International Patent Classification (Version 2014) Guide
International Patent Classification (Version 2014) Guide
International Patent Classification (Version 2014) Guide
(Version 2014)
GUIDE
I.
FOREWORD
Objectives of the IPC; History of the IPC; Reform of the IPC; Assistance in the use of
the Classification
1.
The Strasbourg Agreement concerning the International Patent Classification (of 1971),
which entered into force on October 7, 1975, provides for a common classification for patents
for invention including published patent applications, inventors certificates, utility models and
utility certificates (hereinafter referred to as patent documents). Under Article 1 of the
Agreement, the Special (IPC) Union was established. The International Patent Classification is
hereinafter referred to as the Classification or the IPC.
2.
The Classification is established in the English and French languages, both texts being
equally authentic. Pursuant to Article 3(2) of the Strasbourg Agreement, official texts of the
Classification may be established in other languages.
3.
The Internet version of the Classification, available on the WIPO IPC website
(www.wipo.int/classifications/ipc/) represents the official publication of the IPC. It contains the
complete text of the classification in English and French of the edition/version in force as well as
previous editions/versions.
4.
In accordance with Article 4(5) of the Strasbourg Agreement, it has been determined that
the abbreviation Int.Cl. of the words International Patent Classification may precede the
classification symbols on published patent documents classified according to the Classification.
More details on the presentation of these symbols are given in Section XII, below.
5.
[Deleted]
(c)
a basis for investigating the state of the art in given fields of technology;
(d) a basis for the preparation of industrial property statistics which in turn permit the
assessment of technological development in various areas.
10bis. Following the reform of the IPC (see paragraphs 11 to 13, below), for the editions that
were in force from January 1, 2006, to December 31, 2010, the Classification was divided into
core and advanced levels. Each edition of the core level was indicated by the year of entry into
force of that edition. IPC-2006 was in force from January 1, 2006, to December 31, 2008, and
IPC-2009 entered into force on January 1, 2009. Each new version of the advanced level of the
IPC was indicated by the year and the month of the entry into force of that version, for example,
IPC-2008.01. From January 1, 2011, onwards, the division of the Classification into core and
advanced levels was discontinued and each new version of the IPC is indicated by the year and
the month of the entry into force of that version, for example, IPC-2011.01.
REFORM OF THE IPC
11. The Classification was designed, and developed for many years, mainly as a paper-based
information tool. Changes to the structure of the Classification and to methods of its revision
and application were needed in order to ensure its efficient and effective use in the
electronic environment.
12. For this reason, member States of the IPC Union decided, in 1999, to launch a reform of
the Classification and to introduce a transitional revision period during which, in parallel with
revision of the Classification, the changes necessitated by the reform had to be elaborated. The
transitional revision period started in 1999 and in 2005 the basic period of reform
was completed.
13.
The following major changes were introduced in the Classification as a result of its reform:
(a) the Classification was divided into a core and an advanced level, in order to better
satisfy the needs of different categories of users;
(b) different revision methods were introduced, respectively, for the core and the
advanced level, namely three-year revision cycles for the core level and continuous
revision for the advanced level;
(c) when the Classification is revised, patent documents are reclassified according to
the amendments to the core and advanced levels;
(d) additional data illustrating classification entries or explaining them in more detail,
such as classification definitions, structural chemical formulae and graphic illustrations,
informative references, were introduced in the electronic layer of the Classification;
(e) general principles of classification and classification rules were reconsidered and
revised when appropriate.
14. However, in view of the complications to maintain two independent levels with different
revision procedures and publication cycles, the IPC Union decided, in 2009, to discontinue the
publication of separate levels of the IPC. In order to satisfy the needs of the users of the core
level, it was decided that these users could classify the patent documents they publish using
main groups (see paragraph 22, below) of the Classification.
[Deleted]
17. Printed versions of the scheme of the IPC may be produced using the PDF files available
on the WIPO IPC website.
18.
SECTION
19. The Classification represents the whole body of knowledge which may be regarded as
proper to the field of patents for invention, divided into eight sections. Sections are the highest
level of hierarchy of the Classification.
(a) Section Symbol Each section is designated by one of the capital letters A
through H.
(b) Section Title The section title is to be considered as a very broad indication of the
contents of the section. The eight sections are entitled as follows:
A
B
C
D
E
F
G
H
(c)
HUMAN NECESSITIES
PERFORMING OPERATIONS; TRANSPORTING
CHEMISTRY; METALLURGY
TEXTILES; PAPER
FIXED CONSTRUCTIONS
MECHANICAL ENGINEERING; LIGHTING; HEATING; WEAPONS;
BLASTING
PHYSICS
ELECTRICITY
[Deleted]
(d) Subsection Within sections, informative headings may form subsections, which
are titles without classification symbols.
Example: Section A (HUMAN NECESSITIES) contains the following subsections:
AGRICULTURE
FOODSTUFFS; TOBACCO
PERSONAL OR DOMESTIC ARTICLES
HEALTH; LIFE SAVINGS; AMUSEMENT
CLASS
20. Each section is subdivided into classes which are the second hierarchical level of
the Classification.
(a)
Class Symbol Each class symbol consists of the section symbol followed by a
two-digit number.
Example: H01
(b)
Class Title The class title gives an indication of the content of the class.
Example: H01
(c) Class Index Some classes have an index which is merely an informative
summary giving a broad survey of the content of the class.
Lasers
(d) Subgroup Symbol Subgroups form subdivisions under the main groups. Each
subgroup symbol consists of the subclass symbol followed by the one- to three-digit
number of its main group, the oblique stroke and a number of at least two digits other
than 00.
Example:
H01S 3/02
Subgroups are ordered in the scheme as if their numbers were decimals of the number
before the oblique stroke. For example, 3/036 is to be found after 3/03 and before 3/04,
and 3/0971 is to be found after 3/097 and before 3/098.
Lasers
characterised by the material used as the active
medium
The title of 3/14 is to be read as: Lasers characterised by the material used as the
active medium.
H01S 3/05
The title of 3/05 is a complete expression, but owing to its hierarchical position this group
is restricted to the construction or shape of optical resonators of lasers.
COMPLETE CLASSIFICATION SYMBOL
23. A complete classification symbol comprises the combined symbols representing the
section, class, subclass and main group or subgroup.
Example:
A
01
33/00
or
33/08
Subclass 3rd
level
Group
III.
24. The IPC is a hierarchical classification system. The contents of lower hierarchical levels
are subdivisions of the contents of the higher hierarchical levels to which the lower levels
are subordinated.
PRINCIPLE OF HIERARCHY
25. The Classification separates the whole body of technical knowledge using the hierarchical
levels, i.e., section, class, subclass, group and subgroup, in descending order of hierarchy.
26. The hierarchy among subgroups is determined solely by the number of dots preceding
their titles, i.e. their level of indentation, and not by the numbering of the subgroups.
This example shows that three-digit, three-dot subgroup 33/487 is hierarchically superior to the
two-digit, four-dot subgroup 33/49, and the three-digit, two-dot subgroup 33/483 is of the same
hierarchical level as the two-digit, two-dot subgroup 33/50.
27. The dots preceding a group title are also used in place of the titles of its hierarchically
superior (less indented) groups, in order to avoid repetition.
Example: H01S 3/00
3/09
3/091
3/094
Lasers
Processes or apparatus for excitation, e.g. pumping
by optical pumping
by coherent light
Without the use of hierarchical levels, subgroup H01S 3/094 would require a title such as:
Processes or apparatus for excitation of lasers using optical pumping by coherent light.
28. The hierarchical structure relating to the six-dot subgroup H01F 1/053 is shown in the
following example:
Section:
Class:
Subclass:
Main group:
One-dot subgroup:
Two-dot subgroup:
Three-dot subgroup:
Four-dot subgroup:
Five-dot subgroup:
Six-dot subgroup:
H
H01
H01F
H01F
ELECTRICITY
BASIC ELECTRIC ELEMENTS
MAGNETS
1/00 Magnets or magnetic bodies characterised by the
magnetic materials therefor
1/01 of inorganic materials
1/03 characterised by their coercivity
1/032 of hard-magnetic materials
1/04 Metals or alloys
1/047 Alloys characterised by their
composition
1/053 containing rare earth metals
Group H01F 1/053 actually concerns magnets of inorganic materials characterised by their
coercivity, comprising hard magnetic alloys specifically containing rare earth metals.
29.
[Deleted]
[Deleted]
32.
[Deleted]
33.
[Deleted]
34. In order to facilitate use of the Classification, various elements and indications are
provided in its text in addition to the titles of the hierarchically related classification entries.
ORDER OF GROUPS
35. The groups in each subclass are arranged in a sequence intended to assist the user. For
newer subclasses, the main groups are generally arranged from the most complex or highly
specialised subject matter to the least complex or least specialised subject matter (see also
paragraph 52, below). A residual main group (for example, 99/00 Subject matter not provided
for in other groups of this subclass), when needed, is placed at the end of the scheme of these
newer subclasses.
GUIDANCE HEADINGS
36. When a plurality of successive main groups within a scheme relate to common subject
matter, a guidance heading before the first of such main groups may be provided. The
guidance heading is a short underlined statement that indicates the common subject matter
found in all of the main groups it is relevant to (see, for example, the guidance heading
Ploughs before group A01B 3/00). The series of groups covered by such a heading extends
to the next guidance heading or to a line in heavy type extending across the column, which is
used when the following group or groups relate to different subject matter for which no guidance
heading is provided (see, for example, the line after group A01B 75/00). In exceptional cases, a
guidance heading may be provided for a single main group.
PRESENTATION OF TITLES
37. The titles of classification places may indicate their intended content by using a single
phrase or several related phrases linked together (see paragraph 61, below). However, titles
may also indicate their content using two or more distinct parts separated by semicolons. Each
part of such a multipart title should be interpreted as a separate title. This type of title is used
when it is considered desirable to treat together distinct kinds of subject matter which cannot
conveniently be covered by a single phrase.
Examples: A42C 5/00
A41D 10/00
REFERENCES
38. The title of a class, subclass, group, or note (see paragraph 41, below) may contain a
phrase in brackets referring to another place in the Classification. Such a phrase, called a
reference, shows that the subject matter indicated by the reference is covered by the place (or
places) referred to.
Example: A01D 69/00
Functions of References
39.
Indeed billiard tables fit a priori under tables for games other than
cards, and yet they are classified in A63D 15/00 instead.
In the definitions, scope-limitation references are listed in tabular form under the heading
References relevant for classification.
(b) Precedence A reference stating that another place takes precedence is used
when subject matter is classifiable in two places, or when different aspects of the subject
matter to classify are covered by different places, and it is desired that such subject matter
should be classified in only one of those places (see, for example, group A01D 43/00).
Such a precedence reference occurs most frequently at subgroup level; in some cases,
where several groups are similarly affected, it may be replaced by a note at a higher level
(see, for example, Note (2) following the title of subclass A61M).
Precedence references have different functions depending on the relationship between
the affected places:
(i)
A precedence reference to a place which is a subset of the place where the
reference stands has the same function as a scope-limitation reference.
(ii) A precedence reference to a place which is not a subset of the place where
the reference stands serves as a classification rule for combination-type
subject matter.
Example (hypothetic):
10/00 Mechanical means (20/00, 30/00 take precedence)
20/00 Hydraulic means
30/00 Chemical means
The precedence reference from 10/00 to 20/00 has the same function as
a scope-limitation reference saying "(hydraulic means 20/00)". Since hydraulic
means are a type of mechanical it excludes a subset of the matter covered by
10/00 and places it in a different place.
A61F 9/008
B41J 2/44, B41J 2/455
G11B 7/125
In the definitions, application-oriented references are listed in tabular form under the
heading References relevant for classification.
(d) Out of a residual place References appearing in residual places which point to
places which provide for the subject matter under consideration.
Example: When considering the subject matter of light sources, the subclass F21K
is residual to the whole of the IPC, and the following are examples of
references to other places which provide for the subject matter under
consideration:
candles
electric incandescent lamps
semiconductor devices adapted for
light emission
C11C 5/00
H01K
H01L 33/00,
H01L 51/50-H01L 51/56
In the definitions, references out of residual places are listed in tabular form under the
heading References relevant for classification.
(e) Informative References indicating the location of subject matter that could be of
interest for searching, but which subject matter is not within the scope of the classification
place where the reference occurs.
Hence an informative reference fulfils both of the following requirements:
(i)
the subject matter does not fit in the place under consideration, but
(ii)
It is instructive to compare the two conditions above with the two conditions (i) and (ii)
relating to a scope-limitation reference instead.
As an application-oriented reference usually points from a function-oriented place to an
application-oriented place, so an informative reference usually points from an
application-oriented place to a function-oriented place.
In the definitions, informative references are listed in tabular form under the heading
Informative references.
Limiting vs. non-limiting references
The set of references as defined in subparagraphs (c), (d) and (e), above, are referred to
as non-limiting references, as opposed to the limiting references as defined in
subparagraphs (a) and (b), above.
Limiting references are included in the classification schemes and in the definition, when
available. To maintain the readability of schemes while increasing the amount of useful
related information provided, non-limiting references are progressively being removed
from schemes and transferred to the definitions of the IPC (see also paragraph 48,
below).
Use and Interpretation of References
40.
[Deleted]
(d)
[Deleted]
(e) Where a group is quoted, it is usually the most relevant group but not necessarily
the only relevant group. In particular, groups hierarchically related to a group quoted
should also be borne in mind.
(f)
Where two or more items of subject matter are referred to the same place, they are
separated by a comma, the classification symbols of that place being given only at the
end of that reference.
Example: A01B 77/00
(g) References relating to different items of subject matter referred to different places
are separated by a semicolon and are to be read independently.
An exception is where a substantial part of their wording is the same; in this case, the
common wording is given once and the different symbols are separated by a comma.
Example: A01L 11/00
NOTES
41. Notes define or explain specific words, phrases or the scope of places, or indicate how
subject matter is classified. Notes may be associated with a section, subsection, class,
subclass, guidance heading or group.
Examples: F42
This class covers also means for practice or training which may have
aspects of simulation, although simulators are generally covered by
class G09.
Notes apply only to the places concerned, and their subdivisions, and override any general
guidance in case of conflict. For example, Note (1) following the title of subclass C08F
overrides the Note following the title of section C. Any information that is found in notes that are
associated with the section, subsection, or class level of the Classification is also provided
within subclass definitions (see paragraphs 45 to 47, below) that have their scope impacted by
this information.
V.
USER INFORMATION
Indication of changes; Electronic layer of the IPC classification definitions, informative
reference, chemical formulae and graphic illustrations, main groups in a
standardised sequence
(i)
is new, or
(ii)
its file scope (see paragraph 73, below) has been changed, or
(iii)
In cases (i) or (ii), above, the entry in italics is followed by the version indicator in square
brackets (see under (b) below).
(b) The version indicator gives the edition/version where the corresponding entry was
new or where its file scope was modified, for example, [4] or [2008.01]. Exceptionally,
the version indicator for IPC-2006 is [8].
(c) One and the same entry may be followed by two or more version indicators in
square brackets. In order to allow a more convenient presentation, only the last version
indicator is displayed while the others are displayed if the user so wishes (for example, by
moving the cursor on the said version indicator).
(d) The symbols of groups that have been deleted appear with an indication in italics of
where the subject matter concerned is transferred to, or where this subject matter is
covered, in the current edition/version.
The symbols of groups which have been deleted in the previous editions/versions do not
appear in the current edition/version.
43.
[Deleted]
Non-limiting References
48. Non-limiting references indicating the location of subject matter that could be of interest
for searching are progressively being introduced into the classification definitions. They do not
limit the scope of classification places with which they are associated and are intended only to
facilitate the patent search.
Chemical Formulae and Graphic Illustrations
49. In the areas of the IPC relating to general and applied chemistry, chemical structural
formulae that provide a visual representation of the content of the classification place are of
great value. They are introduced in the scheme of the Classification with a limited number of
classification entries when they are necessary for defining their scope or for interpreting the
scope of their subordinated entries (see, for example, main group C07D 499/00).
50. Many additional chemical structural formulae are introduced in the electronic layer of the
IPC. They serve for illustrating purposes, generally by way of examples, and for facilitating
understanding of the content of the chemical areas of the Classification. The chemical formulae
are available for viewing through hyperlinks provided in the relevant classification entries.
51. Other explanatory graphic illustrations have also been introduced in the electronic layer of
the IPC (see, for example, graphic illustrations under main group F23B 50/00).
Presentation of Main Groups in a Standardised Sequence
52. The numerical sequence of main groups of a subclass in the IPC is not generally
standardised. In order to provide additional aid for the classification procedure, an alternative
presentation following a standardised sequence of main groups in IPC subclasses has been
included in the electronic layer. This standardised sequence follows the principle of proceeding
from more complex to less complex subject matter and from specialised to non-specialised
subject matter of the subclass. In the electronic version of the Classification, main groups are
displayed either in the numerical order or in the standardised sequence, at the choice of
the user.
VI.
TERMINOLOGY
Standard expressions; Glossary
STANDARD EXPRESSIONS
53. It has been possible to standardise a limited number of wordings in the IPC. The
explanations of standard expressions used in the text of the Classification follow below.
Whenever a standard expression occurs in the text of the electronic version of the IPC, a
hyperlink to its explanation is provided.
Covered or Provided for
54. When subject matter is stated to be covered by/in a classification place, it means the
subject matter has characteristics enabling it to be classified in that place (see, for example,
group A41F 18/00). The expression provided for has the same meaning as covered (see, for
example, group B60Q 11/00).
subject matter not covered by any of the groups in the specified range.
i.e., e.g.
59. The expression i.e. has the sense of equals and the two phrases joined by i.e. are to
be considered equivalent, one of the phrases constituting a definition of the other.
Example: A01D 41/00
60. The expression e.g. does not limit the sense of the phrase which precedes it, but simply
explains it by giving one or more examples. This expression is used for the following purposes:
(a) To provide a typical illustration of the subject matter covered by the
preceding wording.
Example: A42C 5/00
(b) To draw attention to the fact that what is mentioned after e.g. is definitely included
within and covered by the preceding wording although this might not be readily apparent
from the wording.
Example: B62B 7/00
(c) To indicate matter which is covered by a group but for which no dependent
subgroup has been provided.
Example: G02B 6/122
6/124
6/125
The expression:
either A or B, but not both implies the presence of A or the presence of B but not
the presence of both A and B in the same example or embodiment.
64. The expression specially adapted for is used when indicating things that have been
modified or particularly constructed for the given use or purpose, as defined in
paragraph 85(b), below.
Examples: A47D FURNITURE SPECIALLY ADAPTED FOR CHILDREN
A01K 63/02
Receptacles specially adapted for transporting live fish
Or the Like
65. The expression or the like is sometimes used to emphasise that the classification place
in question is not limited to the specific subject matter as specified by the wording but that it also
covers similar subject matter with essentially the same characteristics.
Example: A01D 3/00
SCOPE OF PLACES
Subclasses; Main groups; Subgroups
67. The scope of any classification place must always be interpreted within the scope of all its
hierarchically superior places.
68. The titles of sections, subsections and classes are only broadly indicative of their content
and do not define with precision the subject matter falling under the general indication of the
title. In general, the section or subsection titles very loosely indicate the broad nature of the
scope of the subject matter to be found within the section or subsection, and the class title gives
an overall indication of the subject matter covered by its subclasses. By contrast, it is the
intention in the Classification that the titles of subclasses, taking into consideration any
references, definitions or notes associated therewith, define as precisely as possible the scope
of the subject matter covered thereby. The titles of main groups and subgroups, again subject
to any references, definitions or notes associated therewith, precisely define the subject matter
covered thereby (see the example cited in paragraph 28, above).
SUBCLASSES
69.
Examples: (i)
The Notes following the title of the subsection ENGINES OR
PUMPS, embracing classes F01 to F04, which notes define the terms
or expressions used throughout the subsection.
(ii) Note (1) following the title of subclass F01B, which defines its
scope in relation to subclasses F01C to F01P.
(iii) The Note following the title of section C which defines groups of
elements.
The titles of subclasses sometimes do not embrace the titles of all main groups under them.
However, the scope of a subclass should always be understood to include all subject matter
specifically stated in the titles of its main groups.
70. A more detailed explanation of the scope of a subclass is provided by its classification
definition where it is available. In particular, the exact boundaries of any subject matter added
to the scope of the subclass by its main group titles are specified.
MAIN GROUPS
71. The scope of a main group is to be interpreted only within the scope of its subclass (as
indicated above). Subject to this, the scope of a main group is determined by its title as
modified by any relevant references or notes associated with the main group or with any
guidance heading covering it. For example, a group for bearings in a subclass whose title is
limited to a particular apparatus must be read as covering only features of bearings peculiar to
that apparatus, for example, the arrangement of bearings in the apparatus. Attention is drawn
to the fact that guidance headings are intended to be only informative and, as a rule, do not
modify the scope of the groups covered by them. A more detailed explanation of the scope of a
main group is provided by its classification definition where it is available.
SUBGROUPS
72. The scope of a subgroup is likewise to be interpreted only within the scope of its subclass,
main group and of any subgroup under which it is indented. Subject to this, the scope of a
subgroup is determined by its title as modified by any relevant references or notes
associated therewith.
Example: B64C AEROPLANES; HELICOPTERS (air-cushion vehicles B60V)
5/00
Stabilising surfaces (attaching stabilising surfaces to
fuselage B64C 1/26)
5/06
Fins (specially for wings B64C 5/08)
5/08
mounted on, or supported by, wings
5/10
adjustable
5/12
for retraction against or within fuselage or nacelle
(a) Main group 5/00 must be read within the scope of the subclass title, i.e., as
stabilising surfaces of aeroplanes or helicopters. Moreover, the reference following the
title of subclass B64C (air-cushion vehicles B60V) indicates that all subject matter
concerning air-cushion vehicles is classified in subclass B60V, so that, in relation to main
group 5/00 and all its subgroups, stabilising surfaces of air-cushion vehicles are classified
in subclass B60V. Furthermore, the reference in main group 5/00 (attaching stabilising
surfaces to fuselage 1/26) indicates that all subject matter concerned with attaching
stabilising surfaces to fuselages is classified in subgroup 1/26.
(b) Subgroup 5/06, which is indented under main group 5/00, must be read as
aeroplane or helicopter stabilising surfaces in the form of fins. Moreover, the reference
following the title of subgroup 5/06 (specially for wings 5/08) indicates that fins designed
specially for wings are classified in subgroup 5/08.
(c) Similarly, subgroup 5/08, which is of the same one-dot indentation under main group
5/00 as subgroup 5/06, must be read as aeroplane or helicopter stabilising surfaces
mounted on, or supported by, wings, and subgroup 5/10 as adjustable stabilising
surfaces of aeroplanes or helicopters.
(d) Subgroup 5/12 is indented under subgroup 5/10 and must be read within the scope
thereof, i.e., as adjustable stabilising surfaces of aeroplanes or helicopters for retraction
against or within fuselage or nacelle.
73. When a group is subdivided, each of its dependent subgroups covers only a particular
part of the field covered by the group under which it is indented; thus, a group may have only
one subgroup indented thereunder or there may be many. Each subgroup is primarily devised
to take out of that field a well-defined portion of subject matter which can often serve as a
self-contained field of search. Thus, any group is used for classifying subject matter which falls
within its scope but is not specified in any subgroup indented thereunder. This residual subject
matter is called the file scope of the group. For a group that is not subdivided, the scope and
the file scope are thus identical. When this group is subdivided its scope remains unchanged
whereas its file scope is modified.
74. The scope of any subgroup in comparison with its hierarchically higher group is
determined by the presence of one or more essential characteristics, specified in the title of the
subgroup. Two cases may arise:
(a) The essential characteristics are not expressed in the title of the hierarchically
higher group.
Example: H01F 5/00
H01F 5/02
Coils
wound on non-magnetic supports
(b) The essential characteristics are already expressed in the title of the hierarchically
higher group.
Example: A63C 5/00
A63C 5/03
Skis or snowboards
Mono skis; Snowboards
76. Two types of information may be found in patent documents. These are invention
information and additional information. The meaning of these expressions is explained in
paragraphs 77 to 80, below. The rules of selection of classification symbols are the same for
both types of information (see also chapter XI, below). Although in the Guide reference is often
made only to inventions or technical subjects of inventions, it is to be understood that the
remarks made in the Guide apply equally to technical subjects which are covered by the
additional information.
INVENTION INFORMATION
77. Invention information is technical information in the total disclosure of a patent document
(for example, description, drawings, claims) that represents an addition to the state of the art.
The invention information is determined in the context of the state of the art, using guidance
provided by the claims of the patent document, with due regard given to the description and
the drawings.
78. Addition to the state of the art means all novel and unobvious subject matter specifically
disclosed in a patent document, which subject matter does not represent part of the prior art,
i.e., the difference between the subject matter in a patent document and the collection of all
technical subject matter that has already been placed within public knowledge.
ADDITIONAL INFORMATION
79. Additional information is non-trivial technical information which does not in itself represent
an addition to the state of the art but might constitute useful information for the searcher.
80. The additional information complements the invention information by identifying, for
example, the constituents of a composition or mixture, or elements or components of a process
or structure, or use or applications of classified technical subjects.
CATEGORIES OF SUBJECT MATTER
81. Technical subject matter may represent processes, products, apparatus or materials (or
the way these are used or applied). These terms, usually referred to as categories of subject
matter, should be interpreted in their widest sense, as indicated in the following examples:
(a) Examples of processes are: polymerisation, fermentation, separation, shaping,
conveying, treating of textiles, transfer and transformation of energy, building, preparation
of foodstuffs, testing, methods of operating machines and ways in which they work,
processing and transmitting of information.
(b) Examples of products are: chemical compounds, compositions, fabrics, articles
of manufacture.
(c) Examples of apparatus are: installations used in chemical or physical processes,
tools, implements, machines, devices for performing operations.
(d)
82. It should be noted that an apparatus can be regarded as a product, since it is produced by
a process. The term product, however, is rather used to denote the result of a process
regardless of the subsequent function of the product, for example, the end-product of a
chemical or manufacturing process, whereas the term apparatus is associated with an
intended use or purpose, for example, apparatus for generating gases, apparatus for cutting.
Materials in themselves may constitute products.
(b) A thing specially adapted for a particular use or purpose, i.e., modified or
particularly constructed for the given use or purpose.
Example: A61F 2/24 is the place for a mechanical valve specially adapted for
insertion into a human heart.
(c)
(d)
86. Places of category (a), above, are referred to as function-oriented places. Places of the
above categories (b) to (d) are referred to as application-oriented places.
87. Places, for example, subclasses, are not always exclusively function-oriented or
application-oriented in relation to other places in the Classification.
Example: Although F16K (valves, etc.) and F16N (lubricating) are both function-oriented
subclasses, F16N includes application-oriented places for certain valves
specially adapted for lubrication systems (for example, F16N 23/00special
adaptations of check valves), while, conversely, F16K includes
application-oriented places for lubricating features of gate valves or sliding
valves (see, for example, F16K 3/36features relating to lubrication).
Furthermore, the expressions function-oriented place and application-oriented place cannot
always be regarded as absolute. Thus, a given place may be more function-oriented than
another place but less function-oriented than yet a further place.
Example: F02F 3/00 concerns pistons for combustion engines in general and is
therefore more function-oriented than F02B 55/00, which is specifically
directed to rotary type pistons in combustion engines, but is less
function-oriented than F16J, which relates to pistons in general.
87bis. There are also places in the IPC which should be considered for classification if and only
if no other place of the IPC provides for the subject matter under consideration. Such places
are referred to as residual places.
Expressions in the titles like:
F21S 15/00
G06Q 99/00 Subject matter not provided for in other groups of this
subclass
A99Z SUBJECT MATTER NOT OTHERWISE PROVIDED FOR IN THIS
SECTION
F21K LIGHT SOURCES NOT OTHERWISE PROVIDED FOR
Chemical Compounds
93. When the subject of the invention concerns a chemical compound per se (organic,
inorganic or macromolecular), it is classified in section C according to its chemical structure.
When it also concerns a specific field of use, it is also classified in the place provided for that
field of use, if such field of use constitutes an essential technical characteristic of the subject.
However, when the chemical compound is known and the subject of the invention concerns only
the application of the compound, it is classified in the place covering the field of use as invention
information while the chemical structure may also be classified in the place for the chemical
compound per se.
Chemical Mixtures or Compositions
94. When the subject of the invention concerns a chemical mixture or composition per se, it is
classified in a place according to its chemical composition if such a place exists, for example,
C03C (glass), C04B (cements, ceramics), C08L (compositions of organic macromolecular
compounds), C22C (alloys). If such a place does not exist, it is classified according to its use or
application. If the use or application also constitutes an essential technical characteristic of the
subject of the invention, a mixture or composition is classified according to both its chemical
composition and its use or application. However, when the chemical mixture or composition is
known and the subject of the invention concerns only its use, it is classified in the place
covering the field of use as invention information while the mixture or composition may also be
classified in the place for the chemical mixture or composition per se.
Preparation or Treatment of Compounds
95. When the subject of the invention concerns a process of preparation or treatment of a
chemical compound, it is classified in the place for the process of preparation or treatment of the
compound concerned. If such a place does not exist, it is classified in the place of the
compound. When the compound resulting from the preparation process is also novel, the
compound is also classified according to its chemical structure. Subjects of invention
concerned with general processes for the preparation, or treatment, of classes of compounds
are classified in the groups for the processes employed, when such groups exist.
Apparatus or Processes
96. When the subject of the invention concerns an apparatus, it is classified in the place for
the apparatus when such a place exists. When such a place does not exist, the apparatus is
classified in the place for the process performed by that apparatus. When the subject of the
invention concerns a process for making or treatment of products, it is classified in the place for
the process performed. When such a place does not exist, the making or treatment of products
is classified in the place for the apparatus performing the process. If no place exists for the
manufacture of a product, the manufacturing apparatus or process is classified in the place
covering the product.
Articles of Manufacture
97. When the subject of the invention concerns an article, it is classified in the place for the
article. If no place exists for the article itself, it is classified in the appropriate function-oriented
place (i.e., according to the function performed by the article) or, if this is not possible, according
to the field of use.
Example: When the article to be classified is a glue-dispenser specially adapted for
binding books, it is classified in group B42C 9/00, which covers Applying glue
or adhesive peculiar to bookbinding. Since there is no specific place for
glue-dispensers for bookbinding, they are classified in the place for their
function, i.e., applying glue.
Multistep Processes, Industrial Plants
98. When the subject of the invention concerns a multistep process or an industrial plant that
consists, respectively, of a combination of process steps or apparatus, it is classified as a
whole, i.e., in a place provided for such combination, for example, subclass B09B. If no such
place exists, it is classified in the place for the product obtained by the process or plant. When
the subject of the invention concerns also an element of the combination, for example, an
individual step of the process or machine of the plant, the element is also separately classified.
Details, Constructional Parts
99. When the subject of the invention concerns constructional or functional details or parts of
subject matter, for example, of apparatus, the following rules apply:
(a) Details or parts only applicable to, or specially adapted for, one kind of subject
matter are classified in the details places of this kind of subject matter, if such places
exist.
(b) If such places do not exist, these details or parts are classified in the place for the
subject matter in question.
(c) Details or parts applicable to more than one of different kinds of subject matter are
classified in the details places of more general nature, if such places exist.
(d) If such places of more general nature do not exist, these details or parts are
classified according to all of the kinds of subject matter to which they explicitly apply.
Example: In subclass A45B, groups 11/00 to 23/00 cover the various kinds of
umbrellas, while group 25/00 covers details of umbrellas applicable to
more than one kind of umbrella.
General Chemical Formulae
100. Large sets of related chemical compounds are often expressed or claimed using general
formulae. The general formulae are presented in the form of a chemical compound genus with
at least one component of the formula being a variable selected from a specific collection of
alternatives (for example, Markush-type compound claims). The use of general formulae
causes classification problems when an enormous number of compounds are within their scope
and are separately classifiable in a large number of classification places. When this situation
occurs, only the individual chemical compounds most useful for searches are classified. If
chemical compounds are specified using a general chemical formula, the following classifying
procedure is applied:
Step 1: Classification should be given to all fully identified compounds that are novel
and unobvious if they are:
(i)
(ii)
(iii)
Step 3: When only the general Markush formula is disclosed, classification is made in the
most specific group(s) that cover(s) all or most of the potential embodiments.
Classification should be limited to a single or a very small number of groups.
Step 4: In addition to the above obligatory classification, non-obligatory classification may
be made when other compounds within the scope of the general formula, or
compounds derived directly from computer-generated models, are of interest.
When classification of all the fully identified compounds into their most specific classification
places would lead to a high number of classification symbols (for example, more than twenty),
the classifier may reduce the number of symbols. This may only be done when classification of
the fully identified compounds would lead to the assigning of a large number of subgroups
under a single group at the next hierarchically higher level. Classification of these compounds
may then be made in the higher group only. Otherwise, classification of the compounds is
made in all of the more specific subgroups.
Combinatorial Libraries
101. Collections composed of many chemical compounds, biological entities or other
substances may be presented in the form of libraries. A library usually includes an enormous
number of members that, if separately classifiable in a large number of classification places,
would unnecessarily burden the search system. Therefore, only the individual members which
are considered fully identified, in the same manner as the compounds of general formulae, are
obligatorily classified into the groups that most specifically provide for them, for example,
compounds in section C. The library as a whole is classified in an appropriate group in subclass
C40B. In addition to the above obligatory classifications, non-obligatory classifications are
made when other members of the libraries are of interest.
IX.
102. The primary purpose of the Classification is to facilitate search. Depending on the content
of a patent document, the information disclosed therein may require more than one
classification symbol to be applied.
103. Multiple classification of documents is needed, for example, when different categories of
subject matter, i.e., processes, products, apparatus or materials, for which special places are
provided in the Classification, constitute invention information. Another example of multiple
classification may represent classifying in function-oriented places and application places when
essential technical characteristics of the subject of the invention are concerned with both types
of places.
104. Multiple classification or classification in combination with indexing (see paragraphs 108
to 112, below) is also recommended, but is not obligatory, for indicating additional information in
a patent document when it is of interest for search.
MULTI-ASPECT CLASSIFICATION OF TECHNICAL SUBJECTS
105. Multi-aspect classification represents a special type of multiple classification. Multi-aspect
classification is applied to subject matter which, by its nature, is characterised by several
aspects, for example, by its intrinsic structure and its particular use or property. Classifying of
such subject matter according to only one aspect would lead to incomplete search information.
The classification symbols allotted should not be restricted to the place or places in the
Classification which cover only one aspect of a technical subject identified. Due regard should
also be given to further places in the Classification where other non-trivial aspects of that
technical subject may need to be classified.
106. Places in the IPC where multi-aspect classification is especially desirable are indicated by
a note. Depending on the nature of the subject matter concerned, such a note prescribes
obligatory classification of the subject matter according to the indicated aspects or contains a
recommendation for multi-aspect classification if it is desirable for increasing the efficiency of
the patent search.
107. [Deleted]
HYBRID SYSTEMS; INDEXING SCHEMES
108. In specific areas of the Classification, hybrid systems have been introduced in order to
improve the effectiveness of the Classification.
109. Each hybrid system consists of a classification scheme and an associated complementary
indexing scheme. The indexing scheme specifies aspects that are not covered by the
classification places. When classifying within a hybrid system, all classification symbols
appropriate to the technical subjects are first assigned. Then any appropriate indexing codes
from indexing schemes associated with one or more of these classification symbols may be
added, if they identify elements of information which are useful for search purposes.
110. Indexing codes have a format similar to classification symbols. Within subclasses having
classification schemes, indexing schemes are placed after the classification scheme and their
numbering starts, as a rule, with the number 101/00. Some subclasses are used only for
indexing purposes, in association with classification symbols from one or more classification
subclasses; this is indicated in their titles. Indexing subclasses usually employ the same
numbering system used in the indexing schemes of classification subclasses (see subclasses
F21W and F21Y), but sometimes their numbering systems may include numbers (for example,
1/00) similar to those normally associated with standard classification symbols (see subclasses
C10N, C12R, B29K, B29L).
111. Indexing codes can only be applied in association with classification symbols. Each place
in the Classification where indexing codes may be used is indicated by a note. Similarly, a note,
title or heading before each indexing scheme indicates with which classification symbols those
indexing codes are associated.
112. Whenever possible, the layout of the indexing schemes is hierarchical, facilitating their
presentation. The numbering of some of the schemes is such that truncation of the indexing
codes is feasible when carrying out database searching.
Example (part of the indexing scheme in subclass C04B):
103/00
103/10
103/12
103/14
103/20
103/22
103/24
103/30
GENERAL APPROACH
115. As indicated in paragraphs 77 to 80, above, patent documents comprise in principle
invention information and may comprise additional information, i.e., non-trivial technical
information which is not in itself an addition to the state of the art but might constitute useful
information for the searcher.
116. The invention information is only represented by classification symbols.
Selecting a subclass
136. Since the IPC is a hierarchical classification system, a systematic approach using its
hierarchical structure can be used and followed step by step for determining the appropriate
subclass for classification of the subject of the invention. The relevant section can first be
identified, then the appropriate subsection and class, and, under the selected class, the
subclass which most satisfactorily covers the subject in question can be identified. When
following this approach, it should be remembered that titles of sections, subsections and
classes only give a broad indication of their scope.
137. Alternative methods of determining the relevant subclass of the Classification can often be
more efficient. These alternative methods may consist in:
(a)
(b)
(c) reviewing the classification symbols of patent documents most related to the subject
in question, for example, by statistical analysis of documents found during a text search
using relevant technical terms.
Although these alternative methods may lead to determination of a more specific place than a
subclass, the relevance of that place must always be verified by checking its scope in the light
of its hierarchically superior places and the classification rules in that particular area of the IPC.
138. After identification of a subclass using the methods described above, it is necessary to
check whether its scope (see Chapter VII SCOPE OF PLACES, above) is wide enough to
cover the technical subject to be classified. For this purpose, the references and notes
appearing after the subclass title and its classification definition, if available, should
be consulted.
Selecting a group
139. After selection of the appropriate subclass, the procedure using the hierarchical structure
of the IPC should be followed for determining the relevant main group and subgroup in the
identified subclass. Before applying this procedure, it is necessary to check which of the three
general classification rules, described below (the common rule, the first place priority rule and
the last place priority rule), is used in the selected subclass and whether any special
classification rules are applied in its parts.
140. While the paragraphs below indicate the differences between the general classification
rules, it is important to remember that the general rules share the following essential features:
(a) many technical subjects are completely covered by only one group in the subclass
scheme; in this situation, the subject is classified in that group regardless of the general
classification rule used in the subclass;
(b) if two or more subjects of the invention are disclosed in the patent document, the
general rule used in the subclass is separately applied for classifying each subject;
(c) if a subcombination of the subject of the invention is novel and non-obvious itself, it
is separately classified according to the general rule used in the subclass.
It is only in situations where the technical subject is covered by two or more of groups of the
subclass (i.e., some groups have potentially overlapping scope or groups are only available for
subcombinations of the subject and not for the subject itself) that the general classification rule
used in the subclass is important for determining a relevant group or groups.
COMMON RULE
141. The common rule is the default classification rule in the IPC and it is applied in all areas
of the IPC where priority classification rules or special classification rules are not specified. It is
based on the principle of devising the Classification in such a way that one and the same
technical subject can be classified in one and the same place in the Classification (see
paragraph 75, above). This principle assumes that classification places in the IPC are mutually
exclusive. When this is not the case, the principles of paragraph 144(b), below, should
be applied.
142. As opposed to the first and last place priority rules described in paragraphs 146 to 154,
below, no general priority rules apply in the common rule areas of the IPC. However, the
following principles of priority can be applied to limit unnecessary multiple classification and to
select groups that most adequately represent the technical subject to be classified:
(a) Groups for more complex matter take priority over groups for less complex matter.
For example, groups for combinations take priority over groups for subcombinations and
groups for whole things take priority over groups for details.
(b) Groups for more specialised subject matter take priority over groups for less
specialised subject matter. For example, groups for unique types of matter or groups for
matter with means for solving particular problems take priority over more general groups.
These principles also form the basis for the standardised sequence of main groups described in
paragraph 52, above. The standardised sequence can therefore in many situations be used as
guidance for applying the priority principles explained above. However, it should be borne in
mind that the standardised sequence gives priority between all main groups of a subclass, for
example, between groups covering function and application aspects, groups of similar
complexity or groups having a similar degree of specialisation. In the common rule areas of the
IPC, priority should not be applied between such groups, but classification should be made in all
appropriate places (see, for example, paragraphs 88 to 91, above). When references or local
precedence rules apply, these overrule the general priority principles.
143. When classifying subject matter characterised by several aspects or when assigning
additional classification symbols representing useful information for searching, principles of
multiple classification apply (see paragraphs 102 to 106, above).
144. After selection of the appropriate subclass, the following procedure is applied for
identifying a detailed classification place at each hierarchical level, starting at main group level:
(a) Determining, by reviewing all of the groups, if only one of them provides for the
technical subject to be classified. If this is the case, step (c) should be applied for
this group.
(b) If it is determined that two or more groups provide for the technical subject to be
classified, then the principles described in paragraph 142, above, should be used
as guidance.
(i)
If these principles indicate a priority between the groups, the group given
priority must be selected. Other groups with a lower priority may also be selected
for classification if they are considered to be useful for search purposes, for
example, for performing Boolean searching. Step (c) should then be applied
separately for each selected group.
(ii) If priority between the groups cannot be determined by these principles, then
step (c) should be applied separately for each group.
(c) Repeat step (a) and, if necessary, step (b) at each subsequent hierarchical level
until none of the subgroups at the next hierarchical level provides for the technical subject.
145. If no specific place for a combination is provided in an area of classification where the
common rule applies, it is classified according to its subcombinations, following the principles
described in paragraph 142, above. Subcombinations not selected for classification according
to these principles should be considered for classification as additional information.
PRIORITY RULES
146. In certain areas of the Classification, priority classification rules are applied. The purpose
of these rules is to improve consistency of classifying. As opposed to the common rule, the
priority rules give general priority rules between all groups in the given area. In order to enable
this, the schemes have been specially adapted for the particular rule. Even though general
priority rules apply, multiple classification is possible in these areas, for example, when it is
necessary to classify different aspects of subject matter or when the subject matter contains
additional information which is desirable to be classified. The areas where priority classification
rules are applied are clearly marked by a note appearing before the first place of the area
covered by such classification rules or at a hierarchically higher place.
First Place Priority Rule
147. In some parts of the Classification, the first place priority rule is used. Where this rule
applies, it is set out in a note of the type: In this subclass / main group(s) / group(s), the first
place priority rule is applied, i.e. at each hierarchical level, in the absence of an indication to the
contrary, classification is made in the first appropriate place. For example, see the relevant
notes in G03F 1/00 or H04W. According to this rule, a technical subject of the invention is
classified by successively, at each indentation level, locating the first group covering any portion
of the technical subject, until a subgroup is selected for classification at the deepest appropriate
indentation level. When several particular technical subjects are disclosed in a patent
document, the first place priority rule is separately applied to each of them.
148. Classification schemes where the first place priority rule has been introduced contain a
standardised sequence of groups. This standardised sequence follows the principle of
proceeding from more complex or specialised subject matter at the top of the scheme to less
complex or less specialised subject matter located lower in the scheme.
149. After selection of the appropriate subclass for the subject of the invention, the following
procedure is applied for identifying a detailed classification place:
(a) determining the first main group in the subclass which provides at least in part for
the subject of the invention;
(b) determining, under this main group, the first one-dot subgroup which provides at
least in part for this subject of the invention;
(c) repeating the procedure of the previous step through successive indentation levels
of subgroups until the first subgroup at the deepest subgroup level (i.e., with a maximum
number of dots) which provides for the subject of the invention is determined.
150. If no specific place for a combination is provided in the area of the Classification where the
first place priority rule applies, the combination is classified in the first group that provides for at
least one of its subcombinations. Any other subcombinations which are determined to be novel
and non-obvious must also be separately classified following the first place priority rule
procedure. Subcombinations which are considered to represent information of interest for
search may be classified as additional information.
Last Place Priority Rule
151. In some parts of the Classification the last place priority rule is used. Where this rule
applies, it is set up in a note of the type: In this subclass / main group(s) / group(s), the last
place priority rule is applied, i.e. at each hierarchical level, in the absence of an indication to the
contrary, classification is made in the last appropriate place. For example, see the relevant
notes in A61K, C08G, C10M. According to this rule, a technical subject of the invention is
classified by successively locating at each indentation level the last group covering any portion
of the technical subject until a subgroup is selected for classification at the deepest appropriate
indentation level. When several particular technical subjects are disclosed in a patent
document, the last place priority rule is separately applied to each of them.
152. In classification schemes where the last place priority rule has been introduced, a
sequence of groups is not formally standardised. However, the sequence of groups frequently
follows the principle of proceeding from less complex or more general subject matter at the top
of the scheme to progressively more complex or specialised subject matter located lower in the
scheme.
153. After selection of the appropriate subclass, the following procedure is applied for
identifying a detailed classification place:
(a) determining the last main group in the subclass which provides at least in part for
the subject of the invention;
(b) determining, under this main group, the last one-dot subgroup which provides at
least in part for this subject of the invention;
(c) repeating the procedure of the previous step through successive indentation levels
of subgroups until the last subgroup at the deepest subgroup level (i.e., with a maximum
number of dots) which provides for the subject of the invention is determined.
154. If no specific place for a combination is provided in the area of the Classification where the
last place priority rule applies, the combination is classified in the last group that provides for at
least one of its subcombinations. Any other subcombinations which are determined to be novel
and non-obvious must also be classified following the last place priority rule procedure.
Subcombinations which are considered to represent information of interest for search may be
classified as additional information.
(c)
Indexing codes.
157. Classification symbols and indexing codes are presented in tabular form in one or more
columns, with only one symbol or code on each line of a column. The order specified in
paragraph 156, above, should be followed the first column downwards, then the second column
downwards, and so on.
158. The version indicator of the IPC has to be placed in round brackets after the abbreviation
Int.Cl., if the document is classified, at least partly, in main groups only. Most offices classify a
given document in either the full IPC or main groups only (see Examples (a) and (b) in
paragraph 161, below). When classifying in the full IPC, the version indicator of each IPC
symbol (see paragraph 42(b), above), is placed in round brackets after the symbol. It should
however be noted that all version indicators earlier than (2006.01) should be replaced
by (2006.01).
158bis. For previous editions, up to the seventh edition of the IPC, the Classification edition was
generally indicated by means of a superscript Arabic numeral, printed immediately after the
abbreviation. Thus, for a document classified in accordance with the fifth edition, the
abbreviation was: Int.Cl.5, etc. However, when it was in accordance with the first edition, no
superscript Arabic numeral was shown, the indication being merely Int.Cl.
159. When classifying in main groups only, IPC symbols are printed or displayed in regular font
style (i.e., non-italics), and when classifying in the full IPC, IPC symbols are printed or displayed
in italics.
160. The invention information symbols are printed or displayed in bold font style and the
additional information symbols are printed or displayed in regular font style (i.e., non-bold).
161. Sample representations of IPC classification symbols and indicators are given below for
the same document when classified in the full IPC, in main groups only or both in the full IPC
and in main groups.
(a)
(b)
(c) When invention information is classified in the full IPC and additional information in
main groups only:
Int. Cl. (2011.01)
B28B 5/00 (2006.01)
H04H 20/12 (2008.01)
H01H 33/00
Where:
B28B 5/00
H04H 20/12
H01H 33/00
Each of the special residual subclasses has the following standard note:
This subclass covers subject matter that (a) is not provided for, but is most closely
related to, the subject matter covered by the subclasses of this section, and (b) is
not explicitly covered by any subclass of another section.
164. Whenever invention information is covered by a subclass, but is not covered by any of its
groups with specific titles, the invention information is classified in a residual main group of that
subclass. To facilitate locating these main groups, such residual main groups, where they are
necessary, are placed at the end of the subclass scheme and designated by the standard group
symbol 99/00 whenever possible. Before classifying in a residual main group, classification in
another subclass or in other main groups of the same subclass should be thoroughly
considered. Due respect should be given to the scope of such places as explained in
paragraphs 92 to 99, above, which describe some situations where subject matter is classified
in places whose titles do not explicitly provide for it. Combinations of subject matter covered by
two or more different main groups should not be classified in a residual main group, unless
indicated otherwise. The normal procedures for classification of combination-type subject
matter are described in paragraphs 145, 150 and 154, above.
165. If for specific invention information no residual main group exists in the appropriate
subclass, classification is made in the special residual main group of the appropriate section
(see paragraph 163, above).
XIV. USE OF THE IPC FOR SEARCH PURPOSES
Different kinds of search; Preparing for a search; Defining a field of search
DIFFERENT KINDS OF SEARCH
166. Nearly all published patent documents are provided with IPC symbols. The IPC may be
used for various kinds of search in paper documentation or in electronic databases, such as:
178. Failure to retrieve pertinent documents may indicate that the proper place in the IPC has
not been located. In such a case, the technical subject in question should be expressed
differently and the procedure of defining the field of search should be reconsidered.
XV.
179. The Master Classification Database (MCD) is a database storing all bibliographic data
elements (such as IPC symbols, applicant and inventor names, titles, abstracts and priorities for
family information) of patent documents at their various publication levels. The database stores
in principle all collections as far as made available for inclusion in the MCD. The database also
contains family information.
180. During the reform of the IPC this database was established for the storage of the IPC
symbols allotted to patent documents as well as for the management of the updating of these
symbols after each revision of the IPC. The documents included in the MCD are classified
according to the current version in force of the IPC. This means that patent searches can be
conducted using only the current version of the Classification and eliminates the need to rely on
superseded IPC editions. During revision of the schemes, the work distribution for offices
participating in the reclassification of relevant files is done using the database. The principles of
the operation of the MCD are explained in the Concept of Operations (CONOPS).
181. The MCD is a management database to which public access is not possible. Copies of
the database can be provided for updating the content of other databases; indirect access is
therefore possible via databases incorporating MCD data via the Internet sites of WIPO and
other intellectual property offices and via commercial hosts.
182. [Deleted]
XVI. GLOSSARY
CLASSIFICATION TERMS AND EXPRESSIONS
183. This part of the glossary presents a list of terms or expressions relating to principles and
rules of the Classification, as requiring some explanation of their meaning and use.
addition to the state of the
art
aspect
borderline (line)
categories of subject
matter
apparatus; and
combination
embodiment
genus
indentation/indent
Lasers
Processes or apparatus for excitation, e.g.
pumping
3/091 by optical pumping
3/094 by coherent light
inventive thing
object
obligatory classification
reference
limiting reference
scope-limitation reference
precedence reference
scope-limitation
reference
precedence
reference
application-oriented reference
informative reference
application-oriented
reference
reference out of a
residual place
informative reference
non-limiting reference
residual place
standardised sequence of
groups
subclass scheme
subcombination
(technical) subjects of
inventions
thing
apparatus; and
186. Any definitions given in the Classification override, for the places concerned, the
explanations given in this Glossary.
187. The following abbreviations are used:
(A) adjective; (N) = noun; (V) = verb
adaptation
1.
2.
apparatus
to make a product, or
arrangement of
arrangements for
aspect
characteristic (n)
distinguishing feature.
chemical composition
chemical compound
control (v)
engine
essential
feature
fluid (a)
fluid (n)
gearing
handling
laminate
layered product
manually
material
measure
monitor (v)
motor
of interest
pertinent
plant
plastic (a)
plastics (a)
of plastics.
plastics (n)
preparation
1.
the making of any kind of substance, material,
compound or composition;
2.
pretreatment of a semi-finished material or article for
subsequent treatment, etc.
3.
composition for a particular purpose, for example
medicinal.
product
stock
treatment
use (n)
1.
purpose for which, or field of art in which, a thing is
employed;
2.
fact that a thing is employed, or the manner in which it
is employed.
value
variable (n)
working-up