Vol. 3, No. 3
CRITICAL LAN SUCCESS FACTORS:
AN IMPLEMENTATION MODEL
Raymond A. Patterson
Bowling Green State University
Dennis D. Strouble
Bowling Green State University
The Local Area Network (LAN) Implementation Project Life Cycle Model presented in this
paper integrates various checklists of LAN specific implementation considerations with the
critical success factors (CSFs) associated with the various stages of the project life cycle. This
model addresses the sequence and the timing of various implementation tasks based on the
project CSFs over the various implementation life cycle stages. This model provides a
superior model for practitioners to implement their local area networks, as it provides focus
in addressing the factors critical for success. This model also provides a superior basis for
approaching research work in comparison with the current checklists, as it highlights the tasks
associated with the CSFs over each phase of the LAN implementation project life cycle.
The implementation of Local Area Networks (LANs) are expected to require the allocation of significant and increasing amounts of U.S.
business resources in the next few years. Models
for implementing LANs are currently little more
than checklists of reminders, and do not properly
address the sequence of implementation or the
relative importance of the factors critical for implementation success over the implementation life
cycle. Many authors (Brandt, 1989; Gallegos,
1987; Fireworker & Stewart, 1988; Mirsa & Belistos, 1987) have been written articles concerning the
factors needed to achieve a successful LAN implementation.
This paper organizes the issues highlighted
in several of these LAN specific checklists, and
combines these issues with existing researchbacked theory concerning critical success factors
(CSFs) related to project implementation over the
various stages of the project life cycle. This work
results in the LAN Implementation Project Life
Cycle Model. This model is justified because of the
size of the expenditures expected for LANs over the
next few years, the potential for organizational
change associated with LANs, the high probability
that personnel in charge of LAN implementation
and maintenance may have minimal skill in dealing
with the interpersonal and organizational aspects of
this emerging technology, and because a consolidated perspective on LAN implementation would
provide a stepping stone for further research. No
original research will be done, as this paper will rely
Journal of Microcomputer Systems Management
11
Summer 1991
upon and consolidate research previously performed relating to this topic.
Local area networks have recently come
into wide popularity. As of June of 1989, approximately 6,015,000 (15% of 40.1 million) personal
computers in U.S. businesses were connected by
some form of network, and by 1992, approximately
28,247,000 (47% of 60.1 million ) of the U.S.
business personal computers will be included in
networks (Brandt, June 5, 1989). “Worldwide sales
of network hardware and software jumped 85% in
1988, to $4.8 billion, according to market researcher Dataquest Inc.” (Brandt, June 5, 1989).
See Figure 1. The large increase in connectivity will
require the expenditure of many billions of dollars
in the next few years.
Implementation of a LAN is often the responsibility of the technical personnel responsible
for the business’s micro computers. Laudon (1988,
p. 615) contends that technical personnel may not
have the ability to successfully handle the organizational and interpersonal aspects of the implementation process. The organizational needs of the users
must be the driving force behind the LAN project,
not the technical aspects of the technology. Thus,
communication on a LAN can alter the message
routing, summarization, delay, and modification
process of the organization’s information system
which can have significant changes on the
organization’s tasks, structure, people, and culture.
The technically-oriented individuals responsible
for micro computers and LANs probably do not
have the experience or training to deal with all of the
Microcomputers (in millions of units)
60
Local Area Networks
LANs in the
Telecommunications System
“A Local Area Network (LAN) offers reliable, high speed communications channels for connecting information processing equipment in a limited graphic area” (Fireworker & Stewart, 1988, p.
36). Jacobsen (1990) indicates that in the near
future, a Local Area Network will define a logical
work group entity, even if the work group is geographically disbursed. Interoperability through
naming and directory services, transparent navigation and devices which work together will facilitate
logical work group connections (Jacobsen, 1990).
LANs are becoming an integral part of an
organization’s overall telecommunications infrastructure. LANs enable the organization to create
synergies by allowing lower level employees
greater access to information and greater coordination of their activities, as well as increased access to
and communication with the six levels of the organization.
LAN Design Considerations
When designing the LAN, the organization
must consider how the LAN fits into its overall
telecommunications network, and how the overall
telecommunications network fits into the six (6)
main levels of an organization. Starting at the top
of the organization, these six levels are:
1.
2.
3.
4.
5.
6.
50
40
30
20
10
1989
1992
U.S. business personal computers
U.S. business personal computers connected by
some form of network
Figure 1
12
sweeping changes which can be created by the
implementation of a LAN.
Corporate headquarters;
Divisions, regions, or countries;
Sites;
Departments;
Work groups;
Individual employees. (Sprague &
McNurlin, 1986, p. 143)
Sprague and McNurlin (1986) propose
three guidelines for the design of an organization’s
telecommunications network:
1. [Telecommunication] Networks should
Journal of Microcomputer Systems Management
Vol. 3, No. 3
be developed to serve all six levels of an organization, from the corporate office to individual employees.
2. [Telecommunication] Networks should
be integrated so that they can serve a multitude of
applications, instead of being dedicated to only one
type of application.
3. [Telecommunication] Networks should
be open, so that hardware and software from many
suppliers can be attached. (p. 139)
Sprague and McNurlin (1986) conclude
that “baseband nets and PABX technologies are
likely to coexist at most larger organizations; they
might even coexist with a broadband trunk network
as well” (p. 158). “The best approach may be to
continue to develop several of the options and seek
ways to integrate them” (Sprague, 1986, p. 157).
Stallings (1990) agrees with this approach when he
states, “The network or communications manager
must develop a strategy that selects the mix of
networks that meets internal requirements at the
lowest cost and is flexible enough to permit future
growth” (p. 418). To emphasize this point, the LAN
manager must match the telecommunications requirements which result from the organization’s
tasks, structure, people, and culture with the appropriate technologies. LAN technology is an integral
part of the overall telecommunications system.
Stallings (1990) advises that the LAN should conform to industry standards.
What Can A LAN Do?
Schultheis and Sumner (1989) point out
that in the past, reasons to create a LAN included the
sharing of expensive peripherals, sharing data files
and expensive programs, and electronic mail. Unlike the implementation of a stand-alone personal
computer, a LAN can change the organizational
structure as well as the nature of the work itself. By
the very nature of a LAN, access to more information is granted to more individuals. Contact between individuals increases and can alter the
company’s traditional structure and culture. E-mail
is an efficient and direct method of contact between
top management and all other levels of manage-
ment.
According to Fireworker and Stewart
(1988), he functions of a LAN include:
• Supporting a variety of computers from different
manufacturers
• Coordinating the operations of departments on
more than one floor or building
• Creating a centralized database with the capacity
for bulk data transfer to reduce or eliminate redundancies
• Providing high-speed data communications and
transmissions with few errors or failures
• Sharing peripheral resources including printers,
message centers and modems
• Establishing each portion of the network as an
independent entity so that in the event of a failure,
the entire network is not effected
• Using electronic mail to replace a major portion of
paper flow. (p. 36)
Considerations for LAN
Implementation Success
Several important considerations have been
identified in the literature with regard to planning
for and controlling micro computers and LAN’s.
These factors include top management involvement, a centralized approach, user training, political considerations, control considerations (e.g.
sabotage, data entry fraud, and system fraud), data
security and data integrity, efficiency of use (cost,
reliability, and auditability), an overall corporate
policy regarding micro computers, physical controls, backup and recovery, documentation, and
control over the information center data (Gallegos,
1987, p. 375-392). The items on this check list of
things to remember vary in importance over the
various stages of the implementation life cycle, and
will be organized into the LAN Implementation
Project Life Cycle Model to be discussed later.
Defining a “Successful” LAN
Implementation
Before the factors which are most critical to
achieving implementation success can be defined,
Journal of Microcomputer Systems Management
13
Summer 1991
the concept of what constitutes a successful implementation project (the desired goals) must be
defined. An information system failure occurs
when “ ... it [the information system] is not used the
way it was intended or is not used at all. Users may
have to develop parallel manual systems to obtain
the information they need or devise manual procedures to make the system work properly” (Laudon,
1988, p. 604). If information system failure occurs
when the system is not used the way it was intended,
then information system success could be defined
as occurring when the system is used in the way it
was intended. But this definition is limited as its
vagueness makes it hard to measure.
MIS researchers consider the most important measures of information system success or
failure to be:
1) High levels of system use;
2) High user satisfaction;
3) Favorable attitudes of users about information systems and the information systems staff;
4) Achieved objectives (the extent to which
the system meets it specified goals, as reflected by the quality of decision making
resulting from use of the system); and
5) Financial payoff to the organization,
either by reducing costs or by increasing
sales or profits. (Laudon, 1988, p. 609)
Critical Success Factors
Literature Review of Critical
Success Factor Theory
It should be noted that CSFs are not ends in
and of themselves. “Goals represent the end points
that an organization hopes to reach. Critical success factors, however, are the areas in which good
performance is necessary to ensure attainment of
those goals” (Rockart, 1979).
According to Rockart (1979, p. 86), CSFs
are variable over time and between organizations,
industries, and geographic areas depending on the
present environmental situation. Later work by
Rockart asserted that CSFs could be used as a
general planning tool for guiding information tech14
nology (IT) development efforts (Boynton, 1984, p.
17). “Munro and Wheeler suggest that CSFs can be
used to direct an organization’s efforts in developing strategic plans. In addition to applying CSFs to
fabricate a set of strategies, they can also be used to
identify critical issues associated with implementing a plan” (Boynton, 1984, p 18). Thus, CSFs have
evolved from a general organizational planning
tool to an implementation tool, and has been accepted also as a tool applicable to MIS: “It is
evident that CSFs can be used for both MIS planning and requirements analysis” (Boynton, 1984, p.
19). According to Boynton, the implementation of
a LAN would fall under the category of information
function planning, and the use of CSFs as a planning tool for LAN implementation is appropriate
(Boynton, 1984, p 19).
“Three levels of planning arise within both
the information resource and information function
contexts: operational planning, strategic planning,
and policy planning” (Boynton, 1984, p. 19). The
operational planning level is appropriate for the
LAN implementation project, as it is a specific
computer-based information system. The strategic
and policy planning should be integrated with the
operational planning to provide a cohesive information system which is based upon meeting the
organization’s strategic interests and is compatible
with the tasks, structure, people, and culture of the
organization.
“Because rather concrete thought processes
are required to arrive at a detailed specification of
information requirements, the CSF method might
not, by itself, be an effective requirements analysis
tool” (Boynton, 1984, p. 21). To overcome this
problem, the project life cycle approach to CSFs
will be integrated with a summary of the various
LAN checklists to create an integrated implementation model.
The Project Life Cycle
Approach to CSFs
There are various stages in a project’s life
cycle. Research by Pinto and Prescott (1984)
dealing with variations in critical success factors
for projects over the various stages in the project life
Journal of Microcomputer Systems Management
Vol. 3, No. 3
cycle appears to be valid for the implementation of
LAN’s. See Figure 2. Note that the number of
critical success factors for any given life cycle stage
is between two (2) and five (5), which is reasonable.
Each stage of the life cycle presents unique priority
problems, and thus the CSFs will vary over the
various stages.
In addition to these factors, Monitoring and
feedback and Communication are also considered
by Pinto and Prescott to be keys to project success
and are ingredients in many of the CSFs listed in
Figure 2. Monitoring and feedback and Communication were found to have a high degree of multicollinearity with other factors, and thus were not
given specific places in the life cycle stages. Technical competence with the technology by the project team members is a given (Pinto, 1988), which
may not be a reasonable assumption with regard to
managing the impact of the LAN implementation
on the tasks, structure, people, and culture of the
organization by technically-oriented personnel.
The Pinto and Prescott model (Figure 2) will be
used as the basis of the LAN implementation
model.
Each LAN implementation life cycle stage
is composed of several critical success factors, and
each critical success factor is composed of various
detailed tasks whose completion is necessary for
the completion of the critical success factor.
Completion of the several critical success factors is
necessary for the successful completion of the
implementation life cycle stage. See Figure 3 for a
graphical depiction of the LAN Implementation
Model. Failure to successfully complete any detailed task threatens the successful completion of
the CSF, depending on the relative importance of
each detailed task to the critical success factor.
See Figure 4 for a summary of the checklists
for LAN implementation success from Fireworker
and Stewart (1988), Gallegos (1987), and Mirsa
and Belistos (1987).
LAN Implementation Project Life Cycle
Model
Conceptualization Phase
Pinto and Prescott (1988) identify the project mission and client consultation as being the
critical success factors applicable during the conceptualization phase. The project mission is a
critical success factor across all phases of the
project’s life cycle. Pinto and Prescott (1988)
define project mission as the “initial clarity of goals
and general directions” (p. 7).
A LAN project mission statement should be
created which outlines the objectives of the LAN
and denotes that success will be measured by high
levels of LAN use, high user satisfaction with the
LAN, favorable attitudes of users about the LAN
and the LAN project implementation staff, achievement of the objectives outlined and the extent to
which the quality of decision making improves as a
result of using the LAN, and the financial payoff to
Project Life Cycle Stage
Conceptualization Planning Execution
Termination
Mission
Mission
MIssion
Technical
Task
Client
Consultation
Top Mgmt.
Support
Trouble
Shooting
Mission
Client
Acceptance
Schedule/Client
Plan
Consultation
Technical
Tasks
Client
Consultation
Figure 2: Project Critical Success Factors per Pinto and Prescott
Journal of Microcomputer Systems Management
15
Summer 1991
Figure 3: LAN Implementation Model
the organization (Laudon, 1988, p. 609). The
mission statement should be constructed within the
context of the overall organizational policy and
corporate strategy.
“The main risk of increased access to information resources ... is that information access will
be extended first and control added as an afterthought, if at all” (Gallegos, 1987. p. 371). Thus, it
is critical that the LAN mission statement include
control considerations (sabotage, data entry fraud,
and system fraud), data security and data integrity,
efficiency of use (cost, reliability, and auditability),
physical controls, backup and recovery, documentation, and control over the information center data
as being general prerequisite parameters which
must be fully satisfied.
Pinto and Prescott (1988) define client consultation as “communication, consultation, and
action listening to all impacted parties” (p. 7). The
LAN project staff must recognize political considerations and sensitivities of the organization’s
tasks, structure, people, and culture to the changes
that a LAN could bring about.
“[User] Involvement is consistently defined as a subjective psychological state, reflecting
the importance and personal relevance of an object
or event” (Barki, 1989, p. 61). The LAN implementation team should strive to create an information
16
system and an organizational change that is important and personally relevant to the intended users in
a positive, synergistic way. Baronas and Louis
(1988) provide several suggestions for increasing
user involvement thus increasing user acceptance:
System developers and implementors
should make an effort to (1) give users a
complete and accurate picture in advance of
their likely experiences during and after
implementation - make it predictable; (2)
find areas in which users can make meaningful decisions throughout the process provide choice; (3) get users to “sign up,” to
be accountable for results on tasks necessary to the implementation effort - engender
a sense of responsibility. Together, success
in facilitating users’ experiences of predictability, choice, and responsibility during CBIS [computer-based information
systems] implementation should be associated with a heightened sense of personal
control, which is naturally threatened during system implementation. (p. 121)
Planning Phase
The LAN project mission, top management
support, and client acceptance are the critical success factors for the planning phase. The project
Journal of Microcomputer Systems Management
Vol. 3, No. 3
Conceptualization Stage
• Organizational Policy
Centralized corporate microcomputer policy (budgets, users, and overall direction of goals).
Gallegos
Mirsa and Fireworker
Belistos
and Stewart
X
X
X
X
X
X
• Project Mission
Security and control of the LAN (e.g. access controls to prevent sabotage, fraud, and unauthorized use).
Security, integrity, and reliability of data.
Control over data.
X
Physical controls.
X
Backup and recovery.
X
Efficiency of use (cost, reliability, auditability, and system maintenance).
X
Documentation.
X
X
• Client Consultation
Political Considerations.
X
X
Planning Stage
X
• Project Mission
X
X
(See Above)
• Top Management Support
Top management involvement and commitment to the project.
Client Acceptance
(Not Specifically Mentioned)
X
Execution Stage
• Project Mission
(See Above)
• Trouble Shooting
(Not Specifically Mentioned)
• Schedule/Plan
(Not Specifically Mentioned)
• Technical Tasks
Determine the current and future network software and hardware requirements (e.g. quantity and type
of personal computers, printers, storage media, modems, and gateways) to support the desired applications (e.g. electronic mail, file sharing, etc.)
Current and future transmission types and throughput levels.
X
X
Current and future geographic distribution (number of sites and distances).
X
X
Evaluate any special data requirements.
X
X
Design systems for network administration, control, and security.
X
Estimate node and total costs.
X
Prepare specifications for vendor quotation.
X
X
Evaluate vendor support (hardware, software, maintenance, and training).
Verify performance claims/track record.
X
Evaluate vendor responses, negotiate, and place an order.
Outline, purchase and install cable runs.
Design and program the network server.
X
X
X
X
Install the network.
X
Client Consultation (Not Specifically Mentioned)
X
Termination Stage
• Technical Tasks
(See Above)
• Project Mission
(See Above)
• Client Consultation (See Above)
Figure 4: Summary of Local Area Network Checklists for Success
Journal of Microcomputer Systems Management
17
Summer 1991
mission should be revised to reflect an updated
version of the goals and general direction. The
goals may change as the project proceeds. Careful
consideration and top management approval
should be given to any changes to the mission
statement.
Pinto and Prescott (1988) define top management support as the “willingness of top management to provide the necessary resources and authority/power for project success” (p. 7). The implementation team must “... gather support from the key
players in the organization, particularly those who
will be affected by the change. Start with those
people who would be most supportive and who
have the most influence; they can be used to persuade others. Present the plan, discuss it, and alter
it to fit the needs of the key players” (Johnson, 1986,
p. 48).
Client (user) acceptance is defined as “the
act of ‘selling’ the final project to its ultimate
intended users” (Pinto, 1988, p. 7). This can be
accomplished best if the implementation team can
define the needs of the users and key decision
makers and how the LAN will affect those needs.
The LAN must fulfill the user’s perception of their
needs for the system to be successful.
Execution
The LAN project mission, trouble shooting,
project schedule/plan, technical tasks, and client
consultation are identified as the critical success
factors for the execution phase. The project mission will need to be reviewed and clarified to ensure
that the project’s team members continue to have
relevant goals to shoot for.
Trouble shooting is defined as the “ability
to handle unexpected crises and deviations from
plan” (Pinto, 1988, p. 7). Considerable thought
should be put into analyzing what could go wrong.
Contingency plans should be developed for the
most likely and riskiest deviations. Monitoring and
feedback of the project progress and communication are important factors in effective trouble shooting.
The project schedule/plan is defined as “a
detailed specification of the individual action steps
18
required for project implementation” (Pinto, 1988,
p. 7). Formal planning tools such as PERT and
CPM are used to define the tasks and develop the
project schedule/plan, and formal control tools
such as variance analysis will enable the implementation team to identify their progress and spot deviations from the plan (Laudon, 1988, p. 614-623).
Technical tasks are defined as the “availability of the required technology and expertise to
accomplish the specific technical action steps”
(Pinto, 1988, p. 7). Per Misra and Belitsos (1987),
some common LAN requirements include:
1) What kinds of applications (i.e. electronic mail, file sharing, and so on) will be needed?
2) What types of transmission and what
level of effective throughput are required now and
in the future?
3) How many sites must the LAN support?
Over what distances must devices be interconnected in the LAN?
4) Are there any special data requirements,
such as bursty traffic or the need for deterministic
transmission times?
5) What are the number and types of computing devices, printers, storage devices, modems,
and interconnection schemes (gateways) existing
or needed now? In the future?
6) What types of network administration,
control, and security do the users and managers
need?
7) What is the cost per connection, or total
cost, that the LAN can be? (p. 153)
According to Mirsa and Belitsos (1987), the
most important vendor qualities to consider are:
1) Quality of user training and documentation.
2) Quality of software, hardware, and
maintenance support.
3)Verification of performance claim/track
record. (p. 153-154)
A network administrator needs to be trained
to handle the ongoing maintenance and supervision
Journal of Microcomputer Systems Management
Vol. 3, No. 3
of the LAN. The users need to be trained in the use
of the LAN. The training process would appear to
fit in well toward the end of the execution phase or
the beginning of the termination phase. Note,
however that client (user) consultation involves
much more than just training the users. If the
organization lacks the personnel to adequately
handle the technical tasks, then it would be wise to
hire a consultant who is experienced in LAN implementations to perform the work.
Client (user) consultation, defined as “communication, consultation and action listening to all
impacted parties,” (Pinto, 1988, p. 7) is another
critical success factor in the execution phase. Adjustments to the ever-changing user perceptions
concerning what they believe they need from the
LAN is vital for a successful implementation. Continuous consultation with the users throughout the
project is critical to ensuring that the user’s needs
will be met, that no big surprises occur, and that the
user becomes highly involved in the change process.
Project Termination Phase
Technical tasks, project mission, and client
consultation are critical success factors during the
termination phase. Johnson and Fredian (1986)
refer to this phase as the consolidation phase, and
suggest the following methods for terminating the
project:
• Hold a celebration or kick-off dinner....
• Mete out plenty of rewards and recognition to
those who assisted or cooperated in the change....
• Let the transition team become an implementation
team....
• Make a formal evaluation of the change. Did it
accomplish what it was supposed to accomplish?
What couldn’t be accomplished and why? You
might write a brief evaluation report, distributed to
the key people....
• Hold a debriefing session with the transition
team....
• The team should end the project with a celebration
of its own. (p. 49)
Once control over the system has been transferred
to the user transition team, the new team should
continuously monitor and maintain the LAN (Fireworker & Stewart, 1988).
Note that the project mission is a critical
success factor over all phases of the project, and
client consultation also spans most of the project
life cycles. These two critical success factors
appear to be somewhat interrelated, as the project
mission cannot be accurately developed until the
users are consulted as to what they really need.
Benefits of the LAN Implementation Project
Life Cycle Model
The LAN implementation project life cycle
model organizes the check list of items to consider
in a LAN implementation by the stages in the life
cycle in which they are most critical for success of
the project. It draws upon project life cycle theory
supported by previous research, and combines this
with the particular details necessary for a successful
LAN implementation. By dividing the tasks by life
cycle stage, it enables the practitioner to identify
and focus upon the critical tasks to be performed at
each point during the implementation project. It is
important to note that technical tasks (which have
been the primary emphasis of authors in the past)
are important, but are only one of many critical
success factors. The project mission and client
(user) consultation are critical throughout the entire
project, and have typically been glanced over by
previous writers.
Final Comments and Conclusions
Areas requiring further
research and study
Research is needed to determine the extent
to which users and LAN implementation teams are
able to interface and work together. This model
assumes that the implementation team is able to
fully explain the capabilities and limitations of the
LAN system to the clients (users), that the users are
able to fully understand and explain their information connectivity needs to the implementation
team, and that the implementation team can transform the task and business approach of the users
Journal of Microcomputer Systems Management
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Summer 1991
into the proper technical specifications and organizational structural changes.
A significant question is whether the traditional difference in orientation between the users
and the implementation staff can be overcome by
both parties to create a positive organizational
change. This question relates to the topic of user
involvement and user resistance to the change process.
subject can focus on the particular LAN implementation life cycle stage and the critical success factors
of interest. Empirical testing of this model with the
purpose of scrutinizing the model to determine the
extent of its validity is a suggested area for future
research.
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Local Area Networks will continue to consume significant and increasing amounts of U.S.
business resources. Billions of dollars will be spent
by U.S. businesses on connecting their microcomputers via Local Area Networks in the next few
years. Many of these implementations will fail
because the implementation teams neglect to focus
their energies on the factors critical for success over
the various stages of the LAN implementation
project. Models for implementing LANs are currently little more than checklists of reminders, and
do not properly address the sequence or the relative
importance of the critical success factors. The LAN
Implementation Project Life Cycle Model presented in this paper integrates the checklists of LAN
specific considerations with the critical success
factors associated with the various stages of the
project life cycle. This model provides a superior
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Journal of Microcomputer Systems Management
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Raymond Patterson is a Graduate Assistant at Bowling Green State University, and is pursuing
his MBA. He holds a B.S.B.A. from Bowling Green State University and has spent several years
in public accounting and industry.
Dennis Strouble is an Assistant Professor of Accounting and MIS at Bowling Green State
University. His research interests include Computer Law and DSS/Expert Systems. He has
served as a consultant to businesses and holds the CDP, CSP, and CDE certifications.
Journal of Microcomputer Systems Management
21
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