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Biomolecules 2014, 4, 354-373; doi:10.

3390/biom4010354
OPEN ACCESS

biomolecules
ISSN 2218-273X
www.mdpi.com/journal/biomolecules/
Review

Kinetics and Thermodynamics of Membrane Protein Folding


Ernesto A. Roman and F. Luis González Flecha *

Laboratory of Molecular Biophysics, Institute of Biochemistry and Biophysical Chemistry, University


of Buenos Aires-CONICET, Buenos Aires 1113, Argentina; E-Mail: ernest.roman@gmail.com

* Author to whom correspondence should be addressed; E-Mail: lgf@qb.ffyb.uba.ar;


Tel.: +54-11-4964-8289; Fax: +54-11-4962-5457.

Received: 31 December 2013; in revised form: 19 February 2014 / Accepted: 23 February 2014 /
Published: 18 March 2014

Abstract: Understanding protein folding has been one of the great challenges in biochemistry
and molecular biophysics. Over the past 50 years, many thermodynamic and kinetic studies
have been performed addressing the stability of globular proteins. In comparison, advances
in the membrane protein folding field lag far behind. Although membrane proteins constitute
about a third of the proteins encoded in known genomes, stability studies on membrane
proteins have been impaired due to experimental limitations. Furthermore, no systematic
experimental strategies are available for folding these biomolecules in vitro. Common
denaturing agents such as chaotropes usually do not work on helical membrane proteins, and
ionic detergents have been successful denaturants only in few cases. Refolding a membrane
protein seems to be a craftsman work, which is relatively straightforward for transmembrane
-barrel proteins but challenging for -helical membrane proteins. Additional complexities
emerge in multidomain membrane proteins, data interpretation being one of the most
critical. In this review, we will describe some recent efforts in understanding the folding
mechanism of membrane proteins that have been reversibly refolded allowing both
thermodynamic and kinetic analysis. This information will be discussed in the context of
current paradigms in the protein folding field.

Keywords: membrane proteins; thermodynamic stability; urea; guanidine hydrochloride;


sodium dodecyl sulfate
Biomolecules 2014, 4 355

1. Introduction

Natural proteins are heteropolymers composed of covalently bonded amino acid residues. They are
ubiquitous and essential for living organisms. Most of them adopt a well-defined set of three-dimensional
structures in solution, denoted as the folded or native ensemble. It is strongly established that protein
structure and function are related [1], however, the discovery of functionally relevant “intrinsically
disordered proteins” [2–4] and intrinsically disordered regions in structured proteins [5,6] opens new
paradigms in structure-function relationships.
Two main groups of proteins can be recognized: the water-soluble and the membrane-related ones.
The latter is a heterogeneous group that includes transporters, receptors and channels, sharing
the characteristic of being inserted into biological membranes. Membrane proteins represent about
25%–30% of total proteins codified in known genomes [7,8] and they constitute the target of about 70%
of current drugs [9]. Whereas globular proteins are organized around a hydrophobic core surrounded by
a water accessible surface [1], membrane proteins have some of their more hydrophobic residues in the
transmembrane surface interacting with phospholipids [10]. Moreover, as some of these proteins are
involved in transport across membranes, the core of the transmembrane region may be hydrophilic,
allowing the interaction of these regions with water-soluble ligands [11].
Pioneering work of Anfinsen et al. [12] has demonstrated that all the information required for a
protein to fold is contained in its amino acid sequence. Since that work, folding of globular proteins, has
been the subject of many experimental and theoretical studies, and as research methodologies are
continuously improved, novel results are constantly found leading to new insights and working
hypothesis [13]. However, some fundamental questions remain open, such as how stability and function
are related, and how flexibility plays a role in their modulation [14,15]. Advances in the membrane
protein folding field are relatively slower. Expression levels for functional membrane proteins are
usually low, and many experimental approaches which are routinely employed for globular proteins are
very hard to be performed for the membrane-related ones [16,17].
Thermodynamic characterization of membrane protein stability requires the determination of
experimental conditions where unfolding can be reversibly achieved [18], and this has been possible for
only a few of these proteins. Moreover, experimental conditions that were successfully attempted for
one system frequently do not work in another [19]; thus, no systematic approach seems to be possible
by now. Furthermore, kinetic studies that have been essential to determine the folding mechanism of
globular proteins [20] are very few for membrane proteins, though the landscape is not as obscure as
it could be. Beta barrel membrane proteins such as bacterial porins constitute a model system for
which thermodynamic and kinetic folding studies have been successfully performed [21]. Typically
these proteins can be denatured using chaotropic agents such as guanidine hydrochloride and urea,
and refolded in the presence of amphiphiles [21]. Conversely, helical membrane proteins are resistant to
chaotropes, but ionic detergents such as SDS have been shown to be efficient denaturants for some
of them [22].
Additional complexities appear when working with multidomain membrane proteins. These proteins
contain a membrane related domain and one or more water related structured regions. This very interesting
group of proteins is involved in important cellular functions such as active transport, and signal
transduction. The ion transport P-type ATPases are typical exponents of this group [23,24]. Their
Biomolecules 2014, 4 356

structure is characterized by a membrane-associated domain, which contains the molecular machinery


for ion transport, and several soluble domains including a catalytic domain, regulatory sites and, in some
cases, soluble metal binding sites. The synchronized interaction among these domains determines the
coupling between the catalytic activity and protein interactions with membrane lipids [25] and the
transport function [26]. As can be expected, these complexities are translated to difficulties in their
study, so that the reported studies on their folding and stability are very few.

2. Basic Strategies for Studying Protein Folding and Stability

The stability of proteins can be defined as the resistance of native folded conformations against their
disruption by environmental factors conducive to denatured states. Experimental studies on protein
folding and stability require three main preconditions: the first one is folding needs to be a reversible
process, so that the protein can be unfolded and refolded at equilibrium; the second is to have an agent
capable of perturbing the equilibrium, thus modifying the concentrations of native, intermediate, and
unfolded species; and the third one is the existence of a measurable signal that monitors the perturbation.
Given these three conditions, equilibrium thermodynamics provides the framework for determining the
Gibbs free energy change for transfer of the protein from an ideal one molar solution of the pure folded
protein in water to an ideal one molar aqueous solution of the pure unfolded protein i.e., (Gw° NU),
which is the accepted form to quantify the structural thermodynamic stability of a protein [27–29].
Two main strategies are used for disturbing the folding equilibrium of a protein under study:
temperature perturbation and the use of chemical denaturing agents.
Temperature extensively modulates the Gibbs free energy by tuning its enthalpic and entropic
contributions [29]:
ª § T ·º
Gow How  T ˜ 'Sow  Cpow ˜ «(To -T ) + T ˜ ln ¨ ¸ » (1)
¬« © To ¹ ¼»

As can be observed in Figure 1A, increasing or decreasing the temperature after reaching a maximal
stability produces a decrease in Gw° NU, which becomes negative for temperatures higher than the
so-called thermal denaturation midpoint (Tm) or lower than the cold denaturation temperature (Tc).
Convexity in Figure 1A is given by the heat capacity change upon unfolding (Cpw° ), which reports the
difference between solvent interactions in the folded and unfolded states, and it has been found to
correlate with the change in the solvent-accessible surface area (ASA) as a protein unfolds [30].
On the other hand, chemical denaturants are a group of molecules that stabilize expanded conformations
of the polypeptide chain favoring partially folded and unfolded states, thus decreasing the unfolding free
energy. The dependence of Gw° NU on the denaturant concentration was empirically explored for many
small globular proteins (Figure 1B), typically finding a linear relationship [31]:

G o G ow  mnu ˜ > denaturant @ (2)

The coefficient mnu, i.e., the derivative G° with respect to the denaturant concentration, gives a
measure of the cooperative effect of disruption of the protein native structure by the denaturant, and
depends on the total ASA and on the composition of the surface that is exposed upon the unfolding
Biomolecules 2014, 4 357

process [30,32]. As can be observed in Figure 1B, G° becomes negative for denaturant concentrations
higher than the so-called mid transition concentration (Cm).

Figure 1. Dependence of the protein folding equilibrium on temperature and the presence of
denaturants. (A) Temperatures modify Gw° NU reaching a maximum value which corresponds
to the maximal protein stability. Heating or cooling the sample will lead to a decrease in
Gw° NU which will equal zero at the temperature of cold unfolding (Tc) and at the melting
temperature (Tm). At both temperatures half the protein population is folded and the other
half is unfolded; (B) Protein stability decrease following a linear function of the concentration
of the chaotropic agent. Gw° NU reaches the zero value at the mid-denaturant concentration
(Cm) where 50% of the population is folded and the other 50% is unfolded.

Among various chemical denaturant agents, urea and guanidine hydrochloride (GndHCl) have
proven particularly successful. The mechanism by which these compounds denature proteins has been a
controversial issue, but recent computational and experimental studies point towards an emerging
consensus [33]. These species preferentially accumulate in the water of hydration relative to bulk
water, paralleling the Hofmeister chaotropic series of non-Coulombic effects of salt ions on protein
processes [34]. It has been proposed that they bind with higher affinity to the unfolded state, solvating
charged residues or engaging in hydrogen bonds with charged groups and backbone carbonyl groups [35].
More favorable protein-chaotrope interactions can be formed in the unfolded ensemble than in the native
one, thus providing an enthalpic driving force for unfolding [33]. Chaotropes also increase the water
solubility of non-polar groups of the backbone and side-chains, thus determining a favorable free energy
of transfer for polar residues from the protein core to the aqueous environment. Therefore, the folding
equilibrium is shifted toward the unfolded form, which occurs at very high denaturant concentrations
(in the order of molar concentrations). The chaotrope-induced denatured state was first described as a
random coil chain [28,29]. However, recent studies demonstrate that a statistical ensemble of multiple
conformations with a very low content of secondary and tertiary structures better characterizes this state.
Indeed, the presence of long-range contacts in this ensemble has been reported by NMR even in the
presence of high denaturant concentrations [36].
Biomolecules 2014, 4 358

Another class of denaturant agents corresponds to ionic surfactants, with sodium dodecyl sulfate
(SDS) the most representative member. As chaotropes, SDS binds to both native and denatured proteins,
and unfolding is driven by the higher affinity for the denatured state. However, the binding mechanism is
different [37]. First, the driving force contains an important favorable entropic contribution [38], making
the denaturing effect evident at millimolar concentrations, i.e., they are about 1000 times more efficient
denaturants than chaotropes. Besides, hydrophobic clusters of SDS molecules are also able to induce
helical structures in amphipathic non-structured chains [39]. Thus, the final denatured state has high
content of secondary structure. The global shape of protein-SDS complexes was first described by
Reynolds and Tanford as rod-like prolate elipsoids [40]. Recently, these complexes were modeled using
data from NMR, light scattering, fluorescence spectroscopy and small angle X-ray scattering. Two main
spatial arrangements emerge from these studies (Figure 2): the first one, denoted as the decorated
micelles model, shows the unfolded protein wrapped around detergent micelles [41–43], whereas the
second model, called the pearl necklace or necklace-and-beads model, display micelles on several parts
of the unfolded protein chain, randomly decorating the polypeptide backbone [44,45].

Figure 2. Structural models for protein-surfactant complexes. (A) Surfactant molecules


cover the denatured protein chain forming a rod-like micelle; (B) Surfactant micelles are
decorated by the denatured protein; (C) Micelles are formed along the denatured protein
forming a pearl-necklace like structure.

3. Temperature Induced Membrane Protein Denaturation

Most membrane proteins undergo spontaneous irreversible thermal denaturation even under mild
experimental conditions ([22,46,47], and references therein). Irreversible inactivation has been extensively
studied for soluble proteins, and in many cases it is due to either covalent modifications (side-chain
oxidation, hydrolysis of peptide bonds, etc.) or non-covalent changes leading to aggregation [48–50].
Characterization of the temperature-induced denatured state of diacylglycerol kinase suggests that
membrane protein thermal inactivation is not associated with these phenomena, and it was proposed
that other non-covalent changes such as the formation of kinetically trapped conformations [51]
could be involved.
Irreversibility impedes quantitative thermodynamical analysis of structural stability. In these cases,
protein stability can be evaluated by quantifying the time persistence of the native folded conformation
(kinetic stability). This irreversible process can be monitored through a measurable signal such as an
enzymatic activity, the molar ellipticity in the far UV (indicative of secondary structure) [52] or the
Biomolecules 2014, 4 359

intensity of emitted fluorescence either from the intrinsic Trp residues [53] or given by an external
fluorescent probe such as 1-anilinenaphthalene-8-sulphonate which reports on hydrophobic regions in
protein structure including the transmembrane domain of membrane proteins [54]. The time course of
these signals provides a measure of the kinetic stability of the protein.
The copper(I) transport ATPase from Archaeoglobus fulgidus [55], the plasma membrane calcium
pump [56] and the Na,K ATPase [57] are typical examples where irreversible inactivation was followed
by both structural and functional signals. In all these cases, the decrease in enzyme activity is well
described by an exponential function suggesting a two-state process involving only fully active and
inactive molecules.

M = M o ˜ e  kobs ˜t
(3)

where Mo and M are the values of the measurable signal before and after a given preincubation time t,
and kobs is the observed kinetic coefficient for the irreversible transition.
The decrease in enzyme activity is paralleled by large changes in secondary and tertiary structure.
However, the denatured state still conserves important amounts of residual structure, mainly corresponding
to the membrane associated regions of the protein [55,58]. Notably, the kinetic coefficients for the
structural changes are not statistically different from that for the inactivation process, supporting the idea
that enzyme inactivation is associated with partial unfolding and exposition of hydrophobic regions to
the solvent. The temperature dependence of the inactivation coefficients is similar for many membrane
proteins despite that they are mesophilic or thermophilic, with activation energies in the order of
200–300 kJ·mol1 [55–57,59,60].
On the other hand, thermal stability of membrane proteins reconstituted in mixed micelles of
phospolipids and detergents increases when the mole fraction of phospholipids is increased [56].
Maximal stability was found to be dependent of the type of phospholipids included in the micelles, and
was also affected when phospholipids undergo chemical modification such as non-enzymatic
glycation of phosphatidylethanolamine, a common alteration in uncontrolled Diabetes mellitus [61].
The modulation of membrane protein stability by phospholipids can be understood assuming that these
proteins have their hydrophobic transmembrane surface covered by a monolayer of amphiphiles in rapid
exchange with the bulk amphiphiles [62], and that thermal stability is determined by the composition of
this monolayer. When the immobilized boundary layer is predominantly composed of phospholipids,
the inactivation rate coefficient reaches its minimum and therefore, the protein thermal stability is
maximal. For all the systems assayed, this maximal stability was attained when about 80% of the
transmembrane protein surface is covered by phospholipid molecules [56].

4. Solvent Denaturation of Membrane Proteins

4.1. The Two-State Model, a Paradigm for Small Globular Protein Folding

The simplest protein unfolding process can be described as an elemental chemical reaction where the
reactant is the native protein (N) and the product is the unfolded protein (U):

(4)
Biomolecules 2014, 4 360

being kf and ku the folding and unfolding rate constants, respectively. Changes in the concentration of U
are given by:
d >U @
= k u ˜ > N @  k f ˜ >U @ (5)
dt

and, at the equilibrium:


G ow  m˜> denaturant @
>U @eq fU k 
= = u = Keq = e R˜T (6)
> N @eq fN kf

where fN and fU are the mole fraction of the native and unfolded protein at equilibrium, which depend on
the denaturant concentration (Figure 3A). Considering that the sum of [N] and [U] yields the total protein
concentration, Equation (5) can be integrated giving

>U @ >U @o
 >U @eq ˜ e f u  >U @eq
 k k ˜t
(7)

>N @ > N @
o
 > N @eq ˜e  kf  ku ˜ t
 > N @eq (8)

Equations (7) and (8) show that during folding experiments (i.e., when [U]o > [U]eq) the time course
of [N] and [U] follows single exponential curves (decreasing exponentials for U and increasing
exponentials for N). It can also be observed that the exponential coefficient is the same in both equations
and corresponds to the observed kinetic coefficient (kobs). When denaturing a protein, these folding and
unfolding rate constants are dependent on the denaturant concentration, and empirical exponential
relationships have been proposed for accounting these dependences [28].
 mf ˜ > D @ mu ˜ > D @
k obs kf  k u k fo ˜ e  k uo ˜ e (9)

The folding and unfolding kinetic coefficients in water (kf° and ku°) can be determined by fitting
Equation (9) to experimental values of kobs measured in unfolding and refolding experiments performed
in the presence of different concentrations of denaturant. Figure 3B shows a typical representation of
folding kinetic data in the form of the so-called Chevron Plot. The activation free energy for unfolding
(G‡) which correlates with the probability of crossing the energy barrier separating the native from the
unfolded state, can be calculated using the transition state theory. In addition, the parameters mf and mu
in Equation (9) provide information about the surface exposition upon denaturation with respect to the
exposed surface in the transition state [30].
Experimentally measured values of kf° for single domain globular proteins give characteristic times
(i.e., the inverse of the k) ranging from microseconds to hours. Protein folding rates were theoretically
shown to decrease with the size of the protein, and to increase with protein stability (Gw° NU). When
represented as a function of a combined size-stability variable, they fall within a narrow “golden
triangle”, which also predicts a maximal allowed size for a protein domain that folds under
thermodynamic control of about 500 residues [63,64].
Biomolecules 2014, 4 361

Figure 3. Equilibrium unfolding curve and Chevron Plot for two-state protein unfolding.
(A) Representation of the equilibrium folded fraction of a protein as a function of denaturant
concentration. It can be observed that either at low or high denaturant concentrations, the
folding equilibrium is minimally modified by the addition of denaturant. Conversely, at
intermediate denaturant concentrations the equilibrium is significantly shifted, leading to a
broader change in folded and unfolded concentrations. The maximal slope is related to the
cooperativity of the process (m value). The concentration where 50% of the population is
folded and 50% unfolded is called the mid-denaturant concentration (Cm); (B) The natural
logarithm of the observed kinetic coefficient is plotted as a function of denaturant concentration
(Chevron Plot). The folding arm is usually explored in refolding experiments where the
unfolded protein in the presence of high denaturant concentration is diluted with buffer
without denaturant, and the unfolding arm is mainly obtained from kinetic unfolding
experiments. This is because determining kinetic coefficients requires a significant change in
the signal used to monitor the unfolding/refolding process.

As an example, we will mention the case of the SH3 modules, which form part of many signal
transduction and cytoskeletal proteins, and mediates a myriad of protein-protein interactions [65].
SH3 domains possess a distinctive fold (Figure 4) composed of two 3-stranded -sheets packed
orthogonally against each other forming a single hydrophobic core [66]. Besides their biological
importance, their ability to independently fold, their small size and the lack of disulfide bonds and
cofactors, the variability in the loop regions, and their simple production and purification, make the SH3
domains an attractive model system for testing folding mechanisms [67]. These domains constitute a
paradigm for equilibrium folding, emerging as a prototypical two-state folder [68].
Biomolecules 2014, 4 362

Figure 4. Structure of the N-terminal Src homology 3 domain (Protein Data Bank ID
1CKA). Beta sheets are represented by arrows and protein loops are shown as thin lines.

Folding of the src SH3 domain was explored in many buffer systems and ionic strength conditions
using temperature and guanidine hydrochloride for perturbing the folding equilibrium [67]. In all these
cases, unfolding of src SH3 domains follow a typical two-state mechanism: thermodynamic unfolding
parameters in water at 295K were identical for temperature and GndHCl-induced unfolding being
Gw° NU = 17 kJ·mol1 and mnu = 6.7 kJ·mol1·M1. In addition, folding and unfolding kinetics can be
well described by single exponential functions, indicating the lack of intermediates in the folding
reaction. The dependence of ln kobs on [GndHCl] has the typical V-shape corresponding to a two-state
process with kfº = 56.7 s1, kuº = 0.1 s1, mf = 4.2 kJ·mol1·M1 and mu = 1.9 kJ·mol1·M1. From these
data it is possible to calculate an equilibrium Gw° NU using Equation (6), obtaining a value of 16 kJ·mol1,
very close to the thermodynamically determined value. All these data allow the inclusion of the src SH3
domain on the list of single-domain proteins that fold without detectable populations of partially folded
intermediates. Furthermore, it can be demonstrated that the ratio between mf and mnu gives an idea of the
surface change between the transition state and the folded ensemble of conformations. In this case,
mf/mnu = 0.6 suggesting that about two thirds of the buried surface area of the folded protein is excluded
from the solvent in the transition state [67].

4.2. Membrane Protein Folding in Solution

4.2.1. Beta Barrel Bacterial Outer Membrane Proteins

The outer membrane proteins (OMPs) of Gram-negative bacteria, mitochondria, and chloroplasts
constitute a diverse group of -barrel proteins that include adhesins, architectural proteins, passive
diffusion pores, siderophore receptors, efflux channels, protein translocation pores, and some membrane
enzymes such as lipases, proteases, and palmitoyl transferases [69].
Despite that they constitute a very small fraction of the membrane proteins codified in the known
genomes [70], -barrel membrane proteins are very well represented in the Protein Data Bank with
almost 190 hits.
OMPs share a very simple structural framework consisting of 8 to 24 -strands embedded in
the membrane oriented in an antiparallel manner [71], and may also have extramembrane domains
and loops connecting the individual -strands (Figure 5). Some OMPs oligomerize to form trimeric
Biomolecules 2014, 4 363

porin channels [72,73]. Transmembrane strands consist of alternating hydrophobic and hydrophilic
residues, thus reducing its overall hydrophobicity and making possible their solubilization by chemical
denaturants [47]. In addition most of them can be refolded under equilibrium conditions in the
presence of phospholipid vesicles [19,74] or surfactant micelles [75] making it possible to perform
folding-function-stability studies [76].

Figure 5. Structure of the Outer membrane protein A (OmpA) from E. coli (Protein Data
Bank ID 1G90). Beta sheets are represented by arrows and protein loops are shown as
thin lines. The beige area represents the hydrophobic core of the membrane, while the
light-indigo regions refer to the hydrophylic head groups of phospholipids.

Since the first successful refolding experiment of an OMP into DMPC vesicles [74] many efforts
have been performed in deciphering porins folding mechanism. It was determined that OMPs refolding
efficiency in vesicles depends on membrane thickness, phospholipid charge, acyl chain saturation, vesicle
size and curvature, temperature, ionic strength, pH and the denaturing agent used [21]. Unfortunately,
optimal conditions are particular for each OMP [19].
Three transitions along the folding pathway of OmpA were distinguished. A water-soluble collapsed
state, consisting of a mix of random coil, -helix and -sheet, has been identified as an early folding
intermediate state [77]. This collapsed state associates to lipid vesicles adopting a partially folded
-sheet structure, which in a slow process generates the full inserted folded form [78]. Membrane
associated folding intermediates were elegantly characterized by Kleinschmidt et al. [79,80] using
lipid vesicles prepared with a set of brominated phospholipids, which are known to quench the intrinsic
Trp fluorescence [81], and single-Trp mutants of OmpA. Experiments were designed combining equilibrium
and kinetic approaches. Equilibrium experiments were performed by measuring Trp fluorescence of
the wild type and the single Trp mutants to test that the reversibility requirement was fulfilled.
Unfolding in 8 M urea proceeds with a significant decrease in total Trp fluorescence intensity and a
red-shift in the center of the mass of the fluorescence spectra. Dilution of this system into a lipid-rich
media without denaturant results in the recovery of the fluorescence spectral properties, indicating that
OmpA is efficiently refolded. The authors registered the time course of fluorescence quenching at
Biomolecules 2014, 4 364

different temperatures, identifying three membrane-associated folding intermediates at different distances


from the center of the bilayer. Detection of folding intermediates was temperature-dependent so that
it was possible to isolate each one. The first intermediate was found to be adsorbed to the surface without
a high degree of structure, whereas the following ones have increasing quantities of -sheet structure and
a deeper penetration into the membrane. The study at different temperatures allowed exploration of the
folding landscape, and investigation of OmpA folding-insertion into biological bilayers at different
levels of complexity. Following this work, the authors propose a detailed multistage concerted folding
model for this -barrel protein in which all four -hairpins of OmpA insert and translocate across the
membrane by a synchronous concerted mechanism. The proposed folding-insertion mechanism is clearly
different from that proposed for helical membrane proteins by Popot and Engelman [82]. In that model,
transmembrane helices form independent transmembrane folding units (stage I) and they then assemble
to form the native three-dimensional structure (stage II). The demonstration that a general folding
paradigm can not be posited for membrane proteins and the analysis of the folding-insertion process in
terms of a folding landscape, make this work pioneering.
Although it has been well established that insertion is coupled to native structure consolidation, lipid
composition of the membranes plays important roles in determining the folding pathway. It was
demonstrated that folding kinetics are very sensitive to membrane properties such as membrane
thickness [83]. Furthermore, Hong et al. [84] found that the lateral pressure that membranes exert on the
protein produces a tremendous effect on protein stability. As the hydrophobic surface of the protein is
covered with lipids, a high lateral pressure is exerted onto the protein. In these conditions the native state
would be more stabilized than the possible intermediates, and thus the folding process will follow
a simple two-state mechanism. Conversely, as the membrane becomes thinner, the lateral pressure
decreases and water molecules can penetrate the membrane and interact with the protein. Then,
intermediate structures are more prone to be stabilized and the folding route increases in complexity.
In another interesting study Debnath et al. [85] showed that production of in vitro complementary
sequences of OmpA could yield a fully folded protein. They engineered a variant of OmpA with
cleavage sites, and then digested the protein into complementary fragments. These fragments were
unfolded with urea and refolding was assayed, demonstrating that 25%–35% of the fragment
populations can associate producing a native like protein. This result demonstrates that although
membrane insertion and folding may be a cooperative process, the fragments can associate in vitro
without any additional components.

4.2.2. Helical Membrane Proteins

The main group of membrane proteins correspond to helical membrane proteins which are found in
all cellular membranes, are involved in diverse and critical cellular functions, and include nearly all
medically relevant membrane proteins. These proteins are composed of one or several -helices inserted
into biological membranes. The structure of bacteriorhodopsin (Figure 6)—a classical model for helical
membrane proteins—showed a tightly packed bundle of typical -helices in the membrane [86].
However, recent high-resolution structures show that transmembrane helices contain frequent bends and
kinks, some break in the middle and change directions, and others begin and end within the core of the
membrane [87].
Biomolecules 2014, 4 365

Figure 6. Structure of Bacteriorhodopsin from Halobacterium salinarum (Protein Data


Bank ID 2BRD). Alpha helices are represented by coiled ribbons, and protein loops are
shown as thin lines. The beige area represents the hydrophobic core of the membrane,
while the light-indigo regions refer to the hydrophilic head groups of phospholipids.

To date, there are only five members of this group for which a reversible unfolding has been possible:
bacteriorhodopsin [88,89], diacylglycerol kinase [90], the potassium channel KcsA [91], the disulfide
bond reducing protein DsbB [92] and the copper transport ATPase from Archaeoglobus fulgidus [93].
This limited information results in a poor knowledge about the mechanisms of insertion and folding.
Helical membrane proteins appear resistant to chemical denaturation by urea or guanidine
hydrochloride [94] or, in some instances, treatment with these denaturants leads to irreversible
unfolding [95]. The inefficiency of chaotropes to unfold helical membrane proteins has been linked to
the structural organization of the transmembrane segments as -helix bundles. This retains a moderately
hydrophobic core by exposing highly hydrophobic residues to the membrane lipids thus preventing the
access of polar chaotropes [88]. However, ionic detergents such as SDS have been efficiently used to
unfold some of these proteins under equilibrium conditions [22,96]. The amphipathic nature of these
detergents combine the possibility of disrupting tertiary contacts and solubilizing the secondary structure
elements buried in biological membranes.
Early works of Lau and Bowie with diacylglycerol kinase [90] showed a multiphasic unfolding curve
upon increasing the concentration of sodium dodecyl sufate. At very low SDS concentrations the
oligomeric structure of the native protein is disrupted, and two unfolding transitions were observed when
increasing SDS concentration. To analyse this result, the authors constructed a set of point mutants of
single Trp residues distributed within the membrane interacting region and the cytoplasmic domain.
Mutants containing “cytoplasmic” Trp residues showed only the first unfolding transition when monitored
by intrinsic fluorescence, while the single Trp mutants in the transmembrane helices only displayed the
second transition. Thus, the authors conclude that after disruption of the oligomeric structure the
cytoplasmic region of diacylglycerol kinase monomers was first unfolded, followed by the denaturation
of the transmembrane domain.
Booth and coworkers [97] have extensively studied the unfolding of bacteriorhodopsin induced by
SDS making significant contributions to the membrane protein folding field. The retinal chromophore
bound to the native protein by a Schiff base permits testing in the functional folded state. It was
demonstrated that bacteriorhodopsin can be efficiently unfolded by SDS, but refolding in this detergent
recovered a protein conformation with 56% of its native secondary structure and minimal tertiary
Biomolecules 2014, 4 366

structure, without the ability to bind its cofactor and being nonfunctional [98,99]. Reversible refolding to
a fully functional form was possible with the cofactor and either non-denaturing detergents, lipids in
mixed micelles or lipid vesicles in the refolding medium, The unfolding equilibrium curve of
bacteriorhodopsin determined in these conditions was well described by a reversible two-state model
with Gw° NU of about 24 kJ·mol1. However, the unfolding kinetics showed that the folding mechanism
is indeed more complex including several intermediates, and that the pathways for unfolding and
refolding are different [100]. The relation between the folding and unfolding rate constants and SDS
concentration suggest a linear free energy relationship similar to that described for small globular
proteins. Besides, the structure of the unfolding transition state was characterized using a set of single
mutants, being closer to the SDS-unfolded state than to the native one. This behavior is clearly different
from that described for most small globular proteins where the structure of the transition state is closer to
that of the native state [101]. On the other hand kinetic studies suggested that the folding route is
polarized: while SDS disrupts the helical packing of the outer helices, some of the internal ones are
resistant, so that the protein conserves a large amount of secondary structure in the denatured state [102].
Further attempts to characterize this unfolded state showed that although the secondary structure
contains significant amounts of native signatures, the tertiary structure was mainly disrupted [103].
These important differences with the unfolded state of soluble proteins open interesting questions about
how to compare unfolding processes when the final unfolded states are very different.
A particular, and exceptional case of alpha helical membrane proteins are the multidomain group
(Figure 7); these proteins contain, besides the transmembrane region, soluble domains that are very
similar to globular soluble proteins [104], and, in fact, look like many globular proteins attached to
transmembrane helices. Studying their folding is particularly complex and there are very few proteins in
this group for which stability studies were successful; among them P-type ATPases constitute an
interesting example, because, in addition, several crystal structures of members of this membrane
protein family have been deposited in the Protein Data Bank during the last years [105,106].

Figure 7. Structure of the Cooper transport ATPase from Legionella pneumophila (Protein
Data Bank ID 3RFU). Alpha helices are represented by coiled ribbons, beta sheets by arrows
and protein loops are shown as thin lines. The beige area represents the hydrophobic core of the
membrane, while the light-indigo regions refer to the hydrophilic head groups of phospholipids.
Biomolecules 2014, 4 367

The Cu(I) transport ATPase from the hyperthermophile Archaeoglobus fulgidus (CopA) reconstituted
in mixed micelles is one of the cases where reversible unfolding was successful [93]. This protein could
be denatured with guanidine hydrochloride losing most of its secondary and tertiary structure as seen by
far and near UV circular dichroism. In addition, hydrophobic patches in CopA, mainly located in the
transmembrane region, were disrupted as indicated by 1-anilino-naphtalene-8-sulfonate fluorescence.
Nevertheless, the unfolded state had a small but detectable amount of residual structure, which might
play a key role in both CopA folding and adaptation for working at high temperatures. Refolding of
CopA from this unfolded state led to recovery of full biological activity and all the structural features of
the native enzyme.
CopA unfolding showed typical characteristics of a two state process with Gw° = 12.9 kJ·mol1,
mnu = 4.1 kJ·mol1·M1 and Cpw° = 0.93 kJ·mol1·K1. These values were relatively lower than those
expected for mesophilic proteins of similar molecular mass that unfold according to a two-state model.
An approximately linear dependence of Gw° on the number of protein residues is well established for the
unfolding of small soluble monomeric proteins (smaller than 200 residues) [107]. Booth and Curnow
have shown that bacteriorhodopsin, diacylglycerol kinase and the potassium channel KcsA, seem to fit
within this trend [107]. On the contrary, CopA Gw° does not follow this tendency. In this way, it is worth
mentioning that there is a small number of large proteins (none of them a membrane protein), for which
thermodynamic stability was assessed and only in a few cases they unfold following a two-state process.
This set of large soluble proteins also show unusually low values of Gw°, e.g., human serum albumin for
which Gw° is a quarter of the value expected according its molecular mass [108].
On the other hand, the A fulgidus CopA structure shows five distinct structural regions, including the
transmembrane -helices and soluble catalytic and regulatory domains [105,109]; then, the description
of its unfolding as a two-state process does not seem to be appropriate . For instance, the NU transition
is likely to include an ensemble of unfolding intermediate states with closely related conformations
indistinguishable by far UV-CD and Trp fluorescence. Moreover, it was demonstrated that the region
corresponding to low GndHCl concentrations contains inactive enzymes with an apparent native form
as suggested by the spectroscopic characterization. The presence of these non-detectable unfolding
intermediates is known to lead to a significant underestimation of both mnu and Gw° values [110].
Of course, complexities in the study of these proteins have limited the progress in the protein folding
area. However, the advances produced during the last years permit the expectation of a substantial
increase in thermodynamic and kinetic helical membrane protein folding information in the near future.

5. Conclusions

The membrane protein folding field is being increasingly explored in recent years as new structural
data is obtained. Approximately 400 unique high-resolution membrane protein structures are now
available in the Protein Data Bank. This information is leading to new insights that aid the analysis of
structure-function relationships and provides the framework for the interpretation of thermodynamic and
kinetic data on the folding of these proteins in membrane-like environments. However, further work in
this area is still necessary to attempt to posit some general rules. As was proposed by Finkelstein [18], it
may be that future developments will be based on the physics of single domain proteins, in a similar way
as chemistry is based on the physics of atoms and electrons.
Biomolecules 2014, 4 368

Acknowledgments

This work was supported by ANPCyT PICT2010 01876, UBACyT 20020100100048 Grants.

Author Contributions

Ernesto A. Roman and F. Luis González Flecha wrote the review.

Conflicts of Interest

The authors declare no conflict of interest.

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