Control Description

Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing
Pricing

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EBS Email Review

Backdated Trade Pricing - APAC and NY
Daily SunSuper Pricing
Price Variance Review - APAC
Missing Price Review - APAC
Stale Price Review - APAC
Manual FX Rates
FX Rates Variance and Stale Review
P-Note Check
Price Variance Review - MENA
Missing Price Review - MENA
Stale Price Review - MENA
Identify New EMD Securities
Price Variance Review - NY
Missing Price Review - NY
Stale Price Review - NY
Price Variance Report (All Regions) - Mgr Review
Missing Price Report (All Regions) - Mgr Review
Stale Price Report (All Regions) - Mgr Review
EOD Missing Pricing Check (45 Days) - APAC & NY
P-Note Check
Identify New EMD Securities - EOD
New Security Setup - Pricing
New Security Setup - Underlying Security Pricing
Price New Corp Action Securities
40 Act Lazard Fund Review
AI - FOF Security Pricing
Ad Hoc Manual Price Updates
Prior Month Price Updates - Books Open
Price Overrides Input & Mgr Notification
Update OSA Groups and Locations for New Accounts
Thai Security Pricing
EMD Universe Review

Pricing/ UK Bid Compare

Pricing / ADR GDR Pricing Compare
Pricing / Month End Mellon Pricing
Pricing / Month End PFPC Pricing
Mgmt
Mgmt
Mgmt
Mgmt
Mgmt

Oversight
Oversight
Oversight
Oversight
Oversight

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Client Inquiry Responses

Cycle on Hold
Issue/Error Reporting
Remove/Modify Access Term/Tfrd Users
Complete Daily Metrics Log - Pricing

Mgmt Oversight/ Review Documents for Proper Labelling

Limited Access

Thursday, July 17, 2014

Start Time
8:24:00 AM
8:54:00 AM
9:47:00 AM
10:34:00 AM
10:59:00 AM
11:29:00 AM
11:16:00 AM
12:25:00 PM
4:36:00 PM
N/A
N/A
N/A
N/A
7:12:00 PM
7:39:00 PM
8:02:00 PM
8:30:00 PM
8:30:00 PM
8:30:00 PM
6:07:00 PM
7:20:00 PM
7:33:00 PM
5:11:00 PM
5:28:00 PM
3:10:00 PM
7:07:00 PM
2:19:00 PM
3:46:00 PM
1:45:00 PM
6:22:00 PM
6:41:00 PM
N/A
N/A
N/A
N/A
N/A
N/A
6:51:00 PM
6:58:00 PM
6:38:00 PM
6:42:00 PM
N/A

Mgmt Oversight / Monthly Procedure Review

Estimated Time Frame For Each Day

Limited Access

N/A

Thursday, July 17, 2014

End Time
Duration
8:44:00 AM
0:20:00
9:19:00 AM
0:25:00
10:02:00 AM
0:15:00
10:52:00 AM
0:18:00
11:21:00 AM
0:22:00
11:53:00 AM
0:24:00
12:11:00 PM
0:55:00
12:54:00 PM
0:29:00
4:51:00 PM
0:15:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
7:29:00 PM
0:17:00
7:58:00 PM
0:19:00
8:28:00 PM
0:26:00
N/A
0:00:00
N/A
0:00:00
N/A
0:00:00
6:21:00 PM
0:14:00
7:28:00 PM
0:08:00
7:41:00 PM
0:08:00
5:34:00 PM
0:23:00
5:38:00 PM
0:10:00
3:41:00 PM
0:31:00
7:16:00 PM
0:09:00
2:49:00 PM
0:30:00
3:59:00 PM
0:13:00
2:07:00 PM
0:22:00
6:30:00 PM
0:08:00
6:55:00 PM
0:14:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
6:57:00 PM
0:06:00
7:02:00 PM
0:04:00
6:41:00 PM
0:03:00
6:44:00 PM
0:02:00
N/A

N/A

Friday, July 18, 2014

Start Time End Time
Duration
8:27:00 AM
8:51:00 AM
0:24:00
8:59:00 AM
9:24:00 AM
0:25:00
9:52:00 AM 10:09:00 AM
0:17:00
10:28:00 AM 10:59:00 AM
0:31:00
11:09:00 AM 11:21:00 AM
0:12:00
11:27:00 AM 11:48:00 AM
0:21:00
11:21:00 AM 12:12:00 PM
0:51:00
12:29:00 PM 12:51:00 PM
0:22:00
4:31:00 PM
4:56:00 PM
0:25:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
4:05:00 PM
4:18:00 PM
0:13:00
7:18:00 PM
7:27:00 PM
0:09:00
7:42:00 PM
7:54:00 PM
0:12:00
8:09:00 PM
8:25:00 PM
0:16:00
8:28:00 PM N/A
0:00:00
8:28:00 PM N/A
0:00:00
8:28:00 PM N/A
0:00:00
6:12:00 PM
6:24:00 PM
0:12:00
7:11:00 PM
7:20:00 PM
0:09:00
7:25:00 PM
7:35:00 PM
0:10:00
5:01:00 PM
5:40:00 PM
0:39:00
5:35:00 PM
5:41:00 PM
0:06:00
3:10:00 PM
3:21:00 PM
0:11:00
7:01:00 PM
7:05:00 PM
0:04:00
2:02:00 PM
2:23:00 PM
0:21:00
5:36:00 PM
5:57:00 PM
0:21:00
6:00:00 PM
6:06:00 PM
0:06:00
6:08:00 PM
6:10:00 PM
0:02:00
4:01:00 PM
4:19:00 PM
0:18:00
2:11:00 PM
3:19:00 PM
1:08:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
6:42:00 PM
6:46:00 PM
0:04:00
6:45:00 PM
6:49:00 PM
0:04:00
6:31:00 PM
6:41:00 PM
0:10:00
6:36:00 PM
6:42:00 PM
0:06:00
N/A

N/A

Limited Access

N/A

Monday, July 21, 2014

Start Time
8:39:00 AM
9:01:00 AM
9:45:00 AM
10:38:00 AM
11:09:00 AM
11:27:00 AM
11:15:00 AM
12:21:00 PM
4:45:00 PM
N/A
N/A
N/A
4:09:00 PM
6:52:00 PM
7:23:00 PM
8:03:00 PM
8:25:00 PM
8:25:00 PM
8:25:00 PM
6:21:00 PM
7:01:00 PM
7:05:00 PM
5:09:00 PM
5:39:00 PM
3:19:00 PM
6:48:00 PM
4:46:00 PM
5:30:00 PM
6:04:00 PM
6:12:00 PM
5:11:00 PM
N/A
N/A
N/A
N/A
N/A
N/A
6:21:00 PM
6:25:00 PM
6:31:00 PM
6:35:00 PM
12:18:00 PM
N/A

N/A

N/A

N/A

N/A

8:10:00

N/A

8:49:00

Limited Access

N/A

Monday, July 21, 2014

End Time
Duration
8:59:00 AM
0:20:00
9:21:00 AM
0:20:00
10:01:00 AM
0:16:00
11:05:00 AM
0:27:00
11:29:00 AM
0:20:00
11:45:00 AM
0:18:00
12:13:00 PM
0:58:00
12:55:00 PM
0:34:00
4:59:00 PM
0:14:00
N/A
N/A
N/A
N/A
N/A
N/A
4:29:00 PM
0:20:00
7:15:00 PM
0:23:00
7:51:00 PM
0:28:00
8:21:00 PM
0:18:00
N/A
0:00:00
N/A
0:00:00
N/A
0:00:00
6:31:00 PM
0:10:00
7:07:00 PM
0:06:00
7:14:00 PM
0:09:00
5:47:00 PM
0:38:00
5:44:00 PM
0:05:00
3:31:00 PM
0:12:00
6:57:00 PM
0:09:00
4:52:00 PM
0:06:00
5:51:00 PM
0:21:00
6:07:00 PM
0:03:00
6:19:00 PM
0:07:00
5:19:00 PM
0:08:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
6:24:00 PM
0:03:00
6:28:00 PM
0:03:00
6:34:00 PM
0:03:00
6:39:00 PM
0:04:00
12:49:00 PM
0:31:00
N/A
N/A

Tuesday, July 22, 2014

Start Time End Time
Duration
8:41:00 AM
9:09:00 AM
0:28:00
9:12:00 AM
9:27:00 AM
0:15:00
9:58:00 AM 10:15:00 AM
0:17:00
10:41:00 AM 11:09:00 AM
0:28:00
11:22:00 AM 11:43:00 AM
0:21:00
11:39:00 AM 11:57:00 AM
0:18:00
11:18:00 AM 12:10:00 PM
0:52:00
12:25:00 PM 12:49:00 PM
0:24:00
4:18:00 PM
4:29:00 PM
0:11:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
4:06:00 PM
4:26:00 PM
0:20:00
6:58:00 PM
7:22:00 PM
0:24:00
7:19:00 PM
7:42:00 PM
0:23:00
8:01:00 PM
8:25:00 PM
0:24:00
8:28:00 PM N/A
0:00:00
8:28:00 PM N/A
0:00:00
8:28:00 PM N/A
0:00:00
6:48:00 PM
6:57:00 PM
0:09:00
7:04:00 PM
7:12:00 PM
0:08:00
7:03:00 PM
7:17:00 PM
0:14:00
5:15:00 PM
5:42:00 PM
0:27:00
5:39:00 PM
5:46:00 PM
0:07:00
4:29:00 PM
4:39:00 PM
0:10:00
6:52:00 PM
6:59:00 PM
0:07:00
2:16:00 PM
2:59:00 PM
0:43:00
5:21:00 PM
5:59:00 PM
0:38:00
3:10:00 PM
3:21:00 PM
0:11:00
6:09:00 PM
6:13:00 PM
0:04:00
6:21:00 PM
6:25:00 PM
0:04:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
6:28:00 PM
6:32:00 PM
0:04:00
6:34:00 PM
6:38:00 PM
0:04:00
6:41:00 PM
6:45:00 PM
0:04:00
6:47:00 PM
6:47:00 PM
0:00:00

Wednesday, July 23, 2014

Start Time
8:40:00 AM
9:07:00 AM
10:11:00 AM
10:35:00 AM
11:28:00 AM
11:40:00 AM
11:21:00 AM
12:20:00 PM
4:11:00 PM
N/A
N/A
N/A
4:14:00 PM
7:25:00 PM
7:45:00 PM
8:06:00 PM
8:30:00 PM
8:30:00 PM
8:30:00 PM
7:06:00 PM
7:12:00 PM
7:18:00 PM
5:23:00 PM
5:51:00 PM
3:33:00 PM
7:52:00 PM
2:58:00 PM
5:45:00 PM
3:19:00 PM
6:14:00 PM
6:31:00 PM
N/A
N/A
N/A
N/A
N/A
N/A
6:25:00 PM
6:33:00 PM
6:40:00 PM
6:48:00 PM

N/A

N/A

N/A

Limited Access

N/A

N/A

N/A

N/A

N/A

8:14:00

N/A

8:19:00

Limited Access

N/A

Wednesday, July 23, 2014

End Time
Duration
9:04:00 AM
0:24:00
9:22:00 AM
0:15:00
10:23:00 AM
0:12:00
11:02:00 AM
0:27:00
11:45:00 AM
0:17:00
11:56:00 AM
0:16:00
12:13:00 PM
0:52:00
12:52:00 PM
0:32:00
4:24:00 PM
0:13:00
N/A
N/A
N/A
N/A
N/A
N/A
4:27:00 PM
0:13:00
7:52:00 PM
0:27:00
8:05:00 PM
0:20:00
8:28:00 PM
0:22:00
N/A
0:00:00
N/A
0:00:00
N/A
0:00:00
7:15:00 PM
0:09:00
7:21:00 PM
0:09:00
7:29:00 PM
0:11:00
5:55:00 PM
0:32:00
5:59:00 PM
0:08:00
3:54:00 PM
0:21:00
7:58:00 PM
0:06:00
3:26:00 PM
0:28:00
6:04:00 PM
0:19:00
3:26:00 PM
0:07:00
6:19:00 PM
0:05:00
6:42:00 PM
0:11:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
6:31:00 PM
0:06:00
6:37:00 PM
0:04:00
6:44:00 PM
0:04:00
6:49:00 PM
0:01:00
N/A

N/A

Thursday, July 24, 2014

Start Time End Time
Duration
8:51:00 AM
9:09:00 AM
0:18:00
9:11:00 AM
9:26:00 AM
0:15:00
10:18:00 AM 10:29:00 AM
0:11:00
10:52:00 AM 11:13:00 AM
0:21:00
11:27:00 AM 11:42:00 AM
0:15:00
11:40:00 AM 11:57:00 AM
0:17:00
11:17:00 AM 12:10:00 PM
0:53:00
12:18:00 PM 12:55:00 PM
0:37:00
4:05:00 PM
4:26:00 PM
0:21:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
4:15:00 PM
4:29:00 PM
0:14:00
7:15:00 PM
7:47:00 PM
0:32:00
7:40:00 PM
8:09:00 PM
0:29:00
8:01:00 PM
8:25:00 PM
0:24:00
8:27:00 PM N/A
0:00:00
8:27:00 PM N/A
0:00:00
8:27:00 PM N/A
0:00:00
6:55:00 PM
7:05:00 PM
0:10:00
7:02:00 PM
7:19:00 PM
0:17:00
7:08:00 PM
7:24:00 PM
0:16:00
5:15:00 PM
5:51:00 PM
0:36:00
5:50:00 PM
5:57:00 PM
0:07:00
3:49:00 PM
4:14:00 PM
0:25:00
7:55:00 PM
8:09:00 PM
0:14:00
3:18:00 PM
3:35:00 PM
0:17:00
5:52:00 PM
6:18:00 PM
0:26:00
3:41:00 PM
3:49:00 PM
0:08:00
6:17:00 PM
6:21:00 PM
0:04:00
6:39:00 PM
6:44:00 PM
0:05:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
6:21:00 PM
6:29:00 PM
0:08:00
6:31:00 PM
6:38:00 PM
0:07:00
6:42:00 PM
6:49:00 PM
0:07:00
6:50:00 PM
6:51:00 PM
0:01:00

Friday, July 25, 2014

Start Time
8:39:00 AM
9:03:00 AM
10:11:00 AM
10:43:00 AM
11:15:00 AM
11:31:00 AM
11:19:00 AM
12:23:00 PM
4:03:00 PM
N/A
N/A
N/A
4:07:00 PM
7:01:00 PM
7:21:00 PM
7:51:00 PM
8:24:00 PM
8:24:00 PM
8:24:00 PM
6:44:00 PM
6:55:00 PM
7:01:00 PM
5:21:00 PM
5:52:00 PM
4:39:00 PM
7:35:00 PM
3:21:00 PM
5:48:00 PM
3:45:00 PM
6:15:00 PM
5:39:00 PM
1:39:00 PM
6:09:00 PM
N/A
N/A
N/A
N/A
6:31:00 PM
6:34:00 PM
6:40:00 PM
6:44:00 PM

N/A

N/A

N/A

Limited Access

N/A

N/A

N/A

N/A

N/A

7:51:00

N/A

8:35:00

Limited Access

N/A

Friday, July 25, 2014

End Time
Duration
9:02:00 AM
0:23:00
9:24:00 AM
0:21:00
10:24:00 AM
0:13:00
11:09:00 AM
0:26:00
11:37:00 AM
0:22:00
11:54:00 AM
0:23:00
12:14:00 PM
0:55:00
12:51:00 PM
0:28:00
4:20:00 PM
0:17:00
N/A
N/A
N/A
N/A
N/A
N/A
4:27:00 PM
0:20:00
7:39:00 PM
0:38:00
8:01:00 PM
0:40:00
8:21:00 PM
0:30:00
N/A
0:00:00
N/A
0:00:00
N/A
0:00:00
6:53:00 PM
0:09:00
7:11:00 PM
0:16:00
7:22:00 PM
0:21:00
5:54:00 PM
0:33:00
5:58:00 PM
0:06:00
4:55:00 PM
0:16:00
7:51:00 PM
0:16:00
3:51:00 PM
0:30:00
6:11:00 PM
0:23:00
3:52:00 PM
0:07:00
6:20:00 PM
0:05:00
5:48:00 PM
0:09:00
1:58:00 PM
0:19:00
6:48:00 PM
0:39:00
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
6:35:00 PM
0:04:00
6:38:00 PM
0:04:00
6:43:00 PM
0:03:00
6:44:00 PM
0:00:00
N/A

N/A

Limited Access

N/A

N/A

###

Limited Access