REF Efugees Ugees: Protecting Protecting
REF Efugees Ugees: Protecting Protecting
REF Efugees Ugees: Protecting Protecting
PROTECTING
REFUGEES
& THE ROLE OF UNHCR
Cover: A young Afghan girl finds herself displaced again in her own country after being a refugee for years in Pakistan.
PROTECTING
4 6 9 12 14
WHO IS A REFUGEE?
UNHCR / ZALMA / A F G 2 0 0 8
15 17 19 22 25 28 30
T H E 1951 R E F U G E E C O N V E N T I O N
WHAT IS UNHCR?
DURABLE SOLUTIONS
NUMBERS AT A GLANCE
UNHCR / R . ARNOLD / T H A 2 0 0 8
Tables
15 Top 10 Countries of Origin 16 Top 10 Asylum Countries 21 Five Biggest Operations 22 Top 5 Repatriations 23 Top 5 Countries of Resettlement
PROTECTING
REFUGEES
2008-09
WHO IS A REF
A REFUGEE IS SOMEONE WHO OWING TO A WELL-FOUNDED FEAR OF BEING PERSECUTED FOR REASONS OF RACE, RELIGION, NATIONALITY, MEMBERSHIP OF A PARTICULAR SOCIAL GROUP, OR POLITICAL OPINION, IS OUTSIDE THE COUNTRY OF HIS NATIONALITY, AND IS UNABLE TO OR, OWING TO SUCH FEAR, IS UNWILLING TO AVAIL HIMSELF OF THE PROTECTION OF THAT COUNTRY...
UNHCR / H. CAUX / TC D 2 0 0 8
Chad, one of the worlds poorest countries, is hosting 267,000 refugees from Sudans war-torn Darfur region, including this family which arrived at the border after fleeing aerial 4
PROTECTING REFUGEES
2008-09
UGEE?
h e pr ac t ic e o f granting asylum to people fleeing persecution in foreign lands is one of the earliest hallmarks of civilization. References to it have been found in texts written 3,500 years ago, during the blossoming of the great early empires in the Middle East such as the Hittites, Babylonians, Assyrians and ancient Egyptians. Over three millennia later, protecting refugees was made the core mandate of the UN refugee agency, UNHCR, which was founded in 1950. This booklet addresses some of the most commonly asked questions about refugees themselves and how UNHCR and its humanitarian partners are engaged in a constant struggle to help them physically and legally. Who, for instance, qualifies as a refugee and why? What rights does a refugee enjoy and what obligations? What is the role of governments and of UNHCR itself? The booklet also introduces related issues such as the future of millions of internally displaced people (IDPs), the Kafkaesque world of statelessness, the development of temporary protection, and the increasing confusion between refugees, IDPs and migrants.
bombing of their village. In addition, some 175,000 people have been displaced within their own country by ethnic violence.
PROTECTING REFUGEES
2008-09
REFUGEES , IDPS
hese are the three main groups of people on the move. Refugees fleeing war or persecution are often in a very vulnerable situation. They have no protection from their own state indeed it is often their own government that is threatening to persecute them. If other countries do not let them in, and do not help them once they are in, then they may be condemning them to death or to an intolerable life without rights or security. IDPs are often wrongly called refugees. Unlike refugees, IDPs have not crossed an international border to find sanctuary but have remained inside their home countries. Even if they have fled for similar reasons as refugees (armed conflict, generalized Every year, the Spanish coast guard intercepts hundreds of irregular violence, human migrants off the Canary Islands. rights violations), IDPs legally remain under the protection of their own government even though that government might be the cause of their flight. As citizens, they retain all of their rights and protection under both human rights and international humanitarian law. UNHCRs original mandate does not specifically cover IDPs, but because of the agencys expertise on displacement, it has for many years been assisting millions of them, more recently through the cluster approach. Under this approach, UNHCR has the lead role in overseeing the protection and shelter needs of IDPs as well as coordination and management of camps. UNHCR is currently active in 28 IDP operations,
6
PROTECTING REFUGEES
2008-09
UNHCR / A . RODRIGUEZ / E S P 2 0 0 7
AND MIGRANTS
including Afghanistan, the Central African Republic, Chad, Colombia, the Democratic Republic of the Congo, Kenya, Pakistan and Uganda. Millions of other civilians who have been made homeless by natural disasters are also classified as IDPs. UNHCR is not normally involved with this group except in exceptional circumstances, such as the Indian Ocean tsunami of 2004 or the devastating earthquake that hit Pakistan in 2005. Migrants and refugees increasingly make use of the same routes and means of transport. They, however, are fundamentally different and, thus, are treated very differently under international law. Migrants, especially economic migrants, choose to move in order to improve their lives. Refugees have to move if they are to save their lives or preserve their freedom. Unable to enter a particular state legally, people composing these mixed flows often employ the services of human smugglers. For example, almost 30,000 people crossed the Gulf of Aden from the Horn of Africa to Yemen in 2007. Of that number, 1,400 people died or were reported missing, almost doubling the death toll of 2006. In 2008, more than 50,000 people made the perilous voyage in smugglers boats. Of that number, at least 590 drowned or were killed by the smugglers. Another 359 were reported missing.
UNHCR / H. CAUX / K E N 2 0 0 8
A displaced family return to their home in the Rift Valley, Kenya. Some 350,000 people were displaced in 2008 by post-election violence.
To address the growing issue of mixed migration, UNHCR continued to implement in 2007-08 the 10-Point Plan of Action on Refugee Protection and Mixed Migration launched a year earlier. The plan sets out key areas on international mixed movements in countries of origin, transit and destination. Mixed migration movements are of concern mainly in the Mediterranean basin, the Gulf of Aden, Central America and the Caribbean, South-east Asia and the Balkans.
PROTECTING REFUGEES
2008-09
PROTECTING
REFUGEES
2008-09
W H Y D E F I N I T I O N S M AT T E R
UNHCR / A . WEBSTER / SO M 2 0 0 6
Most people smugglers do not distinguish between refugees and migrants either theyll simply smuggle anyone who can pay. That has been part of the problem in recent years. All smugglers thrive on prohibition, so stronger borders and tightened visa restrictions have helped push more people both refugees and economic migrants into the arms of the smugglers.
UNHCR / B. SZANDELSZKY / S V K 2 0 0 6
efugees, idps and economic migrants are increasingly being confused, and increasingly being treated in the same way: with mistrust, even hatred and outright rejection. The impressive body of international law designed to protect refugees is under intense pressure. Border controls are constantly being strengthened and made stricter. The aim is to keep out illegal immigrants and improve security something states have a perfect right to do. But refugees may be paying the penalty too. And, in their case, the failure to get to a safe country could in some instances lead to torture or even cost them their lives. That is why the legal distinctions matter.
An asylum seeker woman from Ukraine looks through the bars of a detention centre in Slovakia.
Asylum seekers from Ethiopia wait to be interviewed to determine their eligibility for refugee status in Somalia.
PROTECTING
REFUGEES
2008-09
DEFINITIONS IN BRIEF
REFUGEEThe 1951 Refugee Convention describes refugees as people who are outside their country of nationality or habitual residence, and have a well-founded fear of persecution because of their race, religion, nationality, membership of a particular social group or political opinion (for full definition see p. 4). People fleeing conflicts or generalized violence are also generally considered as refugees, although sometimes under legal mechanisms other than the 1951 Convention. MIGRANTA wide-ranging term that covers most people who move to a foreign country for a variety of reasons and for a certain length of time (usually a minimum of a year, so as not to include very temporary visitors such as tourists, people on business visits, etc). Different from immigrant, which means someone who takes up permanent residence in a country other than his or her original homeland.
ECONOMIC MIGRANTASYLUM SEEKERSomeone who has made a claim that he or she is a refugee, and is waiting for that claim to be accepted or rejected. The term contains no presumption either way - it simply describes the fact that someone has lodged the claim. Some asylum seekers will be judged to be refugees and others will not. Someone who leaves their country of origin for financial reasons, rather than for refugee ones.
INTERNALLY DISPLACED PERSON (IDP)Someone who has been forced to move from his or her home because of conflict, persecution (i.e. refugeelike reasons) or because of a natural disaster or some other unusual circumstance of this type. Unlike refugees, however, IDPs remain inside their own country.
Thousands of Congolese civilians flee the Kibati site for internally displaced people and head towards the provincial capital of Goma.
UNHCR / P. TAGGART / CO D 2 0 0 8
10
PROTECTING
REFUGEES
2008-09
STATELESS PERSONSomeone who is not considered as a national by ANY state (de jure stateless); or possibly someone who does not enjoy fundamental rights enjoyed by other nationals in their home state (de facto stateless). Statelessness can be a personal disaster: some stateless people live in a Kafkaesque netherworld where they do not officially exist and therefore have virtually no rights at all. Unlike the other groups outlined here, they may have never moved away from the place where they were born. But some stateless people are also refugees.
UNHCR / H. CAUX / TC D 2 0 0 7
A refugee girl from Central African Republic (CAR) in southern Chad. Many children in CAR have been kidnapped by bandits.
PROTECTING
REFUGEES
2008-09
11
PEOPLE OF CON
EU RO PE
3,033,800
N O RT H A M ER IC A
578,400
L ATI N A M ER IC A
3,571,800
(2)
(1) Includes people in refugee-like situations. The refugee like situations category is descriptive by nature and includes groups of people who are outside of their country or territory of origin and who face protection risks similar to those of refugees, but for whom refugee status has, for practical or other reasons, not been ascertained. (2)
(3) Includes both returned refugees and IDPs. Numbers may not add up due to rounding. Due to change in classification and estimation methodology in a number of countries, figures at January 1, 2008 are not fully comparable with those of January 1, 2007.
Includes Caribbean.
PROTECTING REFUGEES
12
2008-09
CERN TO UNHCR
A SIA
13,725,600
AFR IC A
10,731,600
OCE AN IA
36,600
REFUGEES (1)
ASYLUM SEEKERS
IDPs
RETURNEES (3)
STATELESS PEOPLE
OTHERS
AFRICA ASIA EUROPE LATIN AMERICA (2) NORTH AMERICA OCEANIA TOTAL
2008-09
PROTECTING
G
UNHCR / R . ARNOLD / T H A 2 0 0 8
overnments normally guarantee the basic human rights and physical security of their citizens. But when civilians become refugees this safety net disappears. Without some sort of legal status in their asylum country, they would be exceptionally vulnerable to exploitation and other forms of ill treatment, as well as to imprisonment or deportation.
Governments bear the prime responsibility for protecting refugees on their territory, and often do so in concert with local non-governmental organizations (NGOs). However, in many countries, UNHCR Refugees from Myanmar staff also work alongside NGOs and other partners proudly show their ID cards at a camp in Thailand. in a variety of locations ranging from capital cities to remote camps and border areas. They attempt to promote or provide legal and physical protection, and minimize the threat of violence including sexual assault which many refugees are subject to, even in countries of asylum.
UNHCR / J. REDDEN / N A M 2 0 0 7
PROTECTING
REFUGEES
2008-09
This Bihari girl is among a group of some 300,000 de facto stateless people in Bangladesh.
COUNTRY
REFUGEES* 3,058,000 2,310,000 552,000 523,000 457,000 376,000 370,000 328,000 222,000 209,000
Afghanistan Iraq Colombia Sudan Somalia Burundi DR Congo Viet Nam Turkey Eritrea
he 1951 refugee convention and its 1967 Protocol are the cornerstones of modern refugee protection, and the legal principles they enshrine have permeated into countless other international, regional and national laws and practices governing the way refugees are treated. One of the most crucial principles laid down in the 1951 Convention is that refugees should not be expelled or returned to the frontiers of territories where [their] life or freedom would be threatened. The Convention also outlines the basic rights which states should afford to refugees, and it defines who is a refugee and who is not (for example it clearly excludes fighters, terrorists or people guilty of serious crimes).
PROTECTING REFUGEES
Note: Some 341,000 Palestinian refugees also come under UNHCRs mandate, while a further 4.6 million Palestinian refugees are cared for by the United Nations Relief and Works Agency for Palestine Refugees in the Near East (UNRW A).
2008-09
15
The 1951 Convention was never intended to sort out all migration issues. Its sole aim was and still is to protect refugees. The challenge is to find other efficient mechanisms to manage economic migration and maintain border security legitimate state concerns that need to be carefully balanced with their responsibility to protect refugees. By December 2008, a total of 147 countries had signed the 1951 UN Refugee Convention and/or its 1967 Protocol (see separate brochure on the 1951 Refugee Convention for more details). TO P 10 ASYLUM COU NTRI E S
[ AS OF 1 JANUARY 2008 ]
COUNTRY
REFUGEES 2,035,000 1,504,000 964,000 579,000 500,000 436,000 301,000 300,000 294,000 281,000 After decades of exile, these Burundian refugees are given the chance to choose between repatriation or integration in Tanzania, including naturalization.
Pakistan* Syria** Iran Germany Jordan** Tanzania China United Kingdom Chad United States
* This number includes recognized Afghan refugees (1,700), registered Afghans in refugee villages assisted by UNHCR (886,700) and 1,147,000 Afghans living outside refugee villages in refugee-like situations. The latter do not receive direct UNHCR material assistance but benet from advocacy and reintegration support upon return. ** Refugee gures for Iraqis in Syria and Jordan are government estimates.
16
PROTECTING
REFUGEES
2008-09
W H AT I S U N H C R ?
NHCR is the united nations refugee agency (its full name is the Office of the United Nations High Commissioner for Refugees). The agency was created by the UN General Assembly in 1950, but actually began work on 1 January 1951. States still recovering from the devastation of World War II wanted to make sure that they had a strong and effective organization to look after the interests of or protect refugees in the countries where they had sought asylum. UNHCR was also charged with helping governments to find permanent solutions for refugees. UNHCRs original mandate was limited to a threeyear programme to help the remaining World War II refugees. However, the problem of displacement not only failed to disappear, it turned into a persistent worldwide phenomenon. In December 2003, the UN General Assembly finally abolished the requirement for the agency THE CONTRACTING to keep renewing its mandate STATES UNDERTAKE TO every few years.
CO-OPERATE WITH
The refugee agencys statute THE OFFICE OF THE was drafted virtually simultaUNITED NATIONS neously with the 1951 Refugee HIGH COMMISSIONER Convention, and as a result the key international legal inFOR REFUGEES strument, and the organization Article 35, 1951 UN Refugee Convention designed to monitor it, are particularly well synchronized. Article 35 of the 1951 Convention makes the relationship explicit, and requests states to cooperate with UNHCR in matters relating to the implementation of the Convention itself and to any laws, regulations or decrees that states might draw up that could affect refugees.
UNHCR / B. BANNON / T Z A 2 0 0 8
PROTECTING REFUGEES
2008-09
17
UNHCR / S . ABDULLE / SO M 2 0 0 7
A displaced girl rests in a makeshift settlement in Afgooye after fleeing fighting in Mogadishu with her family. Thousands of civilians escaped the Somali capital and found relative safety in nearby areas. UNHCR has distributed aid to the displaced.
H OW U N H C RS RO L E H A S E VO LV E D
oncerning refugees: UNHCR is engaged in a constant effort, alongside states, to explain, clarify and build upon the existing body of international law spawned by the 1951 Refugee Convention. In recent years, it has launched a series of initiatives that aim both to bolster the Convention and to encourage the search for permanent and safe solutions for the worlds uprooted peoples. In 2001, the most important global refugee conference in half a century adopted a landmark declaration reaffirming the commitment of signatory states to the 1951 Refugee Convention. Through a process of global consultations, UNHCR drew up a set of objectives called the Agenda for Protection, which continues to serve as a guide to governments and humanitarian organizations in their efforts to strengthen worldwide refugee protection.
o n c e r n i n g other groups of disadvantaged people: Over the years, the refugee agency has taken on responsibilities for a number of other groups that are similar to refugees in some ways, but which were not explicitly woven into its mandate at the time of its founding most notably becoming the UN agency responsible for monitoring the situation of stateless people (in 1974). More recently it became a major player in the UNs new cluster approach designed to improve the delivery of protection and assistance for internally displaced
UNHCR / K . MYO / M M R 2 0 0 8
PROTECTING REFUGEES
UNHCR staff distribute blankets to victims of Cyclone Nargis, which struck Myanmar in May 2008.
2008-09
19
people, who unlike refugees have never had a single agency wholly dedicated to their well-being. UNHCR has been involved with IDPs to some extent for at least two decades, but on a much more ad hoc basis. In general, nowadays, UNHCR plays a more prominent role in the countries where the displacement is occurring either because of its substantial involvement in helping returning refugees settle back into their home areas, or because of its increased activities on behalf of IDPs in countries such as Columbia, Sudan, Sri Lanka and Uganda. Occasionally, UNHCRs particular expertise has led to its being given an even broader role. In the 1990s, for example, UNHCR ran the worlds longestever airlift as part of its operation to assist besieged populations, as well as displaced ones, in Bosnia and Herzegovina. More recently although it is not normally involved in natural disaster relief UNHCR launched major operations after the 2004 Indian Ocean tsunami and the 2005 Pakistan earthquake because This young mother and her baby were among the survivors of a devastating earthquake that killed tens of thousands in Chinas in both cases shelter Sichuan region. and camp management, UNHCRs two assistance specialities, were at a premium. In May 2008, UNHCR began helping victims of Cyclone Nargis in Myanmar. Later that month, the refugee agency provided thousands of tents for people left homeless by an earthquake in Chinas Sichuan province.
20
PROTECTING REFUGEES
2008-09
UNHCR / N. BEHRING / C H N 2 0 0 8
Afghan children receive beauty classes at a Kabulbased NGO funded by UNHCR. Most are refugee returnees who survive by doing small jobs.
UNHCR / R . ARNOLD / A F G 2 0 0 8
ASSISTING REFUGEES
rotection and material help are interrelated. UNHCR can best provide effective legal protection if a persons basic needs shelter, food, water, sanitation and medical care are also met.
The agency therefore coordinates the provision and delivery of such items, manages or helps manage individual camps or camp systems, and has designed specific projects for vulnerable women, children and the elderly who FIVE BIGG EST OPE R ATIONS comprise 80 percent of a normal refugee populaI N 2007 tion. Education is a major priority once the dust has settled slightly. COUNTRY EXPENDITURE (US$) UNHCR also seeks ways to find durable solutions to refugees plight, by helping them repatriate to their homeland if conditions warrant, or by helping them to integrate in their countries of asylum or to resettle in third countries (see below).
PROTECTING REFUGEES
2008-09
21
he un refugee agencys mandate also includes actively looking for solutions to refugees plight. Three main options exist:
UNHCR / L . TAYLOR / S R B 2 0 0 8
Voluntary repatriation is the preferred long-term solution for the majority of refugees. Most refugees prefer to return home as soon as circumstances permit (generally when a conflict has ended), and a degree of stability has been restored. UNHCR encourages voluntary repatriation as the best solution for displaced people, providing it is safe and their reintegration is viable. The agency often provides transportation and a start-up package which may TO P 5 R E PATR IATIO N S include cash grants, income-generation projects I N 2007 and practical assistance such as farm tools and seeds. COUNTRY RETURNEES
Afghanistan Sudan DR Congo Iraq Liberia
22 374,000 131,000 60,000 45,000 44,000
Sometimes, along with its many NGO partners, it extends this help to include the rebuilding of individual homes, as well as communal infrastructure such as schools and clinics, roads,
PROTECTING REFUGEES
2008-09
An 18-year-old Sudanese refugee in Uganda holds up her repatriation registration papers. She is ready to return home in South Sudan after spending years in exile.
UNHCR / E . DENHOLM / U G A 2 0 0 7
bridges and wells. Such projects are often designed to help IDPs as well as returning refugees while also benefitting other impoverished people in the area who may never have moved anywhere. Field staff monitor the well-being of returnees in delicate situations. Longer term development assistance is provided by other organizations.
US scal year.
In all, some 731,000 refugees repatriated voluntarily to 46 countries during 2007. Globally, an estimated 11.4 million refugees have returned home over the past 10 years, including 7.3 million with UNHCR assistance. Local integration and resettlement
ome refugees cannot go home or are unwilling to do so, usually because they could face continued persecution. In such circumstances, UNHCR helps to find them new homes, either in the asylum country where they are living (and in an increasingly crowded world, relatively few countries are prepared to offer this option), or in third countries where they can be permanently resettled.
A Croatian refugee woman works in a greenhouse. She and her husband have four greenhouses under a UNHCRbacked income generation project.
&
UNHCR / H. DAVIES / G B R 2 0 0 7
Only a small number of nations take part in UNHCR resettlement programmes and accept quotas of refugees on an annual basis. In 2007, for example, 49,868 people were resettled in 25 countries. The number of refugees submitted by UNHCR to resettlement countries increased by 83 per cent compared to 2006 (54,182 submissions), with 98,999 submissions in 2007. For the first time in 20 years, UNHCR submissions exceeded the global capacity of resettlement countries (about 70,000 people). Who benefits from resettlement?
An Ethiopian refugee family visits the coastal resort of Brighton in the United Kingdom. They have been resettled in the UK after living for many years as refugees in Kenya.
eople facing particular problems or continued threats to their safety in their first asylum countries are foremost among those who can benefit from resettlement. In some cases, it is an essential life-saving option or the only way to save a particular refugee from having to resort to desperate measures (one unfortunately common example is the rape victim who has been rejected by her family and society, and has nowhere else to turn). Some very specific refugee populations are also on occasion beneficiaries of group resettlement programmes. In 2007, refugees from Myanmar were the largest group to benefit from resettlement, with 20,259 starting a new life outside their first asylum countries, followed by Burundians (6,142), Somalis (5,891), Iraqis (3,751) and refugees from the Democratic Republic of the Congo (2,426).
24
PROTECTING REFUGEES
2008-09
?
QUESTIONS ANSWERS
&