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RESULTS Intervention and usual care groups did not differ statistically on base-
line measures. Patients who received the intervention were more likely to achieve
HbA1c levels of less than 7% (intervention 60.9% vs usual care 35.7%; P <.001)
and remission of depression (PHQ-9 score of less than 5: intervention 58.7% vs
usual care 30.7%; P <.001) in comparison with patients in the usual care group
at 12 weeks.
A
bidirectional association has been found between depression and
CORRESPONDING AUTHOR
diabetes mellitus.1 Depression is a risk factor for diabetes,2 and
Hillary R. Bogner, MD, MSCE
Department of Family Medicine and diabetes increases risk for the onset of depression.3 Not only is
Community Health depression common in patients with diabetes, it also contributes to poor
Center for Clinical Epidemiology and adherence to medication and dietary regimens, physical inactivity, poor
Biostatistics glycemic control, reduced quality of life, disability, and increased health
Perelman School of Medicine care expenditures.4-9
The University of Pennsylvania
9 Blockley Hall, 423 Guardian Dr The purpose of this study was to carry out a randomized controlled
Philadelphia, PA 19104 trial to test the effectiveness of integrated care management of type 2 dia-
hillary.bogner@uphs.upenn.edu betes mellitus (type 2 diabetes) and depression in comparison with usual
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care services in primary care. Several studies have cated hemoglobin (HbA1c) levels, (3) a greater propor-
shown that a variety of primary care interventions can tion of patients who had 80% or greater adherence
improve diabetes10 and depression outcomes.11 Few of to an antidepressant, and (4) a greater proportion of
these interventions are being implemented in practice, patients who had 80% or greater adherence to an oral
however.12,13 Integrated care is needed to enhance qual- hypoglycemic agent.
ity of care, quality of life, consumer satisfaction, and
system efficiency for patients with complex, long-term
problems cutting across multiple services, clinicians, METHODS
and settings.14 Recruitment Procedures
We chose an adherence-based approach because, Patients were recruited from 3 primary care practices in
although efficacious pharmacotherapy for many Philadelphia, Pennsylvania. The protocol was approved
chronic medical conditions exists, many patients by the University of Pennsylvania Institutional Review
are not adherent to treatment and therefore are at Board. From April 2010 to April 2011, patients who had
increased risk for a variety of complications.15 Poor a diagnosis of type 2 diabetes mellitus, a prescription
adherence to treatment remains a major impediment for an oral hypoglycemic agent within the past year,
to improving care, particularly among patients with and a prescription for an oral antidepressant within
comorbid diabetes and depression.16 Compared with the past year were identified by means of an electronic
patients who are not depressed, depressed patients health record. Identified patients with an upcoming
who have diabetes are more likely to be nonadher- appointment were approached for further screen-
ent to medication regimens17,18 and exhibit worsening ing. The inclusion criteria were (1) aged 30 years and
diabetes management.19,20 The management of comor- older, (2) a diagnosis of type 2 diabetes and a current
bid depression and diabetes should be integrated and prescription for an oral hypoglycemic agent, and (3) a
tailored for preference, tolerance, and simplicity to current prescription for an antidepressant. We chose to
enhance adherence to prescribed medical regimens.4 include patients with a range of depressive symptoms
A review of the literature found only 2 randomized reflecting the relapsing, remitting nature of depression
controlled trials integrating care for the management in primary care.23 The age cutoff was chosen because
of depression with diabetes.21 Katon and colleagues at of its importance in the detection, screening, and inter-
Group Health Cooperative, a nonprofit health mainte- vention for diabetic patients.24 Exclusion criteria were
nance organization in Seattle, Washington, tested an (1) inability to give informed consent, (2) cognitive
intensive intervention for adults with major depression impairment at baseline (Mini-Mental State Examina-
and poorly controlled diabetes and/or coronary heart tion [MMSE] less than 21),25 (3) residence in a care
disease carried out by an advanced-practice nurse; they facility that provides medications on schedule, and (4)
found the intervention significantly improved control unwillingness or inability to use the Medication Event
of medical disease and depression.22 Partners Health- Monitoring System (MEMS), a system in which micro-
care, a nonprofit integrated health care system in Bos- electronic monitors on pill bottles provide the precise
ton, Massachusetts, is testing an intensive intervention date and time of container opening.
for adults with poorly controlled diabetes and major
depression or dysthymia carried out by a master’s Study Design
trained therapist, but the data have yet to be published. This trial consisted of 2 phases: a run-in phase and a
In contrast to the Group Health Cooperative and Part- randomized controlled trial phase. The purpose of the
ners Healthcare studies, our study was conducted in 2-week run-in phase was to collect preintervention
community-based primary care practices and assessed adherence rates for all patients. During this phase data
a brief, simple intervention with a focus on improving were also collected on demographic characteristics,
adherence that was specifically developed for patients blood pressure, low-density lipoprotein (LDL) choles-
with type 2 diabetes mellitus. Our study involves an terol levels, body mass index (BMI), depressive symp-
interventionist who acts as an intermediary or liaison toms, and HbA1c levels. No intervention was performed
between the depressed patient with type 2 diabetes during this phase. Following completion of the 2-week
and the physician in promoting type 2 diabetes and run-in phase, patients entering phase 2 of the study
depression treatment and patient adherence. We were randomized within each practice by flip of a coin
hypothesized that in a sample of primary care patients to either the integrated care intervention or usual care.
with depression and type 2 diabetes, patients who were Physicians were told which patients were enrolled in
randomized to receive the intervention compared with the integrated care intervention to allow for collabora-
usual care would show the following after a 3-month tion with the integrated care manager, but they were
period: (1) fewer depressive symptoms, (2) lower gly- blinded to enrollment in the usual care group.
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in which mean response (eg, HbA1c and depressive approached; 75 refused to participate, and 190 were
symptoms) depends on the covariates of interest (treat- enrolled (71.7% participation rate). Patients who par-
ment assignment and time since randomization) and ticipated and patients who refused were similar in age,
an unstructured variance-covariance matrix to account sex, and ethnicity. Consent was followed by a 2-week
for the extra correlation within individual patients. run-in phase in which adherence to medications was
The parameter of interest was the time by treatment assessed. After randomization at the 2-week meeting,
interaction, which represents the relative difference in 2 patients in the integrated care intervention were
change over time among the patients assigned to the lost to follow-up, but the remaining 180 patients com-
intervention group compared with patients assigned pleted the final study visit.
to the usual care group. We contrasted the expected
value of the outcome in each treatment group at 12 Sample Characteristics
weeks with the value at baseline, the time of random- Baseline characteristics of the 180 patients random-
ization. The intervention effect was measured as the ized the intervention or usual care are displayed in
difference between the 12-week effect in the treatment Table 1. Baseline characteristics of patients in the
group and the 12-week effect in the
usual care group.
We also considered categorical Figure 1. Study flow diagram.
versions of the type 2 diabetes and
depression outcomes. As recommended 715 Patients assessed for eligibility who were
identified through an electronic medical record
by clinical guidelines, we calculated with a diagnosis of type 2 diabetes mellitus and
whether a patient achieved an HbA1c a prescription for an oral hypoglycmic agent
35 within the past year and a prescription for an
level of less than 7% at 12 weeks. oral antidepressant within the past year
Depression remission was defined by a
PHQ-9 score of less than 5 at follow-
450 patients
up.37 We used logistic regression to
86 No current prescription for
model the categorical diabetes outcome an oral hypoglycemic agent
and repeated measures logistic regres- 240 No current prescription for
sion to model depression remission. For an antidepressant
both models, we report the odds ratio 124 No current prescription for
an oral hypoglycemic agent
and 95% confidence interval comparing or an antidepressant
the intervention group with the usual 75 Patients refused participation
care group.
We defined adherence as the per-
190 Enrolled in 2-week
centage of prescribed doses taken, run-in phase
which we calculated as the number of
doses taken divided by the number of
doses prescribed during the observa- 5 Physicians discontinued the
antidepressant
tion period times 100%. Adherence was
1 Physician discontinued the oral
dichotomized at a threshold of 80% hypoglycemic agent
because the proportion of pills taken 2 Lost to follow-up
was highly skewed and failed normal-
ity assumptions. The 80% cut point
182 Randomized
has been used as a threshold to assess
adherence to medication regimens.38
Analyses were conducted using SAS
9.2 (SAS Institute, Inc, Cary, North
88 To usual care 94 To integrated
Carolina). care intervention
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P<.001 P<.001
≥80% Adherence to
}
70
60
50
P=.45 } MEMS caps on medication adherence would
be experienced equally in both groups. Third,
}
70
P<.001 P<.001 and applied them in the context of a primary
≥80% Adherence
60
care setting in which most adults receive their
P=.45 medical care. Approximately 90% of all persons
50
}
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adaptable to community-based primary care settings, 3. Nouwen A, Winkley K, Twisk J, et al; European Depression in Dia-
betes (EDID) Research Consortium. Type 2 diabetes mellitus as a risk
where more than one-half of patients seen may be from factor for the onset of depression: a systematic review and meta-
underrepresented minority groups at high risk for type analysis. Diabetologia. 2010;53(12):2480-2486.
2 diabetes and poor outcomes.43-45 A recent review of 4. Lustman PJ, Clouse RE. Depression in diabetic patients: the relation-
diabetes self-management interventions noted that an ship between mood and glycemic control. J Diabetes Complications.
2005;19(2):113-122.
assessment of the feasibility of many interventions is
limited by failure to report overall contact time with 5. Simon GE, Katon WJ, Lin EH, et al. Cost-effectiveness of systematic
depression treatment among people with diabetes mellitus. Arch
study patients.12 The total contact time for our inter- Gen Psychiatry. 2007;64(1):65-72.
vention was 2 hours (3, 30-minute in-person meetings 6. Gonzalez JS, Peyrot M, McCarl LA, et al. Depression and diabetes
and 2, 15-minute telephone contacts). Compared with treatment nonadherence: a meta-analysis. Diabetes Care. 2008;31
several systematic reviews,10,12,46 we had fewer study (12):2398-2403.
visits and substantially less total contact time than 7. Von Korff M, Katon W, Lin EH, et al. Potentially modifiable factors
associated with disability among people with diabetes. Psychosom
most interventions targeting diabetes management. Med. 2005;67(2):233-240.
Our study provides a sustainable solution that can 8. Schram MT, Baan CA, Pouwer F. Depression and quality of life
be implemented in primary care or other settings for in patients with diabetes: a systematic review from the European
patients managing multiple medical conditions and vary- depression in diabetes (EDID) research consortium. Curr Diabetes
Rev. 2009;5(2):112-119.
ing degrees of complexity in pharmacotherapeutic regi-
mens. Given the low rates of adherence during the first 9. Koopmans B, Pouwer F, de Bie RA, van Rooij ES, Leusink GL, Pop
VJ. Depressive symptoms are associated with physical inactivity in
2 weeks before randomization in our study and the cor- patients with type 2 diabetes. The DIAZOB Primary Care Diabetes
responding difficulty patients experience in adhering to study. Fam Pract. 2009;26(3):171-173.
physician recommendations for the treatment of depres- 10. Renders CM, Valk GD, Griffin SJ, Wagner EH, Eijk Van JT, Assendelft
sion and type 2 diabetes, interventions that allow for WJ. Interventions to improve the management of diabetes in pri-
mary care, outpatient, and community settings: a systematic review.
tailoring content and providing tools to match the indi- Diabetes Care. 2001;24(10):1821-1833.
vidualized needs of patients are needed. Ancillary health 11. Williams JW Jr, Gerrity M, Holsinger T, Dobscha S, Gaynes B, Diet-
personnel who are already working in primary care rich A. Systematic review of multifaceted interventions to improve
practices could be trained to carry out the interven- depression care. Gen Hosp Psychiatry. 2007;29(2):91-116.
tion. Our results call for greater emphasis within health 12. Leeman J. Interventions to improve diabetes self-management: util-
ity and relevance for practice. Diabetes Educ. 2006;32(4):571-583.
care systems and policy organizations on the develop-
13. Olfson M, Marcus SC, Tedeschi M, Wan GJ. Continuity of antide-
ment and promotion of clinical programs to enhance
pressant treatment for adults with depression in the United States.
medication adherence, particularly among patients with Am J Psychiatry. 2006;163(1):101-108.
chronic medical conditions and depression. 14. Kodner DL, Spreeuwenberg C. Integrated care: meaning, logic,
applications, and implications—a discussion paper. Int J Integr Care.
To read or post commentaries in response to this article, see it
2002;2:e12.
online at http://www.annfammed.org/content/10/1/15.
15. Balkrishnan R, Rajagopalan R, Camacho FT, Huston SA, Murray FT,
Key words: Medication adherence; type 2 diabetes mellitus; depres- Anderson RT. Predictors of medication adherence and associated
health care costs in an older population with type 2 diabetes mel-
sion; comorbidity; chronic disease; primary health care; randomized
litus: a longitudinal cohort study. Clin Ther. 2003;25(11):2958-2971.
controlled trial
16. DiMatteo MR, Lepper HS, Croghan TW. Depression is a risk factor
Submitted July 19, 2011; submitted, revised, October 12, 2011; accepted for noncompliance with medical treatment: meta-analysis of the
effects of anxiety and depression on patient adherence. Arch Intern
October 25, 2011.
Med. 2000;160(14):2101-2107.
Funding support: This work was supported by American Diabetes Asso- 17. Dirmaier J, Watzke B, Koch U, et al. Diabetes in primary care: pro-
spective associations between depression, nonadherence and glyce-
ciation Clinical Research Award 1-09-CR-07. Dr Bogner was supported by
mic control. Psychother Psychosom. 2010;79(3):172-178.
NIMH grant MH082799 and MH047447. Dr Morales was supported by
a NIMH-mentored Career Development Award (MH073903). 18. Ciechanowski PS, Katon WJ, Russo JE. Depression and diabetes:
impact of depressive symptoms on adherence, function, and costs.
Arch Intern Med. 2000;160(21):3278-3285.
Clinical Trial Registration: Integrating Depression Services Into
DM Management, NCT01098253, http://clinicaltrials.gov/show/ 19. Katon WJ, Von Korff M, Lin EH, et al. The Pathways Study: a ran-
NCT01098253. domized trial of collaborative care in patients with diabetes and
depression. Arch Gen Psychiatry. 2004;61(10):1042-1049.
20. McKellar JD, Humphreys K, Piette JD. Depression increases diabetes
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