
metallurgical enterprises, or taking part in the construction of new ones.
We shall now enumerate some of the latest agreements, deals and contracts signed by Russian entrepreneurs with their African partners. In the
spring of 2006 the Russian concern RUSAL, which has firm positions in
Guinea and is holding 85 percent of the shares of the “Alumina Company
of Guinea” and 100 percent of the Campagnie des Bauxites et D’ lumine de
Dian-Dian, bought for 19 million dollars from the government of Guinea
the bauxite-alumina complex “Frigia”, which the Russian company has
managed since 2004. The “Frigia” includes a bauxite mine with a capacity
of 2.2 million tons of ore a year, an alumina plant, a railway line and a sea
port. RUSAL pledged to pay off the “Frigia’s” former debts (105 million
dollars) and additionally invest 65 million dollars in production.23
In 2006 the “Rusal” bought 77.5 percent of the shares of the “Aluminium Smelter Company of Nigeria” (ALSCON) for 250 million dollars. The
company includes a plant with a capacity of 193,000 tons of aluminium a
year, a port on the Imo River and a thermal power plant. The co-owners of
the plant are the German “Ferrostaal AG” (15 percent) and the government
of Nigeria (7.5 percent), which intend to invest additionally, along with the
RUSAL, another 150 million dollars in the modernization of the ALSCON
within the next three years.24
The plant bought by the RUSAL in Nigeria will supply its products to
the customers of the Russian company all over the world. Alumina for the
plant will be delivered from the RUSAL concession in Guinea.
Russian business made a claim to acquiring the controlling block of
shares of the world’s leading producer of vanadium – the South African
company “Highfeld Steel and Vanadium”, which belongs to the conglomerate “Anglo-American”. The cost of shares is more than one billion dollars.25 In the beginning of 2005 the Russian-South African consortium
“United Manganese of Kalahari” was set up for prospecting, mining and
processing manganese ores on the South African territory, where 80 percent
of the world’s prospected deposits of manganese are concentrated. The
Russian side includes the group of companies “Renova”, which owns
49 percent of the joint enterprise. The total volume of the planned investments of “Renova” in mining and processing the ores and producing ferroalloys will exceed one billion dollars.26
The management of the ALROSA has announced its plans to diversify
its activity and purchase assets in the gold-mining, oil and gas industries.
The company will prospect for gold, oil and gas in Africa, too. Besides Angola, it has started prospecting work for diamonds in Guinea and plans to
do the same in Congo.
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152
The stepping up of the activity of these companies in Africa, undoubtedly, lends positive aspects to the image of Russia on the continent. The
scope of capital investments is staggering, for they will involve the creation
of new jobs, the training of the local personnel and the modernization of
production. These investments give Africans the grounds to believe that the
“Russians” have come on a long term perspective to the countries where
they have made these large investments.
It would be appropriate to mention the development and commissioning
of the mechanism of financial support of Russian business in Africa. In July
2006 the “Vneshtorgbank” set up a joint financial company “VTB Capital”
(Namibia). The VTB’s share in the company is 50 percent + two shares, the
remaining part is with the big Namibian firm “Capricon Investment Holding”. It is planned to have among its customers Russian companies interested in developing business in the south of the African continent in such
fields as the mining and processing of mineral raw materials and other natural resources, power production, telecommunications, fisheries, construction and trade.27
In Angola the “VTB-Africa” Bank with the authorized capital of
10 million dollars has been organized with the participation of the
“Vneshtorgbank”. The VTB owns 66 percent of its capital, the remaining
34 percent belong to Angolan companies, including the “Portmil Trading
Investment Ltd” registered on Virgin Islands.28
The bank will devote main attention to investment activity, and also participation in infrastructural projects in Angola, as well as in other African
countries – Equatorial Guinea, Mali and Nigeria.
The interaction of the “Vneshekonombank” with the South African “Industrial Development Corporation” and “Nedbank Limited” will contribute
to the promotion of partnership of Russia and the Republic of South Africa.
The agreement with the “Industrial Development Corporation” is aimed,
among other things, at developing cooperation in export and implementing
investment projects to stimulate export-oriented industries. It should be
emphasized that the two sides will regard each other as the priority partners
in servicing the contracts in the sphere of power and infrastructure, as well
as in the mining industry.
The agreement with the “Nedbank Limited” envisages joint financing
and bank support to investment projects in various spheres of industry, including the mining industry.
The “Vneshekonombank” is the only Russian bank which operates in
the RSA at present. This is why its agreements with South African banks
open up for Russian business circles a real opportunity to rely on the resources of big financial institutions in implementing projects in South Africa and the neighbouring states – Angola, Namibia and others. On the
other hand, South African companies will have an opportunity to develop
their business in Russia.
In recent time, new countries have appeared on the scene, cooperation
with which may acquire wide scope in the very near future. In this connection the IFC “Metropol” plans to open a bank in Congo in 2007.29
The above-mentioned actions to step up cooperation with African countries show, in our view, a definite positive change in the attitude to Africa
as a promising partner. Speaking at the Foreign Ministry of the Russian
Federation, President V. Putin emphasized the importance of “broadening
the horizons of Russian foreign policy and searching for new opportunities
for cooperation, keeping in mind the need to preserve and promote positions where we have invested considerable resources in the past…”30
In our view, it’s time for Russian big business to search for a more profitable market to apply its capital to, when it is being realized more and more
that access to the western markets is becoming more difficult. The African
alternative may become more acceptable.
Can the turn of Russian business to Africa contribute to improving the
image of Russia on the African continent? If so, what should be done accelerate it?
It would be oversimplification to regard the present level of political
and economic mutual relations sufficient for the formation of a positive image in line with the national interests of Russia.
First of all, it should be borne in mind that the present volumes of tradeeconomic relations with most African countries are at a very low level. For
example, the Republic of South Africa has been chosen as a springboard for
expanding the economic interaction of Russia with the countries of the
southern part of Africa. But can one look at these projects seriously when
trade turnover between Russia and South Africa amounted to 170 million
dollars in 2005, whereas that of China and South Africa exceeded seven billion dollars?31 The structure of Russian export to South Africa consists of
crude and cut diamonds comprising 57 percent, and the rest includes rolled
ferrous metal, chemical products, fertilizers and products of the automobile
industry. There are practically no industrial commodities which could compete with foreign goods on the South African markets. During the visit of
the Russian premier M. Fradkov to South Africa in March 2007, it was
pointed out that trade turnover between Russia and South Africa amounted
to 180 million dollars in 2006, and Russian export accounted for only
20 million dollars.
Morocco is another example. It is Russia’s biggest trade partner, its
share in the total volume of Moroccan trade turnover was 4.6 percent in
2005, which is not bad. However, if we turn to the structure of Russian
export to that country, it consists of oil comprising 75 percent, rolled metal
8.6 percent, grain five percent, sulphur 4.5 percent, ammonium and ni-
153
154
Will there be a turning point?
trogenous fertilizer 3.5 percent. Timber, power equipment and consumer
goods account for slightly more than three percent. Thus, Russia is a supplier of raw materials and half-finished products to Morocco. These examples indicate that the backward structure of export should be changed, otherwise Russia will not be able to make a breakthrough in Africa.
The list of Russian high-tech commodities for export is confined to the
products of nuclear power engineering, arms and the services of missilespace sphere.32 However, the requirement of African countries for these
commodities and services, except arms, are rather limited. Special research
is necessary to determine the possibilities of supplying Africa with industrial commodities, but not only with raw materials.
In view of the serious problems facing Russian export, it was suggested
to set up a special department in the Federal Agency for Promotion of Export, which would include Russian trade missions in foreign countries, the
export-import bank, exporters’ associations, regional administrations, and
the Academy of Foreign Trade.33
The main coordinator of the promotion of export will be the State Corporation of Development. 34 It will deal, among other things, with granting
export subsidies to Russian exporters.
In our view, it would be necessary to set up a special Organization for
Economic Cooperation and Development with such specific partners as Africa, Asia and Latin America. Such agencies exist practically in all western
countries.
Under the aegis of this organization it would be possible to evolve the
concept of the economic cooperation of Russia with the developing countries, the elaboration of foreign economic policy and bilateral trade and
economic relations with them in line with Russia’s national interests, consolidation of the efforts of private capital and state bodies in their relations
with the developing countries, etc. The correct choice of cooperation strategy between the state and private business could ensure their effective interaction in the foreign economic sphere. But this will become feasible,
provided there is a strategy of the country’s economic development and an
appropriate concept of strategic partnership with African countries, which
could be a real foundation for the formation of the positive international
image of modern Russia.
_________________
Notes:
1.
. – ., 2006.–
1. – . 3. [Economist. Moscow, 2006, No. 1,
p. 3.]
2.
.,
.
PR
. – ., 2003. – . 353. [Yu. Kashlev, E. Galunov. Information and PR in International Relations. Moscow, 2003, p. 353.]
155
3.
. – ., 2005. – 17. – . 26–27. [Politichesky zhurnal. Moscow, 2005, No. 17, pp. 26-27.]
4. Ibid., p. 27
5.
.,
.
. – ., 2005. – . 529.
[I. Davydenko, Ya. Kesler. “Resources of Civilization.” Moscow, 2005, p. 529.
6.
. – ., 2005. –
17 – . 27. [Politichesky zhurnal.
Moscow, 2005. N 17, p. 27.]
7.
.
. – ., 2005. – . 388. [E. Galunov.
“Image Against Image.” Moscow, 2005, p. 388.]
8.
.,
.
.
., . 526. [I. Davydenko, Ya. Kesler.
Op.cit., p. 526.]
9.
. – ., 8
2006. [Puls planety. Moscow, 2006. September 8.]
10. Calculated by Monthly Bulletin of Statistics. Vol. LX, No. 2, 2006.
11.
. – ., 11
2006. [Kommersant. Moscow, 2006. October 11.]
12.
. – ., 23
2006. [BIKI. Moscow, 2006. December 23.]
13.
. – ., 7
2006. [BIKI. Moscow, 2006. December 7.]
14.
. – ., 2006. –
3. – . 12. [Moya Africa. Moscow, 2006,
No. 3, p. 12.]
15. Yusuf Ballah. “What does Africa Expect from Russia as Chair Person?” –
My African Magazine. Moscow, 2006, No. 3, p. 12.
16.
. – ., 22
2006. [Puls planety. Moscow, 2006.
September 22.]
17.
. – ., 2006.
37. – . 13. [Kompas. Moscow, 2006, No. 37,
p. 13.]
18.
. – ., 7
2006. [Puls planety. Moscow, 2006.
September 7.]
19.
. – ., 2006. –
3. – . 19. [Moya Africa. Moscow, 2005,
No. 3, p. 19.]
20.
. – ., 22
2006. [Puls planety. Moscow, 2006.
May 22.]
21. .
.
. – ., 2000. – . 30. [V. Lopatov. Present
Conditions of Trade-Economic Relations of Russia with African Countries. Moscow, 2000, p. 30.]
22.
. – ., 2006. – 36. – . 25-26. [Kompas. Moscow, 2006. No. 36,
pp. 25-26.]
23.
. – ., 25
2006. [Puls planety. Moscow, 2006.
May 25.]
24.
. – ., 6 9
2006. [Puls planety. Moscow, 2006.
February 6 and 9.]
25.
. – ., 7
2006. [Puls planety. Moscow, 2006. February 7.]
156
26.
. – ., 7
2006. [Puls planety. Moscow, 2006.
September 7.]
27.
. – ., 28
2006. [Puls planety. Moscow, 2006.
July 28.]
28.
. – ., 2006. –
4. – C. 19–20. [Af-Ro. Moscow, 2006. No. 4,
pp. 19-20.]
29.
. – ., 29.04.2007 [Vedomosti. Moscow, April 29, 2007.]
30.
. – ., 2004, 7–8. – C. 104. [Mezhdunarodnaya
zhizn. Moscow, 2004, No. 7-8, p. 104.]
31. Africa Confidential. November 3, 2006. Vol. 47, No. 22, p. 7.
32.
. – ., 11
2006. [Kommersant. Moscow, 2006. October 11]
33.
. – .,
101. – 7
2006. [BIKI. Moscow, 2006. No. 101,
September 7.]
34.
. – ., 11
2006. [Kommersant. Moscow, 2006. October 11.]
FOREIGN POLICY OF RUSSIA AND RUSSIAN-CONGOLESE
RELATIONS*
Galina Sidorova, Ph.D.(Hist.),
Head of Centre for Information
and International Relations,
Institute for African Studies, RAS
Today, the independent voice of Russia in international affairs is much
more confident, because its foreign policy pursues not only its own interests, but also the aims common to those of the entire world community.
Russia is now regarded as a serious partner in resolving global problems,
and its foreign policy is based on the principles of realism and pragmatism.
Africa takes a special place in Russian foreign policy. In a message of
the President of Russia, Vladimir Putin, to the President of the Democratic
Republic of Congo, Joseph Cabila, on the occasion of Africa Day it was
said that Russia intends to consolidate the positive dynamics of the past few
years in its relations with the countries of the region, creatively use the experience gained and search for new forms of cooperation. By joint efforts
we could ensure further development of a Russian-African political dialogue and mutually advantageous cooperation in the trade-and-economic
and other spheres.
The foreign-policy course of Russia, widely recognized in the world,
enables it to advocate consistently the strengthening of collective mechanisms to manage international processes. Russia will continue to contribute
to the solution of the pressing problems facing African countries, including
that of the implementation of the appropriate Plan of actions of the G8, by
using the UN and other international forums.
Russia makes a substantial contribution to easing the financial burden of
African states within the framework of the Paris Club and the Initiative to
reduce the debts of the poorest countries. During the period from 1998 to
2004 alone, we wrote off debts worth 16.5 billion dollars.
Cooperation between Russia and Africa within the framework of the
NEPAD programme has been strengthening. Africa is an important region
for Russia and NEPAD is a programme of action for it.
*
Report made at the Conference “Congolese policy of the DRC partners and international organizations” at the DRC Ministry of foreign affairs in Kinshasa on
January 18, 2005. It was first published in the collection “Premier cours executive
sur la carriere diplomatique.” L’Université de Kinshasa, République Démocratique
du Congo, 2005, pp. 8-13.
157
158
Substantial assistance is rendered to African countries in training national personnel in the sphere of health service. Last year the countries of
the region were granted 800 stipends from the Russian state budget, and
cooperation in this sphere included the training of personnel for subregional organizations, among them the Southern African Development
Community. Russia continues to participate in financing the Global Fund to
fight HIV/AIDS, tuberculosis and malaria (Russian contribution amounted
to 20 million dollars), and the World Initiative for the liquidation of poliomyelitis.
The prevention and settlement of crisis situations remains one of the key
issues for Africa’s emergence on to the road of stable development. An
enormous negative potential of conflict problems has been accumulated on
the continent, which threaten peace and security, the sovereignty and integrity of states, and the life and welfare of people. During the past decades
millions of Africans have become disabled persons and refugees.
Russia calls for a rapid and adequate reaction of the international community to the challenges connected with the unfavourable situation in Africa. The practical interaction of the UN and the regional and sub-regional
structures, including the Council of Peace and Security of the African Union, as well as individual states acquires special importance for strengthening security on the continent.
Russia takes an active part in all peace-keeping operations in the region
under the mandate of the UN Security Council, and it intends to increase its
contribution to the training of the African peace-keeping forces at Russian
training centres.
Russia is also present in the structures of the UN Mission in the Democratic Republic of Congo. It is represented there by 23 officers as military
observers, five police officers, and people at various headquarter services of
the Mission. Three Russian helicopter companies work there under contract
with the UN Mission in the Democratic Republic of Congo: “Nefteyugansk
Unit” with 58 people and nine “MI-8 MTV” helicopters, “UTair” (Tyumen)
with 26 people and two “MI-26T” helicopters, and “Vertical-T” with
12 people and one “MI-26T” helicopter.
As a permanent member of the UN Security Council our country actively participates in working out the general strategy of resolving conflicts
on the continent and the political course of the international community in a
concrete crisis situation. The President of Russia, Vladimir Putin, speaking
at the Security Council’s meeting in New York on September 14, 2005,
emphasized that the Russian Federation was profoundly convinced of the
necessity to raise the efficiency of the UN Security Council for preventing
armed conflicts, including those in Africa.
Russia consistently supports the process of political settlement in the
Democratic Republic of Congo and cherishes the friendly relations that
have been established between the two countries.
Russia and the Democratic Republic of Congo have much in common.
Russia, just as the DRC, has passed through a transition period in its history. It is well aware of the problems connected with political and socioeconomic reforms, the establishment of democracy and the fight against
poverty. Our countries have gone through the wars forced on them, when
they had to defend their territorial integrity and national sovereignty. Africa
still retains a bitter memory of the cruel war of 1939-1945. Thousands of
Africans fell in battles. Soldiers of your country also made their contribution to the cause of winning peace: they fought courageously in the deserts
of Libya and Egypt and the jungles of Burma. More than 2,500 Congolese
men did not return home. The Soviet Union’s losses in World War II
amounted to more than 27 million lives.
Our countries know what terrorism is. Last September was the anniversary of the Beslan tragedy, when 330 schoolchildren and their parents became hostages of terrorists in a school in the Republic of Northern Ossetia
in the North Caucasus. This tragedy, just as the acts of terror in the United
States, Britain, Egypt and Spain, shocked all people of goodwill on our
planet. The Congolese people expressed sympathy for the people of Russia
in connection with the tragedy and many of them put their signatures to the
Beslan Appeal in memory of the victims of terrorists.
May I recall some of the pages of the history of the relations between
our countries.
This year we marked the 45th anniversary of the establishment of the
diplomatic relations between our countries. The Soviet Union was one of
the first countries to recognize the independence of Zaire and render political, diplomatic and economic support to the government of the first premier
Patrice Lumumba. The new leaders of Zaire broke diplomatic relations with
the Soviet Union unilaterally twice – in 1960 and 1963.
In 1968 important negotiations were held between the Soviet Union and
Zaire, which determined the basic directions of cooperation between the
two countries. In 1972 the Soviet Union and Zaire signed an agreement on
scientific and cultural cooperation, which laid the foundation for the study
of Zaire students at institutes of Moscow and other cities of the USSR. This
tradition is still alive. This year Russia granted 15 scholarships to the Congolese side.
Russia continues to expand the legal base of its relations with the DRC.
There are intergovernmental agreements between our countries on air
transportation (1974), on the general principles of economic, scientifictechnical and cultural cooperation (1976), on trade (1976), on sea navigation (1976), on cultural and scientific cooperation (1983), and on militarytechnical cooperation (1999).
Recently, more positive trends have emerged in the Russian-Congolese
relations. In 2004, consultations were held between the deputy foreign ministers, as well as traditional consultations between the ministries of foreign
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160
affairs, in which the head of the African department of the Russian foreign
ministry, and the Minister of foreign affairs of the DRC, R. Ramazani, and
the director of the cabinet of the President of the DRC, E. Boshab, took
part. Both sides reaffirmed their intention to continue interaction in the political-diplomatic, trade-economic, military-technical and cultural spheres.
Russian parliamentarians have visited Kinshasa for the first time. Last September Congolese experts in anti-terrorist activity were in Moscow in response to an invitation of the Ministry of Interior of Russia.
In this important period the government of the Russian Federation and
the Russian people support the steps undertaken by the Congolese government aimed at a peaceful settlement and successful termination of the transition rule, which should end in general elections.
The Democratic Republic of Congo is in the centre of the African continent, and stability on the African continent depends on peace in that country. We’d like to express the hope that the second regional summit for
peace and security in the region of Great Lakes, which was planned to be
held in Nairobi in November 2005 would have mapped out concrete ways
for resolving the situation in the region.
We express satisfaction in connection with a definite progress reached
in fulfilling the comprehensive agreement. A greater part of the path has
been traversed. Some more efforts remain to be made.
THE DEVELOPMENT OF MILITARISTIC TENDENCIES
IN US POLICY IN AFRICA*
Mikhail Vishnevsky,
D.Sc.(Hist.), Leading Research Fellow,
Institute for African Studies, RAS
The problems of the military policy of the United States in African countries are traditionally regarded in American literature as part of the strategy aimed at creating a favourable climate for the promotion of Washington’s interests on the continent so rich in natural and manpower resources.
These problems are reflected in various monographs and articles, and also
on the Internet sites of the Department of Defense and other government offices of the United States. It should be noted that the US military policy in
Africa has been studied very little in Russian scholarly literature (although
it was given some attention in the past). This article is an attempt to fill up
this gap.
It is believed that prior to the disintegration of the USSR the United
States pursued, first and foremost, military-strategic aims in Africa. On
January 1, 1983, the Central Command (CENTCOM) was set up, whose
zone covered the territory of 25 countries by May 1, 2002, including
11 states of Africa (Egypt, Djibouti, Kenya, Somalia, Mauritius, Seychelles,
Sudan, Tanzania, Uganda, Ethiopia and Eritrea).1 Speaking at the US Congress on December 22, 1983, the Secretary of Defense Caspar Weinberger
dwelt on the global American strategy of deploying forces on forward lines,
having in mind the African continent, too.2
CENTCOM, just as other strategic military commands of the United
States (among them EUROCOM and PACIFICOM), plays a major role in
the implementation of the global imperial policy by the United States. They
are especially important for the defence of the strategic land, sea and air
communication lines which could be used, in an event of military operations, for transporting troops and cargoes, as well as for protecting the
routes of supply of mineral raw materials so vital for the American economy.
According to American experts (for instance, a group of members of the
Council on Foreign relations in New York headed by Professor Janifer
Whitaker), the United States is interested, along with other matters, in having control over the shipping from the Mediterranean via the Suez Canal,
the Red Sea and Bab-el-Mandeb to the Arabian Sea. No less important for
the United States are sea routes from the eastern part of the Pacific, past
*
161
First published in Asia and Africa Today, 2007, No. 8, pp. 5-10.
162
Cape Horn (or the Panama Canal), and also via the South Atlantic, past
Cape of Good Hope to the Indian Ocean.3
To replenish the supplies of food, fuel and water, the American warships patrolling the above-mentioned strategic sea communication lines
have to use local resources, which makes it imperative for the United States
to create friendly regimes in the coastal countries, including those in Africa.
In times of the Cold War this strategy was implemented by modernizing
or building US military objects which were used, as a rule, jointly with the
local authorities. In Egypt there were Cairo West, Wadi Kena, Luksor, Aswan, Ras Banas (on the Red Sea shore), military objects in the vicinity of
the Farafra Oasis, near Mersa Matruh and in the district of El Alamein (on
the shore of the Mediterranean). In Kenya the port of Mombasa was modernized to make it suitable for receiving large vessels. In Somalia the port
and airfield in Berbera were reconstructed, and the runway of the latter was
prolonged to over four kilometers so that it can now receive all types of
modern military aircraft. In Sudan military bases were built in Suakin (on
the Red Sea shore), El-Fasher (near the border with Libya and Chad) and in
Dongola (north of Khartoum). In Morocco military objects were established
in Tangier, Sidi Yahya, Sidi Buknadele, Ben Gerir and Ben Sliman. An
agreement was concluded between the United States and Morocco on “strategic accord”.4 In the 1990s these bases were either closed down temporarily or transferred to the management of the receiving side.
It was supposed that all these objects were intended for the rapid deployment of the forces to be used within the framework of CENTCOM and
EUROCOM. Judging by the US Department of Defense,5 the zone of responsibility of the latter includes Algeria, Angola, Benin, Botswana, Burkina Faso, Burundi, Cameroon, Cabo Verde, the Central African Republic,
Chad, Congo (Brazzaville), Côte d’Ivoire, Equatorial Guinea, the Democratic Republic of Congo, Gabon, Gambia, Ghana, Guinea Bissau, Lesotho,
Liberia, Libya, Malawi, Mali, Mauritania, Morocco, Mozambique, Namibia, Niger, Nigeria, Rwanda, Sao Tome and Principe, Senegal, Sierra
Leone, the Republic of South Africa, Swaziland, Tanzania, Tunisia,
Uganda, Zambia and Zimbabwe.
Air and naval bases have been built on Diego Garcia Island in the Indian Ocean capable to receive the B-52 strategic bombers and nuclear submarines. These military objects were used three times: in 1991 during the
“Desert Storm” operations in the Persian Gulf, in 2001 during the operation
against the Taliban in Afghanistan, and in 2003 during the war in Iraq.
Since the 1990s in connection with the changing of the global intentions
of Washington, the significance of the military-political aspect of the US
strategy in Africa considerably increased. Washington began to pay major
attention to the formation of the “inter-African peacekeeping forces”.
In August 2001, the Pentagon evolved a Strategy for the Sub-Saharan
Africa.6 It envisaged the possibility of the participation of US armed forces
in guarding the places of mining and transporting strategic raw materials
from African countries (oil, gold, diamonds, copper, bauxites, uranium,
manganese and cobalt), as well as fighting drug trafficking, and carrying on
peace-making operations.
After September 11, 2001, the United States has revised its global plans.
Just as at the time of the cold war, the African continent again becomes important militarily and strategically. At the same time, Washington’s rivalry
with other major world powers intensives as their interests in African natural wealth, primarily fuel-and-power resources increase. The terrorist acts in
New York and Washington forced American statesmen to change their attitude and attach greater importance to African countries. Professor Peter
Schraeder of the Chicago Loyola University regards them as “the second
front” in the global war against terrorism. 7 Pentagon pays special attention
to the countries of North and East Africa because they are close geographically, culturally and religiously to the regions of the Middle East, which are
the “centres of global terrorist activity” on vast territories from Morocco to
Indonesia.8
In this context, the US Department of Defense has worked out and implemented several programmes regarding African countries. The first of
them concerns the activity of the Combined Joint Task Force – Horn of Africa. Its purpose is to fight the cells of al-Qaeda and its supporters in East
Africa – Djibouti, Eritrea, Ethiopia, Kenya and Somalia.9 More than 1,000
troops of the US Special Forces take part in land operations. The combat
Group-150 patrols coastal waters. It consists of American, German, Spanish
and British warships. Along with them, the region is also patrolled by a
special CIA aircraft “Predator”, whose task is to find and destroy terrorists.
For example, a missile fired from the “Predator” in Yemen killed the local
leader of al-Qaeda and his four companions travelling in the same car.10
In this connection it should be noted that, as President Bush put it, the
Republic of Djibouti is at the peak of the struggle against terrorism in the
region.11 The “Radio Sawaa”, which broadcasts round the clock in Arabic
to Sudan and the countries of the Middle East, is stationed there. Although
no official information is published on this score, Djibouti is regarded as
one of the biggest recipients of American military aid.12
Another regional programme of ensuring security in African countries
initiated by the Pentagon after the events of September 11, 2001, was the
Pan-Sahelian Initiative. At first, four countries took part in it – Chad, Mali,
Mauritania and Niger. Its aim is to prevent the al-Qaeda terrorists who left
Afghanistan after the American military action, as well as their supporters
in Iraq, to set up well-armed and well-trained units of Islamic militants, receiving ample financial assistance from their patrons.13
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Foundations of US Military Policy in Africa
In fact, the implementation of this initiative proceeds in the form of the
US Special Forces taking part in joint operations with local armed units to
track and destroy “Islamic terrorists”. The operating American-African
units have army trucks and special equipment (Global Positioning System)
making it possible to determine the exact location of objects to be destroyed. With the consent of the American side and the participation of US
army contingents, these units have carried out several successful operations,
the most important one being the capture of the leaders of the “Groupe
Salatiste pour la Predication et le Combat” based in Algeria. 14
The US Department of Defense has come to the conclusion that the PanSahelian Initiative should include a greater number of African countries
than it was planned in 2001. As a result, this programme was changed into
the Trans-Saharan Counter Terrorism Initiative. Apart from the four already-mentioned African countries, it now includes Algeria, Tunisia, Morocco, Senegal and Nigeria. To implement the US military plans in this region, it attaches special significance to the participation of Senegal, the
most important French-language partner of the United States in subSaharan Africa, as well as Algeria, where trans-Saharan routes intersect. 15
The US Congress allocated 500 million dollars for the next five years in
2005 for the implementation of this initiative.16 This programme was officially launched in June 2005, when joint military exercises under the codename “Flintlock 2005” were held, in which units of the US Special Forces
as well as contingents of all the African states connected with this initiative
took part.17 Later, cooperation between the US Special Forces and African
military units was put on a regular basis by patrolling local areas jointly.
The third military programme directly dealing with Africa was launched
in 2003 under the name “East Africa Counter Terrorism Initiative. It includes such countries as Djibouti, Eritrea, Kenya, Tanzania and Uganda.
The implementation of the programme is supervised by the US Department
of State, which also provides its financing to the amount of 100 million dollars annually. The aim of the programme is to smash the terrorist network
of al-Qaeda in East Africa and preclude its operations in the region, such as
the attacks on the US Embassy in Kenya and Tanzania in 1998, and on Israeli tourist targets in Mombasa (Kenya) in 2002. Within the framework of
this programme the “Safe Skies for Africa Initiative” is implemented, protecting the security of air communications in the region. The US East African Aviation Security Advisor is stationed in Nairobi (Kenya) who officially coordinates all activity in the region within the framework of this initiative.18
The above-mentioned programmes are the basis of the modern military
policy of the United States in Africa. The African countries are divided on
the basis of the priority principle for American foreign policy. The first, and
the most important, group includes the states of North and East Africa, in as
much as they are close to the region of the Middle East conflict, the epicen-
tre of the “global war on terrorism”. The second group includes big African
countries, known as the regional centres of force,19 which support the
American policy of struggle against terrorism. Among them are Nigeria,
South Africa, Algeria, Ethiopia, Kenya and Senegal. The third group consists of oil-producing countries of the Guinea Bay, which are important for
the United States economically. The remaining sub-Saharan African countries are not too interesting to American policy in the region and form the
fourth, the least priority, group of states.
The stepping up of American military political activity in Africa, observed recently, has contributed to the expansion of the US militarytechnical aid to the countries of the continent. The point is that of the Programme of International Military Education and Training (IMET) within
whose framework African countries send their officers to the United States
for study. Apart from its purely military character, this programme is also
of political significance, in as much as during their training African military
officers are educated in the spirit of the great respect for American might,
policy and culture, and upon return to their respective countries they become advocates and promoters of the US policy in Africa. In 2005 there
were 41 African countries which took part in this programme, and in 2006
– 45 countries in the sub-Saharan region. Except Libya, the countries of
North Africa, too, take part in the programme. Expenditures for the study of
officers from these states have grown considerably after September 11, 2001.20
There is another programme developing in Africa after the terrorist attack against the United States in 2001. It is called the Foreign Military Financing Programme – FMF. Within its framework Washington grants
friendly regimes American military equipment and hardware, which will
enable them “to strengthen and modernize their defence capacity, render
safe their borders and territorial waters, provide for their other needs in the
sphere of security, improve their interaction with the American armed
forces in the struggle against terrorism”. 21 In 2006 eight countries took part
in this programme – Egypt, Tunisia, Morocco, Djibouti, Eritrea, Ethiopia,
Kenya and Uganda.22
In 2006 the Bush administration initiated another programme – Global
Peace Operations Initiative (GPOI), which took the form of the ACOTA
programme (African Contingency Operations Training and Assistance).
This programme replaced the African Crises Response Initiative (ACRI), 23
which was in force from 1996. The main distinction of ACOTA from ACRI
is that the former is targeted at training servicemen for offensive operations
in the African Horn region. An example of such an operation can be provided by the participation of the Ethiopian army in the onslaught on the
165
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Military-Technical Assistance
capital of Somalia – Mogadishu in early 2007 in order to free the city from
the units loyal to the Alliance of Islamic Courts and coming out against the
Provisional transitional government of Somalia. American planes repeatedly bombed targets on the territory controlled by the Alliance.24
In East Africa the ACOTA programme is implemented in the form of
the Counter Terrorism Initiative (EACTI Initiative), and in the PanSahelian region – as the Counter Terrorism Initiative in the Sahara region
(PSI and TSCTI Initiaties). The main recipients of means within the
ACOTA programme are Mali, Niger, Ethiopia, Kenya and Uganda.25
In December 2006 the Executive Secretary of ECOWAS, Mohammed
ibn Shambas, requested the United States to increase allocations for training
the ECOWAS Standby Force, for the purpose of their more active participation in peace-making operations, which were planned within the framework of ECOWAS.
These forces participate in the ACOTA programme which is coordinated by the United States European Command (EUROCOM), in cooperation with the American corporation Northrop Grumman, the ECOWAS Secretariat and the Kofi Annan International Centre on peace-making operations stationed in Accra ( Ghana). The ECOWAS forces include contingents from Benin, Ghana, Mali, Nigeria and Senegal. Its headquarters in
Abuja (Nigeria) is in constant contact with all its military units. In 2006
their numerical strength was 1,500 men, and by 2010 it is expected to be
5,000, which will make it possible to form an efficient military unit on
which the African Union will be able to rely on in conducting its operations.26
By the Commander of the NATO forces in Europe, General James
Jones, the main aim of the US military activity in Africa is to create a
“community of bases which would allow the Pentagon to realize the premise of the National Security Strategy of the United States for dealing preventive strikes on the heavens of terrorism.”27
Thus the Bush administration intended to fight against terrorism with
the support of a coalition of states, including those of Africa, interested in
combating terrorist activity. By August 19, 2003, there were 70 countries in
the anti-terrorist coalition.28 The contribution of each of them varies from
direct participation in military operations to diplomatic support to the US
actions in the international arena.
From a military-political point of view, the growing interest of the
United States in African countries at present can be explained by the need
to create the necessary military infrastructure, and also a system of relations
guaranteeing free access to the sources of mineral raw materials on the continent. In this connection another statement by General James Jones evokes
a certain interest. He said that the United States was striving to increase the
number of their servicemen in Africa, above all in the regions where there
are large districts uncontrolled by the local authorities, where drug-
trafficking routes pass and training camps of terrorists and seats of instability are situated. Africa is important for both NATO and the United States.
Strike airforce groups and expeditionary forces should not be on constant
six-month duty in the Mediterranean. They should spend half that time on
the coast of West Africa.29
In April 2004 the first meeting of the defence ministers of the North African countries and those of the Sahelian zone with the commander of the
US forces in Europe was held in Stuttgart (Germany). It was attended by
representatives of Morocco, Algeria, Tunisia, Senegal, Mali, Mauritania,
Chad and Niger. An agreement was reached at the end of the meeting that
these African countries would render assistance to the EUROCOM in ensuring security along the transportation routes of oil and gas.
The president of the “Chevron Texaco” Co., George Kirkland, said in
this context that oil was an important part of the American strategic interests. Without the regular deliveries of African crude oil the American economy would need 10 million gallons of petrol additionally each year. The
African representatives at the meeting expressed readiness to take steps for
the liquidation of the “instability belt” in the Sahelian zone of Africa. The
deputy commander of the US forces in Europe, General Charles Wald, said
that the United States was alarmed over the fact that “the Islamists use
scarcely populated or practically uninhabited places in the Sahelian zone
for training terrorists there. It would take them only a few hours to reach the
territory of the United States or European countries.30
167
168
Washington’s “African Policy”
As it is emphasized in the White House document “African Policy”, the
Bush administration intended to form “coalitions of the willing” with such
“key” countries for the American strategy in Africa as South Africa, Nigeria, Kenya and Ethiopia for joint actions in the struggle against terrorism. It
is expected that military units from these countries will form the backbone
of the future contingents within the framework of the African Union or on
another collective basis, which will carry on anti-terrorist operations on the
African continent.31
Various situations could be chosen as pretexts for such actions. For example, the US naval forces have intensified patrolling the coastal waters of
Somalia and a number of other states in the region in order to counteract the
threat of terror against American interests in Africa, beginning from 2003.32
It should be emphasized that the US military and military-political efforts to defend American interests in Africa are also made through the allied countries on the continent. According to the new version of the National Security Strategy of the United States, these countries should be able
to ensure effective management of their economy and state apparatus, and
also to popularize American interpretation of democracy and the need to
fight terrorism in other African countries. An important role is given to the
African Union as a continental organization called upon to contribute to the
political stability and economic development of the African states, especially those where civil wars have been quelled with American militarypolitical participation, and where power has gone over to the forces which
are thankful to the United States for its support in the past.33
The peak of the military and military-political activity of the Pentagon
in Africa was reached when President Bush decided to set up, before the
end of this fiscal year (2008), the Unified Combatant Command for Africa (Africa Command). Explaining his decision, President Bush declared
that the new command would bolster cooperation between the United
States and African countries, bring peace to the peoples of the continent
and contribute to their economic and humanitarian progress. The United
States intends to closely cooperate with the leaders of African countries
within the framework of the Africa Command.34 By the US Assistant Secretary of Defense, Henry Rhine, representatives of the Department of
State and other bodies will work at the headquarters of the Africa Command, who will help the Pentagon to plan and carry out operation in Africa. According to Henry Rhine, the US Administration recognizes the
transformation of African countries into key subjects in the world arena.
The Department of Defense, as part of the US government, is ready to
recognize this reality and cooperate with African states in their new quality.35 In the 2007 fiscal year the expenditures for the upkeep of the Africa
Command would reach 50 million dollars. A greater sum is envisaged for
the year 2008.36
An article of the South African information agency “Inter Press Service” gives the following explanation of the need to set up a special military
command of the United States for African countries. It says that Washington is especially concerned over the growing importance of African countries in the global war on terrorism, and the importance of African natural
resources, especially oil and gas, in the world economy, as well as the noticeable increase of rivalry with China and some other countries for possessing these resources.37
In the opinion of the US Senator Russel Fiengold, the Africa Command
is vitally important for strengthening US relations with African countries,
and also for preventing their turning into a region of the concentration of
terrorists for an attack against the United States and its allies.38
It is important to note the role of the US Intelligence in African countries. According to Richard Armitage, US Assistant Secretary of Defence in
the first administration of President Bush, the significance of foreign intelligence has considerably increased after September 11, 2001.39 Quite a few
operations carried out by the CIA within the framework of the struggle
against international terrorism in Africa remain top secret to this day, and
much time will have to pass before they become known.
As the former US Ambassador in Kenya William Atwood testifies, the
US Ambassadors in Africa work in close contact with the CIA and are well
aware of all measures carried on by that department. 40 In his view, the CIA
has always been and remains the most important instrument of the American foreign policy.41
The former head of the Planning Department of Foreign Policy at the
US Department of State, Richard Haasse, gave the following interpretation
of the concept of national sovereignty in connection with the anti-terrorist
campaign. In his view, the traditional views on this subject become a thing
of the past, and a state connected with terrorism should not expect recognition of its sovereignty by other countries. Thus, the growing militarist
trends in the US policy toward Africa are well adapted to the “National Security Strategy of the United States.”42 According to this strategy, the US,
after the September 11, 2001, has the right on a preventive strike in any
form, including a military operation, against any state that is connected with
terrorism in one way or another.43
Another important reason for this trend is the desire to prepare for the
inevitable rivalry with other big states for the natural resources of Africa,
above all, its fuel-and-power resources. On the whole, the decision of the
Bush administration to set up AFRICOM, just as the purpose of other military-political programmes of the United States in that region, shows the
considerable growth of the priority of African countries in the US foreign
policy. And the military methods and means will play an ever greater role
in the implementation of this policy.
1. US CENTCOM. Mission statement. 20 May 2002, p. 2.
http://www.centcom.mil/who-we-are/mission-statement.asp.
2.
.
. .:
, 1986, .
582. [Cited from American Expansionism. Modern Time. Moscow, Nauka Publishers, 1986, p. 582.]
3. “Africa and the United States Vital Interests. A Council on Foreign Relations Books”. N.Y.: New York University Press, 1978, p. 128.
4.
.
. .:
, 1986, .
582. [“American Expansionism”, p. 582; Cooperation for Development: Africa, the
Soviet Union and the United States. Moscow: Novosti Publishers, 1991, p. 38.]
5. http://www.eucom.mil/ADR/index.htm. -18 June 2003.
6. DoD
Strategy
for
Sub-Saharan
Africa.
August
2001.
http://www.defenselink.mil/policy/isa/africa/africa-strategy-draft.pdf.
7. Schraeder, P. North and East Africa as “Second Fronts” in the Bush Administration’s War on Terrorism. A Presentation Paper for 49th Annual Meeting of
the African Studies Association, Nov. 16-19, San Francisco, California, p. 8.
8. Ibid.
169
170
_____________
Notes:
9. Feickert Andrew. The U.S. Military Operations in the Global War on Terrorism. Afghanistan, Africa, the Philippines and Columbia. Congressional Research
Service (CRS) Report for Congress. Feb. 4, 2005, pp. 7-8.
10. Ibid.
11. The U.S. Department of State. The Congressional Budget Justification. Foreign Operations.Fiscal year 2006 (further on cited as “Bush Administration foreign
Aid Request for 2006”), Wash., 2005, p. 253.
12. Ibid.
13. The International Herald Tribune, Paris. May 12, 2004.
14. Schraeder, P., op.cit., p.8.
15. Bush Administration Foreign Aid Request for 2006, pp.268-269.
16. Ibid.
17. Schraeder, R., op.cit., p.9.
18. Bush Administration Foreign Aid Request for 2006, p.269.
19. President George Bush. The National Security Strategy of the United States
of America, September 2002, Washington.
20. Bush Administration Foreign Aid Request for 2006.
21. Ibid.
22. Ibid.
23. VOA News. Washington, 25 July 2002.
24. www.allafrica.com- January 18, 2007.
25. Ibid.
26. This Day. Lagos, December 13, 2006.
27. President George Bush. The National Security Strategy…
28. The U.S. Central Command International Contributions to the War on Terrorism.
Wash.
19
August
2003.
http://www.centcom.mil/operations/coalition/joint.htm.
29. Foreign Policy in Focus Special Report. N.Y. 21 July 2003.
http://www.foreignpolicy-infocus.org/pdf/gac/OUSO307southafrica.pdf.
30. www.allafrica.com-April 15, 2004.
31. The White House. President George W. Bush. Africa Policy, pp.3-4.
www.whitehouse.gov.
32. Promoting Transparency in the African Oil Sector. A Report. Council on
Foreign Relations, N.Y. March 2004, p. 4.
33. President George Bush. The National Security Strategy…, pp. 37-38.
34. The U.S. Department of State. The White House Press Release. February 6,
2007.
35. The U.S. European Command Press Release. February 8, 2007.
36. Ibid.
37. www.allafrica.com – February 1, 2007.
38. Ibid.
39. Armitage, R. Intelligence Sharing and September 11 Attacks. U.S. Department of State. Wash., 19 September 2002.
40. Atwood, W. Red and Black: Personal Impressions. M., Progress Publishers,
1968. Issue One, transl. from English, p.183.
41. Ibid., p. 163.
42. President George Bush. The National Security Strategy of the United States
of America. Washington, September 2002.
43. Haass, R.N. Reflecting a Year After September 11. Remarks. U.S. Department of State. Wash., 13 September 2002.
171
172
HISTORY, CULTURE, ETHNOGRAPHY, LINGUISTICS
AT THE 15TH SESSION OF THE UN GENERAL
ASSEMBLY IN 1960*
Vassily Solodovnikov,
D.Sc.(Hist.), Corresponding Member
of the Russian Academy of Sciences,
Ambassador
On December 14, 1960, the UN General Assembly adopted the Declaration on granting independence to colonial countries and peoples. That was
an important stage in the struggle of the Asian and African nations against
imperialism, for their national and social emancipation. The Declaration
summed up the historic changes in the world after World War II, on the one
hand, and on the other, it created an international legal basis for the immediate and complete abolition of colonialism.
The more time from the 15th session of the UN General Assembly, the
more significant the initiative of the Soviet Union to discuss at the session
the question of decolonization and the draft Declaration on granting independence to colonial counties and peoples. That was a truly outstanding
contribution of the USSR to the struggle of the peoples of Asia, Africa and
Latin America against imperialism and colonial oppression, against racism
and apartheid.
The Soviet government attached great importance to its draft of the
Declaration on granting independence to colonial countries and peoples and
its discussion and adoption at the UN . This was confirmed by the fact that
the Soviet delegation to the 15th General Assembly session was headed by
N.S. Khrushchev, First Secretary of the CC CPSU and Chairman of the
USSR Council of Ministers. The Soviet delegation included
A.A. Gromyko, the USSR Minister of Foreign Affairs, and several top officials of the foreign ministry.
The delegations of Ukraine and Belorussia were headed by their leaders.
The delegations of other socialist states and many liberated countries
were also headed by their leaders – Jawaharlal Nehru, Sukarno, Kwame
Nkrumah, Gamal Abdel Nasser, Secou Toure, and others.
On September 23, the head of the USSR delegation N.S. Khrushchev
made a speech in which he put forward and substantiated the Soviet proposal on granting independence to colonial countries and peoples to be discussed at the session.
*
First published in Mezhdunarodnaya zhizn, Moscow, 2006. No. 6, pp. 112-122.
173
He said that the Soviet government submitted to this session of the UN
General Assembly the draft of the Declaration with the following demands:
1. To grant without delay full independence and freedom to all colonial
countries, trust and other non-self-governed territories in the construction
of their national states in accordance with the freely-expressed will and desire of their peoples. The colonial regime, colonial administration of all
types should be abolished completely with a view to granting the peoples of
these territories the opportunity to determine their destinies and forms of
government themselves.
2. To liquidate all strong points of colonialism in the form of possessions and leased districts on alien territories.
3. The governments of all countries should strictly and consistently adhere, in the relations between states, to the premises of the UN Charter and
this Declaration on the equality and respect of the sovereign rights and territorial integrity of all states without exception, without manifestations of
colonialism, exceptional rights or privileges for some states to the detriment of other states.”
For the first time in the UN history, the pro-American “mechanism of
the majority” did not work at the 15th session. This was due, as we see it, to
the radical changes that had occurred in the world, especially in Africa. In
just one year 16 states in Africa gained independence, and 15 of them became UN members. This has changed the alignment of political forces during voting at the UN General Assembly session.
On September 28, five days after the Soviet proposal was made public,
the US delegation asked the UN Secretary General to include in the agenda
an additional question: “Africa – a programme of the UN of ensuring independence and development”.
The US proposals could not satisfy the delegations of Asian and African
countries which wanted the UN to contribute to the complete and rapid abolition of all forms of dependence. The initiative of the Soviet government
looked important and timely against the background of the document proposed by the United States. Two different approaches, two policies toward
decolonization became quite clear once again.
The draft resolution submitted by the US delegation did not mention the
question of decolonization at all. This made its proposal unacceptable for
most Afro-Asian delegations. Although the American draft by itself was a
considerable concession of the West to the developing countries as far as
economic, technical and humanitarian assistance rendered them was concerned, but it was not in accord with the agenda of the session on decolonization and was evolved by its authors exclusively as a counter-proposal to
the Soviet initiative.
On October 12, heated debates unfolded at the plenary session of the
General Assembly in support of the Soviet proposal to the effect that discussions on decolonization be held not in committees, but at plenary sessions.
174
“The discussion of the problem of the abolition of the colonial system at
the plenary sessions, with the heads of government and foreign ministers of
the UN member-states taking part,” N.S. Khrushchev said, “will lend it the
most authoritative character and ensure the most favourable conditions for
its successful solution within the framework of the UN.”
Many delegations, especially those of Asian and African countries, including the heads of state and government of India, Egypt, Indonesia, Cuba,
Guinea, and others, supported this proposal. The session approved the Soviet proposal by a majority of votes.
The debate on the draft Declaration submitted by the USSR opened at
the plenary sessions of the UN General Assembly on November 28, 1960,
with a speech by the Soviet delegate Valerian Zorin.
In the course of the discussion 43 delegations of Afro-Asian countries,
in order to prevent the failure of the draft Declaration on decolonization
submitted by the Soviet delegation because it was initiated by the USSR,
put forward their own draft, which took into account and reiterated the main
premises of the Soviet draft. However, in the view of the Soviet delegation,
it had some imprecise wordings. The delegations of the developing countries, which were forced to consider the position of western powers, wanted
to achieve the unanimous approval of the Declaration.
On December 14 voting took place on the draft Declaration. Although the Soviet draft received the support of most developing countries, it did not have the necessary majority of votes. Ghana, Guinea,
Liberia, Mali, Morocco, Ethiopia, and other African countries voted for
it. Thirty-two votes were cast for the Soviet draft, 35 were against and
30 abstained.
On that very day, December 14, 1960, the UN General Assembly
adopted the draft Declaration on granting independence to colonial countries and peoples submitted by 43 Afro-Asian countries. It received
89 votes, including the votes of all socialist states.
Nine delegations abstained from voting for the draft of 43 countries –
the United States, Britain, France, Belgium, Spain, Portugal, the Union of
South Africa, Australia and the Dominican Republic. Most probably, they
were persuaded by the United States, thus having become the defenders of
colonial and racial domination.
Although the Soviet draft of the Declaration on granting independence
to colonial countries and peoples was not adopted, the USSR and other socialist states were not disappointed with the outcome of the discussion and
voting, inasmuch as the adopted declaration was quite close in its content to
the Soviet draft.
At the same time the proposal put forward by the United States, which
was discussed at the meetings of the First Committee of the UN General
Assembly, was turned down by the overwhelming majority of the delegations of the developing and socialist countries.
Its discussion was postponed to the next session of the UN General Assembly.
On April 11 and 12, 1961, twenty-four African countries submitted their
draft resolution on the US document, which essentially differed from the
US draft due to the addition of new articles to it, and proceeded from the
premises of the Declaration of independence known as the UN resolution
1514 (XV) of December 14, 1960. The American authors of the programme, after their draft resolution had been revised in the spirit of the
Declaration, lost all interest in their own proposal. This was why this point
was not included in the agenda of the 16th session of the UN General Assembly in 1961, and the US proposal was dropped altogether.
France continued a full-scale war in Algeria, despite the call of the UN
to stop it. As a result, 1.5 million people were killed during the period from
1954 to 1962. In 1961 the United States committed an act of aggression in
Bizerte,Tunisia.
Portugal waged colonial wars against the people of Angola, Mozambique, Cabo Verde and Guinea Bissau right up to 1975.
Belgium supported by the United States interfered in the internal affairs
of Congo (Zaire). They came out against the legitimate government of
Patrice Lumumba, who was ousted from power with the support of their
special services, and then killed.
Britain suppressed an uprising in Mauritius with the use of arms in
1965.
The regime of apartheid in South Africa pursued a cruel policy against
the African people in its own country and in Namibia.
Mention should be made of the unprecedentedly large-scale aggression
of the United States in Vietnam, where the US army, in defiance of international standards and laws, used chemical weapons against peaceful citizens.
In the course of that aggression the United States lost more than 50,000 of
their men and officers, and the number of victims among the Vietnamese
people amounted to three million.
To complete the story about the adoption of the UN Declaration on granting independence to colonial countries and peoples, it should be added that on
the initiative of the developing countries supported by the socialist states, and
with a view to implementing the basic premises of the Declaration, the UN
set up a Special Committee for the realization of the Declaration on granting
independence to colonial countries and peoples, known as the Committee on
Decolonization, or the Committee of 24 (by the number of its members).
In 1962 a special UN Committee against apartheid was formed, and
some time later the Council on Namibia was set up, and a high commissioner on Namibian affairs was appointed.
The activity of these UN bodies contributed to speeding up the process
of decolonization on the African continent and the abolition of apartheid in
South Africa.
175
176
The discussion of the Soviet proposal turned into the moral and political
denunciation of the countries which continued to keep the peoples in colonial bondage. From that time on, the moral and political prestige of western
countries in the Third World has been undermined considerably. And the
policy of the socialist countries aimed at supporting the national-liberation
movements, including the granting of material assistance and arms supplies,
has received international-legal backing. This was why the USSR and other
socialist states had no need to conceal their material assistance and arms deliveries to the national-liberation movements.
The adoption of the Declaration proved a big success for the USSR and
its diplomacy, whereas it was a setback for the United States and its western allies.
During the 1961-1964 period I worked at the UN Secretariat as the director of the Department of Industrial Development and at the Soviet UN
mission as a deputy Permanent Representative of the USSR at the UN. At
that time I witnessed and took part in many debates on the colonial q uestion. I saw how a group of western states stubbornly defended the interests
of colonialism and neocolonialism.
On July 11, 1963, the leaders of the African countries – member-states
of the Organization of African Unity (OAU) demanded that the UN Security Council force Portugal to immediately grant independence to the peoples of the Portuguese colonies in Africa.
The OAU Council’s meeting was attended by the ministers of foreign
affairs of Ghana, Morocco, Tunisia, Liberia, Sierra Leone and the Malagasy
Republic.
The discussion of the draft resolution submitted by the OAU was quite
heated. The western countries – permanent members of the UN Security
Council (the United States, Britain and France) tried to remove the draft
from the agenda. The Soviet delegation came out for the adoption of the
resolution and stated that it would vote for it in its initial form. The western
states threatened that they would veto it, if its authors would not take their
suggestions into account.
In order to have the Security Council adopt the resolution demanding
that Portugal immediately grant independence to the peoples of its African
colonies, the OAU representatives agreed to some suggestions of the western delegations, which slightly softened the initial draft resolution.
On July 31, 1963, the Security Council put the resolution submitted by
Ghana, Morocco and the Philippines to the vote. Brazil, Venezuela, Ghana,
Morocco, Norway, the USSR and the Philippines voted for the resolution.
Despite the fact that the draft took into account the position of the delegations of Britain, the United States and France, they did not abstain, for
they were against the resolution in principle.
Speaking at a meeting of the Security Council in the debate on voting, I
noted the significance of the adopted resolution for the decolonization of
Africa and outlined the principled position of the USSR on the problem of
the abolition of colonialism.
The voting of the resolution demonstrated that the USSR sided with the
African peoples, whereas the United States, Britain and France supported
Portugal, which wanted to continue its colonial domination in Africa.
In 1963, the Declaration on the abolition of all forms of racial discrimination was adopted at the 18th session of the UN General Assembly. As a
member of the Soviet delegation I took part in the work of the Social
Committee of the UN General Assembly which discussed the draft of the
Declaration. In the heated debate on the Declaration the alignment of forces
was just the same as during the voting on the Declaration on independence.
This has shown once again that the countries of the world have divided into
those calling for the immediate liquidation of colonialism, racism and
apartheid in all forms and manifestations, and those defending the colonial
order, racism and apartheid in Africa not only in politics, but also with the
use of force and economic and other forms of pressure.
The well-known French political figure, the director of the weekly
L’Express and the leader of the party of radicals and radical-socialists JeanJacques Servan-Schreiber published in Paris in 1980 a book entitled “The
Global Challenge”, which caused sensation in the West. In it he described
his conversation with the President of Zambia, Kenneth Kaunda, in 1977,
soon after a visit to Zambia of a Soviet delegation headed by Nikolai
Podgorny, the Chairman of the Presidium of the USSR Supreme Soviet.
The French politician made a pessimistic forecast with regard of the growing anti-western sentiments in the Third World countries.
Jean-Jacques Servan-Schreiber wrote: “Right after a visit to Zambia of
the influential apparatchik Nikolai Podgorny, a young emissary from the
United States, Andrew Young arrived in Zambia with a view to demonstrating his country’s interest in that region. Andrew Young was America’s
‘Black Star’ in the UN with the rank of Ambassador.
“We are not alarmed by the Soviet presence in your countries. You will
see for yourselves that they are unable to do anything for you. Only we can
help you, by supplying you with the necessary boons and commodities,”
Andrew Young stated.
This was said at a news conference, as Servan-Schreiber’s book mentions. One Zambian journalist interrupted Andrew Young: “Everything
you’re saying are empty words, Mr. Young, nothing more. Who supports
the ‘Anglo-American’, ‘De Biers’, ‘Rio Tinto’ – the mining companies
which are plundering and ruining us? Is it the USSR or the West?”
This frank dialogue, Servan-Schreiber writes, reflected the thirty years
of the opportunities missed by the West, unrealized and vain illusions and
obstinate blindness. How come that the West full of self-confidence,
thinking that it possesses the wisdom of the world, and fully understands
its own interests, overlooked the oncoming threat? That was why the
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Bandung Conference of the Asian, African and Latin American countries
was held.
The French political figure was quite correct in noting that the abolition
of the colonial rule of the imperialist metropolitan countries did not resolve
the economic contradictions between the industrially developed capitalist
West and the weakly economically developed South.
The abolition of the military-political colonial domination did not result
in the liquidation of the unequal, non-equivalent exchanges between the industrial and developing countries. And this inequality and non-equivalence
between the two groups of countries grow all the time.
I think that Jean-Jacques Servan-Schreiber was quite right by quoting
the words of Cecil Rhodes, the famous British imperialist figure of the late
19th century and the founder of Rhodesia, who said that in order to fill our
bellies it was necessary to plunder the world and thus avoid revolution.
“But today’s plunder the world over breeds revolutions,” the French bourgeois politician concludes.
A gap in the economic development level, in the living standards and
the quality of life of people in the Third World, on the one hand, and those
in the countries of the “golden billion”, on the other, has become even
wider. This is the principal cause of international instability and a host of
interstate and interethnic conflicts in the Third World.
In my view, an upsurge of the economy, rising living standards, and the
narrowing of the gap in the quality of life of people in various countries
remain the main challenge to mankind and the world community in the 21st
century.
The success of Soviet diplomacy at the 15th session of the UN General
Assembly is hardly possible now, in the conditions of weaker Russia. Andrei Gromyko in his memoirs published in 1988 devoted a whole chapter to
the Soviet Union’s efforts to put an end to colonialism.
“One after another representatives of the colonial countries mounted the
rostrum and spoke with wrath and indignation about colonialists. This forum resembled an international tribunal passing sentence on the criminal
guilty of brigandage and enslavement of over half the world’s population.
“The overwhelming majority passed a political sentence on colonialism.
That session of the UN General Assembly was a stirring event. One could
see the breaking of the chains that fettered dozens of states and peoples for
centuries.
“When the General Assembly adopted the main resolution it seemed the
hall’s walls and ceiling would collapse from a storm of applause. Politicians shook hands and congratulated one another on the occasion.”
Another participant in those historic events in September-October 1960,
the chief adviser of the USSR mission at the UN, V.A. Brykin, also remembered how the discussion of the Soviet proposals at the 15th session of
the General assembly proceeded. He wrote about it in the book “African
Diplomat at the UN” (my review of it was published in the magazine
Narody Azii I Afriki, Moscow, No. 2, February 1986.)
“On December 14, 1960,” the author recalls, “89 states approved the
draft Declaration on granting independence to colonial countries and peoples, nine countries abstained. Among the latter were the colonial powers
and the Dominican Republic.
“At the 15th session of the UN General Assembly the great truth of history clashed with the petty lies of the colonialists. The victory scored by the
forces of truth over the forces of lies was so impressive that its consequences are felt all the time and in every place where people are fighting
for their independence and sovereignty.”
Boris Pyadyshev has published memoirs for the 60th anniversary of
the UN about his participation in the 15th session of the General Assembly. I think the reader can find something of interest, including his
impressions of Khrushchev’s behaviour on board the ship “Baltika” and
at the session of the UN General Assembly, where he was opposed by
such a strong political rival as President D. Eisenhower and other leaders of western countries.
In our view, B. Pyadyshev makes an important and well-founded conclusion about the success of Soviet diplomacy. He praises the role of Soviet
diplomacy at the 15th session of the UN General Assembly. In the chapter
“Four Summits in Different Worlds” he writes: “The first gathering of
world leaders in the UN halls in 1960 was a triumph of the Soviet Union
and its allies from the Third World. However, that triumph was temporary,
because the economic strength of the West was firm enough not to permit
drastic changes in the world to the detriment of the West. And the western
states succeeded in doing this.
“When world leaders gathered in the UN Palace in New York for the
second time the situation was quite different. The pretext for their meeting
was the 50th anniversary of the UN, and the event took place in September
1995.
But the Soviet Union was no more. It disintegrated in December 1991.
During the years that have passed since then, Russia has not succeeded in
standing firmly on its feet. And there could be no talk about its allies. They
have long gone over to the side of the United States, NATO and other western organizations.
At the meeting in 1995 Russia was practically alone, although the imposing figure of Boris Yeltsin and some statements by him and President
Clinton created an impression that something important was taking place in
the relations between the United States and Russia. However, there was
nothing of the kind.
Such are the views of analysts and participants in the historic session
of the UN General Assembly which adopted, on the initiative of the Soviet delegation, the Declaration on granting independence to colonial
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180
AFRICAN CIVILIZATION IN THE MODERN WORLD*
countries and peoples, which speeded up the decolonization process in
Asia and Africa.
P.S. In this context I cannot understand the reason why the authors and
editors of the Yubileiny vestnik published in Russia for the 60th anniversary
of the UN failed to include the 15th session of the UN General Assembly in
the “Ten Most Important Dates of the UN History”. Meanwhile, they did
not forget to include in “Ten Funniest Events in the UN History” the episode with “Khrushchev’s shoe” which took place at the 15th session.
Anatoly Savateyev, D.Sc.(Hist.),
Executive Secretary of the
Academic Council for the problems
of Economic Social,
Political and Cultural Development
of African Countries
THREE CONTRADICTIONS characterize the image of Africa which
has taken shape in science and ordinary consciousness. More often than not
it is connected with poverty, wars, ethnic and religious conflicts, backward
socio-economic relations, etc. Indeed, more than thirty poorest countries in
the world (by the UN classification) are in Africa. Military operations continue in the Democratic Republic of Congo (former Zaire) and Côte
d’Ivoire, the situation is rather tense in Sudan, Liberia and Congo (Brazzaville). The President of Nigeria Umaru Yar’Adua can hardly be envied, because he is facing the real prospect of a split of his country – this time into
the Moslem North and the Christian South. And all this is combined with
the increased activity of various nationalist organizations cherishing the
ideas of the creation of independent ethnic states. Nigeria is not the only
example of such a situation.
However, there are different realities on the continent. For instance,
Tanzania, Benin or Madagascar, Zambia..., the list of countries with political stability can be prolonged. This is why those who blame Africans themselves for wars and conflicts on the continent are wrong.
There is another distinction in the assessment of the existing contradiction between the globalization processes and the desire of the African countries to preserve their national-state and ethnocultural identity. Practically
all Africans, scholars and foreign politicians are far from unanimous in assessing this contradiction. The liberal part of the intelligentsia and political
figures assess globalization as a boon, as a current in the general human
flow of progressive development without alternative. Others (we may term
them “Afrophiles”) believe that globalization spells doom to the original
African socio-cultural foundations.
The third contradiction, or a myth demanding definite correction, if not
denial, is reliance on the western models of socio-political, economic and
cultural organization of society’s life as the only possible means to be in
line with the demands of the 21st century and enter the community of “civilized states”. Such is the supreme goal which should be attained at all costs.
*
181
First published in Mezhdunarodnaya zhizn, 2006. No. 4, pp.127-137.
182
WESTERN HISTORICAL SCIENCE praises colonialism for stopping
wars that were raging on the African continent prior to the arrival of
Europeans there. Was it a civilizatory mission of the white man? Yes and
No. In actual fact, there were as many wars in Africa as in medieval
Europe. Clashes between tribes were caused by disputes over hunting
grounds and pastures, but they were often settled by agreements in accordance with usual customs, not by force. The wars for the creation of a
unified state (Ghana, Mali, Songhai, the Khaliphate of Sokoto) were
bloody, indeed, but they had a rational justification from the historical
point of view. Can we always find enough arguments in defence of religious wars in Europe?
The European colonialists conquering the continent by force of arms
needed a calm and stable situation on the territories they captured in order
to sell their commodities and exploit the natural and manpower resources of
the enslaved peoples, and they widely used the crude force of arms for establishing their law and order.
The departure of the colonialists has removed the old fears, and the
competition for political power, which gave broad opportunities for using
natural resources, turned into interethnic, clan or confessional rivalry,
which often took the form of armed clashes. As a rule, African political
leaders were supported by their ethno-regional groups or religious associations: the noble feelings of solidarity and mutual assistance turned into support of their “own” leader and became a justification in the struggle against
the “aliens”. Wherever the local politicians, who, as a rule, having received
an education in western universities and imbibed western “democratic values”, discarded traditional African values, there was, and now is, bloodshed. If one looks closer, one can see the glitter of diamonds and feel the
smell of oil in the murk of the fighting. The natural minerals, which Africa
is so rich in and are so needed in Europe and Asia, can serve as an economic reason. These and other sources of cataclysms, which are usually ordered by people living far from the African continent, have been known for
quite some time.
In our epoch there is another instrument of influence on societies and
states both on the African continent and in the entire world. This instrument
is globalization which, in contrast to the previous process of the allembracing unity of the world on the economic basis, is manifested in the
actual shaping of the entire system of international relations – political, social and cultural – depending on the whim of one main character or the financial, economic and political forces prevailing on a global scale.
Globalization has contributed to the extreme complication and sharp increase of mobility and changeability of international relations, and sometimes the destabilization of the development of countries.
Attempts are made from time to time to establish control over the world
under the guise of globalization, by the countries of the “golden billion”,
which result in the creation of obedient political elite in subordinated states,
but not in organizing decent life in these countries (Afghanistan, Iraq and
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African Civilization in the System of World Globalism
DO THE AFRICAN PEOPLES have their own inner reserves whose
mobilization would allow them, while combining these reserves with the
political and socio-cultural technologies of the most advanced states, to
make a breakthrough, like the one made by East Asian countries? Let us
turn to the historical roots of Africa. Everything is clear as far as North Africa is concerned. There are the richest Ancient Egyptian civilization, the
Carthaginian branch of classical Ancient civilization, and Islamic civilization. On the contrary, in the Sub-Saharan zone we do not find the usual features of civilization: towns, written languages, and monotheistic religions.
Nevertheless, the philosophical perception of the problems of life among
the Bantu people, the cosmological ideas of the Dogon people in Mali,1 and
other peoples show that we should abandon the simplified notions about the
absence of civilization among the peoples of Tropical Africa. Adherence to
humanistic values, that is, the family, kinship and friendship with the near
and dear ones and strangers, mutual assistance and mutual understanding,
the feeling of closeness to each person and each creation of nature, the perception of life as harmonious coexistence are inherent in African society.
Such sentiments and ideas constitute the essence of the civilization complex
of Tropical Africa, distinguishing it from Christian and Islamic civilizations
with their written rational rules and standards of behaviour. However, the
usual legal standards are used in Tropical African civilization, too. They
envisage the priority of collective interests over individual ones, while creating a socio-cultural community which is manifested in stylistic unity of
material culture and beliefs. Spirituality inherent in great religious beliefs in
African civilization is manifested, for example, in a kind attitude to people
and hospitality. Russian ambassadors to the states of Black Africa always
remember this feature of local people, both in big cities and rural areas.
These elements can be seen in utilitarian everyday activity, and they are explained not by classical science, but by civilizatory theory.
In the 9th-10th centuries great Islamic civilization began to penetrate
Africa. At present more than 130 million people in Africa are Moslems, and
their number is growing rapidly. Islamic civilization prevails in the greater
part of West Africa and plays a major role in East Africa, too. Islam
brought a system of lofty rational views on the purport of human life, established personal responsibility for every act committed by man before God,
and proclaimed man’s difference from nature. A question arises as to why
wars break out in such seemingly harmonious medium.
The Departure of Colonialists as a Source of Conflicts and Wars in Africa
Somalia are the cases in point). However, wars are transferred to the territory of the aggressor. And if the events of September 11, 2001, could seem
a casual success of the “al Qaeda” extremist organization, the subversive
acts on the Madrid railway in Spain in 2004, and the London explosions on
July 7 and 21, 2005, demonstrated that the war was gradually becoming
universal, that it would be waged without any rules, and that the countries
of the “golden billion” would be unable to control its course.
The Place of Africa in the Global World of the Future
This withering away of principles, ideals and structures of civilization
can be termed “anti-civilization”, inasmuch as African society finds itself
rather weak to oppose the rampage of regional and ethnic separatism,
crime, religious extremism and corruption.
The West uses the thesis of the rights of man not so much as a value,
but as an instrument against the principle of state sovereignty, and the right
to free self-expression of man and his individuality, against the values of
solidarity, common survival, collective traditional mutual assistance. In this
paradigm of actions the assessment of man’s material achievements is increasingly at variance with the assessments of ethical achievements or failures, cultural gains or losses.
IT SEEMS that along with the development of globalization, the network of inter-civilizatory actions loses the opportunity to play the role of
the all-embracing system of international relations. The new network of
global contacts services new information, cultural, financial and other processes and structures. Indeed, modern globalization, having a gigantic and
still growing potential to organize and regulate global processes, especially
in the sphere of world communications, the mass media and new social
movements, at the same time gives rise to such phenomena of selforganization and self-regulation, which have nothing to do with world civilization or world culture.2 For example, financial capital, being closely tied
up with a state and acting on a worldwide scale, does not need any moral
legitimation of its operation and, consequently, strives to avoid social responsibility. Cultural bounds or state restrictions seem nothing more than a
trifle to it, even when the fate of the world is concerned. It declares cultural
values of the peoples and religious symbols of entire civilizations to be
prejudices allegedly standing in the way of the formation of “progressive
all-embracing human culture” corresponding to the new image of the “democratic world”. Naturally, traditional relations based on moral and religious principles are unable to survive in the conditions of such a massive
total pressure.
The feeling of the loss of the basic values of civilizations is increased by
an ever harsher confrontation between western culture claiming to be universal, on the one hand, and the great variety of African civilizations, on the
other. The significance of the historically recognized universal civilizatory
principles – morality and law forming the backbone of civilization, which
prevent the manifestations of immoral, uncivilized behavior, is lost. This
results in the existence of such a terrible custom as cutting off the right arm
of young people belonging to a different enthnopolitical organization in Liberia, and in Rwanda and the Democratic Republic of Congo – killing people of a different tribe en mass. However, the right of the West to claim the
expression of the entire cultural heritage of mankind looks doubtful in the
eyes of African peoples. Moreover, it is disputed by representatives of fundamentalist Islam in North Africa and many sheikhs (leaders) of Moslem
spiritual (Sufi) tariqats-brotherhoods.
FIRST, the integration of efforts at the level of interstate relations in the
political, diplomatic, economic, financial and military spheres. The setting
up of the African Union in 2001, which replaced the amorphous Organization of African Unity, the programme of “New Partnership for Africa’s Development” (NEPAD), the Continental Court, the Central Inter-African
Bank, the formation of the first joint military units, etc. manifested the Africans’ intentions to tackle their own problems by their own combined efforts. At the same time it was a warning to developed countries that the
peoples of Africa did not wish to see them as the mediators in resolving
conflict situations. Besides, they also expressed their unwillingness to share
the fate of Yugoslavia, Afghanistan or Iraq, no matter how their domestic
situation develops. Some positive results have already been achieved:
thanks to the participation of the inter-African military units the armed conflicts in Liberia and Sierra Leone were quelled.
Naturally, the organization of consolidating structures does not mean
that the position of Africa as a backward part of the socio-economic area of
the world will change rapidly. Africa’s foreign debts now amount to
300 billion dollars, 34 billion of which being the share of Nigeria. Its example is indicative enough: Nigeria is potentially one of the richest countries of the continent (oil, gas, other natural resources, water and manpower,
iron-and-steel plant, automobile assembly plant); it has already paid
42 billion dollars as part of its foreign debt, which originally comprised
13.5 billion dollars. This sum with interest has reached 76 billion dollars.3
Part of the national elite embezzled portions of the national income by illegal methods. As far as NEPAD, the African Union and other structures are
concerned, the country firmly intends to move forward independently in
deciding its destiny.
But having embarked on this difficult road, Africans should not discard
the rules and habits of traditional political and administrative management,
the customary legal regulation of public relations, to say nothing of the
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What Africa Puts Forward to Defend Its Civilizatory Authenticity
ethical standards still exerting considerable influence on people’s behaviour
and mentality. Contrary to widespread views, traditional standards and
mechanisms can become a means of resolving the most pressing problems
of today. For example, in Rwanda, after the International criminal tribunal
(similar to that regarding former Yugoslavia) proved unable to resolve the
key problem of the country – to reconcile the warring ethnic groups of the
population, the Tutsi and the Hutu, a way out has been found: after consultations with various sections of society the country resorted to the traditional Rwanda system of justice – gakaka. Its essence boils down to solving
the most controversial problems on the spot, with the participation of the
entire local community. The process of reconciliation has thus moved forward and the situation in the country became less tense.
Experience shows that peace and security in African countries, especially those with a complex ethnoconfessional structure, will be ensured,
provided the traditional political and administrative institutions strictly correspond to modern democratic practice. This should be done, primarily, at
the grassroots level, that is, in villages, districts and city neighbourhoods.
Such system envisages the participation of people of all ethnic and confessional groups in the local administrative bodies on the principle of proportional representation or changeability (as, for instance, in Daghestan in
Russia). The traditional institutions of power in the form of chambers of
chiefs at the state level proved their viability and efficiency in Nigeria,
Ghana, Zambia and Kenya, where they contributed to reducing tension and
resolving conflicts in a number of cases.
In Senegal, Mali, Niger, in the north of Nigeria and in Somalia a stable
political process is possible, provided the leaders (sheikhs) of Moslem religious orders take part in it, because they have profound influence on their
followers and real political prestige. The sheikhs’ words addressed to their
congregation and their indication about who they should vote for often
prove decisive and ensure electoral legitimacy. This form of participation in
the political process does not contradict democratic procedure, inasmuch as
the final result of elections is determined by the decision of the voter. This
was why Senegal, which was ruled by the immortel of l’Academie Francaise, poet and philosopher, Leopold S. Senghor for over twenty years, was
rightly considered one of the most democratic countries of the continent.
JAPAN, SOUTH KOREA AND SINGAPORE are usually cited as
good examples of democracy in the East, which still have influential traditional institutions: paternalism, corporatism, and family and clan ties. It is
due to the effective combination of traditional mechanisms used for centuries with modern life that these states have made their impressive breakthrough which causes admiration.
The experience of many states in Asia, Africa and Europe, including
Russia, has shown that the imposition of impersonal democracy of American style, its transference to a new soil, usually provokes an exacerbation of
relations in society. This takes place at individual enterprises, on a regional
level, and even in the entire nation. The political restructuring of African
states without the adaptation of western political standards and institutions
to the local socio-cultural conditions will look like a fight, but not a civilized competitive struggle.
The most crucial question: Does Africa have such internal civilizatory
reserves and opportunities which would allow it, or at least one of its states,
to make a breakthrough comparable to that made by the Southeast Asian
“tigers”? “It’s fantastic,” any person may answer confidently. I will not
categorically dispute this opinion, but will cite just one fact.
The Mouridiya tariqat has existed in Senegal for over a century,
founded by the local sheikh Amadou Bamba. It is famous for the solidarity
and high discipline of its members. A word said by its head – the supreme
khaliph – is the law for all. The rank-and-file Mourides work on the peanut
fields of their sheikhs, who pray for their congregation. All people, big and
small, are united by belief in the supernatural capabilities of Amadou
Bamba, who is the object of reverence and the main subject of the history
and culture of the entire country. The person of Amadou Bamba unites all
people – peasants and intellectuals, workers and students, young and old.
The social cohesion of Mourides has emerged on the spiritual basis. The
economic base of the tariqat, along with the monopoly on growing, processing and selling peanuts to Europe, now includes the building industry,
trade, bank business, handicrafts and food production, etc. The ethics of labour has taken shape, proclaiming physical work as God’s blessing, which
earns respect and income. Just as the Protestant doctrine, the Mourides believe that material benefits come to those who are chosen by God. Already
in the 1970s the first millionaires appeared in Mouridiya who give part of
their income to the brotherhood fund. The tariqat has transferred its activity
overseas, having opened bank offices, trade missions and spiritual and cultural centres in New York and France. Mourides can now be met on Moscow markets, too. The tariqat helps its members receive a higher education,
including in foreign countries. This gives an impetus to the rapid economic
and socio-cultural progress of Senegal.
Thus, among the crucial problems facing Africa, the pride of place
should be given to the preservation and understanding of the civilizatory
identity of Africans, using the inner socio-cultural reserves and searching
for their own road in this world of ours. Evidently, the humanistic values,
solidarity and love of life inherent in African peoples will have to play an
important role. Non-traditional forms, methods and spheres of activity (for
example, African countries becoming rest and recreation and ethnocultural
zones) can also be regarded as promising.
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The Civilizatory Reserve of Africa
Conditions have emerged in Africa allowing its peoples to put an end to
the myths of their helplessness in tackling domestic political and foreign
economic problems. Inner concentration, temperance and even certain asceticism characteristic of Moslem brotherhoods, and strict adherence to
laws, both state and spiritual and communal, can play a definite positive
role on this road. But it is necessary to overcome the myth of globalization,
which shows only one direction of development, namely, toward the western (American) model of society as the ideal. It is necessary to use the technical and technological achievements of all humanity, the new forms of the
organization of labour and adapt to modern realities. But at the same time it
is necessary to oppose them with the integrity of one’s own world and proceed from the basic principles in evaluating the role of Africa as a region of
original human qualities.
Such is the strategic course. Having determined its aims, essence and direction, it will be possible to tackle tactical problems – economic growth,
the accumulation of means, the formation of social assistance and culturaleducational progress. The path is far from easy. Africa can now be compared to a short-distance runner, but its athletes have proved their ability to
endure and emerge victorious. Africa will be able to traverse the difficult
road ahead.
_____________
Notes:
1. The French ethnologist M. Griaule came to the conclusion that the peoples
inhabiting the present states of Senegal, Mali, Burkina Faso and Guinea have very
rich and original mythology. See: Griaule, M. Dieu d’eau. Entretiens avec
Ogotemmelli.” Paris, 1948. See also the work by the Rwanda theologian
A. Kagame, Kagame, A. “La philosophie Bantu comparée.” Paris, 1976.
2. This term was introduced by the Russian scholar of culture A. Gordon to denote the culture of Europe in the epoch of great geographical discoveries, which was
characterized by its striving for boundless expansion.
3.
.
–
//
:
.
. ., 2005, . 270. [Bolshov, I. “Nigeria: Economic Security and the External Debt Problem.” // Security for Africa: Internal and External Aspects. Abstracts. Moscow: Institute for African Studies Press, 2005. P. 270.]
GENDER AND POWER*
Natalia Ksenofontova, Ph.D.(Hist.),
Head of the Centre of Editorial
and Publishing Board,
Institute for African Studies, RAS
Researchers (from Z. Freud to modern psychoanalysts), who devoted
their work to finding out the peculiar features of the behavior of homo
sapiens and his instincts, have convincingly shown that each one of us is
dominated at the subconscious level by the fear of death, thirst for power
and sex urge, which are the manifestations of the instinct of selfpreservation.1 These three components are closely connected with, and support, each other. Moreover, as most psychologists think, many actions of
ours are not a consequence of the impulses of our soul or the function of
our brain, but in actual fact they have completely hidden erotic motives. 2
This is also true of man’s thirst for power (in the family, in a work team or
at a state level.) It should be emphasized that thirst for power is not the
wish to gain a formal title and possess the regalia accompanying it, but is
the striving to impose one’s own will and world outlook on others, and assert one’s superiority (muscular or gender) on others. This is why, as Anthony Giddens believed, power is an inalienable part of human relations;
many conflicts in society, including conflicts between the sexes, are due to
the struggle for power, be it at a state, family or community level.3 This
struggle is founded on the clashes of opposite interests, views and wishes.
Inasmuch as the main driving force of the gender system of connections
is the precise hierarchy of male and female interests, the relations of power
and subordination are the determining factor in this hierarchic system. And
it may seem surprising at first glance that the dominating position has not
always been taken by representatives of the male part of the population.
Looking back at the history of world civilizations from the East to West,
from the South to North, one could see quite a few interesting examples of
how gender relations determined the struggle for power and elevated purely
personal intimate relations to a state level.
This phenomenon was especially clearly seen in the institution of favoritism, which was typical of many Oriental and European monarchies.
Historians single out several types of this social phenomenon.4 In
Europe female favoritism predominated. The famous mistresses of French
monarchs gained a very noble status in society, acquired great wealth and
exerted considerable influence on the rulers and the entire court life in the
15th-18th centuries.5
*
189
First published in African Caleidoscope, Moscow, 2005. Issue 27, pp. 124-139.
190
The Russian autocracy created a special type of favoritism – male favoritism. The epoch of the Russian empresses, Catherine I, Anna Ioannovna,
Anna Leopoldovna, Elizaveta Petrovna and Catherine the Great (the 18th
century) was famous for their brilliant lovers, who had a serious impact on
the entire life of the state. Suffice it to recall such omnipotent favourites as
Alexander Menshikov, Ernst-Johann Biron, Grigory Potyomkin and the Orlov Brothers.6
Examining the institution of favoritism, it should be emphasized that its
essence goes far beyond the bounds of sexual-intimate relations between
the supreme ruler and members of the court close to him or her. It should be
viewed as a specific type of the relations between man and woman, who
play specific social roles under certain conditions, which are often of state
importance.
When the ruler (he or she) chooses the lover (male or female), this
means that the latter not only becomes closer to the monarch or the queen,
but also that he or she is equaled to the latter. As the well-known German
historian Edward Fuks wrote, “whoever felt the constant interest of the
monarch himself or herself, became united with his or her divinity, he or
she felt elevated high above his or her compatriots, the eye of the Sacred
Ruler was turned to him or her. Honours ordered by the king to be paid to
his official mistress, are given to her with the same reverence as to him.”7
Pay attention to the words “official lover” which many historians use in
describing the life at the courts of European and Asian states. They mean
that the favourite becomes a person of social and state importance. The
status of the first lover was often equaled to the highest government posts.
Quite often the power of favourites was simply boundless. They approved
(or disapproved) the selling of posts and titles, established or ruined reputations, and settled diplomatic disputes.8 Quite often, these people were endowed with great talents and ambitions and had such great influence on the
monarch that they virtually took his functions into their hands and became
unofficial rulers of the state.
It should be noted that the existence of numerous lovers and favourites
of monarchs contributed to their prestige among the members of the court
and people, and created a greater charisma of the ruler himself. For example, in the French history of the 15th-18th centuries public opinion regarded
favourites as special confidantes and bearers of state secrets, and as a pillar
of the monarchy, and official tradition lauded them as the muses and inspirers of the supreme ruler to better performance of his duties as monarch and
man, which should contribute to the welfare of the state. This resembles a
situation in many traditional African societies where the wellbeing of the
entire community depended on the male potency of the ruler, which should
be demonstrated by all his wives and concubines.
The edifice of the divine royal apotheosis was built on the relations between
the monarch and his mistresses. As Guy Chaussinand-Nogaret wrote, the connec-
tion of favourites and their admirers led to the creation of special mythology,
which described “the image of the monarch’s mistress as sacral and thus elevated
his image and glorified his person.”9 He seemed to soar to the skies in his magic
image over and above human existence, and his mistress was described as a Goddess. Their relations were likened to those between Gods and Goddesses.
It should be admitted that in most cases the favourites did not stay on
the divine throne for life. They lived in society where relations between the
sexes were built on the patriarchal principle. Their roles had been prescribed long ago by their fathers, husbands, brothers, kings, and the leaders
of the opposition and rival parties, etc, that is, they were needed by persons
around them who put forward their claims through them. There were quite a
few outstanding and talented women among these favourites, who rendered
services not only to the monarch, but to the whole of society. This was why
her power never ended with her life. Due to various circumstances (the appearance of a new favourite of the monarch, the latter’s death, court intrigues, etc.), her luck came to an end, she could fall into oblivion, be banished, or even executed.
Sometimes these women played the role of a “lightning conductor” for
the monarchy. In the crisis period the favourite was the “scapegoat and the
ideal target for discontent and malice. She was to blame for everything:
natural calamities, military setbacks, heavy taxes, even hails destroying
harvest. She became the object of universal hatred.” 10
In other words, the institution of favourites was created not for allowing
individual women to get equal rights with men. They became an essential
element of patriarchal culture in which they played the role of a chess figure in a big political game. They created the necessary background and atmosphere in which men could not only better demonstrate their abilities,
but also emphasize their importance.
Male favoritism had somewhat different nuances. It was an attempt to
prove the inability and dependence of women-rulers who took male powers
upon themselves. However, for the sake of justice it should be admitted that
men were unable to always discredit queens and tsarinas. As is known, such
women as Elizabeth I, the Queen of England, successfully ruled for
45 years, Queen Victoria of England was on the throne for 64 years; in
France , Louise de Savoie ruled the country for 15 years, Catherine de
Medicis – 20 years, Anne d’Autriche – 18 years; in Russia, Anna Ioannovna ruled the country for 10 years, Elizaveta Petrovna – 20 years and
Catherine the Great – 34 years.
The institution of favoritism was quite widespread in many world cultures, it had no national or state boundaries. It could also be observed in African societies. Male favoritism was especially popular at the court of
Malagasy monarchs in the State of Imerina in the 19th century.
During that period Madagascar was ruled by four queens for almost
70 years. It was the time of female reign with the participation of male fa-
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vourites. The most striking thing was that the latter managed to create a dynasty of favourites – representatives of the Andafiavatra family. The “post”
was inherited by son from father, and younger brother from elder brother.11
The last representative of this “dynasty” – Rainilaiarivony was the lover of
three queens, the prime minister and the virtual ruler of the entire island
(from 1864 to 1895), right up to its capture by France.
Compared to most African countries in the 19th century, Madagascar’s
society was more developed. It was the time of ethnic and political consolidation, economic and cultural progress, when a uniform state was taking
shape. All these achievements were connected with the name of the reformer-ruler Radama I (1810-1828) who is often likened to Peter the Great
of Russia by national historians in the grandeur of personality and the contribution to Malagasy history. His rule began at a difficult time for Madagascar, when France and England actively struggled for the possession of
the island. Radama I, ably balancing in the diplomatic ocean, managed to
uphold the country’s independence and, having secured British support,
proclaimed himself the king of the whole of Madagascar. From that time on
we could speak of the State of Malagasy, which was officially confirmed by
the Anglo-Malagasy treaty of 1817.
Under his rule the foundations were laid of Madagascar’s relations with
Europe, which exerted considerable influence on the development of the
country’s education, culture and economy, and gave an impetus to progressive transformations there. According to national historians, Radama I, despite strong resistance on the part of the local reactionaries, “opened a window to Europe”, brought master-craftsmen to the country, and surrounded
himself with outstanding scientists and scholars.
Many young Malagasys were sent to England to study humanities and
English, and various trades. In turn, foreign craftsmen, merchants and entrepreneurs were invited to Madagascar where they invested money and developed handicrafts and industrial enterprises. The country began to build
roads and canals, the monopoly on the sale of gunpowder and firearms was
introduced, and the island was gradually included in international trade.
Radama I succeeded in making a sharp turn to cultural development. It
was even possible to speak of a radical change in people’s consciousness. 12
It was facilitated by the intensive campaign for literacy. British missionaries helped open schools and popularize European cultural and technical
skills and habits. A system of primary education was set up in the country
within several years, the Latin alphabet instead of Arabic letters was introduced in the Malagasy written language, print-shops were opened, which
published text-books, dictionaries and collections of fairy-tales and proverbs.
Although Radama I continued to rely on the old feudal nobility, which
constituted a privileged section of society, Andriana, major social shifts
took place during the period of his rule. The bulk of the Malagasy popula-
tion of Imerina consisted of the “third estate” – huva. It included landtillers, handicraftsmen and merchants who could earn considerable profits,
open enterprises and organize and carry on local trade. Besides, this young
“bourgeoisie” was supported by the industrial and political circles of Britain. Many representatives of this group of the population succeeded in advancing to leading government posts and securing the support of the monarch himself.
Radama I abolished estate restrictions in clothing and food, introduced
European garments and banned the wearing of estate decorations, the use of
poison tanghena by priests in rites,13 and the ritual killing of children born
at bad time. Slavery and slave trade were also banned. In other words, the
rights and privileges of the traditional upper crust of society were restricted,
and requisites were created for lifting estate barriers, which obstructed the
progress of all caste groups to go up the socio-political ladder. At that time
certain innovations were introduced in the family and marriage relations,
and land and property rights.
Unfortunately, all these progressive transformations were retarded after
the sudden death of Radama I, who borrowed from western civilization not
only its cultural achievements, but also its vices. During the last years of his
life he drank too hard, and in a fit of delirium tremens he cut his throat.14
As historians note, his sudden death resulted in a serious political crisis
due to the intense contradictions within the various groupings of the ruling
section of society. The traditional nobility (previously, slave trade was in
their hands, and they wanted to resume it) wanted to regain their old privileges and posts and feared that the legitimate heir to the throne, Prince Rakutube, the king’s nephew, could come to power and would continue to
pursue the policy of his uncle. These circles were actively supported by the
French.
This was why, contrary to all customs and traditions which forbade
women to occupy the throne of their ancestors, the local aristocracy decided
to crown Ramava, one of the wives and a cousin of the late monarch, under
the name of Ranavalona I (1828-1861). They thought that “ the illiterate
woman, who had no connections with Europeans and adhered to traditional
beliefs, would heed their advice, as well as the recommendations of the
guardians of idols.”15
Thus, the feudal nobility violated their own order of succession to supreme power and tried to disguise it by the sham practiced in Ancient
Egypt, Kush, and other African civilizations. The new queen was declared
“man” and all twelve wives of Radama I were proclaimed to be her wives.
Such precedent was observed in many traditional societies of East and
Central Africa. It was conditioned by the requirements of the family, community and the state, and also by the interests of the woman in question.
For example, the well-known scholar of African cultures, V.B. Iordansky,
writes that in Swaziland in order to prevent the ritual desecration of the
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king many of the women in his surrounding were symbolically identified
with men.16 After the first wife gave birth to the king’s heir, the custom
prohibited her to have children and she was treated as “inkozi” (man). In
some cases the ritual wives of the king were also called “inkozi. In the State
of Bunyoro the princesses were addressed as men and there was no distinction between them and the princes both in everyday life and in the sphere of
rites. Moreover, they were forbidden to marry, although they could have intimate relations with the princes. But if they became pregnant, their children were killed, and the birth was kept secret from the ruler. 17 In some
situations there was a possibility for a woman to change not only her social,
but also biological status. In everyday life girls before marriage and grandmothers were also equaled to men.
All these examples show that the case of Ranavalona I was not an exception in the history and culture of African peoples. Her “becoming man”
was a historically justified act. In the academic library of the state capital
Tananarive, there are chronicles of those years, which wrote of a queen as a
male. The traditional nobility believed that she would be a toy in their
hands, remaining on the throne until they considered it advantageous for
them. However, the reality turned out to be different and quite unexpected
for them.
The queen successfully ruled the country for thirty-three years. Her main
achievement was a sharp turn in foreign policy aimed at strengthening national independence. Aware of her own strength and opportunities, Ranavalona I entered into a bold political game with Europe , above all, Britain and
France, the latter persistently trying to lay its hands on the island. She forced
western powers to respect the rights of Imerina, and gradually curtailed relations with them. Her policy was aimed at reducing European domination and
reflected the aspirations of the indigenous population, and the interests of the
aristocracy, the new nobility and the huva estate. The ruler saw danger in
spreading Christianity in the country, as well as in western education as a
means of suppressing the population by the foreign forces.
According to the law of 1835, all missionaries were expelled from the
country, and professing Christianity was banned for the Malagasy people
under the threat of death. This law was implemented very strictly. In accordance with it, Christians were exterminated en masse. Besides, the local
people were told to return to observing ancient religious rites and customs.
These measures were supervised by the court and they were supported by
the broad sections of the population, for whom Christianity became a symbol of foreign interference.
Education was also taken under strict control and subjected to reprisals.
In 1832, studying was banned for slaves and many groups of the independent population, and two years later for all who were not in the government
service. The rights of all Europeans were strictly limited, and they had to
submit to and observe all Malagasy laws.
To emphasize her adherence to the age-old traditions and customs
Ranavalona I abolished all innovations introduced by Radama I in the
sphere of national culture and religion. Slave trade was resumed. The traditional rites and customs connected with the family cult of ancestors were
reintroduced. Everywhere – in noble families and peasant homes – family
graves were taken care of and big sums were spent on erecting new tombs.
The queen reintroduced the “Court of God” and the poison tanghena as the
decisive factor of court procedure. In the view of researchers, this law
proved fatal for tens of thousands of the island residents. Very few of them
could save their lives with the help of priests. The policy of this queen, on
the one hand, contributed to the centralization of royal power and the
strengthening of the state and the position of the traditional nobility, and on
the other, led to the isolation of local society from the outer world, and the
preservation of the old archaic structures, incapable to develop any further.
At first glance, it would seem that such actions of supreme power demonstrated a success of the feudals’ and slave-traders’ camp, which was
called the “French party” on Madagascar, due to the reactionary position on
this question of the government of the Restoration. In actual fact, however,
although the traditional nobility continued to remain the main pillar of the
monarchy, the queen began to take measures gradually in order to restrict
its omnipotence. Since the time of Radama I, new groups began to emerge
in the state, which exerted great influence on society. They included the
new class of government officials and the class of merchants gaining
strength.
The economic development of the island facilitated by the reforms of
the former ruler, continued at a more rapid pace, because Ranavalona I realized that it was only a swift progress that could ensure the country independence from Britain and France.
It was not surprising that the queen appointed men of huva origin (merchant class) her advisors. This fact irritated the traditional aristocracy. The
two brothers Roombana and Rahaniraka, close to the queen, wrote in their
diaries with disdain about the promotion and enrichment of these upstarts
from common folk.18 They cited a case of such a person, a former soldier,
who became one of the richest government officials. The Malagasy merchants, in contrast to the feudal lords, supported the capitalist development
of the country and opposed feudalism and slavery; they belonged to the socalled English party. They were against the island’s isolation from the outer
world and advocated close cooperation with British industrialists and merchants.
Thus, a political crisis was in the offing, for the confrontation of these
groups diametrically opposed to each other in their views about the country’s development became very strong.
A way out had to be looked for in order to reach a balance in society
and its upper echelons and to satisfy the interests of both parties. A com-
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promise was indeed found. On the one hand, Ranavalona I was the keeper
of ancient traditions, customs and habits and the guarantor of the preservation of the laws and rights of the aristocracy, and on the other, she chose her
favourites (who were her advisers, guardians, instructors, lovers) from the
huva estate. In other words, the queen being officially bound by marriage
with her twelve wives, by virtue of her sovereignty free from any social
bans, took representatives of the merchant class as official lovers.19
Thereby, the ruler “adopted” that person, as it were, which gave him the
opportunity to take the post of the head of government.
The first official favourite of Ranavalona I and the prime minister
backed by the richest families of Madagascar both from andriana and from
huva was Rainiharu. Being “plebian” he later became the head of the court
officers. Supported by British merchants, he earned big money from the
sales of European consumer goods and Malagasy agricultural products. After his death in 1852 his place was taken by his eldest son, who became the
prime minister and the queen’s lover officially. These posts became hereditary in this family. Its members played an important role in managing the
affairs of the island’s ruler. In the mid-19th century they even succeeded in
restoring trade relations with foreign countries, which was definitely a victory for the advocates of the development of trade over the old part of the
supporters of slavery.
Members of the families of favourites not only took many leading government posts, but also became the richest people of Madagascar. What is
more important, the policies pursued by lovers-premiers and the queen herself in the spheres of the economy and socio-political development were
aimed not at complying with the interests of the merchant huva estate, but
enriching a narrow group of people. Certain sources define them as the
twelve families. Among them were princes and princesses of the royal
blood, and brothers and children of the head of government. The queen bestowed her graces and presents on them, gave them land, even entire provinces, palaces, and licences for the monopoly on foreign trade in the most
important export commodities.
With a view to strengthening central power all twelve wives of the ruler
were given vast tracts of land in various parts of the island. Their power
over the population on these lands became hereditary.
Ranavalona I herself was always surrounded by black slavebodyguards. She lived in multi-storey palaces in luxury and comfort. Her
popularity with the people was quite high. During her reign the cult of the
ancestors of the royal family and the deification of the queen reached unprecedented heights. This cult became state religion and was practiced with
various rites and sacrifices in which the entire people took part
She died on August 16, 1861. Her reign cannot be assessed in simple
terms. No doubt, it was not ordinary. Summing up the results of that period,
researchers note that “the queen’s desire to preserve the independence of
the country was intertwined with her striving to support the traditions and
order established by her predecessors, but this was not possible, taking into
account the evolution of the entire world and her own people.” 20 Malagasy
historians themselves assess it as follows: “Despite all dangers, manifestations of greed and various innovations, Ranavalona I managed to bring into
motion the slumbering forces of the nation. Her extreme actions awakened
Malagasy consciousness. She forced great western powers to respect the
rights of her country and scored for Madagascar a place in the community
of free independent nations.”21 Her death marked the end of the period of
the independent rule of Malagasy kings.
Her son and heir Radama II (1861-1863), although he had unlimited
power in the country for solving the problems of life and death for his subjects, was a puppet in the hands of French advisers; he tried to turn the State
of Malagasy into a French semi-colony.
All concessions to foreigners were, first of all, against the interests of
the growing merchant class, which had lost control over supreme power
and the post of the favourite. The well-off huva carried on ideological
brainwashing among the popular masses, especially the peasants, who rose
in revolt. Their movement was of a specific character and rooted in the cult
of ancestors. It was headed by the “ramanadzans”, or “those possessed by
the spirit of the late queen.” Malagasy people regarded them as saints and
believed every word they said, often falling into a mystical trance after their
sermons. Leaflets appeared, allegedly written on behalf of the “suffering
ancestors”, which said that the new king did not follow the political testament of Ranavalona I and wanted to betray the country to foreigners, that
the ancestors left their graves and declared Radama II unworthy of his
crown.
On May 8, 1863, the crowds of plebeians and soldiers burst into the palace and strangled the king.
Behind the back of the enraged crowd stood Rainiwuninahitriniuny, the
former favourite of Ranavalona I, and his younger brother Rainilaiarivony,
who held the post of commander-in-chief at the time. On the day of the
murder of Radama II they told his wife Rabudu to adopt a Charter proclaiming a constitutional monarchy in exchange for staying in power. The
forced constitution included the following main premises: the abolition of
the use of tanghena poison, the proclamation of laws by the nobility and
“leaders of the people, but not by the queen”; freedom of conscience for all
subjects of the state.
On August 30 the coronation of the new queen under the name of Rasoherina (1863-1868) took place, but this ceremony was of a purely formal
character. In reality it was the sacral endorsement of the prime minister’s
power, who by tradition became the official lover of the queen. Rainiwuninahitriniuny clad in a luxurious dress made a speech and, pointing to the
idol of the Mandzaka tsi ru (“two persons cannot rule”), exclaimed: “There
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is only one ruler in Madagascar, and if, for supporting this view of our ancestors, we should kill two-thirds of the population, we will do so.”22
However, this favourite did not stay in power for long. In less than a
year, on July 14, 1864, his brother (commander-in-chief) staged a coup,
overthrew his rival and sent him to exile. Rainilaiarivony became the official lover of the queen and took the post of prime minister, which he held
for over thirty years.
He built a luxurious palace on the highest spot of Tananarive, close to
the queen’s palace. This embodied the dual nature of the government and
reflected the dual origin of the rulers of the Malagasy people.
The new favourite was a cunning politician who managed to retain all his
formal and informal posts under the rule of three queens. After Rasoherina he
became the head of government and the lover of Ranavalona II (1868-1883),
and later of Ranavalona III (1883-1896). In the view of most experts, the rule
of this man was the most tragic period in the history of Madagascar.23
The fate of Rainilaiarivony was very unusual from his very birth. Astrologists said the stars and planets were in a bad position when he first saw
the light and he was destined to bring great suffering and grief to his family.
This was why the boy was rejected by his parents, and the two falanxes of
the forefinger and the middle finger of his left hand were cut off. In other
words, he felt his social deficiency from the very first years of his life. Perhaps, this fact served as an impetus for him to train his will power and
strive to always be the leader and achieve the goals he set for himself.
Luckily, the boy’s relatives took care of him. At the age of six he was
placed in a missionary school where he learned to read and write. From ten
years on he had to earn his living himself, and when he grew up he became
engaged in commercial business and got in touch with Europeans. Soon he
became rich and then his father, being the favourite of Ranavalona I, got
him the post of the queen’s secretary. At that time he supervised the work
of all customs offices, which enabled him to conclude lucrative business
deals with foreign merchants. Through his office the young courtier became
a companion of several trade and commercial firms. In 1853 he was put in
charge of supervising the use of the royal seal. After the death of his benefactress he took the post of the commander-in-chief of all forces. Having
become the prime minister, he headed the entire state apparatus, controlling
the royal treasury and appointments to the highest government posts.
The first years of his rule he devoted to the elaboration of legislation designed to strengthen his personal power, place it on a proper legal foundation, and implement the planned reforms.
Rainilaiarivony came to power at a difficult time for the country. The
domestic and external political situation was quite complex. However, the
prime minister managed to improve it. By diplomatic efforts and using the
contradictions between European powers and the United States, he
achieved a stable equilibrium in his country’s relations with foreign coun-
tries. This allowed him to concentrate attention on domestic problems and
successfully carry out economic and socio-political reforms. By 1860s the
State of Malagasy became one of the most developed countries of Africa.
Suffice it to mention the introduction of free and universal education, the
development of health protection, the reorganization and strengthening of
the army, the development of export and import trade, and the organization
of an efficient administrative apparatus. The prime minister took the path of
fighting the old feudal aristocracy and obsolete reactionary customs. All
missionaries returned to the island and Protestantism became state religion.
Rainilaiarivony was the real ruler, not the queen. All three queens who
submitted their life and the country’s fate to him, proved weak. They were
only symbols of power. Despite their conservative minds, they were forced
to sign progressive laws.
After the death of Rasoherina in 1868, her cousin acceded to the throne
under the name of Ranavalona II. The uniqueness of the situation was that
it was the prime minister who chose and proclaimed the queen, but not vice
versa. Now it was not the ruler who appointed the official favourite, but the
favourite appointed the queen. Ranavalona II adopted Christianity. During
the coronation ceremony she held the Bible in her hands, and then issued
the law on the destruction of twelve idols of the Ambuhimangi. The royal
talismans, sampi, were burned. Bonfires burned all over the country and sacred books were thrown into them. In 1878 she issued a special law banning once and for all the use of tanghena poison in court procedures. Thus,
an end was put to the barbarian custom which threatened the lives of many
Malagasys and was a powerful weapon in the hands of the priests for manipulating the lives of their fellow-compatriots.
From the 1890s the State of Malagasy lived through a difficult transition
period aggravated by the actions of France which was actively preparing for
the annexation of the island. Besides, the upper crust of the nation was disunited. It was divided into many groupings conflicting with one another and
upholding their narrow selfish interests.
This struggle aggravated during the reign of the last queen of Madagascar, Ranavalona III. She was also chosen by Rainilaiarivony (she was a distant relative of the previous queens) with a view to further strengthening his
power. At first she played the role of the mouthpiece of the prime minister,
but later she began to show independence. According to historians, the
queen and her entourage obstructed the actions of the premier and discredited them in the eyes of the popular masses. As the years passed, he gradually became the most unpopular person in the country. “Instability, the absence of unity in the higher echelons of the administration and the lack of
understanding between Rainilaiarivuny and Ranavlona III, and her constant
opposition to the prime minister in all his actions,”24 – all this made him
more suspicious and cruel, even with regard to the closest relatives (he accused his son, nephew and brother-in-law of plotting against him.)
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200
He suffered one setback after another in his confrontation with the
French invaders, both in the diplomatic sphere and on the battlefield. As a
result, his government collapsed and the island was proclaimed a French
protectorate in 1895. The prime minister and old favourite was exiled to
Algeria, where he died, and the queen was deposed and banished to Reunion Island.
That was the end of the tragic page in the development of Malagasy society.
The history of the State of Imerina in the 19th century serves as a striking example of the gender aspect of society’s development, the struggle between male and female power-base, male and female world outlook, and
male and female mentality. Female rulers expressed the interests of the
conservative circles of traditional society, whereas the actions of the favourites were direted to satisfying the requirements of the new “bourgeois”
social section which strengthened its positions in the country from the middle of the 19th century.
______________
Notes:
1.
.3
.
.
.
. ., 2005. .
32. [Kurpatov, A.V. “Three Fatal Instincts. Life. Power. Sex.” Moscow, 2005. P. 32.]
2. Ibid. P. 34.
3.
.
. ., 1999. . 664. [Anthony Giddens. “Sociology”. M., 1999. P. 664.]
4.
.
XVI,XVII XVIII
. 2 . ., 2002. [Kondraty Birkin. “Powerful Favourites, Male and Female,
in the 16th, 17th and 18th Centuries.” 2 volumes. Moscow, 2002.]
5.
.
(
). ., 2003;
.
. ., 2004. [Guy Chaussinand-Nogaret. “Everyday Life of
Wives and Mistresses of French Kings (From Agness Sorel to Marie-Antoinette),”
M., 2003; Clulas, I. “Diane de Poitiers.” Moscow, 2004.]
6.
.
.
., 1998;
II
.
.–
.–
.–
.–
.
., 2004. [Anisimov, E.V. “Women on the Russian Throne.” SPb., 1998; “Catherine the Great and Her Favourites. Features – Testimony – Cases – Anecdotes –
Jokes.” Moscow, 2004.]
7.
.
.
. .,
1994. . 17. [Edward Fuks. “Illustrated History of Mores and Morals. Age of Gallantry.” Moscow, 1994. P. 17.]
8.
.
. ., 1996. . 263–281;
.
.
. ., 1992. . 139–142. [Nikolai Pavlenko. “Passions at the Throne.” Moscow, 1996, pp. 263-281; Sos-
201
novsky, A.V. “Images of Love. Essays of the History of Sexual Morality.” Moscow,
1992, pp. 139-142.]
9.
.
.
. . 87. [Guy Chaussinand-Nogaret. Op.cit.
P. 87.]
10. Ibid. P. 28.
11.
.
XIX . (
) //
. . II. ., 1958. .
39. [Orlova, A.S. “The Social System of Malagasys in the 19th century (From history of the Island of Madagascar)” // African Ethnographical Collection. Vol. 2.
Moscow, 1958. P. 39.]
12.
.,
.
. .,
1990. . 18. [Emelyanov, A.L., Myltsev, P.A. The Forgotten History of the Great
Island. Moscow, 1990. P. 18.]
13.
.
//
. ., 1984.
12. . 50–51. [Ganiyev, A. Its Majesty Tanghena // Asia and Africa Today. Moscow, 1984. No. 12, pp. 50-51.]
14.
.
.
. .,
1961. . 107. [Buato, P. Madagascar. Essays on the History of the Malagasy Nation. Moscow, 1961. P.107.]
15. Ibid. P. 108.
16.
.
. ., 1982. . 175. [Iordansky, V.B.
“Chaos and Harmony.” Moscow, 1982. P. 175.]
17. Needham, R. “Right and Left in Nyoro Symbolic Classification” // Africa.
L., 1967. Vol. XXXVII. No. 4, pp. 431-432.
18. Siegrist, A. “Manuscrit de Raombana et Rahaniraka. – Bulletin de l’Academie
malgache, n.s., 1936. Tananarive. 1937. Vol. XIX, pp. 49-76.
19.
.
.
. ., 1961. . 111.
20. Ibid. P. 135.
21. Rabemananjara, R.W. “Madagascar. Histoire de la nation malgache.” Paris,
1952, pp. 59-60.
22. Buato, P. Op. cit. P. 145.
23. Chapus, G-S. et Mondain, A. “Rainilaiarivonu, un homme d’Etat
malgache.” P., 1953.
24. Emelyanov, A.L., Myltsev, P.A. Op. cit. P. 91.
202
VISITING THE OBA OF BENIN*
Dmitri Bondarenko, D.Sc. (Hist.),
Deputy Director of the Institute
for African Studies, RAS
The programme of any international gathering include so-called “cultural programme”. However, our journey to Benin City, five-hour ride to
the east of Lagos, hardly could be described by a dry protocol term. It was a
real journey into history, nay, living history.
Benin City is one of the most “historic” cities of Nigeria. In times of
yore it was the capital of the mighty “kingdom” of Benin formed by the
Bini people in the beginning of the 2nd millennium A.D., and in the mid15th-early 17th century it was a regional superpower stretching to the territory of present-day Ghana in the west. It was the Bini people who founded
the biggest city of Black Africa – Lagos – in the 16th century. Although the
oldest cultural layers of Benin City investigated by archaeologists (primarily by the British scholar Graham Connah) refer to the 12th-13th centuries,
there are grounds to believe that the city had grown from an 8th-century
settlement. Europeans who visited Benin City in the 16th –18th centuries
admired its beauty and hustle and bustle, and even compared it to London
and Amsterdam. In 1897 the city was occupied by the British, the palace of
the supreme ruler, titled oba, was plundered and ruined and the last ruler of
independent Benin, oba Owonramwen, deposed and exiled to Calabar
where he died seventeen years later. In 1900 the territory of the “kingdom”
of Benin was included in the colony of Nigeria. Now it is the state of Edo,
part of the Federal Republic of Nigeria. Like the states of the USA, the Nigerian states have unofficial but generally known names, which are indicated on car licence plates. Those registered in the state of Edo have the inscription: The heartbeat of Nigeria.
The main purpose of our trip to Benin City was a meeting with His
Majesty Erediauwa, the oba of Benin. In 1932 the “traditional monarchy”
of the Bini people was restored by the British colonialists themselves. The
well-known historian of the Bini, Philipp Igbafe wrote: “When the throne
became empty, the people ceased to exist as a single whole. After Owonramwen’s death the British realized that if they wanted to ensure at least a
semblance of Bini identity, they should restore monarchy. Thus, the ousting
of Owonramwen did not mean the downfall of the monarchy which today,
too, enjoys love and respect.”1 Indeed, if one reads numerous Internet-sites
of public, historical-cultural and other Bini associations, one will see that
even in our day the oba is not a sham, is not a “historical reconstruction”, or
*
First published in Asia and Africa Today, 2006. No. 7, pp. 70-73.
203
a “vestige of the past”, but is the living symbol and embodiment of the
unity of the people, their cultural tradition and identity, which continues to
exert a great influence on the consciousness of the Bini. Evidently, for
many Bini people those who recognize the power of the oba of Benin are
“theirs”, whereas whoever does not recognize the oba is alien.2 The connection between the attitude to the traditional ruler and the problem of tribalism, one of the most acute political problems of many post-colonial African
states, including Nigeria, is quite evident.
The present oba of Benin, Erediauwa, is the 38th ruler of the Akenzua
dynasty from the time it entrenched itself on the throne, according to the
Bini oral historical traidition, in the 13th century, and the third ruler from
its restoration over 70 years ago. Prior to his accession to the throne in 1979
he graduated from one of the British law schools. His Majesty received us
in the throne hall of his palace built in 1948, several hundred meters away
from the place where the former palace had stood which was destroyed by
the British during the siege of the city. The architecture of this palace
greatly resembles the outline of its predecessor: this is an elongated onestorey building with a ridged roof and with several adjoining smaller buildings – the living quarters of Eghaevbo N’Ogbe – palace chiefs, who are
members of the ruler’s entourage (this post was created in the middle of the
13th century by oba Ewedo). In front of the palace is a spacious building
with the sacred places of worship of the oba ancestors, the rulers of the
past. The entire rectangular compound is surrounded by walls. Above the
gates to the palace there is an inscription in English – Oba Palace, on both
sides of which the ritual swords ada and eben are depicted, the attributes of
the power of the monarch, like the sceptre and power of the Russian tsar.
Of course, there are features of modernity, too: the roof of the palace is
slated, there are air conditioners under the roof, a car park in the courtyard,
and noisy souvenir vendors calling for purchasers. There are more essential
differences of the present palace from the precolonial one: in 1897 the British destroyed the original altars of the deceased oba, whose main elements
were the world-famous “bronze heads” (uhuw-elao) with carved tusks inserted in them, on which there were pictures of the history of the rule of the
monarch. The British also tore down hundreds of cast reliefs from the inner
walls of the palace, which illustrated the history of the country and the oba
dynasty. Alas, the proper restoration of the altars and the interior decorations is impossible.
The audience which His Majesty has agreed to give us has been arranged by our colleagues from the Nigerian Institute of International Affairs in Lagos. It was to take place at 11 a.m., but we were delayed en route
and arrived only at 12.30 p.m. Luckily, our apprehensions that the oba
would not receive us did not materialize. We were told to wait until the
monarch finished his conference with the local chiefs. Half an hour later we
were ushered in and saw the “real king”. Erediauwa was sitting on the
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throne against the backdrop of numerous photos of him. On his side stood
the page (emada) with the ritual sword in his right hand, just as centuries
ago. A modern wrist-watch glistened on his left hand. On both sides of the
monarch sat palace chiefs. They all wore long white robes, but the monarch
had a snow-white cap on his head. All of them had red coral necklaces – the
symbol of power, the loss of which was punished by death in the past. As
legend has it, one of the oba stole corals many centuries ago from Olokun,
the king of the sea and wealth.
The secretary of the oba warned us that the meeting would be short, not
more than ten minutes. According to the agreed scenario, the head of our
delegation Alexei Vassiliev, the Director of the Institute for African Studies, and Vladimir Fedotov, an official of the Russian Embassy in Nigeria,
were introduced to Erediauwa. And they introduced all members of the
Russian delegation. As we saw, His Majesty was pleased to learn that people in far-off Russia know about the history and culture of his country and
the deeds of his noble ancestors. He admitted that although foreigners visit
Benin and his palace quite often, he saw the Russians for the first time. His
Majesty displayed an avid interest in visitors from Russia after one of us
handed him his publications about the history of his country and dynasty:
two thick monographs with English summaries and two articles in English.
The oba asked about the sources of these works, asked to translate the titles
of some of the Russian publications, and read excerpts from the Englishlanguage articles aloud for the chiefs sitting in the hall. We were allowed to
take pictures, and then we were photographed together, His Majesty sitting
on the throne with us standing on both sides. The exchange of compliments
was followed by the exchange of presents. Among the oba presents was a
massive bronze casket in the form of the leopard’s head (the leopard is the
main symbol of his power) filled with cola nuts. They are presented to
guests as a token of sincere cordiality and wish for a long and happy life.
We believe that we and His Majesty oba of Benin Erediauwa liked and will
remember each other.
The audience lasted longer than ten minutes and we left the palace accompanied by a young handsomely-built courtier who was ordered by the
oba to be our guide. First we went to the National Museum, a three-storey
building of original modern design. Of course, most monuments of Benin
art are now kept in European and American museums; the Benin collection
in the main museum of Nigeria, in Lagos, is much larger than that in Benin
City. Yet, the items on display are many and varied and evoke great interest
of spectators. Pity, it’s not allowed to take pictures at the National Museum,
and albums and picture postcards are not sold there or nearby, which is
typical of African museums.
Then we went to the house of the chief bearing the title of Ogiamwen,
just as his ancestors, since the 13th century. In the interregnum period, the
latter half of the 12th century, a man named Ogiamwen became the ruler of
the country and tried to turn his power into monarchical. But he was overthrown by the founder of the dynasty oba Oranmiyan, however, his descendants retained the chief’s title with the name of the failed monarch. The Nigerian historian Elizabeth Isichei writes about the house we visited: “The
house of the chief Ogiamwen in Benin, a widely known example of precolonial Benin architecture, is interesting because it is not a museum, but a
house inhabited by a family. The house has many patios… It is full of sacred places and objects showing continuity between the living and the dead,
between the physical and the spiritual.”3 The masters of the house did not
allow us to enter the courtyard, and we could only have a glimpse through
the gates. Outwardly the compound was a wonderful and at the same time
typical example of traditional Bini architecture, whose main features were
mentioned in describing the palace complex of the oba.
Having parted with our guide, we went to a hotel. The local and federal
authorities are striving to turn Benin City into a big tourist centre. Naturally, there are solid prerequisites for it in the form of the richest cultural
heritage enjoying world fame as one of the major centres of African history.
However, they have begun to create the necessary infrastructure only recently. True, the hotel we were put in was the city’s best and it satisfied our
modest requirements. A scholar of Africa, who has just met the oba and
seen monuments of precolonial art should not pay too much attention to
such trifles as inadequate service at the hotel restaurant.
Our hotel was quite close to one of the best preserved sections of the
“Benin City walls”, and this is why we began our second (alas, the last) day
in Benin City with going around them. Any associations with the fortress
walls of medieval European cities would be wrong here, because the Benin
“walls” were actually moats and ramparts now covered with thick tropical
undergrowth, so that someone unfamiliar with Benin history and looking at
its monuments from the aesthetical point of view would have passed by
without noticing anything worthy of attention in these ditches, if not for the
board with the inscription Benin moats. They were made at the end of the
13th – middle of the 15th century, according to the oral historical tradition,
exclusively for the purpose of defence from the outside and inside enemies
(in the struggle for power). However, scholars believe that the moats
marked boundaries between kin and communal groups inhabiting different
parts of the town.
On the site of the palace destroyed by the British at the time of their
capture of Benin is now the main city square with a monument to oba
Owonramwen in the centre. The oba market stretches from here for a great
distance. Previously it adjoined the palace and was controlled by special
chiefs. Since the time of its foundation by oba Ewedo, simultaneously with
the construction of the palace, that is, the mid-13th century, the “oba market” has been Benin’s biggest. It is colourful, noisy and swarming with
people, like all such places in Africa today, it is full not only of local vege-
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206
tables and fruit, but also of Chinese consumer goods. If you have to buy
anything, you’ would rather go to one of the smaller and less crowded markets where you would be able to better look and choose what you want, and
haggle over the price to your heart’s content.
We strolled along the oba market back and forth, although we did not
want to buy anything. The point is that if one looks from the square farther
to the end of the street, which used to be the city’s Main Street in precolonial times, one will see a place sacred for all Bini people. According to a
legend, in the middle of the 15th century the woman named Emotan helped
Prince Ogun take back the throne from his brother who had usurped power.
After his accession to the throne under the name of Ewuare he turned Benin
into a mighty power. His reign was a turning point in the country’s history,
he was the first outstanding ruler of the period of Benin’s flourishing, and
he was named by his descendants Ewuare Ogidigan – Ewuare the Great. If
not for that woman Emotan, everything could have been different… Grateful Ewuare ordered to plant a tree in honour of the brave woman named
“the Tree of Emotan.” It grew at the place where we were heading to,
worming our way through hundreds of buyers, sellers and loafers roaming
the oba market. There is no tree on that spot now, but a special altar with a
monument to Emotan was put up there in our time. After a short discussion
with the man in charge and a small sum paid to him we were allowed to go
inside and take a photo of the sculpture.
Finally, we arrived at the Igun Street, the last point of our two-day itinerary. Countless works by Benin court master-craftsmen, which museums
all over the world boast of, were made on this street. According to a legend,
oba Oguola invited the man named Iguegha from the sacred town of Ife at
the end of the 13th century, who was famous for his works of cast bronze.
The oba told him to teach his art to Bini people. This was how the famous
“Benin bronze” came into being. Far from all specialists – historians, art
historians and anthropologists – believe in this. The initial dating of metal
casting art of Benin remains arguable, particularly because some authoritative scholars believe that Oguola ruled one hundred years later than the Benin oral tradition claims. The very fact of Benin art’s succession from Ife
art, although it is recognized by most researchers, is still disputable. But it
is a known fact that it was only members of the community living in Igun
Street who had the right and duty to cast works for the oba and his court. It
should be admitted, to our disappointment, that Igun Street does not differ
in any way from adjoining streets, for instance, the parallel Onwinna Street
– the street of court weavers. But just like in the days of yore, the mastercraftsmen casting metal for His Majesty live in Igun Street for many generations. No doubt, the casket in the form of the leopard’s head presented to
the head of our delegation by oba Erediauwa has been made here, in this
street. In earlier times, any attempt by a court master-craftsman to sell his
item “on the side” was regarded a crime, but now this is quite ordinary, the
207
fruits of labour from Igun Street can be found even on the market of souvenirs in Lagos and neighboring countries. We dropped in to tiny shops adjoining workshops and living quarters. Among many works, which cannot
boast of artistic quality of making or stylistic originality typical of the masterpieces of the past, one could find items showing that the traditions of the
great art of “Benin bronze” are still live. Quite a few boys running around
us and trying to get into the photos we were taking may become talented
master-craftsmen of metal casting just like their fathers and forefathers
when they grow up.
We were leaving Benin City, looking from our bus windows at this big
and clean (by African standards) town with many sculptures, monuments,
which is not so typical of most cities of the continent. All these monuments
devoted to events and outstanding people in the rich history of Benin but
created in our time organically combine a modern view of urban sculpture
with the ancient artistic canon. Indeed, if Bini people believed that their city
was the centre of the universe in which the world of humans was quite
close to the spirits of deities and ancestors, we were leaving Benin City
with a feeling that we visited a place where history merges with modern
time, where the past permeates the present, which breathes it, lives with it,
and where history is the inalienable and necessary part of our epoch, just as
the cars with the inscription The heartbeat of Nigeria on their licence plate,
which overtook us on the road.
________________
Notes:
1. Igbafe, P.A. “Owonramwen and the Fall of Benin” // Leadesrhip in the 19th
Century Africa. London, 1974. P. 175; also see: Nevadomsky, J. “The Benin Kingdom: Rituals of Kinship and Their Social Meanings” // African Study Monographs.
1993. Vol. 14. Pp. 66-67; for more details see:
.«
.
.». ., 1979. . 105–
114. [Zotova, Yu.N. “Traditional Political Institutions of Nigeria. First half of the
20th century.” Moscow, 1979. Pp. 105-114.]
2. Melzian, H. A. “Concise Dictionary of the Bini Language of Southern Nigeria”. London, 1937. P. 43.
3. Isichei, E.N.A. History of Nigeria.” London etc. 1983. P. 274.
208
RUSSIAN WOMEN AND THE SHARIA:
DRAMA IN WOMEN’S QUARTERS*
Natalia Krylova, D.Sc.(Hist.),
Principal Research Associate
at the Institute for African Studies, RAS
modernists, on the other, as well as between various scholars and public
and political figures. The married woman in the Islamic family often becomes a privatized object of private life, deprived of personal contacts with
the surrounding world, strictly controlled by man and fully dependent on
his will.
Traditional Islamic Model of Marriage and Family Relations
According to the data of the Department of Consular Service of the
Ministry of Foreign Affairs of the Russian Federation, most women – citizens of the former USSR or the new independent states in the post-Soviet
era, who are married to citizens of African countries, are Russian by nationality. As to the places of their settlement on the African continent, Russian women live in 52 states of Africa. About 60 percent of them are the
wives of men from North Africa – the main Islamic belt of the African continent.1 This circumstance prompted the author of this article to acquaint the
reader with certain specific features of the social and legal practices of the
Magrib countries in relation to foreign citizens marrying citizens of North
African states.
In this connection we are interested, first and foremost, in the acculturation problem through marriage in modern Islam, particularly, the problem
of the adaptation of Russian women in the Islamic world, if not their participation in religious rites then their everyday life in the Moslem medium.
Touching on the socio-cultural aspect of the problem (the legal elements
of the Sharia have thoroughly been analyzed by many scholars of the Orient, especially the Arab East2), I shall note that, according to Moslem concepts, woman is not an independent creature, but one living in order to belong to man. Such discrimination (from the European point of view) begins
from the very birth of a girl – the fact negative in Islamic perception. Later,
it is manifested in a different approach to the upbringing of boys and girls,
and also during all periods of woman’s life. The main task of her existence
is marriage, the birth and upbringing of children, and her main ideology is
unconditional submission to the husband.
In contrast, boys are taught from the very first years to think of and feel
their superiority, their future role as masters, continuers of the family, who
should not only support women materially, but also act as intermediaries in
their relations with the outer world.
One of the most conservative principles of the Moslem social doctrine
in its attitude to women is the institution of seclusion. This principle should
be strictly observed by the family and the outward attribute of it is the veil,
or hidjab. This is a subject of continuing discussions between the supporters of the preservation of traditional Islamic values, on the one hand, and
*
First published in Asia and Africa Today, 2007, No. 1, pp. 47-54.
209
An interesting tendency was observed in Côte d’Ivoire in the mid1990s, which was manifested in the relations between indigenous black
men and young Lebanese women living in the country, which some of the
local mass media regarded racist. During the past several decades people
from the Middle East have settled in Côte d’Ivoire and neighbouring countries, however, mixed marriages between Lebanese and Africans have been
few and far between. And it was not due to racialism. It was because the
Oriental traditions were too strong in the consciousness and everyday life of
the fathers and brothers of potential brides, who strictly controlled and
guarded them, keeping them untouched before marriage. Marriage and sex
relations in Côte d’Ivoire, especially in its capital Abidjan, were many and
varied. Polygamy, levirate,* premarital relations, etc. were rather widespread, and this was why there were cases of fist fights between relatives
and the claimant, as well as direct imprisonment of women within the four
walls of their family homes.
The private life of a woman, including sex life, in Moslem interpretation
is based on such Koran premises as honour, chastity and modesty, which
are a must and form the basis of the strict control of society over its members. Let us turn to an interview given by I. Abramova, which illustrates attempts to violate certain premises of the Koran undertaken by Russian
wives.
“Relations in the family went from bad to worse. After all, they were
educated girls from Moscow used to a different way of life. But they had to
stay at home all day long and do household chores. They had no right to
work. That is, they had that right, as far as I know, but they had to have
their husbands’ permission, which they, naturally, did not give. Such life
was not to their liking. Then quarrels, even scandals began. They tried to
defend their rights, but were told that there were no rights for them, and
that they had to obey the husband and mother-in-law.”
The system of traditional Moslem education and upbringing demands
that woman should observe the rules of social behavior, such as lower her
eyelids when meeting a man, hide not only the head and body, but also
decorations under garment, move noiselessly, not leave home without per*
The custom ordering the younger brother to marry the widow of his elder
brother.
210
mission, perform ritual ablutions, and do many more things, according to
the Sura “Women” (IV) of the Koran. As to the intimate relations (no matter how varied customs and habits might be in the different social spheres
of the Islamic world), according to the Koran and the official position of
most societies of this cultural-religious zone, all questions pertaining to sex
can only be resolved in marriage. Naturally, the Koran regulates sex relations and forbids adultery and incest. It is indicative that the culture of hidjab does not pacify men sexually. On the contrary, experts emphasize that
deprived of the opportunity to see the faces and bodies of women, Moslem
men feel greater tension and are more aggressive sexually than men representing cultures which do not have such strict bans concerning women. 3
The Magrib expert A. Buhdiba points out that during the past centuries
various social sections have evolved their own specific attitude to the traditional Islamic model of the ethics of relations between men and women.
True, any society (and the Islamic world is no exception) has a great variety
of sex relations. The Magrib tradition denounces this, society closes its eyes
to it, but in actual fact, all these questions are surrounded by the wall of
public silence. 4
Finally, it should be admitted that young people in the Islamic regions
of Africa (as in other cultural-historical zones of the continent, for that matter) break through the bounds of this single and generally accepted model
and more insistently orient themselves to other examples of marriage-sex
relations, primarily, European ones.
On the other hand, it is precisely the ideas of chastity and honour based
on the Koran that continue to shape and influence the outlook of the new
generation of Moslems, form the basic element of their upbringing and
education, and realize the intricate mutual connection between the sociocultural innovations and the value-cultural traditions of definite social
groups – ethnoses, classes and generations. Our compatriot (her name is
Lyuba) notes:
“One Somali man says that my marriage with Said (the first husband of
Lyuba. Now she is married again to a Somali) is unhappy because Christianity and Islam are different cultures and cannot be compatible…However,
women’s education raises their status and freedom in Somalia, it seems to
me. This is why they forgive me much…”
Let us examine the problem in its civil and legal aspect. As is known,
the marriage and family codes in African countries are many and varied. On
the one hand, they were formed under the influence of the local historical
and cultural tradition and the system of common law connected with it, and
on the other, they were (and still are) influenced by the European legal
standards, thus presenting an intricate (sometimes conflicting) mixture of
the common law, the religious marriage and family system, and the modern
state legislation.5 The standards of behaviour and morality of people are often determined by a traditional religious-legal system, which continues to
play a major role in marriage and family relations, including those with
people of other religions. It is especially well-pronounced in the North African region, in the countries with the firm Islamic tradition, where the
views on marriage, the family and family life are strictly regimented by the
Moslem dogmas, law and ethics contained in the Koran. Besides, most
Russian women marrying men from the African countries of the Islamic
belt do not know Africa,6 they are completely ignorant about Moslem legal
culture, in general, and about the Sharia as the universal code of behavior,
both religious and secular, which is especially strict in the system of marriage and family relations and in the questions of succession. We shall
dwell on the problem using the example of the Islamic Republic of Mauritania and the Tunisian Republic.
Although the Sharia in Mauritania became the basis of its legislation
comparatively recently (in the early 1980s), its standards regulate practically all spheres of the public, family and private life of the country’s citizens.7 Along with this, the common law (adat)8 plays an important role in
the family relations of people in Mauritania. The wedding ceremony of
Mauritanian Moslems is not as solemn as Russian women are used to. This
is how it is described by one of our respondents, who lived in the city of
Nouakchott:
“The ceremony is very modest. Marriage is registered either at home or
in a mosque in the presence of close relatives. The written document is not
necessary: suffice it to have two male witnesses, or one male and two female witnesses. Their presence at the ceremony is simply formal when the
parents of the groom pay engagement money to the father of the bride, and
the priest reads certain Suras of the Koran and repeats the terms of the
marriage contract three times…If religious marriage is concluded between
a Moslem man and a Christian woman, their marriage contract stipulates
the minimal engagement money, or there can be no contract at all. Incidentally, when marriage is concluded between a Moslem man and a Moslem
woman, witnesses must be Moslem, too. Jews or Christians can be witnesses in exceptional cases, when a Moslem marries a daughter of a ‘ man
of Scripture’, that is, Christian or Jewish.”9
As to mixed marriages, they occupy a special place in the Islamic legal
system. The Koran and other fundamental Islamic documents concretely
determine the conditions permitting marriage with members of other religions. Referring to numerous quotations from the Koran devoted to marriage, directly or indirectly, which divide mankind into the believers and the
infidels and define the boundaries between the “pure” and the “impure”,
separating Moslems from non-Moslems, the well-known French scholar of
Islam, M. Arcoun, notes that already in the early epoch of the Koran, peo-
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Mixed Marriages and Traditional Religious-Legal System
ple knew that legitimacy of each marriage was connected with the level of
religious “purity.”10 It should be noted that the appearance of bans and
permissions in the legal system regulating mixed marriages was, as a rule,
connected with concrete historical conditions. In some cases Islam categorically forbids marriages between members of other religions, and in
other cases, on the contrary, it supports them. Islam is absolutely intolerant
toward concluding marriages between Moslems and heathens (2: 220-221).
The Sharia has a different attitude to marriages between Moslems and
persons of Christian and Judaic religions. When concluding marriage with
women of these religions, the Moslem should observe the same conditions
as in the Moslem marriage. At the same time, Moslem marriage with a
Christian or Jewish woman is permissible only if the latter are “women of
Scripture.” Marriage of a Moslem woman to a Christian or Jew is out of the
question. In our case there are no collisions, because most mixed marriages
are between African Moslem men and Russian Christian (or atheist)
women. If a Moslem woman dares commit such apostate act, she may be
put to prison to enable her “to think of her fallacy.” This happens because
(as local experts on the Sharia standards assert) man with his unlimited
power and undisputed authority in the family will be able to turn his wife to
his faith. Such “religious evolution” of the infidel is approved by Moslem
morality which gives her absolution.
For this very reason Islam is absolutely intolerant to marriages between
Moslem women and persons of alien faiths. Finally, marriages with atheists
are banned altogether. Thus, marriage unions between Mauritanians and
Soviet/Russian women concluded in the former USSR or the present Russian Federation have no legal status on the territory of Mauritania (even if
they are sealed in full conformity with the Soviet/Russian law), they are not
registered officially and are regarded as cohabitation. True, by their national character Mauritanians are distinguished by religious tolerance, this
is why public opinion in the country, as a rule, recognizes RussianMauritanian mixed marriages de facto.
Quite a few works are devoted to the specific features of Moslem marriage and the family, the history and traditions of the social behaviour of
men and women in the world of Islam, the way of life, morality and psychology and the rules of behavior of married woman in Moslem society.11 It
should be borne in mind that polygamy in its most widespread form – polygyny – is a most typical feature of Moslem marriage. The Koran allows
Moslems to be married to four women (the Koran 4:3). This premise is
considered to be the sacred foundation of polygamous Moslem marriage.
Although in a modern Mauritanian family (and in a North African family,
for that matter) this privilege is not used by all men ( because of the influence of the democratically-minded forces who denounce polygyny among
officials , and also due to purely economic reasons, because far from all
men can provide the necessary means to several women simultaneously.)
At the same time the social doctrine of Islam, which institutionalized the
inequality of sexes in Moslem family, laid the foundation for the dependent
position of woman with regard to her husband in case of divorce. It is here
that male “autocracy” is revealed in its true form.
Perhaps, the principal feature of the Sharia divorce is that its initiative
comes practically always from the husband. Divorce is considered a unilateral action which is usually started by man. The latter enjoys unrestricted
rights in divorce. For instance, he can divorce any of his wives as he
pleases at any time without giving any reason. (There have been such cases
in the compounds of our compatriots who were married to North African
Moslems and lived in African countries permanently.12 The consequences
of Moslem divorce for woman are exceptionally hard, both morally and
economically. To say nothing of the difficulties she will encounter if she
wants to build a new family, especially if she is a foreigner.
The divorce procedure also grants privileges to man. According to a
Russian woman who was a party to a divorce, the husband has only to say
three times “You’re my wife no more”, and divorce comes into effect. In
other words, an oral statement is enough to break up marriage.
There are many nuances in the divorce procedure in the Moslem world,
but all of them have a pronounced anti-feminist character. We should also
note that Moslem legislation recognizes certain reasons which allow
woman to come out with the initiative of divorce. Among them are apostasy, prolonged absence, or certain physical defects concealed before marriage.
In this connection we’d like to turn attention to several interesting aspects which are part of Mauritanian Moslem law and are directly connected
with the discussed case of Afro-Russian marriage.
Our compatriots who have registered their marriage with Mauritanians
in their native country sometimes use the premise of the Sharia forbidding
Moslem to conclude marriage with an atheist in their own interests. In the
situation when they themselves wish to divorce the citizen of Mauritania,
they declare in court that they concealed their atheistic convictions when
concluding marriage, after which the judge immediately pronounces marriage null and void. (But even in this case the children born of this marriage
remain with their father and are regarded citizens of Mauritania.) Nevertheless, the Mauritanian still retains a loophole: he may apply to the secular
court (Mauritania has double legislation) which may pass a ruling on the
basis of the standards of the French secular law.
Property matters in divorce cases of a foreign woman and a Mauritanian citizen are settled on the basis of the Sharia. There are specific features of the status of a Russian woman who concluded marriage with a
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214
Divorce “Moslem Style” (Mauritania)
Mauritanian in her native country, which is legally invalid in Mauritania.
She has certain privileges in divorce as compared with a Moslem woman.
The point is that in breaking up Moslem (religious) marriage the divorced
woman has no right to claim any part of the common property, except her
personal savings, incomes and presents from the husband. In case of marriage of a Russian woman to a Mauritanian concluded in Russia, the Moslem court, not recognizing this marriage legal and regarding it as a form
of cohabitation by mutual consent (partnership), recognizes the woman’s
right to common property. The examination of such a case in the Mauritanian court is considered as the examination of a civil property suit and
is not regarded as divorce. If the woman succeeds in proving the fact that
she had incomes of her own and gave them over to her companion, or that
some property was acquired by her money, the court may rule to give her
a part of that property or pay certain compensation. After divorce foreign
women may continue to stay in Mauritania for quite a long time using
their national passport, which should be registered with the police every
year. Foreign women can obtain Mauritanian citizenship after five years
of staying in the republic.
The spheres of law regulating marriage and family relations in Tunisia
bear a noticeable imprint of traditional Moslem ideas and premises of the
Koran, although the problems of the legal position of women, equality of
their rights (just as the women’s problem as a whole), in contrast to other
Arab countries in North Africa, have developed more favourably there.
These specific features should be taken into account when examining the
question of the legal position of Russian women married to Tunisians.
The Code of personal status adopted in 195613 laid down the basic principles of the emancipation of Tunisian women at a state level. The personal
inviolability and human dignity of women it proclaimed were later bolstered by a whole range of measures, among which were a ban on polygamy (any violation of the ban was punishable by law); the establishment of
legal divorce given by husband to wife, and the official right to divorce
given to both; permission to the mother to have the right to custody over
minor children in an event of the father’s death, etc. The Code of personal
status existing for half a century has constantly been revised and amended
in accordance with the country’s legislation.
Tunisian legislation, regulating the legal status of women, envisages six
civil states of a woman in her life: woman as bride, as wife, as mother, as
divorcee, as guardian, and as worker. We shall deal with those of their
states which can be applied to a foreigner married to a Tunisian.
Leaving aside the general Tunisian standards of marriage procedure
(they are much like those in Mauritania), we shall note that by Moslem law
the suitor must make a “marriage settlement (Mehar)” on the bride. This
condition is contained in the Code of personal status (Article 12, revised
version), although the size of the “settlement” is not agreed upon (it can
even be symbolic), but it is always considered the private property of the
wife only to be paid to her in case of a divorce (the “private property of the
wife”, according to Tunisian law, includes presents and incomes from hired
work or business, which remain in her possession in case of divorce.)14
As to the rights and duties of foreign woman, they are determined by
Article 23 of the Code of personal status, and practically all its premises
have been taken from the Koran. Despite the fact that the new version of
that article formally grants the wife equal rights with the husband15 (the
previous version of that article (para 3) made it incumbent on the wife to
obey her husband in everything), in the event of legal collisions, for instance, a Moslem marrying a non-Moslem woman, or a suit being examined
in court, the Sharia plays a considerable role as before.
Brought up and educated in the spirit of the socialist equality of rights
of men and women, Russian wives of North African Moslems cannot get
used to the legally endorsed supremacy of the husband and submission to
him as the head of the family, which inevitably results in family collisions
often leading to divorce.16 However, as the practice of Russian consular offices in those countries shows, there is a possibility to adjust and balance
such situations. For example, Article 11 of the Code of personal status envisages that marrying persons may conclude, along with marriage settlement, contracts of other types, conditioning certain specific features of the
given marriage. Unfortunately, this article is used rather seldom and not always correctly. Although there is a quite reasonable condition (which is essential from the point of view of the legal position of the foreign wife) determining temporary employment, place
of residence, joint property, etc.
For instance, the Tunisian husband, as the head of the family, has the right
to prevent his wife from working. On the basis of the above-mentioned article it could have been possible to fix her “right to work” in marriage settlement or supplements to it. Besides, a step forward has been made by the
Tunisian legislation in the sphere of economic and social rights. The Code
of duties and contracts broadens the Sharia framework regulating the rights
of women and grants them the right to sign contracts and agreements in the
sphere of property relations, buy, sell and dispose of their property.
The same can be said about the place of residence which is also chosen
by the husband. Then again, a foreign wife, who does not want to follow
her husband to Tunisia can state her wish beforehand, or choose the concrete place to live in Tunisia. Thus, there is a possibility to fix legally certain liabilities of the husband with regard to his wife.17
We should also note that on the whole the local legislation, while regulating the legal rights of a divorced woman (incidentally, no distinctions are
drawn between a Tunisian woman and a woman-citizen of another coun-
215
216
The Code of Personal Status and Women’s Rights in Tunisia
try), regards the latter in two positions – the divorcee and the divorcee with
the right of guardianship. We’d like to turn attention to several circumstances connected with the fate of the children after divorce in a mixed family.
Prior to 1966 there was the rule according to which priority right with
regard to children was given to the mother, irrespective of whether she was
Tunisian or foreign. At present local legal practice is based on a rather
vague term “the interests of the child.” Thus, in case of divorce, guardianship is given to one of the parents or a third person, with due regard for the
interests of the child. But if the mother takes guardianship, she bears full responsibility for the upbringing and education of the child, his or her health,
rest and recreation, travel, and financial expenses (this is stated in the new
Article 67 of the Code of personal status which now gives the mother some
of the rights or the full right of guardianship, depending on the real state of
affairs.)18 This is why in a mixed marriage, where the legal and economic
status of woman, as a rule, is rather unstable, the question of children staying with one of the parents after divorce is settled in favour of the Tunisian
father. The main argument of the latter is the assertion that the mother will
take the children back home, depriving him of guardianship, that is, of the
parental rights to participate in the upbringing of the children. At the same
time, in a number of cases of divorce, there may be a positive decision in
favour of mothers-foreigners (Soviet/Russian citizens), who had the Tunisian national passport. Considerable role was played by the personal qualities of the woman, her ability to keep her temper in bounds and act properly, to converse in a foreign language, as well as her profession or trade,
her living quarters, etc.
In general, it should be noted that when we talk of easy divorce according to the Sharia law, it does not mean that this can widely be applied to all
Moslem countries. There are many reasons for this connected with the specific features of the historical and cultural traditions, and also those of an
economic character. Although the Sharia formally places all Moslem men
in a similar legal position, divorce is a rare phenomenon among the poor
sections of the population, inasmuch as it is rather expensive to turn a legal
possibility into reality.
As to the minor children left after the husband’s death, the modern Tunisian legislation envisages that their mother is their guardian with all ensuing rights (Article 154 of the Code of personal status), irrespective of
whether she is Tunisian or foreign. This article went into force in 1981. Before that guardianship was given over to the nearest heir-man. According to
the modern Tunisian legislation, in 1993 the divorced mother received the
right of guardianship of her child. Previously, according to Moslem tradition, this right was granted exclusively to men (Article 5 of the Code of
personal status).
Examining the new laws and amendments called upon to strengthen the
legal status of woman (including foreign woman) in the system of marriage
and family relations, it should be noted that despite the efforts of the government, their implementation is accompanied by great difficulties. In general, the practical solution of all these questions, although they have many
specific features and nuances, largely depends, as before, on the position
taken by the husband himself, or his relatives.
Finally, it would be expedient to mention changes in the attitude of
Moslems themselves toward mixed marriages. In the view of M. Arcoun,
mixed marriage leads not only to psychological and cultural perturbations.
Based on the family cell alone represented by husband and wife and their
children, it destroys the patriarchal family as such, which needs broader
framework of social solidarity, which is quite effective and cannot be replaced by any modern institutions of social security (in the West such bodies are often publicly recognized as unfit, useless and even harmful, for instance, in social welfare in old age; old people often find themselves outcast
and become marginalized.)
Thus, the modern problems of mixed marriages are based not so much
on religious and racial grounds, as on weightier moral, psychological and
cultural foundations.
Notes:
1. We emphasize that this concerns only the Islamic belt of the continent. In reality, the total number of Moslems in Africa comprised over 40 percent of the entire
population of Africa by the early 1990s. Forty-six percent of them lived in North
and Northeast Africa, about 18 percent in East Africa, 32 percent in West Africa,
and about three percent in South and Central Africa. The largest Moslem communities are in Egypt (over 90 percent of the entire population of the country), Nigeria
(46 percent), Algeria (99.6 percent), Morocco (99 percent), Tunisia (98.7 percent),
Sudan (about 73 percent), Ethiopia (no less than 50 percent), Guinea (over
80 percent), Senegal (80 percent), Tanzania (over 25 percent of the entire population), Somalia (almost 100 percent), Libya (about 90 percent). For more details see:
.
. . 1.
., 1986, . 590-591 [Africa:Encyclopaedic Reference Book.Vol 1, Moscow, 1986, pp. 590-591.]
217
218
***
Not claiming the universal character of the maxim “forewarned is forearmed”, we, nevertheless, think that it would be quite useful for the new
generations of Russian women who choose husbands from among people in
the Islamic world, to acquaint themselves with this information.
______________
2. See, for example:
//
:
.
.
, 2000;
.
//
:
. ., 2001 [Gilyazutdinova, R.Kh. “Legal Nature of Moslem Law//The Sharia:
Theory and Practice. Abstracts of the Interregional Scientific Conference.” Ufa,
2000; The same author: “Discrimination of Women by Moslem Law” // Practical
Problems of the Theory of Law and the State and Ecological Law Moscow, 2000;
Syukiyainen, L.R. “The Sharia and Moslem Legal Culture.” Moscow, 1997; The
same author: “Will the Sharia Find Its Place in the Russian Legal System?” // Islam
in the Post-Soviet Era: View from Inside. Moscow, 2001]. Accepting the system of
definitions of the latter presented by the above-mentioned authors, including the
cultural-legal incorrectness of identifying Moslem law with the Sharia, which is,
above all, the religious conceptual basis of Moslem law, we shall use the terms currently practiced by consular offices and organizations in charge of our fellowcompatriots permanently living in African countries.
3.
.
:
// Gross Vita.
. 1 (Mehti Niyazi. “Moslem Woman: Difficult Consequences of Restrictions” // Gross Vita. No. 1) – gias@nursat.kz
4.
(Vostok). 1992, No. 1, p. 61.
5.
.
. .,
1978;
.
(
). .,
1989;
.
.:"
". ., 1980;
.
. ., 1982;
:
. ., 1985;
.
.
. ., 1986. [Sinitsyna, I.E. “Habit and Common Law in Modern
Africa.” M., 1978; The same author: “Man and the Family in Africa (On Materials
of Common Law).” Moscow, 1989; Entin, L.M. “The Role of the State in the Social
Development of African Countries” // “Society and the State in Tropical Africa”.
Moscow, 1980; Iordansky, V.B. “Chaos and Harmony.” M., 1982; Law in Developing Countries: Traditions and Borrowings. Moscow, 1985; Syukiyainen, L.R. “Moslem Law. Questions of Theory and Practice.” Moscow, 1986]. Also: “Le Droit de la
famille en Afrique Noire et a Madagascar.” Paris, 1968.
6. “Marriage as a Way Out” to Other Cultural-Religious Areas Is Not Typical,
as a Rule, of Moslem Women.
7. For a number of years there have been attempts in Mauritania to evolve a
civil code of marriage and the family, always obstructed by the Moslem clergy.
Thus a decision was adopted by the Politburo of the ruling party of the Mauritanian
people in the latter half of the 1970s on introducing the Sharia as a code of legislative and ethical principles in the country’s state and public life.
8. There have always been various traditions and customs in the Islamic world.
In this connection the question of the correlation of the Sharia and the adat (the term
meaning customs, habits and traditions which regulate, along with the Sharia the
way of life of the Moslems of one or another region.) has become quite important.
However, the Sharia principles and standards are considered mandatory and should
be strictly adhered to, and they are above all rules of behavior, including the adat.
This plays a major role in the regulation of marriage and family relations with persons of other religions. Moslem legislation allows people to be guided by the adat,
provided it does not run counter to the Sharia, however, in the real life of many
Moslem nations customs and habits continue to exist, which do not fully coincide
with Islamic precepts, and sometimes, even contradict them. Islamic scholars point
out that the term adat is used to denote the common law of Islamic people. The system of the rules of behavior, which is a combination of local customs and certain
standards of the Sharia, can be termed the adat law, whose certain premises are recognized by courts, and sometimes form the foundation of the marriage and family
legislation. (For more details see:
.
.
. ., 1986). Syukiyainen, L.R. “Moslem Law. Questions
of Theory and Practice.” Moscow, 1986.) The adat as a system of social standards
based on local customs of non-Islamic origin is quite widespread in a number of African regions to this day. Most of these customs and habits took shape back at the
time of the existence of tribal family relations and paganism. Even the introduction
and establishment of Islam have not led to their complete replacement with the
Sharia.
9. From the personal archives of the author. Letter from Mrs. A.M. in Nouakchott, September 20, 1997.
10.
.
//
. [Arcoun, M. “Mixed Marriages in the Moslem Medium” // Vostok]. 2001,
No. 6, pp. 131-132.
11. See, for example:
.
(
). ., 1985;
:
//
. ., 1988;
:
:
. ., 1997;
.
//
, 1992,
1;
.
// , 1998,
9;
.
…; [Sivertseva, T.F. “The Family in the Developing Countries of the East (socio-demographic
analysis).” Moscow, 1985; by the same author: “Modernization and Its Influence on
the Family in the East” // Interaction and Mutual Influence of Civilizations and Cultures in the East. Moscow, 1998; by the same author: “Countries of the East: Model
of Birth Rate.” Moscow, 1997; Buhdiba, A. “Magrib Society and Problems of Sex”
// Vostok, 1992, No. 1; Ponomarenko, L.V. “Islam in the Public, Political and Cultural Life of France and the States of North and West Africa” // Problems of History, 1998, No. 9; Arcoun, M. “Mixed Marriages…”]; Mernissi, F. “Sexe, Idéolo-
219
220
.
//
. ., 2000;
., 1997;
:
:
.
gie, Islam.” Paris, 1982; “Women and Gender in Islam. Historical Roots of a Modern Debate.” Yale Iniv. Press, 1992; Tersigni, S. “Foulard et Frontière: le cas des
étudiantes musulmanes à l’Université Paris” // Cahiers de l/URMIS unité de recherché migrations et société. Paris, 1998, No. 4, etc.
12. Information from the Soviet Embassy in Sudan of April 6, 1987, to the head
of the Consular Department of the USSR Foreign Ministry; documents from the Soviet Embassy in Tanzania of February 14, 1978 to the head of the Consular Department of the USSR Foreign Ministry, to the Foreign Ministry of Ukraine, to the Personnel Department of the USSR Ministry of Defence, etc.
13. Personal status is a section of Moslem law regulating the major sphere of the
legal position of Moslems. It includes marriage, family and hereditary property relations, mutual obligations of relatives, guardianship, and some other problems. Moslems pay much attention to them because most premises on personal status are contained in the Koran and Sunna.
14. The former President of Tunisia Habib Bourgiba tried to include in legislation in 1980 the premise declaring that all property (personal and real) acquired by
one of the spouses becomes the common property of the family. However, his attempt ran against the strong opposition of traditionalists. A year later a so-called
life-long alimony was introduced to compensate women for moral and material loss
in divorce, the size of which was determined on the basis of the “average living
standard of the family.” The alimony could be replaced by a lump sum if the divorced woman so wished.
15. The revised Article 23 of the Code of personal status says that both husband
and wife should treat each other with love, kindness and respect, avoiding negative
impacts on each other. They should perform their marital duties in conformity with
traditions and customs. They should run their household and bring up the children
properly. The husband as the head of the family should support his wife and children in every way, and the wife should also contribute to the welfare of the family if
she has means to do this (Najet Zonaoui Brahmi. Des amendements et des dispositions nouvelles. Une volonte egalitaire, 1997, No. 12, pp. 35-36.)
16. Consular data show that most divorces take place in the families in which the
wives are Russian (Ukranian and Belorussian); there can practically be no divorces in
the families where the wives are of Central Asian or Transcaucasian origin, who are
fewer and far between among those living in Tunisia permanently today.
17. Document of the USSR Embassy in Tunisia “On Organizing Registration
Office in Tunisia” of March 13, 1990; Document of the USSR Embassy in Tunisia
on “Certain Aspects of Legal Position of Foreign Citizens Married to Tunisians” of
May 21, 1991.
18. In 1995 the government of Tunisia published the law No. 65/93 and set up
special Guarantee Fund for paying alimony and bonuses to divorced wives and their
children. This Fund is under the National Insurance Fund (CNSS) and draws its
means from the state budget, alimonies and pensions on divorce, interest, and fines,
incomes from capital invested by the Fund, as well as donations from private individuals.
221
DIFFICULTIES OF CULTURAL BOUNDARIES:
“BREAK-UP”, “BORDER” OR INEVITABLE “TRANSITION”?
LITERARY FRENCH LANGUAGE OF THE ARAB WORLD*
Svetlana Prozhogina, D.Sc.(Philology),
Principal Research Associate,
Institute of Oriental Studies, RAS
“Where the West meets the East…”
N. Gumilyov
This epigraph metaphorically expresses the geography and history of
the subject which I have been dealing with for many years, having written
the book “The Boundary of Epochs – the Boundary of Cultures”1 over two
decades ago, devoted to French-language literature of the Maghrib countries (Algeria, Morocco and Tunisia), which is a noteworthy phenomenon
in the world literary process.
An analysis inevitably led to defining this phenomenon as “border-line”
in historical-political, historical-cultural, socio-cultural and sociopsychological sense. Today, summing up the results of the past century and
looking into this, 21st century, one can say that the literature created by Arabs and Berbers in French, and writers and their heroes themselves have
been, and still are, examples of the “border-line area” where certain cultural
and even social interpenetration of various ethno-confessional communities
takes place, which seem to have been divided (during the colonial epoch
and in post-colonial time) by impenetrable barrier.
Moreover, one could say that it was not only the oppressed “majority”
of the indigenous population of Maghrib that experienced a considerable influence of French civilization, and the Maghrib intelligentsia borrowed and
multiplied the fruits of its cultural impact (so that one could talk of certain
“assimilation”), but also the European minority of Maghrib colonial society, which dominated politically at the time, was also strongly influenced
by Maghrib culture. Having borrowed many attributes and features of the
way of life on North African land, Europeans learned dialects of the Arab
and Berber languages and retained for a long time to come, after leaving
Maghrib, quite a few local habits and preferences in food, music, garments,
rest and recreation, and mutual relations, and in the French language – a
multitude of “Arabisms” and “Berberisms”. They, especially the Frenchmen, who lived in North Africa for generations, were nicknamed, not for
nothing, “pieds-noirs”, for they had been deeply entrenched in the Maghrib
soil.
*
First published in Asia and Africa Today, 2006, No. 12, pp. 49-55.
222
Many authors born in Maghrib (among them was such an outstanding
“Algerian” as Albert Camus) regarded themselves quite seriously as members of the “Algerian”, or “Tunisian”, or “Moroccan” school of writers
connected with French literature only by tradition and the language… 2 Today, when several million ethnic Arabs and Berbers live in France, French
culture itself (music, cinema, literature, even the language) is “inlaid” with
the culture of North Africans who are striving to find a worthy place in
French society and acquire the right to be equal and at the same time to be
different.3
But let us go back to history. Evidently, the literature created by bicultural (and in the case of the Berbers polycultural) Maghribians within the
framework of the colonial cultural system or, later, French-language writers
of the independent countries of Maghrib, was the product of the meeting
and conflict of two civilizations (eastern and western), and this was why it
was on the border-line, at their meeting point, which was marked not only
by the “fruits” of their meeting, but also by the “scars” of their conflict.
This “border-line” character was seen and felt during the colonial period in
literary apprenticeship of French-speaking Maghribians (they managed to
get an education at French schools), expressing itself in a certain “split” of
their artistic consciousness, which tried, on the one hand, to describe truthfully Maghrib reality, and on the other, to satisfy the tastes of the European
reader,4 which gave their work certain “exotic” features, inevitable for colonial literature.
Nevertheless, the phenomenon of the Maghrib literary trend toward the
French language has strengthened in the creation and development of national literature in Algeria, Morocco and Tunisia, and a whole galaxy of
talented prose writers and poets have come to the fore there (M. Feraoun,
M. Dib, M. Mammeri, M. Haddad, Kateb Yacine, Dris Chraibi, Ahmed Sefriuyi, M.-A. Lahbabi, A. Djebar, A. Krea, and others.5 Among them were
good writers describing everyday life and social realities, as well as romanticists who praised their wonderful Motherland, which should be guided by
the ideals of harmony uniting East and West.
But there were also those full of despair and bitter disappointment who
lost the illusions of acquiring these ideals on both sides of the Mediterranean. The works by these outstanding representatives of new Maghrib literature expressed the difficulties of “being on the border-line” and “scars”
of their bicultural nature, which gave rise to this east-west “hybrid” where
the drive for self-assertion, the romantic nobleness of feelings and passionate search for ethnic self-identity merged with Cartesian doubts, self-torture,
mutinous spirit and torment in trying to find the meaning of national history, the war for liberation and the freedom won as a result. Frenchlanguage Maghrib literature has reached unbelievable heights, having performed the compensatory function in the system of national literature (taking into account the weak development of Arab literature in the colonial
epoch.) A new group of writers emerged in the late 1960s-early 1970s,
whose works were distinguished by new artistic methods, styles and forms
of expression (R. Boudjedra, T. Benjelloun, A. Khatibi, R. Mimouni,
M. Kha r’Eddin, M. Nissabouri, A. Laabi, A. Meddeb, and others.)6 They
took upon themselves a complementary function in the system of national
literature, in which Arab literature gradually occupied the position of the
representative of “official” culture (the states which became independent
pursued the policy of total “arabization”).
French-language literature has assumed the mission of defending the
ideals of the struggle for independence, denouncing the “new betrayal” of
the people’s interests; it was full of new protests and armed with a sharp
weapon of social and political criticism, “revealed” the weak and painful
spots of new societies and new state structures and continued its struggle
for the renovation of the “Old World” and for the destruction of its pillars,
which obstructed social and cultural progress. In the post-colonial epoch
many French-language writers who found themselves in the seemingly inner Maghrib “border-line area”, were forced to live in political emigration;
others were persecuted and imprisoned, and practically all of them were
able to publish their works only in the West. This “subjective” confrontation of writers educated in the spirit of European humanism, who imbibed
the principles of “Liberty, Egality and Fraternity”, was taken by the authorities of the countries, where Islam became state religion, for the confrontation of cultures and civilizations. In the late 1980s, for example, the
Islamists who came to power in Algeria, simply killed those speaking or
writing in French.7 Thus, cultural “boundary” gradually became a source of
some kind of “marginalization”, pushing and ousting (or simply destroying)
French-language writers (for instance, Yousef Sebti, Tahar Jaout, and others), throwing them out to the side of the road of new life, where there was
no place for cultural values of European civilization.
Of course many writers (Mohammed Dib, Albert Memmi, Assia Djebar,
Dris Chraibi, Tahar Benjelloun, Abdelhak Serkhan, Mustafa Tlili, Ahmed
Jema , and others) continued to write in France, some did it underground
(Rashid Boudjedra) or in prison (Abdellatif Laabi), or under pen-name (one
such pen-name became famous – “Y. Hadra”), bringing fame to their countries, winning prestigious prizes and gaining world renown. At the same
time, realizing their political “roguishness”, their status of “political exile”,
they sometimes felt their absolute “alienation.”8
Of course, in the 1970s, 1980s and 1990s, and also in the beginning of
the 21st century French-language literature in Maghrib continued to exist
and develop, acquiring new forms,9 describing life as it was, developing the
subjects of the “classics” of the 1950s-1960s, and renewing the attempts to
see in the new realities of their countries some “changes for the better”, or
turning to “eternal” subjects and collisions in the life of their heroes trying
to overcome the contradictions of traditional society and “challenges” of
223
224
modern time. The latter is especially typical of the French-language
“women writers’” prose and poetry which rapidly developed in the Maghrib
countries (which is quite indicative, taking into account the Moslem context
in which the very fact of the woman “taking the floor” is regarded not only
as the drive for emancipation, but also as a kind of “rebellion”). 10 But this
French-language trend inside the Maghrib countries is evidently a new attempt to synthesize the opportunities which emerge due to possessing the
attributes of different cultures and which is marked by the “scars” of a certain cultural “discomfort.”
In the late 1970s-early 1980s the bounds of Maghrib French-language
literature gradually moved and broadened. Emigration from Maghrib countries resulted in the formation of a special cultural layer in France, called
the French-Arabs, that is, ethnic North Africans (Arabs and Berbers) who
retained their ethno-confessional affiliation in the second and third generations. Born in France, they are regarded as French citizens and use mainly
French. Their literary works created in western conditions, that is, at the
new junction of two cultures and civilizations, were distinguished by the influence of the “border-line area”, even a peculiar “malady” (“Mal de soi”),
especially when the political, social and cultural barriers of the “accepting”
society become discriminatory.11 The literature of French Arabs, while actively developing in the context of western culture, continues to reflect not
only numerous contradictions of its own “traditional world” (many “patriarchal” families of their parents who had long been living in France), but
also the inner contradictions of the French medium, becoming a mirror, as
it were, of the very conflict of integration, its French model. Thus, this literature reflects the objective (and rather painful) processes of France becoming polyconfessional, polyethnic and multicultural.
Maghrib French-language literature, if one speaks of its ties with world
literature, has served as a “bridge” along which different civilizations were
going towards one another.
Evidently, there was no problem of the “clash of cultures” for the
French-language authors of Maghrib (they voluntarily chose the French
language and felt completely at ease in both cultural and linguistic media,
their own and French), or their “self-identification” with the “dominating
group” in the conditions of colonialism. The point was to choose definite
aesthetic standards for the creation of literature of a new type, as compared
to brilliant medieval Arab literature. There was nothing humiliating or undignified in orienting to contemporary West European (even American) literature.
It should be noted that there were no special “discriminatory” (cultural)
barriers for indigenous writers wishing to write in French during the colo-
nial epoch. On the contrary, they were patronized by the gurus of both colonial and French literature. Many Maghrib authors of older generations
were proud in their friendship with Robert Randeau, Albert Camus, Jules
Roi, Gabriel Odisio, Emmanuel Robles, Eugene Gilvic and many other outstanding French writers of the time, who invited their Maghrib colleagues
to work for literary magazines and helped them publish their books, and
sometimes even rendered them material assistance.
However, the realization of the contradictions of the surrounding
world, in which a majority of the population in one or another Maghrib
country was downtrodden, the realization by Maghrib writers of their
historical role as the voice of their people, their aspirations, their wish
to gain independence and have equal rights with other, independent
peoples, could not but exert a special influence on the cultural and social image of a person who has found himself, or herself, on the
“boundary” of two different worlds.
This original “marginality” could be observed in the destiny and work
of practically all outstanding Maghrib prose writers and poets. It should
also be admitted that they realized and experienced their “departure” from
their native soil, for they created works in the language which was alien to
their own people, their books were read mainly by people with a European
education, and they were few and far between among their fellowcountrymen.
The first attempt to get rid of this dramatic “split” which resulted from
closeness to cultural “border-line”, an attempt to “pass” from one epoch to
another, from the colonial Past to the Future, to get rid of the scars of one’s
“being on the border” and to assert oneself only in the realm of the native
language and national traditions was made by Malek Haddad (1927-1978),
a contemporary of M. Feraoun, Kateb Yacine, M. Dib and M. Mammeri,
the founders of new Algerian literature. He decided to interrupt his creative
work at the end of the 1950s, which brightly illuminated the literary horizon
of Maghrib, and, having imbibed the best traditions of French literature, he
succeeded in expressing the soul of his beloved people and Motherland in
French. He wrote such outstanding works as “Le malheur en danger”
(1956), “La derniere impression” (1958), “Je t’offrirai une gazelle” (1959),
“L’élève et la leçon” (1960), “Le quai aux fleurs ne repond pas” (1961),
“Ecoute, et je t’appelle” (1961), and while living in emigration he wrote an
essay “ Les Zeros tournent en rond,”12 in which he expressed the drama felt
by a man forced to live in the area of an alien language and culture and create the images of his country in a foreign land, separated from the “revolution” and the struggle of his people for liberation.
Realizing his “marginality”, feeling that work in the French language is
a kind of “alienation” from his Motherland’s history and native soil, departure from his native roots, self-exile to an alien text, which his own people
are unable to read, the writer castigates his cultural “border-line area” as a
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Break-up
bitter fruit of colonialism, which, in his view, may remain in history as an
example of man’s delusion and despair.
M. Haddad’s essay showed many facets of this “cultural border-line area”
and the inner contradictions of the individual “at the border of cultures” and,
paradoxically, it proved somehow in line with the present epoch, when the
fighters for “returning to the sources”, for the “purity of faith” and the “purity
of traditions” in Algeria came out against the West and its culture, regarding
them as the source of new misfortunes for their country and its people. It
would be appropriate to remember Malek Haddad, who half a century ago
warned that his Motherland, which he metaphorically called his “Misfortune”, was in danger, and that the beautiful Gazelle which embodied Freedom
for him was under threat of being captured and killed.
Calling the work of Algerian French-language authors “idling” and his
native land a “shadow” of France13 in the epoch of the “pathological transformation of History – colonialism, Malek Haddad understood, nevertheless,
the objective benefit, which the French-language writers brought to Algeria,
telling the world about its life and struggle. But being sure of the fact that the
genuine cultural wealth can only be created in the “native” language understandable to common people, Malek Haddad considered French-language literature a “historical delusion”, and spoke of its “transient nature” and historical narrow-mindedness, although he realized that it was, just as the French
language itself, an “inalienable part of Algerian cultural wealth”. He suffered
from his “break-up” with the Motherland, was seriously ill, and died prematurely. But what’s important, he stopped writing too early, and ceased to give
the readers living images, living reality, living soul, and living pain of his
much-suffering and dearly loved Motherland.
Of course, far from all Maghrib authors (Arabs and Berbers) had a
negative attitude to their work in the French language, as M. Haddad. They
viewed differently their tasks and possibilities “to overstep the boundary”
and write only in the language of “their people.” Should one regard oneself
a “national writer, that is, as Haddad understood it, a writer whose works
are read by his own people, or shouldn’t – this problem has not been too
acute for them, because they knew what they were writing for. (Dris
Chraibi, for example, answering my question as to what writer he was –
Moroccan, although he lived in France for a long time, or French, although
he continued to write about Morocco – answered that “he was simply a
writer…”)
For other founders of this “movement” (the emergence and development of French-language literature in Maghrib can be defined by this
word), such as, for example, the Algerian Berber M. Feraoun, the attempt to
stay on the border between cultures, continuing to reflect Algerian life in
the French language and serve the cause of his people while recognizing the
grandeur of the “spirit of France”, believe in the values of humanism and
stay within the framework of European Enlightenment, and for some time
even have doubts about the necessity of the struggle for liberation, ended
tragically. He, a teacher of Algerian children, was shot on the eve of the independence of Algeria (1962) by the French from the “Armed Secret Organization”, which did not want to give Algeria back to the Algerians…
Feraoun remained in the history of Algerian literature as its national
pride, as one of the first “voices” of his land who told the world about its
real life, cares and hopes, having made his native Kabylia, its customs and
traditions, the central point of national aspirations and problems. 14
His fellow-countryman, M. Dib, Arab by nationality, never doubted that
he was a “national writer”, he simply created from the very beginning an
expressive “fresco” of the contemporary history of Algerians, taking part in
their resistance to colonialism. And even forced to leave his country at the
height of the Algerian war for independence and having lived the rest of his
life in France, M. Dib retained his Algerian citizenship, of which he was so
proud, although he was sorry that this did not let him receive the Goncourt
Prize. But his being on the “border-line” of literature has brought fruit after
some time. Feeling himself detached from his Motherland, suffering from
everlasting alienation (“sans detour,” as he himself wrote), seeing his inability to combine his former ideals with the realities of new Algeria and
the West, Dib became a philosopher rather than a writer, he increasingly
“universalized” the problems and subjects of his creative work, losing his
old Algerian roots and new French roots, and becoming part of the “Mediterranean medium …” Having lived a long life (1920-2003) on the “border”
of two worlds, M. Dib remained in the history of Algerian literature, like
Haddad and Feraoun, as the Voice of his people.15
M. Dib’s contemporary, the Tunisian author Albert Memmi, having left
his Motherland due to disagreement with the policy of the total “arabization” of culture, did not suffer from the loss of his cultural identity (in any
case, he did not complain about that). He found his place in the cultural
realm of France, having become a professor at the Sorbonne, recognized
sociologist and expert on the problem of the “oppressed peoples.” But his
heroes (which is, perhaps, more significant) felt their being on the cultural
“border-line” as alienation, psychological “nothingness”, which brought
them to suicide and to the view on their own history and the history of
mankind as a meaningless path from “one desert to another.”16
There was no language problem for the famous Algerian writer Kateb
Yacine, the author of the novel “Nedjma” (1956), who symbolically expressed the idea of eternal rebellion of Algeria against foreign rule, the
eternal thirst of Algerians for “winning their beloved Motherland”, for the
sake of which they waged the struggle for liberation. He used the French
language as the “weapon” of his creative work until his death. The very im-
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Boundary
age of Nedjma (which means”star” in Arabic), which can be found in several works of his, seems to have combined many elements of different civilizations, which left an imprint on Algerian land. And turning his weapon
(the French language) wrested from the enemy’s hands against the oppressors of his people and other peoples, the writer found no problems in his
predominantly French-language work (although he staged his plays written
in French in Arabic at Algerian theatres). Having died in France in 1989,
Kateb Yacine is considered the best representative of new Algerian literature and at the same time one of the founders of the French “new novel”,
which became widely popular in France in the 1960s-early 1970s.17
Kateb Yacine’s heir, the talented Algerian writer Rashid Boudjedra has
been actively working in literature since the early 1970s, and he used his
French-language works “to denounce the internal enemy” in new Algeria.
He was fighting not only the betrayal of the former ideals of the “revolution
for liberation”, but also the new internal contradictions in Algerian society.
But recognizing the limited character of his socio-political criticism in
the conditions of present-day Algeria, and aware of the greater popularity
of his works in Europe, which watched the progress of militant Islamism,
the writer himself translates his works into Arabic (or even writes them in
Arabic, simultaneously translating them into French, thus using “bilingual”
literary work as a “way out” from “border-line area.”
One of the founders of new Algerian literature in French in the 1950s1960s, was the outstanding writer Mouloud Mammeri,18 Kabyle, who
turned to professional studies of berberology in the 1970s and tried to revive the Berber written language and write fiction in the native language of
his people. But at that time, in the conditions of the “total arabization” of
culture in the country, Mammeri was persecuted, wrote very little and died
tragically in the early 1980s. At present Kabyle is the second official language (after Arabic) in Algeria, used at schools and in literary work. But
having given his life for the freedom of choosing the language of national
literature, Mammeri remained in the history of Algerian culture as the harbinger of the “necessary changes” and the “awakening from the slumber” of
the colonial night, although the writer proclaimed this in the French language.
I have in mind his play “L’homme aux sandales de caoutcouc” devoted to
Vietnam and its leader Ho Chi Minh (P., 1970)
One of the poetic collections of Tahar Bekri was called “Le Chant du roi errant” (P., 1985)
to see and feel their “cultural belonging” to two different worlds ever more
clearly.
Assia Djebar, a classic of Algerian literature, in her novel “Love, Fantasy” (1985) wrote, in contrast to Malek Haddad, that the French language
became the “second mother-tongue” for many Algerians, because with its
help they were able to receive an education and become acquainted not
only with French culture, but also with world civilization. And this language, this “wealth” of Algerians, was gained at a high price – the loss of
independence. But the capture and colonization of Algeria were like a
“bloody wedding” of two worlds, as A. Djebar wrote, as a result of which a
new world, new knowledge and new Algerians were born, capable to see
“new horizons…”20
This cultural “wealth” at the “crossroads” of different civilizations in
one person has become a subject of writings by Maghrib authors who live
and work in France which became their second Motherland. This cultural
wealth enables man to live in new reality, to be a “citizens of the world,”
feel his affiliation as an artist with “the general cultural wealth.”
“It’s because I fully belong to two worlds,” the Kabyle singer and
authoress Djura, living in France, wrote in her book “La saison des narcisses” (1993) wrote, “I’m fighting for this new personal identification, for our
wealth, which all children of immigrants like me, who grew up in the West,
have. They must enjoy the honey of our bilingual existence, the beauty of
our common being, and breathe the aroma of two cultures…”21
However, the “children of immigrants” are not all able to see and evaluate this wealth properly, living in society which is not too favourably disposed to them, although there is no problem of choosing the language for
those who were born and work in France. For them the French language is
the native tongue, even if they preserve their ethno-confessional identity.
The problem of becoming like the French in terms of the language and way
of life has turned for them into the problem of their real integration in the
culture of the society “accepting” them. Answering the question “Who are
they?”, Arabs more often than not call themselves “French” quite legitimately, because they are the citizens of France. But Arab authors, writing
about themselves and their community, about its special relations with the
surrounding reality of the West, and its relations with them, continue, in
their own way, the artistic traditions of Maghrib socio-critical realism, its
manner to describe everyday life, its avant-garde rebellious spirit and its insurrection against the domination of religious dogmas and the despotism of
social traditions. And it is precisely this difference from the surrounding
European world, this understanding of their special position in it, that give
birth to psychological discomfort, which is felt as the difficulties and even
torment of being on the cultural, social and political “border-line”…22
Gradually, Arab authors begin “to write simply”, not insisting on their
“difference” and not provoking hostility toward themselves. They realize
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Transition
This feeling of a man “from different shores” in constant wanderings
is quite typical of many French-language Maghrib writers,19 and they begin
that it is necessary to get rid of the feeling of guilt before their parents, their
past, and their country for the fact that they and their children live in the
West and speak the language of the country which gave them shelter, and
they already love this “other” country, not having seen their “historical
Motherland.”
Souad Belhaddad wrote about this in her book “Entre deux ‘je’’”
(2001),23 in which she described the process of the realization of belonging
to two worlds. “I travel much and with every passing year, while roaming
around the world, I realize full well that I become more and more attached
to both France and Algeria, my two native lands.” She resolutely refuses to
wander in the “jungles of self-identification” and simply lives “normally.”
She gets rid of the torment of her “dual nature”, her “being on border-line.”
This new motive of creative work of Arab authors not so much reconciles them with the surrounding reality as shows that the boundary of the
alien world has been left behind. They have already crossed it, although not
all have noticed it, the scars of their clashing with this alien world are still
painful… And those French-speaking Arabs who have realized “their cultural wealth” (they are still few and far between), like the Lebanese writer,
laureate of the Goncourt prize Amin Maalouf, believe that searching for
and upholding one’s identity within the framework of just one culture and
one language mean “apology”, militant “nationalism”, and the manifestation of extreme, aggressive forms of personal self-assertion.
Amin Maalouf does not renounce his “Lebanese” self or his French citizenship. He upholds the integrity of his self consisting of numerous “components”, which are one in their intricate mosaic and create a definite personal value.
“From the time I left Lebanon in 1976, and settled in France,” Maalouf
writes, “I was repeatedly asked whether I feel more French or more Lebanese. And I invariably answered – ‘Both’. Not because I wanted to keep
some balance or parity, but because if I’d said differently, it would have
been untrue. This means that I really feel to be on the border of these two
countries, belonging to both of them, just as I regard two or three languages
and several cultural traditions my own. This position determines my identity. Would I be more ‘authentic’ if I cut off one of the parts forming my
own self?
“To those who ask me these questions I patiently explain that I was born
in Lebanon, lived there until I turned 27, that Arabic is my mother tongue,
and that I discovered for myself Dumas, Dickens and Swift in translations
into Arabic, that I grew up in a mountain village where my ancestors lived,
where I found my first child’s happiness and heard stories which inspired
me later when I wrote my novels. How can I forget all this? How can I renounce my past? On the other hand, I have been living in France for over
twenty years, drink its water and wine, caress its ancient stones with my
hands, and write my books in its language. France shall never become an
alien land for me. What am I then? Half French, half Lebanese? Not at all!
Identity cannot be divided into component parts. I don’t have several identities, but only one, consisting of all elements which formed it in this way,
and not differently, of these parts and of this size. This distinguishes one
man from another…”24
The position of this Lebanese writer who solves the problem of being on
cultural “border-line” and upholds the advantages of “multiform” personality because he sees in it a possibility to become that very “bridge” connecting various peoples (which the first French-speaking Maghribians tried to
build) is similar to the writings of the Kabyl Djura. She was the first to say
boldly that “the wealth of today’s France consists of many and varied people living there.”
This “bridge” has been built and various peoples march toward one another along it, filling the treasure-trove of world culture with the fruits of
their cultures. But while removing the boundaries between these varieties,
and freeing man from the feeling of his “being on the border-line”, would
not this “bridge” lead to the gradual merging of cultures into an “average
single whole?” When French-language Maghrib literature had painful
“scars” of cultural merging, it was natural, because that pain reminded of
the natural roots and, paradoxically, determined the specific features of
emerging literature… But, perhaps, there can be many “different roots”?
There is no question as to whether we should get rid of this “borderline” which not only draws cultures closer together, but also disunites them;
this border- line” may disappear altogether in the process of globalization.
How should we preserve the “roots” which Malek Haddad, among others,
remembered? Without them the Tree of Literature will have neither leaves
nor fruit, it will not give the “blissful shadow” in which man will come
back to life after tiresome wanderings in the sands of spiritual wilderness
and the boundless ocean of endless hopes, in search of “far-off shores”,
which can hardly be discerned in the misty horizon, hiding the outlines of
the Ideal World Order.
). – ., 1984.
[ Prozhogina, S.V. “The Boundary of Epochs – The Boundary of Cultures (Problems of Typology of Literature in the French Language in North African Countries).” Moscow, 1984.]
2. On the formation of the trends of “separation” from French literature in works
by European writers who lived in Morocco, Algeria and Tunisia see the chapter
“From Colonial to National Literature” in the volume “Literature of Algeria” in the
book “History of Literatures of the Maghrib Countries” (in three volumes). Moscow, 1993.
231
232
____________
Notes:
1.
.
–
(
3. These phenomena are described in the work by .
«
» ., 2006. [Dementseva, E. “To Be Arab in France.” Moscow, 2006.]
4. For more details see: “Le roman colonial.” P., 1982.
5. Déjeux, J. “La littirature maghrébine d’expression française.” P., 1979; Dzhugashvili, T.Ya. “Algerian French-language Novel.” Moscow, 1976; Nikiforova, I.D. “African
Novel.” Moscow, 1977;
.
. ., 1973
. [Prozhogina, S.V. “French-language Literature of the Maghrib
Countries.” Moscow, 1973, etc.]
6. For more details see:
.
:
60–70 . 1980;
… ., 1992;
«
«
» («
» ., 1993). [Prozhogina, S.V. “Maghrib: French-language Writers of
1960s-1970s.” Moscow, 1980; “For the Shores of the Far-off Motherland…” Moscow, 1992; chapter “Poetry in French” in the volume “Literature of Morocco” (History of Literatures of Maghrib Countries”. Moscow, 1993), etc.]
7. Assia Djebar. “Le blanc de l’Algérie.” P., 1995;
.
. ., 2004;
.
(
).
., 2004,
.:
»
? [Dolgov, B.V. “Islamic Challenge and Algerian Society.” Moscow, 2004; Prozhogina, S.V. “Earthly Love (Concept of the Motherland in Works by French-speaking Maghribians).” Moscow,
2004. Chapter “The Dead Language” as a Language of the Present Time.]
8. On this subject see: «
»,
.
». ., 1997. [“The Desert as a Literary Realm” in
the book “Moscow Studies of the Orient”. Moscow, 1997, pp. 482-509.]
9. The new “wave” of French-language prose and poetry, which emerged in Algeria and Tunisia in the 1980s, largely repeated many themes and styles of outstanding writers of the 1950s-1970s. Young Francophiles (M. Dib, Z. Berfas, X.X. Khajaja, H. Tengur, A. Ledjemi, A. Cha bi, F. Hashemi, S. Gelluz, and others)
mainly turned to historical or lyrical subjects, and also description of everyday life,
although one could trace subjects of the new socio-political reality in their works.
10. For more details about “women writers’” literature of Maghrib see:
Fontaine, J. “Les écrivains tunisiennes.” Tunis, 1992; Gontard, M. (sous la
direction). “Le Récit féminin au Maroc.” P., 2005; Ahlem Mosteghanemi. “Algérie.
Femmes et écritures.” P., 1985.
11. See:
.
. – ., 2003, . I. [Prozhogina, S.V. “The East in the West.” Moscow, 2003, vol. 1.]
12. Malek Haddad. “Les Zéros tournent en rond.” P., 1961. Quotations translated by me (S.P).
13. Characteristically, this image of “shadow” is used by Maghrib authors as an
image of the Motherland quite often (see, for example, Dib, M. “L’Ombre gardienne” (collection of verses by M. Dib .P., 1961.
14. See about M. Feraoun the book by
.
.
… [Dzhugashvili, T.Ya. and Nikiforova, I.D.
“Algerian French-language Novel”;]
. «
». ., 1988. [Martyanova, I.B. “Works by Mouloud Feraoun.” Moscow,
1988], and also the chapter
?» [“Tradition of Death as the Foundation of Continued Life”] (about
Feraoun’s novel “The Earth and the Blood”) in the book by
.
… [Prozhogina, S.V. “Earthly Love…”]
15. M. Dib’s selected works can be found in a book in Russian translation published in 1989, as well as his trilogy “Algeria” (“Big House”, “Weaver’s Trade”,
“Fire”) translated and published in 1958-1964, a collection of his stories and verses
(Contemporary Algerian poetry), M., 1977. About the writer’s work see:
.
., 1998;
. ., 2001
. [Prozhogina, S.V. “Between Mistral and Sirocco.” Moscow, 1998; “From the
Sahara to the Seine.” Moscow, 2001.]
16. For more details about A. Memmi see:
.
:
…;
…
. [Prozhogina, S.V.
“Maghrib: French-language Writers…”; “For the Shores of the Far-off Motherland…”]
17. About works by Kateb Yacine see the monograph by Jaqueline Arnaud.
“Kateb Yacine.” P., 1985.
18. About Mouloud Mammeri see Forewords to his novels translated into Russian: “Opium and a Stick,” “The Forgotten Hill,” “When Justice Sleeps,” “Crossing.” For Berberological Studies and Translations see: Mouloud Mammeri. “Les
poèmes de Si Mohand.” P., 1965; “L’ahelli du Gourara.” P., 1984.
19. Leila Sebbar, half Algerian half French in the novel “Le silence des Rives”
P., 1983; the Algerian Malika Mokkadem in the novel “Les hommes qui marchent”.
P., 1990; the Arab Souad Belhaddad in the book “Entre deux ‘je’.” P., 2001, and
others expressed this “requirement” to move and settle as the need for the selfassertion of the individual, recognizing his or her belonging to “different” shores,
different civilizations and cultures.
20. About the work of Assia Djebar see the “Foreword to the book of her selected works in Russian translation published in 1990,” as well as R. Landa’s Foreword to the novel “Les enfants du Nouveau monde”. Moscow, 1965.
21. Djura. “La saison des narcisses.” P., 1993. For more details about her see:
.
…,
. «
».
[Prozhogina, S.V. “Between Mistral and Sirocco.” Chapter “Music in the Ice”.]
22. For more information about the work by Arabs see
.
… [Prozhogina, S.V. “The East in the West,” and also Michel Larond Autour du
roman “beur.” P., 1990.]
23. Russian translation of fragments from that book can be found in
.,
.
:
? ., 2004. [Krylova, N.L., Prozhogina, S.V. “Metisses: Who Are They?” Moscow, 2004.]
24. Amin Maalouf. Les identités meurtrières. P., 1998. Quotation from that
publication, pp. 7-11.
233
234
THE ETHNO-LINGUISTIC SITUATION IN TANZANIA*
Nelli Gromova,
D.Sc. (Linguistics),
Head of Department,
Moscow State University
In contrast to other African countries, Tanzania is a zone of linguistic
convergence: all four autochthonous linguistic families of Africa – Afroasiatic, Semito-Hamitic (Cushitic), Niger-Congo (Bantu), Nilo-Saharian
(Nilotic), and Khoisan (Sandawe and Hadza) are represented there. This
convergence is a result of historical shifts, settlements and movements of
various groups of the indigenous African population and new arrivals. At
present Tanzania is inhabited by more than 120 different ethnoses (we don’t
mean the non-Africans – Arabs, Indians, Europeans, and others), who differ
in their history and culture, the socio-economic development level, demographic indices, the degree of participation in the country’s life, etc. Before
discussing the characteristics of the present ethno-linguistic situation in the
country, it would be necessary to look at its historical roots.
The Khoisan languages which are now spoken by an insignificant number of people were widespread more than 5,000 years ago over a vast territory of the African continent, from modern Sudan to the southern tip of Africa. A great many of these languages and people who spoke them were
later swallowed by other ethnoses, and at present there are only two
Khoisan ethnoses in Tanzania speaking Sandawe and Hadza. Sandawe
(Sandaui, Sandawi, Sandwe) are spoken by about 70,000 people1, Hadza
(Hatsa, Hadzape, Hadzabe, Kindiga, Tindiga, Kangeju) are spoken by only
1,000 people. The bulk of the Khoisan population live in Botswana, Namibia and South Africa, several groups of it can be met in Zambia, Angola
and Zimbabwe.
People speaking the Cushitic languages, branches of Afroasiatic languages, appeared on the territory of Tanzania more than 2000 years ago and
occupied the entire northern part of modern Tanzania, right up to the Iringi
in the South. The Cushites were land-tillers and cattle-breeders, and they
came from the territory of Ethiopia and Somalia, having ousted or absorbed
the Khoisan population. In turn, the Cushitic languages were later influenced by the Bantu languages, and at present there are only six ethnoses of
Cushitic origin living in central Tanzania. The biggest of them is the one
speaking the Iraku language (Iraqw, Mbulu) and numbering about 400,000
people. Other Cushitic languages spoken by some 20,000 each are Burunge
*
First published in
. – ., 2007. –
59. [Etnograficheskoye obozreniye. Moscow, 2007, No. 2, pp. 54-59.]
235
2. – . 54-
(Bulunge, Mbulungi, Burunga, Iso), Alagwa (Chasi, Wasi, Waasi), Gorowa
(Gorwaa, Fiome, Ufiomi). Some researchers believe that, perhaps, the
Aasax languages (Asa, Aramanik, Dorobo, Ndorobo) and Kwadza (Ngomwia) have practically disappeared. For instance, in the 1970s there were
only four men and one woman who spoke the Kwadza language.
The Nilotic languages which are a branch of the Nilo-Saharian family
migrated to the territory of modern Tanzania from the banks of the Nile
also about 2000 years ago. The first two waves of Nilotes speaking the
South-Nilotic and East-Nilotic languages settled on the territory between
Lake Victoria and Mt. Kilimanjaro. The Nilotic languages include such
widespread ones as Datoga (Datooga, Tatoga, Taturu, Mangati) which are
spoken by 200,000 people, Maasai (Masai, Massai, Maa) – 400,000 in Tanzania and 600,000 in Kenya, Luo – 150,000 to 200,000 people who moved
about 100 years ago to the eastern shore of Lake Victoria from Kenya,
where there are more than three million of them. Other Nilotic languages
are rather rare: the languages of the Kalenjin group (Akie, Aramanik) are
spoken by about 5,000 in Tanzania, whereas there are over three million in
Kenya and 150,000 in Uganda speaking them. The Ongamo (Ngasa, Shaka)
language is spoken by only up to 300 people.
Finally, the last group of migrants, and the most numerous one, is the
Bantu who moved to the territory of modern Tanzania from Cameroon
about 2000 years ago. The Bantu people were engaged in land cultivation,
cattle breeding, hunting and fishing, they were acquainted with making iron
and found themselves in more favourable economic and technological conditions, as compared to other ethnoses, which enabled them to dominate in
the region, having submitted or swallowed up a number of ethnoses, having
borrowed from them certain specific features of their languages and cultures. Thus, the Bantu people prevail on Tanzanian territory. The non-Bantu
languages have been preserved in the form of small enclaves in the regions
of Singida and Arusha. At present 95 percent of the Tanzanian population
speak the Bantu languages (Batibo 2000: 5-7).
The most widespread Bantu language not only in Tanzania, but in the
whole of Africa is Swahili spoken by about 100 million people (as the native, first or second language). Other large Bantu communities in Tanzania
are Sukuma spoken by up to five million people, and also Nyamwezi,
Chaga, Haya, Gogo, Makonde and Tumbuka (each of these ethnoses exceeds one million). Ha, Nyakyusa, Hehe and Nyaturu are close to one million. The Nilyamba, Luguru, Bena, Shambala, Mwera, Asu (Pare) ethnoses
are about 500,000 each. At the same time Tanzania is inhabited by very
small ethnic Bantu groups, for example, Segeju (7,000), Daisu (5,000), Degere (one to two thousand). Several Bantu languages of the last century
have disappeared from the linguistic map of Tanzania: such languages as
Ware, and others. There is no information concerning rare languages
(Kabia, Ruri, Nindi, Taita).
236
Researchers of the ethno-linguistic situation in Tanzania unanimously
note its unique feature consisting of “the motley ethno-linguistic composition of the country, which not only did not prevent, but also contributed to,
the formation of one of the local languages – Swahili becoming the lingua
franca ensuring interethnic contacts, the language of the colonial administration and primary education, and ultimately, the official language of the
state” (
…1975: 49 [Language Situation… 1975: 49]).
It should be remembered that during the precolonial period children received elementary education in their own local ethnical language. During
the German colonial administration, when standard schools were opened,
the problem of a common language and a uniform educational system of
school education came to the fore. Swahili was chosen as such a language,
because it was freely recognized by other ethnoses. It became a prestigious
language and retained its position as such when the Germans were replaced
by the British colonialists.
At present Swahili plays an important role, as before, in the country’s life,
although a struggle has been going on between Swahili and English at all
communicative levels, above all, in the sphere of education. The latter is the
decisive sphere determining the country’s future. Historically, although Swahili has the status of the official language and about 90 percent of people in
the country speak it, Swahili is the main teaching language only at primary
schools. Children of non-Swahili ethnic groups find no difficulties when
starting to go to school, inasmuch as it is the second language and is widespread in the family and society. At middle schools and schools of higher
learning teaching is conducted in English (with the exception of certain subjects, like Swahili grammar and literature, social sciences, etc.). All scholars,
local and foreign, recommend Swahili to be used at all levels of education for
the sake of preserving national self-identification and cultural traditions. In
practice, however, it turns out that 94 percent of school and university students are unable to read and understand educational literature and fiction in
English, which, naturally, results in a lower level of education (Qorro, 1996).
Apart from primary education, Swahili is also the language of everyday
contacts between people, the language of the radio, TV and the press, scientific literature and fiction, the language of the lower and higher bodies of
power, in other words, the sphere of its use is boundless. Swahili is a dynamically developing language which has the necessary terms for using it
in the system of higher education, the high-tech sphere, etc. Swahili is so
successfully competing with English at all levels that various proposals
have been put forward to regard English not as the official language of
Tanzania, but as a foreign one and be studied as such in schools (Rubagumya, 1994). Swahili is widely spoken outside Tanzania, in all countries
of East and Central Africa bordering on it. The Council of Ministers of the
Organization of African Unity (OAU) adopted a resolution in 1986 (true, it
has not been implemented to this day) about using Swahili as the main lan-
guage of contacts on the African continent (Ryanga, 1999: 21). At present
Swahili is the working language of the African Union. The conferences devoted to Swahili (for instance in Dar es Salaam in 2000 and 2005) have repeatedly issued appeals to the governments of East African countries, the
countries of the Great Lakes region and other states in Africa to use Swahili
as the single language for the whole of Africa and suggested ways for
accomplishing this task.
With Swahili and English (although the latter is mainly used by not
more than 15 percent of the population) dominating the linguistic situation,
other, “rare” languages of Tanzania are used quite seldom. As a rule, they
are languages for interethnic contacts. The UNESCO conferences have repeatedly adopted recommendations about the need and expediency to use
native languages in the system of education. Indeed, man has the right to
preserve and develop his language, children acquire knowledge considerably easier and faster in their native language, but such decision in polyethnic Tanzania would mean the introduction of 120 local languages in the
system of education, which would be unfeasible economically. The Tanzanian government is often accused of ignoring the development of local,
“small” ethnoses and their languages. But in its view, it would be improper
and unrealistic to spend large sums in this sphere. Tanzanian linguists believe that the policy of ignoring “small” languages in this way has a number
of historical premises: a) having gone through tribal and religious enmity,
Tanzanians have realized that their strength lies in unity, and for this purpose the country should have a single political course, common aims and
one common language; b) when, after winning independence, the time has
come to choose a single official language of the state, Swahili has already
been the language of broad interethnic contacts, and its elevation to the
status of the official language has not provoked any opposition on the part
of other ethnoses; c) apart from the problems of supporting and developing
“small” languages, the state has more urgent tasks, such as health protection, the development of agriculture, infrastructure, and many others
(Mkude, 1999: 22).
In the present conditions many ethnic languages are doomed to extinction. The life of a language is expressed in its use in the country’s political,
cultural and socio-economic life. However, it is only the languages of the
national, international and interethnic status that survive. The remaining
languages do not interest society, they exist within the boundaries of just
one ethnos, young people are not anxious to teach their offspring these ethnic languages, preferring a language of a wider sphere of communicative
functioning, that is, Swahili (Ibid.).
Such situation is well demonstrated by the materials of the scholarly expedition of the Institute for African Studies, RAS, to Tanzania in April-May
2005. (The author of this article was one of its members). One of the interviews dealt with the interethnic situation in the country. Particularly, atten-
237
238
tion was paid to the ethnic and national origin and affiliation of the interviewed person. “Does the Tanzanian nation exist, and if it does, what are its
distinctive features? Do you regard yourself African, Tanzanian, or representative of a definite ethnos?” The answers to these questions were practically similar (the interview was conducted in Swahili). Here are some of the
typical answers:
“Yes, the Tanzanian nation does exist, because whether one is Gogo or
Luguru, or someone else by origin, it’s not so important, because we all
speak Swahili” (Truck driver, 39, Gogo from Dodoma).
“Yes, there is the Tanzanian nation, and we are all united by the Swahili
language. I am Tanzanian and it is both my national and ethnic affiliation,
because my parents come from different ethnoses: my father is Ha from
Kigoma, my mother is Tutsi from Burundi, but they talked in Swahili with
each other and it is my native tongue. I don’t know the mother tongues of
my parents” (Teacher, 55).
“We are a single nation, Tanzania, which began to form from 1961,
when we won independence. We all have one language – Swahili” (Secretary, 30, ethnically from Dar es Salaam).
“Doubtless, there is the single Tanzanian nation which began to be
formed during the period of the struggle for independence. It was then that
people began to realize and feel that they were a single nation which should
win freedom. They began to realize that there were not Chaga, Ruri, or Sukuma, but they were Tanzanians. And now you will see in the hotel registry
books only one word – ‘Tanzanian’. Each Tanzanian feels part of a single,
common nation, irrespective of his ethnic origin. We have a common language, common ideology and one aim” (Professsor, Ruri, 59).
“At present, the process of the formation of a single nation is going on
which was largely due to the ‘Ujamaa’ policy, that is, reliance on our own
forces. Perhaps, one could notice a manifestation of tribalism in some rural
districts, but there is none in cities. Quite often, in families with parents
from different ethnoses, children speak only Swahili. This language ousts
ethnic languages which are spoken only in villages and deal mainly with
narrow local subjects” (Translator, Nyaruanda, 54).
“Of course, there is the single Tanzanian nation. I live in Zanzibar, but
was born on the Island of Pemba. However, I don’t separate myself from
continental Tanzanians. We are a single nation and speak one common language – Swahili” (Waiter of Zanzibar origin, 24).
“Yes, there is the single Tanzanian nation. There can be certain drawbacks and misunderstandings regarding the nationalities question, but we are
one as a single family. We are united by the Swahili language and proud of
our country. There is no ethnic discrimination and the number of mixed marriages is growing. One of my daughters is married to a Haya, another to a
Chaga. What then are their children?!” (World War II veteran, Sukuma, 81).
239
In essence, the opinion of most Tanzanians is concentrated in the following answer: “The Tanzanian nation has been formed and it will develop.
The Swahili language is its unifying factor. Ethnic origin or affiliation
plays no role, mixed marriages are more and more frequent. My children
and grandchildren do not speak the Nyamwezi language, but only Swahili.
It looks likely that ethnic languages will be forgotten in the future. This will
only strengthen the Tanzanian nation.” (Director of the National Library,
60). He does not deplore the death of ethnic languages, regarding it a natural, even favourable process.
Although, for the sake of justice, one should make note of answers expressing worry over trends to ethnic division and a strengthening of nationalistic tendencies.
“One can talk of a single nation only from a political point of view.
Politicians speak of the solidarity and unity of the people almost daily, but
these are only political declarations, not the real state of affairs. The policy
of the first government headed by Julius Nyerere was aimed at the creation
of a single nation. People did not mention their ethnic origin or affiliation in
documents. But since the 1990s the situation has changed: people began to
pay more attention to their ethnic origin. In our university in Dar es Salaam
students form their own ethnic unions or societies: for instance a Society of
Students from Tabora. But this is not a regional society, it is one of the students of the ethnos Nyamwezi. A person wishing to take one or another
government post puts forward his candidacy in his own ethnic district. For
example, if a Chaga puts forward his name in Tabora, he will not be voted
for…This is why it seems to me that we are returning to tribalism, and this
worries me a good deal” (Professor, Kimbu, 53).
Answers to the question “Who are you?” were more varied as compared
to those about the unity of the nation as Tanzanians see it. The following
three are the most indicative:
“If I see a snake or if it bites me I’ll cry in Nyamwezi, but I am both
Tanzanian and African” (Director of the National Library, 60).
“First of all, I’m Tanzanian and African. My parents belong to the ethnos Yao, it is not indigenous, but came to the country from Malawi and
Mozambique. I was born in Tanzania and am real Tanzanian” (Manager, 32).
“The answer to the question ‘Who are you?’ depends on where I am
asked. I am Tanzanian, in a wider sense I am African, and in a narrow sense
I am Ruri” (Professor, 59).
Thus, the ethno-linguistic situation in Tanzania is characterized by a
definite predominance of Swahili and its wide use in all key functions of
the communicative sphere. The languages of the relatively big ethnoses,
such as Sukuma, Nyamwezi, Haya, and some others, which are still wide240
spread in definite regions are not in a precarious situation as the languages
of small ethnoses, which can disappear in the not-so-distant future under
the impact of the mobility and dynamics of the modern Swahili language.
The death of just one language deals an irreparable blow at human culture.
This is also true of the ethnical component. Young people often do not
know ethnic languages and ethnic culture, despite the fact that the latter
preserves ethnical character.
In this connection it would be appropriate to recall the attempts to revive the culture of small northern ethnoses undertaken in Canada, Sweden
and other countries. Young people try to learn the languages of their grandparents, their skills, habits and hobbies (for instance, the ability to make
garments and ornaments of skins, leather and furs, play national musical instruments, etc.). There is no government policy in Tanzania aimed at the
preservation of ethnic cultures. The Ministry of Culture encourages the activities of various ensembles performing folk songs and dances, but they are
few and far between. In the opinion of one of the persons interviewed, the
Ministry of Culture “should exert every effort to revive and develop Tanzanian culture, inasmuch as a nation can only be identified through its own
culture, and without it a nation is simply dead” (Professor, Nyamwezi, 54).
He was seconded by another participant in the interview, who believes that
“Tanzanians were successful in one aspect: they have one common language – Swahili. As to the cultural sphere, it is not so: each ethnos has its
own culture. And we should now study these cultures in order to bring out
the elements which would be combined in a single Tanzanian culture on the
basis of ethnic cultures Gogo, Nyakyusa, Hehe, and others.” (Assistant director, Gogo, 56). Perhaps, by doing so Tanzania will succeed, to a certain
extent, in solving the difficult problem of “the death of a language” in a
polyethnic state.
Rubagumya, 1994 – Rubagumya, C.M. Language Values and Bilingual Class
room Discourse in Tanzania Secondary Schools // Language, Culture and Curriculum. 1994. No. 7/1.
Ryanga, 2002 – Ryanga, S. “The African Union in the Wake of Globalization:
the Forgotten Language Dimension” // KISWAHILI. Juzuu 65. 2002.
Whiteley, 1969 – Whiteley, W. “Swahili. The Rise of a National Language.” London,
1969.
______________
Notes:
1. Here and further the data on the numerical strength of people speaking a language are cited from the work of Mano, Sands, 2002.
Literature:
. – ., 1975 [The Language Situation
in African Countries. Moscow, 1975.]
Batibo, 2000 – Batibo, H.M. “The Linguistic Situation of Tanzania” // Lugha za
Tanzania. Languages of Tanzania /Eds. K. Kahigi, Y. Kihore, M. Mous. Leiden,
2000.
Mano, Sands, 2002 – Mano, J.F., Sands, B. “The Languages of Tanzania.” A
Bibliography. Goeteborg, 2002.
Mkude, 1999 – Mkude, D.J. Ujenzi wa demokrasia na sera ya lugha nchini Tanzania: Kiswahili/Kiingereza dhidi ya lugha za jumuiya ngodondogo // Kiswahili
katika elimu. Dar es Salaam, 1999.
Qorro, 1996 – Qorro, M. Matumizi ya Kiswahili, Kiingereza kufundishia:
Wanaotoa maoni hawajafanya utafiti // Rai. 1996. Desemba 5-11.
241
242
) Contour tones:
– rising tone (R), ê – falling tone (F). In the languages where two rising tonemes are distinguished, ë is used for the mid-rising (MR) tone. In the
languages distinguishing two falling tones, is used for the mid-falling
(MF) tone. The floating low tone is marked as e` (Lfl) and the floating high
tone as e (Hfl).
Let us survey the tonal systems of the languages whose tonal descriptions are available group by group.
1. Manding.3 On the superficial level, there is a great diversity of tonal
realisations from one variant to another, which is produced by multiple
rules of surface tone realization. Under this diversity, there is a rather homogeneous underlying structure, which can be reconstructed for the ProtoManding: two tone levels, downdrift; two tonemes, H and L-H. The domain
of a toneme is a word: the tone of the first component of a compound word
assimilates tones of the other components (the same is true for some types
of syntagmas4). Suffixes have no tones of their own and are assimilated by
the tone of the stem. A great majority of words belong to one of two tonal
classes: high throughout (H, H-H…) or low-high, or rising (L-H, L-L-H, LH-H…).
Less than 10% of stems have other (“minor”) tonal patterns which are
characterized by their instability (especially from one dialect to another),
practically all these stems are nouns.5
The only grammatical tone is the tonal reference article (floating lowtone suffix); it appears in the centre of the Manding area (Bamana, Maninka, the majority of Jula variants), while on the periphery (Mandinka,
Xasonka, Kagoro, Worodugu, Marka-Dafin, Mau) it corresponds to a segmental morpheme -o. It is evident that in the Proto-Manding, the article was
also segmental.
In some of the languages and dialects (Konya, Manya, Jula of Ojenne,
Marka-Dafin cluster) tones are inverse (L and H-L major tonemes). As a
rule, a stem belongs to the same tonal class (in other words, it carries the
same toneme) in all Manding variants; exceptions are relatively rare.
Some North-Western Manding languages tend to develop an accent
against the tonal background. The beginning of this process can be observed in Kagoro [Vydrine 2001]; a more advanced stage of the establishment of accent is described by Denis Creissels [1982] for Mandinka. In the
latter language, this process triggered a profound modification of the entire
prosodic system which is quite different from the Bamana type.
The Mau language represents a special case. According to Creissels
[1982b], it has four tonal classes (in other words, four tonemes): H ( búú
‘leaf’), H-Hfl (búú ‘fog’), L-H (kàwá ‘shoulder’), L-Hfl (kàwà
‘cloud’). In some contexts the floating tone is realized as an extra-high
tone of the last syllable of the stem or of the following syllable. It follows
from Creissels’ description that Mau is the only Manding language that
has no downdrift.
This author has come to the conclusion that the distinction of the four
tonal classes has no correspondence in other Manding variants: both H and
H-Hfl types correspond to the high-tonal class of the core Manding languages, and both L-H and L-Hfl correspond to the L-H (rising) tonal class. I
presume that this modification of the tonal system of Mau may result from
the strong influence of the Kla-Dan substrate which can be attested at all
the levels of the Mau language system, especially at the phonetic one. In
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244
TONAL SYSTEMS OF THE MANDE LANGUAGE: A SURVEY
Valentin Vydrin, D.Sc. (Philology),
Head of the African Centre at the Peter
the Great Museum of Antropology
and Ethnography (Kunstkamera)
During the last two or three decades we have been observing impressive
progress in the study of Mande tonal systems. Quite recently, publications
calling tonality of one or another Mande language in question were possible;
today it is clear that practically all languages of the group are tonal; exceptions (which will be mentioned below) are rare and marginal. But if we consider their tonal systems, a great deal of variability will be found as far the
number of tonemes, their functions, rules of surface tonal realizations, and tonal domains are concerned. At the present stage of study, it is too early to advance a true reconstruction of the tonal system of the Proto-Mande.1 Meanwhile, tonal reconstructions of some sub-groupings within the Mande family
are within reach, and they have been done for some of the groups.2 Comparative analysis at the subgroup level provides rich data for hypotheses on the
characteristics of the Proto-Mande system and, on the other hand, on the
processes that may have brought forth the current diversity.
It should be mentioned that the descriptions available use different systems of tone marking. To maintain them in this survey would make understanding difficult. For this reason, the International Phonetic Alphabet
marks will be used:
a) Level tones:
b)
Name of
the tone
Extra-high
High
Middle
Low
Extra-low
Letter mark
EH
H
M
L
EL
2-level
systems
3-level
systems
é
4-level
systems
e
é
5-level
systems
e
é
é
è
è
è
è
general, it would not be an exaggeration to say that Mau is a Manding language with the South Mande phonology.
Within the Mokole subgroup, only one language has a comparatively
good description, Koranko [Kastenholz 1987]. Its tonal system is rather
close to the core Manding type. My field data for the other languages of the
subgroup (Mogofin, Kakabe, Lele) testify to the same.6
2.1. Soso (Susu). There are many similarities to the tonal system in
Manding: two tone levels and downdrift; second component of a compound
word or a determinative syntagma loses its tone which is replaced by a low
tone (or H-L, if the final tone of the first component is high) [Grégoire
1978]. There are however some important points of difference:
a) it is a moraic language; “heavy” syllables (CVV, CVN) carry two
tones. So, the tonal domain in this language cannot be a word, and the neutralization of tones of non-initial words in nominal syntagmas should
probably be interpreted as an imposition of a grammatical tone, rather than
as a simple assimilation by the tone of the first component;7
b) there is a clear distinction between verbal and nominal stems as far as
the number of tonal classes is concerned. Verbs have the same two classes
as in Manding, H and LH. Nouns have at least three major tonal classes (H,
LH and HL) of words containing only “light” syllables, and many more, if
words with “heavy” syllables are taken into account8 [Touré 1994, 49-57];
c) verbs change their tones in some contexts, which can probably be regarded as a grammatical tone [Creissels 1992].
2.2. Jallonke/Yalunka. The only description available of the dialect
spoken in Mali is the one by Denis Creissels [ms.]. The system seems to be
close to that of Soso at the underlying level, and the divergences in the rules
of superficial tonal realizations do not exceed those among Manding variants.
In the Jallonke dialect the Fuuta-Jallon tones seem to have disappeared
[F. Liupke, personal communication],9 which seems to be a unique documented case within the Mande family. This can undoubtedly be explained
by the strong influence of the surrounding Fulaphone population (cf. “toneless Bamana” spoken by Maures and Fulbe in Mali as their second language).
3. Soninke [Diagana O. 1984; Rialland 1990; Rialland 1991; Creissels
1991; Creissels 1992]. The tonal domain seems to be a word or a morpheme. There are two tonal levels and downdrift.10 There are two tonal
classes of monosyllabic words (H, L-H) and three classes of disyllabic
words (H-H, L-H, H-L, the latter being attested only in verbs), as well as
five classes of trisyllabic words (H-H-H, L-L-H, H-H-L, H-L-H, L-H-L).
There is no difference in behaviour between “light” and “heavy” syllables.
In nominal compact syntagmas, rules of tonal assimilation are more complicated than in Manding languages or Soso: the non-initial component
loses its lexical tone only when the first component begins with a high tone;
if the syntagma-initial tone is low, the second component maintains its tone
[Rialland 1990, 68-72].
Another grammatical function of tone is the following: a verb under negation or after the temporal subordinate marker gà ná loses its lexical tone
and assumes a low tone [Creissels 1992]. The second grammatical function
of the low tone is to mark the possessed noun group after a possessor pronoun [Rialland 1990, 73].
Although Annie Rialland singles out a “high-tone accent” in Soninke,
what she means seems to be not a true accent, but a way of describing a
word-final “automatic” high tone.11 As for the “conventional” dynamic accent, it seems to be missing in Soninke.
Unfortunately, no description of tonal systems of any of the languages
of Boso (Hainyaxo, Sorogama/Jenaamaa, Tieyaxo, Tiema Cewe),
Samogo (Banka-Jowulu-Duun-Dzuun-Seenku), Jogo-Jeri clusters is
available.12
4. Vai13 has two tonal levels; modulated tones are interpreted as combinations of high and low. A striking difference from other West Mande languages is the absence of downdrift. Welmers describes Vai tone as belonging to a syllable, but this interpretation does not correlate with the fact that
the same tonal patterns are found on monosyllabic and disyllabic stems.
The analysis of his data leaves space for a different interpretation: the domain of a toneme seems to be a word (or probably a foot). Four tonal lexical classes are attested,14 H(-H), H-L, L-H, L(-L). The latter class is not
available among verbs and underrepresented among nouns.15 The L-H pattern changes to L-L before the high tone [Welmers 1976, 40-41], just as in
Bamana and many other Manding variants. In compound nouns formed according to the most current model, lexical tones of non-initial components
are neutralized: they assume a H-L pattern, if preceded by a L-H stem (the
latter being transformed into L-L), or L-L in all other cases.
bà -kp ‘wine (kp ) of piassawa palm (bà )’,
-káì ‘woodcarver’ (
‘tree’, kàí ‘man’).
In other words, the low tone marks the second component of the syntagma, but it can be overlaid by the high tone reported from the preceding
syllable (in the same way as was described for Soso).
Otherwise nominal and adjectival stems tend to maintain their lexical
tones in a greater number of contexts than in the Manding languages.
The low tone has another grammatical function: it marks the imperative
and citation form of verbs replacing their lexical tones.
Kono, being closely related to Vai, diverges from the latter in at least
one important aspect: it has a downdrift [Welmers 1976, 148], like practically all the Manding languages. Unfortunately, I don’t have a detailed description of the Kono phonology.
4. South-Western Mande (SWM). It is the only branch within the
Mande family for which an explicit attempt of tonal reconstruction has been
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246
undertaken [Dwyer 1973]. Data of one of these languages, Mende, became
the starting point for establishing the autosegmental phonology, and in the
ensuing discussion the main aspects of its tonology have been highlighted.
Proto-SWM seems to have had a downdrift. The domain of toneme was,
most probably, a word or a morpheme.16
As for the Proto-SWM nouns,17 David Dwyer [1978a; 1978b] reconstructs the following tonal classes (tonal patterns of monosyllabic and disyllabic words):
1. cv, cvcv
2. cv, cvcv
3. cv, cvcv
4. cvcv or cvcv.
5. cvcv.
Taking into account the great statistical predominance of the classes 1
and 2 (about 90% of all Proto-SWM stems reconstructed by Dwyer), this
author concludes that they were the only classes inherited from the previous
stage. According to him, classes 4 and 5 emerged at the Proto-SWM level
through borrowing,18 and class 3 includes fossilized nominal compounds
[Dwyer 1978a, 185-191].
There are however some reasons to be skeptical about these conclusions. Certain arguments against the borrowed character of the entire class
5 have been formulated in [Vydrine 1994]. The claim that classes 3 and 4
do not have cognates in “Northern Mande” can also be easily refuted, cf.:
SWM *kálì or *kálî [Dwyer 1978b] (class 4) hoe –
Soso kérì, Jallonke kérì, Vai ká’ì.
SWM *fànkâ or *fànkâ (class 3) force, Mende [Innes 1969]
fàkâ/ vaka n energy, vigour; vi brace oneself (to pull a heavy weight), exert
oneself, Looma (Woye-Birasu dial.) fanga/ ßanga, Kpelle-Guinea [Leger
1975] hvanga / vanga n good health; energy, vigour; ardour, fervour –
Soso [Lacan 1942; Friedländer n.d.] fang n force; power; fortune; advantage, Jallonke [Creissels 1988] fàngá n force, power
P.Manding *fànKá, Mandinka [Creissels et al. 1982; W.E.C. 1995]
fànka vi be rich; be powerful; prosper, Jaxanka fanka/ o, Xasonka fànga,
fànka, Kagoro fàngá n force; power, Maninka fànká, fa n force,
strength; might, power, Bamana fàngá, fàga, Bamana (Sikasso) fà á, fa
n force, strength; might, power; administration, authorities, Marka-Dafin
pa
Soninke [Galtier, Dantioko, Dramé 1979, Smeltzer & Smeltzer 1997]
fanka/ ø, pl. (East) -nu, (West) -o n power, Bobo [Le Bris, Prost 1981]
fàng (a borrowing from Manding?)
Dzuun [Traoré 1998] fààn
San [Platiel 1974, 137] pa
Dan (Gweta dial.) fa , Wan à vi be able, vt dominate, command.
SWM *kÒmâ ) (class 3) ‘niggard’, Mende [Innes 1969]
kòmâ/ goma vi be mean, eat without sharing; refuse to smb. (sth. – hú),
Bandi [Heydorn 1940-41] ków à/ ?, Bandi [Grossmann et al. 1991] kùw / ?
adj mean, not generous; n niggardliness, Looma (Gizima, Wuboma)
koma/ woma n meanness, unwillingness to share food, Kpelle-Guinea
[Leger 1975] kuwa / guwa , kuwo / guwo adj be mean; vi fail to offer a
gift to –
Soso [Lacan 1942; Friedländer n.d.] kuma adj niggard; vi be niggard; vt
refuse to share one's goods with; n niggardliness, Jallonke [Creissels 1988]
kúmá vi be niggard
Bamana kúmàníyá (?) rare vt deprive smb. unlawfully (of – lá)
Soninke [Smeltzer & Smeltzer 1997] kuma/ -na (?) vt deprive smb. (of
– a), prevent (from – inf.), Bobo [Le Bris, Prost 1981] kùm , kòm vt
deny smb. (sth. – ), refuse to smb. (sth. – ).
This does not question Dwyer’s reconstruction of the Proto-SWM tonal
system, but invalidates his further proposals concerning the Proto-Western
reconstruction.
Unfortunately, Dwyer does not attempt to reconstruct, at the ProtoSWM level, a dynamic accent (which is quite possible on the basis of Bandi
and Kpelle data) and does not consider the differences in tonal behaviour of
light and heavy syllables (and Looma provides strong evidence for the importance of opposition of syllable types for the tonology, cf. [Vydrine
1989]). Meanwhile, these factors may be crucial in resolving some of the
problems he tackles in his publications.
In all the SWM languages the lexical tone of the second component of a
compact syntagma (“compound noun”) is neutralized; it is replaced by a
low tone, which is further modified through the influence of the final tone
of the first component. This situation can be reconstructed at the ProtoSWM level.
4.1. Mende, according to Dwyer [1978a, 185], has developed four new
tonal classes: 6. cvcv, 7. cvcv, 8. cv`cv, 9. cvcv. Although representing less
than 10% of the Mende vocabulary, these classes question the validity of
the thesis that the tone domain in Mende is a word. According to Dwyer,
they “show no consistent cognates with other SWM languages, even the
close dialects, Bandi and Loko.”
However, even among the 4 sample words representing these classes in
his paper, two have such cognates, which may testify to their reconstruction
at the Proto-SWM or even more profound level:
Mende
cat (class 9), Bandi [Grossmann et al. 1991]
(tone is
to be verified!) cat –
Dan-Gweetaa gwa-n cat.
SWM *nàfóló or *nàfóló ‘wealth’, Mende [Innes 1969] nàvó (class
6) n money, Bandi [Grossmann et al. 1991] nàhòló n money, Looma
247
248
(Gizima, Vekema) naßolo n wealth, Looma (Gizima, Weima) naßolo(g)
n wealth, Looma (Koluma) [Post 1967] navolo n wealth; money
Soso [Lacan 1942; Friedländer n.d.] nafuli n money; wealth, Jallonke
[Creissels 1988] nààfúlú n wealth
P.Manding *nàafólo, Mandinka nàafulu n wealth, Xasonka nàfulu n
wealth; livestock; cash money, Kagoro nàfúlu n wealth, Maninka nànfólo
n wealth, Bamana nàfólo n wealth
Soninke [Galtier, Dantioko, Dramé 1979, Smeltzer & Smeltzer 1997]
naaburi/ e, pl. -u n wealth, riches; livestock, Tieyaxo [Guide bozo 1982]
nafolo n wealth
Bobo [Le Bris, Prost 1981] nàfòr n wealth
Dzuun [Traoré 1998] nàfóró n wealth
Dan-Gweetaa
n wealth.
Mende has a downdrift and downstep. Tones of the second member of a
noun syntagma (or compound) are neutralized and replaced by low tones (if
the initial components end with a low tone) or by H-L (if the initial components end with a high tone). Words of classes 2 and 5 can be distinguished
only in the position of the initial component of a noun syntagma.
4.2. Loko [Dwyer 1973]. The main difference from Mende lies in the
syllable-final , which has been maintained in Loko in a “hidden” form
and lost in Mende. As a result, tonal classes 1 to 4 are split in Loko into two
subclasses each.
4.3. Bandi. If we ignore English and Krio borrowings, this language has
the same 5 classes as in Proto-SWM, split into two subclasses each, which
are distinguished by Dwyer with indexes -w and -s (correspondingly with
or without final -( )). An important peculiarity of this language, in relation
to Mende and Loko, is Dwyer’s Low Tone Spread Rule: the underlying low
tone extends to the next syllable, if the latter has historically a high tone.
Another feature of Bandi is the presence of a dynamic accent [Dwyer
1973], which, at the present stage of the language, is no more automatic
(tone-conditioned) at the surface level.
The tonal system of Bandi, which is rather intricate on the surface, was
a subject of more recent publications by Rodewald [1989] and Mugele,
Rodewald [1991]. As far as these authors disagreed with David Dwyer in
their analysis, their arguments are worth special consideration. Let us examine the main points of the discussion.
a) The inventory of tonal classes in Bandi. Rodewald and Mugele’s objections to Dwyer’s interpretation (“word-initial low tones as a result of the
influence of the nominal morpheme* -”) are understandable: their approach is primarily synchronic, evidence from related languages is of secondary importance to them. Unfortunately, these authors fail to consider
Dwyer’s very convincing argumentation based on the correlation between
the dynamic accent and the tone. According to Dwyer, Bandi nouns in their
quotation forms (i.e., with the nominal morpheme * - added) systemati-
cally place the stress on the low-tone syllable preceding a high-tone syllable. This allows Dwyer to suppose that, at the underlying level, a high tone
should correspond to the superficially stressed low tone, the latter being a
result of a Low Tone Spread Rule. In fact, Rodewald [1989, 21] notes that
the superficial realisation of Dwyer’s underlying types LH (e.g., /p l /
‘house’) and LLH (/ àhàá/ ‘woman’), although LH in both cases ([p l ,
àhá]) “differ in phonetic pitch,” and this difference is clearly perceived by
Bandi native speakers: “the high tone of the stem for ‘woman’ is phonetically slightly higher than the high tone of the stem for ‘house’.” Rodewald’s explanation is somewhat confusing; he fails to clarify what phonological interpretation should be given to this “slightly higher” tonal realization. But Dwyer already gives this interpretation: in the word for ‘house,’
the first (low-tone) syllable is stressed, while in the word for ‘woman,’ it is
the second syllable. A combination of the high tone with the stress produces
the phonetic effect of a “slightly higher tone.”
When taking into account this evidence, it becomes clear that Dwyer’s
underlying tones reflect reality better than the interpretation advanced by
Rodewald and Mugele. The notation of the latter authors could be accepted
on the condition that the placement of the stress is systematically indicated;
Dwyer’s tonal notation is therefore more economical.
Another source of information on Bandi tones is an unpublished dictionary compiled by Lutheran missionaries; a copy of this dictionary was
very kindly presented to me by one of the authors, Rebecca Grossmann
[Grossmann et al. 1991]. Unfortunately, the dictionary lacks any introduction, but an analysis of its data reveals that the notation of tones follows
Rodewald’s principle, with some unsystematic modifications. In other
words, the surface, and not underlying, tones are marked (which makes impossible to distinguish between Dwyer’s classes 1w and 3w). Nouns are
systematically given with the definite article -í.
The following table presents the correspondences between Dwyer’s and
Rodewald’s tonal classes, together with the respective forms from the
Bandi dictionary.
249
250
Dwyer [1973]
Rodewald [1989]
1w cvcv
LH (
‘chicken’)
1s cvcv
2w cvcvv
LHngi
(L)L ( pèlèé ‘road’, surf. LLí
pèlè)
LLngí
LLH (màsàá )
LLH ( àhàá, surf. àhá)
LL àhaí) , LHi (kòndái)
LLngi ( ngàlingi )
2s cvcv
3w cvcv
3s cvcv (= 2s)
‘house’,
Bandi
Dictionary
[Grossmann et al. 1991]
LHi, Lí (
i, t í)
In [Rodewald 1989], all Dwyer’s classes are differentiated, except for
(probably) 5w. Dwyer’s classes 1 and 2, 3w and 5w are not differentiated in
the Bandi dictionary. The context of differentiation between 2w, 3w and
5w-words is a nominal compound (syntagma) where the word in question
occupies the initial position. After a 2w-word, the tone of the next word
will be LH(L): kàlì
’î ‘old snake.’ After a 3w-word, the tone of the following word is high: àhà
’î ‘old woman.’ After a 5w-word, LL:
î ‘old trousers’ (apart from this, the words of the 5w class have the
stress on the first syllable, while those of the 2w and 3w classes have the
second syllable stressed).
Rodewald’s HH class is not clear. According to this author, it consists
of only four words (apart from those given in the chart, these are gb ‘type
of animal’ [red patas monkey? – V.V.; however, given as gb ngí in the
Bandi dictionary] and
‘sunbird’ [in the Bandi dictionary it is transcribed as
ngí]). However, in reality, they seem to be more numerous.
Cf. some words from the Bandi dictionary: báhí ‘yellow colour,’ seemingly
also búlu ‘trumpet.’ These exceptional cases should be verified for their
tones.20
Rodewald’s main argument against Dwyer’s interpretation of underlying tonal classes seems to be the tonal behavior of the verb tukpe/lukpe
‘push’: Rodewald and Mugele believe [1991, 114-115] that this verb, presented as lùkpé in various contexts, should be interpreted by Dwyer as belonging to the class 1 (HH). Further on, they reject this assumed interpretation by providing examples like sùwàí lúkp’é ‘push the animal,’ where the
downstepped H of the last syllable is evidence of an underlying L of the
first syllable of tukpo.
These arguments cannot be accepted for two reasons. Primarily,
Dwyer’s analysis concerns only nouns, and it is methodologically incorrect
to project his conclusions onto verbs in order to reject the results of such a
projection. Second, the underlying tone of the verb in question can by no
means be HH: the corresponding stem in Mende is marked in [Innes 1969]
as tùkpá (which may correspond to Dwyer’s tùkp or tùkpá), in Kpelle it is
marked as MM ( ) in [Winkler 1997] and as FF (tûâ , an irregular tone)
in [Leidenfrost, McKay 1973]. Therefore, if we project Dwyer’s tonal
classes onto the verbs, this verb should belong in Bandi, most probably, to
the 3s class.
Generally speaking, we observe a decrease in the importance of tonal
oppositions in this language, which is compensated by the establishment of
functional relevance of the dynamic accent.
4.4. Looma. The tonal system of this language has undergone very important changes in relation to the Proto-SWM state reconstructed by David
Dwyer. First of all, tones in Looma are “inverted”: the high tone corresponds to the low tone of other SWM languages, and vice-versa 21. Second,
the domain of a High Tone Spread Rule is a whole word (while in Bandi,
the domain of the corresponding Low Tone Spread Rule is one syllable
only), for which reason a great majority of nouns and transitive verbs have
a uniform high tone in their quotation form. In fact, their lexical tones appear only in some restricted contexts. Such an evolution resulted in a decrease in the relevance of the tonal oppositions at the underlying level too:
in the Gbunde dialect, according to David Dwyer [1973], three of the four
original tonal classes do not differ any more and have an underlying low
tone.
My analysis [Vydrine 1989] of Wesley Sadler’s [1951] data from the
Gizima dialect, although insufficient for establishing a clear picture of the
situation of tones,22 revealed some features left unnoticed by Dwyer.23
The most interesting of these is the fact that in Looma there is a difference in tonal behaviour between light and heavy syllables. Heavy syllables
in this language are those that have a long vowel or preceding a “fortis”
(occlusive, unvoiced) or “instantaneous” ( , ß) consonant.24 They tend to
prevent the high tone from spreading further to the right. When a word has
only light syllables, the High Tone Spread Rule imposes a high tone on all
the tones until the end of such word or until the end of a compact syntagma.
Another conclusion is that verbal tonal classes are different from the
nominal tonal classes. However, the situation is not clear enough because of
the often unsystematic character of the data available.
4.5. Kpelle. This language has preserved the Proto-SWM system (as reconstructed by Dwyer) almost unchanged.25 The only innovation worth
mentioning is a low tone split: the Proto-SWM low tone is reflected as a
low tone in the words of class 5 and in the final segment of a falling
toneme, and as mid everywhere else.
It should be mentioned that the only two classes distinguished by the
new tonal opposition (Low vs. Mid) are 2 and 5. But precisely these
classes, at the same time, are differentiated by another feature, namely, the
dynamic accent: class 2 words have no accent and class 5 words have their
first syllable stressed [Dwyer 1973; Welmers 1962].26 This circumstance
251
252
*4w cvcv (= 1w)
*4s cvcv (= 1s)
5w cvcv
5s cvcv
6s cvcv
7w cvcv
LH/ HH ( kàlíi/ álii ‘hoe’)
LH
LLí ( mb í ‘hat’)
LHi ( mb ngi ‘trousers’)
LLH (?)
LHí ( fíngi ‘coffee’)
HL
LH (dálà19 ‘dollar’)
Li
(kékei ‘dog’,
(H) H ( kéké ‘dog’, kp ‘plat- HHi,
form’)
kp ngi ‘platform’)
‘banana’,
LHL
( mìyâ
glàásî ‘glass’, sì ndî ‘cement’)
(L)L (?)
makes another interpretation possible: the stress, and not the tone, can be
considered the main material component of the opposition of these two
classes. An additional feature of the high tone is the “falsetto voice” phonation [Welmers 1973].27
According to Welmers [1962, 87], Kpelle has no downdrift, except for
the utterance-final position; in reality, it is most probably the phenomenon
of “phrase-final lowering” rather than a true downdrift. Elimination of the
downdrift can be considered a side-effect of the process of tone-splitting
and phonologization of the dynamic accent in this language.
The tone-bearing unit in Kpelle is undoubtedly a word, which was emphasized by William Welmers [1962, 85-89].
5. Bobo [Le Bris, Prost 1981] has 3 register tones. Most probably, the
third tone is an innovation (resulting from the restructuring of a system with
downdrift to a system without downdrift). There are 4 contour tones, all are
attested on single-more syllables: high-low, mid-low, low-high, low-mid.
There seems to be an accent. Grammatical tones are very much present in
the verbal conjugation.
6. Boko has a system which is interpreted by Ross Jones [1998] as consisting of four superficial and three underlying tones: the extra-low tone is
not attested on nouns or adjectives; the low tone is not attested on verbs or
adverbs, and in nouns it appears on final syllables only. However, all four
tones are contrasted in pronouns, which is evidence of the fact that, at the
present stage of the language, all four tonemes are established in the language. The tonal domain is a syllable; there is no downdrift or downstep.
The grammatical function of tone is well present. Verbs in the Perfect
assume an extra-low tone, and disyllabic verbs do not have final extra-low
tone other than in Perfect. In nouns and adjectives, the final low tone becomes extra-low if followed by a noun, adjective, or quantifier within a NP
(which is a striking contrast to the situation in SWM and other West Mande
languages where grammatical tones always mark the second member of a
noun syntagma). Generally speaking, combinatory tonal changes in this
language are predominantly regressive. The nine series of personal pronouns are differentiated mainly by tones (although the tones can be traced
back to former segmental predicative markers).
There is a statistical correlation between unvoicedness and the extrahigh tone: 84% of monosyllabic verbs with an extra-high tone have unvoiced initial consonants, which is probably evidence of the fact that the
proto-language did not have as many tones and that voiced consonants produced a tone-depressor effect (cf. below the division concerning the Guro
language). The current Boko 4-level system could have been established
through tone-splitting and elimination of the opposition between tonedepressor and non-tone-depressor consonants.
According to Jones, stress is irrelevant.
In Busa and Bokobaru [Jones 1998], three tones are contrasted. The
low-mid tone in Boko corresponds to the low tone in Busa, and the midhigh corresponds to the high tone in the final position in Bokobaru.
7. San-Sane [Platiel 1974] has 3 register tones, the tone domain is a syllable. Surface contour tones can be interpreted as combinations of register
tones. There is no downdrift. There is a floating high tone in San representing a copular verb “to be.” Platiel supposes (from the Maka dialect evidence) that the middle tone is an innovation and that the previous system
had only two tones. There seems to be no accent, although weakening of
the first vowel in the CVV sequences can be interpreted as evidence of the
stressed second syllable in a foot.
8. South Mande (SM) have a great variety of models. It can be presumed, with all necessary precaution, that the Guro system is the closest to
the Proto-SM tonal system and displays some trends that can explain the directions of evolution in other languages of the subgroup.
8.1. The tonal system of Guro is very peculiar, which explains the great
difference in its interpretations by specialists. In the very first description
by Benoist [1969], three level tones were established: low, middle, and
high. The next publication [Grégoire 1976] added the contour tones, LM,
MH, ML, to this list, and it was remarked that the level tones are partly in
complementary distribution. Another interpretation was advanced by Le
Saout [1979],28 who analysed the complementary distribution of “level”
tones in details: initial voiced consonants are compatible with middle and
low tones, and the other initial consonants (voiceless, sonorants, implosives) allow only middle and high tones. This distribution does not concern
the contour tones (according to Le Saout, there are two, rising and falling).
This situation allowed Le Saout to establish two level tonemes, High and
Low, whose realization depends on the initial consonants, the voiced consonants being tone-depressors.
During further analysis it was established that Le Saout’s model does
not reflect the entire reality. It turned out that within the system of personal
pronouns, the three level tones are opposed, regardless of the type of initial
consonant (or its absence). It can be interpreted as follows: in the system of
the Guro language, high, middle, and low tonemes should be considered as
opposed; their complementary distribution is valid, with certain restrictions,
only outside the system of personal pronouns [Vydrine 2003].29 Guro seems
to be in the process of tone-splitting through phonologization of the former
allotones.
Another factor influencing the tonal realization is the quality of vowel:
high vowels tend to cause a higher realization of tones.
There is a phrase-final lowering of tone in Guro.
The segmental basis of a toneme in Guro is a metric foot, i.e. a one- or
two-syllabic unit characterized by a high degree of internal integration:
253
254
apart from a single tone, it is consolidated by vocalic and consonantal harmony and by dynamic stress.
In a disyllabic foot, either the first or the second syllable can be
stressed. The choice seems to be conditioned by the vocalic type: if the second vowel of a foot is higher than the first, the first syllable is stressed; in
the other cases, the second syllable is stressed. The unstressed syllable is
reduced (up to complete disappearance of the vowel). The phenomenon of
dynamic accent in Guro is yet to be studied in depth in relation to its conditioning by other factors, its functions, and modification of the stress position in the phrase.
Grammatical tones are very important in the aspectual and temporal system of Guro; the tones mark syntactic relations within the noun phrase as
well.
8.2. Yaure [Hopkins 1982] is the closest relative of Guro, there is some
degree of mutual intelligibility between these two languages. It is even
more interesting in this respect that Yaure has four level tonemes which
correspond more or less regularly to the level tonemes of Guro. Here are
the correspondences (examples are given of artificial syllables containing
alveolar consonants and vowel a):
Guro tá, lá – Yaure tá, lá, sometimes ta, la.
Guro , – Yaure tà, là, sometimes ta, la and , .
Guro
– Yaure , sometimes ~ tá.
Guro dà – Yaure tà or .30
It is evident that Guro voiced consonants regularly correspond to the
voiceless ones in Yaure. It is most probably the devoicing of consonants
that resulted in definitive phonologization of allotones of level tonemes in
this language.
Hopkins argues in favour of the bi-tonemic character of modulated
tones in Yaure, and her argumentation sounds convincing. The tonal domain in this language is a syllable. Grammatical tones are important in the
verbal paradigm. There are numerous combinatory changes of tones in a
sentence.
So, in spite of the genetic closeness of both languages, the tonal systems
of Guro and Yaure are quite different from the typological viewpoint.
8.3. Tura31 has four register tones (three tones in one of the dialects,
) [Bearth 1971]. The domain of tone is a syllable (in Bearth’s terminology, a more), but a larger unity, namely a foot, plays an important role in
the tonal organization of a word and an utterance. Foots can be of the following types: CV, CVV, CV , CVLV, CVLV , CVVV, CVV (the latter
type is represented by a single example). The tonal behaviour of a disyllabic foot has the following particularities distinguishing it from a free combination of syllables:
a) although each syllable of a foot can have its own toneme, the tone of
the non-initial syllable cannot be higher than the tone of the initial syllable;
b) when in the position of the second member of a noun syntagma, the
tone of the entire foot is changed to extra-low (t ‘law’ – peé t ‘village
law’). In the same position, a noun which does not represent a single foot
changes the tone of the first syllable only (yò ‘lemon’ – peé y ‘village
lemon’).
Tonal grammemes are very richly represented in the aspecto-modal and
aspecto-temporal verbal system, and also in the paradigms of personal pronouns. The dynamic accent is absent ([Bearth 1971], confirmed by Dmitri
Idiatov’s analysis), which proves that a foot can be, at least in Mande languages, a real operational unit even in the absence of stress.
8.4. Dan demonstrates a great dialectal variety as far as the inventory of
tonemes is concerned. Western dialects have three level and two contour
tones (Mid-Falling and “Assimilating-Falling”); eastern ones have four to
five level tones and a variable number of contour ones [Flik 1977] (for further details, see [Erman 2008]). The Gweta dialect, apart from five levels,
has three contour tones, all of them falling (mid-falling, high-falling, and
extra-high-falling; among these, only the high-falling is relatively frequent,
the other two are marginal).
Tones have some grammatical functions. In the Gweta dialect, an extralow tone of the verbal stem marks the factative, the same tone on the nominal stem is a mark of the second member of certain types of syntagmas. In
western dialects, the Assimilating-Falling tone serves the same purpose.
8.5. Gban has 4 register tones and 2 contour tonemes (both are rising:
EL-EH and EL-H) [Le Saout 1973]. The domain of tone is a syllable. The
foot is most the probably relevant, but this assumption needs extra verification.
Tones have very important grammatical functions. Together with segmental and sub-morphemic features, they form a complex and at the same
time elegant paradigm incorporating the entire pronominal and verbal morphology [Zheltov 2005].
8.6. The tonal systems of other SM languages (Mano, Wan, Mwan,
Ben) more or less represent combinations of the features present in the
Guro, Yaure, Dan, and Tura systems.
9. A question arises: which type should be regarded as original, i.e.,
closest to the Proto-Mande?
Before a thorough reconstruction of the Proto-Mande is done at all the
levels, any suggestion will be hypothetical. As a hypothesis, I would advance the following provisions.
The Proto-Mande system might have had two tone levels, with a foot as
the domain of toneme. The number of tonemes could be at least three (H,
LH, HL). It is too early yet to conjecture about the existence of accent or
stress in the Proto-Mande, but it does not seem improbable. Grammatical
tones can be interpreted as innovations in most cases, but there are at least
two tonal morphemes which can supposedly be referred to the Proto-Mande
255
256
level: a low tone as a marker of the second member of a determinative noun
syntagma (like in Vai, Soso, most of SWM, Tura, Dan, and partly Soninke),
and a low tone on the verbal stem as the marker of the tense.32
The extension of the tonal domain in Manding languages (Bamana, Jula,
Maninka) to the word (or syntagma) seems to be an innovation. It can be
considered a shift toward the accent-type system, Mandinka being an outspoken case.
Meanwhile, the Mande languages provide rich evidence against the
widely accepted opinion that the coexistence of tone and accent in a single
language is in itself evidence of the disappearance of tones: cf. the Bobo,
Guro, Kpelle, and, probably, San cases where accent coexists with multitonal systems. Such coexistence can probably be reconstructed for the ProtoDan. Reduction of unstressed syllables is most probably responsible for the
current monosyllabism in the major dialects of Dan.
In “monoethnic” languages, there is a strong tendency toward the transformation of two-tonal systems into polytonal. In this process, real factors
are of great importance. The mechanisms for multiplying the number of
tones may be the following:
a) tone-splitting in languages with tone depressor consonants through
the merger of voiced and voiceless, probably also of implosive consonant
phonemes (esp. the Guro-Yaure case; probably Boko);
b) emergence of new register or contour tones through the merger of
floating grammatical tones (Kpelle, Boko);
c) tonal differentiation through monosyllabization, according to the following (simplified) model: CVCV > CV > CV > CV or CV, and the like.
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Dwyer 1973 – David J. Dwyer. The comparative tonology of Southwestern Mande
nominals. Michigan State University, Ph.D., 278 p.
Dwyer 1978a – David J. Dwyer. What sort of tone language is Mende? // Studies in African Linguistics, 9 (2), pp. 167-208.
Dwyer 1978b – David J. Dwyer. Idiosyncratic, suprasegmental processes in
Mende // Studies in African Linguistics, 9 (3), pp. 333-343.
Dwyer, 1981 – David J. Dwyer. Loma, a language with inverted tones. // Anthropological Linguistics, 23 (9), pp. 436-442.
Erman 2008 –
.
//
– 2007.
:
. . 345-354. [Tonal system of the Dan-Blo language
// African Collection – 2007. St. Petersburg: Nauka, pp. 345-354.]
Flik 1977 – E. Flik Tone glides and registers in five Dan dialects // Linguistics,
201, La Haye: Mouton, 1977, pp. 5-59.
Friedländer n.d. – (Marianne Friedländer.) Lexique Susu-Français. Rep. de
Guinée : Service Alphabétisation et Education des Adultes, 88 p.
Galtier, Dantioko, Dramé 1979 – (Gérard Galtier, Makan Dantioko, Zeïdi
Dramé.) Lexique Soninké-Français. Bamako : DNAFLA, 100 p.
Grégoire H. 1976 – H.C. Grégoire. Étude de la langue gouro (Côte-d’Ivoire).
Phonétique – Phonologie – Enquête lexicale. Université Paris III, Thèse de IIIe cycle, 1976. 521 + 221 p.
Grégoire . 1978 – Claire Grégoire. La tonalité des mots composés et celle du
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Orcemont, 5-7 Juillet 1978, vol. 1, pp. 75-86.
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ivoiriens de recherches linguistiques, 11. Abidjan, 1982.
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Jones 1998 – Ross M. Jones. The Boko/Busa Language Cluster. LINCOM studies in African linguistics 30. München – Newcastle: LINCOM Europa, 353 p.
Kastenholz, 1987 – R. Kastenholz. Das Koranko. Ein Beitrag zur Erforschung
der Nord-Mande-Sprachen. Dissertation. Universität zu Köln, 345 S.
Konoshenko 2008 – M. Konoshenko. Tonal systems in three dialects of the
Kpelle language // Mandenkan 44, 2008, pp. 21-42.
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Denis Creissels et réflexions sur la valeur explicative des analyses // Linguistique
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Vydrine 1989 – V. Vydrine. Tonal system of Looma language // Mandenkan 18,
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Vydrine 2003 – V. Vydrine. La phonologie gouro : deux décennies après Le
Saout // Mandenkan 38, pp. 89-113.
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International, 366 p.
Welmers 1962 – W.E. Welmers. The Phonology of Kpelle // Journal of African
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Welmers 1973 – W. E. Welmers. African Language Structures. Berkeley – Los
Angeles – London: University of California Press, 488 p.
Welmers 1976 – W. E. Welmers. A Grammar of Vai. Berkeley – Los Angeles –
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Winkler 1997 – E. G. Winkler. Kpelle-English Dictionary, with English-Kpelle
Glossary. Bloomington: Indiana University, 101 p.
Zheltov 2005 – A. Zheltov. Le système des marqueurs de personnes en gban :
Morphème syncrétique ou syncrétisme des morphèmes? // Mandenkan 41, 2005, pp.
23-28
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_____________
Notes:
1. It should be noted that a segmental reconstruction of the Proto-Mande is also
yet to be done.
2. I mean, first of all, the reconstruction of the tonal system of the Proto-SouthWest Mande nouns by David Dwyer [1973].
3. Bibliography of the Manding tonology is very rich. Among the many titles,
I’ll mention only [Creissels, Grégoire 1993], which proposes an alternative interpretation of the tonal system.
4. This allows us to say that the domain of toneme is a compact syntagma rather
than a word. An alternative interpretation is possible (and preferable): all compact
syntagmas can be considered phonological words (but not necessarily “lexical
words”).
5. I presume that at least some of these “minor” tonal patterns may result from
fusion of an archaic noun class prefix, cf. [Vydrine 1994, 84]. These patterns tend to
be unstable from one dialect to another.
6. In 2007-2008, Alexandra Vydrina undertook a study of Kakabe. She has
come to the conclusion that the tonal system in this language is declining: tones are
distinguished in the initial words of each utterance, but are neutralized in the final
words. Otherwise it is similar to the core Manding tonal systems.
7. Or as a combination of both processes.
8. Most of the nominal tonal classes that cannot be regarded as just variants of
H, LH and HL seem to be underrepresented in the Soso vocabulary, and the percentage of loanwords in most of these classes is extraordinarily high. They can
probably be compared with “minor tonal classes” in Manding.
9. Friederike Lüpke’s dissertation “A grammar of Jalonke argument structure”
appeared in 2005; in the introduction, the author deals with the problem of nonexistence of tones in this language.
10. Ousmane Diagana [1984] speaks about three tones, but this results from not
taking into account the downdrift.
11. I am not going to delve here into the discussion, though very interesting, between Rialland and Creissels on the validity of auto-segmental methodology for the
Soninke data.
12. In 2007, a voluminous dissertation about the Dzuun language was defended by
Paul Solomiac. It includes a description of the tonal system.
13. The only description of the tonal system of this language available is the one
by William Welmers [1976, 29-35].
14. In other words, there are four tonemes in Vai.
15. “In nouns, low(-low) may well be confined to innovated forms and a few
monosyllabic relational nouns or particles” [Welmers 1976, 32]. However, I have
found among Welmers’ examples some well attested Mande stems, such as jèndà
‘spindle’ and làà (evidently, là’à < *làlà) ‘paddle’.
16. In Leben’s autosegmentalist terms, it was a “suprasegmental tone language.”
Leben [1973] postulated this for one of the SWM languages, Mende, which was
contested by David Dwyer [1978a], who tended to accept this claim, with some reservations, for the Proto-SWM (cf. [Dwyer 1978b]).
17. As for verbs, their tonal behaviour (especially in Bandi and Looma, probably Loko) is less clear and requires a more thorough study.
18. In [Dwyer 1978b, 338-339], an assumption is advanced that the Proto-SWM
class 4 has also emerged through composition.
19. This word is given as dàlá as the head word, but the form dálà is given in a
phrase illustration. The former form is probably a misprint.
20. The tonal behavior of these words can be explained by the fact that they
cannot, by some reason, add the nominal morpheme * -. Let us note further irregularities of these words: although kéké in Bandi has a variant with a weak consonant,
eke, its counterpart in Mende, seems to have a non-alternating strong initial consonant, cf. [Innes 1969, 41]: bi kekei na ‘that dog of yours.’ The word for patas
monkey in Bandi has a non-alternating voiced consonant, which can be interpreted
as a result of the presence, diachronically, of a morpheme that could prevent the
regular noun morpheme from being added.
Another explanation is that these words are borrowings, and the tonal behavior
of borrowings in all SWM languages, and in Bandi in particular, is often irregular.
21. A phenomenon not unknown in the Mande family: within the Manding branch,
“inverted” tones are attested in Jula of Ojenne, Konya, Manya, Marka-Dafin. For an attempt at an extralinguistical explanation of the emergence of “inverted” tones in Looma,
see [Dwyer 1981]; for an intralinguistical explanation of this phenomenon in Manding, see
[Creissels 1987/88].
22. Partly because of my ignorance of the existing literature on the tonology of
SWM at that time, and partly due to great loopholes in Sadler’s data. Further progress in this field is hardly possible without considerable field work.
23. More precisely, David Dwyer distinguished between light syllables (CV)
and heavy syllables (historically *CV ; other types remained unnoticed) in wordfinal position, but not in the word-initial one.
24. Historically, syllables preceding “fortis” consonants ended on *- , i.e., they
were of the CV type. Similar behavior of “instantaneous” consonants, which are
phonologically “weak,” is less clear.
25. Both Welmers [1962] and Dwyer [1973] describe class 2 in Kpelle as having a “mid-mid” tonal pattern, but in reality it is realized as MH before mid or low,
so that its behavior is very close to that of the class 2 words in Mende or LH-words
in Bamana or Maninka. There are no obstacles to interpreting the class 2 in Kpelle
as MH.
26. I presume that the word-initial accent in class 5 nouns might be the trace of
an archaic nominal prefix.
27. In 2007-2008, a study of the phonetics and phonology of Guinean Kpelle
variants was undertaken by Maria Konoshenko. It turns out that the northernmost
Gbali dialect has only two tonal levels rather than three (as in all other dialects of
Kpelle). Guinean dialects, unlike Librian ones, have rather complex tone spread
rules and floating tones [Konoshenko 2008].
28. In fact, H.-C. Grégoire and J. Le Saout worked on the Guro data together. In
spite of an earlier publication by Grégoire, there are reasons to believe that Le Saout
should be given the merit for discovering the complementary distribution of tones in
Guro.
29. One could say that the opposition of the level tonemes within the personal
pronoun system may not be sufficient taking into account the quantitative insignificance of the pronouns with regard to the entire vocabulary of the language. However, if we consider the frequency of the pronouns in the text (and not in the dictionary), the proportion is quite different. Apart from this, it should be mentioned
that personal pronouns are very central in the grammatical system of Guro, and the
fact that the supplementary tonal opposition emerged in this particular segment of
the language may not be fortuitous.
For further study of the Guro phonological system, see [Kuznetsova N. 2007].
30. The correspondences Guro tV – Yaure tV, Guro dV – Yaure tV usually occur
in syllables containing high vowels. This becomes understandable if we take into
account the fact that in Guro tones are realized higher on high vowels.
261
262
31. I would like to thank Thomas Bearth for his valuable comments and criticism, which allowed me to avoid serious mistakes concerning the presentation of
the tonal system of Tura.
32. Thomas Bearth [1980] advances an interesting hypothesis on the semantics
of a low toneme (“non-focus information”) in Mande languages and even outside
the Mande family. In my opinion, this hypothesis raises several questions:
– it seems strange that “non-focus information,” as opposed to “focus information,” would be specially marked; one would rather interpret the low toneme in such
cases as a default marker (for the unmarked member of the opposition);
– if this hypothesis proves to be valid, to which level should this motivation of a
low tone be attributed? (Proto-Mande? Proto-Niger-Congo? Proto-Human?) Or is it
rather a synchronic universal rule? – but in this case, one would expect more regularity or its manifestation in all human languages.
In any case, Bearth’s idea deserves consideration.
CONFERENCE REPORT
FOURTH INTERNATIONAL CONFERENCE
“HIERARCHY AND POWER IN THE HISTORY
OF CIVILIZATIONS”
(Moscow, June 13-16, 2006)*
Anastassiya Banshchikova,
Research Fellow
Oleg Kavykin, Ph.D.,
Senior Research Fellow
The Centre for Civilizational and Regional Studies, joined by the Institute for African Studies (both in the family of institutions of the Russian
Academy of Sciences) and the School of History, Political Science and Law
of Russian State Humanities University, held the Fourth International Conference “Hierarchy and Power in the History of Civilizations” in Moscow
on June 13-16, 2006. The Institute for African Studies, Russian State Humanities University, and Uchitel Publishing House, Volgograd, supported
the Conference financially. The event drew 145 scholars from 32 countries.
More than 150 papers were presented at the plenary session and 21 panels.
The Conference proceedings, if even in the form of abstracts, were published by the Centre for Civilizational and Regional Studies and the Institute for African Studies as Volume 13 in the Civilizational Dimension series (Beliaev and Bondarenko, 2006, and Savateev. 2006). The proceedings
of the event (and the materials of the two previous conferences as well) are
also available in full at the website of the Centre for Civilizational and Regional Studies at the address: http://civreg.ru/.
The main goal of the Conference was to discuss the phenomena of hierarchy and power, including their spatial and temporal variations. The discussion helped expand the knowledge about the general trends and machinery of social transformations, interrelationship and interaction between social, political, cultural, and economic subsystems of society, and also development of research methodology in anthropology, sociology, history,
political economy, philosophy, and other disciplines.
The diversity of the panels that formed the Conference Program may be
(even though artificially and arbitrarily) reduced to the panels concerned
*
First published in Social Evolution and History, Uchitel Publishing House,
Moscow, Vol. 5, No. 2, September 2006, pp. 148-155.
263
264
with Pre-Modern societies, with Modern and Post-Modern societies, regional, and chiefly theoretical issues.
The first group consisted of several panels deserving to be given attention first.
The panel “Structure of Power and Hierarchy in Genghis Khan’s Empire: A Cross-Cultural Perspective” discussed the structure of authority
and hierarchy in Genghis Khan’s empire, and why Mongols evolved from a
small, little-known tribe into a powerful empire. The subjects discussed
were as follows: What role did Genghis Khan play in these processes?
What were the backgrounds for the rise of the Mongolian and other nomadic empires? What was the basis of Genghis Khan's authority? What
were the attributes of the hierarchic structure in the Mongolian and other
nomadic empires? Was the Mongolian empire a state or a chiefdom? What
was the place of the Mongolian empire in the processes creating world systems?
The task of the panel “Status, Population, and Accusation: Forms of Accusation and Inquisition from Antiquity to the Renaissance” was to identify
the specific properties of the concepts of culpability and accusation. It intended to give special attention to the secular and religious conflicts and the
interests of members of the population. Its objective was to analyze the variability of perceptions and representations, and interaction of the secular and
religious components of these concepts, and also to demonstrate the role of
the written and oral forms and conduct of the accusation process, and information available in historical sources for interpreting this phenomena.
The session of the panel “The Ruler and the Socio-Cultural Norm in the
Ancient and Medieval World” covered a number of micro-historical studies
of several basic themes: the phenomenon of hierarchy as a means of society's (self) organization, redistribution of activities and competences (both
nominal and real) between the rulers, on the one hand, and society as a
whole, on the other hand, especially with respect to the problem of how social norms are maintained, modified, and introduced. The panel had a complicated, and rewarding, task to identify and understand nominal and real
limits of a ruler’s rights and possibilities. In this respect, ancient and medieval civilizations share some specifics: it is precisely at these stages of
socio-cultural development that newborn hierarchies are involved in the
creation, manipulation, and use of norms most closely and in various ways;
this area is, however, deliberated, comprehended, and developed eagerly
enough, but society (unlike that in the modern period) usually does not codify or regulate the relevant conflicts; it only defines the preferred guidelines
for behavior in situations when it deals with these conflicts, but it does not
create a system of specific and formalized mechanisms, institutions, or
rules for conflicts to be resolved.
The thematic scope of the panel “The Structure and Legitimization of
Power in Ancient Societies of Northeast Africa, and the Near and Middle
East” included evidence from societies belonging to a single Kulturkreis.
The panel’s reach extended to the area’s ancient history, up to its early medieval period, including the time after the Macedonian conquest when the
area became a formative zone of syncretic Hellenistic civilization (circa 3rd
century B.C. to 3rd century C.E.). Such chronological and territorial
boundaries enabled the panel to study a vast variety of interrelations between societies of different types (all forms of social evolution in Diakonoff's typology plus classic Greek city-states) and their respective ideologies and cultures in building and legitimating political structures.
The second group, too, had a number of significant panels.
The panel “Hierarchy and Power before and after Revolutions” dealt
with various types of state systems in which distribution of power had always been the key issue. Various roles of different classes and strata either
in supporting or opposing the ruling power, which, in its turn, may have
some relation to a particular context of social and economic power. were
discussed.
The panel “Modern Mass Media and the Public Domain: New Challenges and Opportunities for Democracy” was dedicated to the public
sphere and public spherules; the modern mass media in maintaining the institutions of civil societies and democracy; public discourses, their competition and hierarchical relations. The following issues were discussed in particular: What kind of public sphere can exist under increasing influence of
the state and of the economic interests on the mass media? How can the
elitist character of the public sphere be overcome? Does the progress of
communications give new opportunities to people to overcome limitations
and deficiencies, even social norms and social control? Many point out that
the new mass media are revolutionizing the nature of discourse. The crucial
question is: Do people receive more information now than they did before?
Do we have more zones for public discourse than we had before? Are there
any new possibilities for broad and unlimited freedom of expression, including criticisms of the authorities?
Participants in the panel “Transitions, Transformations, and Interactions
of Hierarchical Structures and Social Networks in the Late 20th and Early
21st Centuries” examined the transference of a fraction of power functions
from hierarchical structures to social networks; the institutionalization of
subcultures and their subsequent transformation from network organizations into hierarchical structures; the pathways for hierarchies and networks
to be transformed; the complimentary principle in the functioning of networks and hierarchical structures; and global and local trends in the formation and transformation of hierarchical structures and social networks.
The third group was made up of five panels, also with a broad reach.
The subjects of the panel “Anthropology of Europe: The Limits of Political Centralization” was defined in the panel agenda as follows: “Will the
identities of each composite part and those common for the whole of
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266
Europe compete or coalesce? What is the socio-cultural character of the
centre in Brussels and how does the periphery feel about the relationship
between it and the centre?” Both politicians and ordinary citizens have to
face the issue of further expansion of the European Union towards the East,
which seems to display serious cultural challenges (Turkey, Ukraine, Croatia, Georgia, etc.). Increasing realization of differences in political culture,
which include the electorate’s behavior, attitudes toward the authorities,
populism and charisma, and a host of other attributes, make the need to analyze the potential for amalgamation and emergence of pan-European values
and attitudes ever more imperative.
The panel “Cosmopolitanism, Globalism, and Nationalism: (Un)Stable
Identities in the Former Soviet Union and Former Yugoslavia” explored
ideologies and everyday practices shaping the cosmopolitan, global and nationalist identities in the two post-socialist regions characterized by recent
state breakdown and multiple state-rebuilding, and ethno-nationalist violence: former Soviet Union and former Yugoslavia. The goal is to analyze
the sources and background of vigorous cosmopolitan or transnational(ist)
(or “anti-parochial”) cultural associations and movements in the two areas,
while also analyzing politico-institutional obstacles and theoretical limitations for recognizing them as advantageous forms of group identity and
proto-urban association or ideological discourse.
Participants in the panel “Europe as a Political and Cultural Entity: Dialogue of Civilizations or Civilization of Dialogue?” analyzed the current
enlargement of the European Union. The issue had two dimensions: political and cultural. Dealing with both or any of the aspects suggested choosing
one of the two lines of reasoning: Europe may be considered either as a
field of interaction of a number of civilizations or as one though internally
highly diversified civilization. Finally, do the frontiers of Europe as a political and cultural entity coincide with the continent’s geographical borders?
Participants in the panel “Power and Ideology in the Northern Maya
Lowlands” explored the roles of ideologies in the past in structuring and legitimizing power, the nature of political organization, and the purpose of
the economy in socio-political processes. While the past and present occupants of the Northern Lowlands are commonly referred to as the “Maya,”
this name belies the cultural diversity in the region, and the enormous
amount of cultural changes that took place during the approximately
2,500 years covered by studies of the region. One area in which these
changes are most evident is that of ideologies, which were continuously
manipulated by a series of powers within the region, starting from the first
kings through Spanish colonial times to the present. Even in those places
where writing does not exist, archaeologists have been able to rely upon architecture, art, and the distribution of relatively common artefacts in order
to make inferences about the cosmological programs of particular factions.
Aspects of ancient symbolism and cosmology, alongside religious ritual, illustrating the resilient nature of local populations in confrontation with foreign dominance were discussed.
The objective of the panel “The Cossack Communities, Identity and
Power on the Eurasian Expanse in the 16th to 20th Centuries” was the history of the Cossacks, predominantly in the context of events in a separate
region (Ukraine, the Caucasus, Siberia, or the Far East), or in the context of
military or socio-economic history. The main purpose of the panel was to
gather papers on the history of the Cossacks given in the mainstream of the
civilizational approach and with regard to the regional factor, implying the
researchers’ focus on the interrelationship between the individual or community and the state, on the specifics of culture (in the ethnographic and
civil-national sense) and psychology, on spatial and symbolic geography,
etc., within the chronological frameworks from the formation of stable Cossack communities in the 16th century to the 20th century, the period when
the Cossacks existed in different linguistic and cultural milieus (in the Soviet Union and in emigration), and experienced revival in the post-Soviet
states.
The panel “Hierarchy, State, and Civilization in the History of Africa”
analyzed the dynamics of relations between the state, traditional institutions, and network communities in Africa during colonial and post-colonial
periods, and at present. The aims of the panel were to explore traditional
forms of social and political hierarchy in Africa and analyze the functioning
of these forms in the circumstances of modernization.
The fourth group consisted of the following panels:
The panel “Human Rights in the History of Civilizations” focused on
exploring how the economic, political and socio-cultural factors influenced
the concept, definitions and the emergence of human rights in history and
civilization. The panel participants dealt with the power strategies and ideological models that play a key role in setting limits to the understanding and
exercising of human rights in different civilizations.
The panel “Interpreting Violence: Confessional, National, Generational,
and Personal” set out to analyze, on the one hand, relations between faith
and violence, and, on the other hand, interpretation of violence at different
national levels. Elements combined in the two parts are related to the interpretation of violence from generational and personal angles. These are the
examination of imagined wars in Russian conservative utopias, the phenomenon of denunciation in Stalinist Russia, the Great Terror in the Gulag,
and the formation of state and political institutions in Russia and the Soviet
Union alternately through consent and coercion, respectively.
The panel “Networked Cultures: Negotiating Cultural Difference in
Contested Areas” aimed at discussing the dynamics and potentials of newly
emerging socio-political network structures and the ways in which they reconceptualize socio-political organization through innovative forms of spa-
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268
tial practice. It dealt with contemporary spatial practices characterized by
location and dispersion of contributors, participants and spectators, by
fragmentation and multiplication, and shifting of perspectives from dominant centralities to networked peripheries, clandestine economies, and virtual sites. By doing this, the panel intended to question the ways in which
the local is reinstalled as a new sphere of activities that can only be understood through its network of relationships with other localities.
The panel “Power and Identity in Multicultural Societies” was set up to
deal with power and ethnicity interactions in the political practice of contemporary multiethnic states and quasi-states. The following issues were to
be discussed: the problem of ethnic groups as agents of law; collective
rights of substantiated ethnic groups versus an individual’s right to a free
choice of ethno-cultural identity; political practice of ethnic process optimization in multicultural states; forms of realization of an individual’s ethnocultural identity in multicultural states; the ways of ethnicity depoliticization and deethnization of politics in multiethnic societies; paradigms of
contemporary ethnological science and ideological substantiation of ethnocratic regimes’ legitimization; and ethnic models of power legitimization in
political practice of contemporary states and quasi-states.
The panel “Social and Historical Dynamics: Patterns, Trends, Mechanisms, and Mathematical Models” was to discuss both the further ways to
introduce scientific methods into the study of history, and the specific results achieved in this area by now. The panel addressed issues of the general theory of social evolution and its applied aspects. Special attention was
devoted to mathematical models of historical processes.
The panel “Power, Theory and Evidence in African, Ancient, and Modern Slavery” examined power and hierarchy in African, ancient, and modern (United States) slave societies, with particular focus on issues of authority and ideological hegemony and of challenges to power expressed through
various forms of rebellion and resistance, including revolts of slaves and
social banditry. Theoretical issues involved in comparing slave systems
across time and place and in situating literary expression in relation to historical evidence were also examined.
Philosophers, anthropologists, historians, and political scientists gave a
number of interesting papers at the sessions of the “Free Communication”
panel. This panel was divided into two subpanels concerned with premodern and modern societies. Their problems varied from cultures of the
Neolithic to current foreign policy of the USA.
To sum up, the Fourth International Conference “Hierarchy and Power
in the History of Civilizations” (like the two previous conferences) was notable for its interdisciplinary makeup: anthropologists, historians, archeologists, philosophers, economists, political scientists, and experts in many
other fields took part in its proceedings. The Conference organizers are
right regarding this issue essentially important for achieving a breakthrough
269
in understanding the phenomenon of “hierarchy and power.” It is also
worth noting that contacts between scholars from different countries and
various schools of thought are another important condition for achieving
this breakthrough, a condition that was fulfilled at the Conference, too.
References
.
4. .(
, 13–16
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(
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XXI
).
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11.
12.
13.
14.
15.
«
.,
.–
.:
.,
»
,
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,
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»
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277
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278
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FOR NOTES
AFRICAN STUDIES IN RUSSIA
Yearbook 2003–2007
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.
.
10.05.09
350
.
18
123001,
,
.
17,4
, 30/1
.