Amer. Math. Soc. Transl.
(2) vol. r5r, 1992
NonstandardMethods
in GeometricFunctional Analysis
UDC517.11-517.98
A. G. KUSRAEVAND S. S. KUTATELADZE
Nonstandard methods in the modern senseconsist of the explicit or implicit appeal to two different models of set theory-"standard" and "nonstandard"-1s investigateconcrete mathematical objects and problems. The
main development of such methods dates to the last thirty years, and they
have now crystallized in several directions (see 1291,l42l and the bibliography cited there). The main directions are now known as infinitesimal and
Boolean analysis. In this paper we shall outline new applications of nonstandard methods to problems arising in the area of our personal interests,
grouped together under the generalheading of geometric functional analysis
[48]; we shall also point out some promising directions of further research.
$1. Infinitesimal analysis
1.1. Infinitesimal analysis,following its creator A. Robinson, is frequently
referred to by the expressivebut rather unfortunate phrase "nonstandard
analysis"; nowadays one most frequently speaksof classicalor Robinsonian
nonstandardanalysis. Infinitesimal analysisis characterizedby the use of certain conceptions,long familiar in the practice of natural sciencesbut frowned
upon in twentieth-century mathematics, involving the notions of actual infinitely large and infinitely small quantities.
1.2. Modern expositions of nonstandard analysis rely on formulas of
E. Nelson's internal set theory IST [58] and its later developments,the external settheoriesof K. Hrbacek (EXT) [49] and T. Kawai (NST) t53]. From the
standpoint of the "working mathematician-Philistine," the essenceof these
theories is as follows.
l99L Mathematics Subject Classffication. Pimary 46520, 03H05.
@ 1992 American Mathematical Society
0065-9290192$1.00 + $.25 per page
9l
92
A. G. KUSRAEVANDS.
S. KUTATELADZE
Ordinary mathematical objects and properties are called internal (and
considered, if a rigorous formalization is desired, within the framework of
Zermelo-Fraenkelset theory ZFC). One introducesa new predicate St(x) , expressingthe property of an object x to be standard (qualitatively speakingobtained through existenceand uniquenesstheorems, i.e., the set of natural
numbers is standard, but the infinitely large natural numbers are nonstandard). Mathematical formulas and conceptsin whose construction the new
predicate is used will be called external. "Cantorian" sets endowed with external properties are referred to as external. In Nelson's theory, such sets
are consideredonly as terms of a metalanguage,which is used only for convenience. In EXT and NST one can treat them as objects of Zermelo theory, which requires elaboration of a formalism and introduction of a new
primary predicate Int(x) , stating that the object x is internal. The available formalisms ensurethat the extension of ZFC is conservative,i.e., when
proving mathematical statementswhoseformulations do not involve external
concepts,we may legitimately invoke the theories IST, EXT, and NST, as no
less reliable than ZFC.
1.3. A point of crucial importance is that the new theories contain additional rules, easily motivated at the intuitive level, which are known as the
principles of nonstandard analysis. We present their rigorous formulations
in IST.
( 1) Transfer principle:
x n )- $ x ) p ( x , x t , . . . , x r ) ) ,
where p is an internal formula and rp- q(x , xr, ... , xn) (i.e., p doesnot
contain any free variables other than those listed).
(2) Idealization principle:
(v"",)"'(v"xr)((v"tr)q(x, xr
( v x r ) . . . l v x r ) ( v " o n r ) ( : x ) ( v ey z ) g @ , ! , x t , . . . , x n )
* ' ( 3 x ) ( V " t y ) e ( *! ,, x 1 , . . . , x n ) ,
where p is an internal formula and g -- p(x , ! , xr, ... , xr) .
(3) Standardizationprinciple:
( v x r )" ' ( v x , ) ( v ' t x ) ( 3 ' t y ) ( Y
z )" zt e ! * z e x A q ( 2 , x t , . . . , x n ) ,
where e - e(z , xr, ... , xn) is an arbitrary formula. The index st indicates
that the quantifier in question is relativized to standard sets;the index st fin
has the analogousmeaning with regard to standard finite sets.
$2. Boolean-valuedanalysis
2.1. Boolean-valuedanalysisis characterizedby the extensiveuse of the
terms lowering and lifting, cyclic hulls and mixing. The development of
this trend, which emergedunder the impetus of P. J. Cohen's remarkable
work on the continuum hypothesis,leadsto essentiallynew ideas and results,
first and foremost, in the theory of Kantorovich spacesand von Neumann
NONSTANDARD METHODS IN GEOMETRIC FUNCTIONAL ANALYSIS
93
algebras. The modeling device offered by Boolean-valued analysis makes
it possible, in particular, to consider the elements of functional classesas
numbers, which substantially facilitates the analysis and creates a unique
possibility of automatically extending the scopeof classicaltheorems.
2.2. The construction of a Boolean-valuedmodel begins with a complete
Boolean algebra .8. For every ordinal a e On one defines
Vjt) :- {x:(rB e a)x:dom(x) ---+
B n dom(x) e V}B)}.
After this recursive definition, one introduces the Boolean-valueduniverse
V@) or classof ^B-sets:
._ v:r,.
v@)
u
aeO,
2.3. Taking an arbitrary formula of ZFC and interpreting the connectives
and quantifiers in the natural way in the Boolean algebra B, one definesits
truth value [,p\, which depends on the way in which A is built up from
atomicformulasx:!
and x e y. Thetruthvaluesofthelatteraredefined
for x, y e V@) by a recursionschema:
[x e yn:-
y Q ) n f i z: x \ ,
V
z€dom(y)
llx-yn:-
V
xQ)+[.2€yn^
z€dom(x)
A
yQ)+fizex\
z€dom(y)
(the sign + symbolizesimplication in B) .
The universe V@) with the above valuation rule is a ("nonstandard")
model of set theory in the following sense.
2.4. Transfer principle. For any theorem g of ZFC, the formula [p] - 1
is valid, i.e., A is true inside V@).
2.5. In the class V@) there is a natural equivalencex - !:- [x - ln :
I , which preservestruth values. In this connection, one can use a special
device to go over to a separateduniverse 7@) , in which x : ! ++ l[x yn : 1 . In fact, the identification V@) :- 7@) is usually assumedwithout
specialmention. The basic properties of tr'(B) are expressedby the following
assertions.
2.6. Mixing principle. Let (b)er= be a partition of unity in .B, i.e., I #
4 - b e A b r : 0 , V c r = b q - 1 . F o r a n y f a m i t y ( " r ) a . = o f t h e u n i v e r s eV @ )
there existsa (unique) mixture of (xa)a6, with probabilities (b6)aE=,i.e., an
element x of the separateduniverse,denotedbt Dr.= brx, or sixrrrbrxl ,
such that [x - xrn 2 b, for ( e E .
2.7. Maximum principle. For every formula e of ZFC there is an element
xo e V@) for which
: ne(xs)n.
W=x)q(x)n
94
A. G. KUSRAEVANDS.
S. KUTATELADZE
In particular, V@) containsan object ,9 whichplays the role of the field
R inside V@).
2.8. Besidesthe aboveprinciples, there is an important procedurefor passing to V@) from the ordinary von Neumann universe V , where the latter
is defined by the recursion schema
Voi: {x: (38 e a)x € P(Vp)},
V :- U
Vo.
a€On
This procedure is defined by the rule
on :- a,
im(xn):- {l}.
d o m ( x n )r - { / n r y e x } ,
The element x^ € V@) is known as the standard name of x . We thus have
a canonical embeddingof V into V@) . Apart from this we have a technique
of lowerings and liftings of sets and correspondences.
2.9. Given an element x e V@), its lowering x I is defined by the rule
x | :- {t e V@l:[/ e xn : l]. The set x J is cyclic,i.e., closedwith respect
to mixing of its elements.
2.10. Let F be a correspondencefrom X to I inside V@) . There exists
a correspondencef' | -and it is unique- from X I to I I such that for
any subsetA of X inside V@),we have F(A) J : F I (1 l) .
In particular, a map f : Xn + Y inside V@) defines a function-lowering
f I : X - + Y I s u c h t h a tf J ( x ) - f ( x " ) ( x e X ) .
2 . l l . L e t x € P ( V @ ) ) . D e f i n eA l : - A
a n dd o m ( x t ) - x ,
im(xJ) The
is
element x f
called the lifting of x. It is easyto seethat x 1l
{1}.
is the least cyclic set containing x,i.e., its cyclic hull: x lJ : mix(x) .
2 . l 2 . L e t X , Y e P 1 V @ l )a n d l e t F b e a c o r r e s p o n d e n c e f o r m
X to Y.
There exists a correspondence^F | -and it is unique- from X I to Y I
inside V@) such that dom(,F 1) : dom(f') f and for every subset A of
dom(f') we have F I @ I) : F (A) 1 if and only if F is extensional,i.e.,
! 1 e F ( x , )r l l x r: x . r n3
V
W1: !2n.
YeF@r)
Inparticular, amap f:X ---+YJ generatesafunctionf I:X" --+Y such
that f t(x") -f(x) for x e X.If necessaryinspecificcases,thelowering
and lifting procedurescan be iterated.
$3. Vector lattices
3.1. There are severalexcellentmonographson the theory of vector lattices
[4], [18], [19], [55], [70]. Vector latticesare also commonly known as Riesz
spaces,and order-completevector lattices as Kantorovich spacesor K-spaces.
A K-space is said to be extended if any set of pairwise disjoint positive
NONSTANDARD METHODS IN GEOMETRIC FUNCTIONAL ANALYSIS
95
elementsin it has a supremum. The most important examplesof extended
K-spacesare the following:
( 1) the space M (O , 2 , lt) of equivalenceclassesof measurablefunctions,
where (O, I, 1r) is a measurespacewith lt a o-finite measure(or, more
generally,a spacewith the direct sum property, see[18]);
(2) the space C*(Q) of continuous functions defined on an extremally
disconnectedcompact space O with values in the extendedreal line, taking
the values *oo only on a nowheredenseset [4], [9], [55];
(3) the space V of selfadjoint (not necessarilybounded) operatorsassociated with a von Neumann algebra(see[66]).
To savespace,we shall restrict attention to the real case,since the analysis
of complex K-spacesis entirely analogous.The symbol P(E) will denote the
Boolean algebraof order projections in a K-space E . If E contains an order
unit, C(E) is the Boolean algebraof unit elements(fragmentsof the identity)
in E. The algebrasf@) and €(,8) are isomorphic and known as the base
of E. Throughout the sequel, B will be a fixed complete Boolean algebra.
The basisfor Boolean-valuedanalyris of vector lattices is the following result.
3.2. Theorem (Gordon [6]). Let ,9 be the field of real numbers in the
model V@) . The algebraic system .q I Q.e., .q with lowered operations
and order) is an extended K-space. Moreover, there exists an isomorphism X
of the Boolean algebra B onto the base ry@) such that
b < [x : Y\,- x(b)x - x(b)! ,
b < fix < yn *- x(b)x < x(b)y
forall x,ye .q I and be B.
Throughout the sequel, R will denote the field of real numbers inside
V@). If the base of a K-space E is isomorphic to .8, then E itself is
isomorphicto the foundation Eo C.q l, and in this situation ^E is extended
if and only if E0 - SE J . Under thesecircumstancesone saysthat ,% J is a
maximal extension and I a Boolean-valuedrealization of the K-space .E .
It is noteworthy that Boolean-valuedrealizationsof certain structureslead to
subsystemsof the field I .
3.3. Theorem[25].
(l) A subgroupof the additive group of ,q is a Boolean-valuedrealization
of an archimedean lattice-orderedgroup.
(2) A vectorsublatticeof ,q , consideredas a vectorlattice over thefield R^
is a Boolean-valuedrealization of an archimedeanvectorlattice.
(3) An archimedean f-ring contains two mutually complementarycomponents,one of which is a group with zero multiplication realized as in (l), and
the other has a subring of the ring ,9 as a Boolean-valuedrealization.
(Q An archimedean f -algebracontains two mutually complementarycomponents,one of which is a vectorlattice with zero multiplication realizedas in
96
A. G. KUSRAEVANDS.
S. KUTATELADZE
(2), and the other is realized as a subring and sublatticeof ,q , consideredas
an f-algebra over R^ .
3.4. Gordon's theorem implies the main structural properties of K-spaces.
We shall dwell on the realization of K-spacesand functional calculus. Let Q
be a Stoneancompact subspaceof the Boolean algebra B and define C*(Q)
as in 3.1 (2). We call a map e:R -- B a resolutionof unity in B if (l)
e(s)< e(t) (s i r) ; (2) V,.^ e(t) - 1, A,.^ e(t) - 0 ; (3) V,.,e(s) - e(t)
(l e R). Let B(R) bethesetof allresolutionsofunityin ^8. ThesetsC."(Q)
and ^B(R) can be endowed canonically with the structure of an extended Kspace(see[4] and [19]).
3.5. Theorem (1291,t50l). The extended K-space g I is (algebraically
and order) isomorphic to each of the K-spaces B(R) and C*(q . Under
this isomorphism an element x €. g I is mapped onto a resolution of unity
t - el (l e R) and onto afunction 7:Q +R by theformulas
el :- [x < l"n
(r e R),
7(q):- inf{/ e R: [x < /nne q]
(a e 91.
3.6. Let gR and ,% (R) be the o-algebraof Borel sets and the vector
lattice of Borel functions, respectively,on the real line. We identify B with
the algebra of fragments of the identity rn ,9 J (see 3.2). For every x €
.q I there exists a unique spectra measure (- sequentially o-continuous
Boolean homomorphism F:9n - B) such that tt(-x , t) : el (l e n; .
The measure p definesan integral
I -*(f
) :- [ f Al drt(t)
JR
(f e ,q 8)).
In this situation lr(f ) is the unique element of !t I for which
[ . l ' , ( f )< r n n : p ( f < / ) ) .
3.7. Theorem (1291,[50]). The map I*:,9(R) + .9/ ! is the unique sequentially o-continuous lattice and algebraic homomorphism satisfying the
condition
/"(id^) - x.
3.8. For other aspectsof Boolean-valuedanalysisof vector lattices, see[7],
[8],[24],1291,
[50],[51],t651.
$4. Positive operators
4.1. General information about positive and order-boundedoperatorsmay
be found in 1241,1291.Take arbitrary K-spacesZ and E. A positive operator O: Z - ^E will be called a Maharam operator if it is order continuous
a n d O ( [ 0, z l ) : [ 0 , O ( z ) ] f o r e v e r yz e Z - , w h e r el a , b l ; - { c :a 1 c < b }
is an order interval. Let mZ be a maximal extensionof Z and D(O)* the
NONSTANDARD METHODS IN GEOMETRIC FUNCTIONAL ANALYSIS
97
set of all O 1 z e mZ such that {Qz': z' e Z, 0 ( t' 1 r} is bounded.
Then D(O) :- D(O)+ - D(O)* is a foundation in mZ and Q extendsto
a Maharam operator on the whole of D(O) . We say that O is essentially
positiveif O > 0 and O(lrl) - 0 implies z - 0.
4.2. Theorem t221. Let Q be an essentiallypositive Maharam operator.
There exist a K-space Z and an essentiallypositive o-continuousfunctional
e: Z + 9 in the model V@), and there existsan isomorphism t from D(O)
onto the K-spaceZ I suchthat Q: e I o t.
4.3. The above result reducesthe investigation of Maharam operators to
analysis of the classof o-continuous positive functionals. What is the situation with regard to arbitrary positive operators? Various approachesbased
on Boolean-valuedanalysis may be adopted here. Let us consider an orderbounded operator from a vector lattice Z into E:9 l. There exists an
order-bounded R^-linear functional e: Zn -f R inside V@) for which
Q: g l o /, where j:z -- z^ (z e Z). The map Q -- rp is anjsomorphism of the spaceof all order-boundedoperators L,(2, ^E) onto Z L
where 7 it the space of order-bounded function als on Z . In particular,
O > 0 if and only if np > 0n - I . The disadvantageof this device is that
the map O + p does not preserveorder-continuity.
On the other hand, for a positive operator Q: Z + E one can construct
an essentially positive Maharam operator O and a lattice homomorphism
h:Z - D(iD) suchthat Q: @o h,where the pair (h,6) is minimal in a
certain sense(see[1]). Appealingto Theorem 4.2, we obtain a representation
Q : e I o r ' , w h e r e t ' : - h o t a n d g i s a n e s s e n t i a l l y p o s i t i voe- c o n t i n u o u s
functional in the model V@) . The disadvantageof this approach is that the
space D(lD-) may prove to be invisible. However, in a fairly generalsituation,
D(lD) is realized as the spaceof functions (in two variables)on P * Q, where
P and O are Stonean compact subspacesof Z and ,8, respectively (see
t55l).
4.4. The above argumentsare easily applied to the algebraof fragments of
an arbitrary positive operator O acting from a vector lattice Z to a K-space
E with filter of units 6 and base f@) (see[] and t39l). We dwell on the
representation of the projection S of an operator Z onto the component
g in
{Afo generatedby the operator O. Let us call a set of operutors
L,(Z , E) a generatingset if Ox- - sup{p@x:p € g} for all x e Z. To
study interesting fragmentsby lifting into a Boolean-valueduniverse,one can
reduceeverything to the caseof functionals. For the latter, using infinitesimal
representations,one readily proves that
Sx- inf* {" pTx; pdQx ! o , p e ,q} ,
Sx-inf {"Ty,O(x- y)=0, 0<y (x},
*
o
where is the standardization symbol, the "standard part" operation, r
98
A. G. KUSRAEVANDS.
S. KUTATELADZE
denotesinfinite smallnessand -.. denotesthe exactnessof the formula, i.e.,
the attainability of equality.
Interpreting the above nonstandard representationsand performing the
lowering, one arrives at the following formulas l29l:
S x - s u p i n f { z T r * n oT r , 0 < y I x , n e g ( E ) ,
nil(x - y) < e},
e€€
S x : s u p i n f { ( T E p )Tdr : p D r 1 e , p e . q ,
ft q_f(E')}.
e€(
$5. Banach-Kantorovich spaces
5.1. A Banach-Kantorovich space consists of a (real or complex) vector
spaceX,d K-spaceE,andavectornonn l.l:X + E suchthatthefollowing
conditionshold: (1) the nonn is decomposable,
i.e., if lxl - et+e2, where
x e .X a n d e r , € z e , E + ,t h e n x : x r * x z a n d l x l r l- e o ( k : - 1 , 2 ) f o r
suitable x, x2 e X; (2) X is o-complete,i.e., for any net (x") c X , if
o-limlxo- *pl:0,
t h e n o - l i m l x o - x l : 0 f o r s o m ex e X . W e s h a l l
assumethat {lxl:x e X}od - E c.q I. lf E is extended,i.e., E :,9 L
then X is also said to be extended. An example of an extended BanachKantorovich spaceis the space M(O,Z,lt,Y)
of (equivalenceclassesof)
strongly measurablevector-valued functions with values in a Banach space
Y.
5.2. Theorem 1231.Let x be a Banach space in the model V@). Then
the lowering x ! is an extendedBanach-Kantorovich space. Conversely,if X
is an extendedBanach-Kantorovichspace,there exists a unique (up to linear
isometry) Banach space x in V@) whoselowering is linearly isometric to X .
5.3. Let us call the bounded part of the space x I the restricted descentof
x. The restricted descentsof Banach spacesin V@) constitute the classof
.B-cyclicBanach spaces.Let B be the complete Boolean algebraof norm one
projections in a Banach space X. We shall say that X is cyclic with respect
to B, or .B-cyclic,if, for an arbitrary partition of unity (nr)rr= c B and any
bounded family ("r)r.- c X there exists a unique element x e X such that
nexc: ftex (( e E) and llxll < trp(.= 11x6ll
. Let A(B) denotean arbitrary
commutative AW* -algebrawhose complete Boolean algebraof idempotents
is isomorphicto B . lf X is an AW* -modelover A(B) (see[52]), then X is
a B-cyclic Banach space.All the aforesaid leads to the following realization
theorem.
5.4. Theorem [59]. The restricted descentof a complex Hilbert spacein the
model V@) is an AW* -module over the algebra A(B) . Conversely,for any
AW* -module X over A(B) there existsa unique (up to unitary equivalence)
Hitbert space inside V@) whose restricted descent is unitarily equivalent to
X.
NONSTANDARD METHODS IN GEOMETRIC FUNCTIONAL ANALYSIS
99
5.5. Let X and Y be Banach-Kantorovich spaceswith norming lattices
E and f' , respectively. A linear operator T: X -+ Y is said to be majorizable if there existsa positive operator ,S:E --+F suchthat lTxl < S(lxl) for
all x e X .If E - F and S is an orthomorphism, a majorizableoperator
is also called bounded, since in that situation 7" coincideswith the lowering
from V@) of a bounded linear operator acting in Banach spaces.By interpreting Riesz-Schaudertheory in a Boolean-valuedmodel one arrives at a
new concept of cyclic compactnessand obtains correspondingresults on the
solvability of operator equations in Banach-Kantorovich spacest241. General majorizable operators have a far more complicated structure and their
analysisrequires appeal to a considerablevariety of methods (see1241,1261,
t 31l ) .
5.6. Banach-Kantorovich spacesand majorizable operators were first introduced by L.V. Kantorovich in [6]. It was he who proposedthe first
applications to the solution of operator equations by the method of successive approximations (see U7l, tl9l). These objects possessa rich structure
and have severalimportant applications in the area of spacesof measurable
vector-valued functions and linear operators in such spacest261. In particular, the study of Banach-Kantorovich spacesleads to the notion of Banach
spaceswith mixed norms, which is enormously useful in connection with the
isometric classificationof Banach function spaces(see[26]).
$6. Banach algebras
6.1. Certain classesof Banach algebrasyield some beautiful variations on
the theme outlined in the previous section. Call a C*-algebra A a B- C* algebra if A is cyclic with respect to a Boolean algebra of projections B ,
where any projection in ^B is multiplicative, involutive and of unit norm. If
A ts an AW* -algebraand .B a regular subalgebraof the Boolean algebraof
central projections p(,4) , then A is a B- C.-algebra. We shatl therefore say
that A is a ,B-AW' -algebraif .B is a regular subalgebraof ryc@). Now let
A be a J B-algebraand ^B and p.(A) the same as before. lf A is a cyclic
Banach space with respect to .B, we shall say that A is a B- J B-algebra.
An isomorphism that commutes with the projections in B will be called a
B-isomorphism. The following theorem, though in a slightly different form,
was proved in 1671.
6.2. Theorem 1671.The restricted descentof a C* -algebra in the model
V@) is a B- C* -algebra. Conversely,for every B- C. -algebra A , there exists
inside V@) a unique (up to *-isomorphism) C* -algebra .il such that the
restricteddescentof ,M H x- B-isomorphic to A.
6.3. Theorem. The restricted descentof an AW* -algebra (J B-algebra)
from the model V@) is a B- AW* -algebra (B- J B-atgebra). Conversely,for
any B- AW* -algebra (B- J B-algebra) A there existsa unique (to within an
IOO
A. G. KUSRAEV AND S. S. KUTATELADZE
isomorphism) AW* -algebra (J B-algebra) ,M whoserestricteddescentis Bisomorphic to A . In addition, "{ witl be a factor in V@) if and only if
B : 9r(A) . The formulated statementconcerning AW* -algebrasis obtained
in l59l and [601.
6.4. The Boolean-valuedrealization of von Neumann algebras[66] is also
worthy of mention. The above realization theorems form the foundation for
Boolean-valuedanalysisof all theseclassesof Banachalgebras(see[59]-[62],
[66], t67l). In particular, it was shown in [59] that for all infinite cardinals
a and P there exists an AW* -algebrathat is simultaneously a- and Phomogeneous(a conjecture of Kaplansky in [52]). This fact is related to the
location of cardinal numbersunder embeddingsin V@) (see[44], t68l).
$7. Convexanalysis
7.1. The subdifferential is one of the most important conceptsin convex
analysis (see [24], [28]). In this section, referring to a few examples,we
shall show how to use Boolean-valuedanalysisto study the internal structure
of subdifferentials.Take avector space X, d K-space E, and a sublinear
operator P: X + E. The subdifferential AP of P at zero is also called
the supporting set of P t281. By Gordon's theorem, we may assumethat
E c 9 L so that we can "convert" P inside a suitable model into an ,9 valued sublinear operator, i.e., a sublinear functional. To be precise:
7.2. Theorem [54]. There exist a Banach space x and a continuoussublinear functional p: x -+ ,9 in the model V@) such that there is an isomorphic
embedding of X into the Banach-Kantorovichspace x I with [(rX) f l,s
d e n s e i nx \ - 1
and P:Fot.Inthissituation,forany U e?P thereis
a unique element u e V@) for which [u e lpn: I and (J : tt J o l. The
map U -- u is an affine isomorphismof the convex sets0 P and (0p) I .
7.3. Thus, the study of 0P largely reducesto that of 0p. For example,
let us look at the extremal structure of the subdifferential 0P. Let Ch(P)
denotethe set of extremepoints of 0 P. It shouldbe noted that by Theorem
2 the relations U e Ch(P) and [u e Ch(p)] - 1 are equivalent, and one
can then use the classicalKrein-Mil'man Theorem and Mil'man's inversion
of it for 0p. For a rigorous formulation of the result, we need some more
definitions. The weak closure o- cl(Q) (cyclic hull mix(A)) is the set of
all operators T e L(X , E) of the form Tx : o-hmTox (x e X) , where
(7") is a net in C) (resp., Tx - o-lnrTrx
(x e X) , where (f6) c O
p(E))
partition
and (26) is a
of unity in
. The weak cyclic closureof Cl is
the set o-cl(mix(O)) . If o-clQ - Q or mix(Q) : Q, one saysthat O is
weakly o-closedor cyclic, respectively. The definition of weak r-closedness
is analogous.
NONSTANDARD METHODS IN GEOMETRIC FUNCTIONAL ANALYSIS
IOI
7.4. Theorem 1271,[281. Q) For any sublinear operator P: X -+ E the
subdffirential coincides with the weakly cyclic closure of the convex hull of its
extremepoints Ch(P) .
(2) If P:X -> E is a sublinear operator and T € L(Y,X),
then
Ch(PoT)cCh(P) oI.
A set A c L@, ^E) is operatorconvex(weaklybounded)if oQ+/Q c Q
f o r a n y o , f e g I - , o * f : 1 ( t h e s e t{ T r : T € O } i s o r d e r b o u n d e d f o r
all xeX).
7.5. Theorem 1241,t271. For a weakly bounded set Q c L(X , E) , the
following assertionsare equivalent:
(1) Cl - 0P for somesublinearP: X -. E;
(2) Q rs convex, cyclic, and weakly r-closed;
(3) Q rs convex, cyclic, and weakly o-closed;
(4) Q rs operator convex and weakly o-closed.
7.6. Let Q: Z + E be a positive operator, P a sublinear operator from
a vector space X to a K-space Z . The term disintegration in K-spaces
refers to those parts of the calculus of subdifferentialsbased on the formula
d(O o P) : O o 0P. This formula is not always true, but it is known to be
valid if O is an order-continuous functional (E - R) . The general caseis
analyzed with the help of Theorem 4.2. Let O , e , t be the same as tn 4.2.
There exists an R^-sublinear operator p: Xn --+Z inside V@) for which
- t o P (cf. a.3). From this and 7.2 weconcludethat
pI
"j
OoP :Oo,-t o (roP) - e I op I oj - (g op) I oi,
0(OoP) : {u I oj:fu e 0(q p) : e o0pn- l].
"
These argumentsyield the following result.
7.7. Theorem 1221.Let O be a positive order-continuous operator. The
formula o(Oo P):Q-o0P is validfor any sublinearoperatorP if and only
if A is a Maharam operator.
7.8. Further developmentsof disintegration in K-spacesmay be found in
l24l and t281. On nonstandardmethods in convex analysisseealso [33], 1341,
[36], and [54].
$8. Monadology
8.1. A central concept of infinitesimal analysisis the monad. According to
Euclid's definition, "a monad is that through which the many becomeone." In
the formal theory, a monad p(q) is definedas an externallist of the standard
elementsof astandardfilter V,i.e., x e p(7; *-' (V't,Fe V)x e F. A
syntactic characterizationof external setsthat are monads was proposed not
long ago by Benninghofen and Richter [45]. It is useful to emphasizethat
everv monad is a union of ultramonads-monads of ultrafilters. For such a
IO2
A. G. KUSRAEVANDS.
S. KUTATELADZE
monad U the assertions(3x e U)rp(x) and (Vx)p@), where (p - e@) is
an external formula, are equivalent. Hence it is clear that ultramonads are
the genuine "elementary" objects of infinitesimal analysis.
8.2. For applications to the theory of operators, it is of essentialimportance to construct a synthetic theory in the framework of which both the
nonstandard methods offered by Boolean-valuedmodels and external set theories can be used. Only preliminary results have so far been achieved in
this direction; they pertain to the study of topological-type notions related
with mixing-cyclic filters, topologies and so on, which play major roles in
K-spaces. We shall point out one of the possible approachesto cyclic monadology.
8.3. Fix a standard complete Boolean algebra B and an external set A
consisting of elements of a separatedBoolean-valued universe V@) . An
element x e V@) is a member of the cyclic hull mix(,4) if and only if, for
some internal family (or)rr= of elementsof ,,4 and an internal partition of
unity (b)cr= in B, we have
x - mix( eeb€x€.A monad p(V) is said to be cyclic if p(V) - mix p(,V).
A point is said to be essentialif it lies in the monad of somepro-ultrafilter-a
maximal cyclic filter or, more rigorously, 8n ultrafilter in V@) .
8.4. Theorem. (l) A standardfilter is cyclic if and only if its monad is cyclic.
(2) A filter is extensionalif and only if its monad is the cyclic monadic hull
of the set of its essentialpoints.
As corollaries we cite the following Boolean-valuedanalogsof some classical criteria of A. Robinson.
8.5. Theorem. (l) A standard set is the lowering of a compactspaceif and
only if each of its essentialpoints is near-standard.
(2) A standard set is the lowering of a totally boundedspaceif and only if
each of its essentialpoints is pre-near-standard.
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Translatedbv D. LOUVISH