Power of Integrity Paper
Power of Integrity Paper
Power of Integrity Paper
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Recently, I read the book Choosing Ethical Excellence, written by Alan V. Funk. Funk is
a former Special Agent with the FBI, where he specialized in major white-collar crime
investigations. He is the former National Director of Fraud Investigative Services for one of the
largest CPA firms in the world. He continues to investigate and to serve as an expert in matters
relating to fraud, bankruptcy, accounting, and finance. In his book, he discusses:
what constitutes ethical behavior and explores [the] process involved in any persons
quest to consistently behave according to the highest of ethical standards. . . The
processes are identified as choices that move a person beyond mere compliance with the
ethical requirements. . . the law and. . . special rules. Choices for ethical excellence
involve a high level of competence and diligence, and an abiding regard for the truth.
(2006, book jacket)
Ethics sounded to me a lot like integrity to me, so I went to the Merriam-Webster
Dictionary to compare their definitions. Ethics is defined as: (1) a discipline dealing with good
and evil and with moral duty; (2) moral principles and practice. The definition for integrity is:
(1) adherence to a code of values: incorruptibility; (2) soundness; (3) completeness (Mish, 2004).
After studying the definitions, I have come to the conclusion before there can be ethics there
must be integrity. Integrity is the foundation of moral principles, which can depend on culture,
location, and family up-bringing.
There seems to be more focus in our news on unethical behaviors from around the world,
and particularly in our nations business, sports, and even our nations legal system starting with
the police all the way up to the Supreme Court. Such a broad array of information is difficult to
analyze. However, there is one segment of our legal system that lends itself well to analysis and
that is lawyers. When lawyers are caught in unethical behaviors, they are, for the most part,
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silently dealt with away from the public eye, so most do not have to face disgrace from anyone
except their peers. I believe there is a correlation between the development of personal integrity
while growing up and the ethical behavior of a lawyer.
Lawrence S. Krieger, full-time faculty member at Florida State Universitys College of
Law, argues (1) that satisfaction and professional behavior are inseparable and manifestations of
a well-integrated and well-motivated person; and (2) that depression and unprofessional behavior
among law students and lawyers typically proceed from a loss of integrity a disconnection
from intrinsic values and motivations, personal and cultural beliefs, conscience, or other defining
parts of their personality and humanity. He suggests a better way to teach professionalism to
law students and lawyers is to make it more relevant by showing that life experiences are
enhanced on many levels by acknowledging their cultural values and integrity to model the
wise, compassionate lawyer-statesperson (2005, p. 426).
When teaching, Krieger does something few other professors have the courage to do. He
starts out by telling his students the truth about the dismal results from surveys on attorneys
mental health and career satisfaction. Krieger tells them about the outrageously low standards of
behavior often encountered among attorneys and judges out in the real world they are preparing
to enter (2006, p. 426). With permission, Krieger, uses the journals of student peers enrolled in
clinical litigation programs and his own experiences in litigation. He tells them about the
manipulative, abusive, egotistical, and often plainly dishonest actions of members of our
profession. The students are shocked when they see data summaries showing lawyers to have
the highest incidence of depression of any occupation in the United States. A lawyer is 15 times
more likely to suffer some form of emotional distress than the general population (Krieger, 2006,
p. 427).
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This eye-opening experience lays the ground work for future discussions in Kriegers
classes for the positive side of the topic which focuses on values and motivating factors for most
people. He recognizes that certain common motivators promote professional behavior, while
others undermine it. There is a perception among most people, scholars, and the bar association
included, that values like money, power and uncompromising drive to win are displacing values
like integrity, decency, and mutuality among many lawyers (Krieger, 2006, p. 427).
Krieger goes on to state, values and motivations which promote professionalism are
shown to correlate with the attorneys well-being and life satisfaction. Those that undermine or
dissuade from professionalism have been shown to empirically correlate with distress and
dissatisfaction. He stresses that conclusions are supported by both recent empirical studies and
classical humanistic theory describing psychological health and maturity (2006, p. 427).
Not all agree with Kriegers philosophy as can be read in an article by Tim Dare,
Philosophical Legal Ethics and Personal Integrity. Dare is an Associate Professor at the
University of Auckland, Barrister and Solicitor to the High Court of New Zealand, lecturer in
Philosophy and Law, and author . In his paper, Dare compares three different writings on the
influence of personal integrity on the ethical behavior of lawyers: The Counsel of Rogues? : A
Defence of the Standard Conception of the Lawyers Role, Dare, T. (2009); A Modern Legal
Ethics: Adversary Advocacy in a Democratic Age, Markovits, D. (2008); and If Philosophical
Legal Ethics is the Answer, What is the Question? Woolley, A. (2010) University of Toronto Law
Journal 60(4).
Woolley, professor and Associate Dean over academics at the University of Calgarys
Law School and author, believes there has been too much focus on the ethical experiences of a
lawyers life and not very much on what the role of a lawyer should be in a free and democratic
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society (2008, p. 987). Dare believes Woolley sets the stage for his book, The Counsel of
Rogues? with her portrayal of philosophical legal ethics as following a methodological
structure based on four questions:
1.
2.
morality?
3.
Given that relationship, can what lawyers do be morally justified?
4.
Or should what lawyers do be changed? (Wooley, 2010, p. 983)
Dare considers his book to be a more obvious descendant of that line of inquiry than is
Markovits book (2010, p. 1022). Markovits is Guido Calabresi Professor at Yale School of Law
works in the philosophical foundations of private law, moral and political philosophy, and
behavioral economics. Dare believes Markovits main argument in A Modern Legal Ethics is the
central problem of legal ethics is the personal integrity of lawyers. Dare suggests Markovits, as
part of the dominant legal ethics literature, is asking the wrong question as indicated by Wooleys
title (2010, p. 1022-1023).
Wooley and Dare, seem more closely aligned with the philosophy that ethics are derived
by the importance of the lawyers role in society. Dare explains the latter philosophy as securing
personal integrity by mediated appeal to institutional justifications (2010, p. 1023). In other
words, an attorneys actions are justified by their role in society and not by any inner governing
power. If a lawyer re-describes his professional activities through terms of virtue, then he can
justify his choices and actions in a right form. By recasting his professional activities he can
turn a vice into a virtue that he can endorse with honor. Dare points out that the professional
ethics of the law, invite an attorney to lie, cheat, and betray their own senses of truth and justice,
while at the same time offering the virtue of negative capability. In order to come to terms with
the adversarial role a lawyer usually assumes, in order to perform the ethical rules of conduct
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governing him, he must close his eyes to his own personal integrity. He must fully represent his
client in spite of his own beliefs (2010, p. 1025).
On the other hand, Markovits believes that adversarial lawyering is fatal to integrity due
to its genetic structure which requires a lawyer to lie and cheat. He says, Although positive laws
of professional practice might seek to offset these vices, such laws are narrow, technical, and
contingent and cannot cancel out the broad and organic rules that establish the necessary
foundations of adversary lawyering (2008, p. 4). Wooley believes that philosophical or
theoretical responses to this problem have tended to focus on the plausibility and power of
institutional-level justifications or excuses (2010, p. 1000). Markovits responds to this by
suggesting there is a distinction between two fundamentally different forms of moral
argument. The first is impartial and concerns an individuals duties to others. It is built on the
premise that all individuals have equal moral value. The second is known as the first-personal,
which emphasizes the special relationship of authorship that a person has to her own actions
and life plans (2008, p. 9). Institutional-level justifications are in the first group and thereby
cannot secure personal integrity. It is the institutional-level justifications and the betrayal of the
individuals personal integrity which leads to the distress and dissatisfaction felt by so many
attorneys (Dare, 2010, p. 1025).
Kriegers educational approach is more in line with Markovits philosophy. From the
beginning, he teaches his students that professionalism is a combination of developed legal skills
and various personal virtues that are usually sought in lawyers: (B)road vision/wisdom,
integrity and honesty, compassion, respect for others and for differences, unselfishness, the
desire to serve others and ones community, self-confidence, individualism, and a real
commitment to justice. Abraham Maslow, a psychology professor at Brandeis University,
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Brooklyn College, and Columbia, is best known for his hierarchy of needs. Kriegers students are
familiar with Maslow from their basic psychology course, so he is able to show them the
parallels the psychologist drew between life satisfaction and personal behavior (2005, p. 427).
Maslow defined human needs into two categories: (1) lower and (2) higher. He observed
that motivations toward the different levels of need produces markedly different levels of life
satisfaction. In the lower level needs, he included survival, security, belonging, competence,
and respect from others. He suggests people who focus on this level of needs are operating from
a deficiency motivation, which suggests a strong drive to fulfill these basic needs. Deficiency
comes from fixation one a need which can start from a deprivation as a child or be a regressive
state as an adult caused by current circumstances. A deficiency motivation leads to a minimal
level of life satisfaction with moments of episodic relief (1970, p. 57). By contrast, people
who are motivated by the higher needs of self-esteem and self-actualization, experience growth
motivation. They are seeking the highest levels of personal development and self-expression.
The quality of their motivation leads to an entirely different experience in life, marked by
persistent satisfaction and fulfillment. Maslow identified these individuals to be peaceful,
unworried, accepting, and to experience a constant sense of gratitude, satisfaction, overflowing
abundance and fresh appreciation for life (Krieger, 2005, p. 428). It is no wonder they
experience exceptional levels of fun, joy, and love in their lives (Maslow, 1968, p. 209).
The fulfillment of growth motivation is considered by Maslow to be a sign of
psychological maturity. This maturity increases the level of professionalism to an exemplary
level through the development of these character traits: self-governance, individuality, universal,
and holistic thinking, superior awareness of truth, undistorted perception of reality, a highly
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democratic personality, orientation to serve, and desire for the good of others. He considers this
level of maturity to produce the most ethical people (1970, p. 153-172).
Maslow describes the deficiency motivation as keeping people narrowly focused on
looking good, winning, or gaining money or prestige to fulfill their lower needs of security,
belonging and gaining respect. This generally leads to a dependence on influencing other people
and obtaining limited resources from their environment. People operating at this leve, feel
pressured to satisfy these needs so they can find episodic relief in their lives. It is his contention,
individuals experiencing deficiency motivation are unlikely to demonstrate the same level of
ethics and morality as people who a more psychologically mature and are more likely to use
manipulative, abusive or deceptive behaviors in order to meet their needs (Krieger, 2005, p.
428-429).
Maslow is not the only one to have identified these motivations. Modern psychologists
recognize them as intrinsic or extrinsic motivations. When an individual is intrinsically
motivated, they generally enjoy being self-directed which enhances their life purpose. By
contrast, extrinsically motivated people are looking for external rewards (e.g. money, grades, and
honors), avoiding guilt or fear, or by pleasing/impressing others. Higher humanistic needs and
intrinsic values share the need for personal growth and interpersonal focus which directs a person
towards self-understanding, close relationships with others, pro-social/helping outcomes, and
community involvement. Todays extrinsic values share the same need for the environmentdependent focus of Maslows lower hierarchy. The individuals self-worth is contingent on their
external environment with an orientation towards external rewards such as money, luxuries,
influence, and appearance (Krieger, 2005, p. 429). Maslow noted that values provided from
external sources have proven to be failures (1968, p. 206).
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which then produces a sense of obligation to perform consistently with those principles and a
sense of responsibility for their actions. This relationship makes it difficult to explain
inconsistent conduct and there is less perceived flexibility to pursue unprincipled alternatives
(2008, p. 324).
In 2007, Barry R. Schlenker created the Integrity Scale to measure a persons
commitment level. This 18-item scale looks at the strength of a persons claim of being
principled as opposed to expedient. It also assess their inherent value of principled conduct, their
steadfast commitment to principles despite costs or temptations, and their unwillingness to
rationalize violations of principles. While the scale refers truthfulness, lying and cheating, which
are inherent to the definitions of integrity, the participants are on their own to define principles
and right versus wrong. Schlenker notes that a persons level of integrity is also accurately
perceived by their friends. There are significant correlations between the respondents own
scores and their friends appraisals of their integrity. The findings suggest that higher scorers
prefer to interact with individuals of high integrity. Those who scored higher, exhibited a
stronger commitment to principles and a great aversion to compromising their principles for
profits. It is worth noting that virtually no one claims to be unprincipled. Those who scored
lower show more of a balance between principles and expediency (Schlenker, Weigold, &
Schlenker, 2008, p. 325-326).
Krieger contends the intrinsic values and motivations (Principled) which promote
happiness are also very likely to produce professional behavior while extrinsic values lead to the
loss of lawyer professionalism. Using the example of an attorney who strongly values
community betterment and seeks to improve her relatedness to others. Krieger says she will
create a much more positive effect in her practice of law versus an attorney who is just in it for
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the money or is seeking to impress others with case outcomes, appearance, or acquisitions.
Similarly, one who is genuinely seeking personal improvement will put much more thought into
her treatment of others and the effect she has on them, while someone whose sole concern is the
win or the money is more likely to enter into unethical behaviors to gain her desired results.
Krieger points out a person who genuinely enjoys their works will produce a better work product
and be consistently happy at work. Their influence will create a more positive effect on
everyone with whom they come in contact. On the other hand, the attorney who is only in it for
the money or to impress others will experience more frustration, be less effective and much less
pleasant to work with or against (Krieger, 2005, p. 429-430).
Another point Krieger makes with his students is his blunt comparison to two types of
lawyers. He stresses the truly professional lawyer has competent legal skills and feels a strong
connection to others in her community because she respects them and is respected by them. She
experiences authenticity and integrity due to her loyalty to her deepest values. She feels good
about herself for these same reasons. On the other side of the coin, the lawyer who is selfish,
greedy, dishonest or overzealous may keep her livelihood and technical competence, but will
suffer in her well-being as the rest of her fundamental needs go unfulfilled. Those in her
community will not respect her. She will not feel good about herself. With loss of conscience,
intrinsic valuing, and integrity (all aspects of personal authenticity) she will suffer distress. With
these disconnections from her inner self and others, she feels stripped of the meaning of life and
work leaving a vacuum of emptiness that is often filled with more work, more money, more
alcohol or food, or other addictive behaviors (2005, p. 429-430).
There is a preponderance of evidence suggesting personal integrity is an important
characteristic and influences almost every area of a persons life. Maslow shows a correlation
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between the degrees of integrity a person lives by and the joy, happiness and satisfaction they
feel in their life (1968, 1970) Krieger demonstrates the correlation between Maslows work and
lawyers. Lawyers experience a considerably higher incident of emotional distress than the
general populations (2005, p. 425-442). Markovits sees integrity as the core of the problem
within legal ethics (2008). Schlenker, Weigold and Schlenker see integrity as the gravitational
pull determining who people interact with and the way individuals live their lives (2008, p. 323355). Then Krieger shows how integrity affects the individual lawyer and their practice of the
law (2005, p. 425-442).
I find it interesting that Dare and Woolley, who are recognized in the legal field for their
writings, are not from the United States of America (New Zealand and Canada, respectively).
Both hold the same point of view: the end justifies the means. I wonder if this is a prevalent
attitude to ethics in their countries or the world. Their view discounts that a persons integrity is
important. It seems to be a pattern indicative of the distress and dissatisfaction felt by many
attorneys. Placing the lawyers role in society higher than their personal character and values, in
order to justify their actions, is contrary to the long held belief that personal integrity is more
important than anything else.
Polonius admonition to Laertes This above all: to thine own self be true, and it must
follow, as the night the day. Thou canst not then be false to any man has long been the standard
taught to Americans (Shakespeare, 1905, 70). As the American culture is changing from
principled to expedient some professionals, such as lawyers, are also trying to adopt more selfinterested ethics. I believe this is a significant error due to its destructive effects on the
professionalism of lawyers and enhancement of the scoundrel and unethical view many have of
attorneys.
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References
Dare, T. (2010). Philosophical, legal ethics and personal integrity. University of Toronto Law
Journal, 60(4), 1021-1030.
Dare, T. (2009). The Counsel of Rogues?: A Defence of the Standard Conception of the Lawyers
Role. Surrey, United Kingdom: Ashgate Publishing Limited
Funk, A.V. (2006), Choosing Ethical Excellence. Salt Lake City, UT: Promontory Publishing
Krieger, L. S. (2005). The inseparability of professionalism and personal satisfaction:
perspectives on values, integrity and happiness. Clinical Law Review, 11(2), 425-445.
Markovits, D. (2008). A Modern Legal Ethics: Adversary Advocacy in a Democratic Age.
Princeton, NJ: Princeton University Press
Maslow, A. (1968). Toward a Psychology of Being. New York City, NY: Van Nostrand Reinhold
Co.
Maslow, A. (1970). Motivation and Personality. New York City, NY: Harper
Mish, F. C. (Ed), Merriam-Webster Dictionary, 2004. Springfield, MA: Merriam-Webster,
Incorporated.
Schlenker, B. R., Weigold, M. F. & Schlenker, K. A. (2008). What makes a hero? The impact of
integrity on admiration and interpersonal judgement. Journal of Personality 76(2), 323355
Shakespeare, W. (1905), Hamlet. Philadelphia, PA: Westcott & Thompson, Electrotypers
Woolley, A. (2010). If philosophical legal ethics is the answer, what is the question? University
of Toronto Law Journal 60(4), 983-1001.