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Progress Report

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The document discusses the Knowledge for Change Program (KCP), an initiative by the World Bank's Development Economics Vice Presidency to create an intellectual and operational framework for knowledge activities. It provides funding to research projects and capacity building activities in developing countries.

The KCP was launched in 2001 to create an intellectual and operational framework for knowledge activities at the World Bank. Its objectives are to build a knowledge base for development policies and share knowledge through global and regional activities, publications, conferences and seminars. It aims to strengthen developing country institutions' capacity.

Donor contributions and pledges for the KCP take into account the priorities and strategic focus of donors, recipient needs and absorptive capacity. Proposals for funding go through a review process before allocations are made.

III.

Allocations of
Contributions .............................................................................................3
A. Considerations in Donor Contributions and

Table of Contents
Pledges.....................................................3
B. KCP
KCP Proposal
Reviewand
Program

Accomplishment Report

Process .......................................................................................4
Overview ........................................................................................................................
C. Progress and Timing of
............ii
I. Introduction .............................................................................................................
Allocations ...............................................................................5
July 31, 2004
II. ...........1
IV. Progress on KCP Operations and Funded
KCP
Activities......................................................... 6
Objectives ...............................................................................................................
A.
...1
Operations..................................................................................................................
A.
..... 6
Purpose .....................................................................................................................
B. Funded
......1
Activities............................................................................................................6
B. Moving Ahead Knowledge for
V.
Change..........................................................................2
Conclusion.......................................................................................................................
C. Capacity
Development
...6
Building ...........................................................................................................2
Annex I
Economics

The World Bank

................................................................................................................................7
DEC
Table 1 - Parent Fund
Accounts.........................................................................................7
Table 2 - Allocations and
Utilization .................................................................................8
Table 3 - Allocations by Fiscal
Year..................................................................................9
Table 4 - Contributions Received by Fiscal
Year ............................................................10
Table 5 - Beneficiary
Countries .......................................................................................11
Chart 1 - Contributions by
Donor..................................................................................... 12
Chart 2 - Allocations by Fiscal
Year ................................................................................12
Chart 3 - Allocations by
www.worldbank.org/kcp
Theme .......................................................................................13
Chart 4 - Utilization by
Theme......................................................................................... 13

I.

Introduction

The Knowledge for Change Program (KCP) was launched in June 2001 by DEC to
Progress and Accomplishment
create an
Report
intellectual
Overview and financial partnership among donors, policy makers, and those
charged with
service
delivery.
KCPs
mission,
simply
stated, is totomake
a difference
in
Trust funds
at theWhile
Worldthe
Bank
(Bank)
are both
an instrument
promote
partnership,
the
as well
worlds
fight against
poverty,financing
it recognizes
the Bank.
complexities
involved
in
as an instrument
for getting
into the
They are
increasingly
part of an
development
issues
Two
trust
funds
under
the
KCP
support
the
Bank/Donors
core
activities:
the
Trust Fund
ongoing
and
the
need
for
information
and
collaboration
in
achieving
its
goal.
Through
for
structure of Donor-Bank dialogue pursuing a common commitment to improvethe
aid
power
of
effectiveness,
which
is Basic
evolving
through
the Millennium
Development
Goals (MDG)
Poverty
Dynamics
and
Service
Delivery,
and the Trust
Fund for Investment
ideas
and
knowledge,
the
KCP
strives
to
advance
the
pace
and
impact
of
and
the
Climate and
development
international
consensus
emerging
from Monterrey,
and
Johannesburg.
As the
Trade
and Integration.
The
KCP supports
the BanksDoha,
overall
twin-pillared
strategy:
interventions.
importance
of
the
results
agenda
is
gaining
prominence,
trust
funds
are
a
vehicle
for
building
Established
as a multi-donor program, the KCP began with $1.6 million received from
partners
the
climate for investment, job creation, increased productivity and sustainable
its first
in
development
to coalesce
around
desired
including
growth;
and
donors,
Finland
and
the United
Kingdom.
Inoutcomes,
its brief history,
thestrengthening
KCP has more than
capacity in our
empowering
poor
people
to
participate
in
development
and
investing
them. and
doubled funding for vital research and now includes Canada, Norway, in
Sweden,
developing
clients
to pursue
the MDGs.
The vision
for enhanced
cooperation
Switzerlandcountry
among its
donors.
Recently,
the European
Commission
joined
the ranks
The
Knowledge for Change Program (KCP) was launched in 2001 by the Banks
through
of KCP
Development
(DEC)the
Vice
Presidency
to create
anoutlined
intellectual
and
financial
trust
funds
is aEconomics
process
where
Bank's
own
priorities
at million
the
corporate
donors,
bringing
the total
funds received
to
$6.7
million,are
of which
$6.4
has
partnership
between policy makers and those charged with service delivery, and to
level,
been
provide
where
thereOutstanding
is donor engagement
atyet
an received
institutional
level,
and
where Donor-Bank
allocated.
pledges
not
total
contributions
toand
$8.0
We are pleased
to present
this KCPs
progress
reportsimply
to bring
review
accomplishments
assess
flexibility
to donors.
While the
mission,
stated,
is to make a difference
in
priorities
million.
the
further
are
into strategic
collaboration.
This astrategy
focuses
on moving the
Afterthen
twotranslated
years of operation,
the KCP
is now seeking
two-three
year replenishment
worlds
fight
against
poverty,
it
recognizes
the
complexities
involved
in
the issues
donors
programmatic
needs. The details by project in Annexes II and III have been
provided
to fund
andtheir
the Bank towards a wholesale approach through untied and flexible funding
by
a broader
and richer research agenda.
II.
KCP
need
for Objectives
collaboration
in achieving
itsmostly
goal. researchers
Through thein
power
ideas andGroup
respective
task team leaders
(TTLs),
DECsofResearch
arrangements
knowledge,
the
(DECRG).
over
time.
A. Purpose
KCP strives to advance the pace and impact of development interventions. The KCP,
The
overall objectives of the KCP are
a multidonor programmatic trust fund, became operational in 2002 with $1.6 million of
to:
Act as an effective, transparent, and efficient vehicle for the pooling of
initial
intellectualreceived
and
contributions
through the generosity of its first donors, Finland and the
Unitedfinancial resources for data collection, analysis, and research supporting
poverty
progress
Encourage
and
improve
dialogue
with
partner
agencies,
developing
country
Kingdom.
In its
brief
history,
the
KCP has
more
thanas
doubled
forBased
vital
This
report
reviews
the
KCP's
performance
of July funding
31,
2004.
on a
reduction
and
sustainable
development;
and
other
interested
parties;
research
structured
review process, with participation from the Sector Boards, and discussions
clients,and
now
includes
Canada, objective,
Norway, and
Switzerland
among its donors.
Recently the
at
the
and,
As a subsidiary
to assist
the development
of data collection,
European
Internal
Management
Committee, allocations totaling $6.4 million have been made to
research
analysis,
andcapacity in client
Commission joined the ranks of KCP donors, bringing total pledges to $8.0 million.
31
countries.
To
support
these
objectives,
the KCPthrough
makes
funds
available
for research.
It leverages
Flexibility
to
the
donors
is provided
the Service
KCP's
two
trust
funds
projects,
16
in
the
Poverty
Dynamics
and Basic
Delivery
Trust (Poverty
Fund,
and 15 in
partner
Dynamics
and
the
resources
with
the technical
strengths
of the Bank.
In justKCP
three
years,
theIntegration
has
Basic Service
Delivery
Trust
Fund,
Investment
andinformation
Trade
and
Investment
Climate
and
Trade
andand
Integration
TrustClimate
Fund.
isKCP
now
grown
Trust
available
from
start-up
program of
million
toWith
an
$8
millionfor
program.
Finlands
three-year
Fund)awith
opportunities
to $1.6
express
strong
preference
a particular
task
such
as
online
at
http://www.worldbank.org/KCP.
continued
support
from
partners,
to
pledge
the World
enhance
in
late 2003
further
promotes
program
efficiency
allowing for
planning.
Development
Report.
strategic
planning,
the
KCP is now
seeking
a replenishment
ofmulti-year
its resources
for the The
Consultative
Group
has
set
the
tone
for
success
by
providing
much-needed
resources
next twofor
1
ii
three years.
research and data collection.

In its brief history, the KCP has allocated funding for 31 projects covering a wide
range of
topics. KCP projects evaluate and analyze topics using development issues as a
measuring
stick. From evaluating and analyzing basic service options to looking at education
and health
sectors
from example
a local perspective,
areiscomprehensive
and thorough.
As an
An excellent
of a typicalKCP
KCPstudies
project
the World Development
Report
instrument
for efficient and swift pooling of both intellectual work and financial
(WDR)
resources,
series.
About
30 percent
of KCP
allocations
arethe
attributed
to three
WDR
projects:
- $738,000
were
allocated
WDRworking
2004,
Making
Services
theKCPWDR
has 2004
proven
to be a fast-track
way to to
get funds
for shared
goals Work
and
for
values.
Poor People, which was one of several Bank publications recently selected as
Notable Documents of 2003 by the American Library Association (ALA) and
Government Documents Round Table (GODORT). Released in September
2003, this
WDR found that services often fail poor peoplein access, quality and
affordability.
The good news from the report is that there are also success stories in water,
sanitation,
WDR 2005health,
- $712,000
were allocated
to theThe
WDR
2005concludes
A Better Investment
and education
services.
Report
that best
results are
Climate
found
where poor
are in
directly
involved
in managing
local
services,
such
for Everyone,
to bepeople
released
September
2004.
The Report
promises
to be
a
as
comprehensive look at how countries can improve their investment climates
schools,
to raise and have access to information about their services.
reducing poverty.
The study
ontosmall
and the
medium-sized
prospects
WDR 2006for
- $400,000
have recently
been focuses
allocated
support
preliminary
enterprises
(SMEs),
including
farms,
as
the
engines
of
growth
and
job
studies
creation.
for the WDR 2006, Equity and Development. This Report will give careful
consideration to how inequality of opportunityfrom income, education,
health,
B. Moving Ahead Knowledge for
social status, and influencecan affect development.
Change
Representatives from seven KCP donor countries, the European Commission, the
Global
Development Network, and the United States attended the second meeting of the
KCP
Consultative Group on April 10, 2003 in Washington, D.C. This meeting provided an
opportunity for donors to discuss their concerns about what research was being
A secondary objective of the KCP is to assist the development of data collection,
conducted
and
C.
Capacity
analysis,
and
the methods employed to carry out the research. Consultative Group members urged
Building
research
capacity
client countries.
Virtually all the projects have specifically
continuation
of theintwo-pillared
strategy.
addressed this
aim, and in most cases, data collection and analysis are being conducted jointly with
local
institutions. For example, service delivery surveys and investment climate surveys
are
conducted in partnership with both local and international institutions, yielding
additional
benefits of local capacity building and coordinated provision of technical and financial
assistance for policy analysis. Working together with local academics, research
institutions,
2
and relevant ministries is proving useful in building local capacity and ownership of
policy
research.

III. Allocations of Contributions


Since KCPs inception, $6.7 million has been contributed by and received from seven
donors.
Based on donor preferences, these contributions have been allocated almost evenly
between
Figure 1
the two funds (see Figure 1).
Donor Contributions Received by Trust Fund
As of July 31,
2004

I
Investment
Climate Poverty Dynamics &
Trade
&
Basic Service
&
Integration
Delivery
$3.4m
$3.3m

Annex I provides details of donor contributions, their distributions into the two
trust funds,
and their allocations and utilization. The KCP Parent Fund Account Statement,
including
contributions received for the two trust funds and aggregate allocations made as of
July
31,contributions are received by the Banks Treasury Department, and books are
Donor
2004,
is shown in Table 1 of Annex I. Contributions by fiscal year is shown in Table
managed
4
of
The
KCP
has been
established
a flexible
vehicle
that
allows
the are
channeling
funds
by the
Banks
Accounting
Trustas
Funds
Division.
Trust
fund
monies
investedofwith
Annex
I.
to
fit
investment
income accruing to the trust funds supplementing amounts available for
allocation.
the
donors specific areas of interest. Donors may choose to make a one-time
A. Considerations in Donor Contributions and
From
inception
contribution,
orthrough July 31, 2004, the two KCP funds earned $138,000.
Pledges
preferably, multi-year pledges which allow for more efficient planning and
administration.
Bank policy precludes donors from specifically earmarking resources under multidonor trust
fund programs like the KCP, however, they may express strong support for certain
studies or
program activities. KCP donors specify the proportion of funds they wish to
contribute to the
two KCP trust funds. While some have contributed in equal shares, others have
conveyed
3
preferences for one trust fund. To date, there is an almost even split between the
two trust
funds (see Table 4 of Annex I).

In keeping with the KCP charter, funds are targeted toward activities concerning
International
Development Association (IDA) countries and/or the poorest groups in International
Bank for
Reconstruction and Development (IBRD)
countries, with particular priority for Africa
Figure 2
and
South Asia. The distribution of the KCP allocations is shown in Figure 2.

Regional & IDA/Non-IDA


Distribution

Regions

South Asia
10%

IDA & Non-IDA Countries

Non-IDA
10%

Country
specific
Africa
28%

Global
40%

Other
23%
IDA
50%
Global
39%

Approximately 50 percent of the funding is for IDA countries; about 40 percent is for
Africa
and South Asia. The charts understate the actual impact of total KCP funding on
these target
countries because research undertaken by the global projects is likely to include
benefits to
the IDA countries (and to Africa and South Asia). The reach of the KCP extends
beyond
its
B. KCP Proposal
Review
projects to other countries that could potentially gain from new insights from the KCP
Process
Proposed
projects go
through
rigorous
reviewpotentially
process, and
manyby
doKCP
not make
knowledgeKCP
generation
projects.
A alist
of countries
affected
studies
it
into is in
Table
5 of
Annexcycle.
I.
the KCP
review
Proposals are initially reviewed by the directors and research
managers
in DEC
before
they (DECRG):
advance toResearch
the KCP managers
applicationreview
process.
Given that
DECs
Research
Group
proposals
within
the their respective teams. The DECRG management team discusses all
majority
of proposals originate from DEC, it is worth noting DECRGs review process.
prospective
The applications and ensures that: (i) projects do not compete for the same
workflow is as follows:
funding; and
(ii) applications are prioritized according to how they fit within the overall
research
work program. Only a select number of applications make this first phase. The
KCP
fulfills a unique role in funding activities such as case studies, development of
4
analytic
tools and indicators that may not fit the Banks more traditional Research
Support

Since Budget
the last (RSB)
Consultative
requirementsin
Group meeting
particular,
in April
new
2003,
survey
allocations
data collection
to 12 new
activities
which
were
can
approved.
bring Profiles
enormous
of these
benefits
recently
in knowledge
approved
generation.
activities follow
This has
in Annex
been the
IV. case
These
projects
for
just
Program
Administration
Unit
Since outline
the
last
Consultative
Group meeting
are
investment
underway
in most
public
cases,
service
so(PAU):
thebased
reports
delivery,
and
poverty
the
proposed
dynamics.
projects
at this
Funding
decisions climate,
for
all projects
were
on the
criteria
outlined
in
the KCP
in
juncture
charter.
the KCP electronic application system has been developed, tested
ratherApril
than2003,
results.
Proposals should demonstrate relevance to the objectives of the program and
and
provide details
become operational. The system workflow considers all phases in the decision
of key aspects such as innovation, partners, country participation, deliverables, and
process
development
impact.
The criteria
for assessing
proposals
includes the degree to

are-- innovative,
provide
newfor
knowledge
pilot/demonstrate
from the initial
request
proposalsand/or
and up
to the final decision made by the
which
impact;
address
Internal
the
Management
objectives ofCommittee
the Trust Funds
(IMC).(Poverty
The PAUDynamics
screens the
andproposal
Basic Service
to
proposals
andensure
Investment
that Climate and Trade and
Delivery,
it
meets
thecountry
overallparticipation
KCP criteria of
the charter. The Program Administrator
Integration);
demonstrate
and
sends the
ownership;
proposal
to the respective
DEC Director
approval.
Once approved,
the Chief
Internal Management
Committee
(IMC):for
The
IMC is chaired
by the Banks
incorporate
developing
country
capacity
proposal is
Economist and Senior Vice President (or his nominee). Other members include
sent for
peer review. Two reviewers are selected by the relevant Sector Boards.
building;

achieve
DECs results while remaining cost effective, and demonstrate cooperation
Reviewers
provide
and
ratings (good, average, or poor). About 85
different
parts
of
the comments

can
apply
to
different
country
or
region;
between
Director
of aDevelopment
Policy,
Directors
of the Research, Prospects, and Data
percent
Bank
Groups, the managers from the Partnership and Outreach and the Research
IV. Progress
on KCP Operations
and the
Funded
Activities
of all proposals
have received
highest
rating. The TTL has an opportunity to
Support
respond to reviewer comments prior to the IMC meeting.
units, and the KCP Program Manager/Chief Administrative Officer (CAO).
A. Operations
Regional
From an
operational
perspective,
the KCP electronic
system broader
exclusively
Chief
Economists
and representatives
from theapplication
networks provide
Bank
perspective. Decisions by the IMC are communicated electronically to the
designed
applicants
by
PAU for
screening,
C. the
Progress
and
Timing ofcoordination, and administration of research proposals, is
and
DECs
management. Separate child trust funds are established for each
working
Allocations
proposal,
In itsand
brief
history, the
KCP
has accepted
forthe
consideration
and has
well
efficiently.
The
application
form 34
forapplications
funding under
KCP is available
by
B. Funded
and
funds
are
transferred
from
the
parent
trust
fund
accounts.
The
applications
CDvetted
Activities
process
ROM
well
as online.
As
of as
this
report,
the utilization
is 70ideas.
percent,
including
projects
approved
more
than
twice
that
number ofrate
project
Thirty-one
projects
have
been this
is
completed
within
6-8
weeks.
approved
year. Thisin all:
twenty-four
with full
requested
funding,
with
reduced awards,
one
change
rate
of utilization
is solid
considering
thefive
brief
operational
period for
12with
of the
31
requested,
projects.
V.
Conclusion
and one
funds
subsequently
returned
because
of other available resources for
KCP
Application
Statistics
Table
2 ofwith
Annex
I shows
the detailed
utilization
by project.
the
Approved
full
24
The project;
Knowledge for
ChangeinProgram
has contributed significantly
to knowledge
three projects were
declined.
Approved
with
reduced
award
5
generation
1
changes
projects in manyApproved
countries with
around
the world. Much has been accomplished, but
1
requested
more
3 the needed resources to
Approved
but funds
returned and acquire
remains to be done
to engender
partnerships
Total Applications
34
Declined
continue the
work already begun. With sustained support of the KCP donors, we will carry on this
All
projectswork.
approved are summarized in Annex II, by window. Of the 31 projects, 19
important
were
approved as of the last Consultative Group meeting on April 10, 2003. Five of these
are
operationally complete and another 14 are in progress. Annex III provides progress
reports on
5
6
their utilization.

Annex I

Table 1 - Parent Fund Accounts


As of July 31, 2004
In US dollars
TF050263

TF050264

Poverty Dynamics & Investment


Basic Service
& Trade and
Climate
Delivery
Integration

Contributions
Received
Finland
United Kingdom
Canada
Norway
Switzerland
Sweden
European
Commission
Administrative fee
(5%)

2,006,498
613,720
503,919

Total Contributions
Received
Net Contributions

Investment
income

1,079,3213,085,819
1,071,0801,684,800
703,166 703,166
503,919
275,653 275,653

265,000

265,000
161,059 161,059

3,389,138
(169,457)

3,290,2796,679,416
(164,514) (333,971)

3,219,681

3,125,7656,345,446

88,754

Received

TOTAL

49,817

138,571

Less:
(3,201,000)

Allocations
Reserve for Developing Country
Participants

(10,000)

Expenses in Consultative Group Meetings

97,434

Funds available
Notes:
1 Contributions not yet received
Finland (EUR 700,000 in CY2005)
European Commission (EUR 132,635 - 50%)
United Kingdom (GBP 200,000 of GBP
260,000)
Total

429,420
429,420

(3,153,356)
(6,354,356)
(10,000) (20,000)
12,226

109,660

429,420 858,840
162,732 162,732
369,191 369,191
961,343 1,390,763

Table 2 - Allocations and Utilization


As of July 31, 2004
In US dollars
Fund

Project Name

Allocation

Actual
Outstanding
Total
% Utilized
Disbursed
CommitmentsUtilization of Allocation
from Inception

POVERTY DYNAMICS (TF050263)


TF051166
The Economics of Civil War, Crime, and Violence
255,000
TF051294
Increasing Access to Land by the Rural Poor in India
81,000
TF051295
The Long-Run Impacts of Health Shocks in Africa
197,000
TF051296
China: Enhancing the Poverty Impact of the New Land
93,000
The Human Cost of Indoor Air Pollution: New Estimates for
Law
TF051297
197,000
and
Southern
Africa
M&
E
Capacity Building in National Statistical
Asia
TF051793
100,000
Offices,
Country
Case Study
for PARIS21inTask
Team on Improved
Accountability
and Governance
Africa
TF052594
0
for
Monitoring Development
Support
Evaluating
Long-Run Welfare Impacts: Two Case Studies for
Goals
TF053492
135,000
Asia
East
2
TOTAL - POVERTY DYNAMICS
1,058,000
BASIC SERVICE DELIVERY (TF050263)
Micro-Survey Approach to Health Care Provisions in
TF051009
290,000
Countries
Poor
TF051183
Background Studies for WDR 2004
738,000
TF051186
Perspectives on Making Services Work for Poor
200,000
User Fees in Health Care: An Evaluation of Two Near
People
TF051762
100,000
Experiments
of Abolition of User Fees in
Natural
Incentives, Choice, and Accountability in Basic Education
Africa
TF051764
200,000
Services:
TF052376
Evaluating
Frontline
Service
Delivery: Management and
80,000
Piloting a Micro
Survey
Approach
TF053517
135,000
Analysis
TF053864
400,000
Evaluating the Impact of AIDS Prevention and Treatment
2,143,000
Services
TOTAL - POVERTY DYNAMICS
& BASIC SERVICE
DELIVERY
World Development
Report 2006
: Equity and Development3,201,000
INVESTMENT CLIMATE
(TF050264)
TOTAL
- BASIC SERVICE DELIVERY
TF050718
Surveys and Assessments in Low-Income Countries and
295,000
TF051760
620,000
Regions
Emerging
Trends
in Industrial
TF051761
38,000
Investment
Climate
Surveys Competitiveness in East
TF051763
120,000
Asia
Ramping
Up Investment
Climate
TF051944
320,000
Micro
Indicators
of Financial
Development
World
Development Report 2005: Investment Climate, Growth,
Surveys
TF052955
712,000
Poverty
and
TF053568
Investment
Climate
150,000
3
Access
to Finance and Poverty
TF053518
90,000
Extension
2,345,000
Alleviation
TRADE and INTEGRATION
TOTAL -(TF050264)
INVESTMENT CLIMATE
TF051758
Agricultural Trade Policy
250,000
Impact
of
Liberalization
in
Textiles
and
Apparel
on
TF051759
40,000
Countries
Developing
1
TF051860
35,356
Migration: Development Problems and
Developing
Countries
and
WTO
Dispute
Settlement:
Opportunities
TF052672
88,000
and
Lessons from the Experience to
Assessment
4
TF053477
165,000
Caribbean Growth and Competitiveness
Date
Agricultural
WTO
Trade
Reform
&
Their
Impact
on
Study
TF053519
90,000
Consumption
& Income
Poverty:
4
TF053882
Kenya
140,000
Effects- Diagnostic Trade Integration
TOTAL - TRADE and INTEGRATION
808,356
Study
TOTAL - INVESTMENT CLIMATE and TRADE AND INTEGRATION
3,153,356
KCP TOTAL ALLOCATIONS (NET OF RETURNS)
6,354,356

Notes:
1.
2.
3.

4.

137,109
46,599
196,959
6,790

87,243
27,489
0
22,500

224,352
74,088
196,959
29,290

88%
91%
100%
31%

187,160

4,987

192,148

98%

43,511

2,400

45,911

46%

0%

0%

618,129

144,619

762,748

72%

281,607

3,050

284,657

98%

737,068
191,232

400
4,200

737,468
195,432

100%
98%

99,670

100%

125,267

63%

0
72,769
15,000
21,442
111,650
118,110
166,603 1,654,814
311,222 2,417,562

91%
16%
30%
77%
76%

99,667
92,967
72,769
6,442
6,460
1,488,211
2,106,340

32,300

294,999
569,124
34,573
46,800
239,388

0
2,205
0
0
1,200

294,999
571,328
34,573
46,800
240,588

100%
92%
91%
39%
75%

211,095

37,043

248,138

35%

0
0
1,395,980

5,000
36,000
81,448

5,000
36,000
1,477,428

3%
40%
63%

188,525

25,905

214,430

86%

9,920

3,800

13,720

34%

35,356

100%

35,356

30,125

50,025

80,150

91%

1,301

132,700

134,001

81%

0
0
265,227
1,661,207
3,767,547

Project completed. Unused balance of $ 39,644 returned to parent on February


9, 2004.
Project cancelled. Full $ 70,000 allocation returned to parent on April 7, 2004.
Allocation includes EUR
GBP 132,635
200,000 not yet received from the
DFID.
EU.

0
0
212,430
477,657
293,878 1,955,085
605,100 4,372,647

0%
0%
59%
62%
69%

Table 3 - Allocations by Fiscal Year


As of July 31, 2004
In US dollars
Fund
Project Name
Allocation
POVERTY DYNAMICS (TF050263)
TF051166 The Economics of Civil War, Crime, and
255,000
TF051294 Increasing
81,000
Violence Access to Land by the Rural Poor in India
TF051295 The Long-Run Impacts of Health Shocks in Africa
197,000
TF051296 China: Enhancing the Poverty Impact of the New Land Law
93,000
TF051297 The Human Cost of Indoor Air Pollution: New Estimates for
197,000
Africa
TF051793 and Southern Asia
100,000
M& E Capacity Building in National Statistical Offices,
TF052594 Accountability and Governance in Africa
0
for Monitoring Development
Country Case Study for PARIS21 Task Team on Improved
Long-Run Welfare Impacts: Two Case Studies for
Goals
TF053492 Evaluating
135,000
Support
Asia
East
2
TOTAL - POVERTY DYNAMICS
1,058,000
BASIC SERVICE DELIVERY (TF050263)
TF051009 Micro-Survey Approach to Health Care Provisions in Poor
290,000
Studies for WDR
TF051183 Background
738,000
Countries
on Making Services Work for Poor People
TF051186 Perspectives
2004
200,000
TF051762 User Fees in Health Care: An Evaluation of Two Near Natural 100,000
Experiments of Abolition of User Fees in Africa
TF051764 Incentives, Choice, and Accountability in Basic Education
200,000
Services:
TF052376 Evaluating
Frontline
Service
Delivery:
Management
and
80,000
Piloting a Micro Survey Approach
TF053517 Analysis
135,000
TF053864 Evaluating the Impact of AIDS Prevention and Treatment
400,000
2,143,000
Services
TOTAL - POVERTY DYNAMICS & BASIC SERVICE DELIVERY
World Development Report 2006 : Equity and Development, 3,201,000
INVESTMENT CLIMATE
Part 1 (TF050264)
TF050718 Surveys and Assessments in Low-Income Countries and
295,000
TOTAL - BASIC SERVICE DELIVERY
TF051760 Regions
620,000
Trends
in Industrial
TF051761 Emerging
38,000
Investment
Climate
Surveys Competitiveness in East
120,000
TF051763 Asia
Up Investment
Climate
320,000
Micro Indicators
of Financial
Development
TF051944 Ramping
World Development Report 2005: Investment Climate, Growth,
Surveys
TF052955
712,000
Poverty
and
TF053568 Investment
Climate
150,000
3
to Finance and Poverty
TF053518 Access
90,000
Extension
Alleviation
2,345,000
TRADE and INTEGRATION
(TF050264)
TOTAL - INVESTMENT
CLIMATE
TF051758 Agricultural Trade Policy
250,000
Impact of Liberalization in Textiles and Apparel on
TF051759
40,000
Developing
1
TF051860 Migration:
35,356
Countries Development Problems and
Developing
Countries and WTO Dispute Settlement:
Opportunities
TF052672
88,000
Assessment and
4
TF053477 Caribbean
165,000
Growth
and
Competitiveness
Lessons from the Experience to Date
Agricultural WTO Trade Reform & Their Impact on
TF053519 Study
90,000
Poverty:
4
TF053882 Kenya
Diagnostic
Trade
Integration
140,000
Consumption & Income Effects
TOTAL
808,356
Study - TRADE & INTEGRATION
TOTAL - INVESTMENT CLIMATE & TRADE AND INTEGRATION
3,153,356
6,354,356
KCP TOTAL ALLOCATIONS (NET OF RETURNS)

2005

2004

197,000
100,000
0
135,000
0

135,000

923,000

0
290,000

738,000
200,000
100,000
200,000
80,000
135,000
400,000
400,000
400,000

135,000 1,318,000 290,000


270,000 2,241,000 290,000
295,000
620,000
38,000
120,000
320,000
712,000

150,000
90,000
952,000 1,098,000 295,000
250,000
40,000
35,356
88,000
165,000
90,000

140,000
255,000
413,356
0
140,000
140,000 1,207,000 1,511,356 295,000
540,000 1,477,000 3,752,356 585,000
8.5%
23.2%
59.1%
9.2%

Project completed. Unused balance of $ 39,644 returned to parent on February


9, 2004.
Project cancelled. Full $ 70,000 allocation returned to parent on April 7, 2004.
Allocation includes GBP
200,000 200k
not yet
received
from DFID.
EUR 132,635
not
yet received
from the
EU.

2002

255,000
81,000
197,000
93,000

Notes:
1.
2.
3.
4.

2003

Table 5 - Beneficiary Countries

IDA/IDA Blend

Non-IDA
Argentina
Brazil
China
Colombia
Czech Republic
Ecuador
Malaysia
Mexico
Morocco
Peru
Philippines
South Africa
Syria
Thailand
Venezuela

Azerbaijan
Bangladesh
Bolivia
Burkina Faso
Cambodia
Cameroon
Chad
Dominica
Ethiopia
Ghana
Grenada
Guyana
Haiti
Honduras
India
Indonesia
Kenya
Madagascar
Mozambique
Nicaragua
Nigeria
Pakistan
Senegal
Serbia and
Montenegro
Sri Lanka
Tanzania
Uganda
Vietnam
Zambia

11

Chart 1 - Contributions by Donor

Donor Contributions
($M)
By Size

By Trust Fund

3.50

3.00

2.50

$1.1

Investment climate

2.00

Poverty Dynamics

& Trade
1.50

1.00

& Integration
$1.1

$2.0

0.50

0.00

$0.6

Finland

United
Kingdom

&
Basic Service Delivery

$3.3m

$0.7

$0.5

Canada

Norway

$0.3

$0.3

Sweden

$3.4m

$0.2

Switzerland European
Union

Poverty Dynamics & Basic Service Delivery

Investment Climate & Trade and Integration


3

Chart 2 - Allocations by Fiscal Year

Contributions Received vs.


Allocations by Fiscal years
'000
4,000
3,752
3,500

3,515

3,000

Allocations by
FY

2,500

Contributions
by FY

2,000

1,528
1,477

1,500
1,000
500

847

789
585

540

2002

2003

2004

12

2005

Chart 3 - Allocations by
Theme

KCP Allocations by Theme


Trade &
IntegrationPoverty Dynamics
13%
17%

Investment Climate
36%

Basic Service Delivery


34%

Chart 4 - Utilization by Theme

KCP Utilization by Theme


90%
80%
70%

77%
72%
63%

59%

60%
50%
40%
30%
20%
10%
0%

Poverty Dynamics

Basic Service Delivery

Investment Climate

Trade & Integration

$3.3m

$3.4m

13

Annex II
Projects Approved (31) from KCP Inception through July 31, 2004. The
information is
presented by Trust Fund.
Poverty Dynamics and Basic Service
1.
The Economics of Civil War, Crime and
TF051166
Delivery
Increasing
TF051294
Violence Access to Land by the Rural Poor in India
The Long-Run Impacts of Health Shocks in Africa
TF051295
China: Enhancing the Poverty Impact of the New Land Law
TF051296
The Human Cost of Indoor Air Pollution: New Estimates for Africa and TF051297
Southern
6. Asia
TF051793
M&E Capacity Building in National Statistical Offices: Accountability and
7.
TF052594
Governance in Africa
Country Case Study for PARIS 21 Task Team on Improved Services for
8.
TF053492
Monitoring Development Goals (Allocation Returned to Parent Fund)
9. Evaluating Long-Run Welfare Impacts: Two Case Studies for East AsiaTF051009
10. A Micro Survey Approach to Health Care Provision in Poor Countries TF051183
11. Background Studies for WDR 2004
TF051186
12. Perspectives on Making Services Work for Poor People
TF051762
Fees in
Health
Care:
An Evaluation
of TwoEducation
Near Natural
Experiments
13. User
Incentives,
Choice
and
Accountability
in Basic
Services:
TF051764
of
Piloting a
ofFrontline
User
Fees
in Africa
14. Abolition
Evaluating
Service
Delivery: Management and
TF052376
Micro
Survey
Approach
15. Analysis
TF053517
16. Evaluating the Impact of AIDS Prevention and Treatment
TF053864
Service
Investment
Climate and
Trade
andEquity and Development
World Development
Report
2006:
17.
Surveys
and
Assessments
in
Low
Income Countries and
TF050718
Integration
18. Regions
TF051760
Emerging
Trends
in
Industrial
Competitiveness
in
East
19. Investment Climate Surveys
TF051761
20. Asia
TF051763
Ramping
Up
Investment
Climate
21. Micro Indicators of Financial Development
TF051944
Development Report 2005: Investment Climate, Growth and Poverty
Surveys
22. World
TF052955
Investment
Climate
Extension
23.
TF053568
Access
to
Finance
and
Poverty
Alleviation
24.
TF053518
25. Agricultural Trade Policy
TF051758
Impact
of
Liberalization
in
Textiles
and
Apparel
on
Developing
Countries
26.
TF051759
27. Migration: Development Problems and Opportunities
TF051860
Developing
Countries
and
WTO
Dispute
Settlement,
Assessment
and
28.
TF052672
Lessons from
29. the Experience to Date
TF053477
30. Caribbean Growth and Competitiveness Study
TF053519
Agricultural WTO Trade Reforms & Their Impact on Poverty: Consumption &
31. Kenya Diagnostic Trade Integration
TF053882
Income Effects
Study
2.
3
4.
5.

14

Annex III
Projects Approved (19) from KCP Inception through April 10, 2003 (last
Group
Meeting). Of these projects, 60 percent are completed or more than 90
Consultative
percent
utilized. This section reports on the status of the projects as of June 30, 2004.
KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report
A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader

KCP-THE ECONOMICS OF CIVIL WAR,


CRIME & VIOLENCE
x Poverty dynamics and basic service
Investment climate and trade and
delivery
TF051166
integration
06/30/2005
$255,000
x Bank
Recipient
Ibrahim Elbadawi

B. FINANCIAL INFORMATION
1. Is your budget still realistic? If not, in what way?
Yes, the budget is still realistic; more than 50 percent has been disbursed
and the
remaining balance will be spent in FY05.
2. Are disbursements still on schedule? Compare with original
forecast.
Yes, disbursements are broadly on
schedule.
Disbursements to July 31, 2004
$137,109
$ 21, 014
Disbursements for FY04
Outstanding commitments as of July 31,$ 87,243
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and
(Rated
Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
progress
Unsatisfactory)
Research on transitions from conflict
(FY04)
Rating: Highly
satisfactory
1. The Policy Research Report on Breaking the Conflict Trap released in May
2003,
rated highly satisfactory because the report addressed important research and
policy
implications; has been widely disseminated; and received very positive
feedback from
15

stakeholders inside and outside the Bank. It has also contributed to the shaping
of Bank
and
donorsisagenda
in conflict andissue.
post-conflict
situations.
Civil other
war conflict
a core development
The research
identifies the dire
impact that
civil war has on the development process. Key research findings include: (a) civil
wars
have adverse ripple effects, which are often not taken into account by those who
determine when to start or end a war; (b) some countries are more likely than
others
to
Our
research
suggests that international action to prevent civil wars in poor
experience
civil
war conflict and therefore the risks of civil war differ considerably
countries
according
a country's
characteristics
including
its economic
stability.
could averttountold
suffering,
spur poverty
reduction,
and help to
protect
people around
the world from negative spill-over effects, including drug-trafficking, disease,
and
terrorism.
Contrary to
popular
opinion, ethnic
tensionshas
andboth
ancient
political
The
study concludes
that
the international
community
compelling
feuds
are
reasons and
rarely
the primary
cause
of conflicts.
civil wars.ItInstead
economic
forces
such
the means
to prevent
such
urges three
sets of
actions
to as
prevent civil
entrenched
wars:
poverty
and
heavy dependence
natural at
resource
exports are
usually to of the
more and
better-targeted
aid foron
countries
risk, increased
transparency
blame.
revenue
derived from natural resources, and better timed post-conflict peacekeeping and
aid. The
study
analyzed
52 major
civil wars thattransitions:
occurred between
1960 and
1999. The
2. Research
proposal
on post-conflict
rated highly
satisfactory
typical
because it
conflict
about
seven
left aon
legacy
of persistent
poverty and
ensures lasted
continuity
with
the years
earlierand
themes
causes
and consequences
of civil
disease.
The
wars. It
study
found that
the negative
effects
of these wars extended far beyond the
also
to encountered/causes
promote
further
research
2.promises
Problems
for on issues of transitions from war to
actual
peace.
delaysto neighboring countries and to even to distant, high-income countries.
fighting,
Moreover,
thiswas
proposal
generated
very positive
feedback
DECs
Research
One contract
delayed
as the original
consultant
could within
not meet
specific
Group.
conditions of
the contract. This has been resolved.
3. Changes in project design made or
considered
Changes mainly designed to motivate further research on issues of transitions
from war to
peace and to research development experiences in post-conflict countries (such
as the
Comprehensive Development Framework and Poverty Reduction Strategies (PRS)
in 4. Assessment of expected results /impact. Are you still on track to
deliver
Post-Conflict
Countries).
activities, outputs and project development objective as per your
original
Yes logframe? If not, please submit revised logframe.
16

No

5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?

6. Other relevant
information
We would hope to apply for further funding in the future to support and envisage
up
research on transitions from war to
followpeace.
Completed by: Ibrahim A.
Elbadawi

17

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader

KCP - INCREASING ACCESS TO LAND BY


THE RURAL POOR IN INDIA
x Poverty dynamics and basic service
delivery
Investment climate and trade and
06/30/2005
integration
$81,000
TF051294
x Bank
Recipient (please
specify)
Klaus Deininger

B. FINANCIAL INFORMATION
1. Is your budget still realistic? If not, in what
way?
Yes. The allocation was $81,000. After an initial setback due to data issues,
analysis is
now on track.
2. Are disbursements still on schedule? Compare with original
forecast.
Given
that there has been a significant delay in data availability (see below),
there will be
a need to extend the implementation period. Also an accounting expense
adjustment was
Disbursements
to July 31, 2004
$46.599
made.
$43,601
Disbursements for FY04
Outstanding commitments as of July 31,$27,489
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
( rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory.)
Rating:
The objective of this study is to help formulate land policies that promote greater
Satisfactory
access
to land by the poor. We are pleased to report that background information on the
legal
framework in different states has been collected. The main analytical work was
delayed
pending the receipt of essential data. To discuss the policy issues and
preliminary results
and significant support from the Banks operational department, a 2-day
workshop
attended by representatives from all states was held in May 2004. This indicated
not only
18
the interest in this issue by policy makers but also helped to sharpen the
analytical
questions.

Despite data collection issues, we have found that it has been possible to expand
the
scope of the expected work by including specific questions on different modalities
of
land access as well as demand for land by the poor, differentiated by gender in
the
monitoring of two Bank sponsored Community Driven Development (CDD)
projects that
include a land component in Andhra Pradesh (data collection is ongoing). By
partnering
with the Overseas Development Institute (ODI) and the Department for
2. Problems encountered/causes for
International
delays
Development
(DFID), of
which
agreed
to conduct
supplementary
analysis, we can
The National Council
Applied
Economic
Research
(NCAER) encountered
document the extent and impact of informal land transactions, land conflicts, and
significant
gender
problems
with in
cleaning
and computerization
of the panel
dataand
thatMadhya
are expected
discrimination
land access
in the states of Andhra
Pradesh
to
form where
Pradesh
the
fordone
analysis.
Contrary
expectations, these did not become available
theycore
have
in-depth
villagetostudies.
during the
review period. Due to difficulties encountered by NCAER in data cleaning as well
as
staff shortages, panel data have just become yet available, implying an
extension of the
3. Changes in project design made or
implementation period by 12 months. The region has now issued a draft concept
considered
note
for
The NCAER data set is the most reliable nationally on land rental participation,
a planned piece of Economic and Sector Work (ESW) that would draw on the
and
we of
results
have
adjusted the
project illustrating
timeframe the
to allow
for theoperational
complete collection
of
the4.KCP-funded
research,
immediate
impact
Assessment
of expected
results /impact.
Are you still on track
to of the
data.
work
deliver
undertaken.
activities, outputs and project development objective as per your
original
Despite
the data If
challenges,
all participants
logframe?
not, pleaseinterest
submitfrom
revised
logframe. in the topic remains
very high,
suggesting by:
thatKlaus
the analysis will make a significant impact on the policy
Completed
discussion.
Deininger

19

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader

KCP - THE LONG-RUN IMPACTS OF


HEALTH SHOCKS IN AFRICA
x Poverty dynamics and basic service
delivery
Investment climate and trade and
06/30/2004
integration
$197,000
TF051295
x Bank
Recipient (please
specify)
Kathleen Beegle

B. FINANCIAL INFORMATION
1. Is your budget still realistic? If not, in what
way?
For the original scope of work, the budget was realistic. Subsequently, we
broadened our
scope of work to involve surveying more households with a longer household
questionnaire. This includes tracking individuals who moved out of the region to
other
parts of Tanzania. Consequently, the overall cost of the field work has been
significantly
2. Are disbursements still on schedule? Compare with original
higher. Funds for the additional field activities have been provided by DANIDA
forecast.
(approximately
$184,000). An additional $35,000 is pending.
Yes.
Disbursements to July 31, 2004
$ 196,959
$ 192,796
Disbursements for FY04
Outstanding commitments as of July 31,$ 0
2004

20

C. PROGRESS MADE DURING REPORTING PERIOD


1. Summary of activities and
( rated
Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
progress
Unsatisfactory.)
Rating: Highly
satisfactory
The goal of this project is to understand how households are affected by health
shocks in
the long run. The core activities of this project started as scheduled in FY04.
By June, the main field work was successfully completed. This consisted of
interviews
with over 1,700 households (8,600 individuals), in addition to community, price,
and
primary school questionnaires administered in 51 communities. All of these data
have
2. Problems encountered/causes for
been entered and verified in the data entry program. We are well on our way to
delays
begin
the
Field work started in January 2004, slightly later than planned to accommodate
analysis, which we are confident will give us a whole new window of research on
the
large- the impact of HIV/AIDS on households and individuals.
assessing
scale tracking effort in Oct-Dec 2003. Since the fieldwork start, there have been
no
major problems encountered. Data entry has gone smoothly and the field team
Changes in project design made or
has3.been
considered
working
effectively and efficiently.
In order to complete as many re-interviews as possible, we have extended the
tracking
phase of the field work until the end of August 2004. Data entry has thus been
extended
until the end of October 2004 to accommodate the additional questionnaires.
4. Assessment
of expected results /impact. Are you still on track to
Funding
for
deliver
these
activities has come from DANIDA.
activities, outputs and project development objective as per your
original
Yes, the
project isIfon
track.
Upon
completion
the data entry activities,
logframe?
not,
please
submit
revised of
logframe.
analysis will
begin. This will cover a range of important topics related to assessing the
impact of
HIV/AIDS on households and individuals, including impact on: living
arrangements,
schooling and nutritional status of orphans, poverty status, labor allocation,
uptake
of to producing valuable empirical studies of these long-run impacts,
In
addition
cash
crops,
health care patterns, migration patterns, etc. Plans for several
the
papers
have
successful
data collection of this project will demonstrate the feasibility of
been
developed
with the expectation that by early spring drafts will be
collecting
prepared
for data in low-income settings. These data collection efforts are
detailed panel
distribution
within the Bank, as well as among policymakers and donors in
normally
Tanzania.
conducted in only high-income settings despite the value of such data in
21
understanding
long-run processes in developing countries.

5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?
There have been no changes from the position in the original application and
logframe.
6. Other relevant
information
The project is proceeding successfully and has been expanded with additional
funding
from
DANIDA,
whichheld
will view
strengthen
the
analytical
studiesisfrom
these
data.to
Despite
the widely
that the
HIV/AIDS
epidemic
a major
threat
social and
economic development, household-level socioeconomic data and research that
examine
the dynamics of the impact of a prime-age death on survivors are scarce for
short-run
impacts and speculative and anecdotal for long-run implications. The unique set
of
Completed by: Kathleen
information in this data set will offer the opportunity to evaluate how individuals
Beegle
are
affected by prime-age adult mortality due to HIV/AIDS and other causes.

22

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP - CHINA: ENHANCING POVERTY


IMPACT OF THE NEW LAND LAW
X Poverty dynamics and basic service
delivery
Investment climate and trade and
12/31/2004
integration
$93,000
TF051296
X Bank
Recipient (please
specify)
Klaus Deininger

1. Is your budget still realistic? If not, in what


way?
Yes. The preliminary analysis of village-level data indicated a need to expand
on the
household survey component and to add some information on land takings.
To do so
within the budget allocated, discussions are being held with DFID and the
2. Are disbursements still on schedule? Compare with original
Banks
forecast. department to obtain additional funding.
operational
While the need to adjust implementation schedules by the National Bureau of
Statistics
(NBS) so as not to conflict with periods where their field staff is busy with those
activities required an extension of the implementation period, a contract for
$50,000 for
the main field work will be finalized within the next couple of weeks to bring the
Disbursements
to July 31,
$ 6,790
disbursement schedule
up2004
to expectations.
$
0
Disbursements for FY04
$22,500
Outstanding commitments as of July 31,
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
(rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory.)
Rating: Highly
satisfactory
Even though the decision to start a village survey very soon after the law had
been passed
entailed some risk (the law may not be implemented), field work that was carried
out in
preparation of the village survey in September 2003 revealed high awareness of
the law
23
and a considerable amount of implementation activity. This allowed us to design
an

interesting and timely village survey


instrument.
Following a national workshop to train enumerators, this village-level
instrument was
administered in November and December 2003 to village leaders in 1,105
villages all
over China, with data delivered in early January 2004. NBS staff visited
Washington
NBS has also made available a 30 percent sample of their regular household
early
infor
2004 to work jointly on the analysis of these data and to develop a
survey
household
analysis; a paper analyzing these data is underway and due for publication as a
survey instrument to complement the village level assessment.
working
Over and above its commitments under the project, NBS added a number of
paper
and to
has been submitted to World Development.
questions
the schedule administered to households in January 2004, illustrating their
interest
the
Based onindiscussions
with policy makers during the September 2003 mission, I
issue.
made a
presentation at the March 2004 meeting of the Expert Group on rural
recommendations
that we hope will have a direct impact on policy making. Also,
development
partly
organized by the Chinese Academy of Sciences. The paper made strong
as a result of the interest generated through the project, the region is
considering a formal
and2.major
piece encountered/causes
of economic and sector
Problems
for work (ESW) in FY05.
delays
None, except the need to fit the time schedule to NBSs regular
activities.
3. Changes in project design made or considered
We are discussing with NBS the possibility to include a module on land-taking to
provide
empirically
based insights
on this
highly/impact.
controversial
issue.
4. Assessment
of expected
results
Are you
still on track to
deliver
activities, outputs and project development objective as per your
original
Despite
considerable interest by policy makers in the impact of land policy, for
logframe?
If not, please submit revised logframe.
more than
20 years, information on this issue has been limited to small samples that lacked
national
representation. The project demonstrates for the first time the huge regional
variations in
institutional arrangements, implying a quantum leap in the type of information
available.
Even though serious analysis has not yet started, the task team leader (TTL) has
already
Completed by: Klaus
been invited to present preliminary descriptive statistics at a high-level meeting.
Deininger
This
indicates that, over and above the insights into the evolution of property rights, it
is
expected that the information that 24
this project will produce will be of great use in
the
policymaking process.

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP-THE HUMAN COST OF INDOOR AIR


POLLUTION: NEW ESTIMATES FOR
AFRICA AND SOUTHERN ASIA
x Poverty dynamics and basic service
delivery
Investment climate and trade and
06/30/2004
integration
$197,000
TF051297
x Bank
Recipient (please
specify)
David Wheeler

1. Is your budget still realistic? If not, in what


way?
Project funds have been sufficient to cover an in-depth South Asian study, in
Bangladesh,
and production of the indoor air pollution atlas will be possible. Extension of the
same
in-depth study to Africa will require financial support by an AFR Operations team.
A
2. Are
disbursements
still on schedule?
Compare
with original
funding
proposal
for the required
study has been
prepared
and will soon be
forecast.
submitted to
Yes
the Energy Sector Management Assistance Programme (ESMAP).
Disbursements to July 31, 2004
$187,160
$168,910
Estimated Disbursements for FY04
Outstanding commitments as of July 31,$ 4,987
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
( rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory)
Rating: Highly
satisfactory
We have been reminded through this study that capacity building through
training and
implementation by a local team is a critical factor in success. This local team
approach
will be used in Bank operations for Zambia to do similar work on indoor air
quality.
Funds have been secured from the Banks Environmentally and Socially
25
Sustainable
Development Network (ESSD) to do the workthus leveraging KCP research to
do

similar projects in other countries. The same team can continue to do the
work in
neighboring
Consultationcountries.
with South Asia Operations colleagues has led to inclusion of this
project in
the regions work program for FY04-05. The in-depth study for Bangladesh has
been
particularly welcomed by Operations, because little concrete information has
been
available on indoor air pollution and health impacts in Bangladesh. The
Bangladesh
study features real-time monitoring of air quality in several hundred poor
households,
along with detailed surveys of socioeconomic conditions that determine the use
Three
main research findings produced by the Bangladesh Survey include Air
of
biomass
Quality fuels and household members exposure to the resulting indoor
pollution.
Air
and Its Determinants,
a working paper published in the DECRG Series; Personal
quality
monitoring
the household
survey
workinhave
been
implemented
Exposure to Indoor and
Air Pollution,
a working
paper
process
and
soon to be in
two
stages.
finalized;
For
project,
a keyon
result
bementioned
a detailed
model
ofwill
the
relationships
andthis
a working
Selfwill
Assessed
Health,
which
be
forthcoming.
The
Notable
projectpaper
accomplishments
in
previous
donor
reports linking
socioeconomic
conditions,
biomass
fuel
use,
exposure
to
indoor
air pollution, and
study
include:
(1)
implementation
byfurther
an all-Bangladeshi
trained
this project
and
health
has Full
sparked
a demand for
research andteam,
analyses
as afor
follow
up to the
damage
led
anin poor households.
KCPby
study.
internationally respected Bangladeshi scientist who specializes in monitoring air
quality.
The team and its equipment are fully prepared to continue this important work in
Asia,
(2) First employment of real-time, 24-hour monitoring equipment at the village
with
level,possible deployment to Africa as part of Operations new work program on
indoor
with very large quantities of information generated on patterns of pollution
air pollution in that region.
exposure
in
(3) First measurement
at the village level of the air pollutant now estimated to
poor households.
cause the
most
serious health damage:
fine particulates
of diameter
less
(4) Household-matched
information
on monitored
pollution2.5
andmicrons
detailedoractivity
(PM
2.5).
patterns, so that actual exposures and health impacts can be assessed along
with levels of
indoor air pollution.
Other valuable research underway is the compilation of lists of local and
inexpensive
building materials that promote good indoor air environment and of cost
effective
improvements to existing homes.

26

2. Problems encountered/causes for


delays
Training the team and debugging the monitoring equipment took time, but
the village
survey work in Bangladesh has remained on schedule.
3. Changes in project design made or
considered
Per Item 1, the in-depth survey will focus on South Asia
(Bangladesh).
4. Assessment of expected results /impact. Are you still on track to
deliver
activities, outputs and project development objective as per your
original
Key Performance
Monitoring and
Critical Assumptions
Narrative
logframe?
If not, Indicators
please submit revised
logframe.
Evaluation
Summary
3. Expected
Outputs

Integrated,
geocoded
database

3A
Output indicators

PC-driven
model for
projection of
health
damage
from indoor
air pollution
Risk atlases for
Africa and
Southern Asia

International
dissemination

Formatted,
documented
database
available by
Q2, FY05

Published
report and
documentatio
n

Published
atlases
Workshop in
South Asia
(Bangladesh)

3C
(Link from Outputs to
Objective)

Publication
Distribution of
of database
database to
interested
manual
partnercountry agencies

and NGOs.
Content of
Distribution of PCreport and
driven model and
documentati
risk atlases to
interested
on.
partnercountry agencies
and NGOs.
Content of
atlases
3B

Completed by: David


Wheeler

27

Workshop
reports

Workshop
attendance by key
implementing
agents from
partner
countries.

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. INANCIAL INFORMATION

KCP - M&E CAPACITY BUILDING IN


NATIONAL STATISTICAL OFFICES:
ACCOUNTABILITY AND GOVERNANCE IN
AFRICA
x Poverty dynamics and basic service
delivery
Investment climate and trade and
12/31/2004
integration
$100,000
TF051793
x Bank
Recipient (please
specify)
Vilas Mandlekar

1. Is your budget still realistic? If not, in what


way?
The budget amount of $100,000 is realistic based on the deliverables agreed to
in this
project. Currently, $43,500 has been disbursed. The remaining funds will be
utilized by
still on schedule? Compare with original
the2.endAre
of disbursements
2004.
forecast?
Disbursements are current at this
juncture.
Disbursements to July 31, 2004
$ 43,511
$ 21,131
Disbursements for FY04
Outstanding commitments as of July 31,$ 2,400
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
( rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory)
Rating:
Satisfactory
The overall goal of this project is to build statistical capacity in NSOs in African
countries. We are also aiming for two specific outcomesstandardized file
manuals and
training materials in English and French to provide training to NSO staff on
standardizing
their household survey data. Two successful in-house (at Headquarters) training
sessions
were held for participants from the Cameroon and Zambian NSOs.
28

Two in-country two-week workshops were held in March and April 2004 in
Guinea and
Uganda. Based on the results of these workshops, we plan to have a regional
workshop
during late summer or fall 2004, to which 10-12 country participants would be
invited.
Participants
fromencountered/causes
the in-country workshops
already conducted would possibly
2. Problems
for
return
for
delays
the
regional
We have hadworkshop.
some scheduling problems with the in-country workshops for NSO
staff in
some countries. The scheduling problems were compounded due to the
unavailability
We have tried of
timing in-country workshops soon after a country has conducted a
expert
consultants
in AFR
to undertake
theseto
workshops.
household survey. That
gives
the NSOs tools
build statistical capacity using
their own
data and thereby see the results right away. However, this is not always
possible. Doing
so has run into scheduling problems both for the Bank consultants and also for
the NSO
staff.
were not
able to design
conductmade
a workshop
in some of our target countries
3. We
Changes
in project
or
during the
considered
second
or third
of FY04. at
No changes
are quarter
being considered
present.
4. Assessment of expected results /impact. Are you still on track to
deliver
activities, outputs and project development objective as per your
original
As indicated,
we are
stillplease
on track
to deliver
thelogframe.
country and regional workshops,
logframe?
If not,
submit
revised
which
can be used as models to replicate in other regions. A critical step is the
assessment we
make of our in-country workshops in terms of the sustainability of the knowledge
transfer
to these countries. Another concern is how to adjust the training delivery so that
5. Assumptions and risks. Are there any changes to these from the position
the focus
original application and
in the
of preparing
standardized files, and therefore the monitoring of poverty trends,
logframe?
moves to
The risk outlined in the proposal about the countries being unwilling to share their
the country NSOs.
household survey data, though it exists, is a much smaller risk given our
experience in the
region thus far.
Completed by: Vilas
Mandlekar

29

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP - KNOWLEDGE FOR CHANGE :


PILOTING A MICRO SURVEY APPROACH
TO HEALTH CARE PROVISION IN POOR
COUNTRIES
X Poverty dynamics and basic service
delivery
Investment climate and trade and
12/31/04
integration
$290,000
TF051009
X Bank
Recipient (please
specify)
Ritva Reinikka

1. Is your budget still realistic? If not, in what


way?
The budget is realistic for FY05 extension to 12/31/04. We will commit and
disburse the
remainder of the funds during September December 2004 for ongoing survey
work,
2. Are disbursements
on schedule? Compare with original
production
of reports, and still
dissemination.
forecast.
Only a small amount yet to be committed and disbursed. Disbursements are on
schedule.
Disbursements to July 31, 2004
$ 281,607
$ 50,533
Disbursements for FY04
Outstanding commitments as of July 31,$ 3,050
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
(rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory)
Ratings:
Chad:
Satisfactory
After
long delays due to public sector rigidities and difficulties in finalizing an
agreement with
a local consulting team, the Chad health facility survey was conducted during MayJune 2004.
A training session of the local consulting team was held in N'Djamena and a pilot of
the
questionnaires took place in late April-early
May. Data was collected from mid-May to
30
mid-

June. Data processing and analysis is planned now underway and a diagnostic
report on
service
deliveryreport
in thewill
health
sectorthe
is expected
to be completed
this facility
Fall
The diagnostic
examine
main characteristics
of health
centers,
(2004).
the
behavior of the health personnel and the allocation and use of financial resources
and their
main sources. The report should help understand the observed variation in the
Madagascar:
performance of
Satisfactory
health
centers, to
improve
efficiency
and but
propose
measures
The
Madagascar
study
is part
of this pilot,
it receives
mosttoofreduce
its KCPthese
support
differences.
through
another window/project, which focuses on the impact of user fees on service delivery.
The first
survey
of health
in Madagascar
was completed
in 2003,
and less
than perfect
The data
for the facilities
first round
of health facilities
surveys has
been finally
cleaned
and
data
put to use.
collection in 2003 led to an extended period of data cleaning.
The analysis so far shows timid but encouraging results. Two papers in the early draft
stage
will be circulated soon for comment: (1) community financing using willingness to pay
techniques and (2) determinants of health facilities (in)efficiency using a stochastic
frontier
The
second round of the survey has been financed and should be fielded in the second
approach.
Several papers to follow will include the impact of user fees on demand
half
of
and
quality
2005. Institut National de la Statistique (INSTAT) in Madagascar will again field the
of care.
survey,
but more controls will be put in the data entry programs with the help of our data
management
specialist.
We will
also provide more supervision to ensure higher quality data in a
Mozambique:
Highly
shorter
satisfactory
The Mozambique
Tracking andthe
Service
Delivery Survey
(ETSDS)
focuses
time
span. INSTAT Expenditure
has already internalized
questionnaires
and gained
much
on the
experience
on
primary
level of
theofnational
health
system, which ison
thethe
main
this
particular
type
survey from
learning-by-doing
firstprovider
round. of health
services in
Mozambique. The objective of the survey was to provide quantitative and qualitative
evidence
on how current systems and procedures for budgeting and supply management
impact
efficiency, equity, and quality in the delivery of primary health care. By collecting
linked
The
survey fieldwork was completed in October 2002, after which the data were
survey
data
analyzed
andfrom district authorities, health facilities, health workers, and users, the
survey
a preliminary report was prepared. The survey showed how a lack of clear and
provides
evidence on service delivery unavailable from routine management
enforceable
information
resource allocation criteria combined with weak implementation capacity results in
systems.
notable In doing so, it offered a unique perspective on a number of system
weaknesses
that districts and facilities in the allocation of drugs, staff, and other
inequities across
implementation
of
user charge policy, which had an inequitable impact on
impact
frontline
services.
resources. It
users
and
also documented
inconsistencies and gaps in record-keeping on finances, drugs, and
human
resources that hamper both control31
and strategic resource allocation. Finally, the
survey
provided evidence on a striking heterogeneity across districts and facilities in the

implications for transparency and control. The findings shed new light on public
expenditure
management and service delivery issues in the health sector in Mozambique, and
offered an
illustration
of how
detailed
survey
work can
complement
more traditional
public
The
PETS/QSDS
findings
were
presented
at the
Annual Consultative
Meeting
of the
expenditure
Ministry
analysis.
of Health (MOH) in June 2003. The report was subsequently revised and the final
report was
published by MOH and Ministry of Finance (MOF) as a book in January 2004. As a final
dissemination exercise, three regional workshops were held in January 2004. Each
workshop
included representatives from MOH and MOF, from both central, provincial, and district
level.
During the workshops, presentations of key findings were followed by a plenary
discussion
Outputs:
and
group work to identify solutions to the problems identified in the survey. After the
workshop, a summary of conclusions and recommendations was prepared, and is
Primary Health Care in Mozambique: Service Delivery in a Complex Hierarchy (April
currently
2004).discussed jointly by the MOF and MOH. Overall, the findings have generated
being
Africa Region
Human
Working
Paper
69.and
World
Bank,
Washington,
considerable
discussion
of aDeveloping
number of key
policy
issues
were
reported
D.C.
O Nvel
Primrio
extensively
in thedo Sector da Saude em Moambique: Resultados de Um Inqurito
http://www.worldbank.org/afr/hd/wps/ww1-1888%20final%20p%201.pdf
media.
sobre
Financianto, Gesto 3 Prestao de Servios, (Portugese) November 2003.
Maputo,
Moambique: PRINCIPIA, Publiaces Universitiras e Cientficas; Ministrio do
http://www.worldbank.org/research/projects/publicspending/tools/newtools.htm
Plano e Financas e Ministrio da Sade da Repblica de Moambique.
#Moza
Description of
mbique.
the book:
The book:
http://www.worldbank.org/research/projects/publicspending/tools/Mozambique
of Despesa.publica.com.a.saude.2004.pdf
ResultsPETS/Copy
were featured
in a public services research newsletter (Spring 2004) sent to
subscribers
http://www.worldbank.org/research/projects/publicspending/psnewsletters/psne
inside
and outside the Bank.
wsletter
s.spring.2004.htm
Nigeria:
Satisfactory
The data obtained through a health facility and local government survey was
analyzed during
February-May 2003. The analysis focused on the role of local governments and
community
participation in primary health service delivery in Nigeria. This was the broad area of
analysis
agreed
upon
with our
government
partnerson
forthe
thisfunctioning
study. A report
was prepared
in
The
report
contains
valuable
new evidence
of decentralized
service
June 2003,
delivery
cleared by awhich
peer review
process
in the
country to
team,
and submitted
to the
institutions,
is highly
relevant
for policies
promote
public accountability
for
government.
We
basic
have received no feedback as yet as
32to the governments response.

services. It presents findings from a survey of 252 primary health facilities and 30 local
governments carried out in the states of Kogi and Lagos in Nigeria in the latter part of
2002.
Nigeria is one of the few countries in the developing world to systematically
decentralize the
delivery of basic health and education services to locally elected governments. Its
health policy
has also been guided by the Bamako Initiative to encourage and sustain community
participation in primary health care services. The survey data provide systematic
evidence on
how these institutions of decentralization are functioning at the level local
governments and
community based organizationsto deliver primary health service. The evidence
shows that
locally elected governments indeed do assume responsibility for services provided in
primary
health care facilities. However, the service delivery environments between the two
Furtherare
research on emerging issues of interest identified in the report (on local
states
strikingly
different. In largely urban Lagos, public delivery by local governments is
governance
influenced
and community participation, as discussed below) will be disseminated through
by
the availability
of private facilities and proximity to referral centers in the state. In
publications
in
Outputs:
largely
leading journals on health and development in Africa.
Primary
Health
Care
in Nigeria:
Decentralized
Deliveryprovided
of Primary
Healthfacilities,
Servicesbut
in
rural
Kogi,
primary
health
services
are predominantly
in public
with
Nigeria
extensive
community Africa
participation
in the maintenance
ofWorking
service delivery.
(forthcoming).
Region Human
Development
Paper 70.The nonhttp://www.worldbank.org/research/projects/publicspending/tools/Nigeria/AFRH
payment
of
Washington,
health DWP
staff Final
salaries
inavailable
Kogiwhich
D.C.
draft
at is suggestive of problems with local accountability
when
S70.Nigeria.June15.2004.pdf
Local Government
Accountability for Service Delivery in Nigeria. Paper presented at
local governments are heavily dependent on fiscal transfers from higher tiers of
Growth,
government
Poverty
Reduction,
and Human policies.
Development in Africa Conference, Center for
is highly
relevant
for decentralization
the
Studydraft:
of African Economies (CSAE), Oxford University, March 16, 2004) and
Processed
Politics
http://www.worldbank.org/research/wdr/WDR2004/papers/stuti_nigeria.pdfs
Results
were
featured
in a public
services
and
Service
Delivery
Conference
at research
the Worldnewsletter
Bank (April(Spring
2004) 2004) sent to
subscribers
http://www.worldbank.org/research/projects/publicspending/psnewsletters/psne
inside
and outside the Bank.
wsletter
s.spring.2004.htm
Uganda:
Highly
satisfactory
The
first QSDS survey was completed in 2001 in collaboration with the Makerere
Institute for
Social Research. Two outputs have been published from the first QSDS survey in
health care
in Uganda. They have been widely disseminated in Uganda and elsewhere, both in
print and in
seminars and conferences. Specifically, the 2004 World Development Report made
use of the
33
second research output, highlighting the role of not-for-profit service providers.

Outputs:
Health Care on the Frontline: Survey Evidence on Public and Private Providers in
Uganda.
2003. Africa Region Human Development Working Paper 38 (June). World
Bank,
Washington,
D.C. [Magnus
Lindelw,
Ritva
Jakob Svensson]
Working
for God? Evaluating
Service
Delivery
ofReinikka,
Religiousand
Not-for-Profit
Health
http://www.worldbank.org/afr/hd/wps/
Care
Providers in Uganda. 2003. Policy Research Working Paper 3058 (May).
Development Research Group, World Bank, Washington, D.C. [Ritva Reinikka
Resultsand
were featured in a public services research newsletter (Spring 2004) sent to
Jakob
subscribers Svensson] http://econ.worldbank.org/view.php?type=5&id=26991
http://www.worldbank.org/research/projects/publicspending/psnewsletters/psne
inside
and outside the Bank.
wsletter
s.spring.2004.htm
2. Problems encountered/causes for
delays
There were initial implementation delays in Madagascar and Chad, but both
projects are
now moving ahead.
3. Changes in project design made or
considered
No major changes in the project design but fine-tuning and learning as
the work
progresses.
4. Assessment of expected results /impact. Are you still on track to
deliver
activities, outputs and project development objective as per your
original
By and large on track to deliver on the log
logframe? If not, please submit revised logframe.
frame.

5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?

We have just completed the survey in Chad and will publish the results of the analysis in
the Fall
of 2004. The second round of health facility surveys is now scheduled for the second half
of
Completed
by: Ritva
2005.

Reinikka

34

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP - BACKGROUND STUDIES FOR


WORLD DEVELOPMENT REPORT 2004
x Poverty dynamics and basic service
delivery
Investment climate and trade and
06/30/2004
integration
$738,000
TF051183
x Bank
Recipient (please
specify)
Ritva Reinikka

1. Is your budget still realistic? If not, in what


way?
Yes. The funds were utilized and the project was completed in early 2004.
2. Are disbursements still on schedule? Compare with original
forecast.
Yes.
Funds are practically
disbursed at
the time of writing.
Disbursements
to July 31, all
2004
$ 737,068
$ 316,394
Disbursements for FY04
400
Outstanding commitments as of July 31,$
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
(rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory).
Rating: Highly
satisfactory
All the background studies were completed as envisioned in our original KCP
application. This impressive set of background studies contributed enormously
to the
2004 WDR. More than 100 background papers and research reports were
produced for
the Report and were available on CD. The CDs, which include the full text of the
WDR
The CD-ROM, is available to developing countries free of charge. Several
2004, offer access to a wide range of thinking and research on the theme,
background
Making
papers have also been published in peer-reviewed journals. A good example is
Services Work for Poor People.
a recent
issue of the Indian Economic and Political Weekly, which carried a special issue
Completed
by: Ritva Reinikka
on
service delivery, including a number of the WDR background papers.
35

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader

KCP-PERSPECTIVES ON MAKING
SERVICES WORK FOR POOR PEOPLE
(WDR 2004)
x Poverty dynamics and basic service
delivery
Investment climate and trade and
06/30/2004
integration
$200,000
TF051186
x Bank
Recipient (please
specify)
Stephen Commins

B. FINANCIAL INFORMATION
1. Is your budget still realistic? If not, in what
way?
Yes, the budget is
realistic.
2. Are disbursements still on schedule? Compare with original
forecast.
Disbursements on track and almost complete.
Disbursements to July 31, 2004
$ 191,232
$ 130,454
Disbursements for FY04
Outstanding commitments as of July 31,$ 4,200
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
(Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory)
Ratings:

Electronic dialogue:
Satisfactory
As part of its outreach to civil society organizations and government officials, the
WDR
2004 team commissioned the organization, Public World, to moderate a seven
week edialogue on the draft World Development Report. This e-dialogue was conducted
in six
languages (English, Spanish, French, Portuguese, Arabic, Russian), with five
assisting
Samplings of the reactions to the e-discussion were very positive and
moderators
evaluations working in the non-English formats in cooperation with the overall
moderator. The weekly themes were the product of consultation between the
WDR and
36
Civil Society teams at the Bank and Public World.

included comments like the idea to conduct the discussion in several


languages is
brilliant. The moderator of the e-discussion has said that the main lesson
learned in
conducting
this e-discussion
is that
it is contributions
a useful complement
to theaother
The e-discussion
provided many
useful
and revealed
great deal of
forms of We strongly recommend that the lessons of this experience are
potential.
consultation.
absorbed into
future planning. In particular, we very much hope that the low level of
participation in
non-English languages will be regarded in the context of the benefits that did
derive
fromof WDR CD-ROM: Highly satisfactory
Production
the attempt to open up the discussion in those languages. We recommend that
One
major goal for the process around the consultations and subsequent
the World
Bank perseveres
dissemination
of with this.
the WDR is the recognition that many excellent background papers and
submissions were
not available to either government or civil society organizations after the
publication of
the WDR. The WDR team sought to ensure that as the information and
consultation
work went forward, the input from individuals in government, business,
academia, the
The
2004
WDRnongovernmental
team expanded the
collaborative
process
by broadening
the
media,
formal
organizations,
and
civil society
was preserved
for
future
range of
use.
By providing
to the wide
of background
work
as well as the
participants
in theaccess
consultations
and range
by soliciting
more than
80 background
feedback
papers and
on successive
drafts
sharing
concerns
andalong
opinions
a public
format of the
research
reports
fromand
them.
These
materials,
within
the
World Development
report
Report
and
external
views,
it was
possible
that the report
results
took into
2004,
have been
made
available
ontoa ensure
newly developed
CD-ROM.
Designed
to
account
offer
In
addition to bringing together various background materials, the WDR team
representation
of various
and
alternative
points of on
view.
access
to the wide
range of
thinking
and research
this years themeMaking
also
Services
commissioned specific resources for the CD-ROM in such areas as disability and
Work
for Poor Peoplethe CD-ROM provides an excellent resource for obtaining a
access
sense
of thethe
many
points
view that
inand
anyaccess
dialogue
on development.
to services,
impact
of of
HIV/AIDS
on emerge
services,
to the
on going
Within
the first two
months
of its production,
more
than 3,000
copies
of the
debate
CD-ROM
regarding what is public about public services.
have been distributed to governments, civil society organizations, other
donors and at
various
seminarsframework:
and workshops.
Several
hundred have been sent to
WDR curriculum
Highly
satisfactory
countries such as
A
consultant
with
extensive
experience
curriculumofficials.
programs developed a
Cambodia
and
Ghana
for distribution
to in
government
framework
for a six module Learning Program on the WDR. Following negotiations with
CIDA, an
award of $300,000 has been provided to the World Bank Institute for the full
development and use of this curriculum.
37

This new Learning Program encompasses a core curriculum focused on the


overall
framework and key findings of the WDR. It will be designed to stimulate policy
dialogue
around the major existing constraints to enhancing service provision as well as,
importantly, potentially catalyzing reforms at the national, regional and local
level to
really make services work for poor people. It will be complemented by modules
whichvideo conferences, February 2003:
WDR
apply
the WDR framework to help guide improvements in delivery of social
Satisfactory
The
World
services
in Bank held three video-conferences on February 17-19, 2003 as part
of
the
selected
sectors of crucial importance to poverty reduction, including basic
consultation
education, efforts for the WDR 2004 on Making Services Work for Poor People.
Representatives
fromand
civildrinking
society,water,
government,
private-sector,
and donor
health and nutrition,
sanitation
and electricity.
agencies
from
Each videoconference opened with an introduction by the moderator, followed
14
countries
participated in the 3-hour sessions.
by a
30minute presentation by a WDR director. After the presentation, there were 2hour
If there was a single message that emerged from the conferences overall it was
discussions with the participants.
Invest in
information, public education, and communication. Many of the comments and
questions raised by the participants related to these issues and it was in
knowledgerelated areas that a majority of participants were looking for the tools to Make
Services
Work for Poor People. Clearly for them, these issues are at the crux of
empowerment and
2. Problems
forof the main conclusions of the WDR team.
positive
change, encountered/causes
and this supports one
delays
The WDR 2004 consultation and implementation processes have been assessed
by
outside organizations and by WB colleagues as quite successful. The extension
of the
funding into FY04 allowed for the completion of key tasks that could not be
completed
prior to the final version of the WDR being delivered, along with the complex task
Completed by: Stephen
of
Commins
ensuring that all the background papers on the WDR CD-ROM had been cleared
with the
authors.

38

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP-USER FEES IN HEALTH CARE: AN


EVALUATION OF TWO NEAR NATURAL
EXPERIMENTS OF ABOLITION OF USER
FEES IN AFRICA
x Poverty dynamics and basic service
delivery
Investment climate and trade and
12/31/2004
integration
$100,000
TF051762
x Bank
Recipient (please
specify)
Ritva Reinikka

1. Is your budget still realistic? If not, in what


way?
The budget is realistic, given that other sources of funding have been available
to finance
the two large surveys and their data analysis.
2. Are disbursements still on schedule? Compare with original
forecast.
We requested an extension of the closing date by six months from June 30,
2004 to
December 31, 2004 to ensure that the Madagascar data cleaning will be fully
completed
before the local consultants receive their final payment. The second Uganda
QSDS
Disbursements
to July 31,
2004 2004 and
$ 99,667
survey was completed
in January
most disbursements have been
$
95,356
Disbursements
for
FY04
made at the
3
Outstanding
commitments as of July 31,$
time of writing.
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
( rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory).
Ratings:
Madagascar:
Satisfactory
The Madagascar study focuses on the impact of recently introduced user fees
on service
delivery. The first survey of health facilities in Madagascar was completed in
2003, and
39

the second round completed in early 2004. Data cleaning took more time than
anticipated. This has prompted us to pay special attention to data entry
management to
expedite the process and to ensure better quality data in all future provider
Uganda: Highly
surveys.
satisfactory
The second round of the survey of 155 primary health care facilities
(dispensaries and
dispensaries with maternity units) was carried out over November 2003
January 2004,
including government, private not-for-profit, and for-profit providers. The second
wave
The QSDS-II is also part of an impact evaluation of citizen report cards at
will
explore the impact of removal of user fees, which took place between the
community
two
level on access and quality of health care. In this approach the facility survey
surveys. Data analysis began in earnest in April 2004.
provides
quantitative data on service delivery, including quality, and health care
providers selfassessment of their performance. This will then be contrasted with a household
survey
data to be collected in early-2004 for the citizen report card (funded from other
sources).
Thereafter,
a third
party, such as NGOs
2. Problems
encountered/causes
forand/or community based organizations
willdelays
engage
There
were
in an
some
interface
implementation
between providers
difficulties
andinclients
Madagascar.
to find Specifically,
ways to improve
data
quality
of
collection
health
care.
Theless
twothan
surveys
will which
be repeated
of the period
interface.
In
and entry
were
perfect
has ledattothe
an end
extended
of data
brief,
this
cleaning.
study
highlights
manylesson,
possibilities
in the use
of our
This provided
us the
a useful
nevertheless.
From
nownew
we provider-level
will pay much data.
closer
3.
Changes
in
project
design
made
or
attention to data entry and management.
considered
No major changes in the project design but fine-tuning and learning as the work
progresses. However, the use of the QSDS data will expand as evidenced by the
plans for
an impact evaluation of the citizen report cards, which is a new and promising
accountability tool yet to be evaluated for impact.
4. Assessment of expected results /impact. Are you still on track to deliver
activities, outputs and project development objective as per your original
logframe?
If not, please submit revised logframe.
On track.
5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?
No major
changes (only a delay in the case of
Madagascar).
Completed by: Ritva Reinikka
40

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP - INCENTIVES, CHOICE AND


ACCOUNTABILITY IN BASIC EDUCATION
SERVICES: PILOTING A MICRO SURVEY
APPROACH
x Poverty dynamics and basic service
delivery
Investment climate and trade and
12/31/2004
integration
$200,000
TF051764
x Bank
Recipient (please
specify)
Ritva Reinikka

1. Is your budget still realistic? If not, in what


way?
The budget is realistic, but the work has experienced some delays.
2. Are disbursements still on schedule? Compare with original
Theforecast.
project closing date was extended by six months, and disbursements are
expected
through the end of 2004.
Disbursements to July 31,
$ 92,967
$ 56,187
2004
Outstanding
commitments
as of July 31, 2004
$
Disbursements
for FY04
32,300
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
( rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory)
Ratings:
Pakistan: Highly
satisfactory
A census of 126 villages was carried out in July-September, and as part of this
activity,
more than 80,000 households were surveyed to provide a sample frame for a
household
survey. The survey is now in the field. The census also provides detailed
information on
school choice for a very large sample. Specifically, school choice information for
more
41
than 100,000 children was obtained and in combination with an area sample of
schools.

This is the first dataset that allows researchers to examine a number of issues
of
important to Pakistani education, which require a sufficiently large sample.
The entire
database
inGuinea:
now ready to use for analysis, and two papers on school choice
Papua New
are
being
Satisfactory
The
studycurrently
of public on
expenditure
and
service
prepared
the basis of
this
data. delivery in Papua New Guinea has
proceeded through December 2003, facilitated by KCP funds. The analysis of
the
detailed data from about 200 schools culminated in a first draft of a report in
January
2004. Three main issues emerged from the analysis of the data. First, there has
been
substantial leakage in the distribution of school subsidies--a per-student
government
allocation to schools. Leakage was minimized in the periods that funds were
distributed
directly from the central department of education to schools, and maximized in
periods
when funds were distributed through multiple administrative levels. Second,
there are a
sizeable
ghost
teachers--teachers
onwith
the staff
payroll
butthe
who
are not
The
mainnumber
findingsofwere
discussed
in late 2003
from
Department
of
actually
Education. These discussions served both to air the findings--which are
working in the schools visited. There have been some efforts in the past to
potentially
address
this
controversial--but
also to sharpen hypotheses about their determinants as well as
issue, but the study has shown that the problems have not been resolved.
potential
Third,
teacher
policy
remedies.
Zambia:
Highly Analysis of these determinants is proceeding and a first clean
absenteeism--while
lower than in some other countries where it has been
draft
that
satisfactory
The
Zambia survey
in 2003.
On the basis of this survey, in the
measured,
incorporates
these was completed
issued in March
2004.
particularly
for
PNG's
income
level--is
a
problem.
When combined with late
current
starting
fiscal year, substantial progress has been made on the preparation of
(teachers
arriving at their teaching posts well into the school year) the problem
documents,
1. Rules.reports,
Vs. Discretion. Incorporated in Zambian Public Expenditure
becomes
and research
papers in the education
sector. Specifically,
outputs have been:
Forthcoming
Human Development
Workingthe
paper
review. harmfulintoAfrica
particularly
the effective delivery of education services.
2. series.
When can school inputs improve test scores. This research paper was
and is currently in the working paper series of the World Bank (WP
completed
3. #3217).
Equity in educational expenditurescan government expenditures
help? This
research paper has been completed and is shortly forthcoming in the
4. working
Two further papers on teacher absenteeism and the effect of orphan
paper series
the World
education
areofcurrently
inBank.
the process of
hood on
completion.
In addition,
the second major task for the current fiscal year is the
dissemination of the
findings from this work. On this front, some progress has been made:
42

1. Joint work with Joe Kanyika from the Ministry of Education was carried out,
particularly in the context of a chapter on the Zambia study for a report
published
by IIEP.
2. There is coordination with the ongoing poverty assessment in Zambia,
and it is
hoped that dissemination can be carried out in the country in
coordination with
2. the
Problems
for the details are yet to be finalized.
povertyencountered/causes
assessment team, but
delays
The Pakistan work has been expanded by its scope and hence it has been
somewhat
delayed. Analysis of the Papua New Guinea data has also taken a bit longer than
initially
3. Changes in project design made or
envisioned.
considered
The initial project design included Laos and South Africa, but as funding was
reduced,
these were dropped. However, Laos was only partly excluded, as a school
survey has
4. implemented
Assessment of
expected
results
/impact.survey.
Are you still on track to deliver
been
together
with
a household
activities, outputs and project development objective as per your original
logframe?
If not, please submit revised logframe.
On track.
5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?
No major risks
envisioned.
Completed by: Ritva
Reinikka

43

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP - INVESTMENT CLIMATE SURVEYS


AND ASSESSMENTS IN LOW-INCOME
COUNTRIES AND REGIONS WITHIN
COUNTRIES
Poverty dynamics and basic service
delivery
x Investment climate and trade and
12/31/2003
integration
$295,000
TF050718
x Bank
Recipient (please
specify)
Giuseppe Iarossi

1. Is your budget still realistic? If not, in what


way?
Yes
2. Are disbursements still on schedule? Compare with original
Yesforecast.
Disbursements to July 31,
$ 294,999
Disbursements
in
$ 80,477
2004
Outstanding
commitments
as
of
July
31,
$
0
FY04
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
( rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory.
Ratings:
India: Highly
satisfactory
The survey covered 1993 manufacturing and software businesses in 12 of
Indias larges
states with the aim of generating data needed for state level and all India
investment
The
survey was carried out jointly by the Bank and the Confederation of Indian
climate assessment and for general development policy research on India.
Industry
(CII) during February-August 2003 as planned. Subsequently a team of staff of
the
Confederation of Indian Industry, the local counterpart to the study, visited
44
Washington

DC in August to early September 2003 to join Bank staff in preliminary analysis


of the
data. Results of that analysis were presented to a Bank wide audience in
September. The
data
also been
to produce
state
levelon
investment
climate assessments
At thehave
moment
a jointused
Bank-CII
team is
working
a report updating
the results of
for
Tamil
the all
Nadu and Punjab.
India investment climate assessment that was published in year 2002. The
update
is under
Brazil (north
east): Highly
peer review.
satisfactory
The IC survey covered 4 states of the North East region, including 9 sectors
(Food,
Textiles, Garments, Shoes, Chemicals, Machinery, Electronic products, Auto-parts,
&
Furniture) distributed in 53 cities. The survey also covered the Amazonas state
(in the
North region), given its importance for the electronics sector. The project
implementation
startedSatisfactory.
by end March
2003
and has
tookbeen
6 months
to be finalized (this included
Syria:
The
survey
completed
revision
of
satisfactorily.
the responses that were not accurate). Apart from some initial delays (see
Bangladesh:
below), the Highly
Manufacturing
sectorsatisfactory
survey - The field work has been completed with the
project
implementation
followed the original plan and was successfully
assistance of
accomplished
Mr. Gantakolla Srivastava from the Confederation of Indian Industry, who
with
a high
traveled
to rate of response rates.
Dhaka to help train the BEI staff on survey management and implementation.
The
questionnaires have been administered, the data collected and sent
electronically to the
World
Bank. The quality of the data has been checked and considered good,
Mozambique:
yielding
Satisfactory.
The
survey for Mozambique
encountered
some difficulties
due covered:
to the lack of
1001ICobservations
(establishments).
The following
sectors were
availability
Garments, of a good list of registered firms and of piloting a new questionnaire.
However,
data&collection
was completed
on Products,
schedule, Electronics,
the ICA wasand
well
Textiles, Food
Food Processing,
Leatherroughly
& Leather
received
Chemicals & Pharmaceuticals, in two locations: Dhaka and Chittagong.
and extensively discussed. A final mission to discuss the ICA went to
Mozambique
in
Zambia: Highly
April 2004.
satisfactory.
The IC survey for Zambia proceeded very smoothly. Data for 350 firms was
collected
within the timeframe and budget stipulated. The analysis is also complete and
dissemination activities are now being planned.

45

2. Problems encountered/causes for


delays
Brazil (north east) - In the North East in general, the pace of the interviews were
slower
(than in the rest of the country) as it was sometimes more difficult to reach firms,
in some
cases because of problems in the transport system in some others because of
communications infrastructure failures (for instance, some firms did not have
telephone
through which could be contacted or had it but it was out of order). Actual
interviews
Syria
- Fieldinwork much slower than expected. Only 130 surveys completed in
general
took more time to be completed, as managers were not always familiar
4
with
the
months. Information on firms database was of very poor quality in terms of
concepts
the questionnaires were asking for (this was particularly true for
addresses
Launch in Aleppo Governorate (half of the sample) took place in March 2004.
accounting
and phone numbers. This has slowed down significantly the field work.
Cause
of and in the cases of small firms).
concepts
delay: a separate team has been recruited for the work in Aleppo (Aleppo
University,
under contract with Damascus University), which implied new training and long
3. Changes in project design made or
negotiations.
considered
Brazil (north east) - In order to expedite and facilitate the compilation of
information,
particularly accounting information from small firms, an additional training by a
specialized accountant was provided to supervisors and enumerators of the
project on
issues regarding accounting identities, definition of concepts, etc. This training
proved to
be successful, as it facilitated the interview and increase its response rate. In
addition,
Syria - Because of the poor quality of the original sampling database, a new
originally
one local
was database
assigned to
thisthe
region.
However,
was conducted
on asupervisor
better quality
from
Chambers
of later it was
sampling
decided
Commerce.
to
add a second
supervisor
to this
to support the
work
of the first one and
Mozambique
Initial
problems
withregion,
the questionnaire
have
been
ensure
sorted out
the4.success
of the project.
Assessment
of expected results /impact. Are you still on track to
deliver
activities, outputs and project development objective as per your
original
India -logframe?
yes
If not, please submit revised logframe.
Brazil yes
Syria - yes
Bangladesh Yes. The report was presented at a conference in Dacca in
Sept. 2003
Mozambique - The activity is complete and the results are actively discussed
in the
country. Our expectation is that the document will help shape private sector
reforms.
46 Results were disseminated in June
Zambia - The activity is fully on track.
2004.

No

5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?

6. Other relevant
information
Syria - Capacity building of local institution (Damascus University) highly
satisfactory.
The team will be recruited to help us in an ICA in Yemen.
Completed by: Giuseppe
Iarossi

47

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
Which
activitytrust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader

KCP-INVESTMENT CLIMATE SURVEYS


Poverty dynamics and basic service
x delivery
Investment climate and trade and
TF051760
integration
06/30/2005
$620,000
x Bank
Recipient (please
specify)
Giuseppe Iarossi

B. FINANCIAL INFORMATION
1. Is your budget still realistic? If not, in what
way?
Yes

2. Are disbursements still on schedule? Compare with original


forecast.
No. Closing date was recently extended by one year to
6/30/2005.
Disbursements to July 31, 2004
$ 569,124
$ 207,082
Disbursements for FY04
Outstanding commitments as of July 31,$ 2,205
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
( rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory)
Ratings:
Uganda:
Satisfactory
Survey fatigue by firms which slightly slowed the appointment process.
However, the
local
contractor
performed well in a difficult environment.
Kenya:
Moderately
Satisfactory
Survey fatigue by firms which slowed the appointment process, foreign firms
especially
difficult to reach. The performance of the local contractor was average due to
excessive
Honduras:
commitments on other activities
Satisfactory

48

There were delays associated with the fact that the information in the sample
frame,
obtained from the Central Bank of Honduras, was often incomplete or outdated.
This
sample frame was thus complemented with lists of firms obtained from Chambers
of
Commerce and Industry. The survey also encountered difficulties related to the
detailed
accounting information requested from the firms. In many cases, the information
had to
Nicaragua:
be obtained from accountants operating the firms. In other cases, securing the
authorization
of senior management for the release of that information required
Satisfactory
The IC survey implementation in Nicaragua has been completed. It covered 3
several
great
contacts and visits to the surveyed firms. Finally, after the completion of the
regions
11 departamentos), and 12 sectors (garments, textiles, food
survey, (including
it
and
was necessary to perform a considerable number of additional phone interviews
beverages,
to ensure chemicals, plastics, wood products, furniture, leather products, shoes,
minerals
the consistency of the reported information.
non-metallic, metal products, and tobacco). The survey was implemented by a
private
consultant
firm, that
started the
field workMoldova:
by beginning
ofSatisfactory
May and took 11
Poland,
Tajikistan,
Uzbekistan,
Kyrgystan,
Highly
months to
Initially, firms refused to participate in the survey because of the long section
completely finalized (this period includes revision of the responses that were not
gathering
accurate). There were some delays, both at the beginning at while implementing
accounting
data. Once this was reduced to the minimum necessary to estimate
the
enterprise
project that extended the period of field implementation.
productivity
participation
rates became
2. Problems
encountered/causes
forsatisfactory.
delay
Nicaragua At the initial stage of the project, there were delays associated with
the
incompleteness or inaccuracy of the sample frame, from which the sample
had to be
During
of the
was
a general delay
drawn. the
As aimplementation
result, the original
listsurvey,
of firmsthere
had to
bealso
complemented
with
associated
informationwith
compiled
from
Commerce
and Industry.
the
difficulty
inChambers
compiling of
detailed
accounting
information from firms, either
because it
was hardly available (in some cases because there was an external accountant in
charge
of administering this information) and/or because it was considered strategic
information
that firms were not willing to share. Generally, this was solved by repeated visits
to the
Finally, after the completion of the survey, it was necessary to perform a
surveyed establishments in which interviewers not only provided information
considerable
regarding
number
of additional
interviews
ensure
the confidential
futurephone
treatment
of theto
data,
but the
alsoconsistency
had to buildofathe
confidencereported
based
information.
communication with the interviewed. In some extreme cases, however, the
49
unwillingness
to provide a minimum set of accounting information lead to the replacement of
such firm.

3. Changes in project design made or


considered
Honduras - During the survey, an additional module of questions was added to
the main
survey instrument, in order to collect information on logistics costs. Other
changes
included modifications in the initial data entry procedures to add further quality
controls.
The survey- for
Honduras
has now
been concluded
The survey
data
Nicaragua
During
the survey
implementation,
an satisfactorily.
additional module
of logistic
has
questions
was added to the main survey instrument in order to collect information
been
used
as the primary source of information for the writing of an Investment
on
Climate costs and modes. There were no extra payments requested for
logistics
Assessment
forthis
which a first draft for discussion only is available.
implementing
module. The module, however, came at a stage where only it could be
implemented to the
remaining firms to be surveyed. Thus, the information compiled is limited to a
4. Changes in project design made or
subconsidered
sample
of firms only. Other changes included modifications in the initial data
None
entry
procedures, to add further quality controls.
5. Assessment of expected results /impact. Are you still on track to
deliver
activities, outputs and project development objective as per your
original
The Uganda
ICA report
delivered
early May
2004.Results were presented
logframe?
If not, was
please
submit in
revised
logframe.
at a
private sector workshop in Kampala, organized by the government, and were
very well
received. A follow up workshop organized by the Uganda Manufacturers
Association
Consulting
Services
September
7. The report
generated
a lot of
The
Kenya ICA
reportisisbeing
to beheld
delivered
in September
2004, has
a few
months past
interest
the
from
thedue
government,
donors,
thewill
private
sector. to
Key
portions
of the at
report
original
date of June.
The and
report
be delivered
the
government
a
are
being
major
used
to design
and investment
climate
project
forinUganda
using IDAThe
financing.
workshop
showcasing
the Bank's
analytical
work
mid September.
findings
of the
The
ICA for Nicaragua has been completed in June 2004. A policy dialogue
report
with are already being operationalized in the Bank's work on small and
medium
government
authorities isiscurrently
underway.
The
activity for
complete.
TheisTanzania
ICA
delivered to the
enterprises,
andTanzania
further operational
work
expected
to was
be developed.
government in June 2004 and a major workshop for the private sector is being
held by
ESRF, our local partner, in September. The results of the Tanzania ICA are also
expected to feed into operations. The IC survey for Tanzania proceeded very
smoothly.
The local partnerESRFwas extremely capable. Data for 350 firms was
collected
within the timeframe and budget stipulated. The analysis is complete and the
50
report has
been delivered to the government.

6. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?
Similar projects to be undertaken in the future in countries with similar
characteristics
should take into account the high likelihood of occurrence of the above
mentioned
problems encountered in Honduras; namely, problems with the survey sample
frame and
Other
relevanta high number of contacts with respondents to ensure high
the7.need
to perform
information
response
rates and consistency of the information provided.
Completed by : Giuseppe
Iarossi

51

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP - EMERGING TRENDS IN INDUSTRIAL


COMPETITIVENESS IN EAST ASIA
Poverty dynamics and basic service
delivery
x Investment climate and trade and
05/31/2004
integration
$38,000
TF051761
x Bank
Recipient (please
specify)
Shahid Yusuf

1. Is your budget still realistic? If not, in what


way?
Yes, it is realistic.
2. Are disbursements still on schedule? Compare with original
forecast.
Disbursements were finalized on schedule.
Disbursements to July 31, 2004
$ 34,573
$ 34,573
Disbursements for FY04
Outstanding commitments as of July 31,$ 0
2004funding financed a key component of the East Asian Prospects Study, the one
KCP
C. PROGRESS MADE DURING REPORTING PERIOD
that
1. Summary of activities and progress
covers
factors
influencing
current and
future competitiveness
( rated the
Highly
Satisfactory;
Satisfactory;
Unsatisfactory;
or Highly of three major
industrial
Unsatisfactory.
subsectors - auto parts, electronic components and textiles. The resources were
Rating:
used for Satisfactory
the case study of Indonesia, which was conducted by three Indonesian
consultants
specialized in the field of industrial economics. Indonesia is one of four countries
covered
by the East Asia Project. The others being Japan, Korea and China. The study of
Indonesian industry was finalized in June 2004. It incorporated the comments
provided
by participants of a review seminar held in late 2003 and subsequent detailed
comments
on a revised draft provided by the Bank team to the Indonesian consultants. This
final
report, approximately 150 pages long, provides a comprehensive assessment of
52
firm level
performance, problems encountered by producers, the business climate and the
strategies

adopted by firms to stay competitive in the future. It also presents options


for
policymakers confronting the challenges of industrial development in a
globalizing
The report is based on rigorous quantitative analysis complemented by in-depth
environment.
interviews of twenty selected firms from each of the three subsectors. The report
effectively complements the three companion country studies. The four studies
will be
edited and published in 2005. In addition, a synthesis volume on the topic of
industrial
competitiveness, that draws on the case study material and other cross country
2. Problems encountered/causes for
literature,
willdelays
also be prepared and finalized in 2005.
None
3. Changes in project design made or
considered
No change.
4. Assessment of expected results /impact. Are you still on track to
deliver
activities, outputs and project development objective as per your
original
The final
draft ofIfthe
study
wassubmit
completed
in June
2004. This version conforms
logframe?
not,
please
revised
logframe.
to our
original project design.
5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?
The report is on
track.
Completed by: Shahid
Yusuf

53

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP - MICRO INDICATORS OF FINANCIAL


DEVELOPMENT
Poverty dynamics and basic service
delivery
x Investment climate and trade and
06/30/2005
integration
$120,000
TF051763
x Bank
Recipient (please
specify)
Asli Demirguc-Kunt

1. Is your budget still realistic? If not, in what


way?
Yes, we think it is.
2. Are disbursements still on schedule? Compare with original
forecast.
There have been some delays on the initial disbursements given that as
explained below
the surveys were launched a bit later than anticipated. However, we still expect
to meet
Disbursements
to July 31,
2004 to the overall
$ 46,800
the budget allocations
assigned
project.
$ 44,355
Disbursements for FY04
0
Outstanding commitments as of July 31,$
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
(Over
rated
Highly
Satisfactory;
Satisfactory;
Unsatisfactory;
or Highly
the
past year
and a half,
we have invested
significant
efforts on this project
Unsatisfactory.
and
Rating:
made satisfactory progress in our view. First, we conducted a thorough review of
Satisfactory
the
literature on access to financial services to understand what has already been
done in this
area. We found that existing papers are very much country specific and use
detailed
survey data over short periods of time. We did not find any paper that tries to
compare
countries along the access dimension and to examine the impact of access
differentials.
This is the objective of our research. Second, we searched central bank and
other
government websites to determine54
what data on access to financial services is
readily
available. We found that with few exceptions few countries publish this type of

information. Therefore, the third step in our analysis has been to develop two
questionnaires as vehicles to collect information on access to financial services
on a
cross-country basis. In particular, one questionnaire was prepared and sent to
bank
regulators in 90 countries and the other was sent to the top 5 largest banks in 60
countries. So far we have received responses from approximately 50 percent of
regulators
and a bit less than 20 percent of banks (this questionnaire was sent out recently).
Currently, we are following up on both questionnaires to increase our response
rate. Also,
encountered/causes
forof the data we have gathered so far. Over
we 2.
are Problems
conducting
preliminary analysis
thedelays
While
we
feel we
we hope
are largely
on track,
it took longer
than
expected
to sendand
outto
coming
year,
to be able
to complete
our data
collection
exercise
the
concentrate in the empirical analysis of the data.
questionnaires because we wanted to have the input of people inside and outside
the bank
working in this area. Also, in the case of the questionnaire sent to the largest
banks we
had to establish which are the top 5 banks in each country and find a suitable
contact
person to whom to send the questionnaire. This took a considerable amount of
3. Changes in project design made or
time.
considered
Currently,
we are finding that regulators and bankers take quite a bit of time to
None so far.
complete
the questionnaires and this has added to some of the delays, but we are working
4. Assessment of expected results /impact. Are you still on track to
hard on
deliverup with respondents to secure the data we need before the end of this
following
year. activities, outputs and project development objective as per your
original
Yes, we
are. We expect
havesubmit
the data
readylogframe.
by the end of 2004 and to
logframe?
If not, to
please
revised
write papers
using this data over the next two years.
5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?
No.
6. Other relevant
information
Completed by: Maria Soledad Martinez
Peria

55

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Project Closing
date
Executed
by (please
Amount allocated
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP-RAMPING UP INVESTMENT CLIMATE


SURVEYS
Poverty dynamics and basic service
x delivery
Investment climate and trade and
TF051944
integration
06/30/2004
$320,000
x Bank
Recipient (please
specify)
Giuseppe Iarossi

1. Is your budget still realistic? If not, in what


way?
Yes.
2. Are disbursements still on schedule? Compare with original
forecast.
Yes, disbursements are on
track.
Disbursements to July 31, 2004
$239,388
$177,420
Disbursements for FY04
Outstanding commitments as of July 31,$ 1,200
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
( rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory)
Ratings:
Bangladesh, panel survey: Highly
satisfactory
An extension of the manufacturing survey conducted in 2002 was initiated with
the goal
of creating a panel data sets covering 250-300 firms from the previous survey.
The firms
included
in the survey
are was
part completed.
of the manufacturing
The first semester
of data
Data was and service sectors. These
firms
will
cleaned.
Bangladesh,
manufacturing
survey:
be interviewed
every 6 months
over Highly
a 3-year period to better understand firm
dynamics.
satisfactory
The survey findings show in rigorous quantifiable ways how much poor
investment
climate cost firms. The most serious problem was the constraint imposed by
poor
56

electricity. Ranked next highest were problems related to poor governance and
finance.
Small- and medium-sized firms are disproportionately affected by all these
problems. The
smaller the firm, the more resources it devotes to bribes and dealing with
government
inspections and the less likely it is to have access to finance. These barriers can
pose
great restrictions to market entry and growth for small firms. More specifically:
Infrastructure poses some of the most severe obstacles facing firms.
Bangladesh
fares worse than its neighbors on general measures of infrastructure, and
the vast
majority of firms report that problems in infrastructure seriously hamper
their
growth.
Electricity problems plague firms in Bangladesh, which has less generation
capacity per capita than its neighbors. Firms report experiencing power
outages or
surges nearly every day they operate. As a result, more than 70 percent
rely on
electric generators at great expense. On average, these generators cost
more than
$20,000 to purchase and 50 percent more per kilowatt-hour to operate than
the
price of power from the public grid.
Corruption is pervasive. Bangladesh ranks worse on measure of corruption
than
its neighbors with more than half the firms reporting it as a major or very
severe
obstacle.
Firms view regulation as a serious problem. Starting a firm in Bangladesh is
fairly
difficult. And once firms are running, they receive frequent visits from
government agencies about 17 a year on average.
Finance appears to be a looming problem. While most firms appear to have
access
to finance,
it is mostly
short
term
and from
nearly
60 percent
firms with a line
What would
the private
sector
stand
to gain
such
reforms?ofSimulations
of
basedcredit
on thereport having exhausted that credit. Moreover, the very large share of
surveynonresults estimate the potential gains from a 50 percent improvement in
criticalperforming loans portends potential difficulties.
investment climate measure. While a 50 percent improvement may sound large,
Small- and medium-size firms are disproportionately affected by all these
such a
problems. The smaller the firm, the more of its resources it devotes to
change would still leave Bangladesh with, for example, less reliable electricity
bribes and
and longer
to dealing with government visits and inspections and the less likely it is
waits in customs than firms in China endure. The simulation results suggest that
the to have
access to formal finance. These problems can pose great barriers to market
improvements could boost sales growth from 7 percent to more than 10 percent,
entry
raise the
and growth for small firms. 57
investment rate from about 9.5 percent to 12 percent, and more than double total
Dealing with these problems is no simple matter. But their size and prevalence
factor
underscore
productivity.the urgency of reform. Among the potentially most important reforms

India: Highly
satisfactory
The survey covered 1993 manufacturing and software businesses in 12 of
Indias larges
states with the aim of generating data needed for state-level and all-India
investment
The survey was carried out jointly by the Bank and the Confederation of Indian
climate assessment and for general development policy research on India.
Industry
(CII) during February-August 2003 as planned. Subsequently a team of staff of
the
Confederation of Indian Industry, the local counterpart to the study, visited
Washington
DC in August to early September 2003 to join Bank staff in preliminary analysis
of
At the moment a joint Bank-CII team is working on a report updating the results of
data.
the allResults of that analysis were presented to a Bank wide audience in
September.
The climate assessment that was published in year 2002. The
India investment
data
have
also
update is underbeen used to produce state level investment climate assessments
for
Tamil
peer
2. review.
Problems
encountered/causes for
Nadu
and
Punjab.
delays
None
3. Changes in project design made or
considered
None
4. Assessment of expected results /impact. Are you still on track to deliver
activities, outputs and project development objective as per your original
logframe?
If not, please submit revised logframe.
Bangladesh manufacturing survey - A conference was held in Dhaka in
September 2003
to disseminate the findings of the study. The conference brought together wide
participation from stakeholders and provided a forum where they could articulate
constraints and identify specific recommendations to the government. The
findings of the
study will also support the preparation of the Poverty Reduction Strategy Poverty
5. Assumptions and risks. Are there any changes to these from the position
which
original application and
in the
seeks
to accelerate growth to 7 percent a year, up from 5 percent in the previous
logframe?
decade.
No
Completed by: Giuseppe
Iarossi

58

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader

KCP-AGRICULTURAL TRADE POLICY


Poverty dynamics and basic service
x delivery
Investment climate and trade and
TF051758
integration
12/31/2004
$250,000
x Bank
Recipient (please
specify)
Bernard Hoekman

B. FINANCIAL INFORMATION
1. Is your budget still realistic? If not, in what
way?
Yes, it will be sufficient to complete the agricultural trade book with maybe
a few
thousand dollars difference.
2. Are disbursements still on schedule? Compare with original
forecast.
Disbursements are on schedule. We expected to compete the book a few
months earlier,
but requests to expand the product coverage led to a few months of delay.
Disbursements to July 31, 2004
$188,525
$109,217
Disbursements for FY04
Outstanding commitments as of July 31,$ 25,905
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and
( rated
Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
progress
Unsatisfactory.
Rating: Highly
satisfactory
The three outside reviewers for the manuscript rated it very highly, and the
presentations
of the book have received very positive feedback. Given the size and complexity
of the
2. we
Problems
encountered/causes
for
task,
are almost
on time.
delays

59

3. Changes in project design made or


considered
We have expanded the coverage of the commodity groups due to requests
from both
inside and outside the Bank. The basic structure as outlined remains the
4. Assessment of expected results /impact. Are you still on track to
same.
deliver
activities, outputs and project development objective as per your
original
Yes, we
are on If not, please submit revised logframe.
logframe?
target.
5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?
No
6. Other relevant
information
The Book will be out by the end of November, 2004. It has been reviewed both
internally
and externally; has been extensively edited and is now in the process of being
Completed
finalized. by: Ataman
Aksoy

60

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP-IMPACT OF LIBERALIZATION IN
TEXTILES AND APPAREL ON
DEVELOPING COUNTRIES
Poverty dynamics and basic service
delivery
x Investment climate and trade and
12/31/2004
integration
$40,000
TF051759
x Bank
Recipient (please
specify)
Bernard Hoekman

1. Is your budget still realistic? If not, in what


way?
Yes
2. Are disbursements still on schedule? Compare with original
forecast.
The disbursements have been behind schedule. The consultant who had initially
agreed to
work on the project withdrew at the last minute. We have contacted other
consultants and
Disbursements
to funds
July 31,
$ scheduled
9,920
plan to spend the
by the end of the
time frame.
Actual
disbursements
for
$
9,920
2004
Outstanding commitments as of July 31,$ 3,800
FY04
2004
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and progress
( rated Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
Unsatisfactory)
Rating:
Satisfactory
Two papers are completed: the first is forthcoming in The World Economy and the
second
is submitted to The World Bank Economic Review in February. The first paper for
the
project focused on analyzing the impact of the United States African Growth and
Opportunity Act (AGOA) on apparel exports of the recipient countries. The paper
titled
AGOA and Apparel: Who Captures the Tariff Rent in the Presence of Preferential
Market Access? will be published in
61The World Economy during 2004.

The second paper for the project analyzed the impact of the United States
Caribbean
Basin Initiative (CBI) on the beneficiary exporters of apparel and textiles. The
paper is
titled The Price Effects of Preferential Market Access: The Caribbean Basin
Initiative
The
third paper analyzes the effects of removal of the Multi-fiber Agreement
and
the Apparel Sector and has been published as World Bank Policy Research
(MFA)
Working
quotas on different groups of exporting countries. More specifically, we compare
Paper
#3244. It is under review in The World Bank Economic Review.
the
prices received and quantities sold by exporters in countries which face binding
quotas
We
have compiled a very detailed dataset on the U.S. trade flows in textiles and
such
as China, on one hand, and countries which have preferences such as
apparel
Mexico,
the
over theon
last
15 years. We can identify quantity, unit prices, preference status
other hand.
and tariff
level, quota status and level at a very disaggregated product category level by
each
The results of our studies have already been used in Bank ESW, including the
exporting country
and preference
program.
are many
other Latin
issuesAmerica
that can
comprehensive
CAFTA
study by the
Office ofThere
the Chief
Economist,
analyzed
and
st
using
this dataset
the
future
by region
other
researchers
and
policymakers.
also
being
usedRegion
in in
the
Caribbean
flagship
report,
in a
the
Caribbean
and
Dominican
Republic
Trade
andDevelopment
Competitiveness
Report.21
It is
Global
Century.
2. Problems encountered/causes for
delays
As we have stated in the previous report, the main problem is the difficulty in
finding
comparable European data. The data has been collected by individual countries
and
Also,isanot
consultant who was very familiar with the dataset, econometric methods
as detailed. That is why the main focus has been on the U.S. preference
and the
programs so far.
policy issues withdrew at the last minute after agreeing to work with us. We are
in the
3. Changes
design made
process
of hiringina project
new consultant
who or
will complete the last paper.
considered
None
4. Assessment of expected results /impact. Are you still on track to
deliver
activities, outputs and project development objective as per your
original
We will
deliver the
predicted
in revised
the original
logframe, in terms of the
logframe?
If output
not, please
submit
logframe.
datasets and
the quantitative and detailed studies.

62

5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?
None
Completed by: Caglar
Ozden

63

KNOWLEDGE FOR CHANGE PROGRAM Semi-Annual Report


A. BASIC INFORMATION
Name of
activity
Which trust fund? (please
tick)
Trust fund number
Closing date
Amount allocated
Executed by (please
tick)
Task Team Leader
B. FINANCIAL INFORMATION

KCP-MIGRATION DEVELOPMENT
PROBLEMS AND OPPORTUNITIES
Poverty dynamics and basic service
delivery
x Investment climate and trade and
12/31/2003
integration
$75,000
TF051860
x Bank
Recipient (please
specify)
Ian Goldin

1. Is your budget still realistic? If not, in what


way?
Last disbursement was in December 2003. This project is now closed.
2. Are disbursements still on schedule? Compare with original forecast.
Disbursements have been completed. Balance returned to parent trust fund
account.
Disbursements to July 31, 2004
$ 35,356
$ 7,394
Disbursements for FY04
$ 39,644
Reflow Balance to Parent Trust
Fund
C. PROGRESS MADE DURING REPORTING PERIOD
1. Summary of activities and
( rated
Highly Satisfactory; Satisfactory; Unsatisfactory; or Highly
progress
Unsatisfactory.
Rating: Highly
satisfactory
The grant was used with very high leverage. It provided a springboard for the
Banks
program on migration. Funds were allocated principally for a workshop on
research and
policy priorities for the Bank in migration, covering background analysis and
papers and
participation of leading experts.

64

2. Problems encountered/causes for


delays
None.
3. Changes in project design made or
considered
None.
4. Assessment of expected results /impact. Are you still on track to
deliver
activities, outputs and project development objective as per your
original
Ambitions
exceeded
andplease
Bank submit
has launched
logframe?
If not,
revisedsignificant
logframe.program on
migration and
development.
5. Assumptions and risks. Are there any changes to these from the position
original application and
in the
logframe?
None.
6. Other relevant
information

Completed by: Ian


Goldin

65

The objective of this case study is to do a follow-up survey to document the


Annex IV
changes in
living
standard
in farming
households
in the(last
same
area after completion
of
Projects
Approved
(12) After
April 10, 2003
Consultative
Group Meeting).
SWPRP,
and
These
Indonesia Case
to
analyze
data
to determine
the long-term impact of SWPRP.
projects
arethese
in the
initial
phase
Studyof operation.
The
firstDynamics
goal of theand
Bali,
Indonesia
Poverty
Basic
Servicecomponent is to provide a better
Allocations for new
understanding
of projects in this Trust Fund run from a high of $400,000 to a
Delivery
how
individuals and households cope with large, unanticipated income shocks not
low of
only
in
$70,000.
Excluding the $400,000 grant for WDR 2006, the average grant is
the
immediate
aftermath Report
but over
the longer
$105,000.
1.
World Development
2006:
Equityrun
andas well. In addition to providing
evidence
on therepresent
immediate
effects mix
of anboth
income
shock, the project
will identify
These projects
a diverse
geographically
and by topic.
Development(TF053864).
the
Allocation:
$400,000.
Michael and
Walton
and Francisco
Ferreira
will examine
strategies
adopted
by individuals
families
that are most
effective
at
the
mitigating
the
To fulfill
this
goal,
the
project
will
assess the
immediate Inequalities
and longer term
impacts
impact
ofimpacts
equity
issues
with
regard
development.
of will
deleterious
of negative
incometoshocks.
Moreover, the project
assess
of the
theincome,
October
2002
bombing
ofReport
Kuta
Beach,
Bali
on theare
social
and
economic
education,
health,
status
and
influence
salient
features
of well-being
The
World
Development
2006
will
describe
levels
of and
recent
effectiveness
of
publicsocial
policies
that
are
intended
tocurrent
assist
the
most
vulnerable
of
the
societies
trends
and willin
Balinese
population.
The bombing has dealt a potentially devastating blow to the
throughout
the some
world.
inequalities
key
dimensions,
both within
and across
examine
thealong
interactions
between
those policies,
individuals
andcountries;
the communities
economic well-being of the islands inhabitants given the reliance of the local
discuss
in
economy
whether
such
inequalities
matter
so, how it important
may be possible
to reduce
which
they
reside.
The project
willand,
yieldif extremely
information
for the
on international tourism. Real earnings collapsed by approximately 20 percent
them in
design
between
ways
that, rather
than
economic
growth,
may Asia
indeed
and
implementation
of harming
public
programs
toefficiency
assist
theand
most
vulnerable
in
the
2.
Evaluating
Welfare
Impacts:
Two Case
Studies
for Transitions
East
2002
and 2003. Long-Run
This project,
known
as the Economic
and Social
in
help
future.
(TF053492).
Allocation:
$135,000.
Martin
Ravallion
will
evaluate
the
longBali
promote
them; and explore the role of domestic policies and international forces,
run study,
(EST-B)
will carefully measure longer term effects of this completely
andsocio-economic
the
impacts
of two
economic
events
East Asia:These
(1) anwill include
unanticipated shock
on a wide
array
of indicators
of in
well-being.
potential
forof
international action to reduce inequalities.
injection
changes in economic status such as levels of consumption, as well as work and
extra public resources into villages in Southwest China in 1995-2000, and
earnings.
(2)
the Banks
The
World
Southwest
Poverty Reduction
Program
(SWPRP)
to reduce
In addition,
the effect
of the bombing
on the health,
education
andaims
living
China Case
Study
2002
bombing
in
Bali,
Indonesia.
In
both
cases,
short-term
impacts
are
poverty by providing
arrangements
of
resources to poor farm households and improving local
well
infrastructure.
the
people of Bali
The
will
program
be investigated.
was targeted
The to
project
areaswill
within
develop
35 designated
a new longitudinal
poor
documented.
counties
survey
ofin
individuals, households and communities in Bali, the first wave of which
was
southwest
China (Guangxi, Guizhou and Yunan). The SWPRP involved an
investmenteight months prior to the bombing in February 2002. The same
conducted
of about $400 million over the period 1995 to 2001 from both a World Bank loan
individuals
and households were interviewed again in early 2003, nearly six months after the
3.
Evaluating
the Impact
of Government
AIDS another
Prevention
andofTreatment
Services
in
Five in a
counterpart
bombing.
This
funding
project
from
will the
conduct
of
round
China.
surveys
Investments
with
the
were
same
made
range
respondents
Countries (TF053517). Allocation: $135,000. The need for ongoing research
of early
in
income-generating
activities,
after the
including
bombing.
methods
In order
fortoraising
trace the
foodeffects
grain yields,
of the
in the2005, 30 months
animal
bombing
area of AIDS prevention and the global implications and effects on poverty
husbandry,
and
understand
and reforestation.
who was mostAs
detrimentally
part of the poverty
affected,
monitoring
it is critically
andimportant
evaluatingto
from
The
study
has
four
main
objectives:
(1)
to
contribute
to
knowledge
regarding
subfollow
AIDS is critical. Mead Over addresses that need in this evaluation study.
component
same respondents
of the project,
overdetailed
time. By
community
following the
andsame
household
individuals
survey
over
data
time,
were
we
the
collected
can
effectiveness
and costs of selected AIDS program components by applying
for the purpose
identify
those who
of monitoring
were most and
directly
evaluating
affectedSWPRP.
as wellHowever,
as those who
somewere
of the
able to
rigorous
SWPRPs tools to the delivery of these services to sample populations in five
cope
evaluation
66 determine
67
impacts
with
the will
bombing.
appearThis
afterwill
thealso
investment
help
period ending
who benefited
in 2001for
the most
example,
from the
countries;
impacts
programs
fromsought
that
education,
to mitigate
health care,
the effects
infrastructure,
of the bombing.
fruit trees, etc.

(2) to
complement
existing
byTask
the Human
(HDN)for
networks
4.
Country
Case Study
forsupport
PARIS-21
Team onDevelopment
Improved Support
Monitoring Development Goals (TF052594) Allocation $70,000. This project
Global
managed
by Eric
aims to monitoring
consider how
the
international
statistical
HIV/AIDS
Program
forSwanson
comprehensive
and
evaluation
activities
with incommunity
can improve
support
for monitoring
towards
depth,
prospective,
randomized
or controlled
studyprogress
of specific
program
development
components;
(3) goals.
The six country-level
case
will examine
the processes
data
to strengthen
the capacity
of studies
local national
institutions
to conductand
impact
systems
for
evaluations
inongoing commitment approaching $2 billion to AIDS
As
part ofofits
Because
interest
in this project from several other funding sources, the
reporting
progress.
the
future; and
(4) to strengthen DECRGs programs in AIDS economics and in
interventions,
the
project
was
impact
Bank
needs
evidence
what
AIDS
and what
dropped
from
the KCP regarding
program and
the
full interventions
allocation waswork
returned
to the KCP
evaluation.
factors
are
Burkina
Faso:
Preliminary
conversations
were
conducted
by
OuagadougouParent
Fund.
5.
Evaluating
FrontlineThe
Service
Management in
and
Analysis
critical
in their success.
studyDelivery:
looks at interventions
five
countries:
based
Trust
(TF052376)
Team Leader Timothy Johnston and Senior Advisor Hans Binswanger with
Allocation: $80,000. This pilot study is a partnership between DEC and the
government
Poverty
officials at the national, regional and local levels and with collaborating research
Reduction and Economic Management (PRM) and Human Development (HDN)
institutions in Bobo Diolasso (the Centre Muraz, ) and in Ouagadougou
networks in Africa, East Asia and South Asia regions. Using a pilot survey
(Universit de
approach, the project is managed by Ritva S. Reinikka.
Ouagadougou,
Unit dEnseignement
et de
Recherche enofDemographie).
An
India:
Data collection
is underway under
thelamanagement
the Centre for Public
This
study aims
to pilot
a micro
survey
approach
to service
delivery
in basic
operational
support
mission
from
January
17
February
1,
2004
strengthened
Health
this
education
in the Administrative Staff College of Andhra Pradesh, India. Funds for
Research at
dialogue
and
evidence
of country
four
in Africa additional
and Asia (Laos,
Pakistan,
Papuaparticipation
New Guinea,and
and Zambia).
the countriesgarnered
ownership.
It
research and also for the interventions come from India AIDS Initiative of the
also
will address health care delivery in Africa (Chad, Madagascar, Mozambique,
Gates
Nigeria,
and which
Uganda).
The objective
to design
andsupport
test anof
innovative
Foundation,
has
NewisDelhi
and the
the Indian
Investment Climate
andoffices
Tradein
and
Quantitative
government.
Integration
Service Delivery Survey (QSDS) instrument to collect new type of micro-level data
Kenya:
The
project team
includes
two
Kenyans
onathe
faculty
of Daniel
The
new
allocations
under
this trust
fund
include
range
of grants
fromArap Moi
from
University
in Eldoret. Dr. Mabel Nangami is the Head of the Department of Health
$88,000
frontline to
service providers. Second these data will be used to help contribute to
Policy andfor
Management
at the
Moi University
School
of Public Health.
A principal
$712,000
the WDR
background
Excluding
education, health
care,2005
and public
sector studies.
reforms to
improvethe
theWDR
delivery of these
investigator
who
has
been
involved
in
all
aspects
of
survey
and
project
allocation,
the Climate Extension (TF053568). Allocation: $150,000.design,
6.
Investment
services.
she
will be
average
allocation in this group is $88,000.
Guiseppe
South
Africa:for
The
baseline
survey
ongoing
under as
thewell
supervision
of Professor
responsible
direct
oversight
of is
survey
activities
as coordinating
and
Iarossi
continues
the
important
task
of
surveying
the
investment
climate
in
implementing
the
qualitative
aspects
of
the
research
project.
Another
team
Frederik
two
member,
Dr. from the Department of Economics and the center for Health
le
R. Booysen
countries
that
have of
not
yet
been of
studiedGuyana
and
Vietnam.
The
Wilson
Odero,
is Dean
the
School
Public
Health.
He
was
involved
insector
the
System
Thailand:
The
proposed
research
is
the
outgrowth
of
ongoing
economic
objective
is
to
project
Research and
Development
at the
University
of Free
State,
Bloemfontein.
Investment
Climate
(IC) Surveys
and
Assessments
are
the cornerstone
of the
work
onand will
measure
thebe
investment
climate
conditions
in the
two
countries
using
aa
design
involved
in
analysis
of
the
data.
Dr.
Odero
is
trained
as
World
the
standardized
costs and benefits of expanding access to antiretrovirals; this work was
medical
Banks
Board-approved
Private Sector Development strategy. IC surveys allow
initiated
methodology.
at epidemiologist
the
doctor and
and is Kenyas leading expert on domestic violence.
measurement
and
comparison
of investment
climate
conditions
request of Dr. Sombat Thanprasertsuk,
Director,
Bureau
of AIDS, with
TB &aSTIs,
standardized
Department of Disease Control. Dr. Sombat and Dr. Viroj Tangcharuensathien,
methodology.
They replace a number of varying, and sometimes ad hoc,
Director
methodologies
IC
surveys
and research
arePolicy
a systematic
to the
allow
(1) better
of the
International
Health
Program means
(IHPP) of
Health
Systems Research
and,
specifically,
allow
the
use
of
objective
data
to
investigate
the
relationship
Institute,
have
requested
this
collaboration
on
the
longer
term
analysis
of the
identification of the
between
economicof the investment climate that matter most for productivity and hence
features
investment
climate
and in
firm
performance.
impact
epidemic
order
to deepen and broaden the understanding
income of the
expected
from
growth,
especially
for the poor; (2) the tracking of changes in the investment
the
ongoing
shorter
term work supported by the Banks economic and sector
climate
68
69
work a country; and (3) the comparison of countries or regions within
within
budget.
countries.Dr. Viroj has offered to complement our funding with other IHPP
resources.

7. Access to Finance and Poverty Alleviation (TF053518). Allocation:


$90,000).
Asli Demirguc-Kunt will conduct this study in order to better understand the
impact
of the business environment, particularly access to credit and more
In past work, the investigator and others have assessed the relationship between
generally,
financial
financial development, on poverty alleviation and income distribution.
development and structure and economic growth, at the country level (e.g. Beck,
Levine,
and Loayza, 2000), the industry level (e.g. Beck and Levine, 2002) and the
individual
firm level (e.g. Demirguc-Kunt and Maksimovic, 1998, 2002, 2004). Given the
focus of
the World Bank and other international donors on poverty alleviation, and the
prominence of the Millennium Development Goals, this previous work will be
extended
8.
Investment
Climate,
Growth
Poverty
(TF052955).
Theand
World
to assess
the impact
of access
to and
finance
on poverty
alleviation
income
Report
(WDR)
2005.
Allocation:
inequality
Development
both
at the country and at the household level. While the finance/growth link has
$712,000.
The
KCP
received contributions from the United Kingdom and Sweden supporting
been
extensively
researched both inside and outside the Bank, the finance/poverty
the
link has
not to the WDR 2005. These contributions have enabled the WDR team,
work
related
been
studied
yet on a cross-country basis with aggregate or micro data, which
led by
this study
Warrick
Smith, to extend and deepen the consultations and research in World
will
undertake
using household surveys in approximately 40 countries.
Bank
borrowing countries. Funding for this project supports a range of research and
related
initiatives
main areas
of inquiry
of theand
WDR:
(1) the
role of
The
themeaddressing
Improvingthe
thethree
Investment
Climate
for Growth
Poverty
Reduction
the
aims
investment
climate
in influencing
growth
and
poverty
processes;
(2)
to strengthen
the relationship
between
the
efforts
andreduction
rewards of
firms, whether
key
they are
elements
of a sound investment
climate; and
(3) successful
of
rural micro-entrepreneurs
or multinational
enterprises.
The implementation
WDR 2005 will focus
investment
on
climate
reforms.
understanding
the opportunities as well as the challenges governments face in
improving
the Agricultural
investment climates
of their
countries,
and
suggest
practical (TF053519).
strategies for
9.
WTO Trade
Reforms
& Their
Impact
on Poverty
accelerating
Allocation: $90,000. Trade reforms in the agricultural sector are a key factor
progress.
As the World Banks flagship annual publication, the WDR 2005 reaches
for
thegrowth and development in a majority of the developing countries and in
development
community at large, including policymakers in developing countries,
particular in
donors,
academics and
otherInstakeholders.
rural nongovernmental
areas, which haveorganizations,
the highest concentration
of poor.
this study,
TheMarcelo
objective of this research is to better understand how the WTO Doha
round
Olarreaga looks at the effects on poverty using a mix of methods.
negotiations, particularly in terms of agricultural reforms, affect poor
households in
developing countries. The project outcomes will help inform global
negotiations on
70
agricultural trade reforms, and also will help developing countries design
their own

reform programs in a way that might mitigate the negative effects on the
poor while
boosting
Over the the
last positive
year, theones.
World Bank has undertaken extensive analysis of global
agricultural trade regimes, at global and individual commodity levels, estimating
the
impact of global trade policies and their reform on developing countries. The
emphasis
on the agricultural sector stems from the strong link between poverty in
developing
countries and the performance of the agricultural sector, which depends heavily
on the
progress in reforming the agricultural trade policies in industrial countries.
Growth in
agriculture generally has a disproportionate effect on overall poverty because
more than
half the population in developing countries resides in rural areas. Poverty
incidence is
much higher in rural areas, reaching 82 percent of rural population in lowincome
developing countries. In addition to the importance of agriculture for poverty
alleviation
and growth in poor countries, lack of reform in agriculture is now the single most
important barrier to a successful conclusion of global trade negotiations.
Deepening the
intellectual arguments in favor of agricultural reform will have returns beyond its
impact
10.
Caribbean Growth and Competitiveness Study (TF053477). Allocation:
on $165,000.
the agricultural
sector andCommission
can unlock is
global
trade reforms.
evaluation
The European
supporting
the KCP In
onthe
a study
of
of trade
the
policies,
it is
to investigate
consumption
effects
and study,
factor Mustapha
income
process
ofimportant
trade integration
in the Caribbean
region.
In the
effects
Rouis
together;
however,
most of
the current
literaturegovernments
deals with these
effects
will suggest
key policy
options
for Caribbean
to stimulate
The
objective of this study is to discuss the critical constraints to such growth and
separately.
sustainable,
Concretely,
methods
used to examine consumption effects are generally very
to
job-creating
growth.
different
prioritize and present the key policy options for Caribbean governments in order
from methods used to study factor (labor) markets. This makes a consistent
to
general
stimulate it. This would imply a focus on being better prepared for immediate
equilibrium assessment of economic policies difficult to perform. This project
and
proposes challenges and taking advantage of opportunities that lie ahead. The
imminent
to
method thatinwill
forEconomy
an econometric
investigation
report
will an empirical
11.develop
Increasing
Kenyas Integration
theallow
Global
(TF053882).
of the
adopt
a strategic
approach,
focusing
on reforms
likelyhas
to offer
the biggest
payoffs.
Allocation:
$140,000.
The
European
Commission
contributed
$140,000
general
equilibrium
effects
of
WTO
agricultural
reforms.
The
method
uses
It will
to the
household
serve
key instrument
the development
dialogue
that
takes
place at the
KCPastothe
support
a study byfor
Christiane
Kraus to employ
the
World
Banks
surveys
and
modern
econometric
techniques
to
assess
the
poverty
impacts
of
biennial
successful
trade
Caribbean
Forum
onIntegration
Development,
tentatively
planned
for the
end
of 2004.
Diagnostic
Trade
Studies
model in
addressing
propoor
trade and
reforms.
export
performance in Kenya.
71

The study aims to support the government in implementing its National Export
Strategy
(NES); supporting prioritization and sequencing of initiatives, and aligning donors
to
formulate detailed action plans. The study will also provide diagnostics for an
alternative
entry point, through the Ministry of Trade and Industry to advance the discussion
on
issues that critically affect trade and export performance (exchange rate
management,
revenue generation). Finally, the study will present a streamlined approach to the
research agenda by drawing on existing studies that identify constraints and
complement
12. Developing Countries and WTO Dispute Settlement, Assessment and
those Lessons
with specific
diagnostics
areas where
been identified.
One of
Learned
from theinExperience
to gaps
Datehave
(TF052672)
Allocation:
the main
$88,000. This project, managed by Bernard Hoekman, seeks to
research
topicsthe
is the linkages between trade and poverty reduction in Kenya. A
examine
final effectiveness of the dispute settlement mechanisms in place
reportinternationally
will be prepared
on a series of background papers, and a workshop
as based
a
will benew round of World Trade Organization (WTO) negotiations approaches.
The
heldoverall
late in goal
2004.of this project is to determine if the Dispute Settlement (DS)
system is
the same for developed and developing countries, differences in trading interests.
Work is
proposed on three fronts on this project: (a) collection and analysis of data for all
cases
and all developing countries; (b) case studies of two countries that have been
very active
users of DS (Argentina and Ecuador); (c) and research to explore possible
alternatives to
the use of retaliation as the ultimate enforcement device in WTO cases.

72

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