Throughput Evaluation of Downlink Multiuser-MIMO OFDM-LTE System

Int. J.
Communications, Network and System Sciences, 2015, 8, 58-61

Published Online April 2015 in SciRes. http://www.scirp.org/journal/ijcns
http://dx.doi.org/10.4236/ijcns.2015.84007
Throughput Evaluation of Downlink

Multiuser-MIMO OFDM-LTE System
Patteti Krishna1, Tipparti Anil Kumar2, Kalithkar Kishan Rao3
1
JNT University, Hyderabad, Telangana, India

Department of ECE, SR Engineering College, Warangal, Telangana, India
3
Vaagdevi College of Engineering, Warangal, Telangana, India
Email: kpatteti@gmail.com, tvakumar2000@yahoo.co.in, kishanrao6@gmail.com
2
Received March 2015
Abstract
Recently, the mobile communication industry is moving rapidly towards long-term evolution (LTE)
systems. LTE aims to provide improved service quality over 3G systems in terms of throughput,
spectral efficiency, latency, and peak data rate, and MIMO technique is one of the key enablers of
the LTE system for achieving these diverse goals. Among several operational modes of MIMO, multiuser MIMO (MU-MIMO) in which the base station transmits multiple streams to multiple users,
has received much attention as a way for achieving improvement in performance. In this paper we
present a Multiuser MIMO-OFDM-based simulator that includes the main physical layer functionalities and calculate the throughput of LTE Frequency Division Duplex (FDD) and Time Division
Duplex (TDD) systems. The simulator has been used to evaluate the performance of the 3GPP
Long-Term Evolution (LTE) technology.
Keywords
3GPP LTE, OFDM, MIMO, MU-MIMO, FDD, TDD and Throughput
1. Introduction
LTE is one of the most promising wirelesses-technology platforms for the future. The version being deployed
today is just the beginning of a series of innovations that will increase performance, efficiency, and capabilities.
To address the growing mobile broadband demand, the 3 GPP standards body released the next technological
step, Long Term Evolution (LTE) [1] [2]. LTE is designed to substantially improve end-user throughputs, increase sector capacity and reduce user plane latency. Among many features in the LTE which supports up to
3Gbps throughput in downlink, Multi user multiple-input-multiple-output (MU-MIMO) scheme has been identified as one of the key enablers for achieving a high spectral efficiency. Both in theory and design perspectives,
MU-MIMO systems have several unique features distinct from single user MIMO (SU-MIMO) systems [3]. To
make up for the shortcomings of SU-MIMO, early LTE [4] standards (Rel. 8 and 9) defined a primitive form of
the MU-MIMO mode. Many of us might have heard about LTE peak throughput is 300 Mbps, but how many of
us know how we calculate that? This paper provides the information, how this number is calculated? In this paHow to cite this paper: Krishna, P., Kumar, T.A. and Rao, K.K. (2015) Throughput Evaluation of Downlink Multiuser-MIMO
OFDM-LTE System. Int. J. Communications, Network and System Sciences, 8, 58-61.
http://dx.doi.org/10.4236/ijcns.2015.84007
P. Krishna et al.
per, we explained the calculations of theoretical throughput for both the LTE Frequency Division Duplex (FDD)
and Time Division Duplex (TDD) systems [5] [6].
2. System Model
We consider a downlink MIMO-OFDM system with m users, N f subcarriers, nT transmit antennas at the
base station, and nRm receive antennas at the mth mobile station. The data for a particular user, for example, m,
are transmitted in packets, and denoted as S m [ n ] C N m for n = 1, , N f , where N m is the number of spatial
sub channels that are offered from the multiple transmit antennas. Since the channels are assumed to be quasi-static fading from one OFDM symbol to another, the time index is omitted for simplicity. We also assume
that the elements in S m [ n ] are independent identically distributed (i.i.d.) random variables. Let pm [ k , n ] denotes the power that is allocated to the kth spatial sub channel on the nth subcarrier of user m.
With proper guard timing and cyclic prefix, the estimated frequency domain signal is
M
=
Sm [ n ] R m [ n ] H m [ n ] m =1 Tm [ n ] Sm [ n ] + m [ n ]
(1)
where H m [ n ] denotes the MIMO channel matrix from the base station to user m at subcarrier n. The data
symbol vector S m [ n ] is post multiplied by the transmit beam forming matrix Tm [ n ] C K N m before transmitting from the antennas. Having set the transmit power to be pm [ k , n ] , the columns of Tm [ n ] are normalized to 1. The same holds for the receive beam forming matrix R m [ n ] . In addition, the noise m [ n ] is assumed to be i.i.d. complex Gaussian with zero mean and variance of 2 . The fidelity of the signal Sm [ k , n ] is
measured by its SINR, which is given by
m [ k , n] =
M
pm [ k , n ] R m [ k , n ] H m [ k , n ] Tm [ k , n ]
k 1 pm [ k , n] R m [ k , n] H m [ k , n] Tm [ k , n]
m 1=
=
Nm
+ 2
(2)
With the assumption that the interference terms in (2) are Gaussian and independent, from the information-theoretic viewpoint, the achievable aggregate rate for user m, which is denoted as m , becomes

Nf
Nm
=
n 1=
k 1
log 2 (1 + [ k , n ])
(3)
Therefore, the system throughput is
= m =1m
M
(4)
3. Maximum Throughput with Maximum Bandwidth

For any system throughput is calculated as symbols per second. Further it is converted into bits per second depending on the how many bits a symbol can carry. In LTE for 20 MHz, there are 100 Resource Blocks and each
Resource block have 12 7 2 = 168 Symbols per ms in case of Normal CP. So there are 16,800 Symbols per
ms or 16,800,000 Symbols per second or 16.8 Msps. If modulation used is 64 QAM (6 bits per symbol) then
throughput will be 16.8 6 = 100.8 Mbps for a single chain.
For a LTE [7] system with 4 4 MIMO (4T4R) the throughput will be four times of single chain throughput.
i.e. 403.2 Mbps. Many simulations and studies show that there is 25% of overhead used for Controlling and signalling. So the effective throughput will be 300 Mbps. The 300 Mbps number is for downlink and not valid for
uplink. In uplink we have only one transmit chain at UE end. So with 20 MHz we can get Maximum of 100.8
Mbps as calculation shown above. After considering 25% of overhead we get 75 Mbps in uplink. This is the way
how we get the number of throughput 300 Mbps for Downlink and 75 Mbps for Uplink shown everywhere.
Duplex Schemes
Spectrum flexibility is one of the key features of LTE. In addition to the flexibility in transmission bandwidth,
LTE also supports operation in both paired and unpaired spectrum by supporting both FDD-and TDD-based
59
P. Krishna et al.
duplex operation with the time frequency structures. Although the time-domain structure is, in most respects, the
same for FDD and TDD, there are some differences, most notably the presence of a special sub frame in the case
of TDD. The special sub frame is used to provide the necessary guard time for downlink-uplink switching
shown in Table 1.
4. DL and UL Throughput Calculation for LTE FDD

The FDD system has a paired spectrum, same bandwidth for Downlink as well as for Uplink. 20 MHz FDD
system have 20 MHz for Downlink and 20 MHz for Uplink. For throughput calculation, suppose:
Bandwidth20 MHz
Multiplexing scheme-FDD
UE category-Cat. 3
Modulation supportedas per Cat 3 TBS index 26 for DL (75376 for 100RBs) and 21 for UL (51024 for 100
RBs)
So the throughput can be calculated by a simple formula:
Throughput = Number of Chains TB size
So DL throughput = 2 75376 = 150.752 Mbps
UL throughput = 1 51024 = 51.024 Mbps
As we have 2 receive chains and one transmits chain.
5. LTE TDD and Its Frame Structure

Before starting throughput calculation, lets become familiar with LTE-TDD [6]. As stated earlier, TDD is unpaired spectrum. We have to use same bandwidth for DL and UL on time sharing basis. Suppose if we have 20
MHz spectrum, we have to use this 20 MHz bandwidth for both DL and UL.LTE TDD frame structure is shown
in Figure 1. The TD frame consists of Downlink sub frame, Uplink and Special sub frame.
There are seven possible configurations for LTE TDD frame as shown below. Here D-is downlink, S-for Special sub frame and U- for Uplink. As shown 5 ms periodicity frame have two S sub frame and 10 ms frames
have only one S sub frame.
Special sub frame has 9 different configurations [8]. A special sub frame is divided into Downlink Pilot Time
Slot (DwPTS), Guard Period (GP) and Uplink Pilot Time Slot (UpPTS) depending upon the number of symbols.
Figure 1. TDD frame structure.

Table 1. Uplink-downlink allocations.
UL-DL configuration
Downlink to up link switch periodicity
Sub frame number

0
5 ms
5 ms
5 ms
10 ms
10 ms
10 ms
5 ms
60
6. DL and UL Throughput Calculations for LTE TDD
P. Krishna et al.
TDD system throughput calculations are somewhat complex as compared to FDD system as same spectrum is
used by uplink, downlink and for the guard period (Used for transition from downlink to uplink) [9].
For throughput calculation, suppose:
Bandwidth20 MHz
Multiplexing Scheme-TDD
TDD Configuration-2 (D-6, S-2 and U-2)
Special Sub frame configuration-7 (DwPTS-10, GP-2 and UpPTS-2)
UE category-Cat. 3
Modulation supportedas per Cat 3 TBS index 26 for DL (75376 for 100 RBs) and 21 for UL (51024 for 100
RBs). Throughput in TDD can be calculated by following formula
DL Throughput = Number of Chains TB size (Contribution by DL Sub frame + Contribution by DwPTS
in SSF).
UL Throughput = Number of Chains TB size (Contribution by UL Sub frame + Contribution by UpPTS
in SSF). TB size for DL is 75376 and for UL it is 51,024 for category 3 UE.
Lets calculate throughput for the above assumptions:
DL throughput = 2 75376 [(0.6 + 0.2 (10/14)]
Here 0.6% or 60% contribution is by 6 DL sub frame and [0.2(10/14)] factor contribution by Special sub
frame comes twice whose 10 symbols out of 14 are for downlink.
So DL throughput = 2 75376 (0.742857) = 111.9872 Mbps 112 Mbps.
In same manner UL throughput will be
UL throughput = 1 51024 [(0.2 + 0.2 (2/14)]
Here 0.2% or 20% contribution is by 2 UL sub frame and [0.2 (2/14)] factor contribution by Special sub
frame comes twice whose 2 symbols out of 14 are for uplink.
So UL throughput = 1 51024 (0.228571) = 11.66263 12 Mbps.
7. Conclusion
In this paper, we discussed about LTE system throughput calculation for both TDD and FDD system. 3 GPP
LTE technology support both TDD and FDD multiplexing. The paper describes all the factors which affect the
throughput like Bandwidth, Modulation, UE category and multiplexing. It also describes how we get throughput
300 Mbps in DL and 75 Mbps in UL and what are assumptions taken to calculate the same. Paper describes the
steps and formulae to calculate the throughput for FDD system for TDD Configuration 1 and Configuration 2.
References
[1]
Dahlman, E., Parkvall, S. and Skold, J. (2011) 4G LTE/LTE-Advanced for Mobile Broadband. Academic Press.
[2]
Sesia, S., Toufik, I. and Baker, M. Lte-The Umts Long Term Evolution from Theory to Practice. 2nd Edition.
[3]
Boccardi, F., Clerckx, B., Ghosh, A., Hardouin, E., Jongren, G., Kusume, K., Onggosanusi, E. and Tang, Y. (2012)
Multiple-Antenna Techniques in LTE-Advanced. IEEE Communications Magazine, 50, 114-121
[4]
3GPP TS 36.213. Evolved Universal Terrestrial Radio Access (E-UTRA) Physical Layer Procedures.
[5]
(2009) 3GPP LTE for TDD Spectrum in the Americas.
[6]
Ratasuk, R., et al. (2008) TDD Design for UMTS Long Term Evolution. PIMRC-2008, Cannes.
[7]
Holma, H. and Toskala, A. (2009) LTE for UMTS: OFDMA and SC-FDMA Based Radio Access, 267.
[8]
(2013) Cisco Visual Networking Index: Global Mobile Data Traffic Forecast Update, 2012-2017.
[9]
Toward 4G. http://www.nttdocomo.com/technologies/future/toward/index.html
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Int. J.

Communications, Network and System Sciences, 2015, 8, 58-61

Throughput Evaluation of Downlink

JNT University, Hyderabad, Telangana, India

Received March 2015

Therefore, the system throughput is

3. Maximum Throughput with Maximum Bandwidth

4. DL and UL Throughput Calculation for LTE FDD

5. LTE TDD and Its Frame Structure

Figure 1. TDD frame structure.

Downlink to up link switch periodicity

Sub frame number

6. DL and UL Throughput Calculations for LTE TDD

(2009) 3GPP LTE for TDD Spectrum in the Americas.

Toward 4G. http://www.nttdocomo.com/technologies/future/toward/index.html

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