Preprint typeset in JHEP style - HYPER VERSION
DAMTP-2003-133
IFT-UAM/CSIC-03-50
FTUAM-03-28
hep-th/0312051
arXiv:hep-th/0312051v2 10 Dec 2003
Realistic D-Brane Models on Warped
Throats: Fluxes, Hierarchies and Moduli
Stabilization
J.F.G. Cascales 1 , M.P. Garcı́a del Moral 1 , F. Quevedo 2 , A. M. Uranga
1
1
Departamento de Fı́sica Teórica C-XI, and Instituto de Fı́sica Teórica C-XVI
Universidad Autónoma de Madrid Cantoblanco, 28049 Madrid Spain.
2
DAMTP, Centre for Mathematical Sciences
University of Cambridge, Cambridge CB3 0WA UK.
Abstract: We describe the construction of string theory models with semirealistic spectrum in a sector of (anti) D3-branes located at an orbifold singularity at
the bottom of a highly warped throat geometry, which is a generalisation of the
Klebanov-Strassler deformed conifold. These models realise the Randall-Sundrum
proposal to naturally generate the Planck/electroweak hierarchy in a concrete string
theory embedding, and yielding interesting chiral open string spectra. We describe
examples with Standard Model gauge group (or left-right symmetric extensions) and
three families of SM fermions, with correct quantum numbers including hypercharge.
The dilaton and complex structure moduli of the geometry are stabilised by the 3form fluxes required to build the throat. We describe diverse issues concerning the
stabilisation of geometric Kähler moduli, like blow-up modes of the orbifold singularities, via D term potentials and gauge theory non-perturbative effects, like gaugino
condensation. This local geometry, once embedded in a full compactification, could
give rise to models with all moduli stabilised, and with the potential to lead to de
Sitter vacua. Issues of gauge unification, proton stability, supersymmetry breaking
and Yukawa couplings are also discussed.
Keywords: Strings, Branes, Phenomenology.
Contents
1. Introduction
1
2. D-Branes at Singularities
4
3. Flux Compactifications and the Klebanov-Strassler Throat
8
4. Orbifolds within Conifolds
11
4.1 More on the conifold
11
4.2 Elliptic fibrations and Schoen’s Calabi-Yau
13
4.3 The Z3 -invariant manifold
14
4.4 Introduction of D-branes
15
4.5 Turning on Fluxes and the Structure of the Throat
16
5. Examples of Realistic Models
19
5.1 Two Scenarios
20
5.2 Left-Right Models
21
5.2.1
Models with anti D3-branes
21
5.2.2
Models with D3-branes
22
5.3 Standard Model Examples
22
5.3.1
The Standard Model on anti D3-branes
23
5.3.2
The Standard Model on D3-branes
24
5.4 Pati-Salam Examples
24
6. Kähler Moduli Stabilisation
24
6.1 D-branes vs anti D-branes
24
6.2 Kähler Moduli Stabilisation
25
7. Phenomenology Aspects
28
8. Discussion
31
9. Acknowledgements
33
A. Homology relation
33
–1–
B. Complete spectra of different models in section 5
37
1. Introduction
Important progress has been made during the past few years regarding string theory
model building. Chiral models resembling very much the structure of the standard
model of particle physics have been explicitly constructed from type II and type I
compactifications with D-branes (using e.g. D-branes at singularities and intersecting
D-branes, see e.g. [1] for reviews). These models however leave open the question of
moduli stabilisation. The few supersymmetric models explicitly constructed have not
fully realistic spectra, and in addition have many moduli fields with flat potentials.
The non-supersymmetric models lead to spectra closer to the Standard Model, but
there is no good control of the scalar field potentials, and in most models they render
the models unstable towards runaway zero-coupling or decompactification limits. A
related further problem is that the smallness of electroweak scale, usually associated
to a large size of the extra dimensions, is left unexplained in these models.
On the other hand, progress has been recently achieved in constructing nonrealistic models with stabilisation of the dilaton and many geometric moduli via
the introduction of a background of NSNS and RR field strength fluxes [2, 3, 4] 1 (in
some cases, the remaining moduli may be stabilised via non-perturbatively generated
superpotentials [7, 8]). Furthermore such flux compactifications naturally involve a
string theory realisation of the Randall-Sundrum (RS) scenario [9], since they may
lead to a hierarchy of scales by means of a warp factor in the higher dimensional
metric, sourced by the energy carried by the flux background [10, 4].
A concrete construction reproducing the key features of the RS setup is provided
by considering flux compactifications including a Klebanov-Strassler (KS) throat [11].
Namely, one considers compactification on Calabi-Yau spaces containing deformed
conifold singularities [12], and introduces a large flux on the corresponding 3-sphere
(and its dual cycle). The flux back-reaction on the metric creates a long throat,
which ends smoothly at a tip containing the original 3-sphere supporting the flux.
Since 3-form fluxes gravitate and carry 4-form charge, they create a supergravity
1
See [5, 6] for compactifications with fluxes and semirealistic spectra.
1
background of the black 3-brane form, and the structure of the central region of the
throat is an slice of anti-de Sitter space, AdS5 . The throat is cut off by the 3-sphere
at the strongly warped end, and by the original Calabi-Yau compact space at the
weakly warped end. These regions correspond to the infrared and ultraviolet branes
in the RS construction [10, 4].
This is a very appealing scenario that includes several desirable properties, such
as moduli fixing, natural hierarchy and de Sitter vacua. However there is no concrete
proposal on how to include the Standard Model (or a gauge sector similar to it) in
the scenario. This is the task we undertake in the present paper.
In order to generate the correct weak scale via the RS hierarchy, the Standard
Model should be localised at the tip of the throat. A possibility would be to localise it on the world-volume of a set of D3-branes. However, moduli of D3-branes
in imaginary self-dual fluxes of the kind discussed in [4] are not lifted. Hence one
would have to face the problem of fixing these extra moduli, in order to explain the
stabilisation of the D3-branes at the tip of the throat. An interesting alternative is
to consider the SM to be localised on anti-D3-branes (denoted D3-branes in what
follows). These objects appear naturally in the construction of de Sitter vacua of
string theory using flux stabilisation of moduli, in particular their tension is responsible for the lifting of the vacuum energy to a positive value. In the setup including
KS throats, anti-D3-branes are interesting because they are attracted by the fluxes
and naturally fall to the tip of the throat [13]. Hence they are the natural objects
to localise the Standard Model on their world-volume, and hence at the tip of the
throat. A picture of the configuration is shown in figure 1. In the present paper we
consider both possibilities.
Clearly, to obtain the Standard Model it is not enough to have a stack of Dbranes, one needs the world-volume spectrum to lead to chiral fermions, with correct
quantum numbers, etc. For D3-, D3-branes, the massless world-volume spectrum
depends basically on the local geometry around them. It is then natural to apply
previous results of D-brane model building to the present problem, in particular the
bottom-up approach in [14] (see also [15]).
In [14] a new approach to build string models was proposed. The idea is to
exploit the ‘modular’ structure for the string models constructed with D-branes (in
other words, exploit locality in the extra dimensions). Namely, one first tailors a local
D-brane configuration that can accommodate the Standard Model, and subsequently
2
NS Fluxes
Wrapped D7 Brane
Throat
RR Fluxes
Anti D3 Branes
Figure 1: Description of a deformed conifold with 3-form fluxes (a KS throat) embedded
in a compact geometry, with anti-D3-branes trapped at the tip of the throat. Beyond the
throat, the compactifications may include other ingredients, like D7-branes wrapped on
4-cycles, etc, which are not relevant for the generation of the warp factor on the throat,
but may lead to other interesting effects (like non-perturbative superpotentials).
embeds it into different possible compactification manifolds. This approach separates
the local properties of the models, such as the gauge group, the massless matter
spectrum, running of gauge coupling, etc, from properties depending strongly on the
global features of the compactification, such as supersymmetry breaking, scalar field
potentials, etc.
A large class of local D-brane configurations leading to chiral 4d world-volume
gauge sectors is provided by D3-branes (or D3-branes) at singularities. It is thus
natural to combine techniques of model building with D3-branes at singularities
with the construction of highly warped throats using deformed conifolds with fluxes.
Indeed in this paper we construct explicit geometries containing deformed conifolds,
and orbifold singularities sitting at the corresponding 3-spheres. Introduction of an
explicit set of suitable 3-form fluxes leads to a warped throat, with the compact
3-cycles and the orbifold singularity at its tip. Finally introducing a set of D3-branes
and D7-branes (all dynamically trapped at the tip of the throat) at the orbifold
3
singularity, we obtain semirealistic chiral gauge sectors localised at the infrared end
of the throat, so that their natural scale is strongly red-shifted with respect to the
fundamental scale of the theory.
The paper is organised as follows. The next two sections are background material. In section 2 we briefly review the construction of chiral string models from
D-branes at singularities. In section 3 we describe the introduction of fluxes in type
IIB string theory compactifications, and their effect in fixing the dilaton and complex structure moduli, and in providing the string theory realisation of the RandallSundrum hierarchy via a strongly warped throat, based on a deformed conifold background (fluxes on a compact 3-sphere).
In section 4 we provide the explicit construction of a geometry containing a set
of compact 3-spheres and C3 /Z3 orbifold singularities. Sets of D-branes located at
the latter naturally lead to chiral gauge sectors on their world-volume. We point
out that the construction, involving a double elliptic fibration, naturally includes a
T4 at the tip of the throat were D7 branes can wrap around. This allows to enrich
the D-brane configurations at the tip of the throat, and improve the resulting chiral
models. We also describe the introduction of a particular set of 3-form fluxes in
this background, and the resulting stabilisation of complex structure moduli. These
fluxes create a KS-like throat, with the D-brane configuration located at its tip.
In section 5 we present explicit examples of realistic models with the Standard
Model gauge group or its left-right extensions. We present two classes of models
depending on whether the Standard Model is realized on a stack of D3- or D3-branes.
Section 6 is devoted to a discussion on how the extra moduli necessarily introduced
by our construction can be fixed either by D-term potentials and/or nonperturbative
effects. Finally, in section 7 we discuss some phenomenological properties of the
models. We finish with some general discussions and open questions. Appendix A
contains a technical point on the consistency of the set of fluxes we introduce in our
geometry. A second appendix contains several tables with explicit massless spectrum
of some of the most relevant models discussed in section 5.
2. D-Branes at Singularities
Let us briefly review the bottom-up approach to phenomenological model building
with D-branes at singularities. We centre our description on D3-branes at singular-
4
Orbifold Singularity
Orbifold Singularity
Chiral D3−Brane World
Chiral D3−Brane World
Figure 2: An illustration of the bottom-up approach. D3-branes at an orbifold singularity
provide examples of chiral theories in which the Standard Model can be embedded. Most
of the properties of the model depend on the structure of the singularity. This local model
can then be embedded in many different string compactifications, as long as the compact
manifold has the same type of orbifold singularity.
ities. A more general and comprehensive discussion, centred on D3-branes, can be
obtained from [14].
For concreteness we centre on C3 /ZN orbifold singularities, with ZN generated
by the action
(z1 , z2 , z3 ) → αl1 z1 , αl2 z2 , αl3 z3
(2.1)
with α = e2πi/N . For l1 + l2 + l3 = 0 mod N the orbifold preserves an N = 2 supersymmetry in the bulk, further reduced to N = 1, 0 when D-branes are introduced.
We restrict to this situation, since non-supersymmetric orbifolds contain closed string
tachyons in twisted sectors, which complicate the system.
Let us introduce a set of n D3-branes spanning M4 and sitting at the singular
point in C3 /ZN . Before the orbifold projection, the set of D3-branes in flat space
leads to a N = 4 U(n) world-volume gauge theory. Decomposing it with respect to
the N = 1 supersymmetry preserved by the branes, we have a U(n) vector multiplet
V , and three chiral multiplets Φa in the adjoint representation. The world-volume
gauge field theory for D3-branes at the orbifold geometry is obtained [16] from the
above one by keeping the ZN -invariant states. The ZN has a geometric action on Φa ,
similar to (2.1), and an action on the gauge degrees of freedom, given by conjugation
5
of the Chan-Paton wavefuncion λ by an n × n unitary matrix γθ,3̄ or order N.
λ → γθ,3̄ λ γθ,−13̄
(2.2)
Without loss of generality, γθ,3̄ can be diagonalised, to take the simple form
γθ,3̄ = diag 1n0 , α1n1 , · · · , αN −1 1nN−1
Here 1nk is the identity matrix in nk dimensions, and integers nk satisfy
P
k
(2.3)
nk = n.
Imposing invariance under the combined geometric and Chan-Paton ZN actions,
we have the projections
V : λ = γθ,3̄ λ γθ,−13̄
;
Φa : λ = αla γθ,3̄ λ γθ,−13̄
(2.4)
The resulting spectrum of N = 1 multiplets is
N = 1 Vect.Mult.
N = 1 Ch.Mult
U(n0 ) × U(n1 ) × · · · × U(nN −1 )
−1
3 N
X
X
(ni , ni+la )
(2.5)
a=1 i=0
with the index i defined modulo N. This kind of spectrum is usually encoded in
quiver diagrams, where gauge factors are represented by nodes, and bi-fundamental
fields (ni , nj ) are represented by oriented arrows from the ith to the j th node, see
below.
From (2.5) we can extract a very simple but powerful conclusion: Only for the
Z3 orbifold, (l1 , l2 , l3 ) = (1, 1, −2), will we get a matter spectrum arranged in three
identical copies or families. Indeed, only for that case we have l1 = l2 = l3 mod N.
Therefore, and quite remarkably, the maximum number of families for this class of
models is three, and it is obtained for a unique twist, the Z3 twist.
It is important to realise that a consistent configurations of D-branes should obey
cancellation of tadpoles for RR fields with compact support in the transverse space.
This in particular guarantees cancellation of non-abelian anomalies, and the cancellation of mixed U(1) anomalies via a Green-Schwarz mechanism [17]. If only D3-branes
are present at the orbifold singularity, the RR tadpole cancellation condition reads
3
Y
2 sin(πkla /N) Tr γθk ,3̄ = 0
(2.6)
a=1
For Z3 this implies n0 = n1 = n2 , which only allows for phenomenologically unattractive possibilities (and does not allow for more promising ones e.g. n0 = 3, n1 = 2, n2 =
1).
6
This can be improved by enriching the configurations, introducing other kinds
of D-branes passing through the singularity. We will centre on D7-branes spanning
two complex planes in the six extra dimensions, which are a natural ingredient in IIB
flux compactifications [4]. For concreteness, we centre on a stack of w D73 -branes,
spanning the submanifold z3 = 0 in the geometry, hence transverse to the third
complex plane, which we assume has even l3 .
Hence, in addition to the 3̄3̄ spectrum, there is a sector of 3̄7 + 73̄ open strings 2 .
Before the orbifold projection, it leads to a 4d N = 2 hypermultiplet transforming
in the bi-fundamental representation (n, w̄). In order to quotient by the orbifold
action, one should introduce an w × w Chan-Paton matrix γθ,73 implementing it in
the D7-brane gauge degrees of freedom
γθ,73 = diag 1w0 , α1w1 , · · · , αN −1 1wN−1
(2.7)
In addition we have the geometric action of ZN on the 3̄7 + 73̄ fields. Since the
orbifold breaks the supersymmetry preserved by the D7- and the D3-branes, scalars
and fermions pick up different geometric phases. The projection conditions read
−1
Cmplx.Scalar : λ3̄7 = γθ,3̄ λ3̄7 γθ,7
;
3
−1
4d Weyl Ferm. : λ3̄7 = e−iπl3 /N γθ,3̄λ3̄7 γθ,7
(2.8)
3
The resulting spectrum is
Cmplx.Scalars
N
−1
X
[ (ni , w̄i ) + (n̄i , wi ) ]
i=0
N
−1 h
X
i
n̄i , wi− 1 l3 + ni− 1 l3 , w̄i
(2.9)
2 sin(πkla /N) Tr γθk ,3̄ − 2 sin(πkl3 /N) Tr γθk ,73 = 0
(2.10)
4d Weyl Ferm.
i=0
2
2
The RR tadpole cancellation condition reads
3
Y
a=1
For the interesting case of Z3 , the full 3̄3̄ and 3̄7 + 73̄ spectrum on the D3-brane
world-volume is
3̄3̄
3̄7 + 73̄
2
N = 1 Vect.Mult.
U(n0 ) × U(n1 ) × U(n2 )
N = 1 Ch.Mult
3 [ (n0 , n̄1 ) + (n1 , n̄2 ) + (n2 , n̄0 ) ]
(2.11)
Cmplx.Scalars
[ (n0 , w̄0 ) + (n1 , w̄1 ) + (n2 , w̄2 ) + (n̄0 , w0 ) + (n̄1 , w1 ) + (n̄2 , w2 ) ]
4d Weyl Ferm.
[ (n0 , w̄2 ) + (n1 , w̄0 ) + (n2 , w̄1 ) + (n̄2 , w0 ) + (n̄0 , w1 ) + (n̄1 , w2 ) ]
The 77 open string sector is more dependent on global features of the compactification. We
skip it for the moment, but include it explicitly in our examples.
7
w
a)
w
b)
0
n
110
00
00
11
00
11
111
000
000
111
000
111
000
111
n
1
w0
c)
0
n
111
000
0000
111
000
111
000
111
n
110
00
00
11
00
11
111
000
000
111
000
111
000
111
n
111
000
000
111
000
111
000
111
n1
2
w1
w2
00
11
00
11
00
11
00
n 111
111
000
000
111
000
111
000
111
n2
w1
w2
11
00
00
11
00
11
00
11
n
w1
2
w2
Figure 3: This is the quiver diagram corresponding to a general C3 /Z3 model. In the nonSUSY case (models with D3 and D7-branes), fermions and scalars transform in different
representations of the gauge group, namely those displayed (respectively) in a) and b).For
the supersymmetric case, both scalars and fermions fill in chiral multiplets of the preserved
SUSY, and transform in the bifundamentals displayed in c).
Let us finally provide the spectrum for a system of D3- and D7-branes. Following
[14] we can consider for a configuration of D3-branes (with CP matrix γθ,3 given by
(2.3) and D7-branes, as above. The resulting N = 1 supersymmetric spectrum is
33
37 + 73
N = 1 Vect.Mult.
U(n0 ) × U(n1 ) × U(n2 )
N = 1 Ch.Mult
3 [ (n0 , n̄1 ) + (n1 , n̄2 ) + (n2 , n̄0 ) ]
N = 1 Ch.Mult
(2.12)
[ (n0 , w̄1 ) + (n1 , w̄2 ) + (n2 , w̄0 ) + (n̄0 , w2 ) + (n̄1 , w0 ) + (n̄2 , w1 ) ]
This general spectrum is encoded in the quiver diagram shown in figure 3. The
RR tadpole conditions read
±3Tr γθ,3 − Tr γθ,73 = 0
(2.13)
with the upper (lower) sign corresponding to the D3- (resp, D3-) brane case.
3. Flux Compactifications and the Klebanov-Strassler Throat
There is much recent interest in the study of compactifications of type IIB on CalabiYau (CY) threefolds (or generalisations in terms of F-theory on CY fourfolds) with
non-trivial backgrounds for NSNS and RR 3-form field strength fluxes, H3 and F3
respectively [2, 3, 4].
These compactifications have several interesting features. One of them is that
they naturally have very few moduli. Namely, the fluxes induce a potential for the
8
scalar moduli of the underlying Calabi-Yau compactification, lifting the corresponding flat directions and stabilising most of them, in particular the dilaton and all
complex structure moduli. The stabilisation can be intuitively understood as follows. The equations of motion require the flux combination G3 = F3 − iSH3 (where
S = 1/gs −ia is the complex IIB dilaton) to be imaginary self-dual with respect to the
underlying CY metric, G3 = i ∗6d G3 . Since the fluxes F3 , H3 are quantised, the flux
density G3 depends on complex structure moduli (which control the size of 3-cycles),
in addition to the dilaton. Hence, for the imaginary self-duality condition to hold,
the dilaton and complex structure moduli must take particular vacuum expectation
values, hence they are stabilised by the the choice of flux quanta.
In 4d effective supergravity terms, the fluxes generate a superpotential [3]:
Z
W =
G3 ∧ Ω ,
(3.1)
M
where Ω is the holomorphic 3-form in the Calabi-Yau space. This depends implicitly
on the dilaton and complex structure moduli. Minimisation of the scalar potential leads to the imaginary self-duality condition, and to the moduli stabilisation
described above.
Since the superpotential does not depend on Kähler moduli, they do not appear
in the scalar potential, and they are not stabilised by the flux background. For
instance, centring on the overall Kähler size of the Calabi-Yau T , the Kähler potential
is
K = K̃(ϕi , ϕ∗i ) − 3 log (T + T ∗ ) ,
(3.2)
with K̃ the Kähler potential for all the other fields ϕi except for T . The supersymmetric scalar potential takes the form
VSU SY = eK K ij̄ Di W Dj W ,
(3.3)
with K ij̄ the inverse of the Kähler metric Kij̄ = ∂i ∂j̄ K and Di W = ∂i W + W ∂i K the
Kähler covariant derivative. The contribution of T to the scalar potential through
the Kähler potential precisely cancels the term −3eK |W |2 of the standard supergravity potential, as usual in no-scale models [18]. The potential is positive definite,
so the minimum lies at V = 0, with all the fields except for T fixed from the conditions Di W = 0. This minimum is supersymmetric if DT W = W = 0 and not
supersymmetric otherwise.
Additional ingredients have been proposed to stabilise the additional Kähler
moduli. For the case of a single modulus, it was argued in [7] that non-perturbative
9
effects on a D7-brane gauge sector can stabilise it, leading to anti-de Sitter vacua.
Further addition of anti-D3-branes could then be employed to turn the vacuum into
a de Sitter vacuum.
A second important property of these compactifications is that they naturally
lead to warped metrics. Namely, the internal background metric is not the Ricci-flat
one for the Calabi-Yau, but conformal to it, due to a non-trivial warp factor,
ds2 = Z −1/2 ηµν dxµ dxν + Z 1/2 ds2 CY
(3.4)
The warp factor is due to the flux backreaction on the metric
∇2 Z ≃ G∗lmn Glmn
(3.5)
(where ∇ and the raising of indices are done with the underlying CY metric ds2 CY ).
The warp factor implies that the 4d scales of physical processes suffer a redshift
which depends on the point of the internal space at which they take place. This effect
can be quite strong in highly warped configurations, and provides the string theory
realisation of the Randall-Sundrum hierarchy. In this reference, exponential warp
factors were proposed in [9] as a way to solve the hierarchy between the weak and the
Planck scale. The particular setup employs a 5d geometry, given by a slice of AdS5
space between two M4 boundaries, denoted infrared/ultraviolet regions according
to their large/small redshift factor, respectively. The Standard Model fields were
assumed to be localised at the infrared region, so that any Planck scale effect is
lowered to the TeV scale due to the warp factor, explaining the hierarchy between
the electroweak and 4d Planck scales.
There is a simple geometry with fluxes, which illustrates both these aspects of
flux compactifications. It is the Klebanov-Strassler (KS) throat [11]. The underlying Calabi-Yau is the deformed conifold, a non-compact manifold described as the
complex hypersurface
x21 + x22 + x23 + x24 = ǫ
(3.6)
in C4 . There is a complex structure modulus, whose vev is ǫ. It controls the size
of the unique compact non-trivial 3-cycle in the geometry, which is the S3 obtained
(e.g. for ǫ real) by taking real xi in (3.6). Its dual 3-cycle is non-compact, and it
is convenient to introduce a cutoff Λ to render its volume finite 3 . Introducing M
3
If the conifold is embedded in a global compactification, the volume of this cycle is indeed finite.
10
units of flux F3 over this S3 , and −K units of H3 flux over the dual cycle, leads to
stabilisation of the complex structure modulus at the value
ǫ = exp(−2πK/Mgs )
(3.7)
The full metric is described in [11]. The geometry has the structure of a highly warped
throat, looking like AdS5 space (times an internal compact geometry T 1,1 = S2 × S3 )
in its central region. However, the finite size of the S3 caps off the throat at a finite
distance, leading to a maximum warp factor at the bottom of the throat given by
Z ∼ e8πK/3M gs
(3.8)
In compactifications, the other end of the throat (the mouth) ends in the (slightly
warped, almost flat) geometry of the Calabi-Yau. The situation is shown in figure 1.
As emphasised in [10, 4], the situation is highly reminiscent of [9], with a region
looking like an slice of AdS5 space, ending at the infrared (by the finite size S3 ) and
at the ultraviolet (by the remaining piece of the compact Calabi-Yau). In fact, this
was advocated in [4], as a string theory realisation of the Randall-Sundrum proposal.
However, a concrete realisation where there is a realistic gauge sector localised at the
bottom of the throat has not been achieved in the literature. Our purpose in the
present paper is to provide explicit examples of this kind.
4. Orbifolds within Conifolds
4.1 More on the conifold
We are interested in constructing a strongly warped throat, similar to the KS model,
at the bottom of which we have an orbifold singularity (preferably C3 /Z3 ), on which
we would like to place anti-D3-branes to lead to a chiral gauge sector. This can be
achieved by starting with a Calabi-Yau geometry including a set of 3-cycles (preferably 3-spheres) and a C3 /Z3 singularity lying on them. Introduction of large fluxes
on those 3-cycles (and their duals) would generate a highly warped throat, at the tip
of which the singularity sits.
A simple possibility would be to construct the quotient of the deformed conifold
by a Z3 action with isolated fixed points. Unfortunately, the deformed conifold does
not admit such symmetries. For instance, we can change variables and write (3.6) as
xy − uv = ǫ
11
(4.1)
uv=z+ε /2
xy=z−ε/2
z
z=−ε /2
z=ε /2
Figure 4: Description of the conifold geometry as a double C∗ fibration.
There is a Z3 symmetry (x, u) → e2πi/3 (x, u) and (y, v) → e−2πi/3 (y, v), which
unfortunately is freely acting. Other possible Z3 symmetries, like x → e2πi/3 x,
y → e−2πi/3 y, leaving u, v invariant, have a whole complex curve (defined by uv = ǫ)
of fixed points, so that locally the singularity is C × C2 /Z3 . This singularity leads
to N = 2 world-volume theories on D3-brane probes, which are non-chiral and thus
not interesting.
Hence, it is not possible to consider a deformed conifold invariant under a Z3
symmetry of the required kind. An alternative is to construct geometries including
several deformed conifolds, arranged in an invariant way under a suitable Z3 symmetry, by which we subsequently quotient the geometry. This is accomplished in next
subsections, but before we need some additional information on the conifold.
The deformed conifold (4.1) can be equivalently described by
xy = z − ǫ/2 ;
uv = z + ǫ/2
(4.2)
In this description, the coordinate z parametrises a complex plane, at each point of
which the coordinates x, y (subject to the equation) describe a C∗ fibration (with
a fiber topologically R × S1 ). The fiber degenerates to two complex planes at the
point z = ǫ/2, where we have xy = 0. Finally there is an analogous C∗ fibration
parametrised by u, v, and degenerating at z = −ǫ/2. See figure 4.
The S3 in the deformed conifold is visible as follows. In each of the two C∗ fibers
there is an S1 , which shrinks to zero size at z = ±ǫ/2, respectively. Consider the
3-cycle obtained by taking a real segment in the z-plane joining the points z = ǫ/2
and z = −ǫ/2, and fibering over it the S1 fiber in the first C∗ fibration and the S1
fiber in the second C∗ fibration. This defines a 3-cycles without boundary, which
12
1
0
0
1
S3
z= ε
z=−ε 2
2
z
Figure 5: Simplified pictorial depiction of the conifold and its S3 . The dot and the cross
denote the degeneration points of the two C∗ fibrations, respectively.
topologically is S3 , and whose size is controlled by the parameter ǫ. Our pictorial
depiction of those cycles is shown in figure 5.
4.2 Elliptic fibrations and Schoen’s Calabi-Yau
In this section we describe geometries containing several deformed conifolds.
Let us start by considering the two-fold defined by
y 2 = x3 + f (z)x + g(z)
(4.3)
where f, g are holomorphic polynomials (whose degree is constrained, although we
momentarily skip this point). It describes an elliptic fibration over a complex plane,
in Weierstrass form. Namely z parametrises a complex plane, and at each point in z
the variables x, y parametrise a two-torus (i.e. elliptic curve). The fiber is degenerate
on top of the points z satisfying the discriminant equation
∆ = 4f (z)3 + 27g(z)2 = 0
(4.4)
at which a (p, q) 1-cycle of the two-torus pinches to zero size. Near each of these
degenerations, say at z = z0 , one can introduce local complex coordinates in the
torus u, v, such that the geometry is locally uv = z − z0 . Namely the local geometry
corresponds to a C∗ fibration near a degeneration point, see figure 6.
Hence, geometries with deformed conifold singularities can be constructed by
considering double elliptic fibrations. Namely, consider the threefold
y 2 = x3 + f (z)x + g(z) ;
y ′2 = x′3 + f ′ (z)x′ + g ′ (z)
(4.5)
describing two elliptic fibrations over the z-plane. The above equation can be used to
define a compact Calabi-Yau manifold, by considering z to parametrise (a patch) in
13
z
z
Figure 6: The degeneration of an elliptic fibration near a degenerate fiber can be locally
described as a C∗ fibration.
IP1 (i.e. by homogenising (4.5) with respect to projective coordinates [z, w] for IP1 ),
and imposing the polynomials f , f ′ and g, g ′ to be homogeneous of degree 4 and 6,
respectively. Such compact geometries have been studied in [19]. In general, we will
be interested in local models, namely non-compact versions of (4.5), so we regard
z as parameterising a complex plane, and take f , f ′ , g, g ′ of low enough degree.
Schoen’s manifold then provides a possible global embedding of these local models
in a compact Calabi-Yau.
Using the above information, one can see that such geometries contain non-trivial
compact 3-cycles. Denote zi , zj′ the degeneration points of each fibration, and (pi , qi ),
(p′j , qj′ ) the 1-cycles in the corresponding elliptic fiber degenerating at those points.
An S3 is obtained by considering a segment in the z-plane joining a point zi with a
point zj′ , and fibering over it the (pi , qi ) 1-cycle of the first elliptic fibration times the
(p′j , qj′ ) 1-cycle of the second. For geometries with coinciding zi and zj′ , the S3 has
zero size and we get a conifold singularity. If they are close but not coincident, then
locally we have a deformed conifold, with deformation parameter ǫij = zi − zj′ .
4.3 The Z3 -invariant manifold
We would like to consider geometries invariant under a Z3 action with isolated fixed
points. A suitable Z3 symmetry is provided by z → e2πi/3 z, x → e2πi/3 x, x′ → e2πi/3 x′
Manifolds with this Z3 symmetry are of the form
y 2 = x3 + f2 z 2 x + (g2 z 6 + g1 z 3 + g0 )
y ′2 = x′3 + f2′ z 2 x′ + (g2′ z 6 + g1′ z 3 + g0′ )
(4.6)
Fixed points lie on top of z = 0, where the elliptic fibers are Z3 symmetric T2 ’s,
namely their complex structure parameter corresponds to τ = e2πi/3 . The Z3 action
14
has three fixed points on each, so in total the geometry has nine isolated fixed points,
around which the geometry is locally C3 /Z3 .
We are interested in constructing a simple as possible geometry. Hence we can
impose the elliptic fibrations to have just three degeneration points, so that the
geometry, roughly speaking, contains three copies of the deformed conifold, rotated
to each other by the Z3 . Without loss of generality, such geometries read
y 2 = x3 − 3(z/z0 )2 x + 2(z/z0 )3 − 4
y ′2 = x′3 − 3(z/z0′ )2 x′ + 2(z/z0′ )3 − 4
(4.7)
This describes an elliptic fibration degenerating at points z = ωz0 , and another
elliptic fibration degenerating at z = ωz0′ , where ω = 1, e2πi/3 , e−2πi/3 . Clearly
z0 or z0′ can be eliminated by a rescaling of z, but we prefer to keep the above
more symmetric description of the manifold. In the above geometry, the 1-cycles
degenerating at the different point, may be chosen to be the cycles (2, −1), (−1, 2)
and (−1, −1), and analogously for the primed fibration. This double elliptic fibration
was considered (in a different context) in section 3.2 of [20].
A pictorial depiction of geometries of this kind are shown in figure 7. The first
figure is the general kind of configuration. The second shows the geometry at a point
in moduli space where it has an additional Z2 symmetry, given by x, y → x′ , y ′,
z → −z, that we will exploit below. Our final geometry is obtained by modding out
the manifold (4.7) by the Z3 symmetry, which has nine fixed points.
4.4 Introduction of D-branes
One can now introduce D-branes in this local geometry, to obtain chiral gauge sectors.
In particular, we will introduce D3- or D3-branes sitting at the C3 /Z3 orbifold points,
and D7-branes located at z = 0, hence passing through the singularities, and wrapped
on the T4 fiber in the geometry. These sets of D-branes lead to a chiral open string
spectrum localised on their world-volume. The models are such that the Standard
Model group and matter multiplets are located on D3- or D3-branes at the origin in
the z-plane and elliptic fibers.
The simplest option, which already provides a chiral gauge sector, is to locate
a number n of D3-branes at the orbifold point at the origin. It leads to a U(n)3
world-volume gauge theory with N = 1 supersymmetry (ignoring the effect of the
fluxes) and chiral matter multiplets in the three copies of the representation (n, n̄, 1)+
(1, n, n̄) + (n̄, 1, n).
15
S3
Z3
S3
S3
z
z
S3
Figure 7: The first figure shows the a general Z3 -invariant configuration for the three
deformed conifolds. In the second figure we show a configuration invariant under an additional Z2 symmetry.
Although chiral, this theory is not realistic. More interesting models can be
obtained exploiting a further natural ingredient in flux compactifications, namely by
introducing D7-branes, passing through the origin. Their presence allows to consider
richer Chan-Paton structures for the D3-branes, consistently with twisted RR tadpole
cancellation, and to build models with gauge group and matter closer to the Standard
Model. Explicit D-brane configurations of this kind are discussed in section 5.
In the next subsection we describe the introduction of fluxes in this geometry,
in order to create a highly warped KS-like throat, and consider a choice of fluxes
which ensures (via moduli stabilisation) that the singularities (and hence the Dbrane configuration and the gauge sector) sit at the bottom of the highly warped
throat.
An important question is the backreaction of the branes on the underlying geometry. This can be considered small as long as the flux quanta are larger than the
number of D-branes required, a situation which can be achieved consistently with
the desired hierarchy (e.g. by rescaling the fluxes keeping the hierarchy (3.8) constant). A second important point is that the chiral part of the D-brane world-volume
spectrum can be read off from the configuration without fluxes, since is protected
by chirality. Non-chiral fields massless in the absence of fluxes, may however receive
flux-induced mass terms.
4.5 Turning on Fluxes and the Structure of the Throat
We would now like to turn on 3-form fluxes on the 3-cycles in our geometry, and
build a highly warped KS-like throat. We choose to introduce RR fluxes on the
compact 3-cycles and NSNS fluxes on non-compact 3-cycles in the geometry. The
16
flux we introduce stabilises the complex structure modulus (that can be considered
to be z0 /z0′ ), and leads to a geometry with small S3 s, lying at the bottom of the
throat.
Moreover, we would like the final geometry to contain the C3 /Z3 orbifold singularity at the bottom of the throat. This is ensured if the final value of z0 /z0′ is
such than the origin is on some S3 with non-zero flux. Figure 7a shows a situation
where this would not be the case, namely where the throat develops and the C3 /Z3
singularity is left behind, in the almost unwarped part of the Calabi-Yau. On the
other hand, figure 7b shows a situation where there are 3-spheres passing through the
origin. This implies that, when we introduce fluxes on them and the throat develops,
the origin will lie at the bottom of the throat.
In general, and for such a complicated geometry, it is difficult to determine the
value at which moduli stabilise, in terms of the flux quanta. In this paper we do
not solve this problem systematically, but rather notice that the interesting case in
figure 7b is invariant under the Z2 symmetry discussed at the end of section 4.3. It
is then expected that a Z2 -invariant set of flux quanta assignments will ensure the
moduli stabilise at precisely such geometry.
Since we are not interested in the most general flux, we do not require a full
knowledge of a basis of 3-cycles in the geometry. The only requirement in introducing the fluxes is the consistency condition that homologically related 3-cycles get
similarly related fluxes. In our geometry there are three kinds of S3 ’s shown in figure
8a, corresponding to three Z3 orbits. We denote by Πij ′ (i, j = 1, 2, 3) the 3-cycle
defined by the segment joining the degenerations with labels i and j ′ . The three
classes are Π11′ (and its images Π22′ , Π33′ ), Π12′ (and images Π23′ , Π31′ ) and Π13′
(and images Π21′ , Π32′ ). There are also some non-compact 3-cycles, shown in figure
8b, which lie in two Z3 orbits. They are denoted Σi and Σi′ 4 .
The Z3 acts as a simultaneous cyclic rotation of (1, 2, 3) and (1′ , 2′ , 3′ ), and
leaves the geometry invariant. The Z2 action is [Πij ′ ] → [Πji′ ], [Σi ] ↔ [Σi′ ], and is a
symmetry of the homology lattice, but in general not a symmetry of the geometry.
For z0 = −z0′ , the Z2 is a symmetry of the geometry as well.
As suggested above, there are several homology constraints among the above set
4
Of course, in order to fully determine a 3-cycle we should not only specify the segment in the
base, but also the two 1-cycles in the two elliptic fibrations. The 3-cycles that we call Σi and Σi′
(which enter e.g. in expression 4.8) have very precise 1-cycles fibered, which are discussed in detail
in appendix A.
17
Σ 2’
B)
2’
A)
Σ1
Π 32’
Π ab’
1
Π 11’
3
2’
3
1
Π 31’
Π ac’ Π 22’ Π
33’
Π 21’
3’ Π 23’ 2
Σ3
1’
1’
Σ 3’
Σ 1’
2
3’
Σ2
Figure 8: Pictorial depiction of some interesting 3-cycles in our geometry. Figure 7a
shows the compact 3-cycles, in three different orbits of the Z3 action. Figure 7b shows the
non-compact 3-cycles, which lie in two Z3 orbits.
of 3-cycles, which our flux assignments should respect. Some of the relevant ones
for us are described in appendix A, in terms of deformation arguments. The basic
relation reads
3[Σ3 ] − 3[Σ2 ] = [Π11′ ] + [Π12′ ] + [Π13′ ]
(4.8)
and similar ones among their Z3 images. This implies that if the flux over [Σ2 ] and
[Σ3 ] are equal (as required by Z3 symmetry), then the sum of fluxes over [Π11′ ], [Π12′ ],
[Π13′ ], must vanish. If we are interested in a Z2 invariant assignment of fluxes, then
(using also the Z3 symmetry) the flux over [Π12′ ] and [Π13′ ] must be equal, and then
the flux over [Π11′ ] must be (minus) twice that amount. Similar statements follow
for the Z3 -related images of these cycles.
The final configuration of fluxes is therefore
R
[Πii′ ]
R
F3 = −K/2
R
H3 = − [Σ ′ ] H3 = M
[Σi ]
F3 = K
R
,
[Πij ′ ]
i
for i 6= j
(4.9)
and succeeds in providing a set of Z2 -invariant fluxes. Hence they stabilise the moduli
at the Z2 -invariant geometry, namely z0 = −z0′ . In such situation, the orbifold points
in the Z3 quotient lie on the 3-sphere associated to the orbit Πii′ , so that the orbifold
point is at the bottom of the throat. The final picture for the 3-cycles with flux, and
the resulting geometry, is in figure 9.
18
Σ1
Σ 3’
3’
Π 13’
1
Π 33’
Π 22’
2’
Π 32’
Π 23’
Σ2
Σ 2’
Π 12’
2
Π 21’
Π 11’
Π 31’
3
Σ3
1’
Σ 1’
Figure 9: The figures shows the set of 3-cycles on which we have turned on a Z2 -invariant
set of 3-form fluxes. The moduli stabilise at the shown Z2 -invariant geometry.
It is also important to notice that the different S3 (related by Z3 ) in the covering
space wrap in different directions in the T4 , and that their size is thus related to
the local size of T2 fibers. Hence it is reasonable to expect the full T4 in the fiber
to sit at the bottom of the throat. Schematically, the z-plane elongates producing
the throat, all over which we have a T4 fibration. At the bottom of the throat, the
double elliptic fibration has several degenerations, giving the Z3 related S3 ’s. The
non-compact direction of the z-plane plays the role of the radial direction in the KSlike throat, so that there is large variation of the warp factor along that direction,
and the central piece of the throat is an slice of AdS5 . In contrast with the KS throat,
the internal space along the throat is not T 1,1 , but rather a T2 × T2 bundle over S1 .
A picture of the throat and the structure at its tip is given in figure 10.
We have thus succeeded in constructing a geometry and flux background leading
to a highly warped throat with orbifold singularities at its bottom. The geometry is
rather involved, hence we cannot provide the explicit metric and flux density profile.
We however expect that, given the analogy, its structure is similar to the KS solution.
Further work to quantify this would clearly be desirable.
5. Examples of Realistic Models
We can now start describing some of the realistic models we can build. One can
greatly benefit from the analysis in [14], which gives us the model building rules
based on a local analysis, and can be applied to the throat we have just constructed.
19
Figure 10: Structure of the throat in the z-plane, over which we have a double elliptic
fibration. At its tip, round dots and crosses denote degenerations of the elliptic fibers,
while square dots represent fixed points of the Z3 action.
5.1 Two Scenarios
As mentioned in the introduction we may consider two main scenarios
5
1. The Standard Model is embedded on a stack of anti D3-branes and D7-branes.
In this construction, supersymmetry is explicitly broken on the tip of the throat.
There are different versions of this scenario (as illustrated in some of the models) where the other branes on the throat are D3- and D7- and/or D3-, D7branes, but their main properties are similar. The fundamental scale at the
location of these Standard Model branes should then be of the order of 1 TeV.
This can be easily achieved from the strong redshift factor at the bottom of the
throat, as in the Randall-Sundrum case. In this construction, most of the phenomenological analysis carried out for Randall-Sundrum models applies [22].
This scenario has the advantage that the anti D3-branes are dynamically attracted by the fluxes and naturally fall to the bottom of KS-like throats [13].
This reduces the number of moduli, but more importantly provides an explanation for the location of the Standard Model fields at the strongly redshifted
region.
2. It is possible to construct supersymmetric models in the present setup, namely,
if the standard model is constructed inside a stack of D3-branes. Both the D7and D3-branes preserve the same supersymmetry and we have a version of the
5
A general discussion of the different possible scales appearing in these classes of models can be
found in [21].
20
MSSM at the end of the throat. Additional D-branes at orbifold points away
from the origin may be D3- or D3 branes. In the first case supersymmetry is
fully preserved on the throat, if the fluxes also preserve it. The background
outside the throat may preserve supersymmetry as well (e.g. as in the F-theory
example in section 4.3 in [14]) or break supersymmetry (as in most models in
[14]) by e.g. distant antibranes, non-supersymmetric fluxes in the CY away
from the throat, etc. In both of these cases, supersymmetry breaking would be
implemented via gravity mediation from a hidden sector, given by the distant
non-supersymmetric source in the latter case, and from e.g. gaugino condensation or other non-perturbative effect in the former. The amount of warping
on the throat in this case is not related to the hierarchy (which is stabilised by
supersymmetry) and its choice would depend on the supersymmetry breaking
mechanism.
5.2 Left-Right Models
5.2.1 Models with anti D3-branes
Consider a set of D3-branes at the origin with
γθ,3̄ = diag (13 , α12, α2 12 )
(5.1)
In order to cancel RR twisted tadpoles, we add D7-branes wrapped on the T4 fiber
and passing through the Z3 point, with γθ,7 = 13 . This cancels the RR twisted
tadpole at the origin (2.13), but introduces tadpoles at the other fixed points. They
can be cancelled by locating one anti-D3-brane at each, with γθ,3̄i = 11 .
This leads to a consistent model, which has a LR sector at the end of the throat.
The spectrum in the sector of antibranes at the origin is essentially SU(3)×SU(2)L ×
SU(2)R × U(1)B−L . The additional D3-branes give some abelian factors, which
disappear as discussed below. The D7-branes in principle lead to an U(3) group, but
the U(1) factor is anomalous and becomes massive, while the SU(3) factor provides
a (gauged) horizontal symmetry for leptons. The full spectrum is shown is table 1
of appendix B.
There remains the crucial issue of U(1) anomalies. As discussed in [14], a ‘diagonal’ combination of the U(1) factors arising from the D3-branes at the origin is
non-anomalous and remains massless. It is given by
1
1
1
QB−L = −2
Q3 + QL + QR
3
2
2
21
(5.2)
and provides the familiar B − L quantum number for fields in the LR sector.
The remaining two U(1)’s and the U(1) from the D7-branes are anomalous
(with anomaly cancelled by the Green-Schwarz mechanism in [17]), and become massive. Finally, the additional U(1) factors from the extra D3-branes have no charged
fermions, and are automatically anomaly-free. However, they become massive as
well, since they have non-zero B ∧ F couplings with twisted closed string moduli (in
analogy with the discussion in [23]). In the mentioned table we provide the charges
under all U(1) factors, but list in the last column the charges under the only surviving
factor (5.2).
Since we have anti D3’s, the model is non-supersymmetric, as is manifest in
the spectrum. However, supersymmetry is not essential in the phenomenology of
the models, since the warped throat stabilises the hierarchy, a la Randall-Sundrum.
This is the first semi-realistic model where the RS mechanism is put to work in an
explicit string theory context.
Notice that the global geometry is different from the toroidal models in [14].
This has implications (which however do not affect the chiral structure of the LR
model just constructed). For instance, it is not possible to turn on Wilson lines on
the D7-brane to further break the SU(3) horizontal symmetry. In our geometry, the
1-cycles in the T4 fiber, on which the D7-branes wrap, are contractible so there is no
moduli associated to a choice of Wilson lines. An alternative to break the D7-brane
gauge group would be to introduce D7-brane world-volume magnetic fields, which
are quantised and thus discrete; however we do not discuss this possibility in the
present paper.
5.2.2 Models with D3-branes
Consider instead a set of D3-branes at the origin with
γθ,3 = diag (13 , α12, α2 12 )
(5.3)
Again, in order to cancel RR twisted tadpoles, we add D7-branes with γθ,7 =
diag (α13 , α2 13 ), and one D3-brane at each of the other fixed points, with γθ,3i = 11
This leads to a consistent supersymmetric model, which has a LR sector at the end
of the throat.
5.3 Standard Model Examples
It is also possible to construct local configurations with the Standard Model gauge
22
group and 3 families of chiral fermions. The essential features of this class of models
have been discussed in [14]. In order to illustrate their basic structure, let us consider
the following particular example.
5.3.1 The Standard Model on anti D3-branes
Consider placing D3-branes at the origin, with the Chan-Paton embedding
γθ,3̄ = diag (13 , α12, α2 11 )
(5.4)
The twisted tadpole is cancelled at the origin by adding D7-branes, wrapping the
fiber T4 and with a Chan-Paton embedding
γθ,7 = diag (16 , α13 )
(5.5)
Again, these generate a twisted tadpole at the other fixed points, that we compensate
by the addition of D3-branes with
γθ,3̄i = diag (12 , α11 )
(5.6)
The above configuration leads to the Standard Model gauge group SU(3)×SU(2)L ×
U(1)Y living in the world-volume of the D3-branes at the origin. Several of the extra
U(1) factors of the anti-branes and from the D7-branes become massive as discussed
above. The linear combination given by
1
1
Q3 + Q2 + Q1
QY = −
3
2
(5.7)
is anomaly-free, remains massless, and exactly reproduces the SM hypercharge.
The SU(6)⊗SU(3) gauge group coming from the D7’s represents an extra gauged
symmetry. As pointed out in [14], the particular structure of this kind of models
allows to potentially break that hidden gauge symmetry (by giving the appropriate
vevs to scalar fields in the 77 sector) without spoiling the good hypercharge for the
matter fields. This breaking may also give a mass to some exotic matter in the 37
sector. In any case, these more detailed properties are model dependent and we skip
them in our discussion.
The complete spectrum for this model is displayed in table 2 of the appendix.
Clearly, the model we have worked out is just an example. There exist several
other possibilities, like cancelling twisted tadpoles with D7-branes or adding D3branes instead of D3-branes outside the origin. In any event, since the local structure
around the origin is close to the above, most models are similar and inherit the same
appealing properties.
23
5.3.2 The Standard Model on D3-branes
Let us now describe a similar construction using D3-branes instead. We introduce a
set of D3-branes at the origin, with
γθ,3 = diag (13 , α12, α2 11 )
(5.8)
The twisted tadpole is cancelled at the origin by adding D7-branes, with
γθ,7 = diag (α13 , α2 16 )
(5.9)
and D3-branes away from the origin with
γθ,3i = diag (12 , α11 )
(5.10)
By arguments similar to the above one, this configuration leads to the Standard
Model gauge group SU(3) × SU(2)L × U(1)Y living in the worldvolume of the D3branes at the origin. Its spectrum is displayed in table 3.
5.4 Pati-Salam Examples
It is also interesting to consider other model building possibilities. As an illustration,
we construct a Pati-Salam model. Consider a set of anti D3-branes at the origin,
with
γθ,3̄ = diag (14 , α12, α2 12 )
(5.11)
To cancel RR twisted tadpoles, we introduce D7-branes with γθ,7 = diag (16 ), and
anti D3-branes at other fixed points, with γθ,3̄i = diag (12 ).
The spectrum in the sector of the antibranes at the origin is essentially SU(3) ×
SU(2) × SU(2) × U(1)Q . The non-anomalous U(1) in this case corresponds to Q =
1
Q
4 4
+ 21 QL + 12 QR , and has no natural interpretation in terms of Pati-Salam grand
unification. The full spectrum is in table 4 of the appendix.
6. Kähler Moduli Stabilisation
6.1 D-branes vs anti D-branes
In the previous section we introduced two main scenarios, distinguished by whether
the Standard Model is embedded on a stack of D3-branes or D3-branes. In both
24
scenarios we have several moduli, which are not stabilised by the fluxes. For instance,
both contain geometric Kähler moduli, which include the overall CY volume (plus
possibly others controlling the size of the elliptic fibers, whose existence depends on
the global CY structure), and two blow-up moduli at each of the orbifold points of the
geometry. These will be discussed in next subsection. In addition, in scenario 1, the
Standard Model branes have three complex moduli, associated to the possibility of
combining three fractional D3-branes into a dynamical regular D3-brane, and moving
it off the orbifold point. This corresponds to a flat direction of the D3-brane gauge
theory (breaking the gauge group to an unrealistic U(2) × U(1)), which is not lifted
by the flux background, since it does not generate soft terms on D3-branes.
In this sense scenario 2 is more attractive, because fluxes do stabilise the anti
D3-branes at the bottom of the throat, i.e. they generate soft masses and lift the
latter flat direction; therefore in this case the standard model group is stable. Notice
that this is already a concrete improvement over the models in [14].
Finally, it is worth mentioning D7-brane moduli. Since only fractional D7-branes
are involved in our constructions, moduli associated to D7-brane positions are projected out by the orbifold. Even if they were present, it is expected [24, 25] that they
acquire flux-induced masses, even for imaginary self-dual flux backgrounds.
6.2 Kähler Moduli Stabilisation
Introduction of fluxes in general stabilises the dilaton and complex structure moduli,
as we have discussed above. On the other hand, Kähler moduli are not stabilised,
and remain unfixed (at leading order in α′ ). In order to achieve a fully realistic
model, it is interesting to propose and device mechanisms to stabilise Kähler moduli.
For simple situations, where the only Kähler modulus is the overall CY volume, it
has been proposed in [7] that non-perturbative effects (like gaugino condensation in
a 7-brane sector) may lead to its stabilisation. Moreover, full moduli stabilisation is
interesting, since it is a requirement to achieve the construction of de Sitter vacua,
which may be relevant to describe cosmologically interesting scenario.
In our models, the number of Kähler moduli is relatively large. There are two
blow-up modes at each C3 /Z3 singularity, adding up to a total of eighteen. In
addition, when embedded in a compact space, there may be additional Kähler moduli
associated to the size of the base and the sizes of the elliptic fibers.
In principle, it is possible to imagine that the latter are stabilised by a combination of gaugino condensates associated to D7-branes away from the throat as in
25
references [7, 8, 26]. This is then doable but it is clearly very model dependent, and
we will not discuss it any further. On the other hand, the Kähler moduli associated
to blow-up modes should be stabilised by a mechanism present at the bottom of
the throat. In principle, these Kähler moduli contribute to the gauge coupling of
fractional branes sitting at the singularity. For instance, for D3-branes associated to
the eigenvalue e2πi ki/N in γθk (denoted ith fractional D-branes in what follows), the
gauge kinetic function is given by
1
f (S, Mk ) =
N
S+
N
−1
X
e2πi ki/N Mk
k=1
!
(6.1)
where Mk is the Kähler modulus in the k th twisted sector. Hence, if the worldvolume gauge theory develops a gaugino condensate, it may lead to the (at least
partial) stabilisation of these moduli.
However, it seems that a large number of such gaugino condensates is required,
and moreover the gauge groups on branes at singularities in our explicit models do
not necessarily have such kind of non-perturbative effects.
There is however an alternative mechanism of stabilisation of twisted moduli,
which is automatically implemented in a large class of models, including ours. For
concreteness, let us centre on a set of D3-branes at an orbifold singularity. Following
[16], consider a complexified Kahler moduli Mk in the k th twisted sector, and define
the linear combinations
Φi =
X
e2πiki/N Mk
(6.2)
k
then there is a coupling between the 2-forms Bi which are the 4d duals of the RR
piece in Φi , and the U(1) gauge boson on the ith fractional D3-brane, given by
Z
Bi ∧ Fi
(6.3)
D3
These couplings play an essential role in the Green-Schwarz cancellation of mixed
U(1) - non-abelian gauge anomalies [17]. Due to the N = 1 supersymmetry unbroken
by the D3-brane and the orbifold, there is a non-trivial Fayet-Illiopoulos term, given
in terms of the scalars ξi , which are the NSNS piece of Φi
Z
ξ i Di
D3
26
(6.4)
This leads to a D-term potential
VD =
X
i
X
qI,a Ψi,a Ψ∗i,a + ξi
a
!2
(6.5)
where a runs through all the scalars Ψi,a , charged (with charge qi,a ) under the ith
U(1) gauge group.
In the absence of such scalars, the D-term potential leads to a mass term for
the twisted moduli, and freezes them at zero vev (corresponding to the blown-down
limit). On the other hand, if there are massless scalars with charges of sign opposite to the FI term, turning on the FI term triggers a vev for them, leading to a
restabilisation of the vacuum, usually restoring supersymmetry. In this case, each
contribution to the D-term potential leads to the stabilisation of a combination of
the scalars Ψi,a and the twisted moduli. Some combination of fields remains as an
unstabilised direction.
One could think that this is our situation, since the 3̄7 sectors do contain scalars
with charges of both signs under the D3-brane world-volume U(1) gauge symmetries.
Indeed, in the absence of 3-form fluxes, these scalars are massless and a non-zero
FI term triggers a vev for them, leading to a vacuum restabilisation and restoration of supersymmetry. In the new vacuum, the fractional D3-branes are diluted as
(anti)instantons on the D7-branes. However, the presence of 3-form fluxes modifies
the picture because in general they induce mass terms for these fields. This mass is
given by the flux density at the orbifold point, and prevents these fields from acquiring a vev, at least for small FI terms, i.e. for small vevs for twisted moduli. Hence,
there is a D-term plus flux-induced potential leading to a local minimum where both
twisted moduli and charged scalars are stabilised. The masses they typically acquire
are of order the string scale for twisted moduli, and of order the flux scale for the
charged scalars.
On general grounds, to achieve full stabilisation the model should contain as
many U(1) gauge fields as twisted moduli in the model, so that there are enough
contributions to the D-term potential. In constructions like the SM in section 5.3
this seems to be the case, and full stabilisation is plausible. On the other hand, in the
LR model in section 5.2, there are too few U(1)’s, and some additional mechanisms
would be required.
Using this new ingredient one can in principle achieve models with realistic chiral gauge sectors, and stabilisation of twisted moduli. At energies below the flux
27
scale, the only moduli that remains is the overall Kähler moduli (and possibly other
untwisted moduli), so that one recovers the situation in [7]. Fixing the additional
moduli via non-perturbative effects one can in principle achieve the construction of
de Sitter string vacua.
7. Phenomenology Aspects
Even though a full phenomenological analysis of these models is beyond the scope
of this article, we will address here several phenomenological properties of these
scenarios.
1. Gauge Couplings
In the scenario with the standard model on antibranes, the scale at that brane is
close to the TeV scale and then there is no natural way to expect gauge coupling
unification as in the MSSM 6 . Hence the relative values of the gauge couplings
at that scale should directly correspond to the experimental low-energy values.
For a general ZN orbifold with SM group U(3) × U(2) × U(1)N −2 , hypercharge
is given by
1
1
QY = −
Q3 + Q2 + Q1 ,
3
2
(7.1)
hence its normalisation depends on the order of the twist N. In fact, as it
was observed in [14], by normalising U(n) generators such that TrTa2 = 21 , the
normalisation of the Y generator is
k1 = 5/3 + 2(N − 2)
(7.2)
This amounts to a dependence on N in the Weinberg angle, namely [14]:
sin2 θW =
g12
3
1
=
=
2
2
g1 + g2
k1 + 1
6N − 4
(7.3)
For the interesting case for us, N = 3, we find sin2 θW = 3/14 = 0.2143, which is
already remarkably close to the experimental value (0.23113 ± 0.00015). Hence
6
Unification in large extra dimension scenarios, not necessarily related to string theory, were
discussed in the unwarped case in [27], which achieved fast unification from power-law, rather than
logarithmic, running in the extra dimensions. In the warped case it was addressed in [28], where
there is logarithmic running due to the warp factor. However, both discussions require gauge bosons
living in the bulk, which is not the case in our models.
28
in these models quantum corrections are less important than in standard SUSY
GUT’s, for which sin2 θW = 3/8 = 0.375 at tree-level and the quantum effects
are responsible for bringing it to the experimentally observed value.
In reference [29, 30, 14] the intermediate scale scenario was emphasised, since
the matter spectrum and the normalisation of hypercharge were such that in
LR models unification is achieved at that scale, with an accuracy comparable
to the SUSY GUT’s in the MSSM. In our construction, the intermediate scale
scenario is only realisable with the Standard Model embedded on D3-branes,
so their spectra are quite similar. A detailed analysis of their possible gauge
unification is beyond the scope of the present paper, but we expect similar
conclusions for such models.
2. Proton Stability
Proton stability is an important issue given that the standard model scale is
at the TeV. In the models presented, baryon number is provided by the U(1)
subgroup of the color U(3), and remains an exact global symmetry to all orders
in perturbation theory 7 . The reason for this is that, like in the heterotic string,
in D-brane models, anomalous (and some non-anomalous) U(1)’s become massive from the 4D realisation of the Green-Schwarz mechanism. But unlike the
heterotic case, the FI term may vanish and there is no need for any charged
matter field to get a vev. The corresponding U(1) survives as a global symmetry (for a detailed discussion of this issue see for instance [31]). Hence, any
violation of baryon number is non-perturbative, and is therefore exponentially
suppressed.
3. Yukawa Couplings
The structure of Yukawa couplings may be discussed as in [14], if we momentarily ignore the effect of fluxes. In configurations of D3- (or anti D3)-branes
at singularities, the Yukawa couplings are provided by a set of gauge invariant cubic couplings between fields in the 33 or 37 (or 3̄3̄ and 3̄7) open string
sectors, in two possible structures: (33)1 · (33)2 · (33)3, and (33)3 · (37) · (73),
where the subindex denotes the associated complex plane. The first structure
is responsible for providing masses for the up quarks (and the down quarks as
7
This continuous global symmetry includes the Z2 symmetry mentioned in [14], but implies
stronger constraints. Thus our statements here correct the discussion in [14].
29
well in LR models), and as discussed in [14] leads to two degenerate and one
massless quark, as in standard untwisted sectors of orbifold models [32]. For
models of D3-branes, the couplings of the second form have been described in
[14], and lead to down quark masses in SM models. An important drawback is
that neither those LR nor SM cases allow for lepton masses, since there is no
gauge invariant cubic term between the down type Higgs and the leptons. In
this respect, models of D3-branes provide some improvement, since they lead
both to down quarks masses and lepton masses, due to the different quantum
numbers of fields under the additional symmetries beyond the SM group. For
the SM example in table 2, the relevant SM Yukawa couplings are QL · HU · U,
QL · HD · D and L · E · HU∗ .
In any event, the physical Yukawa couplings will also have a dependence on the
corresponding Kähler potential, which in our models is less understood than in
standard compactifications. Furthermore, in our models with anti D3-branes,
the effective Yukawa couplings will have important supersymmetry breaking
contributions. These could be useful in yielding a realistic pattern for the
spectrum of fermion masses.
4. Soft Breaking Terms
In the above discussion we have ignored the effect of fluxes on the world-volume
gauge theory, which can be quite important. In principle, new couplings are
generated from the interaction of the open string modes with the background
flux, with a typical scale provided by the flux density at the bottom of the
throat, namely the local string scale. The lowest dimension operators can
be extracted by following the techniques developed recently in [33, 25], and
provide scalar mass terms, gaugino masses, and scalar trilinear terms for the
world-volume fields.
We should distinguish diverse situations. In models with D3-branes, the fluxes
do not lead to any soft terms for 33 fields, but may provide additional couplings
involving the 37 fields (e.g. the mass terms mentioned in section 6.2). The
only source of soft terms breaking the local supersymmetric structure must
be provided by the distant sources, like antibranes away from the throat, and
hence their structure is very model dependent.
A more explicit description can be provided for models with anti D3-branes.
30
As discussed in [25], the 3̄3̄ fields acquire non-vanishing soft terms, related to
the tensor structure of the flux at the location of that brane. On the other
hand, the structure of flux-induced operators involving 3̄7 fields has not been
yet determined. In any event, the scale of these couplings is expected to be
the flux density, so it is of the order of the local fundamental scale, namely the
TeV scale. These constructions hence have the potential to lead to a fully phenomenologically viable set of mass terms for fields beyond the Standard Model,
but a full determination of their spectrum would require explicit expressions
for the metric and flux backgrounds in our construction.
8. Discussion
We have succeeded in providing an explicit construction that allows the introduction of realistic models on warped throats. The main idea in our construction is
to combine configurations of branes at singularities (a very successful setup in the
realisation of realistic chiral models with three quark-lepton families), with the construction of warped throats via fluxes (a successful setup in generating exponential
hierarchies, fixing the moduli, obtaining de Sitter space, etc). This combines many
of the successful ideas proposed during the past few years for the brane-world scenario, including a natural hierarchy, moduli stabilisation, supersymmetry breaking,
etc. We emphasise that these are the first semirealistic models realising the RS generation of the electroweak/Planck hierarchy in string theory. Our construction then
inherits many of the phenomenological properties of the Randall-Sundrum scenario
and of models of D-branes at singularities, and has the potential to fix all moduli
and obtain de Sitter space solutions. Given these promising features, a detailed phenomenological analysis of some of these models would be welcome. Some of these
properties presumably require a more explicit description of the final metric and flux
background in our construction, so further theoretical work on this issue is desirable.
One remarkable feature of our models is that the construction naturally introduces a T4 at the bottom of the throat. This is convenient, in that it allows the
introduction of D7-branes, which help in the construction of models with realistic
spectrum.
There are many possible avenues to continue our work. A complete phenomenological analysis of some of our models would be desirable in order to set the conditions
under which some of the models could be viable, issues of soft supersymmetry break-
31
ing terms, Yukawa couplings, gauge unification are more relevant in our models given
that there is little room to tune parameters after the moduli are fixed. Generic properties, such as the appearance of extra Z ′ bosons at relatively low energy could be
interesting to investigate along the lines of [34]. Also, in the explicit construction we
found that the Z3 singularity was natural, as a possible symmetry of elliptic fibers in
section 4, and convenient, because of the phenomenological virtues of D-branes at the
Z3 singularity. It would however be interesting to explore the possible construction
of warped throats with other orbifold (or non-orbifold) singularities.
There is a second mechanism to generate chiral models from D-branes, namely
the intersecting brane models. It would be interesting to explore if the realistic
models constructed in that approach could be also embedded in a warped throat
background. In this sense, the explicit local models models built in [20] would be
quite useful. Similarly, it would be interesting to explore the possibility of generalising the construction of semirealistic chiral models of magnetised D-branes with
homogeneously distributed fluxes in [5, 6], to models with localised fluxes leading to
strongly warped throats.
In reference [35] a new source of hierarchy was proposed in terms of tunnelling
between multiple different throats similar to the ones discussed here, having several
interesting potential implications. It may be interesting to extend our models to
multi-throats and realise this effect explicitly.
The Klebanov-Strassler geometry was motivated from the gauge/gravity correspondence, as the gravitational dual of a non-conformal gauge theory. The dynamically generated chiral symmetry breaking infrared scale in the gauge theory is
reproduced, in the gravity side, by the capped off throat. It would be interesting to
better understand our constructions in that context, and provide a holographic gauge
theory description for our more complicated structure of fluxes and cycles at the bottom of the throat. Notice that unlike Klebanov-Strassler, we do not have an explicit
form of the metric defining the geometries, but certain gauge theory information may
be obtained from the topological features of the model.
8
8
Notice that the holographic interpretation of warped throats has been exploited in RS phe-
nomenology discussions. We would like to point out a misconception in the related literature: it
is often stated that the presence of SM fields in the infrared region of the throat implies that SM
fields are dynamically generated bound states of the dual gauge theory. This is not the case in our
constructions where SM fields can be introduced consistently in a way unrelated to the structure
of the throat, and hence of the dual gauge theory side. In other words, the SM fields are present in
32
Finally, we would like to mention the possible application of our formalism to
provide concrete realistic examples of the recent attempts to obtain inflation from
D-brane/anti-brane interactions in warped compactifications in string theory [36, 37,
38].
We expect much progress in these and other applications of the present models.
9. Acknowledgements
We thank R. Blumenhagen, C. Burgess, P. G. Cámara, G. Honecker, L. Ibáñez and
C. de la Roza for useful conversations. J.G.C. thanks M.Pérez for her patience
and affection. A.M.U. thanks DAMTP, Cambridge for hospitality when this project
started, and M. González for encouragement and support. J.G.C. is supported by the
Ministerio de Educación, Cultura y Deporte through a FPU grant. F.Q. is partially
funded by PPARC and the Royal Society Wolfson award. M.P.G.M. is supported by
a postdoctoral grant of the Consejerı́a de Educación, Cultura, Juventud y Deportes
de la Comunidad Autónoma de La Rioja (Spain). Research by A.M.U. is partially
supported by CICYT, Spain.
A. Homology relation
In this appendix we prove the homology relation (4.8) by using geometric arguments.
We will mainly follow the work of [20] and references therein. Let us first summarise
the required tools.
Remember that our geometry consists of a double elliptic fibration over a complex
plane parameterised by z. Each elliptic fibration degenerates at three points related
by the Z3 symmetry, each labelled by the (p, q) 1-cycle that collapses on it. In
our case, those 1-cycles are (2, −1), (−1, 2), (−1, −1) in each fibration. In order to
distinguish the two elliptic fibrations, we adopt bare and primed labels for cycles
and degeneration points, and arbitrarily call first(second) elliptic fibration to the
bare(primed) one.
In going around a degeneration fiber, the 1-cycles of the elliptic fibration suffer
a SL(2, Z) monodromy. A way to represent it is by considering a branch-cut in the
z-plane outgoing each degeneration point. As a result, whenever one crosses (counterclockwise) the branch cut associated to a (p, q) singular point of a given elliptic
the gravity side of the correspondence, not on the gauge theory side.
33
fibration, the (r, s) 1-cycles in the corresponding elliptic fiber suffer a monodromy
and turn into:
(r, s) → (R, S) = (r, s) + I(r,s)(p,q) (p, q)
(A.1)
where we have defined I(r,s)(p,q) ≡ rq − sp the intersection number of both 1-cycles
in the fiber. This is depicted in figure 11a.
Even though the location of the above branch-cuts is completely unphysical,
their distribution does change the (p, q) labels of the degeneration points. We fix the
ambiguity by choosing our geometry as shown in figure 12a.
An important property of the structure of degenerations in our elliptic fibration
is that the 1-cycle (1, 0) is invariant under the overall monodromy due to the three
branch-cuts of the corresponding elliptic fiber.
Besides the compact 3-cycles considered in the main text (a segment in the base
starting and ending on a degeneration point with a 2-cycle fibered over it), one may
also build up “junction” compact 3-cycles. These are cycles obtained by considering
networks of oriented segments in the base (for which only the external legs must end
up at a degeneration point) and fibering over it the appropriate 2-cycle in the double
elliptic fibration. In order to obtain a consistent 3-cycle, the fibration must be such
that i) homology charge of the fibered 2-cycle is conserved at each junction and ii)
segments ending on a (p, q)/(p, q)′ degeneration point must have the corresponding
(p, q)/(p′ , q ′ ) cycle fibered (in order for the 3-cycle to be closed).
The existence of junction 3-cycles can be derived from the prong creation process,
which we will use in our computation and briefly sketch in what follows 9 . Consider
a (r, s) cycle going through a (p, q) branch cut and thus becoming (R, S). If we move
the segment across the (p, q) degeneration point, a number of prongs grow from the
latter, and the original 3-cycle becomes a junction 3-cycle. The number of prongs
outgoing the degeneration point is I(r,s)(p,q) (as required by conservation of the 2homology charge at the junction) and necessarily have the (p, q) 1-cycle fibered over
it. The process is depicted in figure 11.
We are now ready to go through the deformation argument leading to the homology relation (4.8). The different steps of the process are displayed in figure 12.
9
We focus on the case of just one elliptic fibration. This is the most general case for us, since
we do not consider degeneration points common to both elliptic fibrations. At each collapsing
point/branch cut of one of the elliptic fibrations, we can completely factorise the other.
34
(r,s)
(R,S)
I
(p,q)
(r,s)(p,q)
(p,q)
(r,s)
(R,S)
Figure 11: Prong creation process.
For the sake of clarity in the pictures, we recall the shorthand notation already introduced in the main text, namely denote the different degeneration points by 1,2,3
≡ (−1, 2), (−1, −1), (2, −1) (and the corresponding primed labels for the second elliptic fiber).
Our starting point is the “arrow” 3-cycle of figure 12a. According to the notation
introduced in section 4.5, it is representative of the homology class −([Π11′ ] + [Π12′ ] +
[Π13′ ]). We now grow a circle surrounding the 1 degeneration point, with the 1≡
(−1, 2) 1-cycle over the circle, so that no prong emanates at this step. The situation
looks like in figure 12b. Still we must choose a 1-cycle in the second elliptic fiber. Any
choice would make the junction 3-cycle consistent, but we choose it to be (−1, 0)′
so that the prongs joining it to the primed degeneration points disappear at a later
stage.
We now deform the cycle in the complex z-plane, crossing the three degeneration
points of the primed elliptic fiber. By construction the prongs disappear and no new
prongs are created, so that we are left with the situation depicted in figure 12c.
The final step is to deform the 3-cycle so that it crosses the last two degeneration
points of the first elliptic fiber, namely 2,3. The procedure is detailed in figure 13a
and 13b, with the outcome of 3 prongs incoming 2 and three outgoing 3. If we finally
stretch away the closed curve to the infinity of the base, we are left with the final
non-compact homology 3-class 3[Σ2 ] − 3[Σ3 ], thus proving the relation (4.8).
A final remark is in order. The homology relation we have obtained is valid up
to a closed 3-cycle at infinity in the z-plane. In case we work with a non-compact
space (equivalently, a non-compact base manifold), we can always push that cycle
away to infinity and forget about it. However, when eventually embedding our setup
into a compact space, the above homological relation should be considered just up
to the closed cycle.
One can use these geometric arguments to explore other homology relations
35
a)
(−1,2)(2,−1)’
(−1,2)(−1,0)’
b)
1
1
(−1,2)(−1,−1)’
3’
2’
(−1,2)(−1,2)’
2
(−1,2)(−1,2)’
(−1,2)(−1,0)’
1
d)
1
3’
2’
(−1,2)(1,−1)’
3
1’
1’
3’
2’
2
3
c)
(−1,2)(−1,−1)’
)’
,1
(0
2)
1,
(−
3’
(−
1,
2)
(1
,−
1)
’
(−1,2)(2,−1)’
2’
(−1,2)(0,1)’
3
2
3
2
1’
1’
(−1,−1)(1,−1)’
(2,−1)(0,1)’
Figure 12: Deformation argument: we draw the 1-cycle in the base (z-plane) and, over
each segment, specify the 2-cycle fibered over it. We describe the latter by two entries, each
labelling the 1-cycle at each of the two elliptic fibrations. The notation for the singular
points is 1= (−1, 2), 2= (−1, −1), 3= (2, −1) (and primed), while the fibered 2-cycles are
written explicitly.
among the cycles we use in the main paper. The only relevant ones for our discussion
are the above, and its Z3 related.
a)
(−1,2)
(−1,2)
2
2
(−1,2)
b)
(−1,2)
3
(2,−1)
3
(−1,−1)
(−4,−1)
(−1,2)
(−1,2)
(−1,2)
(−7,5)
(−1,2)
Figure 13: This is the prong creation process taking place in the last step of our deformation argument. For instance, in a), once we cross the degeneration point, the 1 ≡ (−1, 2) 1cycle in the first elliptic fibration suffers a monodromie when going through the branch-cut
and becomes (−1, 2) + 3 × (−1, −1) = (−4, −1). Then 3 prongs incoming the 2≡ (−1, −1)
degeneration point emanate from the cycle and the original fibered 1-cycle (−1, 2) is recovered.
36
B. Complete spectra of different models in section 5
Q3
QL
QR
QD7
QD3i
B−L
3(3, 2, 1; 1)
1
-1
0
0
0
1/3
3(3̄, 1, 2; 1)
-1
0
1
0
0
-1/3
3(1, 2, 2; 1)
0
1
-1
0
0
0
(1, 2, 1; 3̄)
0
1
0
-1
0
-1
(1, 1, 2; 3)
0
0
-1
1
0
1
(3, 1, 1; 3̄)
1
0
0
-1
0
-2/3
(3̄, 1, 1; 3)
-1
0
0
1
0
2/3
(1, 1, 1; 3̄)
0
0
0
-1
1i
0
(1, 1, 1; 3)
0
0
0
1
-1i
0
Matter fields
3̄3̄
3̄7
3̄7
3̄i 7
N = 1 Ch. Mults.
Ch. Fermions
Cmplx.Scalars
Cmplx.Scalars
Table 1: Spectrum of SU (3)×SU (2)L ×SU (2)R model. We present the quantum numbers
under the U (1) groups. The first three U (1)’s arise from the D3-brane sector at the origin.
The next two come from the D7- and additional D3-brane sectors, and are written as a
single column, distinguished with a label i.
37
Matter fields
Q3
Q2
Q1
QD7;U(6)
QD7;U(3)
QD3;U(2),i
QD3;U(1),i
Y
Name
3(3, 2̄; 1, 1; 1)
1
-1
0
0
0
0
0
1/6
QL
3(1, 2; 1, 1; 1)
0
1
-1
0
0
0
0
1/2
HU
3(3̄, 1; 1, 1; 1)
-1
0
1
0
0
0
0
-2/3
U
(3̄, 1; 1, 3; 1)
-1
0
0
0
1
0
0
1/3
D
(1, 1; 6, 1; 1)
0
0
-1
1
0
0
0
1
E
(1, 2, ; 6̄, 1; 1)
0
1
0
-1
0
0
0
-1/2
L
(1, 1; 1, 3̄; 1)
0
0
1
0
-1
0
0
-1
Ē
(3̄, 1; 6, 1; 1)
-1
0
0
1
0
0
0
1/3
(3, 1; 6̄, 1; 1)
1
0
0
-1
0
0
0
-1/3
(1, 2, ; 1, 3̄; 1)
0
1
0
0
-1
0
0
-1/2
(1, 2, ; 1, 3; 1)
0
-1
0
0
1
0
0
1/2
(1, 1; 1, 3; 2i)
0
0
0
0
1
-1i
0
0
(1, 1; 6̄, 1; 1)
0
0
0
-1
0
0
1i
0
(1, 1; 6, 1; 2i)
0
0
0
1
0
-1i
0
0
(1, 1; 6̄, 1; 2i )
0
0
0
-1
0
1i
0
0
(1, 1; 1, 3̄; 1)
0
0
0
0
-1
0
1i
0
(1, 1; 1, 3; 1)
0
0
0
0
1
0
-1i
0
0
0
0
1
-1
0
0
0
3̄3̄ N = 1 Ch. Mults.
3̄7 Ch.Ferms.
3̄7
Cmplx.Scalars
3̄i 7
3̄i 7
Ch.Ferms.
Cmplx.Scalars
77 N = 1′ Ch.Mult.
3(1, 1; 6, 3̄; 1)
Table 2: Spectrum of the SU (3)×SU (2)×U (1) Standard Model. We present the quantum
numbers under the SU (3) × SU (2) on D3-branes at the origin, the SU (6) × SU (3) on D7branes, the SU (2)i on D3-branes at the ith fixed point away from the origin, and also under
the U (1) factors. The first three U (1)’s arise from the D3-brane sector at the origin, the
next two come from the D7-brane sectors, and the last two from D3-branes away from the
origin.
38
HD
Matter fields
Q3
Q2
Q1
QD7;U(3)
QD7;U(6)
QD3;U(2),i
QD3;U(1),i
Y
3(3, 2̄; 1, 1; 1)
1
-1
0
0
0
0
0
1/6
3(1, 2; 1, 1; 1)
0
1
-1
0
0
0
0
1/2
3(3̄, 1; 1, 1; 1)
-1
0
1
0
0
0
0
-2/3
(3, 1; 3̄, 1; 1)
1
0
0
-1
0
0
0
-1/3
(1, 2; 1, 6̄; 1)
0
1
0
0
-1
0
0
-1/2
(1, 1; 3, 1; 1)
0
0
-1
1
0
0
0
1
(3̄, 1; 1, 6; 1)
-1
0
0
0
1
0
0
1/3
(1, 1; 3̄, 1; 2i )
0
0
0
-1
0
1i
0
0
(1, 1; 1, 6̄; 1i )
0
0
0
0
-1
0
1i
0
(1, 1; 1, 6; 2̄i)
0
0
0
0
1
-1i
0
0
0
0
0
1
-1
0
0
0
33 N = 1 Ch. Mults.
37 + 73 N = 1 Ch. Mults.
3i 7 + 73i N = 1 Ch. Mults.
77 N = 1 Ch.Mult.
3(1, 1; 3, 6̄; 1)
Table 3: Spectrum of the SU (3)×SU (2)×U (1) Standard Model. We present the quantum
numbers under the SU (3) × SU (2) on D3-branes at the origin, the SU (3) × SU (6) on D7branes, the SU (2)i on D3-branes at the ith fixed point away from the origin, and also under
the U (1) factors. The first three U (1)’s arise from the D3-brane sector at the origin, the
next two come from the D7-brane sectors, and the last two from D3-branes away from the
origin.
39
Matter fields
Q4
QL
QR
QD7
QD3i
Q
3(4, 2, 1; 1; 1)
1
-1
0
0
0
-1/4
3(4̄, 1, 2; 1; 1)
-1
0
1
0
0
1/4
3(1, 2, 2; 1; 1)
0
1
-1
0
0
0
(1, 2, 1; 6̄; 1)
0
1
0
-1
0
1/2
(1, 1, 2; 6; 1)
0
0
-1
1
0
-1/2
(4, 1, 1; 6̄; 1)
1
0
0
-1
0
1/4
(4̄, 1, 2; 6; 1)
-1
0
0
1
0
-1/4
(1, 1, 1; 6̄; 2i )
0
0
0
-1
1i
0
(1, 1, 1; 6; 2i)
0
0
0
1
-1i
0
3̄3̄ N = 1 Ch. Mults.
3̄7
3̄7
3̄i 7
Ch. Fermions
Cmplx.Scalars
Cmplx.Scalars
Table 4: Spectrum of SU (4)×SU (2)L ×SU (2)R model. We present the quantum numbers
under the SU (4) × SU (2) × SU (2) on D3-branes at the origin, the SU (6) on D7-branes,
and the SU (2)i on D3-branes away from the origin, and the different U (1) groups. The
first three U (1)’s arise from the D3-brane sector at the origin. The next two come from the
D7-branes and the additional D3-brane sectors, with the latter written as a single column,
distinguished with a label i.
40
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44