Virtue, Personality, and Social Relations: Self-Control As The Moral Muscle
Virtue, Personality, and Social Relations: Self-Control As The Moral Muscle
Virtue, Personality, and Social Relations: Self-Control As The Moral Muscle
Roy F. Baumeister
Julie Juola Exline
Case Western Reserve University
Virtues and other moral traits are widely regarded by the general public
as important aspects of personality, even though personality researchers
have not accorded them prominent attention in recent decades. In line
with this view, a recent philosophical account contends that virtues come
closer to defining who the person is than any other category of qualities
(Zagzebski, 1996, p. 135). When people list the traits they would desire
in a spouse, for example, moral traits such as honesty, trustworthiness,
and fidelity receive high rankings (e.g., Hoyt & Hudson, 1981; for
reviews, see Hatfield & Rapson, 1996; Hatfield & Sprecher, 1986).
Meanwhile, research on guilt-proneness and similar traits suggests that
the interest in moral traits is well founded, because such traits predict
relationship success (Leith & Baumeister, 1998; see also Baumeister,
Stillwell, & Heatherton, 1994, 1995; Tangney, 1995).
One of the fundamental motivations shaping human personality is the
need to belong, that is, the drive to form and maintain lasting social bonds
with at least a handful of other people. The existence of this motivation
has frequently been proposed on theoretical grounds as an inherent part
of human personality (e.g., Bowlby, 1969, 1973; de Rivera, 1984; Ep-
stein, 1992; Freud, 1930; Fromm, 1955, 1956; Guisinger & Blatt, 1994;
Hogan, 1983; Horney, 1945; Maslow, 1968; Ryan, 1991; Sullivan, 1953).
A recent literature review by Baumeister and Leary (1995) found strong
evidence in support of this hypothesis and proposed that it may deserve
even more centrality in personality theory than it has been given. Hence
it seems fair to say that much human activity is structured by the
formation and maintenance of lasting interpersonal connections. Person-
ality is in substantial part a set of strategies and adaptations designed to
accomplish this.
A central argument of the present article is that virtues, and moral traits
in general, constitute an important set of these adaptations designed to
facilitate relationships. We shall argue that morality is essentially a
cultural structure designed to enable people to live together in harmony,
and virtue represents the internalization of moral rules. Hence highly
moral people will be more desirable and successful than others as
members of small groups, partners in relationships, and the like. To put
this another way, virtue cannot be fully understood without recognizing
its interpersonal aspect.
The notion of virtue as beneficial to relationships presupposes that the
selfish interests of the individual are sometimes in conflict with the best
interests of the collective. In those cases, virtue involves putting the latter
ahead of the former. Stifling self-interest for the sake of the greater
collective good requires self-control. Thus, we shall argue that self-
control deserves consideration as the core psychological trait underlying
the majority of virtues.
Because this article is part of a special issue devoted to religion and
personality, the link between virtue and religion deserves comment. It is
hardly controversial to propose that moral systems (including virtues)
have generally had strong links to religion. Systems of guidelines for
Virtue and Self-Control 1167
1. The terms self-control and self-regulation are sometimes used interchangeably (e.g.,
Baumeister & Heatherton, 1996), although some theorists use self-control to refer
specifically to control over impulses, whereas self-regulation refers more broadly to how
the self guides behavior toward goals and according to standards. Aspects of self-
regulation that would not involve self-control are not relevant to this article, and so we
may use the terms interchangeably.
1172 Baumeister & Exline
advantages of other people. For each of these three, one must distinguish
between two levels of sin, one that involves acting on these unworthy
motives, and another that involves merely having the psychological
desire (e.g., lusting in ones heart). The church condemned even the
desire, whereas more modern sensibilities tolerate that people have such
desires but insist that they not act on them except in socially approved,
acceptable ways. Self-control is most obvious in restraining the actions,
such as if a person refrains from greedy exploitation of others or from
indulgence in illicit sexual pleasures. The lofty spiritual aim of ridding
oneself of the very desires themselves also would require strong feats of
self-control. To stop oneself from desiring material wealth, sexual satis-
faction, or the good things that other people have would involve overrid-
ing normal, typical responses (hence self-control). Although it seems
unlikely that someone could succeed entirely at eliminating such moti-
vations from his or her own psyche, high self-control could reduce their
frequency and power.
In practice, people probably manage their unwelcome impulses and
feelings by more mundane means than eliminating the roots of desire.
Distracting oneself can be an effective means of escaping from angry
impulses, lustful feelings, or envious cravings. Baumeister, Heatherton,
and Tice (1994) noted that attention is the first and often most effective
line of defense in nearly every sphere of self-control, and so if attention
can be redeployed away from the forbidden or troublesome stimuli, the
problematic responses can be minimized or avoided.
Anger is another of the Seven Deadly Sins, and it too can be addressed
at either the behavioral level (acting angrily, especially as in aggressive
or violent behavior) or the experiential level (merely feeling angry).
Self-control is pertinent to both levels. Anger creates aggressive im-
pulses, but usually people refrain from acting on them, and so self-control
is a major, crucially important factor that prevents violent behavior (e.g.,
Baumeister, 1997; Gottfredson & Hirschi, 1990). Preventing oneself
from feeling angry is of course far more difficult than refraining from
violent behavior, but controlling ones anger is a common focus of efforts
at affect regulation, and people have long sought to stop themselves from
feeling angry (Stearns & Stearns, 1986; Tavris, 1988).
The last of the Seven Deadly Sins is pride. The role of self-control in
pride is less obvious than with the other sins, although we believe that it
is still genuine. Specifically, people generally desire to think well of
themselves, and it is necessary to override and restrain such desires if one
Virtue and Self-Control 1173
Virtue
No roster of virtues is comparable to the Seven Deadly Sins in terms of
prestige or consensual acceptance. This may be because, as already
noted, popular usage of the term virtue may simply refer to commend-
able qualities without implying a moral aspect. Etymologically the word
is derived from a Latin term for strength, which clearly does not have
a moral meaning. However, our focus is specifically on moral virtues.
Perhaps the most influential list of virtues in Western history has been
that of medieval theologian Thomas Aquinas. He separated his roster of
virtues into the Cardinal ones relevant to character and morality that
we emphasize, Theological virtues emphasizing Christian faith, and
Intellectual virtues such as wisdom. The Cardinal virtues consisted of
prudence, justice, temperance, and fortitude, in Rickabys translation
(1896). His usage of these terms does not correspond precisely to modern
uses, so it is necessary to consider each in terms of Aquinass meaning
and then to consider whether self-control is relevant.
The first one, prudence, was explained by Aquinas as goodness in the
consideration of reason. Prudence does seem to have retained this
meaning today, insofar as it means acting cautiously and with due
consideration of long-term implications and risks (for a review, see
Haslam & Baron, 1994). The practice of guiding ones choices by
long-range considerations is central to self-control and has been used as
a definition of it (Rachlin, 1995), and this emphasis is likewise empha-
sized in research on delay of gratification. Delay of gratification studies
set up situations in which the prudent choice is to take the delayed but
larger reward instead of the immediate but smaller one. Prudence is
obviously a matter of self-control.
Second on Aquinass list is justice, which for him meant doing what
one ought to do. It involved good action in the sense of doing what was
morally right. Insofar as morally good behavior requires overriding
selfish interests and impulses in order to comply with standards of proper
behavior, this virtue is again clearly a matter of self-control.
The third Thomistic Cardinal virtue is temperance, which refers to
restraint of passion and prohibition of excess. As we noted with the Seven
Deadly Sins, people have many urges and impulses that are unacceptable,
Virtue and Self-Control 1175
Implications
As the above analysis demonstrates, both virtue and vice involve self-
control. More precisely, virtues seem based on the positive exercise of
self-control, whereas sin and vice often revolve around failures of self-
control. Insofar as it is fair to regard vice and sin as the opposite of virtue,
the centrality of self-control to both is an impressively consistent theme.
We submit that it is fair to consider self-control the master virtue.
The broader context is that living effectively in society requires many
individuals to restrain their impulses and desires. The motivations and
even the rational interests of the individual are sometimes in irreducible
conflict with the interests of society. Hence the choice is between acting
1176 Baumeister & Exline
awareness and cease monitoring their acts when they are deindividuated,
and that state has been associated with theft and dishonesty (e.g., Diener,
Fraser, Beaman, & Kalem, 1976). By the same token, alcohol reduces
self-awareness (Hull, 1981), and alcohol is well known to be implicated
in a broad range of nonvirtuous behavior ranging from interpersonal
violence to sexual misdeeds (Baumeister, 1997; Baumeister, Heatherton,
& Tice, 1994).
Third, virtue depends on the selfs capacity to alter its own behavior
so as to conform to standards. Violent impulses must be restrained,
promises must be kept even despite disinclinations, temptations must be
resisted, and so forth. Even if the self has clear standards of virtue and
understands how they apply to its current situation, behavior may fall
short of virtue if the self is unable to make itself behave according to
them.
Accumulating evidence suggests that self-regulatory operations can
best be understood as conforming to a strength or muscle model. That is,
there is one resource (one muscle) that the self uses for all its regulatory
and other volitional operations. Moreover, it is vulnerable to depletion
(or fatigue) in the short run, so that behavior may fall short of virtuous
standards when people have already expended their inner resources.
Evidence for the strength model has been provided in a series of studies
showing that one act of self-control (e.g., resisting temptation) is typically
followed by decrements in self-control even in unrelated spheres (e.g.,
lower physical stamina). Muraven, Tice, and Baumeister (1998) showed
depletion or fatigue of self-control carrying over between thought con-
trol, affect regulation, and task performance regulation. Baumeister,
Bratslavsky, Muraven, and Tice (1998) showed similar effects that ex-
tended to acts of responsible choice, impulse control, and active (as
opposed to passive) responding. These latter findings suggest that the self
uses the same limited resource for all its acts of volition, including both
self-control and active choice, and hence the term ego depletion was
chosen to describe the state of weakness and vulnerability that apparently
ensues when the self has already engaged in some acts of deliberate
choice, active responding, or effortful self-regulation. In other words, in
all acts of volition the self uses some resource that operates like an energy
or strength, and after such an act the selfs stock of this resource is
depleted.
The fact that exerting self-control or volition in one sphere causes
subsequent decrements in other spheres suggests that there is indeed a
1178 Baumeister & Exline
single resource that is used for all acts of self-control and volition. The
previous section of this article contended that self-control is centrally
involved in most if not all virtue. The unity of self-control, as well as its
tendency to show fatigue after exertion, is the basis for labeling self-
control as a moral muscle.
In daily life, the unity of self-control may have important implications
beyond ego depletion. If all spheres of self-control are interrelated, then
there should be a tendency for self-control to break down in multiple
respects at the same time. Immoral behavior in one sphere should
correlate with immoral behavior in other spheres. Laboratory studies of
generalized disinhibition are only beginning to be done, but an important
criminological work by Gottfredson and Hirschi (1990) contended that
criminality shows precisely this pattern. In their account, criminals have
lifestyles that show poor self-control in multiple spheres. They document,
for example, that most criminals are arrested repeatedly but for different
crimes, contrary to the view of criminality as a specialized career choice
(as movies like to portray it). Moreover, criminals tend to show patterns
that reflect poor self-control even in legal activities. For example, crimi-
nals are more likely than others to smoke cigarettes, drink alcohol, be
involved in unplanned pregnancies, and have erratic attendance records
at school or work. The pattern of pervasively poor self-control is further
testimony to the theory that all different acts and spheres of self-control
depend on a single process or resource.
The muscle analogy extends beyond the fact of fatigue and depletion.
Muscles should in principle grow stronger with exercise. Many wise
thinkers through the ages have advised people to try to exercise virtuous
self-control on a regular basis, and this advice makes most sense in the
context of a muscle analogy (see, for example, William James,
1890/1950). Direct evidence is difficult to come by, however. A single
longitudinal study by Muraven, Baumeister, and Tice (in press) showed
that people who performed a series of self-control exercises over several
weeks were subsequently more resistant to ego depletion, consistent with
the view that the capacity for self-control can be strengthened. Although
replication and further work are needed, these findings do increase
confidence in the muscle model.
To the extent that self-control is implicit in virtue, virtue depends on
managing a limited resource. Moreover, the self uses that same resource
in all acts of self-control and volition. When circumstances require people
to expend these resources, less will remain to ensure virtuous behavior,
Virtue and Self-Control 1179
and so undesirable behaviors become more likely. When people are under
stress, for example, they may have to devote all these limited resources
(i.e., their inner strength) to coping with it, and as a result they may be
less able to resist temptations or restrain impulses than at other times. Put
another way, coping with stress puts a heavy load on the moral muscle
(even when the stress itself does not explicitly involve moral choices),
and consequently virtue is likely to deteriorate.
One crucial feature of this analysis of virtue and resources is that it
focuses on instances in which virtue depends on a conscious exertion of
strength or willpower. These are typically called controlled processes, as
opposed to automatic ones (e.g., Bargh, 1982, 1994). To the extent that
virtue can be accomplished by automatic processes, there is less need to
expend these resources, and the vulnerability to nonvirtuous behavior is
less. Hence virtue can be maximized by automatizing it as much as
possible. In plainer terms, if people can cultivate habits and routines that
maintain virtuous behavior, they are more likely to remain virtuous than
if virtue depends on conscious choice. Unfortunately, if it were that easy,
the reign of virtue would presumably be in full bloom by now. Still, it is
possible to use some habits and automatic patterns so as to reduce the
degree to which virtue depends on the strength of will employed by the
conscious self.
Traditional moral discourse has often emphasized concepts such as
strength of character (e.g., Margolis, 1984; Wishy, 1968). Translated into
personality theory, the implication of this view is that people have stable
differences in their capacity for exerting self-control so as to achieve
virtuous actions. That the capacity for self-control is a property of the
person is consistent with the evidence we cited about increasing strength
through exercise. We turn now to a brief consideration of personality
traits relevant to virtue.
Individual Differences
One traditional focus of personality theory concerns individual differ-
ences. Research on the inner processes that accomplish virtuous behavior
is still rather new, particularly with respect to ego depletion, and so clear
measures of individual differences are not yet widely available. We do,
however, wish to provide a theoretical basis for conceptualizing such
differences.
1180 Baumeister & Exline
some people who do not care about virtue may know that they should
pay lip service to it. Still, simple self-reports provide good measures of
attitudes. The third dimension, self-awareness and self-monitoring, has
already been found to be responsive to self-report measures (see espe-
cially Fenigstein, Scheier, & Buss, 1975; the self-monitoring scale by
Snyder, 1974, may or may not be relevant to regulatory monitoring).
However, the second factor (strength of the moral muscle) requires
assessment of a psychological resource that may not be accessible to
conscious introspection, and so it is unclear how valuable self-report
measures can be. Indeed, once social desirability biases are corrected,
there may be little or nothing useful or valid in self-reports about ego
strength, implying the need for behavioral measures.
2. We thank a reviewer of this article for calling this work to our attention.
1182 Baumeister & Exline
For present purposes, the crucial fact is that guilt connects self-control
to virtuous behavior. It is readily apparent that guilt is a moral emotion.
Tangney (1991, 1992) had included guilt in the category of moral
affect, which is a good way to combine the understandings of guilt as
an emotional state and a component of virtue and morality. Psychopaths
(now called people afflicted by antisocial personality disorder) are
people who perform a disproportionately high number of destructive,
exploitative, and otherwise immoral behaviors (e.g., Hare, 1993), and
what sets them apart from others is apparently the lack of guilt: They are
without conscience, to use the phrase that Hare (1993) chose as the
title for his book.
Guilt also relates directly to self-control. Indeed, self-control fail-
ures represent a major category of guilt episodes. Baumeister, Still-
well, and Heatherton (1995) assembled a collection of first-person
accounts of feeling guilty, and all of them could be categorized as
either interpersonal transgressions or action control/self-regulation
failures. The latter included feeling guilty in episodes of overeating,
neglecting to study, failing to exercise, and other misbehaviors. (Ob-
viously, the two categories overlapped substantially, for many of the
interpersonal transgressions also involved breakdowns in self-control.)
They concluded that in order to explain guilt it is necessary to postulate
two main functions: one of supporting self-control and another of
regulating interpersonal relationships.
In contrast to earlier views of guilt as a destructive intrapsychic state,
recent work has focused on the interpersonal and adaptive facets of guilt.
In this view, forwarded in a literature review by Baumeister, Stillwell,
and Heatherton (1994), guilt originates in concerns about maintaining
close relationships (see also the need to belong; Baumeister & Leary,
1995). Guilt feelings originate in empathic distress connected with the
suffering of others (Hoffman, 1982), especially others with whom one
holds a close relationship. Guilt can also stem from fear or anxiety over
the possible loss of relational bonds that could arise if ones transgres-
sions prompt social rejection. The prosocial and relationship-enhancing
effects of guilt are well established (see Baumeister, Stillwell, & Heather-
ton, 1994, for review). Guilt over interpersonal transgressions motivates
people to confess and apologize. It makes them learn lessons and change
their behavior so as to avoid committing similar transgressions in the
future. It leads them to try to make restitutions and amends to people they
have wronged. Inducing guilt is also a means by which people who lack
Virtue and Self-Control 1183
formal power can still get their way, even influencing more powerful
others to do what they wish. Guilt may even be responsible for some of
the relationship-enhancing benefits of empathy, insofar as guilt improves
peoples capacity to appreciate the perspective of a relationship partner
with whom they have a conflict (Leith & Baumeister, 1998).
The all-purpose nature of guilt is also relevant. That is, guilt does not
appear to be limited to one particular behavior but rather can ensue from
a broad variety of transgressions. Our proposal that self-control underlies
the majority of virtues and vices is consistent with the observed common
role of guilt in the broad variety of virtue and vice.
In this article, we have analyzed morality as a means of fostering group
harmony and allowing people to live together, and we have presented
virtue as the internalization of traits that cause behaviors that benefit the
group. The interpersonal analysis of guilt dovetails well with this inter-
personal account of morality and virtue. Guilt motivates and directs
people to act in ways that are beneficial to their social groups and
relationshipsin other words, guilt drives people to act in virtuous ways.
3. China constitutes the one major exception to this rule. Yet China is hardly an
advertisement for successful Communism, appearing instead to remain handicapped by
its allegiance to this system. Its per capita economy still ranks China among the poorest
countries in the world. In fact, the news magazine The Economist estimated in 1996 that
China has an economy the size of Germanys despite having an additional billion people.
1186 Baumeister & Exline
Again, our point is not merely that socioeconomic changes have led
the church to abandon certain conceptions of sin, so that undesirable acts
that were once forbidden can now be tolerated. More fundamentally, we
propose that the modern economy enables people to perform acts that are
positively good and socially desirable even while those people are
pursuing their own financial self-interest. The simple notions of virtue
and morality as promoting what is best for the group over what is best
for the individual must now operate in a culture where there is consider-
able and growing overlap between those two categories.
The eroding distinction between societys best interest and individual
self-interest brings us to the third and possibly most problematic trend in
the modern world. In the 20th century, Western culture has put an
increasingly positive moral value on the self. This new moral glorification
of selfhood has made it difficult for morality to retain its traditional
function of restraining the self.
Social philosophers such as Habermas (1973) have contended that
positive value in society (legitimation) depends in part on having impor-
tant sources of value, that is, entities that can provide positive value to
other entities without having to receive their value from an outside source.
Baumeister (1991) used the term value base to describe these sources of
value, which have included Gods will and tradition. Habermas (1973)
proposed that as a society goes through the process of modernization,
some of its value bases are destroyed (e.g., traditional ways of doing
things are discredited), and so modern societies sometimes struggle with
chronic shortages of value, which he termed legitimation crises.
Modern society has responded to this value deficit by elevating certain
other principles to the status of autonomous value bases, according to
Baumeister (1991). The work ethic was a first attempt of this nature:
Instead of arguing that people should work because it was Gods will or
a moral duty or a necessary way to support a family, the work ethic
proposed that work was good in and of itself. This did not prove entirely
convincing, and the work ethic deteriorated into a basis for self-righteous
criticism of others rather than a genuine way of life (Rodgers, 1978).
Another attempt to erect a new supreme, independent value base was the
Victorian apotheosis of home, family, and romantic love.
For present purposes, however, the most important response to the
value gap has been the elevation of selfhood into a value base
(Baumeister, 1991). During the 20th century, people began to regard it
as not merely tolerable but even positively good and even morally
Virtue and Self-Control 1187
obligatory to perform acts that would benefit the self. Such acts include
the pursuit of self-actualization and self-knowledge. Personal growth and
even looking out for number one became widely asserted as positive
values.
The power of this new value base has radically transformed the moral
landscape of the twentieth century. For example, scholars such as Zube
(1972) have documented how the mass media shifted their prescriptive
balance between self and marriage: At midcentury, womens magazines
preached that self-sacrifice for the sake of marriage was the best course,
but during the 1960s this hierarchy was reversed and articles began to
assert a right and even a duty to get oneself out of a marriage if it thwarted
the selfs quest for growth or fulfillment. In parallel, the rise of the moral
value of the self affected attitudes toward work and religion (Baumeister,
1991). For example, many preachers now accept the hegemony of self-
hood, using church premises for self-help meetings and presenting
sermons on how to boost self-esteem. The collapse of the work ethic
could have created a cultural antipathy toward work, but the modern
careerist mentality treats work as a means of glorifying and fulfilling the
self (hence the astonishing proliferation of awards in seemingly all
professions and even occupations), and many people work harder than
their ancestors simply because of the drive to elevate the self.
The limited space available for this article renders us unable to provide
a full recapitulation of the evidence for and implications of the new moral
status of selfhood (see Baumeister, 1991). We do, however, wish to
highlight how fundamentally the rise of self as value base has changed
the role of morality and hence the nature of virtue. Throughout most of
history and most of the world, morality has existed as a major counter-
force to self, and virtue has represented the internal overcoming of
self-interested behavioral tendencies. Now, however, these seemingly
eternal opponents appear to have joined forces. This change is arguably
the most radical moral realignment in Western history, at least from a
psychological standpoint.
The moral shift favoring the self should not be overstated. There is still
certainly a moral sense that condemns the pursuit of self-interest at the
expense of others. Yet this sense must coexist uneasily with an awareness
of self as a locus of rights and entitlements. Moral calculations often need
to show that the person positively intended to harm others, and selfish
action is no longer condemned out of hand.
1188 Baumeister & Exline
CONCLUSION
In this article, we have offered a framework for understanding virtue as
an aspect of personality. We began with the assumption of the fundamen-
tally social nature of human existence, including the powerful motivation
of a human need to belong and the universality of group life in human
evolution (and current life). Personality can be understood as in part an
adaptation to the requirements of living among others (e.g., Hogan, 1983;
Sullivan, 1953). If the need to belong were the only human motivation,
then morality and virtue might not be difficult to achieve. Unfortunately,
however, the potential for conflict between individuals is inherent in
group life.
Morality can therefore be understood as a set of solutions to the
practical requirements of group life. When the selfish inclinations of the
individual conflict with the groups needs for stable, harmonious social
relations, morality prescribes how far the individual should yield. Virtue
is an internalization of these moral traits. Hence virtuous people should
make the best citizens and relationship partners, because they will not let
their own wishes cause actions that are detrimental to other people or to
the group or community.
Recent evidence for the interpersonal nature of guilt supports the view
that moral traits must be understood in the context of social relations.
Likewise, if morality depends on social relations, then changes in the
nature of social relations can have strong effects on virtue. We suggested
that three aspects of modern Western social life have created a social
environment that is especially inhospitable to virtue. First, the rising
instability of social relationships has weakened the social forces that
penalize immoral behavior. Second, new economic patterns depend on
the pursuit of self-interest to achieve benefits to the collective. Third, the
rising moral ideology of selfhood has recategorized many self-interested
Virtue and Self-Control 1189
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