digitalcommons.nyls.edu
Faculty Scholarship
Articles & Chapters
2004
Comparative Constitutional Law in a Global Age
Book Review
Ruti Teitel
New York Law School
Follow this and additional works at: http://digitalcommons.nyls.edu/fac_articles_chapters
Recommended Citation
117 Harv. L. Rev. 2570 (2003-2004)
This Article is brought to you for free and open access by the Faculty Scholarship at DigitalCommons@NYLS. It has been accepted for inclusion in
Articles & Chapters by an authorized administrator of DigitalCommons@NYLS.
BOOK REVIEW
COMPARATIVE CONSTITUTIONAL LAW
IN A GLOBAL AGE
Edited by Norman Dorsen, Michel Rosenfeld, Andras Saj6 & Susanne
Baer. 2003. St. Paul, Minn.: West Group. Pp. lxv, 1383. $86.oo.
COMPARATIVE CONSTITUTIONALISM: CASES AND MATERIALS.
Reviewed by Ruti Teitel*
This Review addresses the very heart of comparative constitutional
law's current renaissance. What are the causes of the increasing emphasis on foreign and international law? What is the meaning of this
development in light of present political realities? At a time of globalizing politics, what should be constitutional law's normative relation to
the state?
Comparative Constitutionalism's release occurs against the backdrop of a recent wave of constitutional changes, which began in the
postwar phase of constitution-making and gained momentum with
post-Cold War liberalization,1 European unification processes,2 and the
ensuing ramifications of globalization. 3 Increasingly, constitutionalism
extends beyond the state, complicating constitutional law's relation to
contemporary politics.
The dynamic changes are evident in multiple realms. Comparative
Constitutionalism, edited by Norman Dorsen, Michel Rosenfeld, Andras Saj6, and Susanne Baer, is the latest casebook in comparative
constitutional law and the second in four years, 4 which reflects the
contemporary explosion in both the field and the scholarship. 5 At pre-
• Ernst C. Stiefel Professor of Comparative Law, New York Law School.
I See generally Ruti Teitel, Post-Communist Constitutionalism: A Transitional Perspective, 26
COLUM. HUM. RTS. L. REV. 167 (1994).
2 See generally J.H.H. WEILER, THE CONSTITUTION OF EUROPE (1999); Joseph H.
Weiler, The Transformation of Europe, 100 YALE L.J. 2403 (1999).
3 See generally ULRICH BECK, WHAT IS GLOBALIZATION (Patrick Camiller trans., 2000);
DAVID HELD ET AL., GLOBAL TRANSFORMATIONS: POLITICS, ECONOMICS AND CULTURE
(1999).
4 See VICKI C. JACKSON & MARK TUSHNET, COMPARATIVE CONSTITUTIONAL LAW:
CASES AND MATERIALS (1999).
5 See, e.g., Bruce Ackerman, The Rise of World Constitutionalism, 83 VA. L. REV. 771 (1997);
see also COMPARATIVE CONSTITUTIONAL FEDERALISM: EUROPE AND AMERICA (Mark
Tushnet ed., 1990); Mark Tushnet, The Possibilities of Comparative Constitutional Law, 108
YALE L.J. 1225 (1999); Foreword, 1997 UTAH L. REV. 255.
2570
2004]
BOOK REVIEW
2571
sent, there is a plethora of programs, centers, and conferences on
comparative constitutional law6 a::id globalism. 7
The issue of the relevance of the constitutional law of other countries is now gaining momentum even in the U.S. Supreme Court: 8
6 Law schools offering comparative law programs include Chicago-Kent College of Law,
Georgetown University Law Center, George Washington University School of Law, New York
University Law School, Notre Dame Law School, St. Mary's University, and Temple University.
See The Resource Guide to LL.M. Programs, NAT'L JURIST, at http://www.nationaljurist.com/
lawSchool_program.asp?id=L_L_M_Programs (last visited May 4, 2004).
7 One such example is New York University's Global Law School program. New York University Law School's Center for International Studies and Institute for Judicial Administration
have hosted regular conferences. See NYU Conference Discusses Impact of International Tribunals, INT'L JUD. OBSERVER (Fed. Judicial Ctr./Am. Soc'y of Int') Law, Washington, D.C.), Sept.
1995, at 3; see also INTERNATIONAL LAW DECISIONS IN NATIONAL COURTS 373, 383 (Thomas M. Franck & Gregory H. Fox eds., 1996); Yale Law School Establishes Seminar on Global
Constitutional Issues, INT'L JUD. OBSERVER (Fed. Judicial Ctr./Am. Soc'y of Int') Law, Washington, D.C.), June 1997, at 2; Conference of European Constitutional Courts, at
http://www.confcoconsteu.org/en/common/home.html (last visited May 4, 2004).
8 See, e.g., Lawrence v. Texas, 123 S. Ct. 2472, 2481 (2003) (relying on a European Court of
Human Rights case in addressing an issue of constitutional privacy rights); Grutter v. Bollinger,
123 S. Ct. 2325, 2347 (2003) (Ginsburg, J., concurring) (relying on a U.N. resolution); Atkins v.
Virginia, 122 S. Ct. 2242, 2249 n.21 (2002) (relying on a European Union amicus brief regarding
international standards on the application of the death penalty to mentally retarded criminals);
Zadvydas v. Davis, 533 U.S. 678, 72 l (2001) (Kennedy, J., dissenting) (stating that a particular detention of aliens "accords with international views on detention of refugees" and citing a U.N. report on the subject); Nixon v. Shrink Mo. Gov't PAC, 528 U.S. 377, 403 (2000) (Breyer, J., concurring) (finding the Court's First Amendment jurisprudence consistent with decisions of the
European Court of Human Rights and the Canadian Supreme Court); Knight v. Florida, 528 U.S.
990, 995-98 (1999) (Breyer, J., dissenting from denial of certiorari) (finding decisions of the Privy
Council, the Supreme Court of India, the Supreme Court of Zimbabwe, the European Court of
Human Rights, the Canadian Supreme Court, and the U.N. Human Rights Committee instructive
in determining whether lengthy delay in execution renders it inhumane); Printz v. United States,
521 U.S. 898, 976 (1997) (Breyer, J., dissenting) (noting how the federal systems of Switzerland,
Germany, and the European Union seek to reconcile the practical need for a central authority
with the democratic virtues of more local control); Washington v. Glucksberg, 521 U.S. 702, 78587 (1997) (Souter, J., concurring in the judgment) (examining Dutch constitutional practice on
physician-assisted suicide); Mcintyre v. Ohio Elections Comm'n, 514 U.S. 334, 381 (1995) (Scalia,
J., dissenting) (arguing that Australian, Canadian, and English laws banning anonymous campaign speech suggest that such bans need not impair democracy); Holder v. Hall, 512 U.S. 874,
906 n.14 (1994) (Thomas, J., concurring in the judgment) (mentioning the voting systems of Belgium, Cyprus, Lebanon, New Zealand, West Germany, and Zimbabwe in assessing raceconsciousness in the American voting system); Planned Parenthood of Southeastern Pa. v. Casey,
505 U.S. 833, 945 n.1 (1992) (Rehnquist, C.J., concurring in part and dissenting in part) (citing
abortion decisions by the West German Constitutional Court and the Canadian Supreme Court);
Thompson v. Oklahoma, 487 U.S. 815, 830 (1988) (plurality opinion) (stating that execution of juveniles violates norms agreed on "by other nations that share our Anglo-American heritage, and
by the leading members of the Western European community"); id. at 851 (O'Connor, J., concurring in the judgment) (noting that the United States had agreed by ratifying Article 68 of the Geneva Convention to set a minimum age of eighteen for capital punishment in certain circumstances); United States v. Stanley, 483 U.S. 669, 710 (1987) (O'Connor, J., concurring in part and
dissenting in part) (relying on the Nuremberg Military Tribunals in arguing against nonconsensual
medical experimentation on humans); Enmund v. Florida, 458 U.S. 782, 796-97 n.22 (1982) (not-
HARVARD LAW REVIEW
[Vol. 117:2570
more than ever before, there is a growing acceptance of foreign influence in constitutional justice, particularly with regard to human
rights. 9 Yet there are still profound normative questions regarding the
extent to which such influence appropriately guides constitutionmaking and constitutional interpretation. These questions are the focus of this Review.
As the world globalizes economically, technologically, and politically, the burning question is the extent to which this integration is
also taking place in the law. Io Constitutional law appears to be the
last frontier. Given constitutionalism 's close nexus to national sovereignty, which is itself undisputably undergoing transformation, the
comparative project faces new challenges. I I Although comparative
law previously might have been able to avoid discussing politics and
international relations, the present extension of comparative analysis to
constitutional questions makes avoidance of such issues impossible.
To a great degree, Comparative Constitutionalism follows an approach that assumes the normative questions raised above regarding
the role of comparativism in constitutional law have clear and determinate answers. Much of this Review is dedicated to analyzing the
methodology that is the basis for these assumptions. This Review explores these questions through discussion of the normative role of the
comparative constitutional method. After all, the question of methodology goes directly to the authority and legitimacy of foreign law. This
in turn relates to a longstanding debate in American jurisprudence
concerning constitutional interpretation; questions about constitutional
law's relation to politics and national identity; and the broader potential in political projects such as the rule of law, nation-building, empire,I2 or globalization. I3
Part I introduces Comparative Constitutionalism and the central
questions it raises about the method and aims of comparative constituing the elimination or restriction of felony murder in England, India, Canada, and a "number of
other Commonwealth countries").
9 For a discussion of the increasing importance of foreign sources, see infra Part IV. This
trend is particularly evident in Eighth Amendment jurisprudence. See Thompson, 487 U.S. at
851-52. Compare Stanford v. Kentucky, 492 U.S. 361, 369 n.1 (1989) (rejecting comparative data
regarding the juvenile death penalty in other countries as irrelevant to the interpretation of the
Eighth Amendment doctrine), with Atkins, 536 U.S. at 316-17 n.21 (noting the world community's disapproval of the death penalty for mentally retarded offenders). Regarding the earlier
period of the use of foreign sources in constitutional interpretation, see Trap v. Dulles, 356 U.S. 86,
102 & n.35 (1958). See also infra notes rro-rr2 and accompanying text.
10 On the processes of transnationalism, see Harold Hongju Koh, Transnational Legal Process,
75 NEB. L. REV. 181 (1996).
11 See generally HELD ET AL., supra note 3.
12 See generally MICHAEL HARDT & ANTONIO NEGRI, EMPIRE (2000); JACK SNYDER,
MYTHS OF EMPIRE: DOMESTIC POLITICS AND INTERNATIONAL AMBITION (1991).
13 See generally HELD ET AL., supra note 3.
2004)
BOOK REVIEW
2573
tional law. Part II locates Comparative Constitutionalism in its intellectual history, identifying and discussing its "neofunctionalist" perspective.14 Part III evaluates Comparative Constitutionalism from the
"critical" perspective. Part IV discusses Comparative Constitutionalism from the "dialogical" perspective. Part V theorizes contemporary
constitutional interpretation, elucidating the functionalist contribution
as reflected in the paradigmatic uses of comparativism in contemporary constitutional rights jurisprudence.
This Review analyzes Comparative Constitutionalism from a methodological perspective, illuminating its interpretive ramifications in
juxtaposition with those of other comparative approaches. It contends
that Comparative Constitutionalism's neofunctionalist method is limited in its capacity to comprehend comparative law's present role and
evolution in contemporary globalizing politics. This neofunctionalist
approach, which considers legal problems and their solutions in isolation, assumes comparativism 's contribution as a general matter in contemporary globalizing conditions. Nevertheless, this reliance on abstraction has made the neofunctionalist perspective highly useful in the
adjudicatory context and helps to explain the increasing interest in
comparative practices.
I. INTRODUCTION
Comparative Constitutionalism is an ambitious undertaking. Its
aim is broad and sweeping: it seeks to canvass enduring answers to
common constitutional questions. Its method is here termed "neofunctionalist. "15 Divided into three parts, the casebook considers what a
constitution is (ch. 1) and how it relates to the structure of governments (chs. 2-4). It then moves into polarized discussions of isolated
rights or issues (chs. 5-10) and concludes by addressing the constitutional guarantees of democracy (ch. 11). The casebook assumes that
"[c]omparison is at the center of all serious inquiry and learning" (p. 1)
and that one should always conduct the inquiry with an eye to convergence. In this regard, Comparative Constitutionalism attempts to recover the comparativist project's longstanding ambition of reclaiming
a belief in a coherent body of law: 16 "the study of law, naturally, should
be drawn to - and benefit from - comparative analysis in general
14 The term "neofunctionalism" is coined here to distinguish functionalism's contemporary
renaissance in constitutional law from its uses generally in comparative law. See sources cited
infra notes 23-25. In sociology, see TALCOTT PARSONS, ESSAYS ON SOCIOLOGICAL THEORY
(1954).
15 The usage herein is not to be confused with neofunctionalism in international relations. See
Andrew Moravcsik, Preferences and Power in the European Community: A Liberal Intergovernmentalist Approach, 31 J. COMMON MARKET STUD. 473, 474-75 (1993).
16 Its actual normative potential is more limited. See infra Part IV.
2574
HARVARD LAW REVIEW
[Vol. 117:2570
and comparative constitutional analysis in particular" (p. 1). The
casebook is a massive tome - the largest cross-cultural project of its
kind. Comparative Constitutionalism's singular focus on problem
solving, discussed below, enables comparative work outside a countryspecific expertise. Given legal education's evident constraints in this
regard, the casebook should have substantial appeal to the academy.
Yet Comparative Constitutionalism is largely silent regarding the
nature and ramifications of its method. The casebook pursues a distinct comparative law methodology known as the "functionalist" approach, 1 7 although it does not mention this explicitly. First theorized
in the 19oo's, this approach treats comparative law as a technique of
problem solving. The subject of comparative analysis is the legal
problem, excised from its context: "The basis methodological principle
of all comparative law is that of functionality." 18 Although scholars
historically have applied functionalism to private law problems, 19
Comparative Constitutionalism extends this approach to the sorts of
problems likely to arise in constitutional decisionmaking. At first
blush, the casebook appears simply to extend historical functionalism,
generalizing from comparativism in private law to its uses in public,
constitutional law. Neofunctionalism's aim, as Comparative Constitutionalism reflects, is universal science, in which the existence of various constitutional systems is assumed and treated as amenable to comparative inquiry (pp. 10-44).
Ultimately, the question that the
casebook raises is whether functionalism's renaissance can transcend
the various intellectual challenges to such theories of knowledge and
thus allow a return to the firm belief in the rationalizing potential of
the law. Comparative Constitutionalism answers that question in large
part by applying neofunctionalism to today's practical realities.
II. THE NEW FUNCTIONALISM IN HISTORICAL PERSPECTIVE
A. Historical Functionalism
Comparative Constitutionalism builds on the longstanding functionalist approach to comparative law, 20 in which the relevant unit of
analysis is not a geographic entity, such as a country or region, but is
rather the problem and its legal solution. For generations of compara17 See KONRAD ZWEIGERT & HEIN KOTZ, INTRODUCTION TO COMPARATIVE LAW 3247 (Tony Weir trans., Oxford Univ. Press 3ded. 1998) (1977).
18 Id. at 34.
l9 See id. at 36-40 (tracing the history of functionalism as it arose in private law); see also
ALAN WATSON, LEGAL TRANSPLANTS: AN APPROACH TO COMPARATIVE LAW 6-9 (2d ed.
1993).
20 See ZWEIGERT & KOTZ, supra note 17, at 34; see also 0. Kahn-Freund, Comparative Law
as an Academic Subject, 82 L.Q. REV. 40 (1966).
2004]
BOOK REVIEW
2575
tivists - the postwar generation in particular
functionalism was
the preeminent approach to comparative law. 21 As Rudolph Jhering
notes, "The reception of foreign legal institutions is not a matter of nationality, but of usefulness and need. No one bothers to fetch a thing
from afar when he has one as good or better at home, but only a fool
would refuse quinine just because it didn't grow in his back garden."22
In the mid-nineteenth century, comparative law was considered the
international science of problem solving, distinguished by a universalizing method and epistemology. The comparative project promoted by
the leading scholars in the field at the time, such as Rudolph
Schlesinger and Konrad Kotz, focused on arriving at practical solutions. Indeed, the claim of comparative law - that it was the vehicle
to legal truth - was even more ambitious:
[C]omparative law offers the only way by which law can become international and consequently a science. In the natural and medical sciences
... discoveries and opinions are exchanged internationally.... But the position in legal science is astonishingly different.... Comparative law has
started to put an end to such narrowmindedness. The primary aim of
comparative law, as of all sciences, is knowledge. 23
Moreover, comparativism's origins in private law 24 rendered its
subject matter easy to isolate from ambient politics. 25 Although two
world wars, ensuing treatymaking, and the law reform movement fueled the interest in comparativism,2 6 that interest would be short-lived
and confined to discrete areas of the private law or to the immediate
postconflict periods. 27
B. The Advent of Neofunctionalism
Comparative Constitutionalism posits a return to the reigning
postwar comparative method. Transcending functionalism's tradi21 See ZWEIGERT & KOTZ, supra note 17, at l5-2r.
22 See id. at l 7 (quoting Rudolph von Jhering) (internal quotation marks omitted); see also
Konrad Zweigert & Kurt Siehr, Jhering's Influence on the Development of Comparative Legal
Method, 19 AM. J. COMP. L. 215, 215 (1971).
23 ZWEIGERT & KOTZ, supra note 17, at 15.
24 See id. at 59 (referring to the "Paris Congress of Comparative Law of 1900''); see also RUDOLPH B. SCHLESINGER, COMPARATIVE LAW: CASES, TEXT, MATERIALS 9 (6th ed. 1998)
(noting nineteenth-century American use of French and Dutch authorities in the private law context).
25 For an elaboration of the private law origins and the facility of "transplant," see 0. KahnFreund, On the Uses and Misuses of Comparative Law, 37 MOD. L. REV. l, 16-17 (1974). For a
critical discussion, see infra pp. 2581-83. See also David Kennedy, New Approaches to Comparative Law: Comparativism and International Governance, 1997 UTAH L. REV. 545, 599, 622-23
(1997). Comparativism's origins in private law can also be seen in the movement's beginnings in
the United States. See ZWEIGERT & KOTZ, supra note 17, at 57.
26 See ZWEIGERT & KOTZ, supra note 17, at 5<)-62.
27 See id.
HARVARD LAW REVIEW
[Vol. 117:2570
tional focus, Comparative Constitutionalism represents a sustained endeavor to revive this approach - this time with respect to constitutional law (p. 3). Historically, functionalism assumed that legal problems could simply be excised from their political context, a notion easy
to sustain in private law. By contrast, the crux of neofunctionalism is
the plausibility of the method's application to constitutional law - an
area beyond its traditional purview.
Yet Comparative Constitutionalism never really grapples with the
central question of its own purpose: how to justify extending the principles of functionalism to constitutional analysis. Instead, it presupposes that functionalism is a proper approach (p. iv). 28 The editors assert: "Without regard to whether problems and solutions are essentially
similar across different constitutional systems, one can maintain that
there is a significant degree of congruence between problems and their
possible solutions across the spectrum of contemporary constitutional
democracy" (p. 8). 29 But this notion appears to assume a shared understanding of the aims of constitutionalism that has not yet emerged.
In the absence of such a common normative constitutional vision
across societies, it is not clear what it means to engage in the "functionalist pursuit."
Nonetheless, the functionalists downplay any differences among
constitutional democracies. The editors characterize the functionalist
aim as the comparative study of constitutional responses across cultures and the evaluation of constitutional decisions in their respective
constitutional systems and cultures. But the editors always proceed
with an eye toward convergence among systems: "Although these difficulties should not be overlooked,'' the editors resolutely maintain, "they
can be adequately managed through proper consideration of significant contextual differences" (p. 3). One might see this as an enlightened version of functionalism that recognizes the constitutional experiences of diverse cultures. Ultimately, however, the editors' position is
that the areas of agreement among constitutional democracies outweigh the differences. At a minimum, their argument is for "a workable overlap." In the area of basic rights, however, their contention is
more sweeping; they posit a "widespread overlap - if not underlying
universalism - at the core" (p. 3). 30
The editors commit to presenting problems "generically."
For a discussion of the debate over how much convergence presently exists between common law and civil law systems, see Mathias Reimann, The Progress and Failure of Comparative
Law in the Second Half of the Twentieth Century, 50 AM. J. COMP. L. 671, 690 n.109 (2002). Reimann compares James Gordley's view that there is complete convergence with Pierre Legrand's
opposite view. See id.
30 Some of these assertions may well be borne out. See infra section V.C.
28
29
2004]
BOOK REVIEW
2577
In its quest to forge a transatlantic inquiry, Comparative Constitutionalism often pursues a formalist method removed from the actual
problems faced by constitutional regimes. The rationale behind this
approach is that abstracting legal problems across different cultures
necessitates a high level of generality. However, as the editors concede,
the apparent similarities in such a framework can be misleading (p.
4). 31 This concession introduces doubts that go to the core of the functionalist project, as there is no prevailing agreement on the solutions to
common constitutional problems. As a result, in adhering to the
methodology of comparative legal science (p. iv), Comparative Constitutionalism abstracts problems from their particular contexts to arrive
at a constitutionalism hardly identifiable with politics or place. The
book's stated goal is to systematically offer a series of objective accounts of various constitutional systems with an eye toward evaluating
the potential power of law. By focusing on a seemingly never-ending
array of legal responses, the functionalist method attempts to show
that law has affirmative potential. As Part V discusses, faith in the
usefulness of functionalism, however overstated, may account for the
current fashionableness of comparative constitutional adjudication.
Nevertheless, the ultimate issue at the heart of neofunctionalism is
the relationship between the means and their ends. After all, this
comparative project holds out the aspiration of defining a normative
constitutionalism that is universal. The cumulative effect of a multiplicity of constitutional experiences, the editors contend, can lay a
foundation for universal science (pp. 8-10): "If there were a universal
ideal of 'constitutionalism,' then all constitutions could be evaluated
according to the same criteria. Moreover, consistent with the prescriptions of constitutionalism, one could determine in what respects all
constitutions ought to be alike and in what respects they could legitimately differ. "32
This universalizing aim is manifest in the casebook's structure and
its framing of the relevant problems, as well as in its other substantive
choices. Avoiding the thickets of political realities, the casebook seeks
to provide a culturally neutral, panoptic perspective on constitutionalism. Its object is to "present[] issues generically" (p. iv), detached from
constitutional particulars (p. iv). 33 Abstracting the issues from their
relevant contexts enables the editors to construct a constitutional ideal.
31 Dorsen and his coeditors note, for example, that comparativists may overestimate similarities for ideological reasons (p. 9) (citing Giinther Frankenberg, Stranger than Paradise: Identity
and Politics in Comparative Law, 1997 UTAH L. REV. 259, 262-63).
32 DORSEN ET AL., TEACHER'S MANUAL TO ACCOMPANY COMPARATIVE CONSTITUTIONALISM: CASES AND MATERIALS l-3 (2003) [hereinafter TEACHER'S MANUAL].
33 See also id. at i (referring to the editors' effort to present issues "generically rather than as
characterized in particular constitutional systems").
HARVARD LAW REVIEW
[Vol. 117:2570
However, this endeavor seems paradoxical: if the aim of the functionalist project depends on the pursuit of an ideal constitutionalism constructed largely by processes of abstraction, how can the editors proceed to evaluate this normative good of constitutionalism outside a
political and social context? The absence of an adequate definition of
terms makes it difficult to address the normative questions raised here
regarding the potential role of comparativism in constitution-making
or constitutional interpretation. Furthermore, as is elaborated below,
the functionalist approach to the definitional query is to abstract constitutional problems from their contexts. This approach does not pay
adequate attention to the extent to which constitutional problems are
informed by politics and culture.
III. METHODOLOGICAL PERSPECTIVES ON THE NEW
FUNCTIONALISM
A. The Problem of Defining Constitutionalism:
Methodological Consequences
Although Comparative Constitutionalism generally eschews an
open discussion of methodology, the editors' approach is implicit in the
framing of the various constitutional issues as well as in the casebook's
attempt to abstract constitutional problems from their contexts.
The definitional problem is reflected in the casebook's introductory
discussion of the foundational question, "What is a Constitution?" (pp.
l-98), in which the editors define their subject matter. Dorsen and his
coeditors reproduce Michel Rosenfeld 's taxonomy of four constitutional models: German, French, American, and Spanish (p. 42 ). Introduced as "prototypes" (p. 44), each of these four constitutional schemes
reflects a different form of identity: the German, ethnos; the French,
demos; the American, nation; the Spanish, a broader regional identity
(p. 42 ). Although these models offer the promise of a constitutional
norm, they are discussed only briefly. Evaluation of these diverse constitutional schemes is difficult in the absence of a normative constitutional vision. In any event, these are not overarching models intended
to guide the structure of the book, as other models are similarly introduced elsewhere in the book (pp. 16-2 l, 72-87). 34
The editors again take up the nature of constitutionalism in their
discussion of "[c]onstitutions [b]eyond the [n]ation-[s]tate" (pp. 47-66).
Here, the topic is how contemporary global transformation affects prevailing assumptions about a constitutional regime's nexus to the state
34 The book provides an excerpt addressing the relationship between constitutionalism and the
rule of law and provides excerpts and discussion on four distinct models of constitution-making in
modern history. See infra notes 49-50.
2004]
BOOK REVIEW
2579
and spurs the rise of apparently independent transnational normative
regimes. In the end, we are led to conclude that globalism brings contradictory consequences for comparative constitutional analysis: political centralization and decentralization; fragmentation and unification. 35
Consequences follow for new understandings of what
constitutes a constitutional regime, as well as for the status and treatment of supranational constitutionalism.
These developments in
transnational constitutional regimes support an expanded rationale for
comparative constitutional law. 36 This does not escape Comparative
Constitutionalism, which is poised at the forefront of these global
changes. A chapter is devoted to the definition of a constitutional regime. The editors take a capacious view of the inquiry, considering
transnational constitutional regimes like the European Human Rights
Convention (pp. 47-66). 37
Might political changes necessitate redefining the notion of a constitutional regime? Here, as always, the editors frame the relevant rule
in terms of their broader operative approach: "The question is ... how
they function. Do they - or can they - function as constitutions?" (p.
47) This inquiry, however, appears to assume an antecedent analytic
conception regarding what a constitution is supposed to do. It fails to
address the questions raised by constitutionalism's expansion beyond
the nation-state, the juridical consequences of their analytical approach, a recognition rule, or a cabining principle in comparative constitutional analysis (p. 4 7-71).
N eofunctionalism 's normative vision pervades the editors' framing
of the constitutional issues. The chapter titled "Constitutional Guarantees of Democracy" (pp. 1267-1373) addresses those constitutional
rights that relate to assuring democratic government. It endeavors to
abstract the constitutional problem from its contextual factors in the
hope of identifying best practices. The relevant issues are represented
as timeless and universal. Consider the treatment of political parties
in U.S. and European constitutional law. Although in the United
States, except with respect to the First Amendment, political parties do
35 See Anne-Marie Slaughter, The Real New World Order, FOREIGN AFF., Sept.-Oct. 1997, at
183, 183-86 (describing the emergence of "transgovernmentalism," in which distinct institutions of
the state disaggregate and network with their counterparts in other countries).
36 There is a substantial and growing literature on the changing nature of sovereignty. See,
e.g., GLOBAL LAW WITHOUT A STATE (Gunther Teubner ed., 1997); HELD ET AL., supra note
3; SASKIA SASSEN, GLOBALIZATION AND ITS DISCONTENTS (1999). But see STEPHEN D.
KRASNER, SOVEREIGNTY: ORGANIZED HYPOCRISY (1999) (arguing against the notion that
the nature of state sovereignty is changing).
37 The Supreme Court has also taken an expansive view of constitutionalism in recent decisions, invoking the European Court of Human Rights as representative of "western tradition."
See infra pp. 2591-92. Strangely, this transnational regime is being invoked as a constitutional
regime.
2580
HARVARD LAW REVIEW
not have special status under the Constitution, 38 in Europe party politics are subject to greater scrutiny and have more constitutional significance.39 Understanding the basis for these differences requires a
consideration of the differences between the natures of presidential
and parliamentary democracies. In the casebook's discussion of Germany's close constitutional review of political parties, 40 known as
"militant democracy,'' the editors assert that "the protection of democracy against its enemies is a matter that states confront at all times" (p.
12 76 ), suggesting that vigilance is essential to constitutionalism. Yet
militant democracy is a distinct postwar response that is associated
with a particular political and constitutional history and that assumes
a normative take on constitutional democracy. The editors' inquiry
does not address the relevance of values to constitutional protection of
democracy or the extent to which "militant democracy" raises critical
tradeoffs best understood in light of the unique features of a particular
legal and political culture. Indeed, current events, such as the campaign against terrorism, render comparative analysis of constitutionalism and democracy all the more relevant, giving rise to a demand for
constitutional principles that are flexible enough to adapt to changing
conditions. 41 The politics of neofunctionalism is elaborated further in
the next Part.
B. The Critical Legal Studies Perspective
Comparative Constitutionalism's methodology may be best understood in light of other perspectives on the field, notably critical legal
theory. 42 The Critical Legal Studies (CLS) critique focuses on the
functionalist enterprise's method and aims and on whether constitu38 Most constitutional law casebooks include little or no mention of political parties. See, e.g.,
GEOFFREY R. STONE ET AL., CONSTITUTIONAL LAW (4th ed. 2003). On the constitutionalization of political parties, see Samuel Issacharoff, The Structures of Democratic Politics, roo
COLUM. L. REV. 593, 593-97 (2000). See also KATHLEEN M. SULLIVAN & GERALD
GUNTHER, CONSTITUTIONAL LAW (14th ed. 2001).
39 See, e.g., GRUNDGESETZ [GG] [Constitution] art. 21 (F.R.G.).
40 Id. 1( 2. For a discussion of this article, see DONALD KOMMERS, THE CONSTITUTIONAL
JURISPRUDENCE OF THE FEDERAL REPUBLIC OF GERMANY 200-16 (2d ed. 1997).
4! Indeed, more than one Justice on the Court has suggested that the area of constitutional
rights relating to terrorism demands international cooperation and the study of comparative constitutionalism. See Justice Sandra Day O'Connor, Keynote Address Before the Ninety-Sixth Annual Meeting of the American Society of International Law (Mar. 15, 2002), in 96 AM. Soc'Y
INT'L L. PROC. 348, 349, 350 (2002); see also Terrorism and Civil Liberties, in GLOBAL
CONSTITUTIONALISM: PRIVACY, PROPORTIONALITY, TERRORlSM AND CIVIL LIBERTIES
(Paul Gewirtz & Jacob Katz Cogan eds., Supp. 2002); Terrorism: Detention, Judicial Responsibilities, in GLOBAL CONSTITUTIONALISM: TERRORISM, FREEDOM OF EXPRESSION, THE
PROPOSED EUROPEAN CONSTITUTION (Paul Gewirtz & Jacob Katz Cogan eds., Supp. 2003).
42 For a discussion of critical legal theory in comparative law, see David Kennedy, supra note
25. For a general discussion of critical theory, see Robert W. Gordon, Critical Legal Histories, 36
STAN. L. REV. 57 (1984).
2004]
BOOK REVIEW
tional law can plausibly be conceptualized as a universal legal science.
Although CLS, of course, has grounded its major methodological critique in the area of private law, 43 it is now extending these arguments
to the area of constitutional law, which one might well expect to be
even more dependent on politics. What is it that is being compared
when the subject is an abstracted legal response? From the CLS perspective, the functionalist project is of limited value because the functionalist comparative constitutional analysis tends to elide political,
economic, and social realities in its quest to identify legal regimes that
can be transplanted across national lines. 44
Although in the neofunctionalist account comparative constitutional law is treated as a mechanism that is amenable to independent
study, the CLS critique would instead give a narrative about a constitutional law that is deeply contingent upon political, historical, social,
and economic realities. In this regard, one might contrast the approach pursued in another recent casebook, Comparative Constitutional Law, 45 in which Vicki Jackson and Mark Tushnet seek to account for historical and political context46 and, more particularly, for
the politics of democratic transformation.47 While Dorsen et al. 's neofunctionalist logic is timeless and universal, 48 for Jackson and Tushnet
the relevant inquiry is historical and political. 49 From the perspective
of a hermeneutics associated with political, historical, and cultural contingency, the critical theory critique better accounts for constitutionalism 's changing and particular dimensions, questioning whether
transcultural comparativism is even possible and challenging functionalism's emphasis on constitutionalism in common.
The parts of the book discussed below address questions about constitutionmaking, the allocation of government power, and constitutionalism 's relation to the rule of law and democracy. In their section titled "Constitution-Making in Historical Perspective" (pp. 72-88),
Dorsen and his coeditors survey the constitutional phenomena across
world history, proposing "four different models of constitution-making
43 See, e.g., Morton Horwitz, THE TRANSFORMATION OF AMERICAN LAW: 1860-1960
(1992); Duncan Kennedy, Form and Substance in Private Law Adjudication, 79 HARV. L. REV.
1685 (1976).
44 See, e.g., Gilnther Frankenberg, Critical Comparisons: Re-thinking Comparative Law, 26
HARV. INT'L L.J. 41 l, 440 (1985).
45 JACKSON & TUSHNET, supra note 4, at 182-89.
46 See id. at 251-354.
47 For a discussion of the law and politics of democratic transformation, see, for example,
RUTI G. TEITEL, TRANSITIONAL JUSTICE (2000). See also JACKSON & TUSHNET, supra note
4, at 25 l-356.
48 See supra pp. 2577-78.
49 See JACKSON & TUSHNET, supra note 4, at 182-89. On practices of self-reflection in
comparative analysis, see Frankenberg, supra note 44, at 441-43.
HARVARD LAW REVIEW
[that] have emerged since the eighteenth century": a model associated
with violent revolution; a second model associated with postwar foreign occupation; a third model associated with peaceful transition from
authoritarianism to democracy; and a fourth model associated with
postcolonial nation-building (pp. 72-73). Although the models appear
to be structured according to political provenance, in the recent wave
of political transitions, constitution-making processes have become
more complex, and have affected functionalism's capacity to abstract
constitution-making processes from myriad political and historical factors. It is unclear how this analytical framework can help guide contemporary constitutional projects, such as those in Afghanistan or
Iraq.
In recent decades, rapid political change has spawned new areas of
study and stirred related comparative constitutionalism to vital debates regarding the role of the law in political transformation. 50 These
developments raise questions regarding constitutionalism 's relation to
political change. Whereas the neofunctionalist approach tends to understate the significance of political change, the critical approach may
well overstate the significance of such developments. While Dorsen
and his coeditors seek to abstract, Jackson and Tushnet endeavor to
situate various constitutional problems in their animating political
circumstances. 51 As such, Jackson and Tushnet devote large portions
of their casebook to the exploration of constitutional law in periods of
political transformation, 52 such as postwar and post-Cold War
constitutionalism. 53
C. Illustrations
The two casebooks' discussions of foundational issues, such as constitutional law's normative relation to the rule of law and democracy,
highlights their difference methodologies. Following the functionalist
approach, Dorsen and his coeditors endeavor to systematize the relationship by proposing three models: German, French, and AngloAmerican, each reflecting a distinct understanding of the rule of law
(pp. 16-21). For example, to elucidate the German "Rechtsstaat"
law-based approach, the editors juxtapose a leading Hungarian
so See TEITEL, supra not~
47, at 3-9.
SI JACKSON & TUSHNET, supra note 4, at 334-56.
s2 See id. at 251-356. For an analysis of transitional constitutionalisrn, see TEITEL, supra
note 47, at 191-21r.
SJ For a discussion of post-World War II constitution-making, see CONSTITUTIONALISM
AND RIGHTS: THE INFLUENCE OF THE UNITED STATES CONSTITUTION ABROAD 225-59
(Louis Henkin & Albert J. Rosenthal eds., 1990). For a discussion of post-Cold War constitutionalisrn, see Ruti Teitel, Post-Communist Constitutionalism: A Transitional Perspective, 26 COL UM.
HUM. RTS. L. REV. 167 (1994).
2004)
BOOK REVIEW
constitutional court decision establishing that country's foundational
rule of law (p. 21-28). But the models alone cannot fully explain the
bases for the divergent constitutional court decisions, which strike
varying balances of the relative rule-of-law values of foreseeability and
fairness. Jackson and Tushnet's discussion of the same question incorporates historical materials and commentary regarding the rule of
law's more political dimensions; this approach helps to show the extent
to which the construction of legality - particularly in transitional constitutionalism - is both contingent and determinate.s 4 Jackson and
Tushnet's analysis elucidates that the rule of law involves a balance of
values, often constituting transformative responses to prior illegality. ss
Neofunctionalism helps to understand the affinities in comparative legal phenomena, while CLS helps to understand the differences.
One might also compare these divergent approaches by looking to
their respective treatment of the separation of governmental powers
within the broader political arrangement. In reflecting upon institutional structures in constitutional arrangements, Comparative Constitutionalism incorporates an extraordinarily comprehensive discussion of
the separation of powers in parliamentary and presidential democracies (pp. 2 12-349). Still, evaluation of constitutional developments regarding the separation of powers necessitates more attention to the historical and political context. By including the particular political,
economic, and social conditions, the critical perspective better explains
the present allocation-of-powers phenomena, such as presidentialism's
renaissance, and their risks for democracy.s 6
D. The Limitations of the Critical Legal Studies Approach
While appealing in some respects, the CLS critique too has its distinct limits. Although it is often framed as universally applicable, the
CLS insight is not equally apposite in all contexts.s 7 Indeed, the critical approach is most relevant to moments of political transformation
when it illuminates the law and politics of constitutional foundings
and transitions. Contributing the additional political context helps to
reveal the contradictions in the enterprise. Beyond these circumstances, however, the approach does not appropriately account for ar-
See JACKSON & TUSHNET, supra note 4, at 334-56.
For discussion of this legal phenomenon, see Ruti Teitel, Paradoxes in the Revolution of the
Rule of Law, 19 YALE]. INT'L L. 239 (1994).
56 See Alfred Stepan & Cindy Skach, Presidentialism and Parliamentarism in Comparative
Perspective, in THE FAILURE OF PRESIDENTIAL DEMOCRACY 119, 120 Guan]. Linz & Arturo
Valenzuela eds., 1994) (analyzing and cautioning against the rise of the presidential regimes with
reference to the various historical, political, and economic forces in play).
57 See, e.g., Frankenberg, supra note 44.
54
55
HARVARD LAW REVIEW
(Vol. 117:2570
eas of constitutional affinity and consensus, and therefore can offer
only a limited theory of comparative constitutional interpretation. 58
The CLS critique of neofunctionalism transcends politics because
the criticism goes to the central universalizing aims of this ambitious
comparative constitutional project. 59 Whereas the critique goes to the
likely illegitimacy of a constitutional law extending beyond political
parameters, functionalism's universalizing dimension has nevertheless
garnered support from recent globalizing political changes that have
invigorated the present interest in transnational constitutionalism.
IV. THE DIALOGICAL APPROACH
A. Global Challenges
Globalization is now spurring an alternate theory of comparative
law andpolitics that endeavors to account for the processes of constitutional change with reference to present political realities. Recent globalizing changes have affected the very basis for juridical identity and
subjectivity in the transnational sphere, with attendant consequences
for comparative practices.
B. Comparative Constitutionalism as Discourse
Comparative Constitutionalism depends upon the notion of a universal constitutional ideal that presently lies beyond constitutional realities. As discussed below, however, neofunctionalist logic does not
offer a way to fully elucidate normative constitutional evolution.
In the present context of a globalizing politics, a new approach,
here characterized as the "dialogical" perspective, 60 offers such a strategy by theorizing comparative constitutionalism as a dynamic interpre-
58 For compelling critical analysis in comparativism, see Kennedy, supra note 25; and Mark
Tushnet, The Possibilities of Comparative Constitutional Law, 108 YALE L.J. 1225 (1999).
59 See, e.g., Frankenberg, supra note 31; Kennedy supra note 25. The challenge to universal
comparative law, however, is not confined to CLS. See George P. Fletcher, The Universal and the
Particular in Legal Discourse, 1987 BYU L. REV. 335; Mary Ann Glendon, Rights in TwentiethCentury Constitutions, 59 U. CHI. L. REV. 519, 535 (1992). Even where problems appear similar,
legal solutions differ due to societal context.
See MARY ANN GLENDON ET AL.,
COMPARATIVE LEGAL TRADITIONS IO (2d ed. 1994). For a related formulation of the criticism, see Klaus Gunther, Legal Pluralism and the Universal Code of Legality: Globalisation as a
Problem of Legal Theory (n.d.), available at http://www.law.nyu.edu/clppt/program2003/readings/
gunther.pdf.
60 See HELD ET AL., supra note 3, at 49-52 (asserting that the leading exponents come from
international legal studies and aimed at international order). See generally David Kennedy, supra
note 25, at 581; Koh, supra note ro (discussing the relationship between transnational legal process and international relations); Anne-Marie Slaughter, Judicial Globalization, 40 VA. J. INT'L L.
r 103 (2000) (discussing the implications of a globalizing self-conscious judiciary on international
and national politics).
2004]
BOOK REVIEW
tive and discursive practice. 61 Identified closely with the most recent
wave of constitutional reforms, and the attendant expansion of constitutional review, 62 this view of a contemporary transnational constitutional regime offers an alternative basis from which to justify comparativism that is grounded in the processes of judicial review. 63 This
theory suggests that comparative constitutionalism practices can be legitimated by the prestige of other judiciaries, 64 particularly the new
constitutional courts. 65 The force of this normative vision is borne out
by the heightened judicialization66 in countries that either lacked judicial institutions with legitimacy67 or lacked institutions of judicial review altogether. 6 s
Whereas the neofunctionalist approach focuses on the constitutional problem and its solution, the dialogical approach focuses on the
processes of constitutional interpretation (p. 207). 69 Although in the
61 See, e.g., Anne-Marie Slaughter, A Global Community of Courts, 44 HARV. INT'L L.J. 191,
192--<)4 (2003) [hereinafter Slaughter, A Global Community of Courts]; Slaughter, supra note 60, at
1104. Related to this dynamic, communicative approach, is the idea that law has been viewed as
a form of rhetoric th.it is "the central art ... transformed." James Boyd White, Law as Rhetoric,
Rhetoric as Law: The Arts of Cultural and Communal Life, 52 U. CHI. L. REV. 684, 684 (1985).
There are several prominent examples of a discursive approach to constitutional law. See, e.g.,
PAUL
BREST
&
SANFORD
LEVINSON,
PROCESSES
OF
CONSTITUTIONAL
DECISIONMAKING: CASES AND MATERIALS (3d ed. 1992); JORGEN HABERMAS, 1 THE
THEORY OF COMMUNICATIVE ACTION: REASON AND THE RATIONALIZATION OF
SOCIETY (Thomas McCarthy trans., Beacon Press 1994) (1981); ROBERT C. POST,
CONSTITUTIONAL DOMAINS: DEMOCRACY, COMMUNITY, MANAGEMENT (1995); CASS R.
SUNSTEIN, DEMOCRACY AND THE PROBLEM OF FREE SPEECH (1993).
62 See Teitel, supra note 1, at 169 ("The post-communist constitutional courts point to a form
of judicial review that is actively involved in delimiting the lawmaking of the new states.").
63 See Slaughter, A Global Community of Courts, supra note 61, at 194-<)6 (2003) (referring to
"dialogue" and the emergence of "a community of courts").
64 On judicial theory generally, see MARTIN SHAPIRO, COURTS: A COMPARATIVE AND
POLITICAL ANALYSIS (1981). On comparative judicial review, see A.R. BREWER-CARIAS,
JUDICIAL REVIEW IN COMPARATIVE LAW (1989); and MAURO CAPPELLETTI, THE JUDICIAL
PROCESS IN COMPARATIVE PERSPECTIVE (Paul J. Kollmer ed., 1996).
65 See, e.g., Teitel, supra note 1, at 186-87.
66 The courts have, for example, taken on a major role in addressing the political implications
of joining the European Union. See, e.g., Maastricht Treaty Case, 89 BVerfGE (1993) (challenging
the constitutionality of Germany's participation in the European Union in Germany's Federal
Constitutional Court). Germany's Federal Constitutional Court arguably has a history of addressing such issues. See Southwest Case, 1 BVerfGE 14 (1951) (addressing the sovereignty of states in
postwar Germany); see also KOMMERS, supra note 40, at 50-57, 108-09; Teitel, supra note 1, at
182-90. The notion of what is a political question is itself controversial and contingent.
67 See TEITEL, supra note 47, at 22-26; Teitel, supra note 55 (discussing the difficulties faced
by developing judiciaries in countries previously lacking judicial legitimacy).
68 See KOMMERS, supra note 40, at 4-7 (discussing the history of constitutional review and
judicial review in Germany).
69 Anne-Marie Slaughter and Harold Koh are leading proponents of this dialogical view. See
Harold Hongju Koh, On American Exceptionalism, 55 STAN. L. REV. 1479, 1502, 1512-14 (2003)
(defining "transnational legal process" and proposing that legal interpretations should be sought
HARVARD LAW REVIEW
functionalist view there are fixed paths of adjudicatory development,
in the discursive view there is no necessary directionality. Instead,
what is contemplated is a move from diffusion and reception to dialogue - from the transfer of foreign law to an active engagement with
it. 7° Comparative exchange is not bound in path-dependent or hierarchic ways. Rather, it poses a comity-based 71 "transjudicial[]" enterprise72 - a decentered view of constitutional practices 73 deriving from
pluralist sources, with the possibility of "cross fertilization." 74
C. Dialogism and Constitutional Change
Dialogism makes an ambitious argument in favor of normative
comparative constitutionalism. 75 In the dialogical conception, comparative practices in judicial review offer a dynamic process apt to
producing constitutional change. Most significantly, this view contemplates a way to constitutional evolution that is potentially independent
of politics. 76
Following the dialogical approach, the potential for comparative
constitutional analysis goes beyond its uses in domestic constitutional
adjudication. When engaged in by a transnational judiciary, comparativism offers the potential for global solidarity: 77 the concerted turn
outward enables alternative justifications to form the basis of principled decisionmaking. 78 Through pluralizing rationales, comparativism
on a global rather than exclusively domestic basis); Slaughter, A Global Community of Courts, supra note 6 l; see also Slaughter, supra note 60.
70 See Slaughter, A Global Community of Courts, supra note 61, at 196.
71 See id. at 194 (arguing for an evolving doctrine of "judicial comity'); see also Slaughter,
supra note 60, at l l l 2.
72 See O'Connor, supra note 41, at 350.
73 See Jiirgen Habermas, Interpreting the Fall of a Monument, 4 GERMAN L.J. 701, 707-08
(2003) (arguing for judicial and other reciprocity to advance cosmopolitanism).
74 See Slaughter, A Global Community of Courts, supra note 61, at 193· To some extent, the
discourse harkens back to earlier comparativist scientizing. See, e.g., Zweigert & Siehr, supra note
22.
75 On the proposed link between discourse and solidarity, see Jiirgen Habermas, Justice and
Solidarity: On the Discussion Concerning Stage 6, in THE MORAL DOMAIN: ESSAYS IN THE
ONGOING DISCUSSION BETWEEN PHILOSOPHY AND THE SOCIAL SCIENCES 224, 243-49
(Thomas E. Wren ed., 1990). See also Fletcher, supra note 59; Glendon, supra note 59, at 519-20.
76 This approach, in contrast to that of CLS, emphasizes the juridical rather than the political
or economic basis for comparative exchange.
7 7 See Slaughter, A Global Community of Courts, supra note 61, at 218-19 (noting that transnational adjudication can contribute to a "global community of courts').
78 For example, consider reliance on cosmopolitan law, defined as "those elements of law albeit created by states - which create powers and constraints, and rights and duties, which
transcend the claims of nation-states and which have far-reaching national consequences." HELD
ET AL., supra note 3, at 70. The cosmopolitan project attempts to specify the principles and institutions for making sites and forms of power, which presently lie beyond the scope of state democratic processes. See id. at 449-50. See generally Jeremy Waldron, Minority Cultures and the
Cosmopolitan Alternative, 25 U. MICH. J.L. REF. 751 (1992). For a related claim that proposes
2004]
BOOK REVIEW
in judicial review offers potential cosmopolitan effects that may well
transcend any individual state. Although this view derives some support from the significant contemporary increase in the use of comparative analysis in domestic constitutional courts, as discussed below, this
globalizing potential is most evident in the area of human rights - an
area that is by nature transnational.
V. THEORIZING COMPARATIVE CONSTITUTIONAL
INTERPRETATION
A. Constitutional Continua
Comparative Constitutionalism makes an ambitious claim for comparative analysis's relevance to a wide range of constitutional problems. While contemporary constitutional adjudication gives some
support to the functionalist assumptions, the comparativist role in constitutional interpretation is more circumscribed, and is best rationalized in terms of practices in conditions analogous to those of constitutional change, primarily involving discrete areas of unsettled law. 79
Foreign authority's dynamic influence, it is contended, can be best understood along a continuum of constitutional development. Here, a
functionalist understanding of comparativist practices is most apt: it is
a mode of analysis offering alternative bases for the resolution of constitutional issues, but limited to particular conditions of legal change.
Foreign sources are at their most persuasive in distinct periods associated with heightened political transformation. In the United
States, as in other countries, comparative practices are demonstrably
associated with various stages of normative transformation in foundational periods of nation-building and consolidation. Thus, the American constitutional tradition has been subject to the influence of foreign
law in varying degrees in various periods of political and juridical
transformation. 80 Reflection on how American constitutional practices
judicial review modeling democratic self-determination, see Frank I. Michelman, The Supreme
Court, I985 Term-Foreword: Traces of Self-Government, 100 HARV. L. REV. 4, 74-77 (1986).
79 For example, the U.S. Supreme Court reversed itself on the constitutionality of the death
penalty. Compare Furman v. Georgia, 408 U.S. 238 (1972) (holding that the death penalty as then
applied in the United States was unconstitutional because of unguided jury discretion), with
Gregg v. Georgia, 428 U.S. 153 (1976) (upholding some degree of jury discretion in capital sentencing).
BO See Edward S. Corwin, The "Higher Law" Background of American Constitutional Law
(pts. 1 & 2), 42 HARV. L. REV. 149, 365 (1928) (suggesting that judicial processes model fledgling
integration); cf Suzanna Sherry, The Founders' Unwritten Constitution, 54 U. CHI. L. REV. 1127,
1135-46, 1177 (1987) (noting that the practice of referring to foreign law, normally imperial charters, the "law of nations,'' and national law as a component of judicial review predates constitutional law).
HARVARD LAW REVIEW
have changed over the years reveals a circumscribed role for comparative analysis at dynamic junctures in the legal order.
Potential guiding principles regarding the influence of comparative
law in American constitutional doctrine can be located along a constitutional timeline. First, Justices are willing to integrate foreign sources
when comparativism goes to constitution-making, rather than constitutional interpretation, as there is a conceded legitimacy to preconstitutional consultations.Bi Thus, in Justice Scalia's words, "comparative
analysis [is] inappropriate to the task of interpreting a constitution,
though it [is] of course quite relevant to the task of writing one."B 2
Once there is constitutional supersession, the normative question
concerning the legitimacy and authority of comparativist analysis is
subsumed within the broader question concerning constitutional interpretation. As part of this more general inquiry, comparative constitutionalism ought to be reconcilable with originalist principles of judicial
review. For long stretches of legal history, comparativist practices
were noncontroversial, as such experience was readily associated with
common law tradition.B 3 From its inception, the colonial judiciary referred to English law, Norman law, and other classical influences.B 4
Historically, the very idea of "higher" law was informed by international and foreign sources.BS Comparative constitutionalism interrogated foreign mores as a step in the pursuit of universal morality.
8! See Stanford v. Kentucky, 492 U.S. 361, 369 n.1 (1989) ("We emphasize that [when interpreting the Eighth Amendment] it is American conceptions of decency that are dispositive, rejecting the contention ... that the sentencing practices of other countries are relevant.").
8Z Printz v. United States, 521 U.S. 898, 921 n.11 (1997). There may be important methodological differences between the ways in which common law and civil law jurisdictions treat foreign sources. For example, South Africa, a common law jurisdiction, offers a current comparative
constitutional jurisprudence of a young, scarcely interpreted constitution. The constitution itself
draws its attention to foreign sources. See S. AFR. CONST. § 39(1)(c). Thus, South African courts
more readily appeal to foreign sources. See, e.g., S v. Makwanyane, 1995 (3) SALR 391 (CC), 51g20 (Sachs, J., concurring) ("Germany after Nazism, Italy after facism, and Portugal, Peru, Nicaragua, Brazil, Argentina, the Philippines and Spain all abolished capital punishment for peacetime
offenses .... It is not unreasonable to think that similar considerations influenced the framers of
our Constitution as well.').
83 See THE FEDERALIST Nos. 18-20 Games Madison); see also THE FEDERALIST No. 63,
at 425-30 Games Madison), Nos. 67, 69, 83, 84, at 452-53, 463-65, 568, 577-78 (Alexander Hamilton) Gacob E. Cooke ed., 1961) (referring to foreign constitutional precedents); JACK N.
RAKOVE, ORIGINAL MEANINGS: POLITICS AND IDEAS IN THE MAKING OF THE
CONSTITUTION (1996).
84 See WATSON, supra note 19, at 65-70 (discussing the early law of the Massachusetts Bay
Colony).
85 See ZWEIGERT & KOTZ, supra note 17, at 57-59. Indeed, the notion of universal rights,
as a matter of higher law, underlies the theory of international law. Thus, it is informative to consider the link between comparative constitutional law and the sources of international law. See
Statute of the International Court of Justice, June 26, 1945, art. 38(1)(b), 59 Stat. 1055, 1060 (providing that international custom offers evidence of a general practice accepted as law).
2004]
BOOK REVIEW
Moreover, comparative analysis allowed states to move beyond indigenous law in pursuit of legal transformation. This is evident, for
example, in the post-Reconstruction and New Deal United States,
when constitutional interpretation relied on comparativism for defining and consolidating national standards. 86 The relevant inquiry during these periods was whether the right at issue was a "fundamental
principle of liberty and justice which inheres in the very idea of free
government."87 Although the invocation of foreign standards in rights
inquiries dislodged the sense of complete autonomy associated with national law, it did not necessarily move constitutional doctrine in a
rights-expanding direction. 88 Nevertheless, this stage of national legal
consolidation illuminates the potential of comparative constitutional
law to play a dynamic role in the development of national standards.
At present, in a period of change toward a singular global order,
the potential normative role of comparative constitutional law is taking on new urgency. 89 The U.S. Supreme Court is engaging more often
with foreign sources in constitutional interpretation. 90 A consensus
appears to be forming regarding the relevance of foreign sources, at
86 See, e.g., Trop v. Dulles, 356 U.S. 86, 102 & n.35, 103 (1958) (referring to the "virtual unanimity" of "[t]he civilized nations of the world'); Palko v. Connecticut, 302 U.S. 319, 326 n.3 (193 7)
(comparing the protection against self-incrimination in the United States to that in continental
Europe); Twining v. New Jersey, 2 II U.S. 78 (1908).
87 Twining, 2 II U.S. at 106.
88 For example, analogies to foreign law would sometimes work against the incorporation of
national standards. For a probing analysis of this "flexible-natural law" interpretive approach, see
Sanford H. Kadish, Methodology and Criteria in Due Process Adjudication - A Survey and
Criticism, 66 YALE L.J. 319 (1957).
89 See Thompson v. Oklahoma, 487 U.S. 815, 830-31 (1988) (plurality opinion) (noting a consensus regarding imposition of the death penalty on minors among "nations that share our AngloAmerican Heritage''). Compare Lawrence v. Texas, 123 S. Ct. 2472, 2481 (2003) (describing a case
in which the European Court of Human Rights held that a law prohibiting consensual homosexual conduct violated European law), Atkins v. Virginia, 536 U.S. 304, 316 n.21 (2002) ("[W]ithin
the world community, imposition of the death penalty for crimes committed by mentally retarded
offenders is overwhelmingly disapproved.''), and Stanford v. Kentucky, 492 U.S. 361, 390 (1988)
(Brennan, J., dissenting) ("Within the world community, the imposition of the death penalty for
juvenile crimes appears to be overwhelmingly disapproved."), with Lawrence, 123 S. Ct. at 2495
(Scalia, J., dissenting) (dismissing the Court's discussion of foreign views as "meaningless dicta"),
Atkins, 536 U.S. at 324-25 (Rehnquist, C.J., dissenting) (asserting irrelevance of "the views of
other countries regarding the punishment of their citizens"), and Stanford, 492 U.S. at 369 n.1
("We emphasize that it is American conceptions of decency that are dispositive, rejecting the
contention ... that the sentencing practices of other countries are relevant.").
90 See cases cited supra note 8; see also Printz v. United States, 521 U.S. 898, 921 n.II (1997)
(noting that "comparative analysis [is] inappropriate to the task of interpreting a constitution,
though it was of course quite relevant to the task of writing one"). Although this debate is taking
place now, this is certainly not the first time the Court has engaged in comparative analysis in
constitutional adjudication. Foreign materials were used at the founding of the United States and
also at other times of national unification and political flux. See infra pp. 2591-92.
2590
HARVARD LAW REVIEW
[Vol. np570
least within circumscribed parameters. 91 The justification for comparativist analysis is couched largely in functionalist terms: as a basis
for the resolution of specific constitutional issues, particularly in areas
of unsettled law. Seven years ago, Justice O'Connor asserted that
"[o]ther legal systems continue to innovate, to experiment, and to find
new solutions to the new legal problems that arise each day, from
which we can learn and benefit."92 More recently, she noted, "[w]hile
ultimately we must bear responsibility for interpreting our own laws,
there is much to learn from other distinguished jurists who have given
thought to the same difficult issues that we face here."93 She added in
a speech this year, "I suspect that over time, we will rely increasingly
- or take notice at least increasingly - [of] international and foreign
law in resolving domestic issues."94
Similarly, Justice Breyer has described the value of comparative
constitutionalism as dealing primarily with "open questions": "[W]e
face an increasing number of ... constitutional issues, where the decisions of foreign courts help by offering points of comparison."95 In a
recent decision concerning federalist structures, Justice Breyer advocated the use of comparative material where "other countries [face] the
same basic problem."96 He acknowledged that "there may be relevant
political and structural differences between their systems and our
own," but argued that "[t]heir experience may nonetheless cast an empirical light on the consequences of different solutions to a common legal problem."97 In both rhetoric and opinions, the current Court increasingly relies upon the functionalist rationale for its growing
comparative constitutional jurisprudence.
B. Comparative Practices -Adjudicatory Constraints
Comparative analysis in constitutional adjudication has distinct parameters - it is not unbounded. Nonetheless, functionalism appears
9l See infra notes u8-132 and accompanying text. One common scenario for reliance on foreign law is during periods of political transformation. On constitutional moments, see 2 BRUCE
ACKERMAN, WE THE PEOPLE: TRANSFORMATIONS 345-82 (1998), which affirms the role of
constitutional interpretation in constitutional transformation. For a gradualist view, see Ruti
Teitel, Transitional Jurisprudence: The Role of Law in Political Transformation, 106 YALE L.J.
2009 (1997).
92 Sandra Day O'Connor, Broadening Our Horizons: Why American Judges and Lawyers
Must Learn About Foreign Law, INT'L JUD. OBSERVER, June 1997, at 2.
93 O'Connor, supra note 41, at 350.
94 See Jonathan Ringel, O'Connor Speech Puts Foreign Law Center Stage, FULTON COUNTY
DAILY REP., Oct. 31, 2003, http://www.Iaw.com/jsp/article.jsp?id=1067350962318.
95 See Justice Stephen Breyer, Keynote Address Before the Ninety-Seventh Annual Meeting
of the American Society of International Law (Apr. 4, 2003), in 97 AM. SOC'Y INT'L L. PROC.
265, 266 (2003).
96 Printz v. United States, 52 l U.S. 898, 976 (1996) (Breyer,]., dissenting).
97 Id. at 976-n.
2004]
BOOK REVIEW
2591
to explain well the force of comparative constitutionalism in a common
law system. With the constitutional problem front and center, functionalism is a useful device aiding judicial activism in the comparativist enterprise. 98 Moreover, as is elaborated below, the method has its
roots in American constitutional tradition.
Adjudicatory practices illuminate political structures and a transnational nexus. In the American constitutional context, the adjudicatory structure itself suggests the limits on (or parameters of) foreign authority. The reasons may well hearken back to the differences in legal
cultures that fuel comparative legal science. 99 In the United States,
the relative willingness to look at foreign materials appears to depend
less upon judicial philosophy 100 than upon factors that relate to case
law and its parameters. 10 1
Prevailing adjudicatory practices, particularly in the Supreme
Court, reflect the distinct parameters of the comparative enterprise.
The turn outward to foreign law reveals alternative operating principles, proxies for the usual nation-bound bases for judicial review.
There is always a nexus between the domestic and foreign authorities
being compared, whether it is couched in terms of legal culture or political tradition. 102 For the first half of the twentieth century, in U.S.
constitutional jurisprudence, the relevant nexus was defined on the basis of a community of language, notably of "English-speaking nations."103 This principle was ultimately abandoned, however, because
it lacked meaningful parameters. 104
98 Thus, Justice Breyer has referred to the judiciary's instrumentalization in the evolution of
human rights law. Breyer, supra note 95, at 266 (referring to independent judiciaries as instruments to implement human rights law).
99 See BREWER-CARIAS, supra note 64 (discussing varying approaches to judicial review);
see also CAPPELLETTI, supra note 64.
100 See Printz, 52 l U.S. at 9i6-i8 (Breyer, J., dissenting) (employing functionalist considerations to advocate a comparative analysis). Indeed, comparativists on the court are generally identified by their pragmatic, case-by-case methodology. See, e.g., Lawrence v. Texas, 123 S. Ct. 2472,
2483 (2003).
101 See Printz, 52 l U.S. at 92 l n.11.
102 See, e.g., Knight v. State, 721 So. 2d 28 (Fla. 1998), cert. denied, 528 U.S. 990, 995-97 (1999)
(Breyer, J., dissenting from denial of certiorari) (referring to court rulings in Great Britain, Jamaica, India, Zimbabwe, and Canada - all part of the Anglo-American common law tradition).
103 See, e.g., Poe v. Ullman, 367 U.S. 497, 548 (1961) (Harlan, J., dissenting) (arguing that the
regulation at issue "involves what, by common understanding throughout the English-speaking
world, must be granted to be a most fundamental aspect of 'liberty"'); Wolf v. Colorado, 338 U.S.
25, 28 (1949) (referring to "the history and basic constitutional documents of English-speaking
peoples"); Malinski v. New York, 324 U.S. 401, 413-14 (1945) (interpreting due process in light of
the history of freedom of English-speaking peoples); Otis v. Parker, 187 U.S. 606, 609 (1903) (referring to constitutions as "generally understood by all English-speaking communities").
104 See Rochin v. California, 342 U.S. 165, 176 (1952) (Black, J., concurring) (questioning a
limit to "English-speaking" peoples).
2592
HARVARD LAW REVIEW
[Vol. n7:2570
Modern authority's limiting condition derives from the "common
law" or "Anglo-American heritage,'' 105 drawing from historical inquiry
into preconstitutional traditions. 106 The relevant constitutional parameters regarding foreign sources are commonly grounded in political
cultures that are, in particular, "democracy-based." 107 Indeed, the current reliance on the jurisprudence of the European Court of Human
Rights is exemplary, 108 harking back to historical understandings of
unified law on the continent. This trend peaked in last Term's Lawrence v. Texas opinion, 109 which invoked European Court of Human
Rights rulings and western tradition to discredit Bowers v. Hardwick.110 In such cases, the comparativism is bounded by functional
lines.
C. Comparativism in Human Rights as Global Rule of Law
Comparative Constitutionalism, as discussed above, sets out the
goal of universal constitutionalism. 111 The editors conceive of comparative analysis in terms of a timeless legal convergence, systematizing broadly across cultures and world history (p.10). Although this
understanding of the direction of legal integration is a theoretical
105 See Knight, 528 U.S. at 995--97 (Breyer, J., dissenting); Thompson v. Oklahoma, 487 U.S.
815, 830 (1988) (plurality opinion) (relying on "nations that share our Anglo-American heritage");
Adamson v. California, 332 U.S. 46, 54 (1947) (regarding "Anglo-American legal tradition" as the
basis for the relevant connection). In the lower courts, this following of Anglo-American jurisprudence reflects adherence to a system of binding authority, while in the Supreme Court, such
common law norms reflect a broader concern for remaining within the legal tradition.
106 See, e.g., Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S. 833, 952-53 (1992)
(Rehnquist, C.J., concurring in the judgment in part and dissenting in part) (noting that "the historical traditions of the American people" began with "[t]he common law which we inherited from
England"); Stanford v. Kentucky, 492 U.S. 361, 368 (1989) (justifying the American law as in "accordance with the standards of this common-law tradition"); Duncan v. Louisiana, 391 U.S. 145,
149 n.14 (1968) (questioning "whether ... a procedure is necessary to an Anglo-American regime
of ordered liberty"); Trop v. Dulles, 356 U.S. 86, 9g-100 (1958) (noting that the constitutional idea
of "due process" began with the English Declaration of Rights of 1688 and the Magna Carta).
10 7 See, e.g., Lawrence v. Texas, 123 S. Ct. 2472, 2481 (2003) (discrediting Bowers v. Hardwick,
478 U.S. 186 (1986), in part by showing that Bowers was at odds with a European Court of Human Rights case that is binding upon forty-five western nations); Washington v. Glucksberg, 521
U.S. 702, 710 (1997) (referring to the crime of assisted suicide "in almost every western democracy"); Mcintyre v. Ohio Elections Comm'n, 514 U.S. 334, 381 (1995) (Scalia, J., dissenting) (referring to "foreign democracies'); Stanford, 492 U.S. at 389--<)o (Brennan, J., dissenting) (noting that
prior Supreme Court cases have held that objective indicators of contemporary standards of decency in the form of legislation in other western countries are relevant to Eighth Amendment
analysis).
108 See, e.g., Lawrence, l 23 S. Ct. at 2481, 2483 (citing the decisions of the European Court of
Human Rights); see also Thompson, 487 U.S. at 830 (considering the views of "leading members of
the Western European Community').
109 123 S. Ct. 2472 (2003).
1 10 See id. at 2483 (relying on Dudgeon v. United Kingdom, 45 Eur. Ct. H.R. 52 (1981)).
111 See supra pp. 2576-77.
2004]
BOOK REVIEW
2593
ideal, 112 in reality, this integration is more limited, and it is demonstrably negotiated at the juncture of law, politics, and culture. 113 Insofar
as there is contemporary movement toward constitutional convergence, the movement occurs primarily in the area of international human rights, which one might characterize as the "law of humanity."
Comparative Constitutionalism points us in the direction of heightened convergence in the law in distinct areas, perhaps the most robust
being transnational human rights law. Peremptory norms, elucidated
in and by comparative law, structure a threshold rule of law across nations that operates as an unwritten constitutional regime for a global
order. Substantial agreement among national constitutions and conformity with international conventions (p. 3) demonstrate a consensus
on basic human rights 114 and on the importance of protecting decency115 and integrity. 11 6
From these data points one might infer a limited universal "law of
humanity," the culmination of comparativism. 117 "Humanity rights"
are pivotal in the present globalizing regime, which is distinguished by
interdependence but not integration. Comparative constitutional law's
current extension, therefore, offers an alternative conception of legitimacy, grounded in core human rights and aimed at reinforcing the
nascent global order.
From this realm of threshold human rights, comparative constitutionalism is now extending its quest for conformity into the sphere of
due process. 118 The phenomenon is most evident in developments
within criminal procedure. In a chapter devoted to "Criminal Proce-
112 "Constitutionalism is an ideal that may be more or less approximated by different types of
constitutions .... " (p.Io).
113 See infra 2593-95.
114 On the "law of humanity," see Ruti G. Teitel, Humanity's Law: Rule of Law for the New
Global Politics, 35 CORNELL INT'L L.J. 355 (2002).
115 See, e.g., Knight v. Florida, 528 U.S. 990, 995 (I999) (Breyer, J., dissenting) (citing the Privy
Council regarding the "inhumanity" of death penalty delays).
116 See Lawrence v. Texas, I23 S. Ct. 2472 (2003) (describing Fourteenth Amendment "due
process" rights understanding); Atkins v. Virginia, 536 U.S. 304 (2002) (analyzing Eighth Amendment jurisprudence); Washington v. Glucksberg, 52I U.S. 702, 785-87 (I997) (Souter, J., concurring in judgment) (referring to the law of the Netherlands when discussing the right to assisted
suicide); Thompson v. Oklahoma, 487 U.S. 8I5, 830 (1988) (plurality opinion) (holding that the
execution of juveniles violates norms of the Western European community); see also United States
v. Stanley, 483 U.S. 669, 7Io (I987) (O'Connor, J., concurring in part and dissenting in part) (noting the relevance of Nuremberg Trials procedures regarding consent standards for medical experimentalism); Thop v. Dulles, 350 U.S. 86, IOI (I958) (plurality opinion) (inquiring into "evolving
standards of decency').
117 See Teitel, supra note l 14.
118 Due process has been deemed to include procedures necessary for the "protection of ultimate decency in a civilized society." Adamson v. California, 332 U.S. 46, 6I (I947). Comparative
authority is informed by international law as well. See, e.g., The Universal Declaration of Human
Rights, G.A. Res. 2I7A, U.N. GAOR, 3rd Sess., Part I, at 71, U.N. Doc A/810 (I948).
2594
HARVARD LAW REVIEW
[Vol. u7:2570
<lure (Due Process)" (p.1043-1154), Comparative Constitutionalism advocates a core bill of criminal procedural rights and claims that there
is worldwide convergence toward that ideal (p. 104 7-48). Although
this is by far the area of greatest constitutional integration, criminal
process does not necessarily fall within the rubric of constitutionalism, 119 but instead depends on the particularities of a political system
and legal culture. 120 Moreover, the normative desirability of such a
convergence is debatable, 121 particularly because of the same stark differences in legal cultures and political traditions. 122
The normative role of comparativism in constitutional interpretation is most evident in current American constitutional doctrine in the
context of Fifth, Eighth, and Fourteenth Amendment jurisprudence,
with respect to which the Court has turned outward to construct its
sense of evolving human decency and order. Particularly when interpreting the Eighth Amendment protection from "cruel and unusual
punishment,'' case law from Thompson v. Oklahoma 123 through Stanford v. Kentucky 124 and Atkins v. Virginia 125 demonstrates an increasing reliance on foreign sources of law to support the Court's findings.
In Stanford, Justice Brennan in dissent relied on comparative materials to support his notion that "contemporary standards of decency"
would preclude the execution of juveniles. 126 A plurality in Thompson
relied on comparative experience to inform the meaning of "civilized
standards of decency,'' 127 over a vigorous dissent challenging foreign
119 Indeed, most other comparative constitutional law and domestic constitutional law casebooks do not include criminal procedure, which tends to be addressed separately. See MIRJAN R.
DAMASKA, THE FACES OF JUSTICE AND STATE AUTHORITY: A COMPARATIVE APPROACH
TO THE LEGAL PROCESS (1986); STONE ET AL., supra note 38; SULLIVAN & GUNTHER, supra
note 38; CRIMINAL PROCEDURE: A WORLDWIDE STUDY (Craig M. Bradley ed., 1999). But see
MAURO CAPPELLETTI & WILLIAM COHEN, COMPARATIVE CONSTITUTIONAL LAW: CASES
AND MATERIALS 381-456, 494-542 (1979).
120 See generally THOMAS M. FRANCK, COMPARATIVE CONSTITUTIONAL PROCESS,
CASES AND MATERIALS: FUNDAMENTAL RIGHTS IN THE COMMON LAW NATIONS (1968).
121 On convergence in criminal law, compare GEORGE P. FLETCHER, BASIC CONCEPTS OF
CRIMINAL LAW (1998), which argues for convergence, with JAMES Q. WHITMAN, HARSH
JUSTICE: CRIMINAL PUNISHMENT AND THE WIDENING DIVIDE BETWEEN AMERICA AND
EUROPE (2003), which discusses divergence among American, German, and French criminal justice policies. For the danger of misinterpreting similarities in comparative analysis, see William P.
Alford, On the Limits of"Grand Theory" in Comparative Law, 61 WASH. L. REV. 945, 955 (1986).
122 See Mirjan Damaska, The Uncertain Fate of Evidentiary Transplants: Anglo-American and
Continental Experiments, 45 AM. J. COMP. L. 839, 844-47, 851 (1997) (asserting that the "transplantation of fact finding arrangements between common law and civil law systems would give
rise to serious strains in the recipient justice system").
123 487 U.S. 815 (1988).
124 492 U.S. 361 (1989).
12s 536 U.S. 304 (2002).
126 Stanford, 492 U.S. at 389-go (Brennan, J., dissenting).
121 Thompson, 487 U.S. at 830-31 (plurality opinion).
2004]
BOOK REVIEW
2595
law's relevance to the "fundamental beliefs of this nation." 128 In Atkins, a majority used comparative analysis to find that, "within the
world community," execution of the mentally retarded is "overwhelmingly disapproved." 129 Finally, last Term, in Lawrence v. Texas, the
Court held that the criminalization of sodomy violated a due process
"liberty" by relying in part on European authority and on "values we
share with a wider civilization." 130
At present, there is an indisputable judicial consensus regarding
comparativism in the law of humanity. Even those Justices opposing
comparativism's uses in the rights-expanding decisions above have little hesitation to rely on such authority in other related rights areas,
such as abortion and euthanasia, in which such analysis serves their
position.13 1 Converging understandings of human decency are now
beginning to construct a fledgling global rule of law. 132
CONCLUSION
This Review analyzed Comparative Constitutionalism as a contemporary revival and extension of the functionalist school of thought. It
discussed this extension's legitimacy and its implications for present
global politics. It then turned to the contemporary claim for comparativism as judicial discourse and its potential for advancing cosmopolitan decisionmaking. Comparative constitutional interpretation's normative aims and effects were discussed over a continuum of
constitutional change and development. Finally, the Review looked to
present adjudicatory practices and concluded that they reflect an
emerging normative use of comparative law in the area of constitutional rights, a development that supports a modest form of Comparative Constitutionalism 's essential claim. Since the judiciary tends to be
removed from politics, however, ultimately the advancement of global
Id. at 868 n.4 (Scalia, J., dissenting).
Atkins, 536 U.S. at 316 n.21 (2002). Once again, there was a vigorous dissent. See id. at
324-25 (Rehnquist, C.J., dissenting) (refusing to find other countries' views relevant to the judicial
ascertaining of "contemporary American conceptions of decency").
l30 See Lawrence v. Texas, 123 S. Ct. 2472, 2483 (referring to the right at issue "as an integral
part of human freedom in many other countries').
131 See Washington v. Glucksberg, 521 U.S. 702, 710 n.8, 718 n.16 (1997) (citing Rodriguez v.
British Columbia, [1993] 3 S.C.R. 519) (discussing assisted suicide laws in Austria, Spain, Italy, the
United Kingdom, the Netherlands, Denmark, Switzerland, and France); Planned Parenthood of
Southeastern Pa. v. Casey, 505 U.S. 833, 945 n.1 (1992) (Rehnquist, C.J., concurring in the judgment in part and dissenting in part).
132 This process is also accelerated by international agreements that are themselves instantiations of comparative constitutionalism, such as the newly established International Criminal
Court, whose charter provides for a new consensus on the international regulation and enforcement of certain baseline rule-of-law norms. See Rome Statute of the International Criminal
Court, July 17, 1998, U.N. Doc. A/Conf. 183/9 (2002).
128
129
HARVARD LAW REVIEW
[Vol. 117:2570
consensus will necessitate wider transnational dissemination. Comparative Constitutionalism provides a significant step in that direction.
HARVARD
LAW REVIEW
JESSICA RING AMUNSON
PIERRE-LUC ARSENAULT
JARED BECK
RYAN BILLINGS
JASON E. BORDOFF
ARI BRUENING
JAIME DODGE BYR.c'\JES
RUSSELL V. CAPONE
MYOUNGIL CHA
ANJAN CHOUDHURY
PATRICK S. CHUNG
JIA M. COBB
MARK R. CONRAD
JUSTIN DRIVER
WILLIAM EDWARDS
DAVID W. FOSTER
STEPHEN E. FRANK
MATTHEW J. FUCCI
J.K. GIVENS
MICHELLE GROMAN
ZACHARY J. GUBLER
DAVIDS. HAN
ELISSA R. HART
GEORGE W. HICKS
JAMES M. HLAWEK
CHRISTOPHER J. HOUPT
NISSA IMBROCK
CORRINE A. IRISH
ROBERT J. JACKSON, JR.
MICHAEL JACOBSOHN
KEVIN V. JONES
MATTHEW T. JONES
AARON KATZ
BRYAN M. KILLIAN
DANIEL KIRSCHNER
RANDY J. KOZEL
JARED G. KRAMER
DAVID LANDAU
TODD LARSON
LYNNY.LEE
Suzy LEE
OLIVER LEWIS
ISAAC LIDSKY
THOMAS LUE
JAMES C. LUH
DANIEL A. LYONS
DANIEL E. MANZANO
MEAGHAN E. MCLAINE
GRAHAM W. MELI
ANTON METLITSKY
SCOTT MICHELMAN
PAUL STEEL MISHKIN
CHRISTOPHER MONSOUR
HASHIM M. MOOPPAN
PAUL J. NATHANSON
ELIZABETH OYER
CHRISTOPHER PARK
CHRISTIAN J. PISTILLI
LEAH POGORILER
JEFFREY POJANOWSKI
BENJAMIN ROIN
JOHN SAUER
JOSHUA M. SEGAL
STEPHEN SHACKELFORD, JR.
SHARMILA SOHONI
BETH STEWART
AMANDA STRAUB
RICK T. Su
LAUREN SUDEALL
NEEL U. SUKHATME
DANIEL B. TEHRANI
AMANDA M. TEO
EMILY THACHER-RENSHAW
WILLIAM TRACH
KATHERINE M. TURNER
LAWRENCE VANDYKE
MARK F. VEBLEN
THIRUVENDRAN VIGNARAJAH
DAVID M. VINCENT
ALICE WANG
PAULINA WILLIAMS
JACK WILSON
GEOFFREYM. WYATT
MARK R. YOHALEM
COLLEEN VERNER
SUSAN J. WALKER
NICHOLAS RAHKO
DENIS O'BRIEN
Circulation Director
Business Manager
Editorial Assistant
Office Assistant
Published eight times during the academic year by Harvard law students.
Citations conform to The Bluebook: A Uniform System of Citation (17th ed. 2000), published by the
Harvard Law Review Association for the Columbia Law Review, the Harvard Law Review, the
University of Pennsylvania Law Review, and The Yale Law Journal.