From Status To Contract Inheritance and PDF
From Status To Contract Inheritance and PDF
From Status To Contract Inheritance and PDF
50
Sydney Studies
A.W.B. Simpson, A History of the Land Law, 2nd ed. (Oxford: Clarendon Press,
1986), p.209.
3
George Eliot, The Natural History of German Life, Westminster Review 66
(July 1856): 51-79; rpt. in Essays of George Eliot, ed. Thomas Pinney (London:
Routledge and Kegan Paul, 1962), p.274.
4
The Positive Philosophy of Auguste Comte, Vol. 2, trans. Harriet Martineau
(1853; New York: Cosimo, 2009), ch. V, p.502.
51
Sydney Studies
52
Sydney Studies
10
53
Sydney Studies
kept the patrimonial estate intact in the male line. However, the
maximum length of an entail was a life or lives in being plus a period
in gross of twenty-one years.11 This meant that land could be tied up for
three generations only, in the typical case a father, his eldest son, and his
(unborn) eldest grandson until he was 21 years of age.12 While
incumbent life tenants could not reduce endless generations of unborn
male descendants to a life tenancy, a chain of resettlements every
generation virtually amounted to the creation of a perpetual entail. For
landlords with dynastic ambitions, the ideal was to keep a succession of
life tenants on the family lands ad infinitum.13 In this manner, their
estates would descend in the family generation after generation with
never an absolute owner in possession, who had the capacity to alienate
all or part of the property from the patrimony.14 Therefore, while the
fundamental principle of land law was tenure, which limited
landownership to an individual lifetime, settlements of landed property
could provide for ownership in perpetuity not by individuals, but by
families.
In every ideal legal situation, there are always loopholes or
exceptions, a rare one of which is detailed in Felix Holt. Before a certain
John Justus Transome in the eighteenth century had the opportunity to
resettle his estate in the manner described above, his prodigal son
Thomas had tried to bar the entail and exchange his future patrimony for
cash:
Thomas proving a prodigal, had, without the
knowledge of his father, the tenant in possession, sold his
own and his descendants rights to a lawyer-cousin named
Durfey; therefore, the title of the Durfey-Transomes, in
spite of that old Durfeys tricks to show the contrary,
depended solely on the purchase of the base fee thus
created by Thomas Transome; and the Bycliffes were the
11
Cadell v. Palmer (1833) 1 Cl and F 372. See A.W.B. Simpson, A History of the
Land Law, 2nd ed. (Oxford: Clarendon Press, 1986), p.226; and J. H. Baker, An
Introduction to English Legal History, 2nd ed. (London: Butterworths, 1979),
p.245.
12
F. M. L. Thompson, English Landed Society in the Nineteenth Century
(London: Routledge and Kegan Paul, 1963), p.64.
13
Simpson, A History of the Land Law, p.236.
14
Eileen Spring, Law, Land and Family: Aristocratic Inheritance in England,
1300 to 1800 (Chapel Hill: University of North Carolina Press, 1993), p.125.
54
Sydney Studies
remainder-men who might fairly oust the DurfeyTransomes if ever the issue of the prodigal Thomas went
clean out of existence, and ceased to represent a right which
he had bargained away from them.15
Without his fathers consent, Thomas could only partially bar or cut
off the entail, that is, he could sell his own and his descendants rights
to the Transome estates, but not the rights of non-lineal descendants,
namely the Bycliffes, known as the remainder-men. The resulting legal
interest from a partial barring was a mere base fee, which attracted very
little value on the market because its legal complexities rendered it a
risky security for buyers and creditors. According to legal historian A. W.
B. Simpson, a base fee was an interest in property founded on a
contingency:
The alienee [the purchaser of the fee] will be safe until the
issue of the alienor [the seller] who were capable of
inheriting under the entail die out.16
In the event that the alienors issue does die out, the estate would revert to
the remainder-men named under the original settlement. The alienee and
his descendants could therefore be dispossessed of property that they had
held for generations on the failure of the alienors family line. The family
line might not perish (at least not before the alienees own), or it might
take several generations and upwards from decades, if not centuries, to
perish, but few buyers were willing to gamble their property on the
continuation of a strangers progeny. Thomas Transomes lawyer-cousin
Durfey, however, proves to be an exception, as he acquires the base fee,
and changes his name to Transome in order to trick others into
believing that his title is more secure than it really is.
Featuring one of the most complicated settlements in fiction (or
indeed fact), Felix Holt has attracted criticism from many readers and
critics, who were frustrated by the excessive technicality of the novels
inheritance plot. As F. R. Leavis famously wrote: the
15
George Eliot, Felix Holt, the Radical, ed. Fred C. Thomson (1866; Oxford:
Oxford University Press, 1998), p.239.
16
Simpson, A History of the Land Law, p.91.
55
Sydney Studies
56
Sydney Studies
went before, and to the life that is to come after, such as has
raised the pity and terror of men ever since they began to
discern between will and destiny.20
This passage blends the language of inheritance with the language of
tragedy. The hard entail of suffering, for example, is charged with both
moral and legal connotations, meanings for the present and future. The
phrase points to the sorrows of Mrs Transome which unfold from Chapter
1 onwards, and entail suggests that her present woes are the tragic
consequences of a guilty past, namely her secret adultery with the lawyer
Matthew Jermyn, which resulted in the birth of an illegitimate son,
Harold. However, entail also points prophetically to the ill-fated
entailing of the Transome estates that comes to light belatedly in
Chapter 29. In legal terms, entail signifies the pursuit of unbroken
patrilineage, the attempt to transmit property along an indefinite line of
male successors.
Felix Holt is a story of broken transmission that suggests the futility
of striving for a perpetual entail, and critiques the aristocratic attitude,
adopted by decaying gentry like the Transomes, of applying customary
primogeniture, without questioning its efficacy for family or society.
Eliots diaries indicate that she read John Stuart Mills Principles of
Political Economy (1848) and Henry Fawcetts The Economic Position of
the British Labourer (1865).21 In the former book, Mill argued that
inheritance represented a duty of parents to their children, but stressed
that
the good not only of society but of the individuals would be
better consulted by bequeathing to them a moderate, [rather]
than a large provision.
Primogeniture ensured not only inequitable division of property, but also
that the eldest child, who inherited significantly more than his siblings,
was likely to rely solely on his inheritance instead of achieving by [his]
20
57
Sydney Studies
58
Sydney Studies
using strict settlement to keep their properties out of the free market
indefinitely.
Appearing at the cusp of major agitation opposing the rights of
landowners to continue transmitting their estates to eldest sons ad
infinitum, the entail on the Transome estate is not only a contrivance that
precipitates tragedy, but also a signifier of exclusive status, a symbol not
of social progressivism, but of regression. The linking of Maine to the
cause of land-law reform was first made in an article for the Westminster
Review in July 1864.26 Reviewing Mill's Principles of Political Economy
with Francis Newmans Lectures on Political Economy (1851), Herbert
Spencers Social Statics (1851), and Maines Ancient Law (1861), the
article connected four texts which had developed historicised theories of
social organisation. Maines status-contract theory was used to support
the contention that the tenure of land should be grounded in relations
of men to the State, rather than in familial or tribal models of descent.27
That contract had not taken over from status was indicated by the results
of the 1861 census, which showed that, of the total British population of
roughly 20 million, the whole number of landed proprietors [was] stated
at only 30,766.28 In June 1866, T. E. Cliffe-Leslie conscripted Maines
ideas more explicitly by opening his article in the Fortnightly Review
with a quotation from Ancient Law: The society of our day is mainly
distinguished from that of preceding generations by the largeness of the
sphere which is occupied in it by contract.29 He then remarked upon the
tendency that the jurisprudence of our Courts and of the direct legislation
of Parliament has been steadily in the opposite direction to that described
by Mr. Maine.30 Both articles typified a trend of applying Maines
historical observations to contemporary political affairs that continued
into the 1870s, provoking him to defend the right of private property in
his 1875 Rede Lecture.31 As a staunch liberal-conservative, Maine neither
26
The Tenure of Land, Westminster Review 82 o.s, 26 n.s. (July 1864): 105-37.
The Tenure of Land, p.116.
28
The Tenure of Land, p.123.
29
T. E. Cliffe-Leslie, Political economy and the tenure of land, Fortnightly
Review 5 (June 1, 1866): 220, quoting from Maine, Ancient Law, p.295.
30
Cliffe-Leslie, Political economy and the tenure of land, p.220.
31
Nobody is at liberty to attack several property [i.e. individual or private
property] and to say at the same time that he valued civilisation. Henry Sumner
Maine, The Effects of Observation of India on Modern European Thought, Rede
Lecture 1875, delivered before the University of Cambridge, rpt. in Village
Communities in East and West, 4th ed. (London: Murray, 1881), p.230.
27
59
Sydney Studies
sought nor desired the appropriation of his ideas for perceived socialistic
purposes, and he rejected claims by the Daily News and the Examiner that
he was a prophet of agrarian radicalism as quite groundless.32
The linking of Eliot to the Land Question was less overt, as lawyers
and legal historians read the novels purpose as illustrative of how entails
and base fees operated in practice. Among the legal practitioners who
admired Felix Holt were Frederic Harrison, who famously assisted Eliot
with drafting the legal plot,33 and Frederick Pollock (incidentally a great
admirer of Maine), who praised Eliot for using the base fee
with great effect and with perfect correctness, as part of the
machinery of the plot; insomuch that conveyancers reading
the novel have been known to lament seriously, as if the
thing had happened to one of their own clients, that the
parties did not take better advice.34
Modern legal historians have also admired Eliots accurate deployment of
the law of entail. Eileen Spring has suggested that George Eliot had
woven a good story around the base fee.35 While lawyers have regarded
the novels legal plot more highly than literary critics, their tendency to
limit the novel to an empirical portrait of law-in-action neglected the
wider political significance of the Transome entail, which appeared in a
period in which the practices of primogeniture, entails, and strict
settlements were under increasing scrutiny.
More importantly, they neglected the aesthetic realism of a legal
plot that generates sympathy with as much as criticism of the declining
32
Letter from Maine to John Murray, 12 April 1871, John Murray Archives, qtd.
by George Feaver, From Status to Contract: A Biography of Sir Henry Maine
1822-1888 (London and Harlow: Longmans, Green and Co., 1969), p.120.
33
Eliots extensive consultation with Harrison can be traced in her letters from
January 1866 to June 1866 when she completed the novel. See The George Eliot
Letters, vol. 4, ed. Gordon S. Haight (London: Oxford University Press, 1956),
pp.214-65. Critical commentary on their correspondence is found in Fred C.
Thomson, The Legal Plot in Felix Holt, Studies in English Literature, 15001900 7.4 (1967): 691-704.
34
Frederick Pollock, The Land Laws, 2nd ed. (1883; rpt. London: Macmillan,
1887), p.110.
35
Spring, Law, Land and Family, p.126. See also: See W. R. Cornish and G. de
N. Clark, Law and Society in England, 1750-1950 (London: Sweet and Maxwell,
1989), p.125.
60
Sydney Studies
gentry class to which the Transomes belong. By weaving the base fee into
her narrative so that it appears a part of the natural history of the landed
classes, Eliot seems to advocate the notion that Art, being the nearest
thing to life and a mode of amplifying experience and extending our
contact with our fellow-men beyond the bounds of our personal lot,
should direct the readers sympathy to extend in all directions, with the
English gentry as well as the peasant or artisan (whose interests were
represented in her essay, The Natural History of German Life), or the
industrialised working class (whose interests are depicted in Felix Holt as
in conflict with those of the gentry). Workers appear more as a
background to the central events which shape the Transome tragedy.
With the exception of a charismatic, anonymous spokesman for workingclass rights in Chapter 30, there are few individualised working-class
characters in the novel, which features the climax of a rioting mass of
workers, representing the kind of revolutionary anarchy both feared and
deplored by Victorian middle-class intellectuals. That Eliot seems
somewhat out of her element when she portrays workers suggests that
Felix Holt focuses less on Reform Bill discourses of universal suffrage,
citizenship and representative government than on Land Question
discourses of the responsibility of the landed classes, community and
social stability.
However, Felix Holt does more than simply dramatise problems that
confronted the landed gentry, who are partly responsible for their own
decline by pandering to anachronistic customs of succession. The novel
also adds another dimension to the land law debates by making Esther
Lyon, the adopted daughter of a Dissenting minister, the unexpected but
rightful legal claimant of Transome Court. Grounded in arguments for
more equitable distribution of land, the Land Question gave little
attention to primogeniture, entails, and strict settlements as instruments
for facilitating and legitimating patriarchy. In contrast to marriage and
divorce lawswhich were more explicitly campaigned against for
maintaining a sexual double standard that marginalised womenthe
primary objections to the land laws were oriented to interests of class, not
gender.36 The curious phenomenon in Felix Holt and Eliots later novels
36
The gendered nature of the modern history of land law is a theme throughout
Springs feminist-oriented study, Law, Land, and Family. While this article
focuses on the issue of inheritance, there is extensive critical commentary on the
agitation of Victorian marriage and divorce law. See, for example, Barbara
Leckie, Culture and Adultery: The Novel, the Newspaper, and the Law, 18561914 (Philadelphia: University of Pennsylvania Press, 1999); Mary Lyndon
61
Sydney Studies
62
Sydney Studies
Neil Hertz, George Eliots Pulse (Stanford: Stanford University Press, 2003),
p.89.
40
According to J. H. Baker, historically, a remainder-man took by a form of
succession unknown to the law; he had no prior seisin, he was no ones heir, and
it was not clear what remedy he had to recover his interest. Thus he was regarded
by 13th-century legal writer Henry de Bracton as a kind of quasi-heir. J. H.
Baker, An Introduction to English Legal History, p.233.
41
Eliot, Felix Holt, p.104.
42
Eliot, Felix Holt, p.326.
63
Sydney Studies
Middlemarch
Although less fixated on legal technicalities than Felix Holt,
Middlemarch features not just one, but three main inheritance plots. The
detailed legal briefs laying out the whole history of the Transome
settlement are replaced by Dorotheas ethical question in Chapter 37
Was inheritance a question of liking or of responsibility?which
occurs while she ponders the disinheritance of Casaubons Aunt Julia
(the grandmother of Will Ladislaw), only because she had chosen [to
marry] a man who was poor:
Dorothea had wrought herself into some independent
clearness as to the historical, political reasons why eldest
sons had superior rights, and why land should be entailed:
those reasons, impressing her with a certain awe, might be
weightier than she knew, but here was a question of ties
43
64
Sydney Studies
65
Sydney Studies
66
Sydney Studies
authority over his affairs is dealt a further blow later in the novel when
his illegitimate son and heir Joshua Rigg sells his fathers property, Stone
Court, to Nicholas Bulstrode, a banker he despises. In labyrinthine
fashion, however, Featherstones property eventually makes its way to
Fred, who becomes manager of Stone Court through an unusual act of
kindness by Bulstrode.
Although not introduced until Book VI, the novels third inheritance
plot provides for the resolution of the first two plots. Whereas Casaubon
attempts to deny Will the inheritance of his paternal grandmother Julia,
Bulstrode is responsible for denying him the inheritance of his maternal
grandmother Mrs Dunkirk, whom he deceived by keeping secret the
whereabouts of her run-away daughter Sarah. The deception allowed
Bulstrode to inherit the widowed Mrs Dunkirks fortune when they
married, as the latter was prevented from benefiting the grandchild she
never knew she had. However, after his purchase of Stone Court from
Joshua Rigg, the past threatens to engulf him, as Raffles, the
unscrupulous spy who was hired to find Sarah, reappears to demand
money as the price of secrecy. Casaubon refuses to recognise Wills
claim and in fact hinders it by a testamentary clause, but in order to save
his reputation, Bulstrode admits: you have a claim on me, Mr Ladislaw:
as I said before, not a legal claim, but one which my conscience
recognises.51 His offer to Will of a five hundred pound annuity during
his life and a proportional capital at his death arrives hot on the heels of
Raffles queries about his mother, and it is rejected on the same basis that
his mother had run away to avoid enjoying any part of the profits which
her fathers pawnbroking business made out of lost souls.52 My
unblemished honour is important to me, he tells Bulstrode.
It is important to me to have no stain on my birth and
connections. And now I find there is a stain which I cant
help. My mother felt it, and tried to keep as clear of it as she
could, and so will I.53
By rejecting an income from Bulstrode, Will becomes the representative
of three successive generations of disinheritance.54
51
67
Sydney Studies
68
Sydney Studies
heir to the Brooke familys estate. With Ladislaw, Dorothea has a son of
her own.
Before the novel concludes, it returns briefly to the problem of the
entail, as Mr Brooke suggests half-heartedly to Chettam that he could cut
off the entail as a sign of disapproval of Dorotheas second marriage.
Although hostile to Ladislaw and realising that Brookes proposal would
unite Tipton Grange and his own estate (a prospect that flattered him for
his son and heir), Chettams honour prevents him from encouraging
Brooke to take such drastic action as disinheriting Dorotheas son.57
(730). The decision of Chettam and Brooke not to take punitive action
against Dorothea for the mere sake of propriety ends a family history of
disinheritances. The withholding or conferring of inheritances on the
basis of individual liking is finally replaced by the choosing of an heir
on the basis of family responsibility.
Daniel Deronda
Whereas Felix Holt and Middlemarch explore questions of inheritance
and succession as they present themselves in English law, Eliots last
novel considers alternative principles of inheritance in Jewish law and
culture. The one major difference between English and Jewish law was
that the latter allowed inheritance through the maternal line. Daniel
Deronda is adopted by Sir Hugo Mallinger, but the money for his
education and upbringing derives from his grandfathers fortune, which is
transmitted to him through his mother Leonora Charisi. As in Eliots
earlier fiction, matrilineal inheritance is as much a feature of the narrative
as patrilineal. However, it is important to recognise that Eliot does not
present the Jewish conception of inheritance as ideal in comparison with
the English. The dominance of patriarchy is as entrenched in Hebrew as
in Gentile tradition. Only a young male Jew, intellectually cultured,
morally fervid can qualify as the ideal type to whom Mordecai yearns to
transplant his spiritual life.58 Derondas grandfather, a strict orthodox
Jew, cared for his daughter Leonora only as a makeshift link between
himself and an unborn grandson to whom he hoped to transmit his
spiritual legacy.59
57
69
Sydney Studies
Derondas final parting from Gwendolen suggests that the novel does
not ultimately provide for an ideal union between English and Jewish
cultures. Eliot appears to have wanted her story to be something new,
rather than merely another installment of the same old thing, the English
novel of marriage and inheritance.60 As in Felix Holt, she consulted
Frederic Harrison for advice about the law of settlement while writing
Daniel Deronda. Her letters to Harrison suggest that she may have
considered legitimisation by act of Parliament as a course by which
Deronda, who is suspected of being Sir Hugo Mallingers illegitimate
son, could succeed to the Mallinger estates, and perhaps also a peerage.61
Eliots departure from this early plan by giving Deronda a Jewish
parentage ensured that he is not set up simply as a rival to Grandcourts
heirship (as Esther was to Harold in Felix Holt, or Ladislaw to Casaubon
in Middlemarch), but that his future would lie beyond the materialism of
landed estates, and even beyond English shores.
Derondas departure from the conventional English inheritance plot,
however, does not free him completely from the burden of being perhaps
the last surviving male of several Jewish families. The failure of the male
line is a very real prospect for the English Mallingers, whose estates have
run together into the single heirship of a mealy-complexioned male,
Henleigh Mallinger Grandcourt.62 But like their English counterparts,
Derondas ancestors have also struggled to perpetuate the patriline. At
Genoa, his mother tells him that his real name is Daniel Charisi. Before
his adoption by Sir Hugo, she changed his name to Deronda, a branch
of the family which her father had lost sight of.63 The Charisi, Deronda
tells Mordecai, were a strain that has ardently maintained the fellowship
of our racea line of Spanish Jews that has borne many students and
men of practical power.64 In his second interview with his mother, he
learns that his maternal grandmother was a Morteira,65 a family of
Portuguese Jews of Sephardic (Iberian) origin, who were regarded as a
60
Catherine Gallagher, The Body Economic: Life, Death, and Sensation in
Political Economy and the Victorian Novel (Princeton: Princeton University
Press, 2006), p.130.
61
See Eliots letters to Harrison on 30 Dec. 1874, and 1 Jan. 1875, The George
Eliot Letters, vol. 6, pp.100 and 105.
62
Eliot, Daniel Deronda, p.442.
63
Eliot, Daniel Deronda, p.637.
64
Eliot, Daniel Deronda, p.748.
65
Eliot, Daniel Deronda, p.660.
70
Sydney Studies
71
Sydney Studies
72
Sydney Studies
73
Sydney Studies
Thus we see Sir Hugo suppressing his dislike of Grandcourt for the sake
of his wife and daughters. Grandcourt considers his uncle a superfluity
and a bore, but tolerates Sir Hugo because he is gratified to have the
alternative of the money in his mind, and is flattered by the prospect of
being able to refuse what Sir Hugo desire[s].80 Neither can act without
the others consent, and until they can reach contractual agreement, they
are both powerless. However, Sir Hugo the life tenant is rendered more
powerless than his heir, as he knows that, after his death, Grandcourt will
become the absolute master over [his] estates, present or future, and will
have the right to choose his own heir.81 The settlement gives Sir Hugo
limited bargaining power with Grandcourt, and with a family of four to
provide for, he is burdened by greater responsibilities than his bachelor
nephew, who is eventually prevailed upon to sell Diplow only after he
marries Gwendolen.
In the context of the whole novel, the Diplow transaction is a
relatively minor incident. But the symbolic significance of Diplow
outweighs its narrative importance. Despite the Mallingers adherence to
primogeniture, the property ironically comes from a rich lawyer on the
female side, and is therefore a matrilineal inheritance.82 Not only does
Diplow come to Grandcourt from the female side, but his fathers
properties also belonged originally to his mothers side of the family.
Upon marrying a Miss Grandcourt, his father had
taken her name along with her estates, thus making a
junction between two equally old families, impaling the
three Saracens heads proper and three bezants of the one
with the tower and falcons argent of the other83
While, on the symbolic level, it is the feminine coat-of-arms (the
Grandcourt familys tower and falcons) that impales the symbols on the
80
74
Sydney Studies
75
Sydney Studies
76
Sydney Studies
77
Sydney Studies
78
Sydney Studies
land, where it may get the love of tender kinship for the face
of earth a spot where the definiteness of early memories
may be inwrought with affection, and kindly acquaintance
with all neighbours, even to the dogs and donkeys, may
spread not by sentimental effort and reflection, but as a
sweet habit of the blood.100
No longer a quiet home which had once seemed a dullness to be fled
from, Offendene promises to be a spot of native land with which
Gwendolen can learn to achieve a tender kinship.101 She may still be far
from achieving this kinship, but she is as close as any of the English
characters in the novel to such achievement. Although Deronda seems to
face more significant geographical and political barriers before he can
succeed in restoring a political existence to [his] people, making them a
nation again, giving them a national centre, his quest is not presented as
more difficult than Gwendolens.102 Her final moral resolution to live
and be better will be as challenging as the nationalistic task which he
has accepted from Mordecai.103
Conclusion
The law becomes progressively less prominent as we move from Felix
Holt to Middlemarch and Daniel Deronda, but its subtle and elliptical
presence suggests how Victorian anxieties about inheritance and
succession were related to their attempts to reform social arrangements
without losing touch with their cultural traditions. Inheritance is
presented by Eliot as an enervating possession in the hands of those, like
Casaubon and Grandcourt, who covet and exploit only the status it
confers, but an opportunity for those, like Esther, Dorothea, Gwendolen,
and Daniel, who accept a portion of their inheritances without
surrendering their personal independence or right to decide their course
apart from familial responsibilities. Reaching a pragmatic compromise
between status and contract, rather than a complete movement from one
condition to the other, is the preferred course of actioninheritance in
moderation, a practice supported by land law reformers, political
economists, and novelists. By reading Maine in dialogue with Eliot, and
100
79
Sydney Studies
Phoebe Poon has taught at the University of New South Wales and the
University of Sydney, where she received her PhD on the topic of
Victorian law and literature. She is currently researching Dickenss
engagement with legal theories of the corporation as persona ficta, and
the relationship between corporate law and Victorian anxieties about the
investment of inanimate entities with agency and immortality in a climate
of scientific discovery that questioned the human possibility of
transcending death.
80