Spondylus in Prehistory
New data and approaches
Contributions to the archaeology of shell technologies
Edited by
Fotis Ifantidis
Marianna Nikolaidou
BAR International Series 2216
2011
Spondylus in Prehistory
New data and approaches
Contributions to the archaeology of shell technologies
Edited by
Fotis Ifantidis
Marianna Nikolaidou
BAR International Series 2216
2011
Published by
Archaeopress
Publishers of British Archaeological Reports
Gordon House
276 Banbury Road
Oxford OX2 7ED
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bar@archaeopress.com
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BAR S2216
Spondylus in Prehistory: New data and approaches. Contributions to the archaeology of shell
technologies
© Archaeopress and the individual authors 2011
ISBN 978 1 4073 0774 9
Printed in England by Blenheim Colour Ltd
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free from Hadrian Books or may be downloaded from www.archaeopress.com
Table of ConTenTs
Lis of Contributors.......................................................................................................................................................................ix-x
List of Figures..........................................................................................................................................................................xii-xii
List of Tables.................................................................................................................................................................................xiv
InTroduCTIon
A Volume on Spondylus
Marianna Nikolaidou & Fotis Ifantidis
3-8
I – spannIng spaCe and TIme In SpondyluS sTudIes: arTIfaCTs, symbols, IdenTITIes
CHAPTER 1
Spondylus Shells at Prehistoric Sites in the Iberian Peninsula.....................................................................13-18
Esteban Álvarez-Fernández
CHAPTER 2
Spondylus sp. at Lezetxiki Cave (Basque Country, Spain):
First Evidence of its Use in Symbolic Behavior during the Aurignacian in Europe....................................19-24
Álvaro Arrizabalaga, Esteban Álvarez-Fernández & María-José Iriarte
CHAPTER 3
Spondylus gaederopus in Prehistoric Italy: Jewels from Neolithic and Copper Age Sites..........................25-37
Maria Angelica Borrello & Roberto Micheli
CHAPTER 4
Status of Spondylus Artifacts within the LBK Grave Goods........................................................................39-45
Jan John
CHAPTER 5
Reconsideration of Spondylus Usage in the Middle and Late Neolithic of the Carpathian Basin...............47-62
Zsuzsanna Siklósi & Piroska Csengeri
CHAPTER 6
Spondylus in South American Prehistory......................................................................................................63-89
Benjamin P. Carter
II – VIews from The “Threshold”: SpondyluS TeChnologIes In The aegean
CHAPTER 7
Spondylus gaederopus in Aegean Prehistory: Deciphering Shapes from Northern Greece......................93-104
Tatiana Theodoropoulou
CHAPTER 8
The Neolithic Settlement at Makriyalos, Northern Greece:
Evidence from the Spondylus gaederopus Artifacts.................................................................................105-121
Maria Pappa & Rena Veropoulidou
CHAPTER 9
Cosmos in Fragments: Spondylus and Glycymeris Adornment at Neolithic Dispilio, Greece.................123-137
Fotis Ifantidis
CHAPTER 10
Personhood and the Life Cycle of Spondylus Rings: An Example from Late Neolithic, Greece............139-160
John C. Chapman, Bisserka I. Gaydarska, Evangelia Skafida & Stella Souvatzi
CHAPTER 11
Spondylus Objects from Theopetra Cave, Greece: Imported of Local Production?................................161-167
Nina Kyparissi-Apostolika
III – reConsTruCTIng lIVes: arChaeomeTrIC and experImenTal analyses
CHAPTER 12
The Contribution of Archaeometry to the Study of Prehistoric Marine Shells........................................171-180
Katerina Douka
CHAPTER 13
Paleobiological Study of Spondylus Jewelry found in Neolithic (LPC) Graves
at the Locality Vedrovice (Moravia, Czech Republic)..............................................................................181-189
Šárka Hladilová
CHAPTER 14
Spondylus gaederopus Tools and Meals in Central Greece
from the 3rd to the Early 1st Millennium BCE..........................................................................................191-208
Rena Veropoulidou
CHAPTER 15
Pre-Hispanic Attire made of Spondylus from Tula, Mexico.....................................................................209-219
Adrián Velázquez Castro, Belem Zúñiga Arellano & Norma Valentín Maldonado
ConCludIng CommenTary
Lives and Journeys, of Spondylus and People: A Story to Conclude
Marianna Nikolaidou
223-237
lIsT of ConTrIbuTors
esTeban ÁlVarez-fernÁndez
Departamento de Prehistoria, Historia Antigua y Arqueología, Universidad de Salamanca
C. Cerrada de Serranos S/N, E-37002 Salamanca, Spain
E-mail: epanik@usal.es; estebanalfer@hotmail.com
ÁlVaro arrIzabalaga
Departament of Geography, Prehistory & Archaeology, University of Basque Country
C/ Francisco Tomás y Valiente s/n. 01006, Vitoria, Spain
E-mail: alvaro.arrizabalaga@ehu.es
marIa angelICa borello
Département de Géographie, Faculté des Sciences Economiques et Sociales, Université de Genève
Uni Mail, 40 Bd du Pont-d’Arve, CH-1211 Genève 4, Switzerland
E-mail: borelloarch@yahoo.fr
benjamIn p. CarTer
Department of Sociology & Anthropology, Muhlenberg College
2400, Chew St. Allentown, PA 18104-5586, Pennsylvania, USA
E-mail: bcarter@muhlenberg.edu
john C. Chapman
Department of Archaeology, Durham University
DH1 3LE, Durham, United Kingdom
E-mail: j.c.chapman@dur.ac.uk
pIroska CsengerI
Herman Ottó Museum
Görgey Artúr u. 28, H-3529, Miskolc, Hungary
E-mail: csengerip@gmail.com
kaTerIna douka
Research Laboratory for Archaeology & the History of Art, University of Oxford
Dyson Perrins Building, South Parks Road, OX1 3QY, Oxford, United Kingdom
E-mail: katerina.douka@rlaha.ox.ac.uk
bIsserka I. gaydarska
Department of Archaeology, Durham University
DH1 3LE, Durham, United Kingdom
E-mail: b_gaydarska@yahoo.co.uk
ŠÁrka hladIloVÁ
Institute of Geological Sciences, Faculty of Science, Masaryk University
Kotlářská 2, 611 37, Brno, Czech Republic
Department of Biology, Faculty of Education, Palacky University
Purkrabska 2, 77140, Olomouc, Czech Republic
E-mail: sarka@sci.muni.cz
foTIs IfanTIdIs
Aristotle University of Thessaloniki; 16th Ephoreia of Prehistoric & Classical Antiquities – Thessaloniki Metro
94, Theagenous Charisi str., 54453, Thessaloniki, Greece
E-mail: fotisif@hotmail.com; ifantidi@hist.auth.gr
maría-josé IrIarTe
Departament of Geography, Prehistory & Archaeology, University of Basque Country
C/ Francisco Tomás y Valiente s/n. 01006 Vitoria, Spain
E-mail: mariajose.iriarte@ehu.es
jan john
Department of Archaeology, University of West Bohemia in Pilsen
Sedláčkova 15, 30614, Plzeň, Czech Republic
E-mail: jjohn@kar.zcu.cz
ix
nIna kyparIssI-aposTolIka
Ephoreia of Palaeoanthropology & Speleology of Southern Greece
34b, Ardittou str., 11636, Athens, Greece
E-mail: nkyparissi@hotmail.com
roberTo mIChelI
Soprintendenza per i Beni Archeologici del Friuli Venezia Giulia
9, Viale Miramare, I-34135, Trieste, Italy
E-mail: roberto.micheli@beniculturali.it
marIanna nIkolaIdou
Cotsen Institute of Archaeology, University of California, Los Angeles
1748, Orangewood Ln, Arcadia, CA 91006, California, USA
E-mail: marianna@ucla.com
marIa pappa
16th Ephoreia of Prehistoric & Classical Antiquities
Megalou Alexandrou (opposite to Poseidonion) str., 54646, Thessaloniki, Greece
E-mail: mpappa@culture.gr
zsuzsanna sIklósI
Eötvös Loránd University, Institute of Archaeological Sciences
Múzeum krt. 4/B, H-1088, Budapest, Hungary
E-mail: siklosizs@gmail.com; siklosi.zsuzsanna@btk.elte.hu
eVangelIa skafIda
Archaeological Museum of Volos
1, Athanassaki str., 38001, Volos, Greece
E-mail: eskafida@gmail.com
sTella souVaTzI
Hellenic Open University
2, N. Plastira str., 13561, Athens, Greece
E-mail: stellasouvatzi@hotmail.com
TaTIana Theodoropoulou
The Wiener Laboratory, The American School of Classical Studies at Athens
54, Souidias str., 10676, Athens, Greece
Equipe de Protohistoire Egéenne UMR7041 (Archéologie et Sciences de l’Antiquité)
Maison R. Ginouvès, 21, allée de l’Université, 92023, Nanterre, France
E-mail: tatheod@hotmail.com
norma ValenTín maldonado
Subdirección de Laboratorios y Apoyo Académico del INAH
Moneda 16, colonia Centro, México D.F. 06060, Mexico
E-mail: nvalentinm@hotmail.com
adrIÁn VelÁzquez CasTro
Museo del Templo Mayor
Seminario 8, colonia Centro, México D.F. 06060, Mexico
E-mail: adrianveca@yahoo.com
rena VeropoulIdou
Aristotle University of Thessaloniki; Museum of Byzantine Culture, Thessaloniki
25, Solonos str., 54644, Thessaloniki, Greece
E-mail: verren@hist.auth.gr
belem zúñIga arellano
Proyecto Técnicas de manufactura de los objetos de concha del México prehispánico, Museo del Templo Mayor
Seminario 8, colonia Centro, México D.F. 06060, Mexico
E-mail: belemzu@yahoo.com
x
F. IFantIdIs & M. nIkolaIdou (eds.), SpondyluS In PrehIstory: new data & aPProaches – contrIbutIons to the archaeology oF shell technologIes
CHAPTER 10
PERSONHOOD AND THE LIFE CYCLE OF SPONDYLUS RINGS:
AN EXAMPLE FROM LATE NEOLITHIC, GREECE
john C. Chapman, bIsserka I. gaydarska, eVangelIa skafIda & sTella souVaTzI
A detailed biographical analysis of the Spondylus shell rings from the Late Neolithic settlement of Dimini, near the Bay of Volos,
shows that many shells had a long and complex life history, with micro-statigraphically definable phases of erosion, burning, wear and
fragmentation often present. These biographies form the basis of the rejection of Tsuneki’s account of the shell ring assemblage as the
rejects from failed production and, equally, Paul Halstead’s account of competitive shell ring destruction as the basis for elite differentiation. A contextual analysis of shell ring discard showed a perplexing lack of fit between burnt house phases and burnt shell rings, as
with unburnt house phases and unburnt rings. The re-fitting of 10 pairs of shell ring fragments, often from different contexts, shows the
dynamic significance of broken shell rings in the constitution of personhood in this Late Neolithic community, where enchained relations using parts of objects cemented fundamental partible social relations. In conclusion, the study offers a comparison between the
shell ring assemblage at Dimini and those from the Copper Age cemeteries of Durankulak and Varna on the Bulgarian Black Sea coast.
InTroduCTIon
In this chapter, we offer a new interpretation of the much-discussed Spondylus ring fragments from Neolithic Dimini -one
that applies fragmentation analysis in the attempt to understand more clearly the social biographies of individual rings,
and thus to connect them with aspects of ritual, prestige, and
social reproduction.
The interpretation of material culture has played a central role
in the discipline of prehistory for over a century. While the
importance of statistical approaches has varied during this
period (Doran & Hodson 1975; Fletcher & Lock 1991; Shennan 1988), qualitative studies have remained at the forefront
of prehistorians’ approaches to things. The emergence of the
“New Archaeology” and its consolidation into Processual Archaeology in the 1970s led to a wider range of analyses of
things, not least with the use of models borrowed and adapted
from anthropology. Thus, concepts such as “prestige goods”
and social practices such as “potlatching” became available
for use with prehistoric objects, even though their varied social contexts were not necessarily well matched in prehistory.
The morphing of post-processual archaeology into interpretative archaeology in the 1990s led to greater attention to objects not as markers of other social processes or even items
on a check-list of traits, but as things-in-themselves, possessing their own significance and personal characteristics. One
outgrowth of this approach was the biographical approach
to objects, which combined the history of the technological
production of a thing (the “chaîne opératoire”) with a more
socially grounded appreciation of the nature of the thing. One
particularly fruitful process linking persons and things was
Danny Miller’s (1987) development of the Marxian notion of
objectification, by which the essential characteristics of persons became objectified in the production of objects. An even
more dynamic concept was that of “enchainment”, by which
persons were related to each other through gift exchange
of objects that transmitted a human identity with the object
(Strathern 1988). A similar approach to the personal values
of things was described by Nancy Munn (1986) as the recursive development of fame by persons and things – shells could
not become famous without the reputation of their “owners”,
while the owners could not develop their own fame without
the shells on which that fame depended.
The net result of these biographical approaches to things was
the breaking down of the person–object dichotomy that has
long existed in archaeological practice. Recent research into
material culture has begun to develop ways of inferring different aspects of personhood from artifact biographies (Chapman 2000; Chapman & Gaydarska 2006 ; Fowler 2004; Jones
2005). It is increasingly realized that insights into personhood
–the socially grounded ways in which a person becomes her/
himself– are vital for the interpretation of relations between
persons and things in prehistory.
In their discussion of domestication, Jones and Richards
(2003) have recognized the creative potential provided by social actions such as consumption and fragmentation. Rather
than domestication arising out of a symbolic revolution represented by houses and villages, domestication was a set of
novel relationships that occurred at different locales in the
landscape –principally at villages composed of many houses.
In another paper, Jones (2005: 216) recognizes households as
relational identities just as much as persons. The vital role of
fragmentation in these new relationships was considered to be
the way it enabled elements of the material world that were
hitherto discrete to be brought into metaphorical relationship
–elements such as butchered and divided animal bones, the
osseous remains of human ancestors and fragments and complete objects. For Jones and Richards (2003: 46), each animal
SpondyluS In PrehIstory: new data & aPProaches – contrIbutIons to the archaeology oF shell technologIes
bone was enchained to all other bones of that animal and the
anatomies of animals articulated with particular sets of human–animal relationships. While breaking and sharing established affiliations between actors, composite tools re-incorporated and re-articulated new sets of social relations (2003:
49). What Jones and Richards do not establish, however, is the
ways in which fragmentation and enchainment are enacted in
daily social practices.
This aspect of enchainment practices is discussed by Skourtopoulou (2006, n.d.) in her study of the lithic assemblage
from the large open Late Neolithic settlement of Makriyalos,
Northern Greece. Skourtopoulou (n.d.) sees artifacts as “material metaphors of inter-personal relations” at various sociospatial scales. Enchainment, then, uses this metaphorical value
of artifacts in order to objectify social relations, with different
aspects symbolized at these various scales –personal relations
as things and people move within and between households,
economic and symbolic values for exotic exchange surpassing
the communal scale and embedded in inter-cultural contact
(2006). These insights are applied to intra-site lithic analysis
in an attempt to extend social agency theory. They help us to
see how enchainment works at the level of everyday practice
by showing how an expedient quartzite flake is never only its
material form but embodies production relations and personal
skills that are rooted in settlement space. Although not explicitly mentioning enchainment, Hurcombe (2000) also emphasizes the gendered relations between persons involved in
the different stages of any craft sequence –a position implying that often several people are enchained to any object at
its birth, providing the basis for the metaphorical relations to
which Skourtopoulou alludes.
The extension of this body of theory to parts of objects takes
Strathern’s (1988) original work on partible relations into new
territory, since the Melanesian objects that enchain the people
are invariably whole. However, as Gamble (2005: 89) has reminded us, fragmentation and enchainment are two different
terms –the first relating to social action, the second to process.
The Balkan prehistoric form of enchainment is based upon
the fragmentation of the body and things, with each fragment
standing for the whole (synecdoche), each whole potentially
or actually part of a wider set of whole and partial objects and
each set and each whole bearing the capacity for further subdivision. The overwhelming evidence that objects and bodies
are treated in the same ways in respect of these three levels of
completeness and in the course of their life histories (Chapman 2000) supports the notion that there is an interpenetration of persons and things that typifies fractal personhood in
the Balkans and also, by extension, Greece. Thus any instance
of deliberate fragmentation of objects (the social action) provides prima facie evidence for the process of enchainment,
which, in the Balkans, frequently but not always, operates
on the basis of fractal personhood (Chapman & Gaydarska
2006). Moreover, the comparison of the social value of shell
rings and sherds –the former with an obvious and highly visible social value, the latter used in a different sort of enchainment, perhaps based upon the essential qualities of the clay
or some historical or commemorative potential –leads to the
question of how things made of different materials constructed different potentials for forming relationships. It is against
the backdrop of these theoretical insights that we have written
this study of a distinctive assemblage of shell rings.
marIne shells and shell objeCTs
There has been a recent upsurge of research interest in the
archaeology of marine shells, with a Cambridge Manual devoted to the topic (Claassen 1998), a major survey article
(Trubitt 2003), several articles on particular aspects of shell
usage and now the current volume. There is thus a general
recognition of the significance of marine shells, whether as
material symbols of interpersonal relations, as symbolic links
to water and the sea, with all of their metaphorical qualities,
or as a sign of inland people’s differential access to distant
and rare goods (Claassen 1998: 203-208; Trubitt 2003). Trubitt (2003: 262-263) summarizes this research in her assertion
that shell prestige goods are symbols of power and prestige
associated with the exotic, to which Saunders (1999) and
Glowacki (2005) would add the supernatural. Recent studies
emphasizing the biographical approach to shell rings are summarized elsewhere (Chapman & Gaydarska 2006, in press b;
Chapman et al. 2008). These and other ethnological studies
provide a basis for the inter-penetration of the categories of
shell ornaments and persons, just as shells can be persons in
the Ojibwa under certain circumstances (Morris 1994: 9). It
is important to emphasize the potential tension between two
relations embodied in shells: on the one hand, the close material links between shells and persons and, on the other, the
links between shells and aspects of Otherness such as the deep
sea, the realm of the supernatural or simply the sea coasts that
were remote for inland communities trading in shells. Clark
(1991: 311) is surely right to question factors of scarcity and
exchange value as the “explanation” of value in marine shells.
It is important to account for the social value of shells before
the development of a central role for shells in bridewealth and
ceremonial exchange.
The study of shell rings has a long history in European Neolithic studies. In the Neolithic and Copper Age of the Balkans and Greece, two species of marine shell were frequently
selected for the making of ornaments and for trade over a
wide area of both South East and Central Europe –Spondylus
gaederopus (the European spiny oyster) and the less common
Glycymeris glycymeris (the dog cockle). Both are currently
local to the Mediterranean, especially the Aegean and the
Adriatic. Although fossil Spondylus was available in Central
Europe (Shackleton & Elderfield 1990) and in eastern inland
Bulgaria (Aneta Bakumska, pers. comm.), there is little evidence that it was of sufficiently high quality for ornament production. It is therefore accepted by most researchers that the
distribution of many Spondylus shell ornaments found in the
Linearbandkeramik indicates a long-distance exchange network –for Séfériadès, the first in Europe (Müller 1997; Séfériadès 2000, 2003; Chapman & Gaydarska, in press a).
The production of shell rings has been well studied by Tsuneki
(1989) and Michelle Miller (2003), yielding a detailed chaîne
140
John c. chaPMan, bIsserka I. gaydarska, evangelIa skaFIda & stella souvatzI – Personhood and the lIFe cycle oF SpondyluS rIngs
BLACK SEA
ADRIATIC
SEA
SEA OF MARMARA
IONIAN SEA
AEGEAN SEA
Figure 1. Location map of important sites mentioned in the text
1. Dimini; 2. Ayia Sofia Magoula; 3. Sitagroi; 4. Varna cemetery; 5. Durankulak cemetery
opératoire. What has been less clear is the symbolic processes
constituting a vital part of shell ring making. Two processes
have been identified: transformation and revelation. The first
transformation comprises the change in state of the spiny
oyster from an irregular, thorny, dull and asymmetrical natural thing into a finely polished, symmetrical, highly colored
cultural object with a perfect surface. As the shell is ground
down towards its final form, each grinding reveals a new combination of colors and surface features. It is this revelation of
pre-existing features through a continuing process of grinding that gives the making of shell rings such a metaphorical
potency. This means that the making of shell rings is a very
personal statement, beginning with the diver who recovered
the raw shell from the its rocky underwater home, to the final
decision to stop grinding in order to select a specific pattern
of natural features. Each stage in the process was linked to an
individual or individuals, whose identity was linked, through
enchainment, to the shell ring as un-finished biography.
The loCal and The InTer-regIonal problemaTIC
The study of the Spondylus shell assemblage from Dimini was
undertaken to answer a research question derived from re-fitting studies of Balkan Neolithic and Copper Age shell rings and
figurines and to seek to shed light on the conflicting interpretation of the Dimini shell rings (Tsuneki 1989; Halstead 1993,
1995; Kyparissi-Apostolika 2001; Souvatzi 2000, 2008). The
first question arose out of fragmentation and re-fitting studies pursued to provide a methodology for the fragmentation
premise –the notion that deliberate fragmentation of objects
was practised and that broken objects continue their use-life
“after the break”. The shell of a freshly collected Spondylus
gaederopus bivalve has a hardness of 7 on the Moh’s scale,
comprising a dense, tough but light material. The availability
of fresh, modern Spondylus shells in the somewhat polluted
Aegean and Mediterranean waters has prevented us from carrying out experimental work on shell ring making and breaking – not a research task willingly supported by many museum
curators! But all fragmentation experiments conducted with
fired clay objects show that the lighter the object, the harder it
is to be broken accidentally through dropping on hard surfaces
(unpublished experiments, Vădastra, Romania: J. Chapman,
D. Gheorghiu and S. Priestman). It is for these reasons that
we maintain that many of the broken shell rings have been
deliberately fragmented –in this case, there are very few viable alternatives to breaking such a hard, light material! There
are two additional forms of evidence in support of the notion
of deliberate breakage: first, when re-fitting studies show that
fragments from the same object had been deposited far from
each other; and secondly, when the various fragments from
the same object had different biographies after the breakage.
The specific research question that led us to Dimini revolved
around the absence of inter-grave re-fits of shell rings at the
141
SpondyluS In PrehIstory: new data & aPProaches – contrIbutIons to the archaeology oF shell technologIes
Durankulak and Varna cemeteries in comparison with the frequent re-fits between fired clay figurines from different settlement contexts at the Dolnoslav tell (Chapman & Gaydarska
2006). Was the discrepancy in intra-site re-fits connected to
the material –fired clay vs. shell– or was it related instead to
the context of discard –domestic vs. mortuary? For this reason,
it became essential to find a sizeable assemblage of Spondylus rings from a totally or nearly totally excavated settlement.
No such settlement existed in the Balkans but one candidate
emerged from Northern Greece –the Late Neolithic settlement
of Dimini, where almost 100 shell rings had been recovered
in three separate excavations, dating from 1901 (Stais), 1903
(Tsountas 1908) and 1974-6 (Hourmouziadis 1979).
The site of Dimini is situated 5km west of the modern city of
Volos and 3km from the present coastline (Fig. 1). It lies on
a low rocky spur at 16masl and covers an area of 10,000sq.m.
The Late Neolithic settlement (4800–4500 BC, based on four
AMS dates obtained from burnt material collected from the
settlement in 2004: Skafida, in prep.) is composed of habitation terraces defined by six or seven stone-built enclosures
that generally follow the natural contour of the hill and surrounding a central courtyard (Fig. 2). The sixth and seventh
walls, identified by Tsountas (1908), are not preserved today.
The Dimini hill was continuously used throughout the Bronze
Age, although sparsely and mostly not as a settlement but as a
burial ground (Adrimi-Sismani 1993, 2002; Maran 1992: 217218; Tsountas 1908: 125-132, 248-252). With the exception
of the southeast part, which remains unexcavated, the greater
part of the mound –perhaps 75-80%– has been excavated (Dimini Excavation Archive; Hourmouziadis 1979).
Tsountas’ perception of the enclosures as high fortification
walls (1908: 59) was influenced by the picture of the Homeric
city coming to light in the contemporary discoveries of Mycenae and Troy, leading to his interpretation of Dimini as a welldefended settlement, an “acropolis”, ruled by a king residing
in the tripartite building of the first enclosure. Hourmouziadis
(1978a, 1979) convincingly rejected the defensive function
of the enclosures, viewing the settlement as being functionally divided into large spatial segments (named “Domestic
Activity Areas” [Hourmouziadis 1979; English term by Elia
1982: 308]), each of which contained entirely self-sufficient
and uniform social units that corresponded to one household
or family. Nonetheless, Hourmouziadis also emphasized the
collective identity of the Dimini community, while disputing
the existence of a social elite on the site. By contrast, Halstead
(1984, 1995) argued that the central courtyard and the larger
building there, interpreted as a “megaron”, represents social
ranking, an institutionalized “elite” deriving its power from
its success in agriculture and its ability to control surplus appropriation or redistribution and to maintain order in times of
conflict and dissent, although his study of the animal bones
from the site (Halstead 1992) did not yield evidence for socioeconomic differences. Halstead’s views of Dimini are part of
his general model of social differentiation (Halstead 1989,
1995), according to which short-term attempts to stabilize
food production led to long-term emergence of institution-
alized elites in the Late Neolithic, named “central megaron
elites” for Thessaly, and of social stratification in the ensuing
Bronze Age.
More recent research by Souvatzi (2000, 2007a, 2008) used
the intra-site patterning of the evidence and the small-scale of
everyday practices to call all these models into question. Combined analysis of the pottery, Hourmouziadis’ excavation archive (with its insights into recovery biases), the architectural
data and features, and a reconsideration of the small find distributions (see Souvatzi 2008 for details and references) suggested considerable variation, rather than uniformity, in the
organization of individual social units, the existence of craft
specialization and division of labour in different production
processes, as well as interdependence rather than self-sufficiency within the village. Nonetheless, there is no consistent
evidence for a hierarchical social structure, much less for a
“central megaron elite” formed on economic considerations
and holding power over others (see Souvatzi 2007b and Souvatzi & Skafida 2003). Indeed, field observations, excavation
diaries and even Tsountas’ (1908) plan of the site indicate that
the central megaron dates to the Bronze Age.
The interpretation of the shell rings at Dimini has formed part
of an ongoing and wider debate about the nature of Late Neolithic society at Dimini and in Thessaly overall. All participants to the debate agree that the site of Dimini was on or near
the prehistoric coastline, even if the dating of past coastline
changes remains insecure (Zangger 1991). By contrast, several interpretations have been proposed for the large number
of broken Spondylus rings at Dimini (Fig. 2). The third excavator –Hourmouziadis (1979)– did not recognise any evidence for craft specialization at Dimini, except with regard to
incised pottery (Hourmouziadis 1978b), but favoured the idea
that each Domestic Activity Area produced its own food, tools
and shell rings. To the contrary, Tsuneki (1989) maintained
that the high frequency of shell pre-forms and half-finished
pieces indicated specialized on-site making of rings, especially likely in House N, and beads and buttons, especially in
Area R, arguing that the rings were broken in the final stages
of manufacture.
The large number of fragments suggested to him a largescale production, mostly for export to inland Thessaly and
perhaps the Balkans. In his reconsideration of Tsuneki’s published data, Halstead (1993, 1995) agreed with Tsuneki that
the two main Spondylus concentrations were not produced by
sampling bias but noted that ring-making débitage was widespread in many parts of the site (1993: fig. 2). Thus the concentrations were produced after manufacture, for, as Halstead
(1993: 606) notes: “there is no reason to doubt that most of
the shell ring fragments found at Dimini derived from finished
objects”. Halstead focused on the high frequency of burnt ring
fragments, suggesting that they were “not burnt with other
discarded objects in the course of normal refuse disposal but
were deliberately destroyed by fire” (1993: 608), as one form
of inter-household competition (1995: 18). This potlatching
behavior allegedly countered the inflationary tendency inherent in wealth accumulation and allowed the conversion
142
John c. chaPMan, bIsserka I. gaydarska, evangelIa skaFIda & stella souvatzI – Personhood and the lIFe cycle oF SpondyluS rIngs
Figure 2. Plan of Late Neolithic settlement of Dimini, with concentrations of Spondylus rings
[after Halstead 1993: Fig. 2]
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SpondyluS In PrehIstory: new data & aPProaches – contrIbutIons to the archaeology oF shell technologIes
•
of wealth to prestige. Hence, for Halstead, unequal access to
Spondylus was one basis for the emergence of social inequality in Late Neolithic Thessaly, accompanied as it was by the
emergence of hoarding from sharing.
In her study of prehistoric ornaments from Thessaly, Kyparissi-Apostolika (2001) supports Tsuneki’s arguments that the
production of Spondylus items was specialized and that Dimini was a major production center in Greece but disagrees
with his suggestion that these items were intended for export
mostly to inland Thessaly. Comparative study of the shell
assemblages from inland Thessalian sites such as Ayia Sofia and Platia Magoula Zarkou showed that they deposited
considerably lower amounts of shell items and, apparently,
limited access to shells and production skills. Accordingly,
Kyparissi-Apostolika (2001) suggests that the production of
Spondylus items at Dimini was intended for export primarily,
if not exclusively, to southeast and central Europe. She generally supports the ascription of prestige to Spondylus items,
particularly rings, and argues that Dimini enjoyed a special
and privileged position in long-distance exchange networks.
Halstead’s version of a prestige goods economy, underpinned
in part by shell rings, is criticized by Souvatzi (2007b, 2008:
151-152, 157), who questions the evidence for shell rings
denoting intra-site prestige and proposes instead that craft as
well as other goods seem to have acted as symbols of social
integration and of collective rather than individual prestige,
given the fairly even distribution of all types of material in
the various households (Souvatzi 2008: 127-134). Building
on her standardization of the terminology for the site through
her useful definitions of the terms “House” and “Open Area”,
Souvatzi accepts Tsuneki’s notion of specialized shell object
production, arguing that two phases in the life of House N
possessed all stages in the shell ring chaîne opératoire, while
Area R showed all the characteristics of a multi-functional
workshop, including not only high quantities of Spondylus
shell buttons and beads, but also a concentration of 70% of
all of the incised pottery, together with a potter’s firing feature
and other equipment (Souvatzi 2008: 141-144), as well as an
exclusive representation of all stages of the chipped stone production sequence (Karimali 1994: 345-347). Wealth accumulation could not have occurred in workshops and open areas.
Souvatzi’s interpretation that the shell rings in House N were
burnt in the course of the burning of the house is supported
by the claim that other organic remains were also burnt there
–a claim directly contradicted by Halstead (1993: 608), who
found unburnt animal bones in this house.
What can a re-study of the Spondylus shell rings from Dimini
add to the already existing welter of opinion and counteropinion? Is it possible to shed new light on shell ring discard
through a study of ring biographies and fragmentation? The
consequence of this varied problematic is the formulation of a
complex set of five aims in this study:
•
A consideration of recovery techniques, deposition, re-deposition and post-depositional
processes at the Dimini site
•
•
•
A description of the shell objects at time of
deposition (including their completeness, size
and the extent of burning)
the existence of any cases in which the shell
fragments re-fit with each other from different
contexts of deposition
the biography of each shell object, from manufacture to deposition, based upon careful study
of the condition of the objects.
A re-evaluation, from the fragmentation standpoint, of the Tsuneki, Halstead, KyparissiApostolika and Souvatzi hypotheses over the
shell ornaments
The analysIs of The dImInI SpondyluS assemblage
Site formation processes
The Late Neolithic shell assemblage at Dimini comprises
almost 5,800 examples, with both unworked shells and
worked shells in large quantities, representing over 20 species
of marine shells. This assemblage includes over 500 pieces
of Spondylus gaederopus, over 400 from the Hourmouziadis
excavations and 100 from other excavations. Focusing on the
Hourmouziadis finds, Tsuneki counted 243 broken or complete
shell objects and 161 worked or natural shells. The objects
comprised 87 rings, 141 buttons, 8 cylindrical beads and
five miscellaneous objects. The inclusion of Spondylus rings
found in the earlier excavations brings the total of rings to 96.
While all but one of the rings was broken, most of the buttons
and beads were complete. On the basis of the fragments of
partly worked shell rings, Tsuneki concluded that Spondylus
rings were produced on site (Tsuneki 1989). The condition of
the rings is variable, indicating many different stages in the
biography of the objects (Fig. 3-7).
The earlier excavations are similar to those of Hourmouziadis
in one respect –there was no formal policy of sieving or flotation of sediments. Thus, we cannot exclude the possibility
that a proportion of small to very small objects was not recovered from the excavations. Nonetheless, the trowelling and
hand-excavation carried out on the Hourmouziadis excavation
produced a higher standard of recovery than on the earlier excavations. Two factors would have improved the recovery rate
of Spondylus rings: (1) the ring colors, whether unburnt white
or burnt black, formed a contrast to the prevalent brown soils
and fills of the settlement, improving recognition in trench excavation; and (2) the “value” attributed by the excavators to
Spondylus finds would have been transferred to the excavators
by positive feedback after discoveries of shell rings, buttons
or beads –all object types that were meaningful to the village
workforce. The successful operation of both these factors can
be demonstrated by the large number of small shell objects
found at Dimini, which included 141 buttons ca. 10mm in diameter and some even smaller beads. The maximum size of
fully 85% of the measurable Spondylus ring fragments was
smaller than 15mm. Unless the missing parts of the rings
whose fragments were discovered at Dimini were in turn fragmented into smaller fragments, it is the larger portions of the
rings that have not been found in the excavations. While not
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John c. chaPMan, bIsserka I. gaydarska, evangelIa skaFIda & stella souvatzI – Personhood and the lIFe cycle oF SpondyluS rIngs
Figure 3. Museum Inv. No. 354: unburnt white surface polished
over fine arcaded lines, with later deposit
Figure 4. Museum Inv. No. 521: unburnt natural lines and garlands,
later perforated with a sculpted perforation and still later overlain
with deposit
Figure 5. Museum Inv. No. 331: heavily burnt surface, with natural
notch; one break unburnt (viz. broken after burning) and the other
break burnt (viz., broken before burning)
Figure 6. Museum Inv. No. 320.1: different degrees of burning over
natural lines and pitting; one unburnt break; flake detached after
burning
ample, the South-East part outside the innermost enclosure
(Hourmouziadis’ Domestic Area D) is largely unexcavated.
Findings outside of the mound (Hourmouziadis 1979: 51)
suggest that habitation may have extended outside the enclosures, although its extent and nature are not known. Recent
excavations by the 13th Ephorate of Prehistoric and Classical
Antiquities of Volos for rescue and restoration purposes have
encountered Late Neolithic deposits to the East and South of
the mound, right outside of what is today the outermost enclosure (Adrimi-Sismani 2000: 279, fig. 1, 2002: 95, 2003: 71;
for a geophysical survey of this area, see Sarris et al. 2002).
Figure 7. Museum Inv. No. 355.1: lustrous surface; strongly burnt
and heavily pitted - the most worn and battered example in the assemblage
claiming complete recovery of shell objects, there is a reasonable case to be made that the majority –perhaps the vast
majority (?)– of shell ring fragments in the excavations have
been recovered for this study.
However, it is correct to state that a proportion of the Dimini
deposits remain unexplored –perhaps 15-20 percent. For ex-
The finds contexts of the shell rings is indicated below (Table
1). This shows that the assemblage is dominated by deposition
in one single house (N), with a smaller concentration of ring
fragments in one Unroofed Area (R). To the extent that settlement deposition tends to be dominated by open (yard) or semiopen (pit) rather than closed (burnt house) contexts, a quarter
of the Dimini shell ring fragments of known context (n = 82)
derive from open contexts, with uncertainty about whether
they were in their locus of primary deposition, moved from
any primary place of deposition or re-deposited deliberately.
While accidental movement of objects over distances greater
than a few meters is harder to imagine, given the prolifera-
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SpondyluS In PrehIstory: new data & aPProaches – contrIbutIons to the archaeology oF shell technologIes
tion of drystone wall barriers on the site, children’s play is but
one common way of moving objects, especially bright shiny
objects like shell ring fragments (for others, see Hayden &
Cannon 1983). The greater closure of the finds contexts for the
remainder of the fragments suggests a consistent deposition in
primary context rather than secondary movement. Moreover,
the discovery of concentrations of fragments suggests that this
is not accidental behavior but deliberate depositional choice,
given also that several spatial contexts were found burnt and/or
sealed by superstructure collapse, which increases the chance
that the deposits discovered underneath were intact (Souvatzi
exCaVaTIon
ConTexT
number of shell rIngs /
rIng fragmenTs
Central Yard
2
House X
3
House N
46
Megaron B
1
Sector 4
3
Sector 10
5
Sector 12
1
Sector D
4
Sector H
1
Sector K
3
Unroofed Area R
13
Surface
3
Unknown
11
Table 1. Finds contexts of Spondylus rings, Dimini
2008: Table 5.1). Within the houses and the unroofed area,
there is a strong association between Spondylus rings and the
vicinity of hearths. The main exceptions to this association
comes from the second phase of House N, where a group of
19 shell rings was kept in a built-in stone cupboard and a small
group of three rings was stored on a stone shelf, although, in
an earlier phase of the same house, shell rings occurred typically near hearths. House N is interesting also in that it shows
uniform relative quantities of waste and of finished products,
as well as being the only space where all the stages of the ring
production sequence are represented (Tsuneki 1989: 13). This
strengthens further the impression of primary deposition as
well as the suggestion discussed above that the production of
rings took place, partly or mostly, inside House N (Souvatzi
2008; Tsuneki 1989).
All of these factors lead to the conclusion that there were two
kinds of discard and deposition of shell ring fragments at Dimini – deliberate deposition in more closed contexts (the houses and unroofed Area R) (n = 63) and less structured discard in
open contexts, which it is hard to characterize as undisturbed
primary contexts (n = 19). There is no context recorded for the
remaining 14 ring fragments. This division into more and less
closed contexts provides an analytical framework to identify
similarities and differences between groups of ring fragments.
The potentially biasing effect of the large group from House N
has been borne in mind throughout these analyses.
The condition of the shell rings
The first point about the Dimini shell ring assemblage as a
whole is its high rate of fragmentation. The shells are much
more incomplete than those in the mortuary groups from Durankulak and Varna. While one-quarter of the Varna cemetery
shell rings are complete, there is only one complete ring at Dimini. A Completeness Index –the index of the completeness
of deposited objects (Schiffer 1987)– shows a similar percentage of rings with an Index of 20-40% to that of Varna but with
fewer of the smallest fragments (10-20%) than at Varna (Fig.
8). The principal difference is the paucity of large fragments
(> 50%) at Dimini, indicating not necessarily that fragmentation has been much more intense at Dimini (since many small
fragments were re-fitted in Varna graves to make complete
or large fragments) but that the settlement context was not a
context for accumulation of re-fittable fragments. Since the
Completeness Indices of the Dimini settlement and the Varna cemetery are complementary distributions, a hypothetical
Dimini cemetery would perhaps contain the large shell ring
fragments that are missing from the Dimini settlement. In this
sense, the Dimini settlement may have differed from Balkan
Copper Age sites with extensive series of burnt house depositional contexts, such as at Dolnoslav (Gaydarska et al. 2007).
A second characteristic of the Dimini shell rings is their small
size, as measured by the inner diameter. Within a total range of
12-73mm, 80% of the ring diameters peak between 20-39mm
(so-called Medium size), with similar proportions of Small
and Large fragments (Fig. 9). This means that only one in ten
shell rings could have been worn as bracelets when complete,
with the others sewn to clothing, tied round the neck or arm or
placed on the figurine shelf along the long walls of houses, as
in House N. All contexts but one are dominated by Mediumsized rings, the exception being Unroofed Area R, with the
highest proportion of Large and Small ring fragments.
The third and very visual characteristic of the Dimini shell
rings is burning –a point made by all other commentators. Almost two-thirds (64%) of the shell rings had been burnt but to
different strengths and over different areas of the ring surfaces
(e.g. Fig. 5-7). Three grades of burning have been defined:
“slight” (occasional traces of burning leaving a grey color);
“medium” (up to 50% of the ring surface being burnt, with
colors ranging from grey to black); and “strong” (over 80%
of the ring surface burnt to a dark grey or black color). It is
important to note that burnt rings were not discarded in most
contexts but only in three structures and the burnt layer of one
open context (Sector D). There are several discrepancies between the nature of the depositional context –whether burnt
or unburnt– and the condition of the rings –burnt or unburnt.
Several burnt Spondylus rings, as well as some unburnt exam-
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John c. chaPMan, bIsserka I. gaydarska, evangelIa skaFIda & stella souvatzI – Personhood and the lIFe cycle oF SpondyluS rIngs
Figure 8. Completeness Index, Dimini shell rings
Figure 9. Ring size, Dimini shell rings
ples, were deposited in unburnt contexts in Phase 1 of House
N, while some unburnt shell rings, as well as burnt examples,
were deposited in the burnt Phases 2 and 3 of House N (Souvatzi 2000: 128, 2008: 151-152, Table 5.1). While House X
was burnt at the end of its life, two unburnt rings were deposited there but only one burnt ring. A similar combination of
burnt and unburnt rings was deposited in the burnt clay zone
of Area D. Only in the burnt clay layer in Structure R did a
large group of burnt rings occur –four slightly, one medium
and four strongly burnt rings– but even there three unburnt
rings were deposited. This pattern of discard can convincingly
be explained neither by accidental burning of rings lying close
to fireplaces nor by chance discard, since, otherwise, more
burnt rings would have been found in the open contexts. This
suggests that, contra Halstead (1993) and Souvatzi (2008), it
is improbable that all of the shell rings were burnt in situ in
the course of a house fire; rather, there has been a deliberate
selection of a wide range of rings –some burnt, some unburnt–
for discard in Houses N and X and the Unroofed Area R. We
shall return to the implications of this finding when we look at
individual ring biographies (see below, pp. 149-151).
In summary, the Dimini shell ring assemblage was characterized by highly fragmented, small and frequently burnt
objects. While there is greater variability on the larger fragment groups, this feature does not explain the differences in
the types of ring fragments discarded in the various kinds of
contexts.
The re-fitting study
The high rate of fragmentation of the Dimini shell ring assemblage suggested the value of a re-fitting exercise, in which
every available fragment (n = 93: 3 fragments were on permanent display in the Archaeological Museum, Volos) was
tested for matches against every other fragment. This study
would give an idea of the extent of enchained relations across
147
SpondyluS In PrehIstory: new data & aPProaches – contrIbutIons to the archaeology oF shell technologIes
the site, as well as helping in a first estimate of the proportion
of “orphan ring fragments” (viz., fragments from rings whose
other portions have not been found on site). At this point, we
should be reminded that the site has not yet been completely
excavated (see above, p. 142; Skafida, in prep.). Thus, this
study cannot define the status of “orphan ring fragments” with
any certainty but can provide a snapshot, in 2005, of the state
of the shell ring assemblage.
The results of the re-fitting exercise showed one physical re-fit
between two fragments and varying probabilities of nine further pairs deriving from the same shell ring. Bollong’s (1994)
criteria for sherd re-fits have been adopted to the case of shell
rings, using five measures of ring fragment similarity: (1) color; (2) inner diameter; (3) special natural features; (4) polish;
and (5) thickness/width. In this manner, we could make realistic estimates of the likelihood of fragments deriving from
the same ring, despite the absence of a physical re-fit. Careful
observation of each potential pair of re-fitted fragments allow
us to state that the postulated pairs share a higher probability
of deriving from the same object than all other potential pairs.
The single physical re-fit and the nine postulated re-fits are
listed below (Table 2).
our re-fIT no
fragmenT 1 InV. no/
ConTexT
The probability of successful re-matching is also related to the
size of the shell ring assemblage. In large assemblages of over
1,000 rings, such probabilities are much lower than in the case
of an assemblage of fewer than 100 pieces. Moreover, most of
the postulated re-fits share the characteristic that a small fragment of missing ring separated the two fragments. It seems
possible that this missing part was the débitage of shell ring
breakage and that it was missed in the 1970s excavations. By
contrast, such small pieces have been found in several graves
in the Varna cemetery, suggesting “local” breakage of shell
rings at the graveside.
If all of these re-fits are accepted, two obvious inferences can
be drawn. First, the re-fitting of the shell ring fragments has
managed to join 21.5% of all the fragments –a higher proportion than has ever been achieved with fired clay figurine refitting (Gaydarska et al. 2007) or with inter-grave shell ring
re-fitting (Chapman & Gaydarska 2006). Secondly, this still
leaves a potential 73 “orphan ring fragments” incomplete and
without any re-fits within the excavated deposits. Given the
unknown proportion of the site as unexcavated, with the high
probability of foundation deposits in the lower parts of the
stratigraphy, it would be unwise to underline the certainty of
fragmenT 2 InV. no/
ConTexT
shared CrITerIa
probalITIy
1
O 312 / House N
O 315/ House N
physical fit
100%
2
O 444/ Str. R
O 446/ Str. R
1/2/3/3/4/5
90%
3
BE 908.2/ surface
O 344/ Central Yard
1/2/3/4
80%
4
O 561.4/ ???
O 561.5/ ???
1/2/4/5
80%
5
O 325/ House N
O 327/ Area H
1/2/3/4/5
70%
6
O 561.10/ ???
O 320.6/ House N
1/2/3/4
60%
7
O 353/ Central Yard
O 546/ Area 10
1/3/4/5
60%
8
O 488/ Area 10
O 510/ Area 4
1/2/3/4/5
60%
9
O 477/ Str. R
O 468/ Str. R
1/3/4
50%
10
O 474.1/ Str. R
O 474.2/ Str. R
1/2/3
50%
Table 2. Physical and postulated re-fits between pairs of shell ring fragments, Late Neolithic Dimini
Key:- Str. – Structure; the shared criteria are defined in the text in the paragraph before Table 1
“orphan ring fragments” linking up with other fragments off
the site, although this practice can be documented for figurines
at Dolnoslav and is equally likely with the Dimini shell rings.
But what is the Completeness Index of the re-fitted rings?
In each and every case, the re-fitted rings stubbornly constitute
a still incomplete shell ring, with the missing part(s) ranging
from 10% to 60% (Fig. 10). There is a modal tendency for
fragments to cluster around 30-40%, perhaps indicating a ring
division into three broadly equal parts. Thus, even with actual
and highly probable ring fragment re-fits, there are still many
missing parts!
The spatial scale of the shell ring re-fitting within Dimini
shows considerable variability (Fig. 11). Four of the re-fitted
pairs were discarded in the same context (Re-fits 1, 2, 9 and
10). Two re-fits were discarded in different sectors: one part
of Re-fit 7 was discarded in Sector A in the Central Yard,
the other in Area 10 –a minimum distance of 270m (maximum of 380m) along the outside of enclosure wall 3, along
the radial entrance passageway to the Central Yard and across
two more spaces in the Yard. The different parts of Re-fit 8
were discarded in Areas 10 and 4 –a minimum of 130m apart
(maximum of 220m) across two or three open areas. One re-fit
(Re-fit 5) links a House and an Area –House N and Area H, a
minimum of 100m apart (maximum of 180m) and separated
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John c. chaPMan, bIsserka I. gaydarska, evangelIa skaFIda & stella souvatzI – Personhood and the lIFe cycle oF SpondyluS rIngs
Figure 10. Completeness indices, re-fitted shell ring fragments
by House X and two Areas. Interestingly, there are no re-fits
between different houses –an unexpected result that merits
further discussion. Of the three re-fits with incomplete contextual data (Re-fits 3, 4 and 6), there is a high probability that
the two parts of Re-fit 6 derived from different contexts, since
one part was excavated by Stais/Tsountas and the other from
House N by Hourmouziadis. In terms of the Domestic Activity Areas defined by Hourmouziadis (1979) and used by Halstead (1993), the three cross-contextual re-fits linked DAAs A
and B (Re-fit 5), C and the Central Yard (Re-fit 7) and C and
D (Re-fit 8).
There can be no doubt that the shell ring re-fits provide an
element of dynamism and mobility in the account of the settlement’s artifact distributions that has hitherto been missing.
The basic pattern of the re-fitted fragments and the orphan
fragments is more in tune with the notion of enchained relations linking cross-cutting household areas (Souvatzi 2007a;
cf. Skourtopoulou 2006, n.d.) which supplements the domestic self-sufficiency often emphasized in the Hourmouziadis
model. The existence of two re-fits between houses and open
contexts (Re-fits 5 and 6) supports the emphasis on relations
between different household areas. Inter-household connections as part of the creation and maintenance of social relations between persons or groups are indicated from many other
lines of evidence. For example, the wide range of animals kept
in each spatial segment points to intra-communal exchanges
of livestock (Halstead 1992: 53, 55); the presence of craftspecialization in pottery, chipped stone tools and shell objects
would have required interdependence and reliance on a wider
social and economic system (Souvatzi 2007b, 2008); and architecture can also be viewed within a framework of shared
relations, decisions and standards, given the space limits on
the one hand and the precise layout of the overall settlement
plan, on the other. The reason for the absence of shell ring
re-fits between houses may be related to Dalla Riva’s (2003)
point that not all intra-village relations require extensive materialization, since they could have been mediated by faceto-face contact. Moreover, the missing parts of even re-fitted
ring fragments probably betoken relations of enchainment between Dimini and other, inland sites, whose kinship ties were
reinforced through the materiality of re-fitted objects. Such
relations are already attested by other classes of material –for
example by the widespread occurrence, on a regional and interregional level, of painted pottery of Classical Dimini Ware
(Brown-on-Buff, with dense geometrical patterns arranged in
panels) (Hourmouziadis 1978b; Schneider et al. 1994; Washburn 1983), including the site of Makriyalos in Macedonia
(Vlachos 2002: 121, 123-124).
Before examining the biographies of the re-fitted ring fragments, we first turn to a broader study of all of the shell ring
biographies.
Shell ring biographies
The study of shell ring biographies necessarily uses the individual shell ring fragment as unit of analysis. It follows the approach of characterizing the total range of features, both predepositional and post-depositional, with contextual analysis of
these data. There is a total of 14 natural features, five features
indicating manufacture, six features indicating use and only
one feature indicating post-depositional processes (Table 3).
Here we concentrate on the natural features revealed by careful, incremental grinding. The natural features can appear on
a wide variety of parts of the ring fragment, from one to eight
different places, with a preference for three or four places
(Fig. 12). By far the commonest of the natural features are
the basic lines, found on 80% of rings, followed by sculpting
(35%) and pitting (34%) (Fig. 13). All other natural features
except notches, garlands and the color red were revealed on
less than 10% of rings.
The making of the shell rings revealed up to five different natural features on any given ring (Fig. 14). Basic lines had been
revealed on most of the ring fragments with only one feature
(14 out of 19), with complex lines, pitting and sculpting found
occasionally. Each of the four ring fragments with five natu-
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SpondyluS In PrehIstory: new data & aPProaches – contrIbutIons to the archaeology oF shell technologIes
Figure 11. Spatial linkage of re-fitting shell ring fragments, Dimini
150
John c. chaPMan, bIsserka I. gaydarska, evangelIa skaFIda & stella souvatzI – Personhood and the lIFe cycle oF SpondyluS rIngs
feaTure
dImInI
durankulak
Varna
Peaks in Inner Diameter
20 – 40%
50 – 70%
50 – 70%
No. of Natural Features
11
9 – 10
19
No of Feature Pathways
19
20
34
% of Complete rings
1%
46 – 86%
30%
20 – 40%
20 – 30% + 70 – 80%
10 – 30% + 60 – 70%
% rings + inter-context re-fitting
9%
0%
0%
% rings + intra-context re-fitting
11%
9 - 33%
24%
% of rings + burning
64%
2%
0,50%
Peak(s) in Completeness Index
Table 3. Differences between Spondylus ring assemblages at the Dimini settlement and the Durankulak and Varna cemeteries
Figure 12. Number of areas on which natural features occur
ral features showed a different combination of features. This
was typical of the process of revelation, which highlighted
the emphasis upon difference between individual shell rings.
However, a comparison of the popularity of various natural
features at Dimini with those of the Varna and Durankulak
cemeteries (Chapman & Gaydarska 2006) shows that each
region had developed its own preferences within which individual choices were constantly being made (Table 3). We now
turn to the later stages of the shell ring biographies .
Shell ring micro-stratigraphies
The next, and most important, phase in the investigation of
biographical pathways was the establishment of micro-stratigraphies for each shell ring fragment –the sequence of events–
natural and cultural– that changed the lives of the rings. There
are five main events that could have occurred in the life of a
shell ring: the selection of natural features; breaking the ring;
burning; polishing; and “final” events (including wear, stress
cracks and post-depositional deposits). Because of the high
incidence of burning, we have the unusual possibility of se-
quencing these events more precisely, in a way that was not
possible at Varna or Durankulak with shell rings, or even at
Dolnoslav with fired clay figurines. We have found that, far
from being a wholly negative force of destruction, burning of
shell rings can have a pleasing aesthetic effect, highlighting
natural features such as complex lines. The main difficulty has
been in deciding whether and, if so, how the rings have been
polished after burning. Experimental work has not yet succeeded in reproducing the effect of polishing after the burning
of a marine shell.
The distribution of “phases” (the stratigraphic equivalent of an
individual event) in the shell ring micro-stratigraphies ranges
from three to seven, with a predominance of four and five
stages, in comparison to a narrower range for the micro-stratigraphies of the re-fitted ring fragments (3-5, with a predominance of 4 stages) (Fig. 15). Let us consider two examples of
these micro-stratigraphies. In the heavily burnt surface of M.
Inv. No. 331, with its natural notch (Fig. 5), one break was
unburnt (viz., the ring was broken after burning), while the
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SpondyluS In PrehIstory: new data & aPProaches – contrIbutIons to the archaeology oF shell technologIes
Figure 13. Incidence of natural features on shell rings
Figure 14. Number of natural features on shell rings
other break was burnt (viz., it was broken before burning).
Another example is Museum Inv. No. 320.1 (Fig. 6), which
displays different degrees of burning over natural lines and
pitting. There is one unburnt break, while, at the other end, a
flake of shell has been detached after burning. These examples
show that the micro-stratigraphies resemble trench stratigraphies in their establishment of sequence without providing a
time-scale between the events.
Eleven specific micro-stratigraphies have been identified,
each occurring on more than one ring fragment. For the sake
of greater clarity, these sequences have been clustered into
four Groups:
• Group 1: burning after the break(s)
• Group 2: first break – burning – second break
• Group 3: break(s) after the burning
• Group 4: unburnt rings
The distribution of these micro-stratigraphical groups indicates that, of the two-thirds of burnt rings, 39% (or 35) rings
(Groups 2 + 3) have been broken after burning –i.e. more than
all of the unburnt rings. Within this total, 17 rings (18%) have
been broken twice – once before burning and once after (Fig.
5), indicating a complex life history prior to final deposition.
In the unburnt ring group (Group 4), there is one case of a ring
which is broken once before, and once after, the laying down
of brown deposit (e.g. Fig. 4), while, in another example, a
deposit was formed after the break which followed the accumulation of use-wear. This result has two clear implications
–that life “after the break” was quite normal for a reasonably
high proportion of the Dimini shell rings and that burning was
only sometimes the final social act prior to, if not part of, deposition.
One unsatisfactory aspect of the analysis is the grouping under
one Phase (“final”) of the results of three different processes
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A detailed comparison of the micro-stratigraphical groups
of re-fitted pairs indicates that a majority of cases shared the
same micro-stratigraphy (n = 6). However, in four cases, there
were discrepancies (the presence vs. absence of burning on
Re-fit 2; reversal of the order of breakage and burning on Refits 4 and 6; and the reversal of the order of breakage and deposit on Re-fit 8). As at Varna and Durankulak, these findings
suggest the possibility of a different mid-life experience for
these fragments after initial breakage.
InTer-sITe ComparIsons
Figure 15. No. of phases in shell ring micro-stratigraphy
–wear from usage, stress marks from burning or another such
practice, and deposits from post-depositional soil processes.
Several interesting trends emerge with the unpackaging of
these three different elements. The lowest proportion of rings
with wear falls in Group 1, where the last Phase is therefore
generally the burning Phase. Thus, for 21/23 rings in Group
1, burning is the last social act prior to deposition. This result
stands in strong contrast to up to 1/3 of the rings from the
other Groups, on whom use-wear traces appear “stratified”
over the last break (Fig. 15). Thus, in some cases, there are
two phases of life history for rings after they were burnt. This
finding makes it hard to support the deliberate and competitive
destruction of shell ring fragments by burning postulated by
Halstead (1993).
The final analysis concerns the biographical pathways and micro-stratigraphies of the two parts of the ten pairs of re-fitted
shell rings. Each re-fitted pair was compared in terms of negative matches (the mutual absence of a natural feature, a production feature, a usage feature or a post-depositional trace),
positive matches (the co-presence of such a feature) and discrepancies (differences between the two fragments). First,
there was no relationship between the percentage probability
of the fragments re-fitting and the number of discrepancies in
biographical pathway. Secondly, most of the discrepancies related to different natural features, some of which were specific
to particular parts of a shell (n = 20 cases). However, there
were six pairs with discrepancies in use-life (presence vs. absence of burning on Re-fit 2; presence vs. absence of wear
on Re-fit 6; wear on one fragment, with flakes detached from
the other on Re-fits 3, 4 and 7; and flakes detached from one
fragment, with burning on the other on Re-fit 8). Each of these
cases raises the possibility that the fragments went through
different life experiences subsequent to the original breakage.
The three discrepancies related to post-depositional deposits
confirm the different depositional contexts in which two of
the pairs (Re-fits 3 & 5) were found but does not explain the
same depositional context for the two fragments comprising
Re-fit 10.
The biographical and re-fitting studies of the Spondylus shell
rings from the Dimini settlement can be compared and contrasted with the other shell ring assemblages studied in detail
(viz., the Durankulak and Varna cemeteries) and less precise
information from North and Central Greek settlements such
as Sitagroi and Ayia Sofia Magoula. The comparisons generate a rich pattern of variability in which the main differences
are related to the contextual contrasts between settlements and
mortuary arenas Recent AMS dates show chronological overlaps between Dimini, at 4790–4500 Cal BC (see above p. 142)
and the Bulgaria Copper Age cemeteries of Durankulak and
Varna at 4700–4400 Cal BC (Higham et al. 2007; Honch et
al. 2006).
The main differences between the shell ring assemblages at
Dimini, Durankulak and Varna has been summarized above
(Table 3).
In summary, the Dimini shell rings turn out to be substantially smaller than the Durankulak and Varna rings, with regional differences in preferred natural features and natural
feature pathways, despite the numerical overlap. The Dimini
assemblage reveals far fewer complete rings and a very small
proportion of large fragments, with the high proportion of
burnt rings at Dimini further differentiating it from those of
Durankulak and Varna. But perhaps the most striking difference is the relatively large number of physically matching and
high-probability re-fits of pairs of ring fragments linking various settlement contexts at Dimini, in contrast with the absence
of re-fitted rings between graves in either cemetery. The principal practice of re-fitting of mortuary fragments was within
graves, while relatively few re-fits were made within houses
or open areas at Dimini. What do these differences mean?
The key difference is that, while Varna and Durankulak were
centers of spectacular mortuary consumption, Dimini and Sitagroi III were shell ring production sites as well as being places of consumption. There is an evident contrast in shell ring
size between shell ring-making sites near the Aegean coast,
where a full range of shell rings would have been made but
only smaller rings were deposited, and inland Central Greek
or Black Sea shell ring-importing groups, who exchanged
valuables for the larger rings (or ring fragments?) so vital to
their social reproduction in settlement or mortuary rituals.
The mean interior diameter of ‘production sites’ is generally
small: 35mm at Sitagroi (Shackleton 2003: 363), with larger
diameters in Phase III (Nikolaidou 2003: 339-340); 35mm at
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SpondyluS In PrehIstory: new data & aPProaches – contrIbutIons to the archaeology oF shell technologIes
Dikili Tash (Karali-Yannakopoulou 1992: 163); 45-50mm at
Dimitra (Karali-Yannakopoulou 1997: 209); and 50mm at
Makriyalos (Pappa & Veropoulidou, this volume). However,
the importing groups were concerned not only with ring size
but also with the quality and diversity of natural features that
had been revealed through grinding and polishing. While the
Durankulak and Varna communities showed preferences for
rings with certain natural features although, interestingly,
rings with no additional features beyond their natural color
and brilliance were also popular, rings with basic lines, pitting and sculpture, singly or in combination, were preferred
for deposition at Dimini. At every site, there are parallels between the natural Spondylus features selected and motifs on
decorated pottery. Bearing in mind the different raw materials
in question, it is very tempting to examine in the future the
parallels between the natural Spondylus features selected and
features on decorated pottery (i.e. the red appearance of some
Spondylus rings (Chapman & Gaydarska 2006: Pls. 38 & 42)
and the use of red crusted decoration on pottery), bearing in
mind that close parallels could also be traced between decorated pottery motifs and figurines as well as spindle whorls
(Souvatzi & Skafida 2003: 433).
The importance of complete shell rings in the mortuary assemblages is itself very variable. We suggest that two competing
practices were in tension –the custom of integrating the totality of relations embodied in the object deposited in the mortuary domain and the practice of emphasising the partible nature
of the relationship between the newly-dead and the living by
keeping ring fragments in separate contexts. The meaning of
these patterns for Dimini is threefold: the low significance of
integrated biographical relations as shown by the single complete ring; the greater importance of materialized intra-site relations, as shown by the re-fitting shell ring fragments; and the
greater significance of enchained relations between residents
and others living away from the site, as embodied in the high
proportion of orphan shell fragments. This last point may be
noted at Sitagroi (2% complete shell rings: Nikolaidou 2003:
337) and Ayia Sofia magoula (0/12 rings complete: Tsuneki
1987). This interpretation is further supported by the low completeness index of the vast majority of the Dimini shell rings.
The recurrence of ring fragments measuring approximately
1/3rd of the ring circumference suggests that rings were perhaps being regularly divided into three parts at or near Dimini,
as a means of systematizing enchained relations between three
people or between three categories of person.
The identification of inter-context re-fits in the Dimini shell
ring assemblage demonstrated that it was the mortuary context
that was responsible for the absence of ring re-fits at Varna
and Durankulak rather than the shell material itself. Although
it seems that day-to-day interactions would also have reduced
the need for materialization of inter-household relations at
Dimini, the existence of inter-context re-fits suggests either
that children, or other mechanisms, moved ring fragments between spaces or that a more structured practice linked spaces
and their habitual occupants. The latter is more likely in view
of the social, ritual and possible cosmological significance of
the shell rings. Such fragment dispersion could have occurred
in the course of the often lengthy use-lives of the shell rings,
which show several stages of change after the selection of the
final form of the natural features. Thus, after the breakage of
one shell ring, the fragments were taken into different households and each used in different ceremonies, leading to different biographies that took the ring fragments into different final
places of deposition. At Dimini, such ceremonies were much
more frequently linked to burning than in the Black Sea cemeteries – burning that sometimes resulted in the enhancement
of the surface patterns in black as a symbolic reversal of the
Spondylus’ normal color. There is also the possibility that the
shell rings were burnt in the course of cremation practices, as
attested in the Thessalian Late Neolithic at Soufli magoula and
Platia Zarkou magoula (Gallis 1996). The possibility that the
Dimini shell rings were presencing a mortuary ritual involving the deaths of important members of the community brings
the Dimini rings contextually closer to those from the Black
Sea zone.
A contrasting intra-site pattern to the burnt shell rings is found
in the distribution at Dimini of anthropomorphic figurines,
only 13% of which are burnt. This suggests that a rather low
percentage of figurines was used in ceremonies that involved
secondary burning. While most of the figurines with secondary burning were deposited in burnt contexts, the high proportion of figurines without secondary burning found in burnt
contexts suggests that these images had been placed after the
fire had died down, as part of rituals of commemoration and
closure (perhaps as with unburnt Spondylus rings in House N).
Although there is only one figurine with secondary burning in
an unburnt context, it is still a sign that figurines were used
in rituals involving fire well before their eventual deposition
(Skafida, in prep.).
What do these findings mean for the creation of personhood
at Dimini? In the first place, the unequivocal evidence for deliberate ring fragmentation at Dimini –whether the re-fitting
data with different uses of the re-matched parts or the microstratigraphic evidence for use of fragments “after the break”–
means that there are enchained processes linking those who
broke and divided the rings, exchanged or kept the parts. The
logic of fragment enchainment is that the creation of personal
identity was linked to relations with other persons mediated
by object fragments, each of which itself embodied a chain
of relationships stretching back to the beginning of its object
biography.
Secondly, we can glimpse a lifelong process of individualization of persons and shell rings which is particularly appropriate to the Dimini shell rings in view of their long and complex
biographies. The partible relations of those owning/using shell
rings stretch back to the shell-divers who retrieved the shells
and brought them back from such dangerous zones. They
continued through the skill of the shell ring makers whose
selection of techniques and mastery of revelation brought
forth the natural features that were so attractive and so different in each shell ring. For inland settlers and those living on
the Black Sea coast, these relations were further enhanced by
the long-distance specialists whose status, in turn, depended
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upon the completion of trips from home and hearth to remote
and dangerous areas and to communities speaking a different language. Each person had their own biographical fame
to offer an enchained relationship materialized through the
Spondylus shell ring. Just as every contribution was different,
so the physical form and characteristics of each ring was different –depending on its color, size, natural features and those
features accreted during the life of the ring, forming a basis
for differentiation of the histories that were recounted of each
shell ring. This suggests that Nancy Munn’s (1986) verdict on
the kula trade –that the fame of each person was inextricably
linked to the fame of each shell– can be extended to fragmented objects –the fame of fragments of shell rings were linked
to the fame of the related fractal persons. Phrased in another
way, there were links between the physical features of the ring
(e.g. its breaks) and the partible relations represented by its
biography (i.e. all those inter-related persons connected with
its making, using and breaking).
Thirdly, the existence of more and less important inter-personal relations within the village or the household would have
determined the strength of specific enchained relations. Clearly, the inhabitants of House N played a key role in enchained
relations based upon Spondylus ring distribution, since this
was where many, if by no means all, of the shell rings were
produced. Each of the “producer” households had already
developed extensive enchained relations to the shells’ source
areas of rocky beaches, as well as to the divers and collectors
if members of the households did not possess diving skills.
The absence of shell ring re-fits between households may be
explained by the similarity of enchained relations that each
household established at an early stage of the shell ring biography. These inter-personal links, mediated by the shells,
would have been consolidated into deeply personal embodiments of the production skills of the household shell ring makers, whose identities were forever linked to the newly created
shell rings. The burning of the complete rings in some household or collective ritual led to the accretion of further layers
of identity on the ring surface, enchaining those participating
in the ritual. The deliberate breaking of the shell rings led to
the dispersion of the maker’s identity across the social space
of the village, if not further. Further burning of already broken
rings, not to mention post-fracture wear, established visual relations denoting further social action. Villagers in the ‘production sites’ would have been enchained to those fragments used
for exchange with inland Thessaly and the southern Balkans,
as well as to those long-distance specialists from their own village who used the shell ring fragments to procure through barter other exotic objects for their home village (Helms 1993).
This was why the villagers would have maintained a special
interest in the fate of those specialists as much as the fate of the
shell ring fragments themselves. At each stage of the shell ring
biography, the visual signals of not only technical processes
but also social practices linking a ring to different persons was
sedimented on the surface of the shell ring. The multiplicity
of these links is confirmation that shell ring biographies were
an important constituent of fractal personhood –the creation of
dividual persons through links with other persons.
ConClusIons
Our analysis of the biographical data suggests that the Spondylus shell ring assemblage from Dimini is highly fragmented,
variably burnt, not very worn and with many ring fragments
having a long and complex life-history. The size of the shell
rings, as measured by the inner diameter, indicates that a very
small percentage of the rings, when complete, could ever have
been worn by even the smallest child. The Dimini ring size
is far smaller than that of the mortuary assemblages at Durankulak and Varna I, North East Bulgaria. The Completeness
Index of the Dimini assemblage lacks the moderate frequencies of 50-80%-complete examples that characterize the two
Bulgarian assemblages; most of the Dimini shells are less than
40% complete and only one example is 100% complete, in
comparison with 30% of the Varna cemetery rings being deposited whole.
The re-fitting exercise proved stimulating and not a little
problematic. Of the 96 fragments studied, only one physical
match of two fragments was found. However, the probabilities
of two fragments belonging to the same ring was estimated
based on criteria such as (1) color; (2) inner diameter; (3) special characteristics; (4) polish and (5) width. On this basis, a
further nine pairs of ring fragments were judged to have probabilities of between 50% and 90% of belonging to the same
ring. Accepting these probabilities, we have a high percentage
of re-fits, amounting to 21% in comparison to the re-fitting
percentages for any of the Bulgarian figurine assemblages that
we have studied. This suggests an answer to one of our primary research questions: was it the context of the shell rings
that was important for re-fitting or its material? Clearly, the
domestic context rather than the mortuary context is the vital
issue at stake here, not the material from which the objects
were made.
Of the ten potential re-fits, three were made between ring
fragments deriving from different contexts (one from a house
to an Area, the others between two Areas), four were from the
same context and three had one or both contexts unrecorded.
The distances involved between contexts ranged from 100m
to 370m, across two or three separate Areas. Given the
significance of the material, there is a low probability that
such fragment dispersal could have happened by chance and
the contexts involved do not include material in secondary
deposition. Our preliminary conclusion is therefore that
Spondylus shell rings were deliberately fragmented some
time during their lifetime and the separate fragments were
deposited in different places by persons whose social relations
were underpinned by enchainment mediated by shell ring
fragments.
Initial examination of the details of the life histories of the
shell rings indicates very variable biographies. One example
is the extent of burning, whose traces on the rings ranged from
none to strong. There appears to be no burnt shell ring fragments in any open area but Area R. In this context, and in
House N –both with larger frequencies of shell rings than elsewhere– each class of burning is found, suggesting that this is
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SpondyluS In PrehIstory: new data & aPProaches – contrIbutIons to the archaeology oF shell technologIes
not a pattern produced by deliberate house or area burning but
rather a deliberate selection of a wide range of colors and surface features for deposition. In several cases, signs of activity
since the break and since burning show long life-histories of
certain rings. The variability of micro-stratigraphies involving
burning combines with the contextual discrepancies between
the deposition of unburnt rings in burnt contexts and vice
versa (and also figurines!) to indicate that the use of fire was
a carefully controlled method of transformation that was not
indiscriminately applied to all objects but to certain shell ring
fragments and figurines at specific stages of their biography.
How do our results contribute to the debate over the Dimini
Spondylus shell rings? Our study has not changed Tsuneki’s
conclusion that all stages of the chaîne opératoire of ring
making were present in several locales at Dimini, which was
therefore a production site. What we can say, however, is that
his insight that the rings were broken as a result of production
mishaps is essentially impossible to sustain. There are numerous examples of a complex life history in ring fragments that
do not support the Tsuneki hypothesis. Equally, our findings
do not support Paul Halstead’s hypothesis of the deliberate
destruction of shell rings by burning as part of inter-household
competition, since many ring fragments show signs of life after burning. The possible extension to the Halstead hypothesis
of the further use of burnt and broken shell rings by successful
households after the potlatch ceremony does not fit well with
enchainment theory, insofar as the enchained relations mediated by the ring fragments embodied relations of solidarity
rather than competition. The concentration of shell rings at
Dimini that suggested an élite settlement to Kyparissi-Apostolika is still valid. Enchained exchange of shell rings inland or
North to the Balkans was one way of sustaining élite relations,
either through long-distance movement of special individuals
or through a series of local enchained, inter-community exchanges of the kind well documented for both exotic obsidian
and local chocolate flint in Neolithic Thessaly (Karimali, in
press). But, at a more fundamental social level, the fragmentation of shell rings at Dimini shows that partible relations using
parts of objects may have been basic social practices for many
people in Late Neolithic Greek society. Each person was created through a series of relationships with every other person
whom s/he encountered. This permeable kind of personhood
is well known from recent Melanesian societies who, by contrast, use complete objects in sequential exchange to validate
their enchained relations. What is different about prehistoric
communities in the Balkans and, now, through this study, in
Greece is the way that parts of objects were just as frequently
used at the same time as complete objects to sustain and enhance their enchained relationships. There can be no better
example of this principle of fractal personhood than the Spondylus shell ring assemblage from Late Neolithic Dimini.
AcknowledgementS
We have many debts of gratitude to repay for the production
of this article: to the most recent excavator of Neolithic Dimini, Professor Hourmouziadis, for permission to study the shell
ring collection; to the then Director of the Volos Ephorate,
Vasiliki Adrymi-Sismani, for her kindness in providing such
good working conditions and open access to the shell rings; to
Kostas Kotsakis for both his interfacing and his ideas; to Nina
Kyparissi-Apostolika for her enthusiasm in studying the Dimini site; Maria Tsigara, Evangelia Stamelou and the staff at
Volos Museum for their many kindnesses; to Katerina Skourtopoulou, Evangelia Karimali and George Toufexis for sharing their stimulating unpublished papers with us; to Martina
Dalla Riva for sharing her unpublished Masters dissertation
with us; to the British School at Athens for the award of a
Catling Bursary and their offer to publish in their journal; to
Paul Halstead and the Editor of Antiquity, for permission to
reproduce our Fig. 2; and, finally, to Durham University for
granting one of the authors (JCC) research leave and the time
to write part of this article. We are also grateful to four reviewers of an earlier draft of the article for their forceful criticisms
of our arguments, which have challenged us to strengthen our
arguments and make what for us is a more convincing case for
deliberate fragmentation of shell rings at Late Neolithic Dimini. Finally, we would like to thank the editors most warmly
for their helpful comments and their stimulation to clarify the
social commentary of this chapter.
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