Caao 002 HRCP
Caao 002 HRCP
Caao 002 HRCP
VERSION
: 1.0
DATE OF IMPLEMENTATION : 01-11-2009
OFFICE OF PRIME INTEREST : Human Resource (Career Planning & Performance Management)
01/11/2009
CAAO-002-HRCP-1.0
PERFORMANCE APPRAISAL
NAME
DESIGNATION
Human Resource
Career Planning &
Performance
Management Branch
Various
MASOOD-UR-RAHMAN
Actg. GM HR (CP&D)
ZAFAR AHMED
Actg. Chief HR
SUMAIR SAEED
Management
Representative (MR)
Director SQMS
APPROVED BY
Director General,
Civil Aviation Authority
TYPE OF DOCUMENT
STATUS OF
DOCUMENT
CONTROLLED
PREPARED BY
SIGNATURE
REVIEWED BY
VERIFIED BY
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CAAO-002-HRCP-1.0
PERFORMANCE APPRAISAL
A. PURPOSE:
The purpose of this CAAO is to:
A1. Ensure that Pakistan Civil Aviation Authority move towards an accountable style of management,
effective delegation and efficient career growth of its employees to achieve shared goals.
A2. Nurture a productive and committed workforce in order to ensure a challenging and rewarding
work environment.
A3. To set out specific procedures and standards for managing career of employees.
A4. Evaluate the performance of employees and address their training needs.
B. SCOPE:
This CAAO shall be applicable to all regular and contractual employees from PG-02 & above only,
excluding non-technical staff i.e. Mali, Qasid, Helper, Chowkidar, Sweeper and G.S. Attendant.
C. CORE RESPONSIBILITIES:
C1. CHR shall establish procedure and ensure implementation of Performance Management
System in the organization.
C2. GM HR CP&PM shall be responsible to maintain & review Performance Appraisal Report
CAAO in accordance with CAAO-001-XXMS-1.0 (Document & Record Control). He/she shall
th
ensure that the TNA data, derived from PARs, shall be given to HR T&D branch before 30
April of every year for making Annual Training Plan.
C3. All Director / General Manager / Airport Manager / Location Head/Sectional Heads and
officers initiating PARs shall be responsible to ensure implementation of procedures
contained in this CAAO and timely submission of PARs to HQ HR CP&PM branch i.e. by 31st
January of every year. Non-submission of PAR within stipulated time shall entail disciplinary
action under CAA Service Regulation.
D. DESCRIPTION:
Procedures described in this CAAO provide general guideline for initiating PAR. This CAAO also
address the issues related to PAR and role of managers in overcoming the issues.
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Ratings
Measures
D4.6.1
Outstanding
D4.6.2
Very Good
D4.6.3
Good
D4.6.4
Needs Improvement
.
D4.6.5
Inadequate
Performance
D4.7 Appraiser shall discuss the annual appraisal with the appraisee. Both appraiser and
appraisee shall sign the completed Performance Appraisal Report (CAAF-002-HRCP1.0), indicating that discussion has taken place.
D4.8 Once the appraisee and appraiser has signed the PAR, the appraisers manager (next in
line manager) will then append his/her signatures on the Performance Appraisal Report,
followed by Signatures of Specialist Director, DDG CAA and DG CAA, where ever
applicable.
(CAAF-002-HRCP-1.0)
(CAAF-003-HRCP-1.0)
(CAAF-004-HRCP-1.0)
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D7.2 If PAR of an employee is raised separately on two different forms for different posts held
by the employee in a given year, average of the PARs shall be considered as final.
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do so by giving remarks in the specified columns in the PAR (CAAF-002-HRCP-1.0) & (CAAF003-HRCP-1.0).
D14. COUNSELING:
D14.1 In the interest to groom employees continued effort by appraisers/seniors is essential
that the employees are properly counseled, guided and told about their weak areas
throughout the year, instead of waiting for the time of raising the PAR, either verbally or
in writing when required.
D14.2 Despite repeated counseling, if there is no improvement in the performance of the
employee, it is the duty of the appraiser/appraisers manager to mention such
performance gaps in the PAR with justification. At the same time, it is imperative on
appraiser to highlight the good points of appraisee.
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D19.2.2 The appraiser must also give detail remarks against each target, i.e. how much
work the appraisee has done to achieve the target. These detail remarks will be
beneficial for the appraisee future development. Based on the remarks, the
appraiser shall give marks on all the targets. Total marks of Part II are 60. After
completion, the appraisee and appraiser shall sign the page.
D19.3 PART III-REVIEW OF COMPETENCE AREAS:
D19.3.1 Para 13- 20 shall be completed by the appraiser/APM(for Sectional Heads at
JIAP, AIIAP, BBIAP, Peshawar & Quetta Airports only) in presence of the
appraisee, where appraiser will rank performance of employee on the identified
Competencies. For guidance, rating scale key is given at Page 4 of 4 of the
PAR. Total scores of Part III are 40.
D19.3.2 After completion of Part III the appraiser shall write the total scores and identify
the overall ranking at Para 22 and 23 respectively.
D19.4 PART IV-TRAINING:
D19.4.1 At Para 24 the appraiser shall identify the trainings attended by the appraisee
during the review year, along with total duration of the training, grade obtained
(if any) and name of the institute/organization that organized the training.
D19.4.2 The appraiser shall identify the performance gaps for the current job with
reasons for the performance gaps at para 25 and 26 respectively. The
appraiser shall then identify the training required to improve appraisees
existing performance gaps at Para 27, followed by the appraisees future
development needs at Para 28.
D19.5 PART V-SUMMARY OF PERFORMANCE:
D19.5.1 The appraiser shall highlight employees assessment for growth at Para 29, and
give remarks about appraisees overall performance at Para 30.
D19.5.2 The appraisers manager shall give remarks on appraisees performance,
considering the assessment made by the appraiser at Para 31. APM shall fill
this column for employees under administrative control of APM at JIAP, AIIAP,
BBIAP, Peshawar & Quetta airports only.
D19.5.3 Once all preceding paragraphs are complete, the PAR is to be shown to the
appraisee who shall indicate his agreement/disagreement on the assessment
made by the appraiser and appraisers manager at Para 32. In case of
disagreement, the appraisee shall justify the remarks with reasons.
D19.5.4 At Para 33, only Specialist Trade Director for concerned Trade is to add his/her
comments on appraisees performance keeping in view the assessment made
by appraiser and appraisers manager. It is suggested that the Specialist
Director should comment on succession planning, career growth, future
development of the appraisee.
D19.5.5 After initiation/countersignature of PAR by the Specialist Director, the PAR of
PG-10 officers and above or any other officer, as required, shall be submitted
to DG/DDG for perusal and countersignature at para 34. If the DG CAA/DDG
CAA alters assessment at any para of the PAR, the change shall be
considered as final.
D19.5.6 APM shall initiate complete PAR of officers who works directly under his/her
administrative control i.e. Senior Officers belonging to, Horticulture, Finance, Supply,
Fire, Facilitation, Security/Vigilance, Legal Officers at Location, IT & Doctors.
D19.5.7 Complete PAR of Sr. Legal Officers, who works directly under RDs, are
required to be initiated by respective RD.
D19.5.8 For CATI/Hyderabad, complete PAR of Sectional Head is to be initiated by
Principal CATI & not required to be sent to concerned GM in the region.
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D21.1
The Performance Appraisal is for the current year; therefore, the report should be
filled without reference to previous reports.
D21.2
Neither the appraise/nor the appraisers manager should pass to another officer any
notes or copies of reports which he may have made. Only one copy of PAR is to be
raised for all categories of employees.
D21.3
D21.4
D21.5
Assessing all officers / officials as Outstanding or Very Good defeats the very purpose
of raising PAR, therefore Appraiser must ensure that PARs are raised with due care.
D21.6
Generally, it is seen that the appraiser assess all the officer/official working under their
command as Outstanding. It is important to remember that not all officer/official can
be ranked, as Outstanding as Outstanding employees are only those few whose
quality of work is rare and exceptional and who requires very little supervision.
D21.7
D21.8
It is important to remember that the majority of employees will fall in Good category,
where as some will be in Very Good and Needs improvement categories and only
a few would be in Outstanding and Inadequate Performance categories.
CAAO-002-HRCP-1.0
PERFORMANCE APPRAISAL
PG
RD
T&D
TNA
PAY GROUP
REGIONAL DIRECTOR
TRAINING & DEVELOPMENT
TRAINING NEEDS ASSESSMENT
E2. RECORDS:
E2.1 Performance Appraisal Report Officers (CAAF-002-HRCP-1.0)
E2.2 Performance Appraisal Report Staff PG -05-PG-06 (CAAF-003-HRCP-1.0)
E2.3 Performance Appraisal Report Staff PG-02-PG-04 (CAAF-004-HRCP-1.0)
E3. REFERENCES:
E3.1
E3.2
E3.3
E3.4
IMPLEMENTATION:
This CAAO shall be implemented with effect from 01st November, 2009 and supersedes
CAAO 2-8 (Revised), dated 11th February, 2005.
(ZAFAR AHMED)
Actg. Chief Human Resource
Pakistan Civil Aviation Authority
Dated: - ________ October, 2009
(MASOOD-UR-RAHMAN)
Actg. GM HR CP&PM
Dated: - ________ October, 2009
File No. HQCAA/2408 /PAR (POL.)
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