Albert H. Holmes v. United States, 391 U.S. 936 (1968)
Albert H. Holmes v. United States, 391 U.S. 936 (1968)
Albert H. Holmes v. United States, 391 U.S. 936 (1968)
936
88 S.Ct. 1835
20 L.Ed.2d 856
Denied.
This case, like Hart v. United States, No. 1044, Misc., 391 U.S. 956, 88 S.Ct.
1851, 20 L.Ed.2d 871, involves the power of Congress, when no war has been
declared, to enact a law providing for a limited period of compulsory military
training and service, with an alternative of compulsory domestic civilian service
under certain circumstances. It does not involve the power, in the absence of a
declaration of war, to compel military service in armed international conflict
overseas. If the latter question were presented. I would join Mr. Justice Douglas
in voting to grant the writ of certiorari.
Petitioner asks this Court to decide whether a draft2 of men into the Armed
Forces in times of peace is constitutionally permissible. In the absence of a
declaration of war, he argues, a draft is not authorized and is equivalent to
involuntary servitude. The Court of Appeals held that Congress' power to
conscript men into the Armed Forces was not so limited, and the Government,
opposing certiorari, states that '[e]ven assuming that the present time is one of
'peace,' it has long been settled that the power to raise armies by conscription is
not limited to periods of war or national emergency,' citing United States v.
Henderson, 180 F.2d 711 (C.A. 7th Cir.), cert. denied, 339 U.S. 963, 70 S.Ct.
997, 94 L.Ed. 1372, and Etcheverry v. United States, 320 F.2d 873 (C.A. 9th
Cir.), cert. denied, 375 U.S. 930, 84 S.Ct. 331, 11 L.Ed.2d 263.
10
11
At the time Mr. Justice Cardozo wrote (1934) the Selective Draft Law Act of
1917, 40 Stat. 76, had been tested in this Court and its validity and
congressional power to conscript men for military service upheld. This Act,
however, was enacted May 18, 1917, after Congress had declared war on the
German Empire on April 6, 1917. (Public Res. No. 1, 65th Cong., 40 Stat. 1.)
Thus, the Court had no occasion to reach the problem of drafting men in a
technical time of peace, that is, a period not covered by declaration of war.
Selective Draft Law Cases, 245 U.S. 366, 38 S.Ct. 159, 62 L.Ed. 349. There the
Court stated that the basis of congressional power to conscript had to be found
in its Art. I, 8, power to 'make rules for the government and regulation of the
land and naval forces,' to 'raise and support armies,' and 'to declare war.' Id., at
377, 38 S.Ct., at 161.
12
None of the decisions prior to the Selective Draft Law Cases touches directly
on the power to conscript in peacetime, and the reason would appear to be that
prior to 1917 the Congress had not enacted a true conscription or draft
provision. In 1794 and 1797 Congress enacted measures authorizing the
President to require state governors to organize a militia. I Selective Service
System, Backgrounds of Selective Service 59-60 (1947).) In 1814 President
Madison by his Secretary of War James Monroe proposed a form of draft into
the federal army which would raise some 80,000 recruits for two years' service.
(6 Brant, James Madison 337 (1961); 2 Selective Service System, The
Selective Service Act, Appendix A, at 143 (1954)). A bill along this line passed
the Senate, 19 to 12, but was defeated in the House (6 Brant, at 349, 359-360),3
and the War of 1812 was completed with use of volunteers and the state militia.
13
The Civil War provision, the Enrollment Act of 1863, 12 Stat. 731, was the
first enactment resembling what can be called a 'draft' provision.4 However, it
created a 'draft' on paper only. Under 13 of the Enrollment Act enrollees
could procure a substitute to avoid service or buy their way out for $300 or less.
The result was that '[t]he poor hired themselves to serve for the well-to-do, as
the law contemplated; then a flourishing traffic in substitution blossomed out; *
* *.' (Backgrounds of Selective Service, supra, at 66.) The Act procured only
6% of the total manpower for the North in the war: 46,000 conscripts and
118,000 substitutes. See Randall & Gordon, The Civil War and Reconstruction
315 (2d ed. 1961); and see Brandon, Where the Action Was in 1863, The
Progressive, April 1968, at 19, and McCague, The Second Rebellion (1968),
The Act of 1863 was never directly attacked in this Court, and thus no
opportunity to weigh the significance of the absence of a declaration of war
(see the Prize Cases, 2 Black 635) arose. Many years later this Court twice
suggested in dicta that the Act of 1863 was valid, but the absence of a
declaration of war was not considered.5 This dicta would have particularly little
weight in view of the fact that what the 1863 Act created was not a true 'draft'
as we understand that term today.
15
Dicta in three post-Civil War cases indicated in a broad sense that the Court
believed the Congress had power to enact a draft. Tarble's Case, 13 Wall. 397,
20 L.Ed. 597; Street v. United States, 133 U.S. 299, 10 S.Ct. 309, 33 L.Ed. 631;
and In re Grimley, 137 U.S. 147, 11 S.Ct. 54, 34 L.Ed. 636. But none of these
cases factually concerned conscription, and there is no reason to believe that
the Court, in indicating that conscription could be valid, had in mind a
peacetime draft.
16
17
18
In 1948 the Act of 1940 was superseded by the Universal Military Training and
18
Service Act, which in turn forms the basis of the current draft law, the Military
Selective Service Act of 1967, 81 Stat. 100. No direct attack was made in this
Court on the power of Congress to conscript, as exercised in the 1948 Act, but
application of the Act was before the Court in two Korean War period cases.
Orloff v. Willoughby, 345 U.S. 83, 73 S.Ct. 534, 97 L.Ed. 842, concerned a
petitioner called up under the doctor's draft provisions of the Act who
demanded that he either be commissioned an officer and assigned medical
duties in the area of his specialty or released. The doctor was inducted on July
26, 1951, before the effective date of termination of our state of war with either
Germany (October 19, 1951) or Japan (April 28, 1952). No question of
unlawful peacetime draft was raised or alluded to in the case.
19
United States v. Nugent, 346 U.S. 1, 73 S.Ct. 991, 97 L.Ed. 1417, concerned
the procedures for administrative appeal of those claiming to be conscientious
objectors, one of the petitioners having been called for induction in November
1951 and the other in February 1952. The Court said:
20
21
The Court has held that 'War does not cease with a cease-fire order. * * *'
Ludecke v. Watkins, 335 U.S. 160, 167, 68 S.Ct. 1429, 92 L.Ed. 1881. It
'continues for the duration of [the] emergency' (Woods v. Cloyd W. Miller Co.,
333 U.S. 138, 141, 68 S.Ct. 421, 92 L.Ed. 596), and empowers the Government
'to guard against the immediate renewal of the conflict.' Hamilton v. Kentucky
Distilleries & Warehouse Co., 251 U.S. 146, 161, 40 S.Ct. 106, 64 L.Ed. 194
(quoting from Stewart v. Kahn, 11 Wall. 493, 507, 20 L.Ed. 176). In the
Kentucky Distilleries case the Court indicated that war powers endure for some
purposes until the treaty of peace is effective.7 If, for the purposes of the draft,
war continues until the treaty is effective, the attempted inductions of the
petitioners in the Nugent case were manifestly not peacetime inductions.
22
declared the state of war with Germany terminated on October 19, 1951 (House
Joint Res. No. 289, 65 Stat. 451) and the President proclaimed the same on
October 24, 1951 (66 Stat., c. 3). The effective date of termination of state of
war with Japan was April 28, 1952, when the Japanese Peace Treaty took effect
(66 Stat., c. 31). See Lee v. Madigan, 358 U.S. 228, 230, 79 S.Ct. 276, 3
L.Ed.2d 260.
23
24
This Court has not reached the merits of the question which I have been
discussing since the Prize Cases, 2 Black 635, 17 L.Ed. 459, decided in 1863.
Even though Lincoln was putting down an insurrection within the country, the
Court was divided five-to-four, Mr. Chief Justice Taney and Justices Catron,
Clifford, and Nelson9 voting that the President alone had no power to place an
embargo under which a British ship was seized while in Hampton Roads.
25
As I said, the question whether there can be conscription when there has not
been a declaration of war, has never been decided by this Court. It is an
important question. It is a recurring question. It is coming to us in various forms
in many cases as a result of the conflict in Vietnam. I think we owe to those
who are being marched off to jail for maintaining that a declaration of war is
essential for conscription an answer to this important undecided constitutional
question.
27
Section 12(a) provides in part: 'Any member of the Selective Service System *
* * charged as herein provided with the duty of carrying out any of the
provisions of this title, or the rules or regulations made or directions given
thereunder, who shall knowingly fail or neglect to perform such duty * * *
shall, upon conviction in any district court of the United States of competent
jurisdiction, be punished by imprisonment for not more than five years or a fine
of not more than $10,000, or by both. * * *'
The House bill required classification of all free, white males 18 to 45 into
groups of 25 men. Each group would have to provide one recruit. Under
Monroe's version, if this was not done, the recruit would be chosen by draft, but
the drafted man could provide a substitute. (2 Selective Service System, The
Selective Service Act, Appendix A, at 145). Under the House version failure to
provide the recruit resulted in a monetary forfeiture levied on each member of
the group. (Id., at 153-154.) Daniel Webster strenuously argued in the House of
Representatives that the draft bill was unconstitutional. He noted that the draft
power claimed for Congress by Madison and Monroe was not limited to time of
war or invasion and would permit a draft of men for any type of military
service, at home or abroad, at the discretion of the Government. (Daniel
Webster, Speech Against the Conscription Bill, House of Representatives,
December 9, 1814, in L. Schlissel, ed., Conscience in America 67 (1968). And
see 86 Cong. Rec. 5210). 'Who will show me,' he argued, 'any constitutional
injunction, which makes it the duty of the American people to surrender every
thing valuable in life, & even life itself, not when the safety of their country and
its liberties may demand the sacrifices, but whenever the purposes of an
ambitious & mischievous Government may require it? Sir, I almost disdain to
go to quotations & references to prove that such an abominable doctrine has no
foundation in the Constitution of the country.' (Id., at 68.)
4
The Act of 1863 provided in 1, 'That all able-bodied male Citizens of the
United States, and persons of foreign birth who shall have declared on oath
their intention to become citizens under and in pursuance of the laws thereof,
between the ages of twenty and forty-five years, except as hereinafter excepted,
are hearby declared to constitute the national forces, and shall be liable to
perform military duty in the service of the United States when called out by the
President for that purpose.'
The country was divided up into enrollment districts, and enrollment officers
made up two types of lists: class No. 1 consisting of all unmarried eligible
enrollees plus others 20 to 35; class No. 2 consisting of the others. Men could
be called up during a two-year period following the July after their enrollment
and would have to serve up to three years. A pecking-order for draft purposes
was compiled on a Draw or lottery-type system. The President would inform
each enrollment district of its conscription quota. Exemptions were given the
physically and mentally handicapped and sole surviving sons of widows,
widowers with young dependent children, etc.
In the Selective Draft Law Cases, 245 U.S. 366, 388, 38 S.Ct. 159, 165, 62
L.Ed. 349, the Court said: 'Cogency, however, if possible, is added to the
demonstration by pointing out that in the only case to which we have been
referred where the constitutionality of the Act of 1863 was contemporaneously
challenged on grounds akin to, if not absolutely identical with, those here
urged, the validity of the act was maintained for reasons not different from
those which control our judgment. (Kneedler v. Lane, 45 Pa.St. 238.)' In Lichter
v. United States, 334 U.S. 742, 757, n. 4, 68 S.Ct. 1294, 92 L.Ed. 1694, the
Court said: 'The draft was put in force both by the Union and by the
Confederacy during the Civil War and its validity was sustained by the courts
in both North and South. 'The power of coercing the citizen to render military
service, is indeed a transcendent power, in the hands of any government; but so
far from being inconsistent with liberty, it is essential to its preservation." The
Lichter case itself did not concern a conscription act, but rather statutes enacted
in 1942-1945 providing for recovery of excessive wartime profits, applied in
that case to 1942-1943 earnings. Peacetime exercise of the war power was,
therefore, not involved in Lichter.
6
Cf. Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579, 642, 72 S.Ct. 863,
96 L.Ed. 1153, where Mr. Justice Jackson, concurring, said:
'* * * no doctrine that the Court could promulgate would seem to me more
sinister and alarming than that a President whose conduct of foreign affairs is
so largely uncontrolled, and often even is unknown, can vastly enlarge his
mastery over the internal affairs of the country by his own commitment of the
Nation's armed forces to some foreign venture.'
The Court has used different tests to determine when war has ended depending
on the nature of the war power sought to be exercised. In Lee v. Madigan, 358
U.S. 228, 79 S.Ct. 276, 3 L.Ed.2d 260, involving a prohibition of the Articles of
War against court-martial trials for rape or murder committed in the United
States 'in time of peace,' and in Reid v. Covert, 354 U.S. 1, 33-35, 77 S.Ct.
1222, 1 L.Ed.2d 1148 (opinion of Black, J.), concerning court-martial
jurisdiction of civilians abroad, the Court said war ended with the cessation of
hostilities. In respect to seizure and removal of aliens from this country,
Ludecke v. Watkins, 335 U.S. 160, 68 S.Ct. 1429, 92 L.Ed. 1881, summary
exclusion of aliens without hearing; United States ex rel. Knauff v.
Shaughnessy, 338 U.S. 537, 70 S.Ct. 309, 94 L.Ed. 317, imposition of housing
and rent controls; Woods v. Cloyd W. Miller Co., 333 U.S. 138, 68 S.Ct. 421,
92 L.Ed. 596, and conserving manpower by forbidding liquor, Hamilton v.
Kentucky Distilleries & Warehouse Co., 251 U.S. 146, 40 S.Ct. 106, 64 L.Ed.
194, the Court has held that 'war' extends beyond the cessation of hostilities. In
Knauff the Court said as recently as 1950 that we were then in a state of war.
338 U.S. at 546, 70 S.Ct. at 314. Because no decision of this Court
has faced the question directly of the need for a declaration of war to uphold
conscription, no decision indicates when 'war' ends for draft purposes.
Congressional Record when Congress was debating the bill that became the
Selective Service Act of 1940. The argument, praised by Senator Wheeler as a
'real contribution' to the debate, reviews the history of conscription in England
prior to the American Revolution, concludes that peacetime draft was not
tolerated there, and urges that the Framers of the Constitution intended
Congress to 'raise' armies' in the manner by which they were raised in England.
86 Cong. Rec. 5206-5210. Jefferson
stated in 1777 in a letter to John Adams: 'Our people, even under the
monarchial government, had learned to consider it [the draft] as the last of all
oppressions.' Jeffersonian Cyclopedia 263 (1900).
Chief Justice Taney said of the congressional power 'to raise and support
armies': '[T]he words themselves, even if they stood alone, will not, according
to their known and established use and meaning in the English language, justify
this construction [permitting conscription].
'During the period when the United States were English Colonies, the Army of
England,the standing army,was always raised by voluntary enlistments,
and the right to coerce all the able bodied subjects of the Crown into the ranks
of the Army and subject them to military law, was not claimed or exercised by
the English Governmentand when the power to raise and support armies was
delegated to Congress [by the States], the words of the grant necessarily
implied that they were to be raised in the usual manner.And the general
government has always heretofore so understood them and has uniformly by its
own officers recruited the ranks of its 'land forces' by voluntary enlistments for
a specified period.' Taney, Thoughts on the Conscription Law of the U. States
Rough Draft Requiring Revision, in Auchampaugh, ed., A Great Justice On
State and Federal Power, 18 Tyler's Quarterly Historical & Genealogical
Magazine, 72, 81 (1936). See also Kneedler v. Lane, 45 Pa.St. 238, 254-255
(opinion of Woodward, J.); Black, the Selective Draft CasesA Judicial
Milepost on the Road to Absolutism, 11 B.U.L.Rev. 37 (1931).
9
The dissent by Mr. Justice Nelson, which the other three joined, stated:
'I am compelled to the conclusion that no civil war existed between this
Government and the States in insurrection till recognized by the Act of
Congress 13th of July, 1861; that the President does not possess the power
under the Constitution to declare war or recognize its existence within the
meaning of the law of nations, which carries with it belligerent rights, and thus
change the country and all its citizens from a state of peace to a state of war;
that this power belongs exclusively to the Congress of the United States and,
consequently, that the President had no power to set on foot a blockade under
the law of nations, and the capture of the vessel and cargo in this case, and in
all cases before us in which the capture occurred before the 13th of July, 1861,
for breach of blockade, or as enemies' property, are illegal and void, and that
the decrees of condemnation should be reversed and the vessel and cargo
restored.' 2 Black 698-699.
10
11
12
There are of course opposed views; and many pros and cons of the issue are
canvassed in The Vietnam War and International Law (Amer.Soc.Int.Law, ed.
by Richard A. Falk) also published in 1968.