Demographics, Psychiatric Diagnoses, and Other
Characteristics of North American Deaf and
Hard-of-Hearing Inpatients
Patricia A. Black
Riverview Psychiatric Center
This study examined demographic and clinical data from
a specialty deaf inpatient unit so as to better understand
characteristics of severely and chronically mentally ill deaf
people. The study compares deaf and hearing psychiatric
inpatients on demographic variables, psychiatric discharge
diagnoses, a language assessment measure, a cognitive ability
measure, and a measure of psychosocial functioning and
risk of harm to self and others. Overall, findings indicate
a broader range of diagnoses than in past studies with posttraumatic stress disorder being the most common diagnosis.
Compared with hearing patients in the same hospital, deaf
patients were less likely to be diagnosed with a psychotic or
substance abuse disorder and more likely to be diagnosed
with a mood, anxiety, personality, or developmental disorder.
Psychosocial functioning of the deaf patients was generally
similar to hearing psychiatric patients. Deaf patients presented significantly higher risks than hearing patients in
areas of self-harm and risk of sexual offending. Cognitive
scores show that both the deaf and hearing inpatient population is skewed toward persons who are lower functioning.
An additional surprising finding was that 75% of deaf individuals fell into the nonfluent range of communication in
American Sign Language.
The purpose of this research is to examine demographic and clinical data from a specialty deaf psychiatric inpatient unit so as to better understand
characteristics of severely and chronically mentally ill
The authors wish to thank Dr. Dan Lambert for his support of this
research and Ms. Lisa Connolly for her invaluable assistance in data
retrieval and analysis. Correspondence should be sent to Patricia A.
Black, Riverview Psychiatric Center, Lower Saco Forensic Unit, 250
Arsenal Street, Augusta, ME 04332 (e-mail: patriciablck@yahoo.com)
or Neil S. Glickman, Deaf Unit, Westborough State Hospital, Westborough, MA 01581 (e-mail: neil.glickman@dmh.state.ma.us).
deaf people. Using archival data on deaf and hearing
inpatients over a 5-year period, the authors examine
psychiatric diagnoses, including rates for psychotic
disorders, mental retardation (MR), substance abuse,
and posttraumatic stress disorder (PTSD); cognitive
abilities; psychosocial functioning; and risk of harm to
self or others.
To date, there are only six known studies on the
deaf inpatient psychiatric population in the United
States (Daigle, 1994; Grinker et al., 1969; Pollard,
1994; Rainer & Altshuler, 1966; Rainer, Altshuler, &
Kallmann, 1963; Robinson, 1978; Trybus, 1983). In the
majority of these studies, deaf patients were mainstreamed in hospital wards with hearing patients. Professionals at these facilities evaluated deaf patients as
if they were hearing and communicated with them as
if they understood spoken language (Trybus, 1983). A
review of the literatures indicated a lack of consistency
in diagnostic formulation and raised questions regarding the accuracy of diagnosis. Because of the lack of
specialized deafness expertise in the clinical staff, most
of the assessments are considered to be of questionable
reliability and validity.
Discrepancies in Diagnosis in Deaf
Inpatient Studies
Commonly Diagnosed Conditions
The first major research on mental health and deafness
in the United States was conducted in the late 1950s
Ó The Author 2006. Published by Oxford University Press. All rights reserved.
For Permissions, please email: journals.permissions@oxfordjournals.org
doi:10.1093/deafed/enj042
Advance Access publication on May 10, 2006
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Neil S. Glickman
Westborough State Hospital
304
Journal of Deaf Studies and Deaf Education 11:3 Summer 2006
Mental Retardation (MR) also tended to be commonly diagnosed in the deaf psychiatric population.
Trybus (1983) conducted a study of deaf patients in
204 public psychiatric hospitals throughout the United
States. They found a 30% rate of MR in deaf patients
and a 20% rate in the hard-of-hearing group. Of interest is that only 2% of the general hospital population in this study were diagnosed with MR. In more
current research, Daigle (1994) reported that although
no hearing patients in her sample were listed as MR,
10.9% of the deaf patients were placed in this category.
Pollard’s (1994) study also reported a higher rate in the
deaf group (3.7%) as opposed to the hearing sample
(1.7%). Only one study found a lower rate of MR in
deaf patients. Robinson (1978), founder of the Mental
Health Program for the Deaf at St. Elizabeth’s Hospital in Washington, DC, noted that only four deaf
patients out of 173 were diagnosed with MR.
Personality disorders were also commonly diagnosed in the majority of earlier studies. Daigle
(1994) found a higher classification in the avoidant/
dependent diagnosis in 11.6% of the deaf, with only
5.47% of the hearing patients falling into these classifications. Rainer and Altshuler (1966) reported that
20.4% of deaf patients were diagnosed with passiveaggressive personality disorder, with a preponderance
of the passive-dependent type.
Daigle (1994) found that 19.8% of the deaf sample
fell into the categories of antisocial/borderline/narcissistic personality disorders as opposed to 6.16% of the
hearing group. Pollard (1994) reported that antisocial
personality disorder was significantly lower in the deaf
(0.3%) group as opposed to the hearing (2.2%). Clinicians have been somewhat baffled by deaf patients with
lower levels of intellectual functioning. When the
Diagnostic and Statistical Manual of Mental Disorders
(DSM) criteria did not match the unique features of
deaf patients, researchers created diagnoses such as
‘‘primitive personality disorder’’ (Rainer & Altshuler,
1966) and ‘‘inadequate personality disorder’’ (Grinker
et al., 1969).
Infrequently Diagnosed Conditions
Mood disorders and substance abuse were diagnosed
infrequently in past research, and until recently trauma
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and early 1960s by a group of New York psychoanalytically trained psychiatrists who conducted studied
on 230 psychotic patients placed at 20 state hospitals
(Rainer & Altshuler, 1966; Rainer et al., 1963). They
found the diagnosis of schizophrenia fairly equally
distributed in deaf (52%) and hearing (56.6%) patients, yet the 56.6% of hearing patients represented
0.43% of the hearing population of New York,
whereas the 52% of deaf patients represented 1.16%
of the total deaf population of New York. Thus, their
findings implied that schizophrenia was more common
in deaf people.
Grinker et al. (1969) examined the mental health
needs of deaf individuals in the Chicago area. The
researchers studied 159 patients (38 inpatients and
121 outpatients) at Michael Reese Hospital, finding
that 43% were listed as having psychotic disorders
with 27% of these diagnosed with schizophrenia.
The remaining 8.2% were listed with diagnoses including paranoid reaction, autism, paranoid state,
and psychotic depressive reaction.
In the Rochester, New York, area, Pollard (1994)
conducted a study of a combined inpatient and outpatient deaf group (n ¼ 343) and found a slightly
higher percentage of schizophrenia in the deaf sample
(8.2%) as opposed to the hearing sample (7%). On the
other hand, Daigle’s (1994) study of an inpatient deaf
unit at Springfield Hospital Center in Maryland (n ¼
146) showed a higher prevalence of schizophrenia in
the hearing group (18%) as opposed to the deaf group
(7%). She noted that a redirection of diagnoses from
schizophrenia to adjustment disorders and organic
problems occurred as the diagnostic process became
more accurate and clearly defined.
Deaf patients were often diagnosed with psychotic
disorders other than schizophrenia, and residual categories such as ‘‘psychosis not otherwise specified’’
(NOS) were often used (McEntee, 1993). In the study
of Rainer and Altshuler (1966), 18.2% of deaf patients
were diagnosed with psychosis, as compared to 3.7%
of the hearing population. Pollard (1994) found unclassified psychotic disorders present in the 7% of the
deaf group but in only 2.7% of the hearing sample.
Daigle’s (1994) study found that 12% of deaf patients
received a diagnosis of nonclassified psychosis as opposed to 14% of the hearing patients.
Demographics, Psychiatric Diagnoses 305
Pollard (1994) reported a 3.8% rate in the deaf group
as opposed to 2.3% in the control group. Daigle (1994)
found anxiety disorders present in 4% of deaf patients
but only 1% of hearing patients. Additionally, a high
percentage of deaf individuals had missing, deferred,
or no diagnosis listed. This may be the most obvious
testament to lack of preparation of nonspecialist mental health clinicians for assessment of deaf psychiatric
patients.
In summary, most studies of deaf psychiatric patients have found high incidents of psychotic disorders
and MR and lower incidents of mood disorders. Minimal attention was given to substance abuse and trauma.
Personality disorders were commonly diagnosed, but
there was also a feeling that many deaf patients did
not fit neatly into established diagnostic categories. In
a number of cases, new diagnoses were invented, especially in patients with lower levels of intellectual functioning. In addition, large numbers of patients were
either undiagnosed or had disorders labeled with the
equivalent of ‘‘not otherwise specified.’’
This study compares deaf psychiatric inpatients
evaluated and treated in a specialty deaf inpatient
setting with hearing psychiatric patients in the same
hospital. Our primary interest focused on the nature of
assessment profiles for deaf patients when evaluators
were mental health specialists familiar with deaf individuals and how those profiles compared to hearing
patients in the same hospital.
Method
Participants and Procedures
This study utilized archival data obtained from all 64
discharged adult patients at the Deaf Unit of Westborough State Hospital in Westborough, MA, between
1999 and 2004. The diagnostic assessments were all
performed by psychiatrists assigned to the Deaf Unit.
The psychiatrists all had established or developing
expertise in clinical treatment of deaf people. They
all worked with interpreters and were part of a clinical
team specializing in psychiatric care of deaf people.
Participants placed on this unit were either deaf or
severely hard-of-hearing individuals, most of whom
communicated in some variant of American Sign Language (ASL) and/or visual–gestural communication.
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and its sequelae have hardly been addressed at all
(Pollard, 1994). In Robinson’s (1978) study, for example, the diagnosis of depression was noticeably absent.
Rainer et al. (1963) also reported an absence of endogenous depression, with only one patient presenting
with clinical symptoms. On the other hand, Grinker
et al. (1969) found cases of severe depression in 6%
of the inpatient and outpatient groups. Daigle (1994)
reported that an equal percentage of deaf and hearing
individuals (13%) received the diagnosis of depression.
However, she discovered that bipolar disorder was
found far less often in deaf patients (3%) than hearing
patients (15%). Pollard’s (1994) study did not distinguish depression from mood disorders, but he found
that 13.7% of the deaf group and 14.8% of the hearing
group were classified with mood disorders.
Little mention was made of substance abuse in
early inpatient studies, even though it is presumed
to be at least as prevalent among deaf people as among
hearing individuals (Lipton & Goldstein, 1997).
Rainer and Altshuler (1966) reported that one third
of approximately 4,000 hearing patients presented with
alcohol psychosis but none of the deaf patients received this diagnosis. Later studies indicated conflicting findings. Pollard (1994) found substance use in
only 2.9% of the deaf group as opposed to 11.5% in
the total sample. Daigle (1994), in contrast, found that
the deaf sample had a higher percentage of substance
abuse (17%) compared to the hearing sample (15%).
Although it is suspected that a large number of
deaf psychiatric patients have experiences of physical
and or sexual abuse and other trauma, PTSD and
other trauma-related diagnoses were not a focus in
previous studies. However, Grinker et al. (1969) reported that the precipitant causes of the pathology in
50% of the patients revolved around early traumatic
physical injuries, operations, or fear of separation from
significant relationships. In what they termed ‘‘traumatic
injury,’’ Grinker et al. (p. 43) noted that 21% of patients
displayed ‘‘disturbed behavior.’’
It is possible that previous studies placed trauma
or other symptoms under the classification of anxiety
disorders. For example, Robinson (1978) found neurosis, with a chief characteristic of anxiety, in 50 of his
patients. More recent studies found that anxiety disorders occurred more frequently in deaf individuals.
306
Journal of Deaf Studies and Deaf Education 11:3 Summer 2006
Table 1 General demographic variables for deaf and
hearing patients
Deaf
patients
Hearing
patients
n
%
n
%
Gender
Male
Female
35
29
54.7
45.3
122
58
67.7
32.2
Ethnicity
African American
Asian
Caucasian
Hispanic
Others
4
2
47
11
0
6.3
3.1
73.4
17.2
0
8
3
157
4
8
4.4
1.6
87.2
2.2
4.4
Relationship status
Single
Married
Divorced
Widowed
Separated
Unknown
54
4
4
1
1
0
84.4
6.3
6.3
1.6
1.6
0
146
3
25
2
1
3
81.1
1.6
13.8
1.1
0.5
1.6
2
18
21
13
3.1
28.1
32.8
20.3
3
2
32
38
1.6
1.1
17.7
21.1
1
1
1
0
6
1.6
1.6
1.6
0
9.4
17
12
2
5
60
9.4
6.6
1.1
2.7
33.3
Education
Some elementary
Graduated elementary
Some HS
Graduated
HS/obtained GED
Some college
College graduate
Masters degree
Others
Unknown
There were two hearing comparison groups involved in this study. One consisted of 64 hearing patients selected randomly over the same 5-year period.
This sample was used for comparisons of Clinical
Evaluation of Risk and Functioning Scale—Revised
(CERF-R) scores, presented below. The other sample
was of 180 hearing patients served at the hospital on
one day in March 2006.
Demographic information for both samples is
presented in Table 1. The Deaf Unit is a statewide
program and admits some patients from outside
Massachusetts. It serves deaf persons with both acute
and chronic psychiatric problems. The hospital as
a whole serves only people from the Metro Suburban
Area of Massachusetts, roughly speaking, the suburbs
to the west and south of Boston. As a state psychiatric
Assessment Tools
American Psychiatric Association Diagnostic and
Statistical Manual of Mental Disorders Axis
Codes. The DSM-IV-TR (American Psychiatric
Association, 2000) is the standard classification system
of mental health disorders used by professionals in the
United States. Axis I contains clinical syndromes, and
Axis II consists of developmental and personality disorders. For this study, Axis I and Axis II discharge
diagnoses were obtained on deaf and hearing patients.
For the analysis of Axis I diagnostic patterns, diagnoses
were grouped under the major DSM-IV-TR disorder
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Variable
hospital, it serves primarily persons with severe and
chronic forms of mental illness. The higher percentages of minorities served on the Deaf Unit compared
to the hearing units in the hospital are probably due to
its drawing patients from urban areas throughout the
state and not just from the relatively affluent suburbs.
Particularly striking is the much higher percentages of
Hispanic patients served in the Deaf Unit (17.2%
compared with 2.2% in the hospital as a whole).
The Deaf Unit also serves a more balanced mix of
male and female patients, whereas patients in the hospital as a whole are much more likely to be male. Both
deaf and hearing patients were not likely to have been
married in roughly similar proportions.
Comparing educational achievement is trickier because many deaf patients attended residential schools
where grade levels are not necessarily equivalent to
hearing public schools. There is certainly a higher percentage of hearing patients with some postsecondary
education (4.8% deaf compared with 19.8% hearing),
though all of the patients tend to have lower levels of
educational achievement. Table 2 presents a breakdown
of demographic information pertinent to deafness
(such as whether patients are audiologically deaf or
hard of hearing), etiology of their deafness, hearing
status of parents, siblings, and relatives, and family
communication skills.
One fourth of the deaf patients had some diagnosed developmental disability, usually MR. This is
a striking contrast to the hearing patients where
only 6.6% of the patients were so diagnosed (see
Table 3).
Demographics, Psychiatric Diagnoses 307
Table 2 Relevant demographic information pertaining
to deafness
n
%
Type of deafness
Deaf
Hard of hearing
Deaf–blind
44
19
1
68.8
29.7
1.6
Etiology of deafness
Hereditary/genetic
Rubella
Meningitis
Prematurity/birth weight
Infection/fever
RH factor
Other
Unknown
13
19
3
4
3
1
3
18
20.4
29.7
4.7
6.3
4.7
1.6
4.8
28.1
Hearing status of parents
None deaf
One deaf parent
Two deaf parents
58
4
2
90.6
6.3
3.1
Hearing status of siblings
None deaf
One deaf
More than one deaf
56
6
2
87.5
9.4
3.1
58
1
5
90.6
1.6
7.8
26
17
9
10
43.7
26.6
14.1
15.6
Hearing status of relatives
None deaf
One deaf
More than one deaf
Family communication
Speech, writing, and gesture
Some sign
Fluent sign
Unknown
categories (i.e., psychotic disorders, mood disorders,
etc.). Axis II data were analyzed in a similar fashion.
The Clinical Evaluation of Risk and Functioning
Scale—Revised. The CERF-R (Lambert et al.,
1999) is an assessment tool designed by the clinician
administrators of the Metro Suburban Area of the
Massachusetts Department of Mental Health
(DMH). It has been routinely used in the ongoing
assessment of all hospitalized and community-based
DMH hearing and deaf patients in east central
Massachusetts since October 1999. Statewide release
of the CERF-R began in January 2000.
The Allen Cognitive Levels Scale. The Allen Cognitive Level (ACL) is an instrument commonly used by
occupational therapists in assessing consumers’ ability
to learn (Allen, Earhart, & Blue, 1992). The test helps
obtain information regarding a person’s ability to
learn, recognize, and correct errors and solve a problem. The ACL provides a measure of cognitive ability
that correlates with intelligence. It is used as a standard
tool with patients upon admission to the Deaf Unit
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Variable
The CERF-R provides a consistent, clear, valid,
and reliable measure for recording assessment of
patients’ current risk levels, functional abilities, and
intensity of services provided (Barry, 2002). The instrument is administered by a multidisciplinary team
consisting of direct care staff, a nurse, a mental health
clinician, the occupational therapist, a psychologist,
the primary care physician, and the psychiatrist. In
the Deaf Unit, the communication specialist is also a
member of the team.
The CERF-R assesses nine functional abilities and
seven risk factors, each of which is rated on a six-point
anchored Likert scale. (See Appendixes A and B for
rating scale and the full list of CERF-R items.) A rating of 1 indicates no current problem behaviors in the
area and a rating of 6 indicates a need for total supervision in this area by staff in order to prevent harmful
behaviors. Thus, lower scores reflect higher abilities
and lower risk profiles. As the CERF-R is used for
this study, a mean summary score of combined risk
and functioning factors is given as well as a mean
function items summary score and a mean risk items
summary score. This breakdown indicates that the
CERF-R’s functioning and risk scales can be examined independently as well as collectively.
Barry (2002) conducted reliability and validity testing on the CERF-R. He obtained interrater (interteam)
reliability, high test–retest reliability, and high interitem reliability. A factor analysis yielded two factors:
a functional ability factor and a risk factor. In addition,
two clusters within the risk scale were identified: a risk
of harm to others index and risk of harm to self index.
‘‘This [outcome] suggests that the CERF-R Risk subscale is sensitive to the two primary reasons for commitment of a patient, which adds an additional level of
validity in its clinical use’’ (Barry, 2002, p. 7).
308
Journal of Deaf Studies and Deaf Education 11:3 Summer 2006
Table 3
Frequency of DSM-IV diagnosis for deaf and hearing patients
Deaf patients
Hearing patients
n ¼ 64
Diagnosis
n ¼ 180
n
%
%
8
17
0
25
12.5
2.6
0
39
17
15
6
38
9.4
8.3
3.3
21
Anxiety disorder
Obsessive compulsive disorder
PTSD
Total anxiety disorders
Somatoform disorder
Somatization disorder
Psychotic disorders
1
5
19
25
1.6
7.8
29.7
39.1
3
1
12
16
1.6
0.5
6.6
8.8
1
1.6
0
Delusional disorder
Psychosis NOS
Schizoaffective
Schizophrenia
Total psychotic disorders
Dementia
Frontal lobe syndrome
Total demential and executive functioning disorders
Eating disorders
1
1
13
4
18
0
0
0
1.6
1
20.3
6.3
28
0
0
0
3
3
68
86
160
14
1
15
1.6
1.6
37.7
47.7
88.9
7.7
0.5
8.2
0
0
0
0
0
0
3
2
5
1.6
1.1
2.7
0
0
0
0
0
0
0
0
2
2
1
5
1.1
1.1
0.5
2.7
5
2
0
0
0
0
1
1
6
4
21
7.8
3.1
0
0
0
0
1.6
1.6
9.4
6.3
33
13
30
3
3
8
2
5
1
8
2
75
7.2
16.6
1.6
1.6
4.4
1.1
2.7
0.5
4.4
1.1
41.60
0
0
0
0
1
4
5
0.5
2.2
2.7
n
Axis I
Anorexia nervosa
Eating disorder NOS
Total eating disorders
Impulse control disorders
Attention deficit disorder
Impulse control disorder
Hyperkinetic syndrome NOS
Total impulse control disorders
Substance use disorders
Alcohol abuse
Alcohol dependence
Cocaine abuse
Cocaine dependence
Drug abuse unspecified
Drug dependence NOS
Marijuana abuse
Marijuana dependence
Polysubstance abuse
Polysubstance dependence
Total substance abuse disorders
Sexual and gender identity disorders
Exhibitionism
Pedophelia
Total sexual and gender identity disorders
0
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Mood disorders
Bipolar disorder
Depression
Mood disorder NOS
Total mood disorders
Anxiety disorders
Demographics, Psychiatric Diagnoses 309
Table 3
Diagnosis
Continued
Deaf patients
Hearing patients
n ¼ 64
n ¼ 180
n
n
%
1.6
17.2
6.3
25
0
8
4
12
0
4.4
2.2
6.6
4.7
3.1
14.1
6.3
1.6
1.6
1.6
1.6
1.6
6.3
1.6
44
5
0
12
0
1
1
0
0
0
19
1
39
2.7
0
6.6
0
0.5
0.5
0
0
0
10.5
0.5
21.6
Note. As some subjects have multiple diagnoses, total n and percentage equals more than 100.
and on all hearing units. A major strength of the
ACL is that it is a nonverbal test. It consists of
a leather-lacing task in which the person is asked to
replicate three stitch patterns of increasing complexity.
Individuals’ performances are rated on a six-point
scale from 0 to 6. The average range for this task falls
between 5.4 and 5.8.
The ACL is found to have interrater reliability
between 0.90 and 0.99 (Allen et al., 1992). In terms
of validity, the ACL has been correlated with cognitive
measures such as the Wechsler Adult Intelligence scale
(WAIS). Within the WAIS, Allen et al. found that the
strongest correlations were between the ACL and
Block Design and Object Assembly. Performance IQ
also showed a high correlation with the ACL, a helpful
finding because most deaf individuals with nonfluent
English are tested using only the performance scale of
the WAIS. Allen et al. also reports that the ACL correlates significantly with functional abilities such as
activities of daily living including independent selfcare, ability to live alone, and community functioning
including social skills and occupational functioning,
similar to the functioning items on the CERF-R.
Language Rating Scale. This study also included a
measure of language abilities in the deaf patients.
Implications of language impoverishment were reported elsewhere (Black, 2005; Black & Glickman, in
press). Deaf patients were interviewed by the Unit’s
communication specialist, a near-native ASL user with
linguistic training, and he classified patient communication skills into seven broad categories. In many cases,
deaf patients were videotaped signing, and their sign
language sample was evaluated by the communication
specialist and lead interpreter working together. Because no validated ASL assessment tool was available
for this research, these conclusions cannot be considered definitive. Nonetheless, the categories are broad
enough and the language deficiencies often obvious
enough that we believe these conclusions have overall
validity and utility. The seven categories of language
skill are as follows:
1. Relies mainly on gesture, drawing, or other
nonlinguistic means of communication.
2. Grossly limited or impaired language abilities.
Very limited vocabulary, which is likely to include
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Axis II
Disorders first diagnosed in infancy, childhood, or adolescence
Aspergers
1
Mental retardation
11
Pervasive developmental disorder
4
Total developmental disorders
16
Personality disorders
Antisocial personality disorder
3
Antisocial traits
2
Borderline personality disorder
9
Borderline traits
4
Dependent personality disorder
1
Histrionic personality disorder
1
Narcissistic personality disorder
1
Obsessive compulsive traits
1
Paranoid traits
1
Personality disorder NOS
4
Schizoid personality disorder
1
Total personality disorders
28
%
310
Journal of Deaf Studies and Deaf Education 11:3 Summer 2006
Deaf persons can be ‘‘language dysfluent’’ either
because of severe social and educational language deprivation or because of mental illness (Pollard, 1998).
The communication specialist focused on gaps in
language structure and function typically associated
with language deprivation. This issue is discussed
more fully in Pollard (1998), Gulati (2003), and Black
(2005).
Results
Frequency distributions were conducted to examine
demographic variables, including the level of communication for deaf patients. Means and standard deviations were obtained for CERF-R scores, ACL scores,
and DSM-IV diagnoses. The t-tests were conducted to
obtain mean differences in CERF-R scores and ACL
scores for hearing and deaf patients on admission.
DSM-IV-TR Diagnostic Results
A breakdown of DSM-IV-TR diagnoses is presented in
Table 3. The most common diagnosis given for deaf
patients was PTSD (n ¼ 19; 29.7% of patients) followed
by Major Depressive Disorder (n ¼ 15; 23.4% of patients). Overall, 39% (n ¼ 25) of patients were diagnosed with at least one mood disorder. Eighteen patients
(28%) were diagnosed with a psychotic disorder. About
a third of the patients were diagnosed with at least one
substance abuse disorder and a quarter with a developmental disorder first evident in infancy, childhood, or
adolescence, including MR. Some individuals were diagnosed with personality traits that were close to meeting the criteria for personality disorders. If these were
added along with full personality disorders, 44% (n ¼
28) of the patients were diagnosed as personality disordered. If we only consider patients with full personality
disorders, 33% (n ¼ 21) meet the criteria. In examining
the diagnosis table, it is important to remember that
most patients have more than one diagnosis.
Comparing the diagnoses of the 64 deaf patients
treated over 5 years with the 180 hearing patients
treated at one point in time produces some striking
findings. Psychotic disorders were diagnosed in 88.9%
of the hearing patients. Only 28% of the deaf patients
were given these diagnoses. Hearing patients also had
a higher percentage of substance abuse disorders
(41.6% hearing vs. 33% deaf). Relative to the hearing
patients, the deaf patients were much more likely to be
diagnosed with a mood disorder (39% deaf vs. 21%
hearing), an anxiety disorder (39.1% deaf vs. 8.8%
hearing), a developmental disorder (25% deaf vs.
6.6% hearing), or a personality disorder (44% deaf vs.
21.6% hearing).
With regard to psychological trauma, 52% of the
deaf patients have a known history of abuse, as can be
observed in Table 4. Fourteen percent of the participants reported or had known physical abuse. Nineteen
percent had known sexual abuse. Combined physical
and sexual abuse was reported or known in 12 clients
(18.7%). Nineteen patients (29.7%) were diagnosed
with PTSD. All but 1 of these 19 have a known abuse
history. The figures given represent a conservative reporting of trauma and PTSD in the patient population. In many cases, a trauma history was suspected
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home signs. Signs using isolate signs or short sign
phrases. Signs may be used incorrectly. Almost no
grammatical structure.
3. Functional communication skills in a language
but nonfluent. Has vocabulary sufficient for everyday
conversation but misunderstandings are frequent.
Consistent grammatical mistakes. Among these signers, some common errors are lack of topic/comment
sentence structure and resulting confusion as to subject and object, poor use of time indicators and poor
temporal sequencing, limited vocabulary with signs
used incorrectly, unnecessary sign repetition instead
of inflection, tendency to use short sign phrases rather
than full sentences, and inability to ‘‘code-switch’’ or
modify signing to fit different receivers.
4. Fluent user of other spoken languages such as
Spanish or French.
5. Fluent user of spoken, written, or signed
English. Command of English sufficient so as to affect
signing. Signs generally in English word order. Generally lacks ASL grammatical features such as use of
space, directionality, locatives, and sign inflection.
May use some initialized signs.
6. Fluent user of ASL. Follows grammatical rules
for ASL. Clear use of space, directionality, locatives,
modifiers, and sign production.
7. Bilingual in ASL and spoken/written/signed
English.
Demographics, Psychiatric Diagnoses 311
Table 4
Frequency of trauma-related events in deaf patients
Abuse
Suspected
Unknown
PTSD
Deaf patients
n
%
n
%
Physical abuse only
Sexual abuse only
Combined physical
and sexual
9
12
14.1
18.7
1
7
1.5
10.8
7
5
10.8
7.8
1
9
1.5
14.1
12
18.7
1
1.5
6
9.3
8
12.5
Total
33
51.5
9
13.8
18
27.9
18
28.1
Table 5 Frequency in trauma-related events in
hearing patients
Trauma in hearing patients
n
%
Any trauma history
History of emotional trauma
Exposure to acute trauma
History of physical abuse
History of rape
History of sexual abuse
History of sexual assault
Patients diagnosed with PTSD
88
49
23
48
24
34
25
12
48.8
27.2
12.7
26.6
13.3
18.8
13.8
6.66
%
%
n
earlier assessment tool where trauma histories were
not always solicited.
An interesting finding is that 11 deaf patients
(17.2%) had suffered recent losses from primary caregivers. In many instances, deaf patients are dependent
on caregivers, who are often a major source of communication between them and the outside world. In this
study, caregivers represented primarily parents, who,
through death or illness, were no longer able to care
for the patient. Other losses included professional caregivers (i.e., therapists, case managers) who could no
longer serve the patients due to job changes or transfers. These professionals often had long-term relationships with the patients. In either case, the significance
of these losses may play a role either as a precipitant
for hospitalization or as an increase in vulnerability to
various forms of psychopathology. However, only 1 of
these 11 patients had a diagnosis of PTSD. No comparable data on hearing patients are available.
Data From the CERF-R on Risk and Functioning
The CERF-R is a measure of patients’ psychosocial
functioning and risk profile. It is based on ratings of
1–6 by the patient’s treatment team, with 1 representing the best scores (high functioning, low risk) and 6
representing the worst scores (low functioning, high
risk). A measure of 4 is a rough indicator that an area
is a clinical problem.
CERF-R admission scores are presented in Table 6.
CERF-R scores are broken down into summary scores
on admission, functioning scores on admission, and
individuals’ CERF-R item scores for both deaf patients (n ¼ 64) and a comparison group of hearing
patients (n ¼ 64). Figure 1 presents individual functioning item scores for both groups, and Figure 2
presents risk items scores.
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but could not be verified. In other cases, the history
was simply unknown. This is because so many deaf
patients could not provide a clear, coherent narrative
about their early life experiences, and in many of these
cases, reliable collateral information was not available.
Data on trauma in hearing patients are presented
in Table 5. Unfortunately, the way the hospital obtained and organized data changed between the time
the data on the deaf and hearing patients were obtained. This means that the deaf and hearing data
are not completely comparable. The categories overlap
in ways that make direct comparisons difficult. However, a higher percentage of deaf patients (29.7%) were
diagnosed with PTSD than the hearing patients
(6.6%). In both deaf and hearing groups, there is a significantly higher number of patients with known
trauma histories than were diagnosed with PTSD. In
the deaf group, 52% had a known history of trauma
yet only 29.7% had a PTSD diagnosis. In the hearing
sample, 48.8% had a history of trauma and 6.7% had
this diagnosis. Because the data on hearing patients
were collected in 2006, at a time when trauma information is a formal part of assessment, these data
should actually be more reliable than the data on deaf
patients collected between 1999 and 2004, with an
n
312
Journal of Deaf Studies and Deaf Education 11:3 Summer 2006
Table 6
Means and standard deviations of CERF-R admission scores
Deaf
Hearing
Mean
SD
Mean
SD
54.89
33.18
21.81
2.22
3.17
3.91
4.41
4.00
4.08
3.84
4.53
3.02
3.59
1.89
3.31
3.34
2.48
3.11
4.09
8.98
5.07
6.86
1.04
0.95
1.29
1.30
0.94
0.94
0.94
1.05
1.20
1.33
1.52
1.52
1.69
1.69
1.22
0.92
53.11
33.08
20.03
2.31
2.78
3.67
5.19
3.44
4.36
3.77
4.95
2.61
3.16
1.31
2.06
3.36
3.34
3.17
3.63
19.99
10.67
9.32
1.28
1.25
1.56
1.11
1.10
1.03
1.29
0.68
1.36
1.28
0.83
1.33
1.38
1.74
1.58
1.18
There are two main ways to understand the
CERF-R data. The first way is to look at the absolute
scores of at admission remembering that these are
scores made by their respective treatment teams and
that higher scores show worse functioning or greater
risk. The scale for interpreting these ratings is in
6
5
4
3
2
1
0
Hygiene
Nutrition
Finances
Job
Social skills
Hearing scores
Pursue
independence
Deaf scores
Figure 1 Mean CERF-R functioning scores on admission, deaf versus hearing.
Using
treatment
services
Using
medications
Avoiding
dangers
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CERF-R scores
Summary score on admission
Functioning items summary on admission
Risk items summary on admission
A. Hygiene
B. Nutrition
C. Personal finances
D. Holding a job
E. Negotiating a social situation
F. Pursuing appropriate independence
G. Using services that promote recovery
H. Appropriate use of psychiatric medication
I. Recognizing and avoiding common hazards
J. Physical violence toward others
K. Committing sexual offenses
L. Deliberate self-harm
M. Significant consequences from other Behaviors
N. Substance use
O. Leaving services prematurely
P. Poor impulse control
Demographics, Psychiatric Diagnoses 313
4.5
4
3.5
3
2.5
2
1
0.5
0
Physical Violence
Sex offense
Self-harm
Antisocial
behaviors
Hearing scores
Substance use
Leaving services
Poor impulse
control
Deaf scores
Figure 2 Mean CERF-R risk scores on admission, deaf versus hearing.
Appendix B. Looking at the Hygiene score on admission, for instance, the mean for deaf patients was 2.22
and the SD was 1.04. This indicates that Deaf Unit
patients were ‘‘mostly able’’ to be self-sufficient and
independent in their hygiene.
The second way to interpret the data is to compare
deaf and hearing patients. Do they differ in significant
ways on these measures of psychosocial functioning
and risk of harm? Comparisons are listed in Table 7.
On the psychosocial functioning scale, there is a significant difference in three scales: Deaf patients were
significantly more able to find and keep a job than
hearing patients, and they were significantly less able
to avoid common hazards such as fire safety. Deaf
patients were more able to manage psychiatric medications than hearing patients. Otherwise, the psychosocial functioning scores are not significantly different.
On the risk scales, deaf patients were rated significantly more likely to commit sexual offenses and harm
themselves and significantly less likely to abuse substances (all at the 0.01 level). Otherwise, the ratings on
risk of harm are not significantly different.
ACL Scores
Means and standard deviations for ACL scores were
obtained on all 64 of the deaf patients and on 93
hearing patients. The 93 hearing patients are from
the sample of 180 served during March 2006, but
there were no ACL scores reported on the other 87
patients. The mean score for deaf patients was 4.7,
with a standard deviation of 0.71. The mean score
for hearing patients was 4.1 with a standard deviation
of 0.76. A t-test indicated a significant difference (p ,
.001) between the deaf and hearing patients.
Allen et al. (1992) classified ACLs 5.4–5.8 as
within the average range of functioning. Both the
hearing and deaf groups scored below average, indicating a lower level of cognitive functioning for both
populations. However, hearing patients received a significantly lower score than deaf patients. It is important to remember that the hearing patients are persons
with severe and chronic mental illness, whereas the
deaf patients include persons with both acute and
chronic psychiatric problems. The ACL is also a very
visual task. Its use is demonstrated to both deaf and
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1.5
314
Journal of Deaf Studies and Deaf Education 11:3 Summer 2006
Table 7
T-test for CERF-R scores for hearing and deaf patients on admission
CERF-R items
Mean deaf
score
Difference
in means
SD
t
df
Significance
(two-tailed)
2.31
2.78
3.67
5.19
3.44
4.36
3.77
2.22
3.17
3.91
4.41
4.00
4.08
3.84
0.06
0.39
0.22
0.77
0.63
0.29
0.13
1.56
1.60
1.82
1.74
1.48
1.35
1.63
0.32
1.91
0.98
3.44
3.36
1.69
0.62
60
60
60
60
60
60
60
.74
.06
.32
.00**
.00**
.09
.53
4.95
4.53
0.39
1.24
2.47
60
.01*
2.61
3.16
1.31
2.06
3.02
3.59
1.89
3.31
0.45
0.40
0.23
1.2
1.80
1.76
1.85
2.11
1.98
1.81
2.48
4.42
60
60
60
60
.05*
.07
.01**
.00**
3.36
3.34
3.17
3.63
3.34
2.48
3.11
4.09
0.02
0.85
0.13
0.49
2.24
2.57
2.13
1.55
0.05
2.58
0.49
2.49
60
60
60
60
.95
.01**
.63
.016
*p , .05; ** p , .01.
hearing patients, but hearing patients also get a spoken
explanation. No ACL data were available on 87 of the
180 hearing patients sampled, and the unit occupational therapist reports that many hearing patients
find the task unpleasant and refuse it. In contrast,
not one Deaf Unit patient in 9 years has refused this
task, and most seem to find it interesting and challenging. It is quite possible that the ACL comparison
findings would be quite different if we had data on the
nearly half of the hearing patients who refused the
task.
Among the deaf patients, only 32.9% achieve the
minimum ACL needed to drive (5.4). About 60% of
deaf patients are below 5.2, a level at which a coach is
needed for the patient to succeed in supportive employment. According to the ACL interpretative guidelines, these patients cannot live alone without, at
a minimum, someone checking in on them regularly.
(Appendix C contains the ACL frequency scores for
deaf and hearing patients.)
Communication Skills
Communication scores were examined for the deaf
patients using the language rating scale (see Table 8).
Scores ranged from 2 to 7. The scores indicated that
75% of participants fell into the nonfluent range of
communication. Twenty-eight percent of the participants were in the grossly impaired range, and 46.9%
fell in the functional but nonfluent range. Of the
25% of the participants who scored in the fluent
range, the majority of these fell into the classification of fluent English (18.8%). As Table 8 shows,
one participant (1.6%) was found to be fluent in ASL
only. Two participants were fluent in both ASL and
English.
The most significant finding on the language assessment is that according to the classifications of the
Deaf Unit communication specialist, 75% of Deaf
Unit patients could be classified as language deprived
Table 8 Frequency of degree of communication scores
Degree of communication score
n
%
1. Visual/gestural
2. Grossly impaired/limited vocabulary
3. Functional but nonfluent
4. Fluent foreign language
5. Fluent English (sign, speech, writing)
6. ASL fluent
7. ASL and English fluent
0
18
30
1
12
1
2
0
28.1
46.9
1.6
18.8
1.6
3.1
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Hygiene
Nutrition
Personal finances
Holding a job
Negotiating a social situation
Pursuing appropriate independence
Using services that promote recover
Appropriate use of psychiatric
medications
Recognizing and avoiding common
hazards
Physical violence toward others
Committing sexual offenses
Deliberate self-harm
Significant consequences from other
behaviors
Substance use
Leaving services prematurely
Poor impulse control
Mean hearing
score
Demographics, Psychiatric Diagnoses 315
or language dysfluent due to language deprivation.
Their language skills are evaluated in their ‘‘best language’’ even if they do not really have a fully intact
language. The largest category had ‘‘functional’’ sign
language skills, and the second largest had ‘‘grossly
impaired’’ sign communication abilities. Only 4.7%
of the patients were judged as either fluent in ASL
or bilingual in ASL and English, though 18% were
judged to be fluent English users.
Since the earliest studies of deaf persons in psychiatric hospitals, clinicians have noticed that at least
some of the patients seemed different than their hearing peers. The most obvious and expected difference
is in communication abilities. In an era before public
recognition of ASL, the Deaf community, and Deaf
culture, and before clinicians could be expected to
have any skill in sign communication, it was an all
too easy and common mistake to draw conclusions
about language skills (and worse, mental status) based
on samples of written English. Deaf people were, and
in most of the world still are, hospitalized in settings
where neither peers nor staff can communicate with
them in their language or best communication modality and where staff has no special expertise or sensitivity to deaf people. Conclusions continue to be
drawn about deaf psychiatric patients, and from
there, about deaf people, without appreciation for
the effects of this oppressive context and without
appreciation that deaf psychiatric patients are no
more representative of deaf people than hearing psychiatric patients are of hearing people.
Conclusions drawn about deaf psychiatric patients
must always be taken with some caution, even when
conclusions are drawn about patients in established
deaf treatment centers because, even there, there is
no standard way to guarantee clinical and communication expertise of particular clinicians. We are not yet
at the point as a field than we have some credentialing
process for deafness mental health professionals that
would allow us to be confident of at least minimal
levels of specialized knowledge and skills. The earlier
studies that found high rates of psychotic disorders
and MR thus may have reflected biases or improper
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Discussion
assessments. In the deaf inpatient unit examined here,
where staff has expertise in communication with deaf
persons, a broader range of psychopathology was
found in this study as opposed to previous studies, as
well as a relatively lower frequency of psychotic disorders (28%). This finding is consistent with Daigle’s
(1994) study of deaf patients in another deaf inpatient
unit. These findings suggest that deaf psychiatric patients served in specialized deaf psychiatric programs
are far less likely to be diagnosed as having a psychotic
disorder. This also suggests that the development of
a credentialing process for mental health clinicians who
specialize in working with deaf people would be useful, as
it would increase the likelihood that deaf persons are
evaluated by persons with appropriate training.
The largest category of deaf patients’ Axis I
diagnoses pertain to mood disorders and anxiety
disorders. Thirty-nine percent of patients were diagnosed with at least one mood or anxiety disorder.
PTSD was the most common diagnosis given. A
little more than half of the deaf patients (51.5%)
had a reported or known history of trauma and about
one third (29.7%) received a diagnosis of PTSD.
Although PTSD itself was the most common diagnosis given, the unit staff suspected that this number
is still an underrepresentation of the problem. Abuse
histories are suspected in another 13.8% of patients
and an additional 18% have histories that are unknown. In part, this is because so many patients have
poor language skills and are poor historians about
their own lives; and missing or unclear historical
information is very common. It may also be because
of lack of consensus, even among clinicians, as to
when the PTSD diagnosis is warranted. The data
reported here are based on a strict DSM-IV-TR definition, but those diagnostic criteria may fail to identify some patients.
Herman (1992) argued that ‘‘the existing diagnostic
criteria for the disorder are derived mainly from survivors of circumscribed traumatic events . . . (such as)
combat, disaster and rape. In survivors of prolonged,
repeated trauma, the symptom picture is often far more
complex . . . including deformations of relatedness and
identity’’ (p. 119). How might this prolonged, repeated
trauma manifest itself in a person without full language
skills such as a very young hearing child or a deaf child
316
Journal of Deaf Studies and Deaf Education 11:3 Summer 2006
Probably the most striking findings to emerge from
this study come from the comparison of the diagnostic
breakdown of the deaf and hearing patients. Whereas
the hearing patients in this state hospital were highly
likely to have a psychotic disorder (88.9%), a much
smaller percentage of deaf patients were so diagnosed
(28%). The deaf patients were much more likely to be
diagnosed with mood, anxiety, developmental, or personality disorders.
Why might this be so? To begin with, deaf clinical specialists are presumably much less likely to misdiagnose a deaf patient as psychotic because they can
communicate effectively and understand the patient’s
language dynamics. Secondly, state psychiatric hospitals are most likely to serve persons with the most severe
forms of mental illness, so it is no surprise to see a high
rate of diagnosis of schizophrenia and schizoaffective
disorder among the hearing patients. Deaf units, by
contrast, may serve a much broader range of clientele
because there are few comparable programs in the private mental health sector. Thirdly, the typical deaf unit
referral is not a person displaying obvious psychotic
symptoms but rather a person with a history of developmental and personality problems displaying dangerous behaviors. These patients often are referred due to
incidents of violence to self or others, at least some of
which appears due to the inadequate development of
language and social skills.
The second most striking finding in this study is
the high rate (75%) of deaf patients judged to be language dysfluent related to language deprivation. This
finding is not as solid as we would like because it is
based on the opinion of one or two language experts
and there is no established valid and reliable measure of
ASL skills to base this conclusion upon. Nevertheless,
as assessed by people who are linguistically informed,
fluent signers, the sign language deficits of these patients are quite obvious. The implications of this high
rate of language impoverishment and language dysfluency are many. Most importantly, they may contribute
to the misdiagnosis of thought disorder by clinicians
unfamiliar with this issue. They are also very likely to
be a strong factor in the social skill deficits and behavioral problems found in the deaf inpatient population.
The diagnostic breakdown of deaf and hearing
patients is dramatically different. However, their
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or young adult with severe language deprivation? With
both deaf and hearing patients reviewed in this study,
there was a much higher rate of trauma reported than is
reflected in the diagnoses of PTSD. Certainly, not all
people experiencing trauma develop PTSD, but might
it be, as Herman discussed, that the PTSD diagnosis is
just not broad enough to capture the full impact of
trauma experiences?
About a third of Deaf Unit patients (33%) were
dually diagnosed with a substance abuse disorder. This
percentage is significantly higher than in previous studies. However, the data comparing deaf and hearing
patients indicate that substance abuse appears to be
a more prevalent problem in the hearing inpatient community than in the deaf. One reason for this might be
that many deaf patients are involved in residential treatment programs where they are supervised and have less
access to drugs and alcohol. About one fourth were
developmentally delayed, and most of these persons
are also in supervised residential situations.
Between 33% and 44% of the deaf patients were
diagnosed with a personality disorder, with the most
common being borderline personality disorder
(14.1%). The high rate of personality disorders may
be related to attachment difficulties in some hearing
families with deaf children. It may also be secondary to
the difficulties hearing parents sometimes have raising
deaf children.
One fourth (25%) of Deaf Unit patients were diagnosed with a developmental disorder, with most of
these being diagnosed with MR (17.2%). The high
percentage of persons with such developmental disorders is consistent with earlier studies. One might
account for this by speculating that the diagnosis of
MR was made inappropriately. That is not likely to be
the case in the Deaf Unit because in virtually every
case, they were already established clients of the
Massachusetts Department of Mental Retardation at
referral. Typically, the referring problem is that of
severe behavioral problems occurring in a school or
group treatment residence. Whereas hearing persons
with MR will have a larger array of services to draw
upon, the resources for deaf persons with MR are
much fewer and so they may be more likely to be
referred to existing resources such as a specialty inpatient unit.
Demographics, Psychiatric Diagnoses 317
problematic, even with the provision of sign language
interpreters.
Although the Westborough Deaf Unit occasionally
admits deaf individuals with a college or even graduate
degree, these deaf persons often prefer to be admitted
elsewhere. Even with the communication access that
a deaf unit provides, higher functioning deaf persons
often have concerns about being grouped with lower
functioning peers and with the issue of confidentiality.
They may know the staff on the unit, and in some
cases they may have even worked as counselors with
patients who are then on the unit. Higher functioning
deaf persons may also have a relatively easier time in
hearing settings with interpreters provided, although
this may be a myth (see DeVinney, 2003). The lower
functioning persons are much harder for nondeaf programs to serve, tend not to stabilize quickly or easily,
and so are more likely to get referred to specialized
Deaf treatment programs.
In summary, on this specialty deaf inpatient unit,
one sees a wide range of severe psychopathology, with
PTSD being the most common diagnosis, mood and
anxiety disorders being more commonly diagnosed
than psychotic disorders, a little more than a third
being diagnosed with a personality disorder, and a
third being diagnosed with a substance abuse disorder. One quarter of the patients had a diagnosed
developmental disorder. The diagnoses of deaf inpatients were dramatically different from those of hearing patients, especially with regard to the lower rate
of psychotic and substance abuse disorders and the
higher rate of developmental, mood, anxiety, and personality disorders among the deaf patients. Both deaf
and hearing patient groups were skewed toward lower
functioning people with low levels of educational
achievement and functional ability. The majority of
Deaf Unit patients, however, had the additional problem of being language dysfluent related to language
deprivation, and this appears to be a hugely important factor in their development and functioning.
This language deprivation issue is one factor that
severely complicates clinical care of deaf people.
The different clinical profile is another. Clearly, specialty knowledge base and skills are required to do
this work and not just the ability to sign or work with
an interpreter.
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psychosocial functioning was comparable on most measures. Reports of educational achievement, evaluations
of language skills, and CERF-R measures point to
generally low levels of psychosocial functioning. Such
low levels of functioning could, in part, be related to
severity of psychiatric diagnoses, such as psychosis.
However, the Deaf Unit patients were far less likely
than the hearing patients to have a psychotic disorder
and far more likely to have a developmental, mood or
personality disorder.
The cognitive abilities of patients were measured
with the ACL. The ACL scores of the deaf patients
were significantly higher. This might be because they
were, as a group, less psychotic and more able to attend to the task. It may also be because the highly
visual and manual task has more appeal for deaf persons. Nonetheless, both groups were found to have
very low levels of cognitive functioning.
Both deaf and hearing inpatients had low levels of
psychosocial and cognitive functioning but the cause
appears to be different. The cognitive functioning of
the hearing patients appeared to be compromised primarily by psychotic disorders, whereas that of deaf
patients appeared to be compromised primarily by
language and other developmental problems. This is
a very important difference.
Deaf psychiatric inpatients are not just like hearing
psychiatric inpatients except that they cannot hear and
may use sign. Serving them requires more than the
provision of sign interpreters. As a whole, the deaf inpatients have a different set of assets and problems.
Some will be fluent users of ASL and will have language skills their hearing nonsigning staff will not appreciate. They may also have cultural values, such as
the appreciation of signed over spoken communication
or the belief that deafness represents a cultural difference, that their hearing staff will be unlikely to validate.
Most, however, are likely to be language dysfluent related to experiences of language deprivation, a phenomenon their staff will probably be unfamiliar with. These
language issues make these patients particularly vulnerable to being mischaracterized as psychotic, yet, ironically, they are much less likely to have a psychotic
disorder than hearing public sector psychiatric patients.
Also, the language dysfluency issues make meaningful
communication, the heart of mental health treatment,
318
Journal of Deaf Studies and Deaf Education 11:3 Summer 2006
Appendix A: CERF-R Rating Scale
Functional Abilities
A. Currently able to maintain adequate hygiene
(cleanliness of body, clothing, and living space)
B. Currently able to maintain appropriate nutrition
(eating a balanced diet, food shopping, and cooking)
C. Currently able to manage personal finances
D. Currently able to hold a job
E. Currently able to negotiate social situations
F. Currently able to pursue appropriate independence (including accepting changes)
G. Currently able to use services that promote recovery (such as housing, employment, substance
abuse, and mental health services)
H. Currently able to use psychiatric medications as
needed
I. Currently able to recognize and avoid common
hazards and dangerous interpersonal situations
(traffic and smoking safety, being victimized, exposure to elements, etc.)
Risk Factors
J. Current risk for physical violence toward others
K. Current risk for committing sexual offenses (sexual violence, sexual threats, exposure, stalking,
harassment)
L. Current risk for deliberate self-harm (self-injury,
suicide)
M. Current risk of significant consequences from
other unacceptable behavior (illegal or socially
disturbing behavior such as victimizing others,
property damage, harassment, theft, or arson)
N. Current risk of harm due to substance use
O. Current risk of leaving services prematurely (stop
attending needed services, wandering from home
or program, escape from secure settings, etc.)
P. Current risk of harm due to poor impulse control
Appendix B: CERF-R Rating Scale
Ratings of Functional Abilities (Items A–I)
The language of the scale-point anchors for functional
abilities is designed to emphasize the client’s
strengths. Some items cover more than one skill, and
occasionally a client will be stronger with some skills
than with others covered by the same item. In such
cases, base the rating on the skill where the client
needs the most assistance.
1. Fully able. The client currently demonstrates complete independence and full personal responsibility
for the area of functioning specified. A rating of 1 on
any given item is completely independent of ratings
on any other item. Therefore, even CERF-R profiles
with many 6s almost always contain one or more 1s.
2. Mostly able. The client currently demonstrates
a willingness and ability to be independent and
self-sufficient for the area of functioning specified
most of the time, but benefits from occasional
assistance such as advice or periodic prompts. Individuals functioning at this level often recognize
when assistance is needed and seek the help accordingly. In the general population of all people
living in the United States, many persons with no
diagnosed serious mental illness would likely receive a rating of 2 on at least one CERF-R item.
3. Somewhat able. The client often demonstrates the
ability in question, but lapses are frequent enough
that regular assistance is desirable. Such a person
benefits sufficiently from structure and interpersonal supports that external controls are not needed
but shows less initiative than is needed for a rating
of 2. Someone living in the general population who
was not receiving these services would probably call
attention to himself/herself in daily life for this
particular functional ability.
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We have speculated that on a specialty deaf psychiatric unit, where the communication challenges are
routine and expected, staff may be less likely to make
the kind of gross mistakes cited in the early research
literature, in particular, the overdiagnosis of psychotic
disorders. Clinicians in Deaf treatment programs
would know what ‘‘normal deaf people’’ look like
and so may be much less likely to attach diagnostic
labels of severe pathology to deaf patients. They
should also be more equipped to identify genuine psychopathology when it exists, to appreciate the implications of language deprivation for psychological
development, and to possess treatment strategies that
fit the abilities and deficits of this special population.
Demographics, Psychiatric Diagnoses 319
Ratings of Risk Factors (Items J–P)
1. Not an issue. This person does not pose a risk in
this one area, and if they have impulses to behave
in risky ways they are able to control them without
assistance. This may be because they are not prone
to this particular type of risky behavior. It may
also be because they are only prone to this partic-
ular type of behavior under certain conditions that
are not current. For example, someone who shows
risky behavior during manic or psychotic episodes,
but who is currently stable would receive a rating
of 1 if they were able to control their behavior
‘‘without any assistance’’ from others.
Ratings on each item are independent, and it is
extremely unusual for an accurate CERF-R rating to
have no ratings of 1 for any risk factors, even for
extremely dangerous individuals. For example, dangerous sexual predators are rarely suicide risks, and
lethally suicidal individuals are rarely rapists (although
exceptions surely exist).
2. Minimal risk. This person currently demonstrates
the ability to use internal controls to prevent risky
behavior in this area but may seek occasional help
to bolster his/her efforts. The initiative shown in
seeking help is important in distinguishing 2 from
3. As with functional abilities, many people in the
general population would receive at least one rating
of 2 for risk.
3. Low risk. This person is usually able to use internal
controls, but frequently needs external assistance
such as prompts, external structure, or other community or professional help. There is less initiative
shown than for 2 but no need for the close supervision that 4 describes to control the risk. Someone
in this range who lived independently in the community would be likely to have life difficulties. They
might or might not come to the attention of caregivers or the authorities, but in the absence of supports, they might act in extremely risky ways.
4. Moderate risk. This person is likely to exhibit risky
behavior in the absence of close supervision or redirection as needed. Active intervention by others is
needed to maintain safety. The distinction between 4
and 5 is that a person rated 4 will usually respond to
verbal redirection and will rarely need any kind of
physical intervention for lapses in this one area alone.
5. High risk. Regardless of whether or not these individuals have insight in this area, they act in risky
ways in spite of external controls. Such controls
might be environmental (such as locked doors) or
interpersonal (close supervision). Unlike 4, verbal
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4. Marginally able. The client may have some skills in
this area but frequently needs close supervision and
verbal redirection before actually using them. In
the absence of such help he/she is unlikely to seek
it, which makes it probable that in time they will
come to the attention of the authorities for lapses in
this particular functional ability. However, this person consistently responds to verbal redirection, unlike the person rated 5.
5. Rarely able. Regardless of whether or not this person has any skills in this area, they show such poor
judgment or reject help so frequently that verbal
redirection or guidance is not always sufficient to
maintain well-being in this one area alone. External
controls are generally needed to maintain the safety
or well-being of the client. However, ratings do not
reflect whether the person is currently receiving any
specific services. Rather, the rating is an assessment
of what would be appropriate to maintain wellbeing based on current behavior and mental status.
It is the person’s ability that is being rated, not the
caregiver’s response to the ability. A person living
alone without services may still be rated a 5 or 6.
6. Not able. This rating reflects a complete inability to
care for oneself in this one particular ability area. As
a result, they are completely dependent on others to
meet their needs adequately in this area, such as
being hand-fed by others (Item B, nutrition),
bathed by others (Item A, hygiene), having a financial custodian or guardian (Item C, personal finances), or requiring near-constant visual surveillance
to avoid accidental harm (Item I, common hazards).
However, it is the ability that is being rated, not the
type of services already in place. For example, if you
believe a client with Alzheimer’s Disease needs constant supervision to prevent wandering, but the client is currently living independently without
services, the correct rating is still 6.
320
Journal of Deaf Studies and Deaf Education 11:3 Summer 2006
Appendix C: Frequency of ACL Scores
Deaf
Hearing
ACL score
n
%
n
%
2.5
2.7
3.0
3.1
3.2
3.3
3.4
3.5
3.6
3.7
3.8
4.0
4.1
4.2
4.3
4.4
4.5
4.6
4.7
4.8
5.0
5.2
5.3
5.4
5.6
5.7
5.8
0
0
0
0
1
1
0
0
3
1
2
2
2
5
1
7
1
4
1
1
6
5
0
12
1
0
8
0
0
0
0
1.6
1.6
0
0
4.7
1.6
3.1
3.1
3.1
7.8
1.6
10.9
1.6
6.3
1.6
1.6
9.4
7.8
0
18.8
1.6
0
12.5
3
2
1
1
4
4
7
3
6
2
4
6
4
9
0
7
3
5
2
3
6
5
1
3
0
1
1
3.2
2.2
1.1
1.1
4.3
4.3
7.5
3.2
6.5
2.2
4.3
6.5
4.3
9.7
0
7.5
3.2
5.4
2.2
3.2
6.5
5.4
1.1
3.2
0
1.1
1.1
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Received December 22, 2005; revisions received April 5, 2006;
accepted April 12, 2006.
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