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Published in final edited form as:
Twin Res Hum Genet. 2016 October ; 19(5): 407–417. doi:10.1017/thg.2016.65.
Personality Polygenes, Positive Affect, and Life Satisfaction
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Alexander Weiss1, Bart M. L. Baselmans2,3, Edith Hofer4,5, Jingyun Yang6,7, Aysu
Okbay8,9,10, Penelope A. Lind11, Mike B. Miller12, Ilja M. Nolte13, Wei Zhao14, Saskia P.
Hagenaars1,15, Jouke-Jan Hottenga2,3, Lindsay K. Matteson12, Harold Snieder13, Jessica D.
Faul16, Catharina A. Hartman17, Patricia A. Boyle6,18, Henning Tiemeier9,19,20, Miriam A.
Mosing21,22, Alison Pattie1, Gail Davies1, David C. Liewald1, Reinhold Schmidt4, Philip L.
De Jager23,24,25, Andrew C. Heath26, Markus Jokela27, John M. Starr28, Albertine J.
Oldehinkel17, Magnus Johannesson29, David Cesarini30,31, Albert Hofman9, Sarah E.
Harris1,32, Jennifer A. Smith14, Liisa Keltikangas-Järvinen33, Laura Pulkki-Råback33,34,
Helena Schmidt35,36, Jacqui Smith37, William G. Iacono12, Matt McGue12, David A.
Bennett6,7, Nancy L. Pedersen22, Patrik K. E. Magnusson22, Ian J. Deary1, Nicholas G.
Martin11, Dorret I. Boomsma2,3,38, Meike Bartels2,3,38,†, and Michelle Luciano1,†
1Centre
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for Cognitive Ageing and Cognitive Epidemiology, Department of Psychology, School of
Philosophy, Psychology and Language Sciences, The University of Edinburgh, Edinburgh, UK
2Department of Biological Psychology, Netherlands Twin Register, VU University Amsterdam,
Amsterdam, the Netherlands 3EMGO+ Institute for Health and Care Research, VU University
Medical Centre, Amsterdam, the Netherlands 4Clinical Division of Neurogeriatrics, Department of
Neurology, Medical University Graz, Austria 5Institute of Medical Informatics, Statistics and
Documentation, Medical University Graz, Austria 6Rush Alzheimer’s Disease Center, Rush
University Medical Center, Chicago, IL, USA 7Department of Neurological Sciences, Rush
University Medical Center, Chicago, IL, USA 8Department of Applied Economics, Erasmus School
of Economics, Erasmus University Rotterdam, Rotterdam, the Netherlands 9Department of
Epidemiology, Erasmus Medical Center, Rotterdam, the Netherlands 10Erasmus University
Rotterdam Institute for Behavior and Biology, Rotterdam, the Netherlands 11Quantitative Genetics,
QIMR Berghofer Institute of Medical Research, Brisbane, Queensland, Australia 12Department of
Psychology, University of Minnesota, USA 13Department of Epidemiology, University of
Groningen, Groningen, the Netherlands 14Survey Research Center, Institute for Social Research,
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This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/
licenses/by/4.0/), which permits unrestricted re-use, distribution, and reproduction in any medium, provided the original work is
properly cited.
Address for correspondence: Michelle Luciano, Centre for Cognitive Ageing and Cognitive Epidemiology, Department of Psychology,
School of Philosophy, Psychology and Language Sciences, The University of Edinburgh, 7 George Square, EH8 9JZ Edinburgh, UK.
michelle.luciano@ed.ac.uk.
†Shared authorship.
*See online supplementary Lifelines author list.
Conflict of Interest
None.
Ethical Standards
The authors assert that all procedures contributing to this work comply with the ethical standards of the relevant national and
institutional committees on human experimentation and with the Helsinki Declaration of 1975, as revised in 2008.
Supplementary Material
To view supplementary material for this article, please visit http://dx.doi.org/10.1017/thg.2016.65.
Weiss et al.
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University of Michigan, Ann Arbor, MI, USA 15Division of Psychiatry, University of Edinburgh,
Royal Edinburgh Hospital, Edinburgh, UK 16Department of Epidemiology, School of Public Health,
University of Michigan, Ann Arbor, MI, USA 17Interdisciplinary Center Psychopathology and
Emotion regulation, University Medical Center, University of Groningen, Groningen, the
Netherlands 18Department of Behavioral Sciences, Rush University Medical Center, Chicago,
Illinois, USA 19Department of Psychiatry, Erasmus Medical Center, Rotterdam, the Netherlands
20Department of Child and Adolescent Psychiatry, Erasmus Medical Center, Rotterdam, the
Netherlands 21Department of Neuroscience, Karolinska Institutet, Stockholm, Sweden
22Department of Medical Epidemiology and Biostatistics, Karolinska Institutet, Stockholm,
Sweden 23Program in Translational NeuroPsychiatric Genomics, Institute for the Neurosciences,
Departments of Neurology and Psychiatry, Brigham and Women’s Hospital, Boston, MA, USA
24Harvard Medical School, Boston, MA, USA 25Program in Medical and Population Genetics,
Broad Institute, Cambridge, MA, USA 26Division of Biology and Biomedical Sciences, Washington
University, MO, USA 27Institute of Behavioural Sciences, University of Helsinki, Finland 28Geriatric
Medicine Unit, Western General Hospital, Edinburgh, and Centre for Cognitive Ageing and
Cognitive Epidemiology, University of Edinburgh, UK 29Department of Economics, Stockholm
School of Economics, Stockholm, Sweden 30Department of Economics, New York University, New
York, USA 31Research Institute for Industrial Economics, Stockholm, Sweden 32Medical Genetics
Section, University of Edinburgh Centre for Genomic and Experimental Medicine and MRC
Institute of Genetics and Molecular Medicine, Western General Hospital, Crewe Road, Edinburgh,
UK 33IBS, Unit of Personality, Work and Health, Institute of Behavioural Sciences, University of
Helsinki, Finland 34Helsinki Collegium for Advanced Studies, University of Helsinki, Finland
35Department of Neurology, Medical University Graz, Austria 36Institute of Molecular Biology and
Biochemistry, Centre for Molecular Medicine, Medical University of Graz, Graz, Austria
37Department of Psychology, University of Michigan, Ann Arbor, MI, USA 38Neuroscience
Campus Amsterdam, Amsterdam, the Netherlands
Abstract
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Approximately half of the variation in wellbeing measures overlaps with variation in personality
traits. Studies of non-human primate pedigrees and human twins suggest that this is due to
common genetic influences. We tested whether personality polygenic scores for the NEO FiveFactor Inventory (NEO-FFI) domains and for item response theory (IRT) derived extraversion and
neuroticism scores predict variance in wellbeing measures. Polygenic scores were based on
published genome-wide association (GWA) results in over 17,000 individuals for the NEO-FFI
and in over 63,000 for the IRT extraversion and neuroticism traits. The NEO-FFI polygenic scores
were used to predict life satisfaction in 7 cohorts, positive affect in 12 cohorts, and general
wellbeing in 1 cohort (maximal N = 46,508). Meta-analysis of these results showed no significant
association between NEO-FFI personality polygenic scores and the wellbeing measures. IRT
extraversion and neuroticism polygenic scores were used to predict life satisfaction and positive
affect in almost 37,000 individuals from UK Biobank. Significant positive associations (effect
sizes <0.05%) were observed between the extraversion polygenic score and wellbeing measures,
and a negative association was observed between the polygenic neuroticism score and life
satisfaction. Furthermore, using GWA data, genetic correlations of −0.49 and −0.55 were
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estimated between neuroticism with life satisfaction and positive affect, respectively. The
moderate genetic correlation between neuroticism and wellbeing is in line with twin research
showing that genetic influences on wellbeing are also shared with other independent personality
domains.
Keywords
wellbeing; genetics; polygenic prediction; happiness; genetic correlation
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Happiness is a desirable state that is universally pursued. It is also linked to personality
traits, such as those of the Five-Factor Model (Adams et al., 2012; DeNeve & Cooper, 1998).
Individuals who score lower on neuroticism and higher on extraversion, agreeableness, and
conscientiousness report being happier and more satisfied with their lives (meta-analytic
correlations ranged 0.17–0.22; DeNeve & Cooper, 1998). Genetic influences account for
approximately 40% of variation in wellbeing (Bartels, 2015), which is comparable to the
heritability estimates for personality traits (Bouchard & Loehlin, 2001). Genetic analysis has
shown that although unique, non-additive genetic effects were found for happiness and
general quality of life (Bartels & Boomsma, 2009), a common additive genetic factor
influences different well-being measures (i.e., general quality of life, present quality of life,
life satisfaction, and subjective happiness/positive affect).
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Evidence for shared genetic variance between personality and wellbeing comes from
biometric genetic studies of great ape pedigrees (Adams et al., 2012; Weiss et al., 2002). It
also comes from studies of human twins and siblings. Using a three-item wellbeing measure
(present and general life satisfaction, control over one’s life), Weiss et al. (2008) showed that
a general personality additive genetic factor explained 2.2% of the variance in wellbeing.
Additional genetic contributions to wellbeing were via independent factors that influenced
neuroticism (5.3% of variance), extraversion (13%), and conscientiousness (0.8%). Hahn et
al. (2013) confirmed the absence of unique genes influencing a multidimensional measure of
life satisfaction in their extended twin study, additionally showing shared non-additive
genetic variance between neuroticism and life satisfaction.
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A complementary test of the hypothesis that common genes underlie variation in personality
and happiness is to use molecular data, such as single nucleotide polymorphisms (SNPs). In
a recent large study (N ≈ 300K), a polygenic score constructed from a genome-wide
association (GWA) meta-analysis on subjective wellbeing explained ~0.7% of the variance
in neuroticism and ∼0.4% of the variance in extraversion (Okbay et al., 2016). Applying
bivariate linkage disequilibrium score regression (Bulik-Sullivan et al., 2015) to the GWA
summary statistics for wellbeing and neuroticism resulted in a SNP-based genetic
correlation of −0.75 (SE = 0.034; Okbay et al., 2016). This genetic correlation represents the
correlation of common, additive genetic effects between the two traits. Whereas the variance
in a trait explained by polygenic scores is typically low, methods to infer the expected SNPderived variance from polygenic scores show agreement with their empirical and simulationbased estimates (Dudbridge, 2013; Wray et al., 2014).
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To provide greater support for a genetic association between personality and wellbeing, our
aim here is to predict phenotypic scores for wellbeing and its subcomponents of life
satisfaction and positive affect by using information about SNP effects on neuroticism,
extraversion, openness, agreeableness, and conscientiousness. We used a method involving
polygenic prediction models that enabled us to test whether genes influencing one trait
influence another trait (for a review, see Wray et al., 2014). In this method, GWA results of a
trait are used to create a polygenic score representing the sum of the effects of individual
SNPs on that trait in an independent sample. This score is then used to predict the trait of
interest. Polygenic prediction models do not require family designs, enabling the use of a
large number of population-based studies with wellbeing and genotyping data.
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We furthermore established genetic correlations between neuroticism and wellbeing
measures by using a bivariate restricted maximum likelihood (REML) estimation (Lee et al.,
2012) that has not previously been applied to these traits. This method uses genome-wide
SNP data to calculate a genetic relationship matrix between unrelated individuals which
within a REML framework allows estimation of the heritability due to all SNPs. This
extends to the bivariate case from which genetic correlations can be ascertained.
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We created polygenic scores using GWA results for the NEO Five-Factor Inventory (NEOFFI; de Moor et al., 2012) and for extraversion and neuroticism from item response theory
(IRT) analyses of varying personality scales (de Moor et al., 2015; van den Berg et al.,
2015). Whereas the NEO-FFI GWA meta-analysis comprised a smaller total sample size (N
= 17,375) than the IRT extraversion and neuroticism GWA meta-analyses (N ~ 63,000),
importantly, it measures all five personality domains, and polygenic prediction based on
these results has been successful for extraversion (predicting bipolar disorder) and
neuroticism (predicting major depressive disorder; Middeldorp et al., 2011). We used unitweighted tests to determine whether the polygenic score of any personality domain was
associated with phenotypic variance in life satisfaction, positive affect, and wellbeing. For
the NEO-FFI GWA results, polygenic prediction was tested in 14 cohorts that were
independent of the GWA, and for the IRT extraversion and neuroticism GWA results,
polygenic prediction was tested in the UK Biobank, which was independent of the GWA
meta-analyses. To establish genetic correlations between neuroticism and wellbeing using
bivariate REML, we used a large cohort of unrelated individuals with genome-wide data and
measurements on all the traits of interest.
Methods
Participants
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NEO-FFI polygenic prediction in 14 cohorts—Cohorts were drawn from a GWA
study meta-analysis of wellbeing conducted by the Social Sciences Genetic Association
Consortium (SSGAC; http://www.thessgac.org), with the proviso that none of the cohorts
were part of the GWAS meta-analysis of the NEO-FFI (de Moor et al., 2012); personality
data were not required for analysis. Participants were (or were ancestors of) white
Europeans. Thirteen cohorts with positive affect (n ranged 351–11,971) and seven cohorts
with life satisfaction (n ranged 351–9,938) were available (five cohorts had positive affect
and life satisfaction measures) for inclusion in our meta-analysis. An additional cohort (n =
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6,960) had a measure of general wellbeing that was analyzed separately. Individual cohort
descriptions, including the scales and/or items used to measure wellbeing, are provided in
the Supplementary information. The relevant institutional ethics review boards approved the
individual studies.
DNA was extracted using standard protocols. Genotyping procedures are summarized in
Supplementary Table S1. Cohorts used HapMap II imputed data or, if unavailable, observed
genotypes for analysis. Imputed data were preferred because the GWAS personality results
were based on HapMap II data, thus ensuring that all SNPs would be matched to those
available in the GWAS. One cohort used 1000G imputation but removed SNPs that were not
available in HapMap II.
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Extraversion and neuroticism polygenic prediction in UK Biobank—Five of the
SSGAC cohorts participated in the IRT extraversion and neuroticism GWA studies (de Moor
et al., 2015; van den Berg et al., 2015); therefore, another independent cohort was sought for
this prediction analysis. Participants were drawn from the baseline survey of the UK
Biobank (http://www.ukbiobank.ac.uk), a resource established for investigating factors
influencing disease in middle and older age. These measures (including questionnaire and
biological samples) were collected between 2006 and 2010 on 502,655 British community
residing individuals, a subset of whom were used in the present study. Positive affect was
measured by the item ‘In general how happy are you?’ on a six-point scale (extremely
happy, very happy, moderately happy, moderately unhappy, very unhappy, and extremely
unhappy). General life satisfaction was surveyed across family relationships, financial
situation, friendship, health, and work/job domains on the same six-point scale. Responses
on these items demonstrated positive manifold and were best described by a single factor
that explained 37% of variance. An averaged life satisfaction score was used to account for
missing data where a person was currently unemployed (n = 11,679), did not know (n
ranged 97–380), or preferred not to answer (n ranged 30–170). Neuroticism was measured
by 12 items from the Eysenck Personality Questionnaire Revised (Eysenck & Eysenck,
1991). Wellbeing data were available for 36,737 (positive affect) and 36,911 (life
satisfaction) individuals with genome-wide genotyping data. These data were skewed in the
direction of lower positive affect/life satisfaction, but no ceiling effect was present. Ages
ranged between 40 and 70 years (mean age = 57.31 years, SD = 7.92).
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DNA was obtained via blood samples and genotyping performed with either the UK
BiLEVE array or the UK Biobank axiom array. Standard quality control procedures were
followed, including checks for gender mismatch and non-British ancestry. Further
description can be found in Hagenaars et al. (2016). Polygenic scores were created on the
observed genotypes. UK Biobank received ethical approval from the Research Ethics
Committee (REC reference 11/NW/0382).
Statistical Analysis
NEO-FFI polygenic prediction in 14 cohorts—Five sets of polygenic scores
representing the personality domains of neuroticism, extraversion, openness, agreeableness,
and conscientiousness were estimated using SNP association results from the largest GWA
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meta-analysis of NEO-FFI domains to date (de Moor et al., 2012). This GWA study included
10 discovery samples (N = 17,375). None of the cohorts – except NTR – in the present study
were part of this personality GWA. For their analyses, NTR removed the participants who
were part of the personality GWA meta-analysis.
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Personality polygenic scores were estimated in each cohort using five probability thresholds
for choosing SNPs to include in the score. These were based on the significance value for
each SNP from the GWAS meta-analysis: p < .01, p < .05, p < .1, p < .5, and p < 1.
Polygenic scores were formed by summing the meta-analytic effect size coefficients (betas)
weighted by the number of copies (0/1/2) of the effect allele carried by the individual across
all SNPs within the threshold. For imputed data, best guess genotypes were used but
excluding SNPs with an imputation quality estimated r2 less than 0.80. Before score
calculation, SNPs with a minor allele frequency <0.05 and Hardy–Weinberg Equilibrium test
<p × 10−7 were removed. SNPs were then pruned for linkage disequilibrium using an r2 cutoff of 0.25 within a 200-SNP sliding window, following Purcell et al. (2009). Missing SNPs
for an individual were imputed dependent on the observed allele frequency in the cohort.
Polygenic scores were calculated using PLINK (Purcell et al., 2007). Supplementary Table
S2 shows the number of SNPs included in the calculation of the polygenic score at each
threshold for all the cohorts.
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To predict phenotypic wellbeing scores from the polygenic personality scores, regression
analysis was used. The dependent measures (positive affect, life satisfaction, and general
wellbeing) were residualized on age, age squared (if significant), sex, population
stratification components, and number of non-missing SNPs contributing to each
individual’s score (where observed genotypes were used or where sparse genotyping led to
poorer imputation quality). Standardized residual scores were then used as the dependent
variable. A series of univariate regression analyses using each of the five polygenic
personality scores as predictors was run for each polygenic score threshold (i.e., 25 tests).
For the MCTFR cohort, a feasible generalized least squares regression was used to account
for familial correlations. For NTR, a generalized estimating equating model was used to
account for family structure. A meta-analysis of the standardized regression coefficients
from the regression models for life satisfaction and positive affect was performed assuming
random effects in R (MAc package; http://cran.r-project.org/web/packages/MAc/
index.html). This produced an overall effect size and standard error. A false discovery rate
correction (Benjamini and Hochberg method) to an alpha level of 0.05 was applied to each
of the meta-analyses and to the analysis of general wellbeing. Cohort estimate heterogeneity
was assessed by Cochran’s Q, which uses the sum of squared deviations of each study’s
effect size from the meta-analytic estimate to determine significance. A supplementary
meta-analysis was performed on combined life satisfaction, positive affect and general
wellbeing measures to obtain a maximal sample size (∼10,000 more individuals than the
positive affect analysis). Where a cohort had two measures, the measure with the larger
sample was chosen.
Extraversion and neuroticism polygenic prediction in UK Biobank—Five
polygenic scores were calculated for extraversion and neuroticism based on the significance
value for each SNP from the largest respective GWA meta-analysis of these traits (p < .01, p
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< .05, p < .1, p < .5, and p < 1 (de Moor et al., 2015; van den Berg et al., 2015). Both GWA
studies were based on the same 29 meta-analysis samples that included 63,030 individuals
for extraversion and 63,661 individuals for neuroticism. Because there was variation in the
personality scale used across samples, an IRT procedure was used to harmonize the
personality traits prior to GWA (van den Berg et al., 2014). Polygenic scores (as described in
the previous section) for extraversion and neuroticism were created using PRSice software
(Euesden et al., 2015) at the five SNP inclusion levels. Before calculating the scores,
exclusions were made of SNPs with low minor allele frequency (<0.01) and of SNPs in
linkage disequilibrium (r2 > 0.25) using a clumping method within a 250 kb window. A
lower minor allele frequency level exclusion was set for this sample due to its much larger
size than the samples comprising the meta-analysis described above; and given the increased
reliability of individual effects from the larger GWA meta-analysis, the clumping procedure,
which preferentially selects SNPs showing the greatest association, was preferred. For
extraversion, the polygenic scores were the composite of 4,271, 18,606, 34,981, 143,525,
and 238,487 SNPs for respective p < .01, p < .05, p < .1, p < .5, and p < 1 inclusion
thresholds. For neuroticism, the polygenic scores were the composite of 4,266, 18,427,
34,700, 143,520, and 205,751 SNPs for respective p < .01, p < .05, p < .1, p < .5, and p < 1
inclusion thresholds. The regression models for polygenic extraversion and neuroticism
scores predicting wellbeing included additional independent variables: age at survey, sex,
genotyping batch and array, assessment center, and the first 10 genetic principal components
(to correct for population stratification). FDR correction was applied to these analyses.
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Genetic correlations between neuroticism and wellbeing in UK Biobank—
Given the large size of UK biobank and the availability of neuroticism and two wellbeing
measures, genetic correlations were derived using SNP-based methods (bivariate REML;
Lee et al., 2012). This method uses a standard bivariate linear model in which random
polygenic effects are fitted and the variance covariance matrix conditioned by a genomic
similarity relationship matrix that is estimated from genome-wide SNP information. The
program GCTA (Yang et al., 2011) was used for this analysis on unrelated individuals only
(individuals with a genetic similarity >0.025 were removed) to remove potential
confounding from environmental influences. Observed genotypes were used excluding SNPs
with a minor allele frequency less than 0.01. All phenotypes were regressed for the effects of
age, sex, assessment center, genetic batch, genetic array, and 10 population stratification
components; resulting residual scores were used in the GCTA analysis.
Results
NEO-FFI Polygenic Prediction in 14 Cohorts
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Meta-analysis results for univariate regression models where personality polygenic scores
predict life satisfaction and positive affect can be found in Tables 1 and 2, respectively.
These tables display the regression beta, standard error and p value for each personality
domain at each of the polygenic score inclusion thresholds (i.e., p < .01, p < .05, p < .1, p < .
5, and p < 1).
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No tests were significant for life satisfaction or positive affect at the false discovery rate
corrected alpha (q = 0.002). For positive affect, heterogeneity between cohorts was observed
for all neuroticism polygenic scores, four of the extraversion polygenic score estimates and
three of the agreeableness polygenic scores (see Supplementary Table S3, for individual
cohort betas). The correlations between personality polygenic scores and wellbeing (and
corresponding p values) are shown in Table 3. In this analysis, no correlations surpassed the
FDR corrected significance level. Results from the meta-analysis in which all measures were
combined are presented in Supplementary Table S4. No regression coefficients differed
significantly from zero and there was significant heterogeneity between cohort estimates for
five tests (neuroticism at SNP inclusion p < .01, extraversion at SNP inclusion p < .5 and p <
1, and agreeableness at SNP inclusion p < 0.5 and p < 1).
IRT Extraversion and Neuroticism Polygenic Prediction in UK Biobank
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The significance value and amount of variance explained by the polygenic extraversion and
neuroticism scores in predicting life satisfaction and positive affect are shown in Figure 1.
The FDR significance level was 0.0325. Extraversion polygenic scores significantly
predicted both wellbeing measures (at all SNP inclusion thresholds for positive affect and at
three thresholds for life satisfaction), whereas neuroticism polygenic scores significantly
predicted only life satisfaction (at all thresholds). In all models, polygenic scores at the more
liberal SNP inclusion thresholds explained more variance than the more restrictive SNP
inclusion sets. The direction of the effect was as predicted with polygenic neuroticism scores
negatively related to life satisfaction and extraversion positively related to measures of
wellbeing. The amount of variance explained was extremely small, not exceeding 0.04%.
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Genetic correlations between neuroticism and wellbeing in UK Biobank—For
the analysis of neuroticism and positive affect, 30,367 individuals were included. SNP-based
heritabilities of 0.15 (SE = 0.02) and 0.08 (SE = 0.02) were estimated for respective
neuroticism and positive affect measures with a genetic correlation of −0.55 (SE = 0.09).
The analysis of neuroticism and life satisfaction (N = 30,494) gave a heritability of 0.13 (SE
= 0.02) for life satisfaction and a genetic correlation of −0.49 (SE = 0.07) with neuroticism.
Discussion
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These results build upon biometric research showing that common genes influence
personality and happiness. The polygenic prediction based on the larger GWA of IRT-based
extraversion and neuroticism showed significant association with wellbeing measures at a
corrected false discovery rate. The personality polygenic prediction of wellbeing based on
the smaller GWA of personality was non-significant for all five NEO-FFI domains. In the
NEO-FFI meta-analysis heterogeneity was evident in, at most, four cohorts, suggesting that
there were few differences owing to study specific factors (e.g., variation in measurement
instrument). Because the meta-analysis and UK Biobank prediction samples were of
comparable size (and resulting power), the limiting factor then for these analyses was the
difference in power between the GWA studies of the NEO-FFI traits and IRT-based
extraversion and neuroticism, on which the polygenic scores were based. In our test of the
genetic correlation between neuroticism and wellbeing measures using genetic relationships
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based on genome-wide SNP data, we found a moderate degree of genetic overlap for both
positive affect and life satisfaction.
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The finding in UK Biobank that extraversion polygenic scores predicted both life
satisfaction and positive affect (measures showing a 0.62 phenotypic correlation in our
sample) but that neuroticism polygenic scores predicted only life satisfaction was
unexpected given that the combined measure of happiness and satisfaction with life used in
the recent GWA of wellbeing significantly predicted neuroticism and extraversion (Okbay et
al., 2016). Our finding in UK Biobank of similar-sized genetic correlations between
neuroticism with positive affect and life satisfaction would also predict that polygenic
neuroticism should relate to positive affect. The null finding might point to type 2 error
rather than an interpretation that positive and negative affect are not opposite poles of the
same dimension (e.g., Russell & Carroll, 1999). It is likely that the SNP-based genetic
correlation between extraversion and positive affect will be stronger than for neuroticism,
but we were unable to test this here because no other personality traits were collected in UK
Biobank.
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The amount of variance in the wellbeing measures explained by the polygenic scores was
extremely small, less than half a percent. But given that polygenic neuroticism only predicts
0.66% of variance in neuroticism itself (de Moor et al., 2015), our finding is not unexpected.
As GWA meta-analysis studies of personality get larger, this effect size should increase; this
is demonstrated by the superior reverse prediction of personality from polygenic wellbeing
(Okbay et al., 2016). However, given the low estimated SNP-based heritabilities for
neuroticism and wellbeing (<0.15 in our study), the limit for variance explained by a
polygenic measure will necessarily be small. Twin and family studies show that heritabilities
for personality and wellbeing are at least double that of the SNP-based estimates, which only
consider the genetic variation due to common variants. Therefore, further gains in prediction
might be achieved by investigating rare and/or structural genetic variants. There are no rare
variant studies on personality, but in the only study (Power & Pluess, 2015) to estimate the
heritability of all the Five-Factor Model domains using genome-wide SNP data (N = 5,011),
only neuroticism and openness showed significant genetic influences, suggesting that rare
variants might be important. With regard to structural variants, preliminary investigations do
not show an effect of large copy number variants on personality (Luciano, MacLeod et al.,
2012). Additionally, by using an additive composite of personality SNP effects we may have
restricted the prediction of wellbeing. Extended twin studies show non-additive genetic
effects for extraversion, neuroticism, and conscientiousness (Hahn et al., 2013; Keller et al.,
2005), and measures of wellbeing (Bartels & Boomsma, 2009; Hahn et al., 2016). Further
studies are therefore needed to confirm whether different personality traits share greater
additive or non-additive genetic variance with wellbeing.
Our study confirms that improvements in polygenic score prediction results from larger
meta-analysis GWA studies of the predictor trait. However, it should be noted that
Middeldorp et al. (2011) used a subsample (N = 13,835) of de Moor et al.’s (2012) NEO-FFI
GWA study to create polygenic personality scores that predicted major depressive disorder
(from neuroticism) and bipolar disorder (from extraversion). Moreover, Luciano, Huffman et
al. (2012) predicted depressive symptoms from polygenic neuroticism using a GWA sample
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that was even smaller. Accepting that their results were not type 1 errors, one must ask why
we failed to predict wellbeing here. One possibility is that the genetic correlations between
neuroticism and extraversion are stronger with major depressive disorder (∼0.72;
Middeldorp et al., 2005) and bipolar disorder (0.44; Hare et al., 2012) than the genetic
correlations between personality and wellbeing (0.20–0.66; Weiss et al., 2008). These
estimates, however, are based on twin studies where the similarity across all types of genetic
variation is considered. The polygenic scores focus only on common variants, so genetic
correlations based on these are more relevant. Using GWA results to estimate genetic
correlations, neuroticism showed the same absolute correlation (0.75) with wellbeing
(combined positive affect and life satisfaction) and depression (Okbay et al., 2016), although
in our bivariate SNP-based method using raw genotypes, genetic correlations between
neuroticism and separate positive affect and life satisfaction measures were lower (−0.55 and
−0.49). Genetic correlations between extraversion and wellbeing using genome-wide SNP
data will be informative. It may well be that personality has stronger genetic links with
mental illness than wellbeing. That wellbeing is influenced predominantly by environmental
factors unrelated to personality (Weiss et al., 2008) might also limit polygenic prediction.
Author Manuscript
Using the largest GWA studies to date of extraversion and neuroticism (independent of the
UK Biobank sample) we confirmed that polygenic effects for these personality domains
influenced wellbeing. Prediction tended to be better when using all SNP data rather than
limiting prediction to a smaller number of SNPs with larger effects on personality. This
suggests that many genes of very small effect are important for extraversion, neuroticism,
and wellbeing. Although neuroticism has captured the interest of many researchers in
cognitive psychology and psychiatry, our study also shows an important role of extraversion
in mental wellbeing. We expect that genes influencing agreeableness, conscientiousness and
openness will also have some role in explaining wellbeing, but our analysis could not
reliably address this.
Supplementary Material
Refer to Web version on PubMed Central for supplementary material.
Acknowledgments
Author Manuscript
We thank the study participants and the support staff involved in participant recruitment, phenotype collection,
genotyping, data management and processing. Individual study acknowledgements can be found in the online
Supplementary material. ASPS: The research reported in this article was funded by the Austrian Science Fond
(FWF) grant numbers P20545-P05 and P13180. The Medical University of Graz supports the databank of the
ASPS. HRS: HRS is supported by the National Institute on Aging (NIA U01AG009740). The genotyping was
funded separately by the National Institute on Aging (RC2 AG036495, RC4 AG039029). LBC1921: Phenotype
collection was supported by the UK’s Biotechnology and Biological Sciences Research Council (BBSRC), the
Royal Society, and the Chief Scientist Office of the Scottish Government. Genotyping was funded by the BBSRC.
The work was undertaken by the University of Edinburgh Centre for Cognitive Ageing and Cognitive
Epidemiology, part of the cross council Lifelong Health and Wellbeing Initiative (MR/K026992/1). Funding from
the BBSRC and Medical Research Council (MRC) is gratefully acknowledged. LifeLines Cohort Study: The
LifeLines Cohort Study, and generation and management of GWAS genotype data for the LifeLines Cohort Study is
supported by the Netherlands Organization of Scientific Research NWO (grant 175.010.2007.006), the Economic
Structure Enhancing Fund (FES) of the Dutch government, the Ministry of Economic Affairs, the Ministry of
Education, Culture and Science, the Ministry for Health, Welfare and Sports, the Northern Netherlands
Collaboration of Provinces (SNN), the Province of Groningen, University Medical Center Groningen, the
University of Groningen, Dutch Kidney Foundation and Dutch Diabetes Research Foundation. NTR: This work was
supported by the Netherlands Organization for Scientific Research (NWO: MagW/ZonMW grants 904-61-090,
Twin Res Hum Genet. Author manuscript; available in PMC 2017 October 01.
Weiss et al.
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985-10-002,904-61-193,480-04-004, 400-05-717, NOW-bilareral agreement 463-06-001, NWO-VENI 451-04-034,
Addiction-31160008 Middelgroot-911-09-032, Spinozapremie 56-464-14192), Biobanking and Biomolecular
Resources Research Infrastructure (BBMRI; NL, 184.021.007), the VU University’s Institute for Health and Care
Research (EMGO+) and Neuroscience Campus Amsterdam (NCA), the European Science Council (ERC
Advanced, 230374), the Avera Institute for Human Genetics, Sioux Falls, South Dakota (USA) and the National
Institutes of Health (NIH, R01D0042157-01A). Part of the genotyping was funded by the Genetic Association
Information Network (GAIN) of the Foundation for the US National Institutes of Health (NIMH, MH081802) and
by the Grand Opportunity grants 1RC2MH089951-01 and 1RC2 MH089995-01 from the NIMH. Part of the
analyses (for RS & TRAILS, too) were carried out on the Genetic Cluster Computer (http://
www.geneticcluster.org), which is financially supported by the Netherlands Scientific Organization (NWO
480-05-003), the Dutch Brain Foundation, and the Department of Psychology and Education of the VU University
Amsterdam. M. Bartels is/was financially supported by a senior fellowship of the (EMGO+) Institute for Health and
Care and a VU University Research Chair position. MCTFR: Research reported in this publication was supported
by the National Institutes of Health under award numbers R37DA005147, R01AA009367, R01AA011886,
R01DA013240, R01MH066140, and U01DA024417. QIMRB: Funding was provided by the Australian NHMRC
(241944, 339462, 389927, 389875, 389891, 389892, 389938, 442915, 442981, 496739, 552485, 552498, 613608),
the FP-5 GenomEUtwin Project (QLG2-CT-2002-01254), and the U.S. NIH grants (AA07535, AA10248,
AA13320, AA13321, AA13326, AA14041, MH66206). RS: The generation and management of GWAS genotype
data for the Rotterdam Study is supported by the Netherlands Organisation of Scientific Research NWO
Investments (nr. 175.010.2005.011, 911-03-012). This study is funded by the Research Institute for Diseases in the
Elderly (014-93-015; RIDE2), the Netherlands Genomics Initiative (NGI)/Netherlands Organisation for Scientific
Research (NWO) project no. 050-060-810. The Rotterdam Study is funded by Erasmus Medical Center and
Erasmus University, Rotterdam, Netherlands Organization for the Health Research and Development (ZonMw), the
Research Institute for Diseases in the Elderly (RIDE), the Ministry of Education, Culture and Science, the Ministry
for Health, Welfare and Sports, the European Commission (DG XII), and the Municipality of Rotterdam. STR: The
Jan Wallander and Tom Hedelius Foundation (P2012-0002:1), the Ragnar Söderberg Foundation (E9/11), The
Swedish Research Council (421-2013-1061), the Ministry for Higher Education, The Swedish Research Council
(M-2205-1112), GenomEUtwin (EU/QLRT-2001-01254; QLG2-CT-2002-01254), NIH DK U01-066134, the
Swedish Foundation for Strategic Research (SSF). The Rush Memory and Aging Project is supported by NIA
grants R01AG15819 and R01AG17917, and the Translational Genomics Research Institute. TRAILS has been
financially supported by various grants from the Netherlands Organization for Scientific Research NWO (Medical
Research Council program grant GB-MW 940-38-011; ZonMW Brainpower grant 100-001-004; ZonMw Risk
Behavior and Dependence grants 60-60600-97-118; ZonMw Culture and Health grant 261-98-710; Social Sciences
Council medium-sized investment grants GB-MaGW 480-01-006 and GB-MaGW 480-07-001; Social Sciences
Council project grants GB-MaGW 452-04-314 and GB-MaGW 452-06-004; NWO large-sized investment grant
175.010.2003.005; NWO Longitudinal Survey and Panel Funding 481-08-013 and 481-11-001), the Dutch Ministry
of Justice (WODC), the European Science Foundation (EuroSTRESS project FP-006), Biobanking and
Biomolecular Resources Research Infrastructure BBMRI-NL (CP 32), and the participating universities. YFS: Has
been financially supported by the Academy of Finland (grants 126925, 121584, 124282, 129378 (Salve), 117787
(Gendi), 41071 (Skidi), and 265869 (Mind)), the Social Insurance Institution of Finland, Kuopio, Tampere and
Turku University Hospital Medical Funds (grant 9N035 for Dr. Lehtimäki), Juho Vainio Foundation, Paavo Nurmi
Foundation, Finnish Foundation of Cardiovascular Research and Finnish Cultural Foundation, Tampere
Tuberculosis Foundation and Emil Aaltonen Foundation (for Dr. Lehtimäki).
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FIGURE 1.
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Neuroticism and extraversion polygenic scores at five SNP inclusion thresholds (x-axis)
predicting life satisfaction and positive affect in UK Biobank. Amount of variance explained
by the polygenic scores is depicted on the y-axis and the significance value of the polygenic
predictor is displayed on the bars.
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TABLE 1
Twin Res Hum Genet. Author manuscript; available in PMC 2017 October 01.
p < .01
p < .05
p < .1
p < .5
p<1
Neuroticism
0.01 (0.007)
0.01 (0.010)
0.016 (0.011)
−0.001 (0.007)
0.002 (0.007)
p = .16
p = .27
p = .15
p = .70
p = .66
Extraversion
0.014 (0.010)
0.012 (0.007)
0.015 (0.007)
0.012 (0.007)
0.009 (0.007)
p = .15
p = .08
p = .031
p = .09
p = .21
Openness
−0.012 (0.010)
−0.014 (0.01)
−0.014 (0.009)
−0.012 (0.007)
−0.012 (0.007)
p = .25
p = .14
p = .12
p = .08
p = .09
Agreeableness
−0.008 (0.007)
0 (0.008)
0.002 (0.007)
0.004 (0.008)
0.006 (0.009)
p = .28
p = .75
p = .62
p = .56
p = .46
Conscientiousness
0.004 (0.007)
0.01 (0.007)
0.002 (0.007)
0.017 (0.007)
0.015 (0.007)
p = .51
p = .16
p = .63
p = .021
p = .042
Weiss et al.
Meta-Analysis Results (Regression Coefficient, Standard Error, p Value) for Univariate Analyses of Personality Polygenic Scores (at Five SNP Inclusion
Thresholds) Predicting Life Satisfaction (Total N = 19,270)
Note: False discovery rate q = 0.002.
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TABLE 2
p < .01
p < .05
p < .1
p < .5
p<1
−0.006 (0.011)b
−0.007 (0.013)b
−0.01 (0.014)b
−0.019 (0.016)b
−0.013 (0.016)b
p = .52
p = .51
p = .43
p = .22
p = .37
0.001 (0.005)
0.012 (0.008)a
0.015 (0.009)a
0.02 (0.010)b
0.019 (0.010)b
p = .68
p = .10
p = .08
p = .048
p = .047
−0.006 (0.005)
−0.001 (0.005)
0.000 (0.005)
−0.004 (0.005)
−0.003 (0.005)
p = .17
p = .66
p = .73
p = .39
p = .45
Agreeableness
0.012 (0.006)
0.02 (0.007)a
0.02 (0.007)
0.020 (0.009)b
0.021 (0.009)a
p = .033
p = .006
p = .004
p = .029
p = .019
Conscientiousness
0.004 (0.005)
0.005 (0.005)
0.003 (0.005)
0.002 (0.005)
0.000 (0.005)
p = .38
p = .24
p = .50
p = .60
p = .74
Neuroticism
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Extraversion
Openness
Weiss et al.
Meta-Analysis Results (Regression Coefficient, Standard Error, p Value) for Univariate Analyses of Personality Polygenic Scores (at Five SNP Inclusion
Thresholds) Predicting Positive Affect (Total N = 46,508)
Note: False discovery rate q = 0.002.
a
Significant heterogeneity p < .05.
b
significant heterogeneity p < .001.
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TABLE 3
Twin Res Hum Genet. Author manuscript; available in PMC 2017 October 01.
p < .01
p < .05
p < .1
p < .5
p<1
Neuroticism
−0.009
−0.017
−0.018
−0.023
−0.026
p = .42
p = .15
p = .13
p = .05
p = .03
Extraversion
0.011
0.022
0.02
0.015
0.015
p = .35
p = .06
p = .09
p = .21
p = .22
Openness
0.011
0.002
0.003
0.01
0.01
p = .34
p = .86
p = .82
p = .39
p = .42
Agreeableness
−0.015
0.002
0.008
0.008
0.007
p = .22
p = .87
p = .53
p = .49
p = .55
Conscientiousness
−0.011
−0.004
0.012
0.007
0.001
p = .34
p = .73
p = .31
p = .54
p = .69
Weiss et al.
Correlation and p Value for Univariate Analyses of Personality Polygenic Scores (at Five SNP Inclusion Thresholds) Predicting General Wellbeing in the
MCTFR (N = 6,960)
Note: False discovery rate q = 0.002.
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