Location via proxy:   [ UP ]  
[Report a bug]   [Manage cookies]                
Scribd Logo
Upload

Welcome to Scribd!

  • 33 views

    Compliance Officer Job Description: Daniella Rivera Padilla

    Uploaded by

    danonino88
    The Compliance Officer role at PATRIMONIUM SOCIETY involves reviewing transactions to ensure compliance with anti-money laundering laws. The officer's responsibilities include verifying client identities, compiling legal documents for financial operations, identifying compliance risks, supervising contracts to protect clients and assets, setting up trusts according to law, and periodically reviewing and updating compliance procedures. The goal is to grant security to clients and the company by collecting necessary information and preventing illegal activities.

    Copyright:

    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd

    Compliance Officer Job Description: Daniella Rivera Padilla

    Uploaded by

    danonino88
    33 views2 pages
    The Compliance Officer role at PATRIMONIUM SOCIETY involves reviewing transactions to ensure compliance with anti-money laundering laws. The officer's responsibilities include verifying client identities, compiling legal documents for financial operations, identifying compliance risks, supervising contracts to protect clients and assets, setting up trusts according to law, and periodically reviewing and updating compliance procedures. The goal is to grant security to clients and the company by collecting necessary information and preventing illegal activities.

    Original Description:

    Descripción de puesto

    Original Title

    Compliance Officer

    Copyright

    © © All Rights Reserved

    Available Formats

    DOCX, PDF, TXT or read online from Scribd

    Did you find this document useful?

    Is this content inappropriate?

    The Compliance Officer role at PATRIMONIUM SOCIETY involves reviewing transactions to ensure compliance with anti-money laundering laws. The officer's responsibilities include verifying client identities, compiling legal documents for financial operations, identifying compliance risks, supervising contracts to protect clients and assets, setting up trusts according to law, and periodically reviewing and updating compliance procedures. The goal is to grant security to clients and the company by collecting necessary information and preventing illegal activities.

    Copyright:

    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd
    Download as docx, pdf, or txt
    33 views2 pages

    Compliance Officer Job Description: Daniella Rivera Padilla

    Uploaded by

    danonino88
    The Compliance Officer role at PATRIMONIUM SOCIETY involves reviewing transactions to ensure compliance with anti-money laundering laws. The officer's responsibilities include verifying client identities, compiling legal documents for financial operations, identifying compliance risks, supervising contracts to protect clients and assets, setting up trusts according to law, and periodically reviewing and updating compliance procedures. The goal is to grant security to clients and the company by collecting necessary information and preventing illegal activities.

    Copyright:

    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd
    Download as docx, pdf, or txt
    You are on page 1of 2

    Daniella Rivera Padilla

    COMPLIANCE OFFICER
    JOB DESCRIPTION

    The Compliance Officer role at PATRIMONIUM SOCIETY is to review,


    examinate and evaluate compliance issues concerns about information
    regarding clients profession or source of income in connection with real estate
    transactions, securities and bank accounts, complying obligations under the
    Law and to be sure that procedures within the company are being followed in
    order to collect all the necessary information that shall allow to grant security to
    our clients and at the same time to the company that we are not performing
    ilegal activities, otherwise we could commit a crime being trustee 1 (fiduciary)2
    because the new law, (Anti-money laundering, AML) also place new obligations
    on non-financial intermediaries,

    RESPONSABILITIES OF THE POSSITION

    1. Verify the identity of our clients and users, if necessary give the required
    notices to the authorities like the Ministry of Finance and Public Credit.
    2. Compile all the doccuments needed for the financial operation, and be
    sure that they are legal.
    3. Identifies potential areas of compliance vulnerability and risk, prevent
    and deter the commission of offences under the Proceeds of Crime and
    Money Laundering Prevention Act.3
    4. Supervise and verificate contracts, verifying the clauses protecting our
    client and the heritage.
    5. Helping set up trusts under the terms of law and assuming the power and
    duties of the trustee, securing the receivables
    6. Develops and periodically reviews and updates

    1 Artculo 400 Bis, Cdigo Penal Federal


    2 Ley de Instituciones de Crdito (art. 115)
    3 Artculo 72, Ley Federal para la Prevencin e Identificacin de
    Operaciones con Recursos de Procedencia Ilcita.

    Daniella Rivera Padilla

    You might also like