Filed United States Court of Appeals Tenth Circuit
Filed United States Court of Appeals Tenth Circuit
Filed United States Court of Appeals Tenth Circuit
No. 13-3025
(D.C. No. 5:11-CR-40044-JAR-9)
(D. Kan.)
Defendant-Appellant.
ORDER AND JUDGMENT*
This matter is before the court on the governments motion to enforce the
appeal waiver contained in defendant Alberto Verasa-Barrons plea agreement. The
defendant pleaded guilty to knowingly and intentionally distributing
methamphetamine, in violation of 21 U.S.C. 841(a)(1). The district court sentenced
This panel has determined that oral argument would not materially assist the
determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The
case is therefore ordered submitted without oral argument. This order and judgment
is not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
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defendant knowingly and voluntarily waived his appellate rights; and (3) whether
enforcing the waiver would result in a miscarriage of justice. Id. at 1325.
In his response to the governments motion, the defendant concedes that his
appeal falls within the scope of the waiver. He does not argue that the waiver was
not knowing and voluntary. Thus, we need not address that factor. See United States
v. Leon, 476 F.3d 829, 831 (10th Cir. 2007) (per curiam). But the defendant does
argue that enforcement of the waiver would result in a miscarriage of justice. A
miscarriage of justice occurs [1] where the district court relied on an impermissible
factor such as race, [2] where ineffective assistance of counsel in connection with the
negotiation of the waiver renders the waiver invalid, [3] where the sentence exceeds
the statutory maximum, or [4] where the waiver is otherwise unlawful. Hahn,
359 F.3d at 1327 (quotation omitted). This list is exclusive: enforcement of an
appellate waiver does not result in a miscarriage of justice unless enforcement would
result in one of the four situations enumerated above. United States v. Polly,
630 F.3d 991, 1001 (10th Cir. 2011) (quotations omitted).
The defendant does not contend that the district court relied upon an
impermissible factor, or that his sentence exceeded the statutory maximum. He
argues that he received ineffective assistance of counsel in connection with the
negotiation of the appeal waiver. But the defendant acknowledges that this
contention should be raised in a collateral proceeding under 28 U.S.C. 2255, rather
than on direct appeal. See United States v. Galloway, 56 F.3d 1239, 1242 (10th Cir.
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