Reciprocating

UNIT 8 RECIPROCATNG COMPRESSORS Compressors

Structure
8.1 Introduction
Objectives

8.2 Reciprocating Compressors Some Definitions

8.3 Compression Process
8.4 Work of Compression in Steady Flow
8.5 Efficiency of a Compressor
8.6 Work of Compression Reciprocating Compressors
8.7 Volumetric Efficiency of Reciprocating Compressors
8.8 Volumetric Efficiency and Clearance
8.9 Volumetric Efficiency and Pressure Ratio Multistage Compression
8.10 Intercooling
8.11 Minimum Work in Two Stage Compression with Intercooling
8.12 Summary
8.13 Key Words
8.14 Answers to SAQs

8.1 INTRODUCTION
The function of a compressor is to take a definite quality of fluid (usually gas, moist
often air and deliver it at a required pressure). Compression of gases is an important
process in many power plants, refrigeration plants and industrial plants. Industrial uses
of gas compression occur in connection with pneumatic tools, air brakes for vehicles,
servo-mechanisms, metallurgical and chemical processes, conveying of materials
through ducts, production of bottled gases, and transportation of natural gas. The term
gas compression applies only to processes involving appreciable change of gas density;
this excludes ordinary ventilation and furnace draft processes.
The machinery used in gas compression may be turbine type, such as centrifugal and
axial flow machines; or positive displacement type, such as reciprocating machines,
meshing rotor or gear machine and vane-sealed machines. In so far as it operates under
steady flow conditions, any of these types of machine may have its energy analysis
written in the form of the steady flow energy equation. In this unit, some general
deductions will be made on this basis. A more detailed study will be made of the
reciprocating compressor, but not of the other machines.
Objectives
After studying this unit, you should be able to
Compare reversible adiabatic, reversible isothermal and reversible
polytropic processes of compression,
determine the work of compression in steady flow and reciprocating
machines,
define adiabatic and isothermal efficiencies as also volumetric efficiency of
reciprocating compressors,
evaluate the advantages of multistage compression, and
determine the saving in work with inter-cooling. 119
Applied Thermal
Engineering 8.2 RECIPROCATING COMPRESSORS
SOME DEFINITIONS
Bore = Cylinder diameter.
Stroke = Distance through which the piston moves.
The two extreme positions of the piston are known as head-end and crank-end dead
centres.
Clearance Volume (Cl) : Volume occupied by the fluid when the piston is
at head-end dead centre.
Piston Displacement (PD) : Volume, a piston sweeps through.
Compression Ratio (rv) : Ratio of cylinder volume with the piston at
crank-end dead centre to the cylinder volume with
the piston at head-end dead centre.
Single-acting : Where only one side of the piston is used.
Double-acting : Where both sides of the piston are used.
Brake work
Mechanical Efficiency : which gives an indication of the
Indicated work
losses occurring between the piston and driving
shaft.
Volumetric Efficiency : Is a measure of the effectiveness of the machine
with regard to gas handling.
Vol. of gas actually compressed and delivered as
measured at inlet pressure and temperature
vol :
Piston displacement

Mass of gas actually compressed and delivered

:
Mass of gas occupying the piston displacement
at inlet pressure and temperature

8.3 COMPRESSION PROCESS

A gas compression process may be designed either to be adiabatic or to involve heat
transfer, depending on the purpose for which the gas is compressed. If the compressed
gas is to be used promptly n an engine or in a combustion chamber, adiabatic
compression may be desirable in order to obtain the maximum possible energy in the gas
at the end of compression. In many applications, however, the gas is not used promptly
but is stored in a tank for use as needed. The gas in the tank loses heat to the
surroundings and reaches room temperature when finally used. In this case the overall
effect of compression and storage is simply to increase the pressure of the gas without
change of temperature. It can be shown that if the gas is cooled during compression,
instead of after the process, the work required will be less than for adiabatic
compression. A further advantage of cooling is the reduction of volume and the
consequent reduction of pipe line losses. For this reason, since cooling during
compression is not very effective, after coolers are often used to cool the gas leaving a
compressor.
In view of the effect of cooling on a compression process, it is customary to investigate
two particular idealized cases, namely reversible adiabatic and reversible isothermal as
well as a general case of a reversible polytropic process (pvn = constant). The paths of
these processes are plotted in Figure 8.1.
120
 Reciprocating
Compressors
T
P2
P
2T 2n 2
P2 2
P1
Pv = C 2n
T=C

Pvn= C 2T
1
( >n>1) 1 P1

V S

Figure 8.1 : Compression Processes

8.4 WORK OF COMPRESSION IN STEADY FLOW

The steady flow energy equation per unit mass for a compression process, assuming that
changes in potential and kinetic energy are negligible may be written (refer Figure 8.2).

Q W X
Compressor

1
Flow
Figure 8.2 : Steady Flow Process
Q Wx = h = h2 h1 . . . (8.1)

we also have the relation Tds = dh vdp

Q = h vdp . . . (8.2)

Then for any of the idealized cases of Figure 8.1 from Eqs. (8.1) and (8.2)
Wx = vdp . . . (8.3)

For any gas a compression process may be represented with sufficient accuracy by an
equation such as pvn = constant.
1
p1n . v1
Then v= 1
pn
1 2
dp
and Wx = p1n . v1 1
1
pn
1 1 1
1 1 1
= p1n . v1 [ p2 n
p1 n

1
1
n
n 1
n p2 n
= p1 v1 1
n 1 p
1
121
Applied Thermal The work of compression or the steady flow work input to the gas, is the negative of the
Engineering shaft work Wx.
Therefore, Wn = Work of reversible polytropic compression
n 1
n p2 n
= p1 v1 1 . . . (8.4)
n 1 p
1

W = Work of reversible adiabatic compression

1

2
p
= p1 v1 1 . . . (8.5)
1 p
1

For isothermal compression of a perfect gas, pv = constant. The work of reversible

isothermal compression
2
dp p
Wt = Wx = p1 v1 p
= p1 v1 ln 2
p1
. . . (8.6)
1

In the p-v plot of Figure 8.1, the work of compression for each type of process is
represented by the area between the path of that process and the axis of pressure. It is
evident that the work of reversible isothermal compression is less than the work of
reversible adiabatic compression; the work of reversible polytropic compression is
intermediate between the others if n lies between and unity. This is the case in reality
as the polytropic case will involve some cooling but not enough to obtain isothermal
compression. In a real compressor the work will be greater than the work of the
reversible compression process because of friction. In such cases the path of
compression may be represented by pvn = constant, but the work of compression is not
given by vdp; the shaft work cannot be determined solely from the properties of the
fluid. The friction effects in a reciprocating compressor are often small so that the work
may be computed by the integral of vdp without gear error.
SAQ 1
Tests on reciprocating air compressors with water cooled cylinders show that it is
practical to cool the air sufficiently during compression to correspond to a
polytropic exponent n in the vicinity of 1.3. Compare the work per kg of air
compressed from 100 kPa, 40oC to 600 kPa according to three processes :
reversible adiabatic, reversible isothermal and reversible pv1.3 = constant. Find the
heat transferred from air in each case.

8.5 EFFICIENCY OF A COMPRESSOR

The efficiency of a compressor working in a steady flow process may be defined as
h2 s h1 w
c = = . . . (8.7)
wc wc
122
where wc = Shaft work supplied to the actual compressor per kg of gas passing through. Reciprocating
Compressors
w = Shaft work supplied to a reversible adiabatic compressor per kg of gas
compressed from the same initial state to the same final pressure as in the
actual compressor.
The above efficiency is generally referred to as the adiabatic efficiency.
If the desirable idealized process is taken to be the reversible isothermal process, then
the compressor efficiency is called the isothermal efficiency.
wt
cisothermal = . . . (8.8)
wc
where wt = Shaft work supplied to a reversible isothermal compressor for compressing
1 kg gas from the same initial state to the actual final pressure.
The normal thermodynamic practice is to use the reversible adiabatic basis. Because of
the effects of cooling, the adiabatic efficiency of a real compressor may be greater than
unity.
Many turbine type compressors are essentially adiabatic machines and for these
machines the work of compressor, wc = h2 h1 .
Then for an adiabatic compressor the efficiency is
h2 s h1
c = . . . (8.9)
h2 h1
As against this, Eq. (8.7) gives the adiabatic efficiency of any machine.
SAQ 2
For the conditions given in SAQ 1, find the adiabatic efficiency and the isothermal
efficiency of the reversible polytropic compressor.

8.6 WORK OF COMPRESSION RECIPROCATING

COMPRESSORS
A typical indicator card obtained from a reciprocating compressor is shown in
Figure 8.3.

c b
P2

V1
P1
d a

(PD) Cylinder volume

Clearance volume Piston displacement

= CL(PD)

Figure 8.3 : Compressor Indicator Diagram

123
Applied Thermal The sequence of operation in the cylinder is as follows :
Engineering
Compression
Starting at maximum cylinder volume, point a, slightly below the inlet pressure p,
as the volume decreases the pressure rises until it reaches p2 at b; the discharge
valve does not open until the pressure in the cylinder exceeds p2 by enough to
overcome the valve spring force.
Discharge
Between b and c gas flows out a pressure higher than p2 by the amount of the
pressure loss through the valves; at C, the point of minimum volume, the discharge
valve is closed by its spring.
Expansion
From c to d, as the volume increases, the gas remaining in the clearance volume
expands and its pressure falls; the suction valve does not open until the pressure
falls sufficiently below p1 to overcome the sprig force.
Intake
Between d and a gas flows into the cylinder at a pressure lower than p1 by the
amount of pressure loss through the valve.
The total area of the diagram represents the actual work of the compressor on the gas.
The cross-hatched areas of the diagram above p2 and below p1 represent work done
solely because of pressure drop through the valves and port passages. This work is called
the valve loss.

P
c b
P2

Pvn=c Pvn=c

P1
d a

Cylinder volume V

Figure 8.4 : Ideal Indicator Diagram

The idealized machine to which an actual machine is compared has an indicator diagram
like Figure 8.4, in which there are no pressure loss effects, and the processes a b and c
d are reversible polytropic processes. Assuming no state change in the intake d a and
discharge b c processes, and assuming equal values of the exponent n in the
compression a b and expansion processes c d, the ideal work of compression can be
found by taking the integral of pdv around the diagram. In mf is the mass of fluid taken in
and discharged per machine cycle, then the total work interaction per cycle is
w = wa b + wb c + wc d + wd a

pb vb pa va p v pc vc
= + p2 (vc vb ) + d d + p1 (va vd )
1 n 1 n

p2 (vb vc ) p (v va )
= p2 (vb vc ) + 1 d p1 (vd va )
1 n 1 n

n
= [ p2 (vb vc ) + p1 (vd va )]
1 n
124
 n Reciprocating
= [ p2 m f v2 p1 m f v1 ] Compressors
1 n

n
= mf [ p2 v2 p1 v1 ]
1 n
n p v
= mf p1 v1 2 2 1
1 n p1 v1
Since pvn = constant
n 1
p2 v2 p2 n
=
p1 v1 p1

substituting this in the above expression

n 1
n p2 n
w = mf . p1 v1 p 1
1 n
1

Thus, we see that the work per kg of fluid flow is the same as obtained from the steady
flow analysis (Eq. 8.4)). It is therefore unnecessary to make any further analysis of the
work of the idealized reciprocating compressor since all desired results have already
been obtained by the steady flow analysis.

8.7 VOLUMETRIC EFFICIENCY OF

RECIPROCATING COMPRESSORS
The flow capacity of positive displacement compressors is expressed in terms of
volumetric efficiency vol.
m f . v1
vol = . . . (8.10)
( PD )

where mf is the mass of fluid flow per machine cycle and (PD) is the piston displacement
volume per machine cycle.
The true volumetric efficiency can be determined only by measuring the flow through
the machine. An approximate or apparent volumetric efficiency may be obtained from
the indicator diagram shown in Figure 8.3. Here, the volume V1 is the volume between
the point where the cylinder pressure reaches p1 during the expansion process and the
point where it reaches p1 during the compression process. If the gas remained at constant
temperature during the intake process, the volume V1 would be the actual volume taken
V
in at state 1; then the ratio 1 would be the volumetric efficiency. In an actual
PD
compressor, because of heat transfer from the cylinder walls, the gas is at higher
temperature after entering the cylinder than at state 1. Consequently the volume V1 is
V
greater than the volume taken in from the supply line, and the ratio 1 is larger than
PD
the true volumetric efficiency; hence, the name apparent volumetric efficiency.

8.8 V OLUMETRIC EFFICIENCY AND CLEARANCE

The volumetric efficiency of an idealized compressor having an indicator diagram like
Figure 6.4 can be written directly from Eq. (8.10).
125
Applied Thermal m f . v1
Engineering vol =
( PD)

PD = Vc Va

Va
Clearance cl =
( PD)

Vc Vd
mf =
v1

and Vc = (1 + cl ) PD
vd
Also Vd = Va (mass being constant)
va

v1
= cl ( PD)
v2

( PD ) v1
Therefore, mf = 1 cl 1
v1 v2

1
m f v1 p2 n
Therefore, vol = = 1 cl 1 . . . (8.11)
( PD ) p
1

Figure 8.5 shows a plot of Eq. (8.11)

1.0
P2
= 1.0
P1
1/n
( PP )
2

1
=C

nv

P2
=
P1

0
0 CL

Figure 8.5 : Effect of Clearance on Volumetric Efficiency

1
p n
Since 2 is always greater than unity, it is evident that the volumetric efficiency of
p1
the idealized compressor decreases as the clearance increases and as the pressure ratio
increases.
SAQ 3
A reciprocating air compressor operates between 100 kPa and 500 kPa with a
polytropic exponent of 1.3. How much clearance would have to be provided in the
ideal case, to make the volumetric efficiency 50 percent? To make it zero?

126
Example 8.1 Reciprocating
Compressors
An air compressor cylinder has 15 cm bore and 15 cm stroke and 5% clearance.
The machine operates between 100 kPa, 27oC and 500 kPa. The polytropic
exponent is 1.3.
(a) Sketch the idealized indicator diagram, and find :
(i) cylinder volume at each corner of the diagram
(ii) mass flow of air, and
(iii) flow capacity in m3/min at 720 rev. per minute.
(b) Find the ideal volumetric efficiency.
(c) What is the mean effective pressure?
(d) Find the heat transferred as a fraction of the indicated work.
Solution
Referring to Figure 8.6
P

c b

a
d

V
Figure 8.6 : Indicator Diagram

Data given :
Bore = 15 cm
Stroke = 15 cm
Clearance = 5%
(i) Va = stroke volume + clearance volume

152 15 5 15
2
15
= +
4 (100) 2 100 100 4 100 100

5
= 26.5 10 4 + 26.5 10 4
100

= 27.83 10 4 m3
To Find Vb
a b is a polytropic process with n = 1.3.

p1 Van = p2 Vbn
1 1 1
Vb p1 n 100 103 1.3 1 1.3
= 3
= = 0.324
Va p2 300 10 5

Therefore, Vb = Va 0.324 = 27.83 10 4 0.324

= 9.03 10 4 m3 127
Applied Thermal To Find Vc
Engineering
Vc = clearance volume = 5% of stroke volume
= 0.05 26.5 10 4

= 1.325 10 4 m3
To Find Vd
p2 vcn = p1 vdn
1 1
1
Vd p2 n 500 103 n
= =
100 103
1.3
= (5) = 3.46
Vc p1

Therefore, Vd = Vc 3.46 = 1.325 10 4 3.46

= 4.57 10 4 m3
Va Vd
(ii) Mass flow of air per cycle =
v1
where v1 = specific volume of air entering.
p1 v1 = RT1 and R = 287 J/kg.K
RT1 287 300
Therefore, v1 = = 3
= 0.861 m3 /kg
p1 100 10

Va Vd = 27.83 10 4 4.57 10 4 = 23.26 10 4 m3

23.26 10 4
Therefore, Mass flow = = 26.4 10 4 kg
0.861
(iii) (a) Speed = 720 rev./min
Flow capacity = (Va Vd ) 720

= 23.26 10 4 720 = 1.68 m3 /min

Va Vd
(b) Ideal volumetric efficiency vol =
Va Vc

23.26 10 4
= 100 = 87.8%
26.4 10 4
work done per cycle
(c) Mean effective pressure =
stroke volume

n 1
n p2 n
Work done per kg of air = . p1 v1 1
n 1 p
1

0.3
1.3 3 1.3
= 100 10 0.861 [5 1]
1.3 1

= 4.34 0.861 105 [1.447 1]

= 4.34 0.861 105 0.447

128 = 1.67 105 N.m

 Reciprocating
Word done per cycle = 1.67 105 26.4 10 4 Compressors
= 440.9 Nm
440.9
Mean effective pressure = 4
= 1.67 105 N/m 2
26.4 10

(d) Q wx = h neglecting changes in kinetic and potential energies

Q = h wx = c p T wx

n 1 0.3
T2 p2 n 500 103 1.3
=
100 103
= = 1.447
T1 p1
Therefore, T2 = T1 1.447 = 300 1.447 = 434.1 K

h = 1005 (434.1 300) since c p for air = 1005 J/kg.K

= 1005 (134.1) = 134.77 kJ/kg

h per cycle = 134.77 26.4 10 4 = 0.356 N.m

w = indicated work = 440.9 N.m

Therefore, Q per cycle = 0.356 103 440.9

= 356 440.9 = 84.9 J

84.9
Q as a fraction on indicated work = = 0.19
440.9
Example 8.2
A refrigeration compressor has two single acting cylinders of 7.5 cm bore and
7.5 cm stroke and works as a single stage compressor. The clearance is 4% of
piston displacement. Ammonia vapour at 10oC with a degree of superheat of
5oC, is compressed to a pressure having saturation temperature of 30oC and to a
temperature of 105oC. Assuming heat transferred from the compressor to be
25 kJ/kg and the actual volumetric efficiency equal to 85% of the volumetric
efficiency based on the idealized indicator diagram, calculate the following :
(a) The compressor adiabatic efficiency
(b) The flow capacity of the compressor if the compressor runs at
960 rev/min.
Properties of Ammonia

p (N/m2) t (oC) vg (m3/kg) hg (kJ/kg)

5
2.28 10 15 0.5 1442.8
5
11.3 10 30 0.11 1465.1

Assume the average value of cp of superheated ammonia vapour to be

2.675 kJ/kg.deg and n = 1.3.
Solution
Bore = 7.5 cm
Stroke = 7.5 cm
Clearance = 4% 129
Applied Thermal It is given that ammonia gas at 10oC has a degree of superheat of 5oC.
Engineering
Therefore, saturation temperature = 15oC compressed to 11.3 105 N/m2, and
temperature = 105oC and degree of superheat = 105 30 = 75oC.
Process 1 2 is with heat transfer and process 1 2s is reversible adiabatic.
P2
T
2
2s P1

303 K

258 K
1

Figure 8.7 : Adiabatic Compression on T-S Coordinates

Applying S.F.E.E., Q wx = h (neglecting changes in K.E. and P.E.).

Treating superheated vapour as an ideal gas

h1 at 10o C = 1422.8 + c p t

= 1422.8 + 2.675 5

= 1436.175 kJ/kg

h2 at 105o C = 1465.1 + c p t

= 1465.1 + 2.675 75

= 1665.7 kJ/kg

wx = 25 h

= 25 (1665.7 1436.175)
= 254.55 kJ/kg

If the compression process was reversible adiabatic

1 0.3
T2 s p2 500 103 1.3
=
100 103
=
T1 p1

Therefore, T2 s = 381 K = 108o C

h2 s = 1465.1 + 2.675 78

= 1673.75 kJ/kg
Reversible adiabatic work of compression = wxs
wxs = Q h = 0 (1673.75 1436.175)

= 237.58 kJ/kg
237.58
Adiabatic efficiency = = 0.93 = 93%
254.55
130
(b) Actual volumetric efficiency = 0.85 vol. ideal Reciprocating
Compressors
(Va Vd )actual
= vol 0.85 Refer Figure 6.6
( PD )

(Va Vd )actual = ( PD ) vol 0.85

2
7.5 7.5
PD =
4 100 100

= 56 75 10 6 = 3.3 10 4 m3
4

Vc = 0.04 ( PD ) = 0.132 10 4 m3

Therefore, Va = Vc + 3.3 10 4 = 3.432 10 4 m3

To Find Vd
During the process c d, mc = md
Vc Vd
Therefore, =
vc vd

Process b c is at constant pressure

Therefore, vb = vc
0.11
For superheated vapour, vb at 105oC = 378 = 0.138 m3 /kg
303
Therefore, vc = 0.138 m3/kg
Similarly process d a is a constant pressure process and vd = va
va for superheated ammonia vapour at 15oC = 0.5 m3/kg
Therefore, vd = 0.5 m3/kg

Vc 0.132 10 4
Vd = . vd = 0.5 = 0.486 10 4 m3 /kg
vc 0.138

Va Vd 3.432 10 4 0.486 10 4
Therefore, vol = =
PD 3.3 10 4

2.946
= = 0.893
3.3
(Va Vd )actual = ( PD) . vol

= 3.3 10 4 0.893 0.85

= 2.5 10 4 m3

Therefore, the flow capacity of the compressor at 960 rev/min

= (Va Vd )actual 960

= 2.5 10 4 960

= 2.5 10 4 m3 / min
131
Applied Thermal Example 8.3
Engineering
An air compressor has a volumetric efficiency of 70% when tested, the discharge
state being 500 kPa, 150oC and the inlet state 100 kPa, 15oC. If the clearance is
4%, predict the new volumetric efficiency when the discharge pressure is
increased to 700 kPa. Assume that the ratio of real to ideal volumetric efficiency
and the exponent n remain constant.
Solution
vol .actual = 0.7

p1 = 100 103 N/m 2

p2 = 500 103 N/m 2

t1 = 15o C = 288 K

t2 = 150o C = 423 K
For polytropic compression process
n
p2 T2 n 1
=
p1 T1
n
5 105 423 n 1
Therefore, 5
=
1 10 288
n ln 5 1.61
or, = =
n 1 423 0.147
ln
288

1
p2 n
Ideal volumetric efficiency = 1 cl 1
p
1

1
= 1 0.04 [(5)1.09 1]
= 1 0.04 [4.37 1]
= 0.865
Actual vol 0.7
= = constant for this compressor
vol ideal 0.865
Therefore, when the discharge pressure is increased to 700 kPa.
Actual Vol. Efficiency 0.7
= = constant
Ideal Vol. Efficiency 0.865

1
p2 n
Ideal volumetric efficiency = 1 cl 1
p
1

1
700 103 1.09
= 1 0.04
100 103
1


132
 = 1 0.04 [5.95 1] Reciprocating
Compressors
= 0.802
0.7
Therefore, new volumetric efficiency = 0.802 = 0.65 .
0.865

8.9 VOLUMETRIC EFFICIENCY AND PRESSURE

RATIO-MULTISTAGE COMPRESSION
It is evident from Figure 8.5 that as the pressure ratio is increased the volumetric
efficiency of a compressor of fixed clearance decreases, eventually becoming zero. This
can also be seen in an indicator diagram shown in Figure 8.8 below. As the discharge
pressure is increased, the volume VI, taken in at p1, decreases. At some pressure p2c the
compression line intersects the line of clearance volume and there is no discharge of gas.
An attempt to pump to p2c (or any higher pressure) would result in compression and
re-expansion of the same gas repeatedly, with no flow in or out.
P P2 c

P2 b

P2 a
PVn = c

V 1b
V 1a

V
(P D)

C L (P D)

Figure 8.8 : Effect of Pressure on Capacity

The maximum pressure ratio attainable with a reciprocating compressor cylinder is then
seen to be limited by the clearance. There are practical and economic limits to the
reduction of clearance; when these limits interfere with the attainment of the desired
discharge pressure, it is necessary to use multistage compression. In a multistage
compressor the gas is passed in series through two or more compressors, or stages, each
of which operates on a small pressure ratio. Disregarding pressure losses between stages,
the overall pressure ratio is the product of the pressure ratios of the stages.
Figure 8.9 shows the comperative idealized indicator diagrams for compression of a gas
from p1 to p2 by a two stage machine or by a single stage machine of the same piston
displacement and clearance as the first stage of the two stage machine.
The single stage machine compresses gas from a1 to b2, discharge at p2 from to c,
expands from c to d, and take in gas from d1 to a1. Thus, the capacity per machine cycle
is Va1 Vd.
The first stage of the two stage machine compresses gas from a1 to b1, discharge at px
from b1 to c1, expands from c1 to d1, and takes in gas at p1 from d1 to a1. The capacity per
machine cycle is Va1 Vd1, which is appreciably larger than the capacity of the single
stage machine.
The second stage taken in gas from d1 to a2 (which coincide with c1 b1), compresses
from a1 to b2, discharges at p2 from b2 to c2, and expands from c2 to d2. The flow capacity
of the two stage machine is the capacity of the first stage, since all the gas is taken in by
the first stage. 133
Applied Thermal
Engineering
2
P
SECOND C2 C b2
STAGE P2

x PVn = C

RECEIVER

d2 a2
x PX
c1 b1

FIRST
a1
STAGE d1 P1
a1
1 V
CL (P D)2 (P D)2
CL (P D)1 (P D)1
TWO STAGE
FLOW DIAGRAM
Figure 8.9 : Two-stage Compression

The two stage compressor has greater capacity than the single stage compressor of the
p
same clearance, at the same pressure ratio 2 . This advantage is greater at larger
p1
pressure ratios, and at sufficiently large pressure ratios the single stage compressor
becomes uneconomical because of low volumetric efficiency.

SAQ 4
A gas is to be compressed from 30 kPa to 500 kPa. It is known that cooling
corresponding to a polytropic exponent of 1.25 is practical and the clearance of
the available compressor is 3 percent. Compare the volumetric efficiencies to be
anticipated for
(i) single stage compression, and
(ii) two stage compression with equal pressure ratios in the stages.

8.10 INTERCOOLING
The advantage of multistage compression in itself is primarily that of increased flow
capacity or volumetric efficiency for a given pressure ratio. Multistage compression also
enables appreciable saving of work if cooling of the gas between stages is resorted to.
The cooling is usually done by a water cooled tubular heat exchanger which also serves
as a receiver between the stages.
The work saved by intercooling in the idealized two stage reciprocating compressor is
illustrated on the indicator diagram of Figure 8.10.
134
 Reciprocating
Compressors
2

SECOND
STAGE

RECEIVER

COOLING
x
WATER

FIRST
STAGE

(a) Flow Diagram

T =C =T1
P2

PVn =C
=T

x
PX
y

P1

(b) Two-stage Compression with Intercooling

Figure 8.10

Cooling by cylinder water jackets is never very effective. The compression curve is
always closer to adiabatic than to isothermal. Therefore, the gas discharged from the first
stage at state x is at a higher temperature than the inlet temperature T1; if the gas is then
cooled to state y at temperature T1, the volume entering the second stage will be less than
the volume leaving the first stage. The compression in the second stage will proceed
along a new polytropic curve at smaller volume. The cross-hatched area between the two
polytropic curves in Figure 8.10 represents the work saved by interstage cooling to the
initial temperature. Actual cooling might be to some other temperature, but it is
conventional to discuss cooling to T1.
The saving of work by two stage compression with intercooling will depend upon the
interstage pressure px chosen. Obviously, as px approaches either p1 or p2, the process
approaches single stage compression. Any saving of work must increase from zero to a
maximum and return to zero as px varies from p1 to p2.

8.11 MINIMUM WORK IN TWO STAGE

COMPRESSION WITH INTERCOOLING
The conditions affecting the work of compression may be studied by use of the steady
flow system and T s diagram of Figure 8.11. As shown in the figure, a perfect gas is
compressed from the initial state p1 T1 to px, it is then cooled at constant pressure to Ty,
and then compressed from px, Ty to p2. Given p1, T1, Ty and p2, it is desired to find the
value of px which gives minimum work.
135
Applied Thermal
Engineering 2

SECOND
STAGE
P2
T
y
PX
2 P1
INTERCOOLER
S=C
2
x X x

Ty
FIRST y
T1
STAGE 1

Figure 8.11 : T s Plot of Two-stage Compression Process

Let the adiabatic compression efficiencies of the two-stages be respectively c1 and c2.
The work of compression wc = w1 + w2

1
1 p x
w1 = RT1 1
c1 1 p
1

1
1 p2
and w2 = RTy 1
c 2 1
p y

1
px Tx
But =
p1 T1

1 1
p p T2
and 2 = 2 =
py px Tx

R T1 Tx Ty T2
Therefore, wc = 1 + 1
1 c1 T1 c 2 Tx

Taking the derivative with respect to Tx and setting it equal to zero (noting that T1 , T2
and Ty are constant,
dwc
=0
dTx

R 1 Ty T2 1
+
2
=0
1 c1 c 2 (Tx )

c1
Then (Tx )2 = Ty T2
c 2

Tx c1 Ty T21
and =
T1 c 2 T1 T
136
For minimum work Reciprocating
Compressors
1
Tx p x
=
T1 p1
1
T2 p2
and =
T1 p1

Therefore, for minimum work in two stage compression of a perfect gas with
intercooling to a fixed temperature Ty,

px Ty 1 p2
and = c1 . . . (8.12)
p1 c 2 T1 p1
For the special case of Ty = T1 and c1 = c2, which is often taken as standard of
comparison, the requirement for minimum work is
px p2
= . . . (8.13)
p1 p1

Also for this special case the condition of minimum work is the condition of equal work
in the two stages.
When three stages of equal efficiency are used, with intercooling to the initial
temperature at two points as shown in Figure 8.12, the condition of minimum work, and
of equal division of work among stages is
px1 p x 2 p p2
= = 2 = 3 . . . (8.14)
p1 p x1 px 2 p1

P2
PX 2
Px 1
P1
2 X2 X1

T1
1

Figure 8.12 : Three-stage Compression with Inter-cooling

Example 8.4
A two stage air compressor is used to compress 10 m3/min of air from 100 kPa to
1400 kPa. What will be the pressure in the intercooler for the special case of
minimum work of compression? If n = 1.3, find the percentage saving in work by
compressing in two stages compared to single stage compression.
Solution
Refer Figure 8.13
Data given : Flow rate = 10 m3/min

p1 = 100 103 N/m 2

p2 = 1400 103 N/m 2 137

Applied Thermal
P
Engineering
4 3 2

x
y

Figure 8.13 : Indicator Diagram of Two-stage Compressor

Process 1 2 represents single stage compression

For minimum work of compression
px p2
=
p1 p1

p2
Therefore, px = pressure in the intercooler = p1
p1

1400 103
= 100 103 = 105 14
100 103

= 3.74 105 N/m 2

Work done per minute in two-stage compression is given by

n 1
n RT1 p x n
w1st stage = p 1
n 1
1

n 1
n RTy p2 n
w2nd stage = 1
n 1 p x


Assuming perfect intercooling (Ty = T1) and
px p
= 2 or p x = p2 . p1
p1 px

n 1
n
x n
p
Minimum Wtotol per minute = 2 RT1 1
n 1 p
1

Substituting the data given

n 1
1.3 p x n
Minimum Wtotal per minute = 2 p1 V1 p 1
0.3
1
138
 2.6 Reciprocating
= 106 [(3.74)0.2305 1] Compressors
0.3
2.6 106
= (1.356 1)
0.3
= 3085 kJ/minute
For Single Stage Compression
n 1
n
2 n
p
Work of compression per minute = p1 V1 p 1
n 1
1

1.3
= 100 103 10 [(14)0.2305 1]
0.3
= 4.33 106 [1.84 1] = 3637 kJ/min
Therefore, saving in work = 3637 3085 = 552 kJ/min
552
Percentage saving in work = = 15%
3637
Example 8.5
A two stage air compressor is to be designed to compress 6 m3/mn of free air
(air at ambient conditions) at 100 kPa, 27oC to 900 kPa. The cylinders of the
compressor are to be water jacketed and an inter-cooler provided in between the
two stages. From previous experience the following data may be assumed :
(i) Index of compression, n = 1.3.
(ii) Volumetric efficiency of each cylinder = 80%.
(iii) Temperature of air leaving the inter-cooler = 37oC.
(iv) Overall compression efficiency = 85%.
Determine :
(a) Piston displacement volume for each of the compressors, and
(b) Required size of the electric motor to drive the compressor if the
available sizes of induction motors are 22, 30 and 37 kW.
Solution
(a) Referring to Figure 8.14

p1 = 100 103 N/m 2

T1 = 273 + 27 = 300 K

p4 = 900 103 N/m 2

n = 1.3
Volume = 80%
T3 = 273 + 37 = 310 K
Overall compressor efficiency = 85%.
To find V1 V6 and V3 V5
p1 v1 = RT1

100 103 . v1 = 287 300

139
Applied Thermal
Engineering P
5 4

Isothermal
Corresponding to T3

6
2
3

7
1

V
Figure 8.14 : Two-stage Process

287 300
v1 = = 0.861 m 2 /kg
105
V1 V7 = 6 m3/min
V1 V7 m f . v1
vol = = = 0.8
V1 V6 ( PD)1
6
Therefore, = 0.8
V1 V6
6
V1 V6 = ( PD)1 = 7.5 m3 /min
0.8
m f . v1 = V1 V7 = 6 m3 /min

6
Therefore, mf = = 6.84 kg/min
0.861
This mf is the same for the second stage also.
6.84 v3
Therefore, 0.8 =
( PD )2

p3 v3 = RT3

p2 = p3 = 9 105 1 105 = 3 105 N/m 2

Therefore, 3 105 v3 = 287 310

v3 = 0.30256 m3 /kg
6.84 0.30256
and ( PD )2 = 2.585 m3 /min
0.8
n 1 n 1
n p2 n n p4 n
(b) wtotal =
n 1
p1 v1
p
1 +
n 1
p3 v3 p 1
1 3

n 1
n p2 n
= 1 ( p1 v1 + p3 v3 )
n 1 p1

140
 n 1 Reciprocating
n p2 n Compressors
= 1 m f . R (T1 + T3 )
n 1 p1

0.3
1.3
= [(3) 1.3 1] (6.84 287 610)
0.3
= 1493.1 kJ/min
Wtotal 1493.1
Actual work = =
Overall Efficiency 0.85

= 1756.6 lJ/min
= 29.3 kW
Therefore, a 30 kW electric motor should be used.

8.12 SUMMARY
The work required to compress a gas from a given initial state to a given final pressure is
reduced by removing heat from the gas during compression. In actual machines, the
amount of heat which can be transferred during the compression process is limited; so
the ideal process for simulating an actual compression may be a polytropic process with
the polytropic exponent n closer to than to 1. In simple gas turbine plants and in other
applications where immediately after compression the gas is to be heated by means of a
fuel, adiabatic compression is most desirable from the standpoint of overall plant
efficiency, even through the compression work is greater than for compression with
cooling.
For an adiabatic compressor, the compressor efficiency is defined as
Work of reversible adiabatic compression from state p1 to p2
c =
Work of actial adiabatic compression from state p1 to p2

In a multistage adiabatic compressor, the efficiency of the entire machine is lower than
that of the individual stages if they have equal efficiencies of less than 100 percent.
If isothermal compression is impossible or impractical, as it usually is, a reduction in the
work required for given pressure limits can be achieved by cooling the gas at constant
pressure between stages. For polytropic compression with the same value of n in each
stage and intercooling to the initial temperature, minimum total work is required when
the pressure ratio is the same for each stage.
The volumetric efficiency of a reciprocating compressor is an important indicator of its
v
flow capacity. It is defined as vol = m f . 1 where mf is the mass of flow per machine
PD
cycle and (PD) is the piston displacement. The volumetric efficiency decreases as the
clearance increases and as the pressure ratio increases.
Minimum work in two stage compression with perfect intercooling will be achieved for
the condition

px p2
=
p1 p1

where px is the pressure in the intercooler.

141
Applied Thermal
Engineering 8.13 KEY WORDS
Reversible Adiabatic Compressor : A slow, frictionless compression process under
adiabatic conditions.
Reversible Polytropic Compressor : A slow, frictionless compression process under
polytropic (pvn = constant conditions).
Clearance Volume : Volume occupied by the fluid when the piston
is at head-en dead centre.
Volumetric Efficiency : A measure of the effectiveness of the machine
with regard to gas handling.
Vol. of gas actually compressed
vol =
Piston displacement volume

Adiabatic Efficiency : It is the ratio of shaft work supplied to a

reversible adiabatic compressor per kg. of gas
compressed to the shaft work supplied to an
actual compressor.
Isothermal Efficiency : It is the ratio of shaft work supplied to a
reversible isothermal compressor per kg. of gas
compressed to the shaft work supplied to the
actual compressor.
Multistage Compression : In this the gas is compressed in series through
two or more compressors or stages each of
which operates over a small pressure ratio.
Intercooling : This is cooling of the compressed gas between
stages and results in considerable saving of
work.
Minimum Work with Intercooling : For minimum work in two stage compression
with intercooling back to the initial
Px P
temperature the condition is = 2.
P1 P1

8.14 ANSWERS TO SAQs

SAQ 1
Considering air as a perfect gas
p1 v1 = RT1 = 287 313

1
p2
wadiabatic = RT1 1
1 p
1

1.4 1
1.4 600 103 1.4
= 287 313 1
0.4 3
100 10

= 314408.5 [1.67 1]
= 210.65 kJ/kg
142
 n 1 Reciprocating
n p2 n Compressors
wpolytropic = RT1 1
n 1 p
1

0.3
1.3
= 287 313 [(6) 1.3 1]
0.3
= 389267.6 [1.52 1]
= 202.42 kJ/kg

p2
wisothermal = RT1 ln
p1

= 287 313 ln (6)

= 287 313 1.7917

= 160.95 kJ/kg
The heat transferred in the adiabatic process is zero. In the polytropic process

n
Q = cv . (T2 T1 )
1 n

n
where cv . is called the polytropic specific heat.
1 n

n T2
Therefore, Q = cv . . T1 1
1 n T1

n 1
n
2 n
p
= cv . T1 p 1
1 n
1

1.4 1
= 718 313 [1.52 1]
1 1.3

= 299645.33 0.52

= 155.82 kJ/kg
The heat transferred from the air during polytropic compression = 155.82 kJ/kg.
In the isothermal process with a perfect gas the heat transfer is equal to the work;
then the heat transferred from the air is 160.95 kJ/kg.
SAQ 2
For the conditions given in SAQ 1, the shaft work actually supplied to the
compressor per kg of air compressed wc = wn.
wt 160.95
c Isothermal = = = 0.795
wc 202.42

w 210.65
Adiabatic efficiency, c = = = 1.04
wc 202.42
143
Applied Thermal SAQ 3
Engineering
1

2 n
p
Volumetric efficiency vol = 1 cl 1
p
1

1 1
p2 n 500 103 1.3
= = 3.45
3
p1 100 10
vol = 0.50 = 1 cl [3.45 1]

0.5
Therefore, cl = = 0.204
2.45
If vol = 0 = 1 cl (3.45 1)

1
cl = = 0.408
2.45
SAQ 4
A reasonable comparison can be made here on the idealized basis even though the
actual volumetric efficiencies may be lower than the ideal.
For the single stage machine
1
p2 n
vol = 1 cl 1
p
1

1

500 10 3 1.25

= 1 0.03
30 103
1


= 0.744
500
For the two-stage machine, the pressure ratio in each stage is and the
30
volumetric efficiency is that of the first stage.
1
vol = 1 0.03 [(4.09) 1.25 1]
= 0.934.

144