CORRESPONDENCE
dimensional echographic measurements of the inferior vena cava
during measured inspiration. J Am Coll Cardiol 1988;11:557–564.
Copyright © 2014 by the American Thoracic Society
Patients with Asthma Demonstrate
Airway Inflammation after Exposure to
Concentrated Ambient Particulate Matter
To the Editor:
Of the three major particulate matter (PM) size fractions
(ultrafine, fine, and coarse), coarse PM (PM2.5–10) has been the
least examined in terms of its health effects on susceptible
populations, this despite having characteristics that make it
particularly likely to affect those with airway diseases such as
asthma. For example, PM2.5–10 preferentially deposits in the
bronchial airways, a site proximal to asthma pathology (1), and
contains biological agents such as endotoxin and allergens that
are primary triggers associated with asthma exacerbation (2). We
have reported that endotoxin inhalation challenge in subjects
with allergic asthma enhances airway inflammation, a key
underlying pathophysiological feature of asthma, and modifies
airway phagocyte function 4–6 hours after exposure (3). We have
also shown that subjects with late-phase allergen-responsive
asthma demonstrate enhanced bronchial airway deposition of
inhaled particles and slowed clearance of those particles from
the central airways 4 hours after particle inhalation, a time
coinciding with enhanced inflammation from endotoxin
inhalation (4). Hence, specific characteristics of PM2.5–10,
together with the fact that individuals with asthma compared
with those without asthma have greater sensitivity to air
pollutants in general (5), make it likely that individuals with
asthma will demonstrate deleterious pulmonary responses after
exposure to PM2.5–10. These responses, however, remain largely
speculative because they have been described only in healthy
individuals. Indeed, we have previously shown that healthy
individuals exposed to coarse size (PM2.5–10) concentrated
ambient particles (CAPs) demonstrated only modest increases in
pulmonary neutrophil levels with no increase in inflammatory
mediators (6). The assumption that individuals with asthma
will demonstrate a comparatively more robust inflammatory
response than those without asthma must be verified by a proofof-concept study. We undertook a proof-of-concept study to
Supported by NIEHS grant R01ES012706 and US EPA cooperative
agreement CR 83346301.
Author Contributions: Conception and design: N.E.A., Y.C.T.H., H.K., A.G.R.,
R.D., and D.B.P.; analysis and interpretation: N.E.A., A.G.R., R.D., and D.B.P.;
drafting of the manuscript: N.E.A., R.D., and D.B.P.
Although the research described in this letter has been funded wholly or
in part by the U.S. Environmental Protection Agency through cooperative
agreement CR 83346301 with the Center for Environmental Medicine and
Lung Biology at the University of North Carolina at Chapel Hill, it has not been
subjected to the Agency’s required peer and policy review, and therefore
does not necessarily reflect the views of the Agency and no official
endorsement should be inferred.
This letter has an online supplement, which is accessible from this issue’s
table of contents at www.atsjournals.org
Correspondence
determine whether exposure to coarse size (PM2.5–10) CAPs,
at a concentration previously shown to induce only mild changes
in healthy subjects (6), would induce robust pulmonary
inflammatory and innate immune alterations in subjects with
allergic asthma.
The experimental design and details of the study replicate those
of our previously published coarse CAP study in healthy subjects
without asthma (Graff and colleagues, 2009 [6]). Specifically,
the urban PM exposure source, exposure months, mechanism of
PM concentration, concentrator type, and exposure chamber
used in this study were identical to those used in the Graff and
colleagues study (6). Furthermore, the PM concentration and
calculated dose compared closely between the two studies.
This study was approved by the institutional review board at the
University of North Carolina (Chapel Hill, NC). In brief, this study
was a single-blind crossover study of 10 subjects with mild to
moderate allergic asthma, in which each subject was studied on two
occasions (2-h exposure to CAPs or filtered air [FA] from ambient
Chapel Hill, NC) at least 4 weeks apart. The concentration of
coarse particles suspended in the particulate exposure chamber at
the U.S. Environmental Protection Agency (EPA) Human Studies
facility in North Carolina was measured on a continuous scale
and varied from subject to subject depending on the outdoor particle
concentration that day. There was a mean overall total particle
concentration of 101.8 6 18.0 mg/m3 and a PM2.5–10 concentration
of 86.9 6 17.4 mg/m3 on CAP days (FA days had a mean total
particle concentration of 1.2 mg/m3). The mean coarse PM
concentration (101.8 6 18.0 mg/m3) measured in this study was
not unrealistically high and can be found in many areas throughout
the world, including locations in the U.S. Southwest (7). Individual
and overall coarse PM exposure data are shown in Table E1 (see the
online supplement). Lung cells and fluid-phase components were
obtained by bronchoalveolar lavage (BAL) and bronchial wash
(BW, the first 30 ml of BAL recovered) 24 hours postexposure.
Differential leukocytes and fluid-phase components were examined
as previously described (6). Flow cytometry was performed on BAL
leukocytes for assessment of cell surface phenotypes associated with
innate host defense (CD11b/CR3, mCD14, CD64/FcgRI [Fc g
receptor type I]), antigen presentation/T-cell interaction (CD23/
low-affinity IgE, HLA-DR, CD86/B7.2, CD80/B7.1, CD40), and
inflammation (CD16/FcgRIII). The detailed flow methodology
appears in the online supplement and in our review (8). Informed
consent was obtained before study and all volunteers with asthma
(n = 10; age, 18–45 yr) were nonsmokers with mild to moderate
disease severity. Inclusion criteria, baseline medical assessment, and
study procedures are detailed in the online supplement. Parametric
and nonparametric paired analyses were used to compare all
study end points 20 hours after filtered air and CAP exposures, and
a linear mixed-effects model was used to compare with the data of
Graff and colleagues (6). Significance was set at a = 0.05.
As shown in Table 1, we observed a robust increase in BW
polymorphonuclear neutrophils after CAP exposure (8 vs. 13%), an
effect significantly (P , 0.05) different when compared with our
earlier study in subjects without asthma (6). Furthermore, we
demonstrated significantly elevated levels of IL-1b and IL-8 in both
BW and BAL. Although BAL IL-6 was not significantly different
after exposure to CAPs, it was significantly negatively associated
with PM dose (R = –0.65) and PM concentration (R = –0.62).
These negative IL-6 associations were unexpected because IL-6 is
235
CORRESPONDENCE
Table 1. Airway Neutrophil Proportion and Inflammatory Cytokine Levels
BW
20 h after FA
PMNs, %
IL-1b, pg/ml
IL-6, pg/ml
IL-8, pg/ml
TNF-a, pg/ml
8
448
716
20,660
205
(3)
(164)
(292)
(2,778)
(45)
20 h after CAPs
13
680
801
38,000
271
(3)*
(117)
(110)
(6,184)*
(29)
BAL
Mean Individual
Change from FA (%)
351
206
136
168
(139)†
(115)
(69)†
(65)
20 h after FA
1
109
513
8,315
253
(0.2)
(18)
(82)
(1,207)
(43)
20 h after CAPs
2
206
610
11,300
276
(0.3)
(39)*
(108)
(1,487)*
(47)
Mean Individual
Change from FA (%)
155
34
51
5
(53)†
(22)
(20)
(16)
Definition of abbreviations: BAL = bronchoalveolar lavage; BW = bronchial wash; CAPs = concentrated ambient particles; FA = filtered air; PMNs =
polymorphonuclear neutrophils; TNF-a = tumor necrosis factor-a.
Data are presented as means (6SEM).
*P , 0.05 versus post-FA.
†
P , 0.05 versus 0% change from FA.
typically positively associated with increased ambient PM levels (9).
However, one explanation may be that IL-6–producing alveolar
macrophages have become tolerant from preexisting ambient PM
exposure and elevated airway inflammation, an underlying feature
of asthma, thereby producing the negative association observed
here after an acute exposure to PM2.5–10. No change in lung
function (FEV1, FVC) was reported after CAP exposure (Table E2),
and with the exception of decreased blood IL-6 after CAP
exposure (3.255 6 1.068 vs. 1.740 6 0.2914 pg/ml), no markers
of systemic inflammation were modified by CAPs (IL-8, tumor
necrosis factor-a [TNF-a], CD40 ligand [CD40L], E-selectin,
soluble vascular cell adhesion molecule-1 [sVCAM1], plasminogen,
fibrin, C-reactive protein [CRP], fibrinogen, soluble intercellular
adhesion molecule-1 [sICAM-1], myeloperoxidase [MPO]).
Immunophenotyping of immature and mature macrophages
revealed decreased cell surface expression (mean fluorescence
intensity [MFI]) of innate immune receptors (CD11b/CR3, CD64/
FcgRI) (Figures 1A and 1B) and antigen presentation receptors
(CD40, CD86/B7.2) (Figures 1E and 1F); with increased expression
of inflammatory receptors CD16/FcgRIII and the low-affinity IgE
receptor (CD23) (Figures 1C and 1D) after CAP exposure. It is
intriguing that we have found similar inflammatory responses and
cell surface phenotype changes in subjects with asthma exposed to
ozone (e.g., elevated IL-1b and IL-8 and increased expression of
low-affinity IgE receptor/CD23) (10), and that subjects with
asthma have enhanced response to allergen after challenge with
both ozone and PM component endotoxin (11). Like endotoxin
and ozone, coarse PM induced a neutrophil response albeit at
Figure 1. Cell surface marker expression (MFI) on BAL inflammatory cells after filtered air (FA) and particulate matter (PM) exposure. BAL = bronchoalveolar lavage;
IgE R = IgE receptor; Imm Mac = immature macrophages; Mac = macrophages; MFI = mean fluorescence intensity; Mon = monocytes. *P , 0.05 versus FA.
236
American Journal of Respiratory and Critical Care Medicine Volume 190 Number 2 | July 15 2014
CORRESPONDENCE
a comparatively reduced magnitude. This component of the
overall PM response may be nonspecific and in common with
xenobiotics in general. However, downstream effects of coarse
PM appear to differ from those of ozone and, depending on
the dose, may be similar or different from those of endotoxin.
Because CAP endotoxin levels were not measured in this
study or in the study by Graff and colleagues (6), we were
unable to assess or compare the impact of endotoxin as a driver
of observed cell responses. However, our previous mechanistic
coarse PM studies (2, 12) clearly point to endotoxin as an
important driver of immune cell responses after coarse PM
exposure. We also note that the up-regulation of the CD23/IgE
receptor reported here suggests an asthma-specific pathway
induced by coarse PM not typically observed with other
xenobiotics, such as ozone or endotoxin. The observations
reported here, namely significant CAP-induced pulmonary
inflammation, altered innate host defense response, and
potentially enhanced IgE signaling, lead us to hypothesize
that coarse-mode CAP exposure increases the responsiveness
of individuals with allergic asthma to inhaled allergens
and therefore enhances the risk of exacerbation.
This proof-of-concept study confirms the assumption that
coarse-size PM, like other pollutants, can initiate deleterious
responses in individuals with asthma at concentrations not observed
in healthy individuals without asthma. These responses include
increased airway inflammation and alterations in immune cell
phenotype expression. Our data suggest that individuals with
asthma have increased susceptibility to coarse-size PM exposure
compared with healthy individuals without asthma, and
interventions focused on these responses may be useful
approaches to mitigate the impact of PM air pollution in
those with asthma. n
in vivo in healthy volunteers. J Allergy Clin Immunol 2006;117:
1396–1403.
3. Alexis NE, Eldridge MW, Peden DB. Effect of inhaled endotoxin on airway
and circulating inflammatory cell phagocytosis and CD11b expression in
atopic asthmatic subjects. J Allergy Clin Immunol 2003;112:353–361.
4. Bennett WD, Herbst M, Alexis NE, Zeman KL, Wu J, Hernandez ML,
Peden DB. Effect of inhaled dust mite allergen on regional particle
deposition and mucociliary clearance in allergic asthmatics. Clin Exp
Allergy 2011;41:1719–1728.
5. Holgate ST, Sandström T, Frew AJ, Stenfors N, Nördenhall C, Salvi S,
Blomberg A, Helleday R, Söderberg M. Health effects of acute exposure
to air pollution. I. Healthy and asthmatic subjects exposed to diesel
exhaust. Res Rep Health Eff Inst 2003;112:1–30, discussion 51–67.
6. Graff DW, Cascio WE, Rappold A, Zhou H, Huang YC, Devlin RB.
Exposure to concentrated coarse air pollution particles causes mild
cardiopulmonary effects in healthy young adults. Environ Health
Perspect 2009;117:1089–1094.
7. Wilson WE, Suh HH. Fine particles and coarse particles: concentration
relationships relevant to epidemiologic studies. J Air Waste Manag
Assoc 1997;47:1238–1249.
8. Lay JC, Peden DB, Alexis NE. Flow cytometry of sputum: assessing
inflammation and immune response elements in the bronchial airways.
Inhal Toxicol 2011;23:392–406.
9. Dubowsky SD, Suh H, Schwartz J, Coull BA, Gold DR. Diabetes, obesity,
and hypertension may enhance associations between air pollution
and markers of systemic inflammation. Environ Health Perspect 2006;
114:992–998.
10. Hernandez ML, Lay JC, Harris B, Esther CR Jr, Brickey WJ, Bromberg
PA, Diaz-Sanchez D, Devlin RB, Kleeberger SR, Alexis NE, et al.
Atopic asthmatic subjects but not atopic subjects without asthma
have enhanced inflammatory response to ozone. J Allergy Clin
Immunol 2010;126:537–544, e1.
11. Bernstein JA, Alexis N, Barnes C, Bernstein IL, Bernstein JA, Nel A,
Peden D, Diaz-Sanchez D, Tarlo SM, Williams PB. Health effects of
air pollution. J Allergy Clin Immunol 2004;114:1116–1123.
12. Becker S, Soukup JM, Sioutas C, Cassee FR. Response of human
alveolar macrophages to ultrafine, fine, and coarse urban air pollution
particles. Exp Lung Res 2003;29:29–44.
Published 2014 by the American Thoracic Society
Author disclosures are available with the text of this letter at
www.atsjournals.org.
Neil E. Alexis, Ph.D.
University of North Carolina School of Medicine
Chapel Hill, North Carolina
Practice Guideline for Pulmonary
Hypertension in Sickle Cell: Direct Evidence
Needed before Universal Adoption
Yuh Chin T. Huang, M.D.
Duke University
Durham, North Carolina
To the Editor:
Ana G. Rappold, Ph.D.
Howard Kehrl, M.D.
Robert Devlin, Ph.D.
U.S. Environmental Protection Agency
Research Triangle Park, North Carolina
David B. Peden, M.D.
University of North Carolina School of Medicine
Chapel Hill, North Carolina
References
1. Kim CS, Hu SC. Regional deposition of inhaled particles in human lungs:
comparison between men and women. J Appl Physiol 1998;84:
1834–1844.
2. Alexis NE, Lay JC, Zeman K, Bennett WE, Peden DB, Soukup
JM, Devlin RB, Becker S. Biological material on inhaled
coarse fraction particulate matter activates airway phagocytes
Correspondence
We read with interest the American Thoracic Society Clinical
Practice Guideline addressing the diagnosis, risk stratification
and management of pulmonary hypertension (PH) in sickle
cell disease (SCD) (1). The ATS Ad Hoc Committee provides
a diagnostic algorithm and thoughtful review of available data
regarding the management of PH detected by right heart
catheterization.
However, we are surprised by recommendations for managing
patients with elevated tricuspid regurgitant velocity (TRV) or
serum N-terminal prohormone brain natriuretic peptide (NTproBNP), regardless of additional evaluation for PH. Either
of these findings alone, or the presence of PH by right heart
catheterization, is said to define patients at high mortality risk
without regard to age or disease genotype. Recommendations
to initiate hematological disease–modifying therapy, explicitly
hydroxyurea or chronic transfusions, are based on value the
237