Saarni, An Observation Study of Children's Attempts To Monitor Their Expressive Behaviour
Saarni, An Observation Study of Children's Attempts To Monitor Their Expressive Behaviour
Saarni, An Observation Study of Children's Attempts To Monitor Their Expressive Behaviour
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Behavior. CHILDDEVELOPMENT,
1984, 55, 1504-1513. This observationalstudy examined developmental patterns in children's attempts to regulate their expressive behavior in a mildly conflictful situation that was contrived by creating expectations in children for receiving a desirable
reward but in fact receiving an undesirable one. This situation provided a limited sample of
children's expressive behavior when faced with an implied display rule: "Lookpleased, despite
receiving a disappointing gift."Videotapes of the children's expressive behaviorwere analyzed,
and the majorfindings included significantage x sex interactionswherein the youngest children
(especially boys) were more likely to show negative behavior on receiving an undesirable gift
(i.e., a drab baby toy), while the older children (especially girls) were more likely to maintain
their positive expressive behavior. The results are discussed in terms of developmental differences in (a) awareness of social rules for management of expressive behavior, (b) ability to
implement the rule, and (c) motivation to carryout the rule.
When facial expressions are intentionally controlled so that one presents an altered
facial expression (instead of the expression
that would have revealed what one was really
feeling), we speak of the influence of display
rules on one's affective-expressive behavior
(Ekman, Friesen, & Ellsworth, 1972). Display rules govern the appropriateness of expressive behavior; they are presumably
learned in childhood and are used to regulate
or manage one's affective-expressive
behavior. Display rules may be either culturally
determined or idiosyncratic in origin; that is,
they may represent social conventions or
unique coping responses to expressive behavior management in assorted situations. We
take for granted that all normal adults are
capable of controlling their expressive behavior in assorted situations (see Ekman &
Friesen, 1975). The implication here is that
adults are aware of how their expressive behavior will be perceived by others, and they
will attempt to modify it if they wish to create
a particular sort of impression (see also the
sociological consideration of this issue-e.g.,
Goffman, 1972; Hochschild, 1979). However,
this skill at monitoring one's expressive behavior develops only gradually during childhood, being dependent on social-cognitive
development, fine muscle control, and individual experience.
This research was supported by a grantfrom the Spencer Foundation. I would like to thank
Mitch Wilson for his assistance in this study and the staff and children of the School of the
Madeleine, Berkeley, California,for their kind participation.Requests for reprintsshould be sent
to Carolyn Saarni,Department of Counseling, Sonoma State University, RohnertPark,California
94928.
[Child Development,1984,55, 1504-1513. ? 1984 by the Societyfor Researchin Child Development, Inc.
All rights reserved. 0009-3920/84/5504-0002$01.00]
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Carolyn Saarni
1505
on receiving the baby toy without the influence of display rules to ameliorate their grimaces, swift departures from the room, omitted thank yous, and so on. Older children
were expected to show more positive expressive behavior relative to the younger
children on receiving the baby toy. Such positive behavior, despite presumed disappointment or confusion over the inappropriate gift,
was taken to be legitimate grounds for inferring use of self-regulation of expressive
behavior. It was also hypothesized that girls
would show more positive responses than
boys on receiving the inappropriate gift. The
rationale for this stems from two deception
studies in which girls were rated as being
more successful at dissembling than boys
(Feldman et al., 1979; Feldman & White,
1980). The dissemblance in these two studies was displaying a pleased, positive expression while drinking sour fruit juice, a task
that bears some similarity to the present
situation.
Since this study was limited to the observable behavior on the children's part, and
unobtrusive measures were not available to
determine what was actually going on in their
minds in the baby toy situation, the conclusions of this investigation remain inferential
and descriptive at best. However, as mentioned, earlier research on children's understanding of display rules in photographed
conflict situations had indicated that receiving a disappointing gift readily elicited from
8-10-year-olds both display rule reasoning
about controlling facial expression and articulate explanations of why one should do so,
for example, so as not to hurt the feelings of
the gift giver or to be thought of as rude or
impolite. Since such reasoning appears available to school-age children, this study's purpose was to taxonomize the expressive behaviors shown in a spontaneous situation by first-,
third-, and fifth-grade children. It should be
noted that, in the two Feldman et al. (1979,
1980) studies mentioned above, the children
were instructed to dissemble their response;
the present study's generalizability is to situations involving naturally occurring, spontaneous expressive behavior regulation.
Method
Sample
The sample consisted of 45 children: 14
first graders (mean age 6.9 years; six boys,
eight girls), 15 third graders (mean age 8.9
years; eight boys, seven girls), and 16 fifth
graders (mean age 10.8 years; eight boys,
eight girls). The subjects were native speakers
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1506
Child Development
Session 1.-The
experimenter introduced herself as someone studying how children respond to different commercial selfhelp workbooks. She showed the children a
variety of such workbooks on arithmetic,
handwriting, spelling, and so forth, and told
each child they would select a problem from
one of the books, complete it, and evaluate
its difficulty relative to their classroom work.
They were told they would be videotaped
"so that we can see how children work on
the problems in these books." For their effort
and assistance in the evaluation project they
were told they would receive a gift. The experimenter presented herself warmly and responsively throughout both sessions to the
children. At the conclusion of the first session the experimenter gave the child an attractively wrapped and tied package that
contained a small can of juice, a candy bar,
and 50 cents. The child was asked to unwrap
the gift there at the table (and none hesitated
to do so). The children were subsequently
told that they would be called back to evaluate a second workbook 1 or 2 days later and
that they would receive a second gift at that
time as well.
Compared with the several facial behavior coding systems available (e.g., Blurton-Jones, 1971; Ekman & Friesen, 1978;
Izard, 1979), the scheme used here was relatively simple. The rationale for the simplicity was fourfold: (1) to increase reliability
of coding, (2) to facilitate categorizing the
facial behaviors into dimensions relevant to
assessing whether children might be monitoring their facial expressions, (3) to incorporate additional expressive behaviors (nonfacial) into these relevant dimensions, and
(4) to accommodate to the greater loss of eye
region facial behavior (compared with the
mouth region), because the children frequently tended to look downward at the gift
and not at the camera.
The additional nonfacial expressive behaviors coded in the data included vocaliza-
Results
Coding
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Carolyn Saarni
tions, changes in gaze direction (i.e., contact
with the experimenter or gift), selected body/
limb movements, and abrupt departures from
the room. Both facial and nonfacial behaviors
were assigned to three dimensions; these
three dimensions were simply the positive
dimension, negative dimension, and transitional response dimension. While the positive and negative dimensions are directly definable as referring to behaviors that express
either positive or negative affective displays
(see Ekman et al., 1972; Harper, Wiens, &
Matarazzo, 1978), the transitional response
dimension requires more descriptive detail
and rationale.
This last dimension had arbitrarily assigned to it 12 expressive behaviors that were
either (a) minimally positive in affect (e.g.,
slight smile) or (b) suggestive of uncertainty,
tentativeness, or interpersonal tension (e.g.,
two or more changes in gaze direction between gift and experimenter, giggling). The
low-intensity positive behaviors were postulated as representing the initial acquisition
phase of displaying expressive behavior that
is at odds with one's internal emotional reaction. The implicit assumption was that
children showing these behaviors have become aware of the display rule "look pleased,
despite receiving a disappointing gift" but
are still in the process of learning how to
dissociate emotional state from externally
displayed expressive behavior.
Among the second kind of transitional
responses, suggestive of uncertainty or tension, were those behaviors that may be
thought of as adaptors (e.g., touching the face
or head with one's hand), defined by Ekman
and Friesen (1969b) as fragments of kinesic
behavior that were once directed toward some
1507
TABLE 1
DIMIENSIONSOF EXPRESSIVEBEHAVIOR
Positive
Dimension
Negative
Dimension
Nose wrinkling
Lowered brows as in a frown or as in
annoyance, disappointment
Omitted "thank you"
Puckered or pursed mouth
Tight, straight-line mouth
Avoids eye contact with experimenter
Negative noise emitted (e.g., snort,
"ugh")
Abrupt departure from room
Shoulder shrug
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1508
Child Development
Differences between sessions 1 and 2.Since the difference scores (session 1 - session 2) for each expressive dimension yielded
negative values whenever a session 2 frequency exceeded that of session 1, a weight
of 10 was added to all difference scores to
make them all positive values. Thus, a score
less than 10 meant that session 2 exceeded
session 1, a score of 10 meant that there was
no change, and a score greater than 10 meant
that session 1 exceeded session 2. These difference scores were then analyzed by means
of separate 2 (sex) x 3 (age group) analyses
of variance for each of the three expressive
dimensions.
For the negative dimension, the main
effect of age was significant, F(2,39) = 11.75,
p < .01. The main effect for sex was also
significant, F(1,39) = 10.72, p < .01, and the
interaction of age x sex was significant,
F(2,39) = 26.51, p < .01. The interaction was
of primary interest, and follow-up pairwise
analyses of variance indicated that both the
youngest and oldest boys revealed significantly greater increases in negative behavior
in session 2 relative to the youngest and oldest girls, p < .05.
For the positive dimension, the main effect of age was again significant, F(2,39) =
22.52, p < .01, while the main effect of sex
TABLE2
MEAN FREQUENCY AND STANDARD DEVIATION FOR EACH DIMENSION
ACCORDING TO SESSION 1 AND 2, GRADE, AND SEX
POSITIVE
NEGATIVE
TRANSITIONAL
SESSION,
ANDSEX Mean
GRADE,
Session 1:
First:
Boys.......
Girls ......
Third:
Boys.......
Girls ......
Fifth:
Boys.......
Girls ......
Session 2:
First:
Boys.......
Girls ......
Third:
Boys.......
Girls ......
Fifth:
Boys.......
Girls ......
SD
Mean
SD
Mean
SD
.80
1.33
1.17
1.02
1.40
.50
1.02
1.04
.60
.83
.80
.83
2.00
2.17
.44
1.07
.50
.50
.46
.76
1.17
.50
.76
1.12
2.20
2.71
1.12
.45
.60
.29
.41
.45
.40
.14
.68
.35
.00
.63
.00
.52
3.33
1.88
1.03
1.25
.83
2.13
1.17
.83
.75
1.00
1.04
1.29
1.75
1.86
1.03
.90
2.75
1.86
1.04
1.07
.88
1.50
1.36
1.16
2.38
1.38
1.77
1.19
2.63
1.50
1.19
1.31
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Carolyn Saarni
was not. However, the interaction of age x
sex was again significant, F(2,39) = 27.09, p
< .01. These effects were more difficult to
explain in that follow-up analyses of variance
revealed that the main effect of age was because the youngest children showed the least
change in positive behavior from session 1
to session 2, p < .05. The interaction was
because the third- and fifth-grade boys revealed greater decreases in positive behaviors from session 1 to session 2 relative
to third- and fifth-grade girls, p < .05. Thus,
as compared with the boys' behavior, the two
older groups of girls maintained a level of
positive expressive behavior in session 2, despite receiving an inappropriate gift, that did
not differ as much from their positive behavior frequency in session 1. For changes
in the transitional response dimension, neither main effect nor interaction
were
significant.
Analysis of age and sex within each session.-Separate 2 x 3 multivariate analyses
of variance were undertaken with sex and
age as the respective factors and the summary scores for the three expressive dimensions as the dependent variables. Only the
significant results will be mentioned here.
For session 1 the analyses revealed that age
was a significant factor for the positive expressive dimension, which was largely because the two older age groups gave considerably more positive responses than the
youngest children. For the second session
the analyses indicated that the main effect
for age on positive expressive behavior only
approached significance, p < .06, with increased positive behavior associated with increased age. The age x sex interaction was
also significant for session 2, specifically for
the transitional dimension; both third- and
fifth-grade boys displayed substantially more
transitional expressive behavior in session 2
relative to girls and first-grade boys. Firstand fifth-grade males also revealed significantly more negative expressive responses
than their female age mates in session 2.
To understand more fully how age and
sex interacted in producing different expressive behavior as the children went from session 1 to session 2, a set of graphs was developed. These graphs also support the
inference that expressive behavior was indeed being regulated in the second session
by the older children and most particularly
by the older girls.
Figure 1 displays separately for sessions
1 and 2 the mean frequencies of expressive
behavior across all three dimensions for each
1509
Descriptive
Behavioral Profiles
Discussion
In contrast to other studies that requested dissimulated expressive behavior
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Session
3.5
MEAN
3.0
FREQUENCY
FREQUENCY
2.5
OF
II
Session
Session
2.0
Session
BEHAVIOR 1.5
_Session
II
I
I
1.0
.5
Pos
Tr Neg
Pos
Tr Neg
FIRST GRADEBOYS
Pos
Tr Neg
Pos
Tr Neg
FIRST GRADE
GIRLS
3.5
MEAN
3.0
Session
FREQUENCY
2.5
OF
BEHAVIOR
Session
II
Session
I
Session
2.0
II
1.5
1.0
.5
Pos
Tr Neg
Pos
Tr Neg
THIRDGRADEBOYS
Pos
Tr Neg
Pos
Tr Neg
THIRDGRADE
GIRLS
3.5
MEAN
3.0
Session
Session
FREQUENCY
2.5
OF
II
Session
2.0
Session
BEHAVIOR 1.5
II
1.0
.5
0--
Pos
Tr Neg
Pos
Tr Neg
FIFTH GRADEBOYS
Pos
Tr Neg
Pos
Tr Neg
FIFTH GRADEGIRLS
1510
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1512
Child Development
from children (see Feldman et al., 1979; Feldman & White, 1980), the present study investigated children's spontaneous attempts
to regulate their expressive behavior. Such
regulation often produces a dissociation between internally attributed affect and externally displayed expressive behavior. This
study was limited, however, to inferring that
such regulation and dissociation were taking
place. The pattern of results suggests that for
older children, especially girls, this inference was valid; older children more frequently revealed a higher incidence of positive expressive behaviors upon receiving the
inappropriate baby toy than the youngest
children. Older children, especially the boys,
also used more transitional responses compared with the youngest children. The highest frequency of negative behaviors was
shown by the youngest boys upon receiving
the baby toy, who likewise revealed no positive behavior.
It could be argued that the older children genuinely experienced more positive
affect (for whatever reason) than the younger
ones in session 2 and thus were not regulating their expressive behavior but were simply displaying what they actually felt. Although this argument cannot be rejected out
of hand, it is less likely than the argument
Sthat the older children were indeed monitoring and regulating their expressive behavior. The latter position receives support
from the complex interplay of results obtained in comparing expressive behavior in
session 2 with that displayed in session 1
when a more desirable gift was received (see
Figure 1 in particular) and from the earlier
research in which a photographed conflict
scenario that described a youngster receiving a disappointing gift readily elicited from
8-10-year-olds selections of "appropriate"
facial expressions that the photographed
children "should" adopt to mask their disappointment. The older children in that study
were also able to cite reasons why such a
dissemblance was desirable or appropriate.
Finally, fifth-grade children in the present
study did verbalize during the debriefing that
the gift was disappointing; however, they had
not wanted "to make a fuss over it," suggesting that they had not expressed their
genuine affective state during session 2.
There are at least three plausible developmental determinants of regulated expressive behavior: (1) awareness of a social
convention or "rule" regarding expressive
behavior in some situation, (2) ability to produce the conventionally prescribed expres-
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Carolyn Saarni
of adaptor activity and minimally positive (or
low-intensity) responses, may be revealed
before smooth and well-practiced regulated
behavior takes over.
Reference
1.
Notes
Krauss, R., & Morency, N. The nonverbal encoding and decoding of affect in first and fifth
4.
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