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Unit 3 Band Theory

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Bloch Functions

Felix Bloch showed that the actual


solutions to the Schrödinger equation for
electrons in a periodic potential must have
the special form:

  i ( k r )
 k ( r )  uk ( r )e
where u has the period of the lattice, that
is
  
uk ( r )  uk ( r  T )
Bloch Functions

  i ( k r )
 k ( r )  uk ( r )e
The single electron wavefunction shown
above is called a Bloch function and may
be decomposed into a sum of traveling
waves. These functions may be
assembled into wave packets to represent
electrons that propagate freely through the
ion core potential field.
Kronig-Penney Model

V(x)

V0

II I III
(a+b) b 0 a a+b x

The wave equation can be solved when the potential is


simple... such as a periodic square well.
Kronig-Penney Model

 2 d 2
 2
 V ( x)  E
2m dx
Region I - where 0 < x < a and V = 0
The eigenfunction is a linear combination of plane waves
traveling both left and right:

  Ae  Beikx  ikx

The energy eignevalue is:


2 2
 k
E
2m
Kronig-Penney Model

 2 d 2
 2
 V ( x)  E
2m dx
Region II - where b < x < 0 and V = V0
Within the barrier, the eigenfunction looks like this
x  x
  Ce  De
and
 2 2
E  V0 
2m
Kronig-Penney Model

U(x)

U0

II I III
(a+b) b 0 a a+b x

To satisfy Mr. Bloch, the solution in region III


must also be related to the solution in region II.

 III   II e iq ( a  b )
Kronig-Penney Model
A,B,C, and D are chosen so that both the wavefunction
and its derivative with respect to x are continuous at
the x = 0 and a.
At x = 0...
A B  C  D
ik ( A  B )   (C  D )
At x = a...
 III   II e iq ( a  b )

 ika b  b iq ( a  b )
Ae ika
 Be  (Ce  De )e
ik  Ae ika
 Be  ika
    Ce  b
 De b
e iq ( a  b )
Kronig-Penney Model
k2 2
sinh  b sin ka  cosh  b cos ka  cos q(a  b)
2 k

 2ba P
let P  sin ka  cos ka  cos qa
2 ka

P 3
sin ka  cos ka for P  
ka 2

ka

ka
0  2 3

Gaps occur at k values that are multiples of
a
n
k Brillouin zones
a
Kronig-Penney Model  Plot of energy versus
Wave number for the
Kronig-Penney Potential,
 with P = 3/2.

ka
ka
 0 
0  2 3

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