Some Definitions: Probability Sampling

Probability Sampling
A probability sampling method is any method of sampling that

utilizes some form of random selection.
different units in your population have equal probabilities
Some Definitions
N = the number of cases in the sampling frame
n = the number of cases in the sample
f = n/N = the sampling fraction
Cn = the number of combinations (subsets) of n from N
That's it. With those terms defined we can begin to define the different
probability sampling methods.
Simple Random Sampling

The simplest form
Objective: To select n units out of N such that each NCn has an equal chance of being selected.
Procedure: Use a table of random numbers, a computer random number generator, or a mechanical
device to select the sample.
A somewhat stilted, if accurate, definition. Let's see if we can make it

a little more real. How do we select a simple random sample? Let's
assume that we are doing some research with a small service agency
that wishes to assess client's views of quality of service over the past
year. First, we have to get the sampling frame organized. To
accomplish this, we'll go through agency records to identify every
client over the past 12 months. If we're lucky, the agency has good
accurate computerized records and can quickly produce such a list.
Then, we have to actually draw the sample. Decide on the number of
clients you would like to have in the final sample. For the sake of the
example, let's say you want to select 100 clients to survey and that
there were 1000 clients over the past 12 months. Then, the sampling
fraction is f = n/N = 100/1000 = .10 or 10%. Now, to actually draw the
sample, you have several options. You could print off the list of 1000
clients, tear then into separate strips, put the strips in a hat, mix them
up real good, close your eyes and pull out the first 100. But this
mechanical procedure would be tedious and the quality of the sample
would depend on how thoroughly you mixed them up and how
randomly you reached in. Perhaps a better procedure would be to use
the kind of ball machine that is popular with many of the state
lotteries. You would need three sets of balls numbered 0 to 9, one set
for each of the digits from 000 to 999 (if we select 000 we'll call that
1000). Number the list of names from 1 to 1000 and then use the ball
machine to select the three digits that selects each person. The
obvious disadvantage
here is that you need
to get the ball
machines.
Here's a simple procedure that's especially useful if you have the

names of the clients already on the computer. Many computer
programs can generate a series of random numbers. Let's assume
you can copy and paste the list of client names into a column in an
EXCEL spreadsheet. Then, in the column right next to it paste the
function =RAND() which is EXCEL's way of putting a random number
between 0 and 1 in the cells. Then, sort both columns -- the list of
names and the random number -- by the random numbers. This
rearranges the list in random order from the lowest to the highest
random number. Then, all you have to do is take the first hundred
names in this sorted list. pretty simple. You could probably accomplish
the whole thing in under a minute.
Simple random sampling is simple to accomplish and is easy to
explain to others. Because simple random sampling is a fair way to
select a sample, it is reasonable to generalize the results from the
sample back to the population. Simple random sampling is not the

most statistically efficient method of sampling and you may, just
because of the luck of the draw, not get good representation of
subgroups in a population. To deal with these issues, we have to turn
to other sampling methods.
Stratified Random Sampling

called proportional or quota random sampling, involves dividing your
population into homogeneous subgroups and then taking a simple
random sample in each subgroup. In more formal terms:
Objective: Divide the population into non-overlapping groups (i.e., strata) N1, N2, N3, ... Ni, such that N1 + N2 +
N3 + ... + Ni = N. Then do a simple random sample of f = n/N in each strata.
reasons why you might prefer stratified sampling

First, it assures that you will be able to represent not only the overall
population, but also key subgroups of the population
If you want to be able to talk about subgroups, this may be the only
way to effectively assure you'll be able to. If the subgroup is extremely
small, you can use different sampling fractions (f) within the different
strata to randomly over-sample the small group (although you'll then
have to weight the within-group estimates using the sampling fraction
whenever you want overall population estimates). When we use the
same sampling fraction within strata we are
conducting proportionate stratified random sampling. When we use
different sampling fractions in the strata, we call this disproportionate
stratified random sampling. Second, stratified random sampling will
generally have more statistical precision than simple random
sampling. This will only be true if the strata or groups are
homogeneous. If they are, we expect that the variability within-groups
is lower than the variability for the population as a whole. Stratified
sampling capitalizes on that fact.
For example, let's say that the population of clients for our agency can
be divided into three groups: Caucasian, African-American and
Hispanic-American. Furthermore, let's assume that both the AfricanAmericans and Hispanic-Americans are relatively small minorities of
the clientele (10% and 5% respectively). If we just did a simple
random sample of n=100 with a sampling fraction of 10%, we would
expect by chance alone that we would only get 10 and 5 persons from
each of our two smaller groups. And, by chance, we could get fewer
than that! If we stratify, we can do better. First, let's determine how
many people we want to have in each group. Let's say we still want to
take a sample of 100 from the population of 1000 clients over the past
year. But we think that in order to say anything about subgroups we
will need at least 25 cases in each group. So, let's sample 50
Caucasians, 25 African-Americans, and 25 Hispanic-Americans. We
know that 10% of the population, or 100 clients, are African-American.
If we randomly sample 25 of these, we have a within-stratum
sampling fraction of 25/100 = 25%. Similarly, we know that 5% or 50
clients are Hispanic-American. So our within-stratum sampling fraction
will be 25/50 = 50%. Finally, by subtraction we know that there are
850 Caucasian clients. Our within-stratum sampling fraction for them
is 50/850 = about 5.88%. Because the groups are more
homogeneous within-group than across the population as a whole, we
can expect greater statistical precision (less variance). And, because
we stratified, we know we will have enough cases from each group to
make
meaningful
subgroup
inferences.
Systematic Random Sampling

Here are the steps you need to follow in order to achieve
a systematic random sample:
number the units in the population from 1 to N
decide on the n (sample size) that you want or need
k = N/n = the interval size
randomly select an integer between 1 to k
then take every kth unit
All of this will be much clearer with an example. Let's assume that we
have a population that only has N=100 people in it and that you want
to take a sample of n=20. To use systematic sampling, the population
must be listed in a random order. The sampling fraction would be f =
20/100 = 20%. in this case, the interval size, k, is equal to N/n =
100/20 = 5. Now, select a random integer from 1 to 5. In our example,
imagine that you chose 4. Now, to select the sample, start with the 4th
unit in the list and take every k-th unit (every 5th, because k=5). You
would be sampling units 4, 9, 14, 19, and so on to 100 and you would
wind up
with 20
units in
your
sample.
For this to
work, it is
essential
that the
units in the
population
are
randomly
ordered, at least with respect to the characteristics you are

measuring. Why would you ever want to use systematic random
sampling? For one thing, it is fairly easy to do. You only have to select
a single random number to start things off. It may also be more
precise than simple random sampling. Finally, in some situations there
is simply no easier way to do random sampling. For instance, I once
had to do a study that involved sampling from all the books in a library.
Once selected, I would have to go to the shelf, locate the book, and
record when it last circulated. I knew that I had a fairly good sampling
frame in the form of the shelf list (which is a card catalog where the
entries are arranged in the order they occur on the shelf). To do a
simple random sample, I could have estimated the total number of
books and generated random numbers to draw the sample; but how
would I find book #74,329 easily if that is the number I selected? I
couldn't very well count the cards until I came to 74,329! Stratifying
wouldn't solve that problem either. For instance, I could have stratified
by card catalog drawer and drawn a simple random sample within
each drawer. But I'd still be stuck counting cards. Instead, I did a
systematic random sample. I estimated the number of books in the
entire collection. Let's imagine it was 100,000. I decided that I wanted
to take a sample of 1000 for a sampling fraction of 1000/100,000 =
1%. To get the sampling interval k, I divided N/n = 100,000/1000 =
100. Then I selected a random integer between 1 and 100. Let's say I
got 57. Next I did a little side study to determine how thick a thousand
cards are in the card catalog (taking into account the varying ages of
the cards). Let's say that on average I found that two cards that were
separated by 100 cards were about .75 inches apart in the catalog
drawer. That information gave me everything I needed to draw the
sample. I counted to the 57th by hand and recorded the book
information. Then, I took a compass. (Remember those from your
high-school math class? They're the funny little metal instruments with
a sharp pin on one end and a pencil on the other that you used to
draw circles in geometry class.) Then I set the compass at .75", stuck
the pin end in at the 57th card and pointed with the pencil end to the
next card (approximately 100 books away). In this way, I
approximated selecting the 157th, 257th, 357th, and so on. I was able
to accomplish the entire selection procedure in very little time using

this systematic random sampling approach. I'd probably still be there
counting cards if I'd tried another random sampling method. (Okay, so
I have no life. I got compensated nicely, I don't mind saying, for
coming up with this scheme.)
Cluster (Area) Random Sampling

The problem with random sampling methods when we have to sample
a population that's disbursed across a wide geographic region is that
you will have to cover a lot of ground geographically in order to get to
each of the units you sampled. Imagine taking a simple random
sample of all the residents of New York State in order to conduct
personal interviews. By the luck of the draw you will wind up with
respondents who come from all over the state. Your interviewers are
going to have a lot of traveling to do. It is for precisely this problem
that cluster or area random sampling was invented.
In cluster sampling, we follow these steps:
divide population into clusters (usually along geographic boundaries)
randomly sample clusters
measure all units within sampled clusters
For instance, in the figure we see a map of the counties in New York
State. Let's say that we have to do a survey of town governments that
will require us going to the towns personally. If we do a simple random
sample state-wide we'll have to cover the entire state geographically.
Instead, we decide to do a cluster sampling of five counties (marked
in red in the figure). Once these are selected, we go to every town
government in the five areas. Clearly this strategy will help us to
economize on our mileage. Cluster or area sampling, then, is useful in
situations like this, and is done primarily for efficiency of
administration. Note also, that we probably don't have to worry about
using this approach if we are conducting a mail or telephone survey
because it doesn't matter as much (or cost more or raise inefficiency)

where we
call or send
letters to.
MultiStage
Sampling
The four methods we've covered so far -- simple, stratified, systematic
and cluster -- are the simplest random sampling strategies. In most
real applied social research, we would use sampling methods that are
considerably more complex than these simple variations. The most
important principle here is that we can combine the simple methods
described earlier in a variety of useful ways that help us address our
sampling needs in the most efficient and effective manner possible.
When we combine sampling methods, we call thismulti-stage
sampling.
For example, consider the idea of sampling New York State residents
for face-to-face interviews. Clearly we would want to do some type of
cluster sampling as the first stage of the process. We might sample
townships or census tracts throughout the state. But in cluster
sampling we would then go on to measure everyone in the clusters
we select. Even if we are sampling census tracts we may not be able
to measure everyone who is in the census tract. So, we might set up a
stratified sampling process within the clusters. In this case, we would
have a two-stage sampling process with stratified samples within

cluster samples. Or, consider the problem of sampling students in
grade schools. We might begin with a national sample of school
districts stratified by economics and educational level. Within selected
districts, we might do a simple random sample of schools. Within
schools, we might do a simple random sample of classes or grades.
And, within classes, we might even do a simple random sample of
students. In this case, we have three or four stages in the sampling
process and we use both stratified and simple random sampling. By
combining different sampling methods we are able to achieve a rich
variety of probabilistic sampling methods that can be used in a wide
range of social research contexts.

Some Definitions: Probability Sampling

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Probability Sampling

A probability sampling method is any method of sampling that

N = the number of cases in the sampling frame

n = the number of cases in the sample

f = n/N = the sampling fraction

Cn = the number of combinations (subsets) of n from N

Simple Random Sampling

A somewhat stilted, if accurate, definition. Let's see if we can make it

Here's a simple procedure that's especially useful if you have the

sample back to the population. Simple random sampling is not the

Stratified Random Sampling

reasons why you might prefer stratified sampling

Systematic Random Sampling

number the units in the population from 1 to N

decide on the n (sample size) that you want or need

k = N/n = the interval size

randomly select an integer between 1 to k

then take every kth unit

ordered, at least with respect to the characteristics you are

to accomplish the entire selection procedure in very little time using

Cluster (Area) Random Sampling

divide population into clusters (usually along geographic boundaries)

randomly sample clusters

measure all units within sampled clusters

because it doesn't matter as much (or cost more or raise inefficiency)

have a two-stage sampling process with stratified samples within

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