Wetlands Ecol Manage
https://doi.org/10.1007/s11273-019-09676-1
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ORIGINAL PAPER
Effects of soil flooding, sunlight and herbivory on seedlings
of Annona glabra and Pachira aquatica in a tropical swamp
Dulce Infante-Mata . Patricia Moreno-Casasola . Teresa Valverde .
Susana Maza-Villalobos
Received: 3 October 2018 / Accepted: 20 June 2019
Ó Springer Nature B.V. 2019
D. Infante-Mata P. Moreno-Casasola
Instituto de Ecologı́a A. C, P.O. Box 63, 91000 Xalapa,
Veracruz, México
results showed that the survival of both species was
high and was not affected by soil flooding, sunlight
and herbivory. However, these factors affected plant
growth rates. In general, the highest growth rates were
observed in the treatment with high sunlight, mesic
soil and herbivore exclusion. Both species displayed
higher leaf biomass allocation under closed than under
no canopy. Furthermore, under closed canopy conditions both species produced relatively more slender
and taller stems, which may allow them to intercept
light more efficiently. Also, both species showed low
belowground biomass allocation in flooded soils,
probably as a consequence of a high anoxic condition.
Our results confirmed that soil flooding, sunlight and
herbivory are important factors that influence the
growth patterns of A. glabra and P. aquatica
seedlings, but they do not affect seedling survival.
This information may help resource managers to
identify high-quality sites that deserve to be protected.
Also, the knowledge on species responses to different
environmental conditions may be useful in restoration
programs for tropical swamp forests.
T. Valverde
Departamento de Ecologı́a y Recursos Naturales, Facultad
de Ciencias, Universidad Nacional Autónoma de México.
Ciudad Universitaria, 04510 Ciudad de México, México
Keywords Biomass allocation Morphological
traits Plant functional traits Relative growth rate
Seedling survival Tropical wetland
Abstract Wetland seedlings, in addition to dealing
with the effects of flooding, must gain access to
sunlight and avoid herbivore damage in order to
establish. Understanding the effects of environmental
factors on seedling growth and how plants modify
their functional traits in response to them, is a
challenge of wetland ecology. We evaluated the
effects of different conditions of soil flooding (flooded
and mesic), sunlight (closed and no canopy) and
herbivory (presence and absence) on the survival,
growth, and morphological traits of Annona glabra
and Pachira aquatica seedlings, two dominant woody
species of Neotropical swamps. We had eight experimental treatments with five replicates each. Our
D. Infante-Mata
El Colegio de la Frontera Sur, Unidad Tapachula,
Carretera a Antiguo Aeropuerto km 2.5, 30700 Tapachula,
Chiapas, México
S. Maza-Villalobos (&)
CONACYT - El Colegio de la Frontera Sur, Unidad
Tapachula, Carretera a Antiguo Aeropuerto km 2.5,
30700 Tapachula, Chiapas, México
e-mail: smazavm@gmail.com
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Wetlands Ecol Manage
Introduction
Only those individuals that possess traits that allow
them to adapt to the filters imposed by the environment
may survive and grow in it (Diamond 1975). These
environmental filters vary among different ecosystems. The allocation of photosynthetic carbohydrates
is an important determinant in the survival and growth
of plants exposed to environmental stress (Poorter and
Nagel 2000; Sultan 2000). In wetlands, flooding is the
main environmental constraint for plant establishment
(Keddy 2000). Flooding creates a hypoxic or anoxic
soil environment (Pezeshki 1994; Kozlowski 1997),
and some plant species have undergone adaptations
that enable them to establish under these extreme
conditions (Tiner 2016). Among these adaptations is
the development of large root systems, which improve
oxygen diffusion from aerated to belowground plant
parts (De Oliveira and Joly 2010). Plant growth
changes with resource availability, and biomass
allocation to above or below ground surface, is
determined by resource availability (Grime 2007);
therefore, in flooded environments where oxygen is
limited, one may expect a higher biomass allocation to
roots than to leaf tissue (Kotowski et al. 2010). The
availability of sunlight in wetlands also plays an
important role for plant survival and growth, probably
similar to what happens in tropical rain forests (Keddy
2000). Plants in a shaded environment (e.g., under a
closed canopy) tend to have a larger leaf area, higher
shoot:root ratio and/or higher height:diameter ratio
(i.e. slender stems) than those in a sunny environment
(e.g., no canopy), which allows them to reach the
upper canopy and capture sunlight (Poorter and Nagel
2000; Kotowski et al. 2010).
Another factor that has been reported to affect plant
growth and survival in wetlands is herbivory. There is
evidence that some wetland plants are highly palatable to herbivores, thus herbivory may cause high
levels of mortality among seedlings and juveniles
(Barton and Hanley 2013). In general, the herbivory
carried out by invertebrates (i.e. insects) can be
substantial, and the most frequent damage is foliage
consumption (Batzer et al. 2007). The loss of foliar
biomass represents a reduction in photosynthetic area,
which may reduce growth and survival (Costa et al.
2017; Canelo et al. 2018). In natural conditions the
different environmental factors operate simultaneously and may act synergistically on plant survival and
123
growth (Lucas et al. 2013; Gattringer et al. 2018).
Knowledge about biomass distribution among leaf,
stem, and root tissue is crucial in the assessment of
plant responses to environmental stressors (Poorter
and Nagel 2000, Niinemets 2010a).
Many tropical swamps are periodically flooded
(Keddy 2000; Infante 2011), thus there are alternating
episodes with mesic and flooded soils that strongly
influence plant establishment (Lucas et al. 2013). In
seasonally humid climates, mesic and flooded soils
occur during the dry and rainy season, respectively.
During the rainy season plants grow actively and the
canopy closes causing a reduction in sunlight availability at the understory level. However, during the dry
season the canopy opens and sunlight availability at
the understory level increases (Infante 2004). Also in
the rainy season, when the soil is flooded and the
canopy is closed, some herbivores are abundant
(Tsindi et al. 2016; Wantzen et al. 2016).
During the floods it is expected that larger plants
will show higher survival probabilities. Variation in
certain morphological traits, especially those concerned with absorptive surfaces linked with the
acquisition of oxygen and solar radiation, may be
crucial in determining their access to these limited
resources (Sultan 2000; Grime 2007). Contrastingly,
during the dry season when the soils are mesic, the
sunlight increases, and herbivores are less abundant
(Tsindi et al. 2016; Wantzen et al. 2016); under these
conditions it is expected that seedlings will display a
higher survival probability, higher growth rates, and
a reallocation to their absorptive surface in response
to varying resource availability (Sultan 2000; Grime
2007).
Considering these seasonal changes in tropical
swamps and the potential effect of herbivory on the
survival and growth of seedlings and juveniles, we
studied the effects of soil flooding, sunlight availability and herbivory on the survival, growth and
morphological traits of seedlings of two dominant
tropical swamp tree species widely distributed in
Mexico: Annona glabra and Pachira aquatica. Tropical swamps dominated by A. glabra, P. aquatica and/
or Pterocarpus officinalis are amongst the most
common in the Americas (Moreno-Casasola et al.
2012a). However, the area covered by these tropical
forested wetlands has been greatly reduced due to land
use change to grasslands for cattle ranching (MorenoCasasola et al. 2012b).
Wetlands Ecol Manage
The objectives of our study were: (i) to evaluate the
effects of soil flooding, sunlight availability and
herbivory on the survival and early growth of A.
glabra and P. aquatica seedlings; and (ii) to assess
how plant morphological traits respond to different
levels of these environmental factors. For the first
objective, our hypothesis was that both species would
have a higher survival, absolute growth rate (AGR),
and relative growth rate (RGR) in an environment with
mesic soil, no canopy and when herbivores were
excluded, rather than in conditions of flooded soil,
closed canopy and in the presence of herbivores. For
the second objective, we considered sets of related
traits and their possible explanatory factors to establish the following hypotheses. As a response to low
sunlight availability and in the absence of herbivores,
we expected higher values of leaf area ratio (LAR),
leaf weight ratio (LWR), and specific leaf area (SLA),
compared to conditions of no canopy and herbivory.
Under sunlight limitation we expected plants to
exhibit higher height:diameter ratio than in no canopy
conditions, which would allow them to steadily reach
the upper canopy and gain access to direct sunlight.
Finally, as a consequence of oxygen limitation, we
expected higher root biomass allocation and higher
root:shoot ratio in flooded than in mesic soil, which
would increase the oxygen absorptive area and
counteract the oxygen deficit.
Methods
Study area
This study was carried out in a lowland tropical swamp
forest that covers * 2 ha (Castillo-Campos and Medina 2002) surrounding an interdune lake locally called
La Laguneta, close to the La Mancha lagoon in
Veracruz, Mexico (19°350 4500 N and 96°230 0500 W),
which is part of Ramsar site 1336. The annual rainfall
at this area is 1300 mm, 80% of which falls from June
to September, and mean annual temperature is 25 °C
(Gómez-Pompa et al. 1972). Given the highly seasonal
rainfall pattern, two marked seasons are distinguished
in this tropical swamp: the dry season spans from
February to late June, and the rainy season goes from
July to January. During the dry season the depth of the
water table is - 20 to - 30 cm, and soil redox
potential values (Eh) reach 443 ± 19 mV (indicating
the presence of oxygen; López and Tolome 2009;
Pezeshki and DeLaune 2012), while during the rainy
season the water level fluctuates between 20 and
60 cm, and soil Eh is 92.3 ± 5.2 mV, indicating a
total lack of oxygen (Infante and Moreno-Casasola
2005).
The tropical swamp forest at our study site has two
strata, i.e. trees and shrubs. The main tree species are
Acrocomia aculeata, A. glabra, Attalea butyraceae,
Diospyros digyna, Ficus insipida, Ginoria nudiflora,
Inga vera, and P. aquatica. The tree layer is approximately 12 m in height and A. glabra is the most
abundant species. Among the shrub species are Acacia
riparia, Bravaisia integerrima, Caesalpinia pulcherrima, Cestrum scandens, and Piper auritum. There is
also a sparse herbaceous layer dominated by Crinum
erubescens, Justicia spicigera, and Pistia stratiotes
(Castillo-Campos and Medina 2002).
Study species
Annona glabra (Annonaceae; also known as pond
apple) is a shrub or tree that may reach up to 15 m in
height. It produces roundish yellow-green fruits,
apple-shaped, up to 15 cm long and 9 cm wide. The
seed coat is hard and impermeable, germination is
epigeal and cotyledons break the seed cover to emerge
above the ground. It is found in tropical swamps,
mangroves and along river edges (Orozco and Lot
1976; Novelo 1978; Rico-Gray 1982; Lot and Novelo
1990) mainly in Florida (USA), Mexico, the Caribbean islands and Central America, as well as tropical
Africa, Asia, and Australia. It has been reported as an
invasive species in Australia (Agriculture and
Resource Management Council of Australia and
New Zealand, Australian and New Zealand Environment and Conservation Council and Forestry Ministers 2001). Its occurrence on well and poorly drained
soils suggests that this species has a broad tolerance to
different levels of flooding. A. glabra germinates
extensively under parent plants, but after the floods
seedlings are rare; this species does not form conspicuous seedling banks.
Pachira aquatica (Malvaceae; money tree or
Guiana chestnut) is a tree native to Central and South
America that reaches up to 18 m in height. It has
palmate leaves and a soft greenish cortex. Flowers
bare long yellow petals and anthers are hair-like,
yellow to orange in color. Seeds are crypto-viviparous,
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Wetlands Ecol Manage
and exhibit hypogeal germination in which the
hypocotyl-radicle, which has a well-developed terminal bud, is completely covered by the cotyledons
(Infante-Mata et al. 2014). This species has a more
limited distribution than A. glabra; it is found in
tropical areas that are subject to frequent flooding (Lot
and Novelo 1990; Lot 1991; Infante 2004), sometimes
mixed with mangroves with freshwater influence
(Menéndez 1976). In Mexico it is more abundant than
A. glabra (P. Moreno-Casasola, personal observation).
In contrast to A. glabra, P. aquatica forms persistent
seedling and juvenile banks (i.e. seedlings and juveniles in the understory level that endure over relatively
long periods of time) under parent plants and close to
waterways; even though their leaves may show
considerable herbivore damage, these seedling banks
persist.
Seed germination and seedling growth
Seeds of both species were collected at the study site
on July 2002, and germinated to produce seedlings (for
more details see Infante and Moreno-Casasola 2005).
These seedlings were kept in a greenhouse for 5 to
6 months, the time required for them to develop leaves
and to be able to withstand physical damage during the
subsequent transplant (see below). The A. glabra
seedlings had a mean initial height of
20.95 ± 0.31 cm (all data presented as mean ± standard error) (n = 80) before the initiation of the field
experiment, while initial P. aquatica seedling height
was 58 ± 0.25 cm (n = 80). Just before the start of the
field experiment, ten seedlings per species were
randomly harvested to obtain initial plant dry biomass
(i.e. mean total dry weight per plant; A. glabra:
0.59 ± 0.05 g, and P. aquatica: 7.19 ± 0.70 g) and
leaf dry biomass (i.e. mean dry weight of leaves; A.
glabra:
0.25 ± 0.02 g,
and
P.
aquatica:
1.16 ± 0.22 g), which would be used to calculate
growth rates and SLA, respectively (see below). The
in situ growth experiments described below started in
January 2003.
Experimental design
Seedlings were transplanted to pots (25 cm in diameter 9 30 cm in height), putting two seedlings of the
same species per pot and using wetland soil from the
site. The seedlings were planted such that the root
123
collar was situated * 20 cm below the pot rim.
Because seedling stems were thin at the time of
transplanting (A. glabra: 3.19 ± 1.7 mm; n = 80, and
P. aquatica: 8.42 ± 0.15 mm; n = 80), the level of
burial into the soil (* 10 cm) of the whole root
system was sufficient to keep the seedlings in a vertical
position.
For each species a factorial experimental design
was used which included three experimental factors,
with two levels each: (1) soil flooding (flooded vs.
mesic), (2) sunlight (closed vs. no canopy), and (3)
herbivory (presence/no exclusion vs. absence/exclusion). Herbivory exclusion treatments targeted both
vertebrates and invertebrates species. The combination of these factors and levels resulted in a total of
eight treatments per species (1. Flooded–closed
canopy–herbivore presence; 2. Flooded–closed
canopy–herbivore absence; 3. Flooded–no canopy–
herbivore presence; 4. Flooded–no canopy–herbivore
absence; 5. Mesic–closed canopy–herbivore presence;
6. Mesic–closed canopy–herbivore absence; 7. Mesic–
no canopy–herbivore presence; 8. Mesic–no canopy–
herbivore absence). Each treatment had five replicates
(i.e. pots). Thus, for each species there were 40 pots
and 80 seedlings. These were established in situ at La
Laguneta interdune lake in two plots (50 9 20 m).
Because La Laguneta spans both forest and open areas
(i.e. no canopy), one plot was situated under closed
canopy and another one in no canopy conditions. La
Laguneta has a water depth that varies from 1 to 2 m,
in the dry and rainy season, respectively (Vázquez and
Legaria-Moreno 2006).
For the flooded soil treatment, in each plot 20 pots
were completely submerged in the water (35 cm from
the pot base to the water surface). To maintain the
flooding treatments (i.e. the root collar situated * 25 cm below the water), pots were placed
on wooden platforms that were fixed to structures
made of PVC pipes (5 cm in diameter) secured with
wire. The height of the platforms was adjusted as the
water level changed naturally with the yearly cycle.
For the mesic soil treatment, in each plot 20 pots were
placed on the edges of the lake, submerging only the
first 5 cm of the pot base (for more details see Infante
2004). The soil redox potential (Eh) was measured in
March, following the method proposed by López and
Tolome (2009). The soil redox potential in the flooded
treatment was - 40.93 ± 22.16 mV (n = 6 pots) and
in the mesic soil treatment it was 147.87 ± 24.41 mV
Wetlands Ecol Manage
(n = 8 pots). For these measurements, pots were
systematically selected in order to span the spatial
heterogeneity; the number of pots selected in each plot
was equally distributed among study species.
With respect to the sunlight treatments, two
sunlight levels were used which corresponded to the
two established plots (see above): one under closed
canopy forest composed mainly of A. glabra trees (i.e.
shaded condition) and the other under no canopy (i.e.
direct sunlight condition). Solar radiation was measured in five randomly selected subplots within each
plot on the same clear day in March 2003, from 11:00
to 14:00 h, using sensors LICOR-LI 190SA connected
to a Data Logger (LICOR-1000). Mean solar radiation
in the closed canopy plot was 75.6 ± 9.88 lmol
seg-1m2 (n = 5); and in the no canopy plot it was
840.3 ± 87.56 lmol seg-1m2 (n = 5). Within each
plot, 40 experimental pots were randomly allocated to
the different flooding (n = 20) and herbivory (n = 20)
treatments.
The herbivore exclusion treatment consisted in
protecting the seedlings with a mosquito mesh
attached to the pots (150 cm in height, 30 cm in
diameter, 1 mm pore size). The mesh was supported
by thin metal rods to prevent it from interfering with
seedling growth. The mesh pore size excluded vertebrate and invertebrate herbivores. Seedlings lacking
protection by the mosquito mesh were exposed to
herbivory.
To evaluate the effects of flooding, sunlight, and
herbivory on survival and growth, seedlings were left
to develop and grow under the different treatments for
4 months (from January to April 2003: dry season
months). Growth variables were derived from plant
measures obtained twice: once at planting (January
2003) and once at the final harvest. For each surviving
plant we registered its height (from the soil level to the
uppermost meristem), and stem diameter (at the soil
level). In April 2003 all surviving seedlings were
harvested to obtain the growth rates and the morphological traits described in Table 1. Immediately after
harvesting, seedlings were separated in their different
components (i.e. roots, stems and leaves). Total leaf
area per seedling was obtained (LI-COR leaf-area
meter 3100). Seedlings were oven-dried at 80 °C for
48 h (Imperial V800) and separate components were
weighed (OHAUS scale CT200).
Seedling survival per species and treatment was
simply the number of surviving plants after the
4 month study period (120 days). For each seedling
the absolute growth rate [AGR = (final dry biomass–
initial dry biomass)/(120 days)], and the relative
growth rate [RGR = (ln final dry biomass–ln initial
dry biomass)/(120 days)] were calculated. In these
cases, the initial dry biomass was the average dry
weight of the ten seedlings harvested per species at the
beginning of the experiment. The value of each
response variable (number of survivors, AGR, RGR,
root biomass, root:shoot ratio, height:diameter ratio,
LAR, LWR, and SLA) was the mean of the two plants
per pot.
Data analysis
For the first objective, we used a complete Generalized
Linear Model (GLM) to evaluate the effect of the three
independent variables (soil flooding, sunlight, and
herbivory) and their interactions, on survival (Poisson
distribution, log link function). A Multivariate Analysis of Variance (MANOVA) was carried out to test
the effect of the experimental factors on the dependent
variables. To evaluate the effect of the three experimental factors on AGR and RGR, we created a
multivariate response variable by binding together the
two relevant dependent variable (AGR, RGR) and
applied the MANOVA to it.
For the second objective, to assess the effect of the
environment on the morphological plant traits of the
studied species, we evaluated how the latter responded
to the experimental factors as follows: (a) we used a
two-way MANOVA to assess the effects of sunlight
and herbivory on a multivariate response variable
compounded by the three foliar dependent variables
(LAR, LWR, SLA); (b) we carried out a Student t test
to evaluate the effect of sunlight on the height:diameter ratio; (c) we applied an one-way MANOVA to
evaluate the effect of soil flooding on a multivariate
response variable compounded by root biomass and
root:shoot ratio.
For the multifactorial and two-way MANOVA, we
calculated the type-III or type-II sum of squares when
the interactions between factors were or were not
statistically significant, respectively. The statistic used
in the MANOVAs was the Pillai’s trace test. We
calculated Eta-squared to estimate the proportion of
the variance explained by the different experimental
factors. When the response variables did not fit a
normal distribution, they were transformed. All
123
Wetlands Ecol Manage
Table 1 Description of the
response variables
evaluated along with their
abbreviations and units of
measurement
Variable
Survival
Number of seedlings surviving
Root biomass
Root dry biomass (g)
Root:shoot ratio
Root dry biomass/shoot dry biomass
Height:diameter ratio
Plant height/stem diameter
Leaf area ratio (LAR)
Leaf area/shoot dry biomass (cm2 g-1)
Leaf weight ratio (LWR)
Leaf dry biomass/shoot dry biomass (g g-1)
Specific leaf area (SLA)
Leaf area/leaf dry biomass (cm2 g-1)
statistical analyses were conducted with R 3.4.3
software, and the significance level for all statistical
analysis was p B 0.05.
Results
The survival of A. glabra and P. aquatica over a
4 month experiment was high (100 and 99%, respectively). The environmental factors (flooding, sunlight,
and herbivory) and the interaction between them did
not have a significant effect on the number of survivors
for A. glabra (v2 = 0.000, d.f. = 1, p = 1) or P. aquatica (v2 = 0.013, d.f. = 1, p = 0.91).
The MANOVA model showed that flooding (Pillai1 = 0.35, F2 = 8.04, p = 0.001), sunlight (Pillai1= 0.65,
F2 = 27.27,
p = 2.1e-7),
herbivory
(Pillai1 = 0.39, F2 = 9.62, p = 0.0006), and the interaction flooding 9 sunlight (Pillai1 = 0.26, F2 = 5.2,
p = 0.01) had significant effects on the growth (AGR
and RGR) of A. glabra. The growth rates of A. glabra
were higher in an environment with no canopy and
mesic soil (Fig. 1a). For P. aquatica, the growth rates
were also affected by sunlight (Pillai1 = 0.65,
F2 = 28.94, p = 8.1e-8), herbivory (Pillai1 = 0.80,
F2 = 62.4, p = 1.35e-11), and the interaction flooding 9 sunlight (Pillai1 = 0.32, F2 = 7.31, p = 0.002).
The highest growth rates for P. aquatica were in an
environment with no canopy and herbivore exclusion
regardless of flooding condition. However, the growth
rates of P. aquatica were influenced by flooding only
under no canopy but not under closed canopy. In sites
with no canopy, the growth of P. aquatica was higher
in mesic than in flooded soils (Fig. 1b). For both A.
glabra and P. aquatica, the growth rates were higher
in the herbivore exclusion treatment, regardless of
sunlight level and flooding (Fig. 1).
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Description
Sunlight, herbivory, and the interactions flooding 9 herbivory and flooding 9 sunlight 9 herbivory had significant effects on the foliar traits
(LAR, LWR, and SLA) of A. glabra (Table 2a). In
general, the foliar trait values for A. glabra were
higher in environments with mesic soil, closed
canopy, and herbivore exclusion, so their leaves were
broader and thinner under these conditions (Fig. 2a).
For P. aquatica, all foliar traits displayed higher
values in closed canopy regardless of herbivory and
flooding. Under the herbivore exclusion treatments,
regardless of canopy and flooding, the foliar traits of P.
aquatica were higher than when herbivores where not
excluded (Table 2b; Fig. 2b).
The height:diameter ratio of both A. glabra and
P. aquatica was affected by sunlight (t = - 5.36,
d.f. = 36, p = 4.9 e-6; and t = - 5.45, d.f. = 38,
p = 3.1 e-6, respectively). The height:diameter ratio
was higher in the closed than in the no canopy
treatments for A. glabra (mean values: 61.32 and
37.14, respectively), and for P. aquatica (60.21 and
46.73, respectively). That is, in closed canopy conditions seedlings were taller and had more slender stems
compared to those grown in no canopy conditions.
The root biomass and root:shoot ratio changed in
response to the flooding level in both A. glabra
(Pillai1 = 0.15, F2 = 3.14, p = 0.05; Fig. 3a) and
P. aquatica (Pillai1 = 0.20, F2 = 4.9, p = 0.01;
Fig. 3b). The root biomass was higher in mesic than
in flooded soils in both species (A. glabra:
1.76 ± 0.35 g vs. 0.85 ± 0.16 g; and P. aquatica:
5.34 ± 0.79 g vs. 3.50 ± 0.35 g). A similar pattern
was observed for the root:shoot ratio, which displayed
higher values in mesic than in flooded soils in both
species (A. glabra: 0.56 ± 0.04 vs. 0.46 ± 0.05; and
P. aquatica: 0.41 ± 0.02 vs. 0.31 ± 0.02).
Wetlands Ecol Manage
Fig. 1 Effects of flooding,
sunlight and herbivory on
the absolute growth rate and
relative growth rate of a A.
glabra and b P. aquatica.
Each line represents the
different factors and
interactions. Ellipses
indicate the errors
(p B 0.05). Lines that
extend outside the error
ellipse indicate that the
factor or interaction had a
significant effect on the
growth rates. See text for a
description of the levels of
each factor
Discussion
Soil flooding, sunlight, and herbivory influenced the
growth of A. glabra and P. aquatica; however, these
environmental factors did not affect their survival,
which was very high in our experiment. These species
occupy flooded forested environments; yet, their
growth rates tended to be higher in environments with
mesic soil and in no canopy conditions. Similar results
have been found in other tropical and temperate
wetland species (Battaglia et al. 2000; Anderson et al.
2009; Li et al. 2011; Lucas et al. 2013). Conservative
growth in flooded soils may allow plants to preserve
resources under stressful conditions, such as the
anoxic environment characteristic of wetlands and
swamps. Moreover, high growth rates in mesic soils
may suggest that at least some wetland species tolerate
rather than require high flood levels. These species
depend to a certain extent on the periodic occurrence
of mesic conditions to grow, while enduring the
flooding periods. Indeed seedlings and saplings of
some temperate wetland species, such as Taxodium
distichum and Salix nigra, require low-water periods
for their regeneration (Day et al. 2006).
Regarding sunlight, evidently no canopy conditions
are associated with high sunlight availability, which in
combination with mesic soil, would predictably result
in higher growth rates. This was indeed the case for
our study species. The results for A. glabra and
P. aquatica indicated that sunlight explained more
variance in growth rates than flooding, as in the study
of Lenssen et al. (2003), but in contrast with the results
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Table 2 Results of the
MANOVA that show the
effects of flooding, sunlight,
herbivory and the
interactions (9) on the
foliar trait* of A. glabra and
P. aquatica
*Foliar trait is a
multivariate response
variable obtained by
binding together: leaf area
ratio, leaf weight ratio and
specific leaf area. The
significance probability
value is p B 0.05
(a) Annona glabra
Pillai’s trace
Aprox. F
d.f.
p
\ 2.2e–16
Intercept
1
0.994
1612.25
3
Flooding
1
0.117
1.24
3
0.314
Sunlight
1
0.547
3
4.96e–05
11.3
Herbivory
1
0.353
5.09
3
0.006
Flooding 9 sunlight
1
0.096
1.00
3
0.408
0.0369
Flooding 9 herbivory
1
0.258
3.24
3
Sunlight 9 herbivory
1
0.204
2.39
3
0.090
Flooding 9 sunlight 9 herbivory
1
0.257
3.22
3
0.037
(b) Pachira aquatica
d.f.
Pillai’s trace
Aprox. F
d.f.
p
Intercept
1
0.992
1201.58
3
\ 2.2e–16
Flooding
1
0.115
1.30
3
0.292
Sunlight
1
0.308
4.46
3
0.010
Herbivory
1
0.425
7.39
3
0.0007
Flooding 9 sunlight
Flooding 9 herbivory
1
1
0.086
0.145
0.94
1.69
3
3
0.434
0.190
Sunlight 9 herbivory
1
0.131
1.50
3
0.233
Flooding 9 sunlight 9 herbivory
1
0.079
0.86
3
0.470
of Kotowski et al. (2010), where flooding was a
stronger filter than sunlight.
However, it is important to consider that in our
results the effect of sunlight observed in both species
interacted with flooding. The flooding 9 sunlight
interaction amplified the difference in growth rate
between plants growing in closed and no canopy
conditions. In flooded soils growth rates were similar
in the closed and no canopy plots; however, in mesic
soils plants grew more rapidly in no canopy than in
closed canopy conditions. Mesic soils are not oxygen
deprived, as is the case with flooded soils, and thus
favor plant growth compared with the latter. Similar
effects of the interaction between flooding and
sunlight have been observed in other wetland species
such as Lindera melissifolia (Lockhart et al. 2018). In
flooded soils stomata are more prone to closing; thus,
limiting CO2 acquisition and eventually leading to
reduced growth rates (Pezeshki 1994; Pezeshki and
DeLaune 2012). In general, our results confirm that
flooding and sunlight are crucial for seedling growth in
these two wetland species (Lucas et al. 2013). This,
together with their high levels of tolerance to different
environmental conditions, which reflect in their high
survival rates, would explain their success as dominant
species in tropical swamps. A. glabra and P. aquatica
123
d.f.
are able to colonize open canopy areas, both within
canopy gaps and on swamps edges, which have proved
to be important features for the success of ecological
restoration programs (Sánchez 2018).
On the whole, foliar traits reached higher values in
the closed canopy plot and when herbivores were
excluded. In shaded environments, a greater investment in leaf biomass (i.e. high LWR) and an efficient
leaf tissue production (i.e. high LAR, and high SLA)
allow plants to effectively capture and use the limited
sunlight resource. The ability of seedlings to respond
to variation in the light environment through adjustments in these morphological traits is critical during
the early developmental stages, when seedlings and
saplings are easily shaded by neighboring plants due to
their small size, even when they are growing in
relatively open conditions or without canopy. These
responses are common among plants of different
ecosystems, including terrestrial and wetland environments (Menges and Waller 1983; Hall and Harcombe
1998; Lucas et al. 2013; Kitajima et al. 2013; Baird
et al. 2017; Cisneros-Silva et al. 2017). Additionally,
when there is high sunlight availability, biomass
allocation to leaf tissues follows a different pattern
which generally results in reduced water loss by
transpiration. A general strategy in this respect, which
Wetlands Ecol Manage
Fig. 2 Values of leaf area
ratio (LAR), leaf weight
ratio (LWR) and specific
leaf area (SLA) for A. glabra
and P. aquatica in different
conditions of soil flooding,
sunlight, and herbivory. The
columns are mean values
and the vertical lines are one
standard error
coincides with what we observed in this study, is a
proportional reduction in foliar area (i.e. LAR, SLA; a
relative decrement in transpiration area). Although we
did not monitor leaf temperature and transpiration,
some studies have demonstrated that smaller leaves
have a reduced boundary layer, which promotes a high
cooling rate and decreases transpiration (Boardman
1977; Packham and Willis 1982; Cunningham et al.
1999; Cornelissen et al. 2003; De la Barrera and Smith
2009). As previously discussed, flooded soils limit
oxygen uptake reducing photosynthate production for
tissue building (Pezeshki 1994; Pezeshki and DeLaune
2012). Coupled with limited sunlight (i.e. closed
canopy conditions) and the presence of herbivores,
soil flooding may have intensified the foliar biomass
reduction observed in A. glabra, as has been reported
in other species, such as Eugenia uniflora, Lindera
melissifolia, Mimosa pigra, and Paspalum dilatatum
(Striker et al. 2008; Mielke and Schaffer 2010; NurZhafarina and Asyraf 2017; Lockhart et al. 2018).
Herbivory had important effects on the growth rates
and foliar traits of A. glabra and P. aquatica; both
response variables showed higher values when herbivores were excluded. However, the variance explained
by herbivory was higher in P. aquatica than in
A. glabra. This difference between species may have
been influenced by their contrasting phenological
patterns, as well as by the herbivores’ feeding
preferences. During the time of our field experiment,
the adults of P. aquatica at our study site were leafless
(Infante 2004). Therefore, presumably the herbivores
of this species consumed the biomass of the available—experimental—seedlings. Contrastingly, the
adults of A. glabra did have leaves (Infante 2004),
which represented an important food source for
herbivores. Perhaps this was why the impact of
123
Wetlands Ecol Manage
Fig. 3 Effects of flooding
on root biomass and
root:shoot ratio for a A.
glabra and b P. aquatica.
The black line indicates the
flooding experimental factor
(its levels are described in
the text) and the ellipse
represents the error
(p B 0.05). Lines that
extend outside the error
ellipse indicate a significant
effect of flooding on root
biomass or root:shoot ratio.
The plotted values of root
biomass and root:shoot ratio
are log values
herbivores on the studied seedlings of A. glabra was
not as relevant as for P. aquatica.
Another growth pattern associated with shaded
environments is the occurrence of relatively slender
stems, as we predicted and observed in our results.
Both species displayed higher height:diameter ratio
values under closed compared to no canopy conditions, i.e. plants growing under low sunlight levels
elongated at a faster rate. This is an architectural
feature that allows plants to quickly reach the higher
canopy and increase the acquisition of sunlight
(Niinemets 2010b). This response, which was more
evident in P. aquatica seedlings, may allow them to
maintain their leaves above the water level reached
during the rainy season, and thus form seedling banks.
123
In general, it is expected that flooding will promote
high root biomass and root:shoot ratios (Tiner 2016),
but our results pointed in the opposite direction.
Apparently, oxygen limitation resulting from flooded
conditions, restricted root development. Similar
results in relation to a reduction in root biomass in
flooded soils have been reported in other studies
(Lopez and Kursar 1999; Pisicchio et al. 2010;
Pezeshki and DeLaune 2012; Oliveira et al. 2015;
Steven and Gaddis 2017). Additionally, Vartapetian
et al. (2003) have suggested that this reduction in root
growth may allow the plant to conserve energy and
maintain an optimal metabolism under conditions of
oxygen limitation. In connection with this, it is worth
mentioning that the seedlings of both study species
developed stem lenticels, and P. aquatica also grew
Wetlands Ecol Manage
adventitious roots. These traits are known to improve
oxygen diffusion throughout the root system and also
occur in other wetland species. These traits are
generally interpreted as adaptations that allow plant
survival under high levels of waterlogging (Sena and
Kozlowski 1980; Moss 2010; Oliveira et al. 2015).
Conclusions
Soil flooding, sunlight, and herbivory played important roles on the growth of A. glabra and P. aquatica
seedlings, but these factors did not affect their
survival. Overall, the most suitable environment for
the growth of A. glabra and P. aquatica seedlings was
the no canopy plot with mesic soils and herbivore
exclusion. As a response to limited sunlight, seedlings
of A. glabra and P. aquatica developed broader and
thinner leaves, as well as more slender and taller
stems. Under oxygen limitation in the flooded soils,
both species restricted their root biomass. The results
of this work suggest that further studies on the
environmental factors that affect the growth and
establishment of tropical swamp tree species, and
therefore community composition and dynamics, will
be a fruitful field of research that will offer valuable
insights into the functioning of tropical wetland
ecosystems. Further studies with other species and a
wider array of environmental factors are required for a
better understanding of wetland ecosystems.
Acknowledgements The authors thank Guillermo Angeles
and Marı́a Luisa Martı́nez for useful comments on the
manuscript. We would like to acknowledge the support of C.
Madero, V. del Castillo and M. Arias during fieldwork. This
study was funded by SEMARNAT-2002-C01-0190, the
Canadian International Development Agency-University of
Waterloo S-061870, and the Instituto de Ecologı́a, A.C. (90217). We are also grateful to CONACYT (#164467) for support
awarded to the Dulce Infante-Mata.
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