Chapter One: Critical Discourse Analysis by Diako Hamzehzadeh Afkham
Chapter One: Critical Discourse Analysis by Diako Hamzehzadeh Afkham
Chapter One: Critical Discourse Analysis by Diako Hamzehzadeh Afkham
CHAPTER ONE
INTRODUCTION
1.1 Introduction
Critical discourse analysis (CDA), a recent school of discourse
analysis, is an interdisciplinary approach to the study of discourse, which
views "language as a form of social practice" (Fairclough, 1989, p. 20) and
focuses on the ways social and political domination is reproduced by text
and talk. That is, language is both socially constitutive as well as "socially
shaped" (Fairclough and Wodak, 1997, p. 258).
Critical linguistics has been an approach to the analysis of discourse
for the last thirty years, and as one of its central objectives, it considers the
linguistic choices a text producer makes as a potential medium through
which the ideological import of a particular discourse situation can be
reproduced. Fairclough and Wodak (1997) usefully translate this into the
"working assumption" that "any part of any language text, spoken or
written, is simultaneously constituting representations, relations, and
identities" (p. 275). That is, discourse represents particular world views,
particular social relations between people, and particular social identities
according to the purpose, context and addressees of the text.
CDA attempts to unpack the hidden ideologies of discourse that have
become so naturalized over time and are perceived as acceptable and
natural features of discourse. In terms of method, CDA can generally be
described as hyper-linguistic or supra-linguistic, in that practitioners who
use CDA consider the larger discourse context or the meaning that lies
beyond the grammatical structure. This includes consideration of the
political, and even the economic, context of language usage and production.
Interchange Third Edition series would serve as the data for the
study since these textbooks are widely used as EFL/ESL sources and they
are accessible productions to which students are mostly exposed. Moreover,
the texts seem amenable to critical analysis based on the features introduced
in van Leeuwen (1996) socio-semantic framework.
CHAPTER TWO
LITERATURE REVIEW
2.1. Introduction
CDA has dealt with many social and linguistic issues in research
such as language and ideology, linguistic imperialism, the relationship
between gender, power and identity. According to Meyer (2001, p.15),
"CDA scholars play an advocatory role for groups who suffer form social
discrimination". It is argued here that CDA can be useful in openly and
explicitly examining the relationship between politics and research.
Some of the tenets of critical discourse analysis can already be found
in the Critical Theory of the Frankfurt School before the Second World War
(Rasmussen, 1996). Its current focus on language and discourse was
initiated with the critical linguistics that emerged (mostly in the UK and
Australia) at the end of the 1970s (Fowler et al. 1979; Mey, 1985).
Fairclough & Wodak (1997, p. 271-280) summarize the main tenets of CDA
as follows:
1. CDA addresses social problems.
2. Power relations are discursive.
3. Discourse constitutes society and culture.
4. Discourse does ideological work.
5. Discourse is historical.
6. The link between text and society is mediated.
7. Discourse analysis is interpretative and explanatory.
8. Discourse is a form of social action.
Wodak (1989) defines the field, which she calls critical linguistics, as
an interdisciplinary approach to language study with a critical point of view
for the purpose of studying language behavior in natural speech situations
of social relevance. Wodak also stresses the importance of diverse
theoretical and methodological concepts and suggests that these can also be
used for analyzing issues of social relevance, while attempting to expose
inequality and injustice. Wodak encourages the use of multiple methods in
language research while emphasizing the importance of recognizing the
historical and social aspects.
As Kress (1990) points out, CDA has an overtly political agenda,
which serves to set CDA off from other kinds of discourse analysis and text
linguistics, as well as pragmatics and sociolinguistics. While most forms of
discourse analysis aim to provide a better understanding of socio-cultural
aspects of texts, CDA aims to provide accounts of the production, internal
structure, and overall organization of texts. One crucial difference is that
CDA aims to provide a critical dimension in its theoretical and descriptive
accounts of texts.
Fairclough contends that language contributes to the domination of
some people by others, and that a more critical analysis of the ideological
workings of language is "the first step towards emancipation" (1989, p. 1).
domination of human beings in modern societies. In both the broad and the
narrow senses, however, a critical theory provides the descriptive and
normative bases for social inquiry aimed at decreasing domination and
increasing freedom in all their forms.
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2.3.1. Ideology
The term ideology may be considered as one of the less settled
categories in the field of linguistic studies. Concise Oxford Dictionary
(1994, p.477) defines ideology as "a system of ideas and ideals forming the
basis of an economic or political theory; the set of beliefs characteristic of a
social group or individual."
However, its everyday usage is largely negative, and "typically refers
to the rigid, misguided or partisan ideas of others: we have the truth, and
they have ideologies" (van Dijk 2004, Ideology, para.1). This negative
meaning goes back to Marx-Engels, for whom ideologies were a form of
false consciousnesses. Originally, ideology did not have this negative
meaning. More than two hundred years ago, the French philosopher Destutt
de Tracy introduced the term in order to denote a new discipline that would
study ideas: idologie. Also in the contemporary political science, the
notion is used in a more neutral, descriptive sense, e.g., to refer to political
belief systems (Freeden, 1996).
One of the many dimensions highlighted in the classical approaches
to ideology was its dominant nature, in the sense that ideologies play a role
in the legitimization of power abuse by dominant groups. One of the most
efficient forms of ideological dominance is when the dominated groups also
accept dominant ideologies as natural or commonsense. Gramsci called
such forms of ideological dominance hegemony (Gramsci, 1971). Bourdieu
does not use the notion of ideology very much (mainly because he thinks it
is too vague and has often been abused to discredit others who do not agree
with us (see Bourdieu & Eagleton, 1994), but rather speaks of symbolic
power or symbolic violence. It should be stressed, though, that his uses of
these terms are different from the (various) uses of the notion of ideology.
11
His main interest lies in the social conditions of discursive and symbolic
power, such as the authority and legitimacy of those who produce
discourse.
Van Dijk (2004, Ideology, para. 4) defines ideology as "the
foundation of the social representations shared by a social group". He
contends these group ideas may be valued "positively", "negatively" or not
be valued at all depending on ones perspective, group membership or
ethics. That is, ideologies are not exclusively identified with dominant
groups in the sense that dominated groups may also have ideologies,
namely ideologies of "resistance" and "opposition". More generally
ideologies are associated with social groups, classes, casts or communities
which thus represent their fundamental interests. He further points out
Ideologies are the axiomatic basis of the social representations
of a group and through specific social attitudes and then
through personal mental models -- control the individual
discourses and other social practices of group members.
(Ideology, para. 5)
In contrast with many Marxist or other critics who interpret the
role of the media in modern societies deterministically, van Dijk
(2004) does not suggest that ideologies are essentially false forms of
consciousness, as in the case of many traditional theories of ideology.
The possible discrepancy between group ideology and group
interests implies that power relations in society can also be reproduced
and legitimated at the ideological level, meaning that, to control other
people, it is most effective to try to control their group attitudes and
especially their even more fundamental, attitude-producing,
ideologies. In such circumstances, audiences will behave out of their
own free will in accordance with the interests of the powerful. Van
Dijk, in line with other proponents of CDA including Wodak and
Kress, implies that the exercise of power in modern, democratic
12
2.3.2. Power
Much of the recent sociological debate on power revolves around the
issue of the constraining and/or enabling nature of power. Thus, power can
be seen as various forms of constraint on human action, but also as that
which makes action possible, although in a limited scope. Much of this
debate is related to the works of the French philosopher Foucault, who,
following the Italian political philosopher Machiavelli, sees power as "a
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14
processes and structures, and to investigate how such practices are shaped
ideologically by relations of power and struggles over power and the
maintenance of hegemony.
In discourse, the speakers/writers usually have a myriad of options
by their language, depending upon their purpose, to express the same notion
differently. Concerning the ways such relations may be exercised, Kress
(1985, p. 28) says:
in discourse of power and authority, social agency will be
assigned in particular ways, and this will be expressed through
particular transitivity forms; or specific modal forms will
systematically express relations of power. In this way a given
discourse, say sexist discourse, will display certain quite
characteristic linguistic features, expressive of causality or
agency, power, gender as well as linguistic features serving to
focalize or topicalize specific aspects of discourse.
Kress's words imply that discourse is a social phenomenon, reflecting,
and/or constructing the social structure of the society. Accordingly, linguists
tend to look at and study language critically to uncover the discursive
sources of the class and gender inequality, among others.
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16
17
supplied by the knowledge scripts and models of the media users, and
therefore usually left unsaid. Hence van Dijk (2002) concludes that the
analysis of the implicit is very useful in the study of underlying ideologies.
18
used (b) the social institution and (c) the society at large. These three levels
play a significant role in producing/interpreting the text. The linguistic
theory Fairclough based his framework on is referred to as Systemic
Functional Linguistics (SFL). The theory takes a functional approach
towards analyzing a text. It aims at examining sentences in their context and
finding the intended meaning expressed by the text. Despite his awareness
of the point that textual features of discourse manifest themselves in
linguistic properties, Fairclough takes an interpretive approach in analyzing
a text instead of a descriptive one which is practiced widely by linguistic
analysis.
19
entities. Based on these syntagms, it is possible to classify the world and the
events occurring in it. What is important to Hodge and Kress, along with
other proponents of CDA, is that selecting transactional over nontransactional, or relationals or actionals is not a matter of mere choice as
such. A selection happens systematically based on an underlying ideology.
In this sense, the syntagmatic model is claimed to be a semantic model that
tries to reveal the intended meaning which is usually expressed opaquely.
The basic models proposed by Hodge and Kress to characterize such
classifications in English are schematized below.
Physical-process transactives
Transactive
Mental-process transactives
Actionals
Physical-process non-transactives
Non-transactive
Syntagmatic
Mental-process non-transactives
models
Qualitative
Attributive
Relationals
Possessive
Equative
20
the categories I shall propose should, , be seen as pansemiotic: a given culture has not only its own, specific array
of ways of representing the social world but also its own specific
ways of mapping the different semiotics on to this array, of
prescribing, ,what can be realized verbally as well as visually,
what only verbally, what only visually
The full framework has been introduced and explained in chapter
three.
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22
23
on the learner. They share the conception that the curriculum is to construct
the future social subject.
Van Dijk (2001) states that textbooks are ideologies embedded in the
curriculum. He claims that enforcing hegemony and dominance over the
community is achieved by controlling discourse.
As Althusser (cited in Fairclough 1991, p.26) argues, "ideology
works by disguising its ideological nature"; therefore, learners being
exposed to ideologies presented in textbooks would most likely accept them
with no resistance.
As to the impact of education, in general, and educational texts, in
particular, on the formation of the identity and attitudes of the learners
toward the world and its issues, Martin and van Gunten (2002, p. 44)
emphasize the importance of schooling in shaping the identities of both
teachers and students. In other words, they maintain that educational
settings are places where "identities and social relations are negotiated,
contested, and defended" (p. 44). Britzman, as reported by McCoy 1997,
p.344), similarly holds that "most students have been educated in contexts
that do not address how a social difference is fashioned by relations of
power and how relations of power govern the self". The identity/attitude
formation in the process of schooling is mostly mediated through language,
either in an oral or a written form. Among the means used in an educational
organization, textbooks seem to play a crucial role in the formation of the
learners self conception.
As the above review indicates, CDA has provided researchers with
effective analytical tools to analyze various texts profoundly. CDA, if
employed appropriately, has been used to show how language can
construct, disseminate and maintain a prefabricated ideology.
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25
26
27
28
and these features provide the readers with a clearer picture of the text in
comparison with linguistic representations.
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CHAPTER THREE
METHODOLOGY
3.1. Introduction
This chapter will be presented in the following way. First the data for
the study as well as the criteria for selecting the data will be discussed.
Then, the method adopted for the analysis will be introduced.
30
.I
31
32
33
34
" ....as in ".... Others are downtown people from places like
Determination refers to situations where the social actor's identity
is specified. Determination comprises different types which will come
.below
Nomination and Categorization: Social actors can be represented
either in terms of their unique identity, by being nominated, or in terms of
identities and functions they share with others (categorization), and it is,
again, always of interest to investigate which social actors are, in a given
discourse, categorized and which nominated .... '" Nomination is typically
realized by proper noun, which can be formalization (surname only, with or
without honorifics), semi-formalization (given name and surname ...), or
informalization (given name only). In addition to proper nouns, other items
may be used for the purpose of nomination. Such nominations may make it
difficult to make a distinction between nomination and categorization as in:
"."Turkish Sultan give me back my diamond button
Functionalization and identification: Functionalization occurs
when social actors are referred to in terms of an activity, in terms of
something they do, for instance an occupation or role .... It is typically
realized in one of the following ways: first, by a noun, formed from a verb
through suffixes such as -er, -ant, -ent, and -ian. Identification occurs when
social actors are defined, not in terms of what they do, but in terms of what
they, more or less permanently, or unavoidably, are. Van Leeuwen(1996)
distinguishes three types: classification, relational identification and
.physical identification
Classification refers to conditions when the social actors are
represented in terms of the major categories by means of which different
classes of people are differentiated. The categories include: age, gender,
.provenance, class, ethnicity, etc
35
36
37
38
As one type of discourse (here an ESL textbook) does not include all
the categories and modes of representation, for practical purposes, the
following elements will be considered to function as the criterion for the
analysis: Inclusion, Exclusion, Activation, Subjection, Beneficialization,
Participation, Possessivation, Circumstantialization, Functionalization,
Classification, Relational Identification, Formalization,
Semiformalization, Informalization, Indetermination, Abstraction,
Objectivation, Genericization, Individualization, Collectivization.
Furthermore, in order to analyze the type of activity male and female
social actors are represented as being active in, it is useful to draw on
Hallidays work on the transitivity system, which construes the world of
experience into a manageable set of process types (Halliday, 2004, p. 170),
and codifies the actors of those processes as Actor in material processes,
Behaver in behavioural processes or Senser in mental processes, Sayer in
verbal process or Assigner in relational processes.
Halliday (2004) identifies two forms of representation of experience:
the "outer" experience, represented as actions or events; the "inner"
experience, represented as reactions and reflection on the outer experience.
Material process clauses construe the outer experience, as in: "During the
European scramble for Africa, Nigeria fell to the British.'' Mental process
clauses construe the inner experience as in "Do you know the city?"
Processes of identifying and classifying are called relational process
clauses as in "Usually means mostly." Behavioural processes are on the
borderline between material and mental processes. They represent actions
that have to be experienced by a conscious being as in "Peopole are
laughing." Verbal processes represent verbal actions as in "so we say
that"
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40
CHAPTER FOUR
ANALYSIS AND DISCUSSION
4.1. Introduction
In this research an attempt has been made to analyze the reading
passages of the Interchange Third Edition series by focusing particularly on
the representation of female and male social actors. As noted earlier, van
Leeuwen's framework (1996) as well as Halliday's transitivity model (2004)
are applied to serve this purpose. The data will be analyzed in three
sections: deletion, rearrangement (role allocation) and substitution. In order
to establish the statistical significance of the difference in the discursive
structures employed for males and females, the chi-square test will be used.
4.2. Deletion
The process of inclusion/exclusion, categorized under deletion, is a
central concern for critical discourse analysis. According to van Leeuwen
(1996, p.38) "representations include or exclude social actors to suit their
interests and purposes in relation to the readers for whom they are
intended". Some exclusions may be innocent, details which readers assume
to know already or which are deemed irrelevant to them; others impose
certain ideologies on the readers especially EFL learners who are not
competent enough to uncover the hidden ideologies. Tables 4.1and 4.2
summarize the inclusion and exclusion of males and females:
Table 4.1: Inclusion and exclusion in the Interchange Third Edition series
Female
Male
Inclusion
465
289
Exclusion
8
9
41
Total
473
298
Table 4.2: Inclusion and exclusion in the Interchange Third Edition series in
percentage
Inclusion
98.31%
96.98%
Female
Male
Exclusion
1.69%
3.02%
Total
100%
100%
As Tables 4.1 and 4.2 show female social actors are included with
considerably more frequency and male social actors are excluded more
frequently. To further explore the difference, a chi square test was run. The
results appear in Table 4.3.
Table 4.3: Chi-square results for inclusion and exclusion in the Interchange
Third Edition series
Inclusion
Exclusion
Female
Male
X2
Asymp. Sig.
465
8
289
9
41.082
.059
.000
0.808
42
law for studying film which suits her personality and eventually she
succeeds in her career. In another text, Book 3 page 13, a male social actor
is introduced as an example of being a good worker but losing his job due
to the company's policy to cut its workforce. What follow this opening
paragraph are some hints for the readers in order not to lose their job in case
of workforce cutbacks which implicitly reflects his inability to maintain his
job.
345
229
Passivation
Subjected
Beneficialized
28
9
13
4
Total
382
246
90.32%
93.08%
Passivation
Subjected
Beneficialized
7.33%
2.35%
5.28%
1.64%
43
Total
100%
100%
As Tables 4.4 and 4.5 indicate both social actors are frequently
activated (females: 90.32% and males: 93.08%) and in a few cases
passivated (females: 9.68% and males: 6.92%). This may be due to the fact
that the books are compiled for learners whose command of English is not
supposed to be high.
Table 4.6: Comparison of male and female role allocation in the
Interchange Third Edition series in percentage
Activation
Female
Male
Total
60.1%
39.9%
100%
Passivation
Subjected
Beneficialized
68.29%
69.23%
31.71%
30.77%
100%
100%
Activation
Subjection
Beneficialization
Female
Male
X2
Asymp.
Sig.
345
28
9
229
13
4
23.443
5.488
1.923
.000
.019
.166
44
Female
Male
X2
Asymp. Sig.
Participation
Possessivstion
Circumstantialization
338
6
1
225
3
1
22.680
1.00
.00
.000
0.317
1.00
4.3.1. Transitivity
Concerning transitivity and the activity in which social actors are
involved, as Tables 4.9 and 4.10 indicate both males and females are mostly
activated in relation to material processes: females 50.30%, males 48.90%
(Table 4.10), followed by relational, mental, verbal, and behavioral
processes, respectively. However; the series under study appeared to
represent male and female social actors differently; that is females are
represented as the actors of material process as many as 170 times, while
males are represented as actors in material process in 110 cases (Table
4.10).
Table 4.9: Transitivity in representing male and female social actors in the
Interchange Third Edition series
Participation Material Mental Verbal Relational Behavioral Total
process process process process
process
Female
170
60
32
69
7
338
Male
110
35
31
43
6
225
Table 4.10: Transitivity in representing male and female social actors in the
Interchange Third Edition series in percentages
Participation Material Mental Verbal Relational Behavioral Total
process process process process
process
Female
50.30% 17.75% 9.46%
20.42%
2.07%
100%
45
Male
48.9% 15.55% 13.77% 19.11%
2.67%
100%
A chi-square test revealed a statically significant difference between
male and female representation as actor in material processes (x 2 = 12.85
p<0.001) (Table 4.11).
Table 4.11: Chi-square results for transitivity in representing male and
female social actors in the Interchange Third Edition series
Activation
Female
Male
X2
Asymp. Sig.
Material process
Mental process
Verbal process
Relational process
Behavioral
process
170
60
32
69
7
110
35
31
43
6
12.857
6.579
0.016
6.036
0.077
.000
0.010
0.900
.014
.782
46
47
48
4.4. Substitution
49
Personalization
Personalization/
Impersonalization
Functionalization
Classification
Relational
identification
Formalization
Semiformalization
Informalization
Indetermination
Objectivation
Impersonalization
Female
Male
40
45
34
33
30
12
16
33
63
30
2
8
32
37
32
2
263
186
Abstraction
Total
50
Female
Male
15.21%
17.11%
12.93%
17.74%
16.13%
6.45%
6.08%
12.55%
23.95%
11.41%
0.76%
0%
100%
4.30%
17.20%
19.9%
17.2%
1.08%
0%
100%
51
Functionalization
Classification
Relational
identification
Formalization
Semiformalization
Informalization
Indetermination
Objectivation
Female
male
X2
40
45
34
33
30
12
0.671
3.00
10.522
.413
.083
.001
16
33
63
30
2
8
32
37
32
2
2.667
.015
6.760
.065
000
.102
.901
.009
.799
1.000
Asymp. Sig.
52
relations with males. The textbooks under analysis tend to represent females
as more independent actors.
Example 4.30. Mrs. Aoki: My husband is going to be 60 tomorrow. (Intro,
p. 77)
Example 4.31. Kathyo: My father's working outside. (Intro, p. 35)
Van Leeuwen (1996) considers nominations an important factor in
representing social actors. In the corpus (see Table 4.15) out of 189
instances of nomination 112 cases (including 16 formal, 33 semiformal, 63
informal) refer to females and 77 cases (including 8 for formal, 32
semiformal, 37 informal) to males. As Table 4.15 indicates females are
more frequently referred to informally than males yielding a statistically
significant difference (x2 = 6.76, P<0.0, Table 4.14).
Table 4.15. Percentage of nomination in the Interchange Third Edition
series
Nomination
Formalization
Semiformalization
Informalization
Total
Female
16
33
63
112
Male
8
32
37
77
Total
24
65
100
189
As Tables 4.16 and 4.17 indicate, the two social actors are most frequently
represented through specification and mostly individualized (females
96.74% and males 90.75%).
Table 4.16. Genericization /Specification
Genericization
Specification
Individualization Collectivation
Female
4
445
11
Male
8
265
19
53
Total
460
292
Male
X2
4
445
11
8
265
19
1.333
45.634
2.133
Genericization
Individualization
Collectivation
Asymp. Sig.
0.248
0.000
0.144
Female
Male
1st person
pronoun
134
63
2nd person
pronoun
23
7
3rd person
pronoun
154
121
Total
311
191
54
Table 4.20: Personal pronouns used in the Interchange Third Edition series
in percentage
Female
Male
1st person
pronoun
43.09%
2nd person
pronoun
7.4%
3rd person
pronoun
49.51%
100%
32.98%
3.67%
63.35%
100%
Total
Female
Male
Total
1st person
pronoun
68.02%
31.98%
100%
2nd person
pronoun
76.66%
23.33%
100%
3rd person
pronoun
56%
44%
100%
Table 4.22: Chi-square results for personal pronouns for males and females
in the Interchange Third Edition series
1st person
pronoun
2nd person
pronoun
3rd person
pronoun
Female
male
X2
Asymp. Sig.
134
63
25.589
0.000
23
8.533
0.003
154
121
3.960
0.047
55
56
CHAPTER FIVE
SUMMARY, CONCLUSION, AND
IMPLICATIONS
5.1. Introduction
The present study was an attempt to critically analyze Interchange
Third Edition, to uncover its ideological underpinnings.
The texts were analyzed based on the socio-semantic framework
introduced by Van Leeuwen (1996) that was designed to find out the ways
social actors are represented in discourse. This chapter proceeds to give a
summary and conclusion of the key points of the study based on the issue
presented and discussed in previous chapters. The chapter moves further to
end up with the implications of the study.
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59
60
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that have become naturalized over time and are perceived as acceptable and
natural features of discourse.
Textbooks are usually expected to deliver the knowledge that
learners are supposed to look for. However, although they claim to present
the knowledge in the neutral and taken-for-granted fashion. However,
textbooks do not contain just the information pursued by the learners.
Rather, instructional materials as well as other types of discourse can
disseminate and impose certain ideologies on language learners. These
ideologies are hidden in the text and are perceived as common sense by
learners and accepted without resistance.
The results of the present study have shed light on the social and
cultural values embedded in the textbooks which can affect learners'
attitude and world views unconsciously. The findings of such studies will
expose discursive strategies expressing social values of the text, providing
deeper knowledge and understanding of the social and ideological aspects
of the society in which the language is used. Furthermore, these findings
necessitate fostering critical thinking in students. Instructional material
developers as well as teachers should set as their main task to expose
students to ideology-free and gender-neutral texts.
CDA can be used as a powerful device for deconstructing the texts to
come up with their intended ideologies. It is a methodological approach for
those involved in socio-cultural studies. Also, it can be a theory for finding
the manners in which attitudes and identities cause socio-linguistic
variations in different communities.
Concerning the representation of male and female social actors, the
results of the present study are in sharp contrast with those of previously
conducted studies. As mentioned previously (see Otlowsky, 2003;
Amalsaleh, 2004), the texts depicted women in roles that no longer
represented their roles in the society which manifests manipulation of
realities through language. The results of the present study are also
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REFERENCES
Althusser, L. (1971). Lenin and philosophy and other essays. London: New Left
Books.
Althusser, L. (1994). Ideology and ideological state apparatus. In Zizek, S.
Mapping Ideology (pp. 100-138). London: Verso.
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