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Patients with Asthma Demonstrate Airway Inflammation after Exposure to Concentrated Ambient Particulate Matter

American Journal of Respiratory and Critical Care Medicine, 2014
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dimensional echographic measurements of the inferior vena cava during measured inspiration. J Am Coll Cardiol 1988;11:557564. Copyright © 2014 by the American Thoracic Society Patients with Asthma Demonstrate Airway Inammation after Exposure to Concentrated Ambient Particulate Matter To the Editor: Of the three major particulate matter (PM) size fractions (ultrane, ne, and coarse), coarse PM (PM 2.510 ) has been the least examined in terms of its health effects on susceptible populations, this despite having characteristics that make it particularly likely to affect those with airway diseases such as asthma. For example, PM 2.510 preferentially deposits in the bronchial airways, a site proximal to asthma pathology (1), and contains biological agents such as endotoxin and allergens that are primary triggers associated with asthma exacerbation (2). We have reported that endotoxin inhalation challenge in subjects with allergic asthma enhances airway inammation, a key underlying pathophysiological feature of asthma, and modies airway phagocyte function 46 hours after exposure (3). We have also shown that subjects with late-phase allergen-responsive asthma demonstrate enhanced bronchial airway deposition of inhaled particles and slowed clearance of those particles from the central airways 4 hours after particle inhalation, a time coinciding with enhanced inammation from endotoxin inhalation (4). Hence, specic characteristics of PM 2.510 , together with the fact that individuals with asthma compared with those without asthma have greater sensitivity to air pollutants in general (5), make it likely that individuals with asthma will demonstrate deleterious pulmonary responses after exposure to PM 2.510 . These responses, however, remain largely speculative because they have been described only in healthy individuals. Indeed, we have previously shown that healthy individuals exposed to coarse size (PM 2.510 ) concentrated ambient particles (CAPs) demonstrated only modest increases in pulmonary neutrophil levels with no increase in inammatory mediators (6). The assumption that individuals with asthma will demonstrate a comparatively more robust inammatory response than those without asthma must be veried by a proof- of-concept study. We undertook a proof-of-concept study to determine whether exposure to coarse size (PM 2.510 ) CAPs, at a concentration previously shown to induce only mild changes in healthy subjects (6), would induce robust pulmonary inammatory and innate immune alterations in subjects with allergic asthma. The experimental design and details of the study replicate those of our previously published coarse CAP study in healthy subjects without asthma (Graff and colleagues, 2009 [6]). Specically, the urban PM exposure source, exposure months, mechanism of PM concentration, concentrator type, and exposure chamber used in this study were identical to those used in the Graff and colleagues study (6). Furthermore, the PM concentration and calculated dose compared closely between the two studies. This study was approved by the institutional review board at the University of North Carolina (Chapel Hill, NC). In brief, this study was a single-blind crossover study of 10 subjects with mild to moderate allergic asthma, in which each subject was studied on two occasions (2-h exposure to CAPs or ltered air [FA] from ambient Chapel Hill, NC) at least 4 weeks apart. The concentration of coarse particles suspended in the particulate exposure chamber at the U.S. Environmental Protection Agency (EPA) Human Studies facility in North Carolina was measured on a continuous scale and varied from subject to subject depending on the outdoor particle concentration that day. There was a mean overall total particle concentration of 101.8 6 18.0 mg/m 3 and a PM 2.510 concentration of 86.9 6 17.4 mg/m 3 on CAP days (FA days had a mean total particle concentration of 1.2 mg/m 3 ). The mean coarse PM concentration (101.8 6 18.0 mg/m 3 ) measured in this study was not unrealistically high and can be found in many areas throughout the world, including locations in the U.S. Southwest (7). Individual and overall coarse PM exposure data are shown in Table E1 (see the online supplement). Lung cells and uid-phase components were obtained by bronchoalveolar lavage (BAL) and bronchial wash (BW, the rst 30 ml of BAL recovered) 24 hours postexposure. Differential leukocytes and uid-phase components were examined as previously described (6). Flow cytometry was performed on BAL leukocytes for assessment of cell surface phenotypes associated with innate host defense (CD11b/CR3, mCD14, CD64/FcgRI [Fc g receptor type I]), antigen presentation/T-cell interaction (CD23/ low-afnity IgE, HLA-DR, CD86/B7.2, CD80/B7.1, CD40), and inammation (CD16/FcgRIII). The detailed ow methodology appears in the online supplement and in our review (8). Informed consent was obtained before study and all volunteers with asthma (n = 10; age, 1845 yr) were nonsmokers with mild to moderate disease severity. Inclusion criteria, baseline medical assessment, and study procedures are detailed in the online supplement. Parametric and nonparametric paired analyses were used to compare all study end points 20 hours after ltered air and CAP exposures, and a linear mixed-effects model was used to compare with the data of Graff and colleagues (6). Signicance was set at a = 0.05. As shown in Table 1, we observed a robust increase in BW polymorphonuclear neutrophils after CAP exposure (8 vs. 13%), an effect signicantly (P , 0.05) different when compared with our earlier study in subjects without asthma (6). Furthermore, we demonstrated signicantly elevated levels of IL-1b and IL-8 in both BW and BAL. Although BAL IL-6 was not signicantly different after exposure to CAPs, it was signicantly negatively associated with PM dose (R = 0.65) and PM concentration (R = 0.62). These negative IL-6 associations were unexpected because IL-6 is Supported by NIEHS grant R01ES012706 and US EPA cooperative agreement CR 83346301. Author Contributions: Conception and design: N.E.A., Y.C.T.H., H.K., A.G.R., R.D., and D.B.P.; analysis and interpretation: N.E.A., A.G.R., R.D., and D.B.P.; drafting of the manuscript: N.E.A., R.D., and D.B.P. Although the research described in this letter has been funded wholly or in part by the U.S. Environmental Protection Agency through cooperative agreement CR 83346301 with the Center for Environmental Medicine and Lung Biology at the University of North Carolina at Chapel Hill, it has not been subjected to the Agency’s required peer and policy review, and therefore does not necessarily reflect the views of the Agency and no official endorsement should be inferred. This letter has an online supplement, which is accessible from this issue’s table of contents at www.atsjournals.org CORRESPONDENCE Correspondence 235
typically positively associated with increased ambient PM levels (9). However, one explanation may be that IL-6producing alveolar macrophages have become tolerant from preexisting ambient PM exposure and elevated airway inammation, an underlying feature of asthma, thereby producing the negative association observed here after an acute exposure to PM 2.510 . No change in lung function (FEV 1 , FVC) was reported after CAP exposure (Table E2), and with the exception of decreased blood IL-6 after CAP exposure (3.255 6 1.068 vs. 1.740 6 0.2914 pg/ml), no markers of systemic inammation were modied by CAPs (IL-8, tumor necrosis factor-a [TNF-a], CD40 ligand [CD40L], E-selectin, soluble vascular cell adhesion molecule-1 [sVCAM1], plasminogen, brin, C-reactive protein [CRP], brinogen, soluble intercellular adhesion molecule-1 [sICAM-1], myeloperoxidase [MPO]). Immunophenotyping of immature and mature macrophages revealed decreased cell surface expression (mean uorescence intensity [MFI]) of innate immune receptors (CD11b/CR3, CD64/ FcgRI) (Figures 1A and 1B) and antigen presentation receptors (CD40, CD86/B7.2) (Figures 1E and 1F); with increased expression of inammatory receptors CD16/FcgRIII and the low-afnity IgE receptor (CD23) (Figures 1C and 1D) after CAP exposure. It is intriguing that we have found similar inammatory responses and cell surface phenotype changes in subjects with asthma exposed to ozone (e.g., elevated IL-1b and IL-8 and increased expression of low-afnity IgE receptor/CD23) (10), and that subjects with asthma have enhanced response to allergen after challenge with both ozone and PM component endotoxin (11). Like endotoxin and ozone, coarse PM induced a neutrophil response albeit at Table 1. Airway Neutrophil Proportion and Inammatory Cytokine Levels BW BAL 20 h after FA 20 h after CAPs Mean Individual Change from FA (%) 20 h after FA 20 h after CAPs Mean Individual Change from FA (%) PMNs, % 8 (3) 13 (3)* 1 (0.2) 2 (0.3) IL-1b, pg/ml 448 (164) 680 (117) 351 (139) 109 (18) 206 (39)* 155 (53) IL-6, pg/ml 716 (292) 801 (110) 206 (115) 513 (82) 610 (108) 34 (22) IL-8, pg/ml 20,660 (2,778) 38,000 (6,184)* 136 (69) 8,315 (1,207) 11,300 (1,487)* 51 (20) TNF-a, pg/ml 205 (45) 271 (29) 168 (65) 253 (43) 276 (47) 5 (16) Definition of abbreviations: BAL = bronchoalveolar lavage; BW = bronchial wash; CAPs = concentrated ambient particles; FA = filtered air; PMNs = polymorphonuclear neutrophils; TNF-a = tumor necrosis factor-a. Data are presented as means (6SEM). *P , 0.05 versus post-FA. P , 0.05 versus 0% change from FA. Figure 1. Cell surface marker expression (MFI) on BAL inflammatory cells after filtered air (FA) and particulate matter (PM) exposure. BAL = bronchoalveolar lavage; IgE R = IgE receptor; Imm Mac = immature macrophages; Mac = macrophages; MFI = mean fluorescence intensity; Mon = monocytes. * P , 0.05 versus FA. CORRESPONDENCE 236 American Journal of Respiratory and Critical Care Medicine Volume 190 Number 2 | July 15 2014
CORRESPONDENCE dimensional echographic measurements of the inferior vena cava during measured inspiration. J Am Coll Cardiol 1988;11:557–564. Copyright © 2014 by the American Thoracic Society Patients with Asthma Demonstrate Airway Inflammation after Exposure to Concentrated Ambient Particulate Matter To the Editor: Of the three major particulate matter (PM) size fractions (ultrafine, fine, and coarse), coarse PM (PM2.5–10) has been the least examined in terms of its health effects on susceptible populations, this despite having characteristics that make it particularly likely to affect those with airway diseases such as asthma. For example, PM2.5–10 preferentially deposits in the bronchial airways, a site proximal to asthma pathology (1), and contains biological agents such as endotoxin and allergens that are primary triggers associated with asthma exacerbation (2). We have reported that endotoxin inhalation challenge in subjects with allergic asthma enhances airway inflammation, a key underlying pathophysiological feature of asthma, and modifies airway phagocyte function 4–6 hours after exposure (3). We have also shown that subjects with late-phase allergen-responsive asthma demonstrate enhanced bronchial airway deposition of inhaled particles and slowed clearance of those particles from the central airways 4 hours after particle inhalation, a time coinciding with enhanced inflammation from endotoxin inhalation (4). Hence, specific characteristics of PM2.5–10, together with the fact that individuals with asthma compared with those without asthma have greater sensitivity to air pollutants in general (5), make it likely that individuals with asthma will demonstrate deleterious pulmonary responses after exposure to PM2.5–10. These responses, however, remain largely speculative because they have been described only in healthy individuals. Indeed, we have previously shown that healthy individuals exposed to coarse size (PM2.5–10) concentrated ambient particles (CAPs) demonstrated only modest increases in pulmonary neutrophil levels with no increase in inflammatory mediators (6). The assumption that individuals with asthma will demonstrate a comparatively more robust inflammatory response than those without asthma must be verified by a proofof-concept study. We undertook a proof-of-concept study to Supported by NIEHS grant R01ES012706 and US EPA cooperative agreement CR 83346301. Author Contributions: Conception and design: N.E.A., Y.C.T.H., H.K., A.G.R., R.D., and D.B.P.; analysis and interpretation: N.E.A., A.G.R., R.D., and D.B.P.; drafting of the manuscript: N.E.A., R.D., and D.B.P. Although the research described in this letter has been funded wholly or in part by the U.S. Environmental Protection Agency through cooperative agreement CR 83346301 with the Center for Environmental Medicine and Lung Biology at the University of North Carolina at Chapel Hill, it has not been subjected to the Agency’s required peer and policy review, and therefore does not necessarily reflect the views of the Agency and no official endorsement should be inferred. This letter has an online supplement, which is accessible from this issue’s table of contents at www.atsjournals.org Correspondence determine whether exposure to coarse size (PM2.5–10) CAPs, at a concentration previously shown to induce only mild changes in healthy subjects (6), would induce robust pulmonary inflammatory and innate immune alterations in subjects with allergic asthma. The experimental design and details of the study replicate those of our previously published coarse CAP study in healthy subjects without asthma (Graff and colleagues, 2009 [6]). Specifically, the urban PM exposure source, exposure months, mechanism of PM concentration, concentrator type, and exposure chamber used in this study were identical to those used in the Graff and colleagues study (6). Furthermore, the PM concentration and calculated dose compared closely between the two studies. This study was approved by the institutional review board at the University of North Carolina (Chapel Hill, NC). In brief, this study was a single-blind crossover study of 10 subjects with mild to moderate allergic asthma, in which each subject was studied on two occasions (2-h exposure to CAPs or filtered air [FA] from ambient Chapel Hill, NC) at least 4 weeks apart. The concentration of coarse particles suspended in the particulate exposure chamber at the U.S. Environmental Protection Agency (EPA) Human Studies facility in North Carolina was measured on a continuous scale and varied from subject to subject depending on the outdoor particle concentration that day. There was a mean overall total particle concentration of 101.8 6 18.0 mg/m3 and a PM2.5–10 concentration of 86.9 6 17.4 mg/m3 on CAP days (FA days had a mean total particle concentration of 1.2 mg/m3). The mean coarse PM concentration (101.8 6 18.0 mg/m3) measured in this study was not unrealistically high and can be found in many areas throughout the world, including locations in the U.S. Southwest (7). Individual and overall coarse PM exposure data are shown in Table E1 (see the online supplement). Lung cells and fluid-phase components were obtained by bronchoalveolar lavage (BAL) and bronchial wash (BW, the first 30 ml of BAL recovered) 24 hours postexposure. Differential leukocytes and fluid-phase components were examined as previously described (6). Flow cytometry was performed on BAL leukocytes for assessment of cell surface phenotypes associated with innate host defense (CD11b/CR3, mCD14, CD64/FcgRI [Fc g receptor type I]), antigen presentation/T-cell interaction (CD23/ low-affinity IgE, HLA-DR, CD86/B7.2, CD80/B7.1, CD40), and inflammation (CD16/FcgRIII). The detailed flow methodology appears in the online supplement and in our review (8). Informed consent was obtained before study and all volunteers with asthma (n = 10; age, 18–45 yr) were nonsmokers with mild to moderate disease severity. Inclusion criteria, baseline medical assessment, and study procedures are detailed in the online supplement. Parametric and nonparametric paired analyses were used to compare all study end points 20 hours after filtered air and CAP exposures, and a linear mixed-effects model was used to compare with the data of Graff and colleagues (6). Significance was set at a = 0.05. As shown in Table 1, we observed a robust increase in BW polymorphonuclear neutrophils after CAP exposure (8 vs. 13%), an effect significantly (P , 0.05) different when compared with our earlier study in subjects without asthma (6). Furthermore, we demonstrated significantly elevated levels of IL-1b and IL-8 in both BW and BAL. Although BAL IL-6 was not significantly different after exposure to CAPs, it was significantly negatively associated with PM dose (R = –0.65) and PM concentration (R = –0.62). These negative IL-6 associations were unexpected because IL-6 is 235 CORRESPONDENCE Table 1. Airway Neutrophil Proportion and Inflammatory Cytokine Levels BW 20 h after FA PMNs, % IL-1b, pg/ml IL-6, pg/ml IL-8, pg/ml TNF-a, pg/ml 8 448 716 20,660 205 (3) (164) (292) (2,778) (45) 20 h after CAPs 13 680 801 38,000 271 (3)* (117) (110) (6,184)* (29) BAL Mean Individual Change from FA (%) 351 206 136 168 (139)† (115) (69)† (65) 20 h after FA 1 109 513 8,315 253 (0.2) (18) (82) (1,207) (43) 20 h after CAPs 2 206 610 11,300 276 (0.3) (39)* (108) (1,487)* (47) Mean Individual Change from FA (%) 155 34 51 5 (53)† (22) (20) (16) Definition of abbreviations: BAL = bronchoalveolar lavage; BW = bronchial wash; CAPs = concentrated ambient particles; FA = filtered air; PMNs = polymorphonuclear neutrophils; TNF-a = tumor necrosis factor-a. Data are presented as means (6SEM). *P , 0.05 versus post-FA. † P , 0.05 versus 0% change from FA. typically positively associated with increased ambient PM levels (9). However, one explanation may be that IL-6–producing alveolar macrophages have become tolerant from preexisting ambient PM exposure and elevated airway inflammation, an underlying feature of asthma, thereby producing the negative association observed here after an acute exposure to PM2.5–10. No change in lung function (FEV1, FVC) was reported after CAP exposure (Table E2), and with the exception of decreased blood IL-6 after CAP exposure (3.255 6 1.068 vs. 1.740 6 0.2914 pg/ml), no markers of systemic inflammation were modified by CAPs (IL-8, tumor necrosis factor-a [TNF-a], CD40 ligand [CD40L], E-selectin, soluble vascular cell adhesion molecule-1 [sVCAM1], plasminogen, fibrin, C-reactive protein [CRP], fibrinogen, soluble intercellular adhesion molecule-1 [sICAM-1], myeloperoxidase [MPO]). Immunophenotyping of immature and mature macrophages revealed decreased cell surface expression (mean fluorescence intensity [MFI]) of innate immune receptors (CD11b/CR3, CD64/ FcgRI) (Figures 1A and 1B) and antigen presentation receptors (CD40, CD86/B7.2) (Figures 1E and 1F); with increased expression of inflammatory receptors CD16/FcgRIII and the low-affinity IgE receptor (CD23) (Figures 1C and 1D) after CAP exposure. It is intriguing that we have found similar inflammatory responses and cell surface phenotype changes in subjects with asthma exposed to ozone (e.g., elevated IL-1b and IL-8 and increased expression of low-affinity IgE receptor/CD23) (10), and that subjects with asthma have enhanced response to allergen after challenge with both ozone and PM component endotoxin (11). Like endotoxin and ozone, coarse PM induced a neutrophil response albeit at Figure 1. Cell surface marker expression (MFI) on BAL inflammatory cells after filtered air (FA) and particulate matter (PM) exposure. BAL = bronchoalveolar lavage; IgE R = IgE receptor; Imm Mac = immature macrophages; Mac = macrophages; MFI = mean fluorescence intensity; Mon = monocytes. *P , 0.05 versus FA. 236 American Journal of Respiratory and Critical Care Medicine Volume 190 Number 2 | July 15 2014 CORRESPONDENCE a comparatively reduced magnitude. This component of the overall PM response may be nonspecific and in common with xenobiotics in general. However, downstream effects of coarse PM appear to differ from those of ozone and, depending on the dose, may be similar or different from those of endotoxin. Because CAP endotoxin levels were not measured in this study or in the study by Graff and colleagues (6), we were unable to assess or compare the impact of endotoxin as a driver of observed cell responses. However, our previous mechanistic coarse PM studies (2, 12) clearly point to endotoxin as an important driver of immune cell responses after coarse PM exposure. We also note that the up-regulation of the CD23/IgE receptor reported here suggests an asthma-specific pathway induced by coarse PM not typically observed with other xenobiotics, such as ozone or endotoxin. The observations reported here, namely significant CAP-induced pulmonary inflammation, altered innate host defense response, and potentially enhanced IgE signaling, lead us to hypothesize that coarse-mode CAP exposure increases the responsiveness of individuals with allergic asthma to inhaled allergens and therefore enhances the risk of exacerbation. This proof-of-concept study confirms the assumption that coarse-size PM, like other pollutants, can initiate deleterious responses in individuals with asthma at concentrations not observed in healthy individuals without asthma. These responses include increased airway inflammation and alterations in immune cell phenotype expression. Our data suggest that individuals with asthma have increased susceptibility to coarse-size PM exposure compared with healthy individuals without asthma, and interventions focused on these responses may be useful approaches to mitigate the impact of PM air pollution in those with asthma. n in vivo in healthy volunteers. J Allergy Clin Immunol 2006;117: 1396–1403. 3. Alexis NE, Eldridge MW, Peden DB. Effect of inhaled endotoxin on airway and circulating inflammatory cell phagocytosis and CD11b expression in atopic asthmatic subjects. J Allergy Clin Immunol 2003;112:353–361. 4. Bennett WD, Herbst M, Alexis NE, Zeman KL, Wu J, Hernandez ML, Peden DB. Effect of inhaled dust mite allergen on regional particle deposition and mucociliary clearance in allergic asthmatics. Clin Exp Allergy 2011;41:1719–1728. 5. Holgate ST, Sandström T, Frew AJ, Stenfors N, Nördenhall C, Salvi S, Blomberg A, Helleday R, Söderberg M. Health effects of acute exposure to air pollution. I. Healthy and asthmatic subjects exposed to diesel exhaust. Res Rep Health Eff Inst 2003;112:1–30, discussion 51–67. 6. Graff DW, Cascio WE, Rappold A, Zhou H, Huang YC, Devlin RB. Exposure to concentrated coarse air pollution particles causes mild cardiopulmonary effects in healthy young adults. Environ Health Perspect 2009;117:1089–1094. 7. Wilson WE, Suh HH. Fine particles and coarse particles: concentration relationships relevant to epidemiologic studies. J Air Waste Manag Assoc 1997;47:1238–1249. 8. Lay JC, Peden DB, Alexis NE. Flow cytometry of sputum: assessing inflammation and immune response elements in the bronchial airways. Inhal Toxicol 2011;23:392–406. 9. Dubowsky SD, Suh H, Schwartz J, Coull BA, Gold DR. Diabetes, obesity, and hypertension may enhance associations between air pollution and markers of systemic inflammation. Environ Health Perspect 2006; 114:992–998. 10. Hernandez ML, Lay JC, Harris B, Esther CR Jr, Brickey WJ, Bromberg PA, Diaz-Sanchez D, Devlin RB, Kleeberger SR, Alexis NE, et al. Atopic asthmatic subjects but not atopic subjects without asthma have enhanced inflammatory response to ozone. J Allergy Clin Immunol 2010;126:537–544, e1. 11. Bernstein JA, Alexis N, Barnes C, Bernstein IL, Bernstein JA, Nel A, Peden D, Diaz-Sanchez D, Tarlo SM, Williams PB. Health effects of air pollution. J Allergy Clin Immunol 2004;114:1116–1123. 12. Becker S, Soukup JM, Sioutas C, Cassee FR. Response of human alveolar macrophages to ultrafine, fine, and coarse urban air pollution particles. Exp Lung Res 2003;29:29–44. Published 2014 by the American Thoracic Society Author disclosures are available with the text of this letter at www.atsjournals.org. Neil E. Alexis, Ph.D. University of North Carolina School of Medicine Chapel Hill, North Carolina Practice Guideline for Pulmonary Hypertension in Sickle Cell: Direct Evidence Needed before Universal Adoption Yuh Chin T. Huang, M.D. Duke University Durham, North Carolina To the Editor: Ana G. Rappold, Ph.D. Howard Kehrl, M.D. Robert Devlin, Ph.D. U.S. Environmental Protection Agency Research Triangle Park, North Carolina David B. Peden, M.D. University of North Carolina School of Medicine Chapel Hill, North Carolina References 1. Kim CS, Hu SC. Regional deposition of inhaled particles in human lungs: comparison between men and women. J Appl Physiol 1998;84: 1834–1844. 2. Alexis NE, Lay JC, Zeman K, Bennett WE, Peden DB, Soukup JM, Devlin RB, Becker S. Biological material on inhaled coarse fraction particulate matter activates airway phagocytes Correspondence We read with interest the American Thoracic Society Clinical Practice Guideline addressing the diagnosis, risk stratification and management of pulmonary hypertension (PH) in sickle cell disease (SCD) (1). The ATS Ad Hoc Committee provides a diagnostic algorithm and thoughtful review of available data regarding the management of PH detected by right heart catheterization. However, we are surprised by recommendations for managing patients with elevated tricuspid regurgitant velocity (TRV) or serum N-terminal prohormone brain natriuretic peptide (NTproBNP), regardless of additional evaluation for PH. Either of these findings alone, or the presence of PH by right heart catheterization, is said to define patients at high mortality risk without regard to age or disease genotype. Recommendations to initiate hematological disease–modifying therapy, explicitly hydroxyurea or chronic transfusions, are based on value the 237
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