The General Theory of Verbal Humor (GTVH)
The General Theory of Verbal Humor (GTVH)
This theory was presented by victor Raskin and Salvatore Attardo in 1991 as an extension to
the SSTH that was presented by Raskin in 1985 to account for verbal humor. I used this theory
to analyze all the collected texts according to the six parameters of this theory: Script
opposition, Logical Mechanism, Target, Situation, Narrative strategies, Language. This theory is
This Principle was proposed by Paul Grice in1975 to explore interpersonal communication.
He first introduced this principle and its main tenets in his article "Logic and Conversation'' that
was later published in his book Studies in the Way of Words. In this article, he aimed at
describing the nature of interpersonal communication, and, he explained that any talk exchange
should be harmonious and meaningful: This discourse should have a purpose and an aim and
follow certain rules. These rules require both of the participants to follow a general principle
which he calls the Cooperative Principle (CP) that the participants should follow in their
communication to have a purpose and meaning for their discourse. He explained it this principle
as follows:
and would not be rational if they did. They are characteristically, to some degree at least,
cooperative efforts: and each participant recognizes in them, to some extent, a common
quantity maxim, the quality maxim, the relation maxim, and the manner maxim. These four
maxims and their requirements determine the ways which keep the communication meaningful.
The first three maxims have to do with the contents of the texts. They demonstrate the
requirements for successful content in an informative communication. In contrast, the last maxim
demonstrates how to provide these contents in a meaningful manner. It describes the successful
detail below.
This maxim relates to the quantity of information that is presented. This maxim has two
1 Make your contribution as informative as is required( for the current purpose of the
exchange)
2 Do not make your contribution more informative than is required. ( Grice, 1975, p.26)
participants should abide by the frames of their speech since being over informative will result in
This maxim has one super maxim and two sub-maxims. The super maxim states that the
speaker should "try to make [his/her] contribution one that is true''. The two sub-maxims are:
This maxim stipulates that the speaker should provide true information.
their communication and if anyone of them is trying to change the topic he/she should inform the
other participant. This adherence to the topic of the exchange is related to their '' common
immediate aim" (Grice, 1975, p.29) since their contributions to the discourse is mutually
dependent. Additionally, according to this maxim, the participants' verbal contribution should be
relevant to the purpose of the talk in which they are engaged, or more precisely to the context
This category describes the how-part of the talk. It is not related to the content of what is
being said but to how what is being said is said. This category includes the super maxim- ''Be
1 Avoid obscurity
2 Avoid ambiguity
3 Be brief ( avoid unnecessary prolixity)
4 Be orderly. (Grice, 1975, p. 27)
According to these conditions imposed by these maxims, the participants should be clear
and cooperative in their communication. They should omit any pointless item; and, they should
use ordered information. However, these rules are not ones that every person should be taught to
comply with but these are subconsciously acquired. Grice (1989) argues that people learn to
conform to these maxims in their early stage of language acquisition'' and that they stick to this
linguistic habit because telling the truth is most acceptable than inventing lies ( p. 29).
However, one should highlight that these rules are not reducing the communicative
competence of the participants by imposing certain rules upon them. They are not also restricting
their freedom. In contrast, theses maxims help the participants to have a meaningful, cooperative
discourse. They, as Cutting (2002) points out, help the participants to communicate efficiently:
all the speaker has to do is to utter a sentence only one interpretation of which is compatible with
the assumption that she is obeying the cooperative principle and maxims (p. 130).
This Cooperative Principle is widely discussed by various scholars who aimed at highlighting
its significance. Palmer (1976), for instance, demonstrated that Grice noted that there is a
general Cooperative Principle (CP) between speaker and hearer, which, roughly, controls the
way in which a conversation may proceed'' ( p. 173). Grices attempt, as Lycan (2008) explains,
strives to uncover the mechanisms of conversation and social norms that govern cooperative
conversations (p. 158). Moreover, Kearns (2000) argues that Grice wants to determine the
interplay between what a speaker actually said and certain broad rules, shared by speakers and
hearers, which govern communication'' ( p. 266). Moreover, Stainton (1996) summarizes Grices
Cooperative Principle and its sub-principles in the following Figure (1). He shows that the CP
In fact, these are the four categories that Grice concludes from his examination of cooperative
communication. However, he also points out that these maxims are not the only ones used by the
participants but there are other maxims that the participants may observe in their discourse, such
as the Be polite maxim and other social, aesthetic, and moral maxims. He points out that the
participants often observe these Gricean maxims in order to have effective exchange of
information. The cooperative principle has some characteristics that the participants should
adhere to. Three features are described by Grice as follows: a) they should have some common
immediate aim; b) their contributions should be interdependent; and, c) the style should be
Grice (1975) also notes that not all interpersonal communications follow these maxims or
rules; however, the participants sometimes break these rules. For example, they do not give the
required information or sometimes they speak about things they do not have evidence for, or they
mention irrelevant information. Therefore, he introduces the idea of breaking these rules. He
presents four examples of the participants' transgression of these maxims. They may be violate
by disregarding this maxim; they may also opt out from the requirement of these maxims by
choosing not to be part of this cooperative activity or stop being involved in it; they may face a
clash between complying to one maxim at the expense of another; and they may flout a maxim
by intentionally not obeying its requirement and this triggers what is known as implicature or
implied meaning:
1 He may quietly and ostentatiously violate a maxim; if so, in some cases he will be liable
to mislead.
2 He may opt out from the operation both of the maxim and of the CP; he may say,
indicate, or allow it to become plain that he is unwilling to cooperate in the way the
maxim requires.
3 He may be faced by a clash: he may be unable, for example, to fulfill the first maxim of
When a speaker breaks a maxim, the hearer struggle to find a meaningful interpretation to the
violating contribution since he/she assumes the other participant to follow the cooperative
maxims. This challenging task of finding a sense leads to what Grice calls " implicature" since
the explicit meaning of the contribution is senseless since s/he assumes the cooperative principle
to be in operation, as Grundy (1995) points out, to break a maxim is the prototypical way of
Grice (1975) distinguishes between what a speaker said and what that speaker implicated.
What is said is (roughly) the literal meaning of the utterance in the context. By contrast, what is
implicated is what the speaker meansabove and beyond the literal meaning. This difference is
also known as the differentiation between ''implicature and explicature'' (Stainton, 1996, pp. 167-
168). It is also known as the difference between the sentence meaning and the speaker's meaing (
Miller, 2007, p. 248). However, where does implicature come from? How do speakers, in
speaking, manage to create implicatures? How can they mean more than they say? Grice thinks
that implicatures are "essentially connected with certain general features of discourse" (1989, p.
26). He identifies one feature of discourse in particular that gives rise to implicatures:
disconnected remarks.
Grice presents two different types of implicatures: the conventional and the conversational
implicatures. The first is detected from the person's tacit knowledge of language such as using
idioms and phrasal verbs for example. It is conventional because it is not related to the rules of
the talk and it is related to the linguistic items (Grundy, 1995, p. 47). In other words, it is related
to "particular linguistic expressions, and conversational implicatures are those which must be
inferred and for which contextual information is crucial'' (Cruse, 2006, p. 85). This type of
implicature has the same implication no matter what the context is since it is related to the
On the contrary, the conversational implicature is usually generated by the infringement of the
Cooperative Principle and its attendant maxims. It is generated directly by the speaker,
depending on the context, as Cruse points out "Conversational implicatures are those which must
be inferred and for which contextual information is crucial''. Since it depends upon the context,
Thomas (1995) demonstrated that implicature may or may not be understood (p. 58). He also
argued that the same expressed meaning could have different implications on different occasions.
To illustrate this, I chose an example from Cruses (2000) book Meaning in Language:
In the first example speaker Bs implication is that s/he has cleared the table but has not washed
the dishes, while in the second example speaker Bs implication is that speaker A is late for
dinner.
extensively investigate the relationship between the CP and humor. Scholars such as Grice
(1975), Raskin (1985), Attardo (1994; 1996; 2001; 2008; 2009; 2011), Vandaele (1999), Ross
(1998) and Ermida (2008) argued that humorous texts did not conform to the CP and its maxims.
These texts donot usually obey these cooperative maxims. Moreover, the flouting of these
maxims in these texts is a fruitful source of humor. However, they assert that these humorous
texts are different from other texts that transgress the cooperative maxims.
They have emphasized that the flouting of the conversational maxims is essential in the
generation of humor in various texts. For example, Ermida (2008) observes that the comic
narrative emerges from ''violating and flouting the cooperative maxims'' (p. 148). Dornerus
(2005) in his analysis of two humorous TV shows demonstrates that the relevance maxim is the
most frequently violated maxim to create humor, and then comes the maxim of manner, then the
maxim of quantity, and the least broken is the maxim of quality. (2005, pp. 20-21). Moreover,
Attardo (1994) discusses the relations between the cooperative principle and humorous texts via
discussing two main issues: the communicative nature of the humorous texts and the implicit
information of these texts. He thinks that ''the idea of humor as a violation to the maxims was not
a novelty since Grice himself had used humorous examples'' ( p. 205). He also presented various
humorous examples which infringe on the maxims of communication and goes to the extent of
saying that "All jokes involve violation of one or more of Grices maxims (Attardo, 2008, p.
201).