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Integrated Denoising and Unwrapping of Insar Phase Based On Markov Random Fields

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IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING 1
Integrated Denoising and Unwrapping of InSAR
Phase Based on Markov Random Fields
Runpu Chen, Weidong Yu, Member, IEEE, Robert Wang, Senior Member, IEEE, Gang Liu, and Yunfeng Shao
AbstractIn the traditional processing ow of interferometric
synthetic aperture radar (SAR) technique, the processing of phase
is conducted via two separated and successive steps, i.e., phase
denoising and phase unwrapping. That is to say, rst, wrapped
phases without noise are generated, and then, the true phases with-
out 2-ambiguities are reconstructed (here and in the rest of this
paper, true phase refers to the information-induced unwrapped
phase without noise). Such separated steps will inevitably bring in
extra estimation error because each step has necessary approxima-
tions and presumptions which do not always hold. On the contrary,
in this paper, we treat phase denoising and unwrapping as a single
problem of true phase recovery from observed ones. Following
this methodology, an integrated phase denoising and unwrapping
algorithm based upon Markov random elds (MRFs) is proposed.
Taking a priori knowledge of interferometric phases into account,
MRF is used to model the relationship between the elements in
the random variable set including both true phases and their
observations. After the model is built up, the energy function of
this MRF is dened according to the local-independence property
inferred from the MRF structure and then minimized to obtain
the estimate of the true phase value. In the end of this paper,
experiments on simulated and true phase data are conducted, and
the comparison with several commonly used unwrapping methods
is proposed to verify the efciency of the proposed MRF algorithm.
Index TermsImage restoration, interferometric synthetic
aperture radar (SAR) (InSAR), Markov random elds (MRFs),
phase denoising, phase recovery, unwrapping.
I. INTRODUCTION
T
HE interferometric synthetic aperture radar (SAR)
(InSAR) technique is a tool for measuring the elevation
or deformation of the Earths surface. InSAR-related technique
is a big family, including InSAR, differential SAR interfer-
ometry (DInSAR) [1], permanent scatterer SAR interferometry
(PSInSAR) [2], small baseline subset (SBAS) [3], etc. Because
of the fast development of processing algorithms and applica-
tions, InSAR has been proven as an effective tool in the elds
of geosciences, mapping, and meteorology.
All InSAR-related techniques have a similar principle to
infer the useful information from interferometric phases. There-
fore, the processing of phase images is with big signicance
in their implementation. In the conventional InSAR owchart,
Manuscript received June 30, 2012; revised May 8, 2013 and June 4, 2013;
accepted June 4, 2013.
The authors are with the Department of Space Microwave Remote Sens-
ing System, Institute of Electronics, Chinese Academy of Sciences, Beijing,
China (e-mail: ywd@mail.ie.ac.cn; yuwang@mail.ie.ac.cn; liugangiecas@
gmail.com; shao-yun-feng@163.com).
Color versions of one or more of the gures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identier 10.1109/TGRS.2013.2268969
the processing of phase is carried out via two separated and
successive steps, i.e., phase denoising and unwrapping. A brief
description of these two steps is provided in the following.
InSAR makes use of two or more SAR images covering a
same scene to generate interferograms. Limited by SAR system
property and imaging geometry, the acquired interferometric
phases contain not only the information-induced terms but also
noise terms, including system thermal noise and corregistration
error. Therefore, before further processes, phase denoising is
the rst step to eliminate phase noise while preserving infor-
mation.Taking the characteristics of the interferometric phase
into consideration, there are several phase denoising approaches
[4][6] and their improvements [7][9]. The phase denoising al-
gorithms can be divided into two categories: image domain and
frequency domain algorithms. The rst category is carried out
in local windows in the image domain, and their improvements
often focus on the design of local windows, i.e., size, direction,
and the weight distribution inside the windows [7], [8]. The
second category is carried out in the frequency domain [6], and
their improvements are on the choice of parameter using some
kinds of quality maps, e.g., coherence coefcient maps [8].
Because of the periodic nature of phase, only the principal
values of phase, modulo 2, can be directly obtained from
interferograms. Therefore, the purpose of phase unwrapping
(PhU) is to recover the true phases from the directly observed
wrapped phases in the interval [, ). Since the mapping from
true phases to wrapped phases is multiple to single, no direct
analytical solution exists for its inversion, i.e., PhU problem.
Thus, only with the help of some a priori knowledge can
true phases be recovered. The PhU algorithms can be divided
into two categories: path-following and global optimization
approaches. The rst category of algorithms is based upon the
integration in the gradient eld along chosen paths [10]; hence,
they always generate 2-true estimation. The well-accepted
algorithms in this category include Goldsteins branch-cut al-
gorithm [11], quality map [12], minimum discontinuity [13],
etc. Goldsteins branch-cut algorithm [11] treats residues as the
source of error propagation. First, residues are detected and
connected with branch cuts to balance their charges. Then, the
gradient eld is integrated along the paths around the branch
cuts to keep away from residues. Following the similar method-
ology, the quality-map unwrapper [12] assumes that pixels with
high quality (e.g., interferometric coherence coefcient) are
with less probability to cause error propagation; therefore, it
uses the quality map as the indicator to track the integration
paths. Flynn developed a minimum discontinuity algorithm to
nd the solution that exactly minimizes the discontinuities in
the phase map [13]. This algorithm utilizes a tree-growing
0196-2892/$31.00 2013 IEEE
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2 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING
approach that traces paths of discontinuities in the phase, de-
tects loops, and adds multiples of 2 to the phase values en-
closed by the loops. The rst category of algorithms, although
2-true, are sensitive to the Itoh conditions which are often
violated in the 2-D case. The second category of algorithms
is based on global optimization, such as minimum Lp-norm
methods, including least square (LS) tting, minimum cost ow
(MCF) approach, etc. The LS-tting algorithm, the p = 2 case
of Lp-norm approaches, processes LS tting on the gradient
eld of absolute phase and wrapped phase [14], [15]. The
MCF algorithm, the p = 1 case of the Lp-norm method, was
proposed by Costantini [16]. In [16], the optimization problem
is solved by network programming. The MCF approach is
proved to be stable with respect to the propagation of PhU
errors from incoherent to coherent areas. What is more, al-
though the MCF algorithm needs to solve integer problems,
only when the number of pixels to be analyzed is extremely
high will the problem become intractable. In normal cases,
the computational burden is under control. However, Chen and
Zebker have proved that the p = 0 case is NP-hard; therefore,
only approximated L0 norm solutions can be achieved [17].
The second category of unwrappers usually suffers from high
computational burden, particularly when dealing with large-
scale interferograms. Moreover, the LS-tting algorithm gener-
ates errors smoothly distributed on the whole phase image while
the MCF approach, as a 2-true unwrapper, induces integer
times of 2 error on discrete points.
In recent years, as the multitemporal/multibaseline InSAR
attracted increasing interests, it is with signicance to unwrap
interferogram series to support these techniques [2], [3]. The
interferogram series unwrapping is meant to recover the un-
derlying information contained in the multitemporal/baseline
interferograms with or without the direct InSAR phase series
unwrapping. In 2004, the Least-squares AMBiguity Decorrela-
tion Adjustment (LAMDA) algorithm [18] was borrowed from
GPS technique to solve the phase ambiguity problem in PSIn-
SAR. This algorithm aims at nding the optimum estimation
under the integer constraint of phase ambiguity number. In
2011, Yu et al. developed a multibaseline PhU algorithm based
on cluster analysis [19]. This approach converts PhU into a
straight line clustering problem; hence, a fast CLUSTER analysis
(CA)-based method is applied for unwrapping interferogram
series. In 2011, the extended 3-D (2-D image plus 1-D time)
MCF algorithm was developed by Pepe et al. and applied in
SBAS technique [20]. The approach in [20] is based on the joint
analysis of the spatial and temporal relationships among a set
of interferograms in SBASs. This algorithm carries out rst the
MCF unwrapping in T B domain (the timebaseline domain)
and, then, in the image domain. Therefore, it is referred to as
a two-step (TS) algorithm. Based on the TS scheme, in 2011,
Fornaro et al. proposed a null-space approach [21] to unwrap
multitemporal InSAR stacks. Through the analysis on the null-
space matrix associated with the relationship between the phase
differences and the true phase value, the overdetermined linear
system is solved.
However, the separated two steps of denoising and unwrap-
ping will cause extra errors BECAUSE each step has inevitable
algorithm noise both in single-baseline and multibaseline
InSAR occasions. The acquisition of the interferometric phase
can be regarded as a single process of interferometric phase
observation. Therefore, separately improving the algorithms of
denoising and unwrapping will not achieve true phase recon-
struction radically because, even if the unwrapping algorithm
can generate the exact results, it cannot overcome the error
brought in by the denoising step and vice versa.
Because of the aforementioned reason, in this paper, we
treat interferometric phase denoising and unwrapping as an
integrated problem of true phase reconstruction from obser-
vation. Then, it is very similar to the restoration of image
or imagelike data for two reasons. First, the interferograms
can be considered as the observations of the noise-polluted
true phases, and this fact generates the similarity between the
principal values of true phases and their observations. Second,
the true phase is believed to be continuous in the image domain
because its components generated from different sources are all
continuous. These two presuppositions, referred to as closeness
and smoothness properties, perform as the a priori knowledge
in the true phase recovery problem, and they are very similar to
the well-accepted features of degenerated image restoration.
Based on this methodology, we utilize Markov random elds
(MRFs) as a tool to analyze the true phase reconstruction
problem. The major advantage of MRFs lies in their ability to
take contextual information into account [22]. MRFs were rst
introduced in image and imagelike data processing by Besag
in 1974 [23]. Since proposed, they have been widely used
for image segmentation, classication, and image restoration.
Compared to some commonly used algorithms, the proposed
MRF approach in this paper has four major advantages. First,
it integrates interferogram denoising and PhU into a single
process of true phase recovery from observation and therefore
prevents the error propagation from the former to the latter.
Second, neither the reconstruction of phase ambiguities nor the
integration in the gradient eld is needed in the PROPOSED
MRF algorithm; therefore, the problems of integer number
solving and path choosing are avoided. What is more, it does
not need the exact probability distribution function of the
observed phase and noise term; instead, it is only based on the
direct assumptions which usually hold for InSAR occasions.
Finally, making use of local properties of interferograms, i.e.,
coherence coefcient maps, this algorithm turns into a local-
adaptive process of interferograms, which can generate more
robust estimate of the true phase.
MRF has been used to solve the phase denoising or unwrap-
ping problems in several APPROACHES. In 2002, Suksmono and
Hirose proposed an MRF-based phase denoising approach [24].
This approach utilizes fth-order noncausal complex MRF to
model the local-stationary condition and estimate the complex
value on the residues. After the ltering step, Goldsteins
branch-cut unwrapper is applied to evaluate the performance
of the proposed algorithm. In 2007, Bioucas-Dias and Valadao
proposed a PhU algorithm based on graph cuts [25]. This
algorithm uses a new energy minimization function induced
from rst-order MRFs. The optimization objective is the phase
ambiguity number on each pixel, which is achieved through
a series of binary optimization. Therefore, the problem of
ambiguity number estimation is converted to the {0, 1}-cut
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CHEN et al.: INTEGRATED DENOISING AND UNWRAPPING OF INSAR PHASE BASED ON MRFs 3
Fig. 1. Transformation relationship between true phase and observed phase.
of graphs, so the graph-cut approach is utilized. Using some
simulation experiments, the authors validated that this ap-
proach, referred to as Phase Unwrapping Max-ow/min-cut
(PUMA), provides good results. Following a similar way, in
2009, Ferraioli et al. developed a multichannel graph-cut un-
wrapping algorithm [26]. This algorithm is meant to directly
reconstruct target height h from the interferometric phase series
through a graph-cut approach similar to the previously men-
tioned algorithm. Our algorithm differs from these approaches
in two aspects: First, the proposed MRF algorithm is an inte-
grated phase denoising and unwrapping scheme, and second,
our algorithm is not 2-true; hence, no integer solving or
discrete label problem is included in the algorithm.
In this paper, the algorithm is developed mainly for the
situation of single-pass interferometry or short-period single-
baseline interferometry, where the topography of the Earths
surface can be thought as the unique source of true interfer-
ometric phases. However, it does not mean that this algorithm
cannot be applied when the displacement and atmosphere effect
exist. Since the algorithm is based on the local property anal-
ysis, it does not fail when the displacement and atmospheric
phases are locally continuous, which is usually THE true case.
On the other hand, the proposed MRF algorithm can be ex-
tended into the 3-D version to solve the multibaseline/temporal
InSAR PhU problem via a similar method as the existing
3-D PhU approaches. In the future, we will nd a proper way to
extend this algorithmfor the interferogramseries reconstruction
problem.
The rest of this paper is organized as follows: Section II
describes the model of the interferometric phase generation
process and its MRF representation. Section III introduces
the proposed MRF algorithm. Section IV gives the simulation
experiment and the comparison between the proposed MRF al-
gorithm and several competing algorithms. Section V is the real
data experiment in which some deeper analysis and comparison
is provided.
II. MODEL DESCRIPTION AND THE INTRODUCTION
OF MRF PRESENTATION
According to the mechanism of InSAR techniques, the trans-
formation relationship between observation and true phase val-
ues is shown in Fig. 1. The goal of true phase reconstruction is
achieved through an inverse solution of the observation process.
The inversion problem of observation can be depicted by a
Fig. 2. Graphical model representing phase data properties.
random variable generation process in which the true phases
and their observation are both regarded as random variables.
As a result, the solution of the inversion problem is achieved
through the maximum a posteriori (MAP) estimation of true
phases, given the observations and the known observation
model depicted in Fig. 1

= arg max

_
P(|

)
_
. (1)
In (1),

is the estimation of the true phase , and

is the
observation of , which is also known as the (wrapped and
noised) interferometric phase.
Based on the physical principle of the process, there exist two
kinds of relationships between these variables: The rst is the
relationship between adjacent locations (i.e., the relationship
between the true phase values on adjacent coordinates), and
the second is the stochastical dependence between the observed
phases and the true phase. As a result, our model is designed
to include two different structures respectively describing the
two kinds of relationships. Concretely, our model is visually
shown in Fig. 2 where the unlled nodes denote the true phase
variables, while the lled nodes mean their observation.
Now, we deeply analyze the rationality of the model in
Fig. 2. According to theory of the probabilistic graphical model
[27], the above structure implies two sources of conditional
independence. Here, we provide a brief denition of conditional
independence [28]. For variables a, b, and c, if the following is
true, a is conditionally independent with b given c:
p(a, b|c) = p(a|c)p(b|c). (2)
The notation in (2) denotes the conditional independent
property between a and b given c.
The rst kind of conditional independence is that the obser-
vation is independent given the corresponding true phase with
all the other true phases, which means that the true phases,
once observed, provide the full information needed to predict
their observation. The second kind of conditional independence
relies in that, given its observed rst adjacent location, one
true phase variable is conditionally independent with all others,
which is represented in the graphic model by that only the
rst adjacents are connected with each other. Here, we choose
this structure because not only is it general enough to capture
the salient feature in the problem [29] but it also greatly
reduces the computational complexity of reference and learn-
ing by facterizing the joint probability distribution function.
The facterization and solution process is provided in detail in
the next section.
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4 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING
Fig. 3. Cliques in the graph illustrated in Fig. 2.
The model described earlier is referred to as MRF, a widely
used model that originated from stochastic mechanics, and now
used for describing a lot of phenomena. An MRF is a stochastic
process whose global properties are controlled by means of
local conditional independent properties. Here, we denote the
set of sites (lattice) by S Z
v
and the set of states by (here,
= R). = (S) =
S
means the set of the applications
from S in , also known as the universe. An element of the
universe is called an event or a conguration and is denoted by

S
. What is more, the state of the site s is denoted by
s
, and
the probability is denoted by P.
A random eld (, P) is Markovian if and only if
s S,
P (
s
= |
t
, t S {s}) = P(
s
= |
t
, t N
s
) (3)
where N
s
is a nite subset of S {s} consisting of the neigh-
bors of s. If the Markovian property holds, the eld (, P) is
known as an MRF. An MRF is usually visually depicted using
an undirected graphical model as Fig. 2.
Being a well-developed model, MRF provides several tech-
niques to solve the MAP estimation problem as (1), e.g., loopy
belief propagation [30], graph cut [31], etc. Unfortunately, these
algorithms deal with the discrete situation, while in our prob-
lem, real variables needed to be solved. As a result, a modied
version of the energy minimization algorithm introduced in
[23] is used to solve the real variable application problem. The
thorough algorithm description is provided in the next section.
III. DESCRIPTION OF THE ALGORITHM
A. Parameterization
The parameterization of an MRF only concerns the condi-
tional independent property over the eld. The factorization
of an MRF involves expressing the joint probability distribu-
tion function as a product of functions dened over sets of
variables that are local to its corresponding undirected graph
[32]. According to the analysis in [32], the undirected graph is
segmented into cliques, i.e., fully connected subgraphs.
Based on Fig. 3, a joint probability distribution function of
all the nodes in the graph can be dened as follows:
p(X) =
1
Z

C
(X
C
). (4)
In (4), X denotes the vector of all the nodes in an MRF,
C denotes the set of all the cliques, and the quantity Z is a
normalization constant and is given by
Z =

C
(X
C
). (5)
To make sure that
C
(X
C
) has the positive value, it is
dened as exponentials; thus

C
(X
C
) = exp {E
C
(X
C
)} . (6)
In (6), E
C
is referred to as the energy function, and the expo-
nential representation is called the Boltzmann distribution [32].
The joint distribution is dened as the product of potentials;
hence, the total energy is obtained by adding the energies of
each of the maximal cliques. In true phase estimation, only the
total energy function of the eld is minimized.
In order to give an exact formulation of the energy function,
the features of observed and true phases are analyzed. First,
observed phases should be close to the principal values of the
true phase, i.e., closeness property. Second, the interferometric
phase is regarded to be locally continuous because of the local
continuity of the sources of phase components like topography,
atmosphere screen, orbital error, and surface displacement.
These two presuppositions perform as a priori knowledge in
the phase recovery problem and help to generate the exact
formulation of the energy function. The energy function on each
maximal clique is given in
E(
i,j
) =

N
i,j
_
w1
i,j
(
i,j
)
2
+ w2
i,j
|exp {j(
i,j

i,j
)} 1|
2
_
. (7)
In (7),
i,j
denotes the observed phases on coordinate (i, j),

i,j
means the true phase value on coordinate (i, j), and N
i,j
means the rst-order neighbors of coordinate (i, j) in the true
phase grid. The rst part of (7) is deduced from the smoothness
property of the true phase, while the second part is deduced
from the closeness property of the true and the observed phase.
The weights w1
i,j
and w2
i,j
help to reach a balance between
smoothing and unwrapping calculations.
Thus, the total energy function of the MRF is
E() =

i,j
_
_

N
i,j
w1
i,j
(
i,j
)
2
+

i,j
w2
i,j
|exp {j(
i,j

i,j
)} 1|
2
_
_
. (8)
For the purpose to get the estimate

, the total energy
function E() in (8) is minimized

= arg

min E(). (9)


The minimization of (8) can achieve the goal of denoising
and unwrapping because it takes both properties into con-
sideration. First, the true phase should be smooth, which is
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CHEN et al.: INTEGRATED DENOISING AND UNWRAPPING OF INSAR PHASE BASED ON MRFs 5
presented by its rst part. When only the rst part of (8) is
minimized, the estimation results are the averages in the rst
adjacent windows. Therefore, when all the w2
i,j
values are set
to zero, the minimization of (8) performs a mean lter on the
observed phase image. Second, the principal value of the true
phase should be similar with that of the observed phase, which
is presented by the second part of (8) (when
i,j
=
i,j
+
2k, | exp{j(
i,j

i,j
)} 1| = 0). Therefore, the second
part contributes to an unwrapper which gives a probable value
with the principal value similar to that of the observed phase. As
a result, only by the combination of the two parts of (8) and by
refreshing the true phase values and the weights can the proper
true phase values achieving both of the properties be found.
Since the rst part of E() is convex but the second part is
not, the minimization is achieved via simulated annealing [33]
in order to escape local minima, and some other optimization
approaches like the genetic algorithm can also be applied.
B. Local Adaptation of Weights
In (8), there are two weights w1
i,j
and w2
i,j
which help
to nd a balance between closeness and smoothness properties
for every clique C
i,j
. The variation of w1
i,j
and w2
i,j
makes
the weights of closeness and smoothness properties different
among the whole image. For specic applications, the values
of w1
i,j
and w2
i,j
should be varying according to the charac-
teristics of local changes of phase. For example, in mountain
areas with a deep slope, the phase values on adjacent pixels are
less close to each other than in at areas; then, the weight of the
smoothness property should be decreased. On the other hand, in
the high-noise area with a low-level coherence coefcient, the
observed phase is less reliable than in the high-coherence areas;
therefore, the closeness property should take lower weights.
How to attribute values to the weights w1
i,j
and w2
i,j
depends
on the real application. Therefore, here, we only offer a simple
empirical way to dene w1
i,j
and w2
i,j
which can take both
closeness and smoothness into consideration.
First, assume that w2
i,j
= 1 and w1
i,j
is to be determined.
In general, it is reasonable to expect the two properties to have
the same signicance to the true phase image; therefore, the
parameter w1
i,j
makes the two parts of the energy function
roughly in the same scale. Since the second part of E(
i,j
) in
(7) is in the scale of [0, 1], w1
i,j
is dened as
w1
i,j
=
_
_
max
i,j

N
i,j
(
i,j
)
2
_
_
1
. (10)
As for the denition of w2
i,j
, since w2
i,j
determines how the
estimated true phase is close to the sum of the observed phase
and integer times of 2, the areas with more reliable observed
phases should be attributed with higher weights w2
i,j
. Similar
with the quality-map approach, the coherence coefcient map is
a reasonable indicator to determine whether the observed phase
is reliable. Therefore, we set the value of w2
i,j
as coherence
coefcient
i,j
of the pixel (i, j)
w2
i,j
=
i,j
. (11)
Fig. 4. (a) Gaussian true phase map, (b) Gaussian coherence coefcient map,
and (c) observed (noised and wrapped) phase.
IV. SIMULATED DATA EXPERIMENT
In order to analyze the accuracy of the proposed MRF
algorithm, simulated data are used in the experiment. Fig. 4(a)
and (b) shows the Gaussian true interferometric phase image
and coherence coefcient map, respectively. Fig. 4(c) is the
observed (noised and wrapped) phase simulated according to
(12) [34]. In this experiment, we skip the phase attening step
and assume that the observed phase has already been attened
pdf(; ,
0
) =
_
1 ||
2
_
2
1
1 ||
2
cos
2
(
0
)

_
|| cos(
0
) arccos (|| cos(
0
))
_
1 ||
2
cos
2
(
0
)
+ 1
_
. (12)
In (12), is the observed phase,
0
is the wrapped true
phase, and is the local coherence coefcient. In this simu-
lation, the look number is assumed to be 1.
In order to compare the performance of the proposed MRF
algorithm to other existing ones, several commonly used algo-
rithms, such as the LS-tting, branch-cut, and MCF algorithms,
serve as the competing algorithms for comparison. Before the
processing of competing algorithms, a pivoting median lter
[35] is used for phase denoising, while the proposed MRF
algorithm is processed on the original wrapped phase without
denoising. The reason why a pivoting median lter is chosen
is as follows. In the simulation experiment, the processing
begins from the interferometric phase instead of the complex
interferogram; hence, the lter is processed on the phase image.
The direct median or mean lters will cause much loss on the
edges of fringes because of the phase jump from the fourth
quadrant to rst quadrant. The pivoting median lter, as is
validated in [35], has a better capability to preserve the phase
jumps while denoising phase maps.
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6 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING
Fig. 5. Estimation results of the (a) proposed MRF, (b) branch-cut, (c) LS-tting, and (d) MCF algorithms.
Fig. 6. Error surfaces of estimation results of the (a) proposed MRF, (b) branch-cut, (c) LS-tting, and (d) MCF algorithms.
For the MCF unwrapping algorithm, the optimization objec-
tive is as follows:
=
1
MN
M2

i=0
N1

j=0
w
i,j

i+1,j

i,j

x
i,j

+
1
MN
M1

i=0
N2

j=0
w
i,j

i,j+1

i,j

y
i,j

. (13)
In (13), the weight w
i,j
is the local coherence coefcient at
point (i, j).
The estimate results are illustrated in Fig. 5, and Fig. 6 shows
the corresponding estimation error surface of each algorithm.
In Fig. 5, there are the estimation results of the proposed
MRF, branch-cut, LS-tting, and MCF algorithms, respectively.
It can be seen that these algorithms can generate seemingly
similar and preferable results. However, in Fig. 6 which illus-
trates their error surfaces, the difference in performances can be
detected. In Fig. 6, there are the error surfaces of the proposed
MRF, LS-tting, branch-cut, and MCF algorithms, respectively.
A. Comparison of Error Surface and RMS Error
In Fig. 6, we can notice that the proposed MRF algorithm has
the error surface in a smaller scale compared to others. At the
same time, the result of the proposed MRF algorithm has two
biased areas located nearly symmetric to the slave diagonal, and
the possible reason may be the inuence of iteration beginning
in the result of the simulated annealing algorithm.
Fig. 7 shows the histograms of estimation error of the pro-
posed MRF algorithm and the competing approaches. From
Fig. 7, it is demonstrated that the estimation error of the
proposed MRF algorithm has the peak concentrated around 0.
What is more, the distribution of estimation error of the
proposed MRF algorithm is constrained inside a much more
narrow scale. This means that the proposed MRF algo-
rithm performs better than other competing algorithms in this
application.
To quantitively analyze the accuracy of each algorithm, the
root mean square (rms) errors are listed in Table I. Table I
illustrates that the result of the proposed MRF algorithm has
the lowest rms error, which means that the proposed MRF
algorithm can generate reasonable results. In order to research
into the performance of each algorithm more deeply, the rela-
tionship between the estimation error and coherence coefcient
is analyzed in the next section. In Table I, it can also be noticed
that the branch-cut and MCF algorithms have the same rms
error value. This is because they are both 2-true, and for
this simple phase map, no 2 error is brought in by the two
algorithms. Therefore, the estimation error of the branch-cut
and MCF algorithms are not generated from themselves but
propagated from the previous pivoting median lter. For the
LS-tting algorithm, on the contrary, not only does the denois-
ing step bring in some error, it also generates an inaccurate
unwrapping result due to its non-2-true principle. The same
truth can be noticed in Figs. 7 and 9, where the branch-cut
and MCF algorithms have identical error histograms and error
curves, while the LS-tting algorithm and the proposed MRF
approach differ from them.
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CHEN et al.: INTEGRATED DENOISING AND UNWRAPPING OF INSAR PHASE BASED ON MRFs 7
Fig. 7. Histograms of estimation error of the (a) proposed MRF, (b) branch-
cut, (c) LS-tting, and (d) MCF algorithms.
TABLE I
RMS ERROR OF EACH ALGORITHM
Fig. 8. Coherence coefcient map.
Fig. 9. Relationship between the estimation rms error (rad) of each algorithm
and the coherence coefcient.
B. Comparison of Relationship Between Estimation Error and
Coherence Coefcient
Here, we calculate the estimation rms error against the co-
herence coefcient. That is to say, the estimation on the map
areas with the same coherence coefcient is used to calculate
the rms error of this coherence coefcient. Since the coherence
coefcient map is a 2-D Gaussian function, the radial average
is used.
Fig. 8 is the Gaussian coherence coefcient map in this
experiment. In Fig. 8, the circles denote the locations of the
same coherence coefcient, and the rms errors are calculated
along the circles.
The relationship between the estimation error and coherence
coefcient is shown in Fig. 9. In Fig. 9, it can be seen that the
proposed MRF algorithm (red line) generates lower rms error
compared with the competing algorithm in the majority of the
coherence coefcient scale. The error curves of the branch-cut
(blue line) and MCF (green plus) algorithms are identical, and
the reason is given in the end of Section IV-A. The LS-tting
result, on the other hand, suffering from both denoising and
unwrapping error, is the highest. In the low-coherence area,
the proposed MRF algorithm generates lower rms error than
the competing algorithms, which means that it suffers less from
decorrelation effects.
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8 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING
Fig. 10. (a) SAR amplitude image, (b) coherence coefcient map, (c) attened interferogram, and (d) SRTM DEM data of Grand Canyon area.
Fig. 11. Unwrapped differential interferograms using the (a) proposed MRF, (b) branch-cut, (c) LS-tting, and (d) MCF algorithms.
V. REAL DATA EXPERIMENT
In order to test the performance of the proposed MRF algo-
rithm on real applications, two TerraSAR-X images covering
the Grand Canyon, USA, are downloaded from the Infoterra
Web site. This experiment intends to reconstruct the real digital
elevation model (DEM) using different algorithms and compare
their accuracy.
The parameters of the interferometric pair are listed in the
following.
We use subsets of these two images to generate an interfero-
gram and a coherence coefcient map (see Fig. 10). External
Shuttle Radar Topography Mission (SRTM) DEM data with
90 m 90 m resolution are used to atten the interferometric
phase before the process of every algorithms. In DInSAR
processing, the SRTM DEM data are resampled and projected
to the SAR range direction.
Similarly, the GoldsteinWerner interferogram lter is ap-
plied before the competing unwrappers. The MCF cost function
is the same as in (13), and the GoldsteinWerner lter is set as
suggested in [9]
H(u, v) = S {|Z(u, v)|}
1
Z(u, v). (14)
In (14), Z(u, v) is the Fourier spectrum of small overlapped
complex interferogram patches, and S{} is the smooth opera-
tor. In this experiment, we choose a Gaussian mean lter. The
parameter is the mean value of the absolute coherence coef-
cient computed over the effective corresponding patch (patch
minus overlap) on the coherence coefcient map. The size of
the patches is 15 15, and the overlapping width is 5 pixels
in both directions. For the setting of the GoldsteinWerner
TABLE II
PARAMETERS OF THE IMAGE PAIR
lter, we choose a comparatively smaller patch size to avoid
the loss of texture information on the edges of fringes, and the
parameter is set according to [9] for a local adaptation.
The unwrapped interferograms are demonstrated in Fig. 11.
The DEM generated from the true phase obtained by each
algorithm (see Fig. 11), SRTM DEM data [see Fig. 10(d)], and
interferometric pair parameters (see Table II) are in Fig. 12.
A. Comparison of DEM Accuracy
In order to test the performance of each algorithm, the
Advanced Spaceborne Thermal Emission and Reection Ra-
diometer Global (ASTER G) DEM with much higher accuracy
covering the same area is compared with every DEM generated
from different algorithms. The ASTER G DEM with 16 m
16 m resolution of the area is illustrated in Fig. 13 (left), and the
deviation between the SRTM 90 m 90 m DEM and ASTER
DEM is shown in Fig. 13 (above).
For the comparison, the ASTER G DEM is used as the refer-
ence because of its higher precision and resolution. Comparing
the DEM data in Fig. 12 to the ASTER G DEM data, the error
images of all the algorithms are shown in Fig. 14.
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CHEN et al.: INTEGRATED DENOISING AND UNWRAPPING OF INSAR PHASE BASED ON MRFs 9
Fig. 12. DEM generated from external SRTM DEM data and the unwrapped differential interferograms using the (a) proposed MRF, (b) branch-cut,
(c) LS-tting, and (d) MCF algorithms.
Fig. 13. (a) ASTER Global DEM data and (b) the difference of SRTM DEM
data in comparison with ASTER DEM data.
Fig. 14 shows the error of the DEM data in Fig. 12 compared
with the reference ASTER G DEM. In Fig. 13, it is illustrated
visually that the DEM reconstructed using the proposed MRF
algorithm [see Fig. 14(a)] has lower error than the other three.
To quantitively analyze the accuracy of each algorithm and
SRTM DEM data, the rms errors are calculated and listed in
Table III. It can be noticed that all the algorithms can rene
the SRTM data, and among them, the proposed MRF algorithm
generates the lowest DEM estimation rms error.
The relationship between the estimation error and coherence
coefcient is shown in Fig. 15. In Fig. 15, it can be observed
that, in the low-coherence area (below 0.4), the estimation error
of the proposed MRF algorithm is notably lower than that of
the other competing algorithms. In the middle-coherence area
(0.40.8), the branch-cut algorithm generates the lowest rms
error, and in the high-coherence area, the performance of the
proposed MRF algorithm is also competitive in comparison
with other competing algorithms. The behavior of these curves
in Fig. 15 also shows that the rms error of the proposed MRF
algorithm varies less than that of the competing algorithms
against the variation of the coherence coefcient, which demon-
strates that the performance of the proposed MRF algorithm
suffers less with the degradation of the coherence coefcient.
B. Analysis of Two Specic Areas
In this section, in order to evaluate the performance of the
proposed MRF algorithm and the competing approaches in two
conditions (one where the coherence coefcient is low and
the other where the local topography varies drastically), two
regions of the studied area are selected for further analysis
[Regions A and B in Fig. 10(a)]. Region A has the characteristic
that the coherence coefcient is low but the topography is com-
paratively at, while Region B has a much higher coherence
coefcient level, but the topography jumps more drastically
since it is located across the cranny.
1) Analysis of Region A: Region A is located on the upper
left of the SAR image. In Fig. 16, there are the ASTER G DEM
data (A), the coherence coefcient map (B), and the deviation
between SRTM DEM and ASTER G DEM data of Region A.
In Fig. 16, we can see that, according to ASTER G DEM,
the maximum differentiation of heights in Region A is below
700 m and the majority of Region A is comparatively at.
What is more, the major of the coherence coefcient map is
below 0.2, meaning that the decorrelation effect in Region A
is evident. The error images of the DEM generated from each
algorithm in comparison with the ASTER G DEM of Region A
are demonstrated in Fig. 17.
In Fig. 17, it is shown visually that the error of DEM
generated from the proposed MRF and branch-cut algorithms
is lower than that of the LS-tting and MCF algorithms. In
order to quantitively analyze the accuracy of each algorithmand
SRTM DEM data, the rms error of every DEM is calculated and
listed in Table IV.
Table IV demonstrates that all the algorithms can improve
the accuracy of coarse SRTM DEM data. Among them, the
proposed MRF algorithm suffers from the lowest rms error, and
very close to it is the branch-cut algorithm. However, the rela-
tionship between the estimation rms error and coherence coef-
cient shows that the proposed MRF algorithm performs better
than the branch-cut algorithm in low-coherence condition.
The relationship between the estimation rms error and co-
herence coefcient is shown in Fig. 18. In Fig. 18, it can be
observed that the LS-tting algorithm (blue line) generates the
highest rms error throughout the whole coherence coefcient
scale, followed by the MCF algorithm (black line), and the
performances of the proposed MRF algorithm (green line) and
branch-cut algorithm (red line) are similar when the coherence
coefcient is higher than 0.3. However, it can still be noticed
that the proposed MRF algorithm introduces much lower error
than the branch-cut algorithm in low-coherence area.
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10 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING
Fig. 14. Deviation between the DEM data in Fig. 12 and ASTER G DEM data in Fig. 13. (a) Proposed MRF algorithm. (b) Branch-cut algorithm. (c) LS-tting
algorithm. (d) MCF algorithm.
TABLE III
RMS ERROR OF THE DEM
Fig. 15. Relationship between the DEM estimation rms error (m) of each
algorithm and the coherence coefcient.
2) Analysis of Region B: Region B is located in the middle
of the illuminated area, across the cranny. In Fig. 19, there are
the ASTER G DEM data, the coherence coefcient map, and
the deviation between SRTM DEM and ASTER G DEM data
in Region B.
In Fig. 19, we can see that, according to ASTER G DEM, the
maximum differentiation of heights in Region A exceeds 1100
and the height in Region B has much greater gradation than
that in Region A. What is more, the local coherence coefcient
is also higher than that in Region A, which means that Region
B suffers from less decorrelation effect. The error images of
the DEM generated from each algorithm in comparison with
ASTER G DEM of Region B are demonstrated in Fig. 20.
Fig. 16. (a) ASTER G DEM, (b) coherence coefcient map, and (c) difference
between SRTM DEM and ASTER G DEM of Region A.
Fig. 20 shows that the DEM generated by the proposed MRF
algorithm and branch-cut algorithm suffers less from deviation
in comparison with the reference. On the contrary, the error
of the LS-tting and MCF algorithms is higher than that of
the former two. In order to quantitively analyze the accuracy
of each algorithm and SRTM DEM data, the rms errors are
calculated and listed in Table V.
Table V demonstrates that all the algorithms can improve
the accuracy of coarse SRTM DEM data. Among them, the
proposed MRF algorithm performs the best in generating the
lowest error level, followed by the branch-cut and MCF algo-
rithms. The LS-tting algorithm has the highest error level.
The relationship between the estimation rms error and co-
herence coefcient is shown in Fig. 21. In Fig. 21, it can be
observed that the proposed MRF algorithm (green line) intro-
duces the lowest rms error in the majority of the coherence co-
efcient scale. What is more, in the lower end of the coherence
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CHEN et al.: INTEGRATED DENOISING AND UNWRAPPING OF INSAR PHASE BASED ON MRFs 11
Fig. 17. Deviation between the DEM generated by each algorithm and the
ASTER G DEM of Region A. (a) Proposed MRF algorithm. (b) Branch-cut
algorithm. (c) LS-tting algorithm. (d) MCF algorithm.
TABLE IV
RMS ERROR (m) OF EACH DEM DATA COMPARED
WITH ASTER G DEM OF REGION A
Fig. 18. Relationship between the rms error (m) of DEM generated from each
algorithm and the coherence coefcient of Region A.
Fig. 19. (a) ASTER G DEM, (b) coherence coefcient map, and (c) difference
between SRTM DEM and ASTER G DEM of Region B.
Fig. 20. Deviation between the DEM generated by each algorithm and
ASTER G DEM of Region B. (a) Proposed MRF algorithm. (b) Branch-cut
algorithm. (c) LS-tting algorithm. (d) MCF algorithm.
coefcient scale, the proposed MRF algorithm (green line)
performs much better than the competing approaches. What is
interesting is that, although the whole rms error of the proposed
MRF algorithm and that of Goldsteins branch cut are very
close (see Table IV), their relationships with the coherence
coefcient are very distinctive from each other. The branch-
cut algorithm (red line) abnormally generates very high rms
error in the high-coherence area, while the proposed MRF
algorithm (green line) has much lower rms error there. This is
partly because, in Region B, the high-coherence area is located
around the cranny while the phase fringes break and generate
a lot of residues which degrades the accuracy of the branch-cut
unwrapper. The MCF algorithm (black line) has a similar error
curve as the branch-cut algorithm except in the high-coherence
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12 IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING
TABLE V
RMS ERROR (m) OF EACH DEM DATA COMPARED
WITH ASTER G DEM OF REGION B
Fig. 21. Relationship between the rms error (m) of DEM generated from each
algorithm and the coherence coefcient of Region B.
scale. What is more, in the majority of the coherence coefcient
scale, the LS-tting algorithm (blue line) generates the highest
estimation error.
VI. CONCLUSION
In this paper, we integrate InSAR phase denoising and un-
wrapping process into a single problem of true phase recon-
struction from observation. It is easy to analyze the similarity
and continuity properties of phase data by assigning an MRF on
the variable sets according to the physical principle of InSAR.
What is more, in defect of the prior probabilistic distribution
function, it is convenient to dene an energy function to il-
lustrate the relationship between a node, its adjacency, and its
observation. Meanwhile, the locally adaptive design of weights
makes the algorithm suffer less from the inuence of low
coherence. In the end, experiments on synthetic and real data
prove this algorithm to perform well.
Although this algorithm is proved to be effective by experi-
ments, it still has some disadvantages to be further improved.
As long as the algorithm can generate more accurate results
than several competing algorithms, its computing time is less
competitive. In order to solve this problem, some methods
(like multiresolution [36]) usually used for the acceleration of
MRF-based algorithms can be applied in the case that sacrices
in resolution can be tolerated. On the other hand, this MRF-
based algorithm can be extended into a 3-D version to help
unwrapping interferogram series in multibaseline/temporal
InSAR applications. In the future, we will focus on these two
aspects to improve this algorithm.
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Runpu Chen received the B.S. degree from Xidian
University, Xian, China, in 2009. In September
2009, she enrolled in the Institute of Electron-
ics, Chinese Academy of Sciences, Beijing, China,
where she is currently working toward the Ph.D. de-
gree in the Department of Space Microwave Remote
Sensing System.
Her main research interests include synthetic aper-
ture radar (SAR) interferometric techniques, par-
ticularly focused on multitemporal/interferometric
SAR, i.e., persistent scatterer interferometry, tomo-
graphic SAR, SqueeSAR, and their applications on nature hazards and urban
monitoring.
Weidong Yu (M00) was born in Henan, China, in
1969. He received the M.Sc. and Ph.D. degrees in
electrical engineering from the Nanjing University of
Aeronautics and Aerospace, Nanjing, China, in 1994
and 1997, respectively.
He has been with the Institute of Electronic,
Chinese Academy of Science (IECAS), Beijing,
China, since 1997 and became a Professor of Com-
munication and Information System in 2000. His
research interests are airborne and spaceborne syn-
thetic aperture radar (SAR) system design and their
signal processing. He has published more than 50 papers and is the holder of
ve patents. He has been the Chief Designer of several SAR systems and is
currently the Deputy Director of the Department of Space Microwave Remote
Sensing System, IECAS.
Robert Wang (M07SM12) received the B.S. de-
gree in control engineering from the University of
Henan, Kaifeng, China, in 2002 and the Dr. Eng.
degree from the Graduate University of Chinese
Academy of Sciences, Beijing, China, in 2007.
In 2007, he joined the Center for Sensorsystems
(ZESS), the University of Siegen, Siegen, Germany.
He has been involved in the following projects:
the TerraSAR-X/PAMIR hybrid bistatic synthetic
aperture radar (SAR) experiment, PAMIR/stationary
bistatic SAR experiment, PAMIR/stationary bistatic
SAR experiment with nonsynchronized oscillators, 3-D/4-D SAR tomography
for high-resolution information extraction and monitoring the Earths dynam-
ics, millimeter-wave FMCW SAR data processing, and so on. In addition, he
has been involved in some SAR projects for Fraunhofer-FHR. Since 2011, he
has been a Research Fellow with the Spaceborne Microwave Remote Sensing
System Department, Institute of Electronics, Chinese Academy of Sciences,
Beijing, China, where he is currently funded by the 100 Talents Programme
of The Chinese Academy of Sciences. Since 2012, he is a Co-Principal
Investigator (PI) for the Helmholtz-CAS Joint Research Group concerning
spaceborne microwave remote sensing for prevention and forensic analysis
of natural hazards and extreme events. His current research interests include
monostatic and bistatic SAR imaging, multibaseline for monostatic and bistatic
SAR interferometry, high-resolution spaceborne SAR system and data process-
ing, airborne SAR motion compensation, FMCW SAR system, and millimeter-
wave SAR system. He has published more than 90 papers since 2003, of which
more than 30 are peer-reviewed and well-known journal papers.
Dr. Wang has contributed to invited sessions on bistatic SAR at the European
Conference on Synthetic Aperture Radar (EUSAR) 2008 and 2010. He is
the author of a tutorial entitled Results and progresses of advanced bistatic
SAR experiments presented at the European Radar Conference 2009 and
the coauthor of a tutorial entitled Progress in bistatic SAR concepts and
algorithms presented at EUSAR2008. He has been chosen as the Session Chair
at EUSAR2012.
Gang Liu was born in Shandong, China, on May 15,
1986. He received the B.S. degree in electronic and
information engineering from Sichuan University,
Chengdu, China, in 2009. He is currently working to-
ward the Ph.D. degree in electronic and information
engineering in the Department of Space Microwave
Remote Sensing System, Institute of Electronics,
Chinese Academy of Sciences, Beijing, China.
His research is currently focused on interferomet-
ric synthetic aperture radar signal processing.
Yunfeng Shao received the B.S. degree from Shang-
hai Jiao Tong University, Shanghai, China, in 2009.
In September 2009, he enrolled in the Institute of
Electronics, Chinese Academy of Sciences, Beijing,
China, where he is currently working toward the
Ph.D. degree in the Department of Space Microwave
Remote Sensing System.
His research focused on the bistatic synthetic aper-
ture radar (SAR) imaging algorithm, stereoscopy
bistatic SAR, bistatic interferometric SAR, and
TomoSAR processing.

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