Sorbic Acid and Potassium Sorbate
Sorbic Acid and Potassium Sorbate
Sorbic Acid and Potassium Sorbate
eastman
Key Characteristics 2
Contents
Wide-Spectrum Antimicrobials for Maintaining Freshness 2
Properties 3
Solubility Charts 4
Antimicrobial Effectiveness 7
Factors That Influence the Effectiveness of Preservatives 8
Microorganisms Inhibited by Sorbates 9
Relationship of pH to Antimicrobial Effectiveness 11
Sorbate Use Levels 14
Safety and Regulatory Status 15
Storage and Handling 16
References 16
1
■ Wide-spectrum antimicrobial
Key Characteristics ■ Good water-to-oil partition coefficient
■ Compatible with other cosmetic ingredients
■ Effective over a wide pH range
■ Nontoxic, safe for human use
■ Environmentally safe
Sorbic acid and potassium sorbate are excellent, safe preservatives for
Wide-Spectrum cosmetics and personal care products with a pH lower than 6.5. They
Antimicrobials have good skin compatibility and are easy to use, especially potassium
for Maintaining sorbate in salt form.
Freshness
Sorbic acid, a straight-chained monocarboxylic acid whose chemical
formula is C6H8O2, has the following structure:
CH3—CH—CHCH—CH—C—O
OH
2,4-Hexadienoic Acid
Sorbic Acid
CAS No. 110-44-1
CH3—CH—CHCH—CH—C—O
OK
2,4-Hexadienoic Acid
Potassium Salt
CAS No. 24634-61-5
Sorbic acid was first isolated from the pressed unripened berries of the
rowan or mountain ash tree by A. W. Hoffmann, a German chemist,
in 1859.
2
The following pages provide a variety of technical data to help determine
whether sorbates are suitable for your particular application. The sections
give property and solubility information, specific organisms inhibited by
sorbates, effectiveness of sorbates under various conditions and use levels,
and product safety and regulatory information. Additional information
can be obtained by contacting Eastman Chemical Company Technical
Service.
Propertiesa
Properties
Eastman Eastman
Sorbic Acid Potassium Sorbate
INCI/CTFA Nameb Sorbic Acid Potassium Sorbate
Molecular Weight 112.13 150.22
Water Solubility @ 20°C 0.15% 58.2%
Solubility in Organic Compounds,
% by wt @ 20°C
Ethanol, 100% 12.9 2.0
Ethanol, 95% 12.6 6.5
Ethanol, 50% 4.8 45.3
Ethanol, 20% 0.29 54.6
Ethanol, 5% 0.16 57.4
Ethyl Ether 5.0 0.1
Fatty Oils 0.6–1.2 <0.1
Propylene Glycol 5.5 20
Glycerol 0.31 0.20
Acetic Acid, Glacial 11.5 —
Acetone 9.2 0.1
Vapor Pressure, mm Hg
@ 20°C <0.001 NA
@ 120°C 10 NA
@ 140°C 43 NA
Flash Point, °C (°F)
(COC, ASTM D 92) 127 (260) none
Ionization Constant @ 25°C 1.73 3 1025 —
Assay, Dry Basis 99.0%–101.0% 98.0%–101.0%
Identification Passes Food Chemicals Codex Specifications
Appearance White to off-white, free flowing
Melting Range 132.0°–135.0°C Decomposes
above 270°C
Water Content 0.5% maximum 1.0% maximum
Alkalinity/Acidity — 1.1 mL 0.1N NaOH
to 0.8 mL 0.1N
HCl per 1.1 g
Products Available Powder, dust-free Powder or granular
aProperties reported here are typical of average lots. Eastman makes no representation that
the material in any shipment will conform to the values given.
bInternational Nomenclature Cosmetic Ingredient; Cosmetic, Toiletry, and Fragrance Association.
NA—Not Applicable
3
Eastman sorbic acid and Eastman potassium sorbate are highly refined,
white to off-white, free-flowing powders or granules. Sorbic acid provides
greater antimicrobial potency than potassium sorbate. However, in water,
sorbic acid is barely soluble while potassium sorbate is extremely soluble.
Therefore, potassium sorbate is usually chosen as a preservative for cosmetic
products. The potency of the salt on an equivalent weight basis to the
acid is 74%. Thus, for equal preservative power, four parts of potassium
salt must be used to equal three parts sorbic acid.
Solubility in Water
3.00
Sorbic Acid, percent by weight
2.00
1.00
0.00
0 10 20 30 40 50 60 70 80 90 100
Temperature, °C
90
80
Potassium Sorbate, percent by weight
70
60
50
40
30
20
10
0
0 10 20 30 40 50 60 70 80 90 100
Temperature, °C
4
Solubility in Corn and Cottonseed Oils
8
Sorbic Acid, percent by weight
7
2
COTTONSEED OIL
1
CORN OIL
0
0 10 20 30 40 50 60 70 80 90 100
Temperature, °C
0.18
Potassium Sorbate, percent by weight
0.16
0.14
0.12
0.10
0.08
0.06
CORN AND COTTONSEED OIL
0.04
0.02
0.00
0 10 20 30 40 50 60 70 80 90 100
Temperature, °C
5
Solubility in Propylene Glycol/ Water Solutions
6.00
4.00
3.00
2.00
1.00
0.00
0 10 20 30 40 50 60 70 80 90 100
80
70
Potassium Sorbate, percent by weight
60
50
40
30
20
10
0
0 10 20 30 40 50 60 70 80 90 100
6
Above about 60°C (140°F), sorbic acid begins to sublime. This volatility
should be considered when sorbate is to be added prior to a heating step
in the existing process.
Under certain conditions, sorbic acid may oxidize and cause slight color
changes in the cosmetic product. This can normally be prevented by
adding 0.1%–0.3% citric acid to the product. Citric acid may already be
added to cosmetics to obtain a skin-neutral pH. Highly concentrated
solutions of sorbic acid and potassium sorbate may oxidize and become
discolored during prolonged storage, especially when exposed to sunlight.
Therefore, sorbate stock solutions should be used up as soon as possible.
7
All of these factors mean that good preservatives are essential for cosmetics.
In fact, cosmetics need better preservation than foods normally stored in
cooler temperatures and consumed quickly. Cosmetic preservatives must
be strong, but they must also be nonirritating to skin. Sorbates fit both of
these criteria.
When selecting a preservative and establishing a use level, two factors are
particularly important: the type of microorganisms that can potentially
grow and the pH of the product. Other factors to consider include water
content, storage temperature, shelf life expectancy, and potential for
abuse in distribution and use. Generally higher sorbate levels are required
when the water content is higher and storage temperatures are warmer.
8
The following charts list the most common microorganisms inhibited by
Microorganisms Inhibited sorbates. These organisms are not necessarily found in cosmetics.
by Sorbates
Molds
9
Yeasts
Bacteria
10
The antimicrobial potency of all commercial cosmetic preservatives is
Relationship of pH to pH-dependent. Sorbates are more effective at higher pH ranges than
Antimicrobial other organic acids used as preservatives. Sorbates are effective up to 6.5,
Effectiveness whereas benzoates are effective to only 4.5. These preservative compounds
can be used in either the acid or salt form. Their antimicrobial activity is
mainly due to the undissociated acid molecule. Sorbates are most effective
when used below pH 6.0. They function up to pH 6.5, but are relatively
ineffective above pH 7.0.
SACCHAROMYCES CEREVISIAE
pH 5.5, 30°C
3.0 3 104
UNPROTECTED
1.0
0.9
0.8
0.7 0.10% SODIUM BENZOATE
0.6
0.5
0.4
O.D.
0.2
0.1
0 24 48 72
Time (Hours)
11
The following graphs show the effectiveness of sorbate at pH 5.0, 5.5, 6.0, and 6.5
pH 5.0 pH 5.0
1.0 1.0
0.9 0.9
0.8 0.8
0.7 0.7
0.6 0.6 CONTROL
CONTROL
0.5 0.5
0.4 0.4
O.D.
O.D.
0.3 0.3
0.05% SORBATE
0.2 0.2
0.05% SORBATE
0.1% SORBATE
0.1% SORBATE
0.1 0.1
0 24 48 72 0 24 48 72
Time (Hours) Time (Hours)
pH 5.5 pH 5.5
1.0 1.0
0.9 0.9
0.8 CONTROL 0.8 CONTROL
0.7 0.7
0.6 0.6
0.5 0.5
0.05% SORBATE
0.4 0.4
O.D.
O.D.
0.1% SORBATE
0.1 0.1
0 24 48 72 0 24 48 72
Time (Hours) Time (Hours)
pH 6.0 pH 6.0
1.0 1.0
0.9 0.9
0.8 CONTROL 0.8 CONTROL
0.7 0.7
0.6 0.6
0.5 0.5 0.05% SORBATE
0.05% SORBATE
0.4 0.4
O.D.
O.D.
0.1 0.1
0 24 48 72 0 24 48 72
Time (Hours) Time (Hours)
12
STAPHYLOCOCCUS AUREUS SALMONELLA
pH 5.5 pH 5.0
1.0 1.0
0.9 0.9
0.8 0.8
0.7 0.7
0.6 0.6
CONTROL
0.5 0.5
CONTROL
0.4 0.4
O.D.
O.D.
0.3 0.3
0.10% SORBATE
0.2 0.2
0.05% SORBATE
0.1% SORBATE
0.1 0.1
0 24 48 72 0 24 48 72
Time (Hours)
Time (Hours)
0.3
0.3
0.2
0.2
0.1% SORBATE
0.1
0.1
0 24 48 72 0 24 48 72
Time (Hours) Time (Hours)
pH 6.5 pH 6.0
1.0 CONTROL 1.0
0.9 0.9
0.8 0.8 CONTROL
0.7 0.10% SORBATE 0.7
0.6 0.6
0.5 0.5
0.4 0.05% SORBATE
0.4
O.D.
O.D.
0.3 0.3
0.1% SORBATE
0.2 0.2
0.1 0.1
0 24 48 72 0 24 48 72
Time (Hours) Time (Hours)
13
Normally, Eastman sorbic acid and Eastman potassium sorbate are effective
Sorbate Use Levels in a concentration range of 0.05% to 0.3% by weight. Generally, the
higher the sorbate level, the longer the microbial growth will be inhibited.
Increasing the potential of exposure to microbial contamination (e.g.,
cosmetic containers that are opened frequently, contents that last beyond
a single use, or a product that is particularly susceptible to attack) requires
the use of a higher level of preservative.
Another study showed that 0.05% to 0.2% sorbates are required to combat
gram positive bacteria such as Staphylococcus aureus, Streptococcus
pyrogenes, and Clostridium perfringens. Greater than 0.4% sorbates are
required to fight Clostridium tetani.
It also showed that 0.05% to 0.2% sorbates are required to combat gram
negative bacteria such as Pseudomonas aeruginosa and Klebsiella species.
0.2% to 0.4% sorbates are required to fight Pseudomonas fluorescens.
Used w/
Product Chelating Agent pH-Value Concentration%a
Shampoo Yes 4.8–5.6 0.15–0.3
Shower Gel Yes 4.8–5.6 0.15–0.35
Body Lotion Yes 5.0–6.0 0.1–0.2
Sun Lotion Yes 5.2–5.6 0.1–0.2b
Cleansing Lotion No 5.8–6.2 0.1–0.2b
Toning Lotion Yes 5.8 <0.1b
Artificial Tanning Lotion Yes 4.9 <0.1b
Oral Hygiene Products No 6.5–6.6 0.15
Moist Tissues Yes 5.5–5.9 0.1–0.15
aConcentrations are calculated as sorbic acid, although potassium sorbate is more
commonly used.
bSorbic acid used in combination with other preservatives.
14
Sorbic acid is a naturally occurring fatty acid similar in structure to corn
Safety and Regulatory oil’s linoleic acid and margarine’s oleic acid. Because sorbates are commonly
Status used as preservatives for foods, they have been subjected to repeated toxi-
cological testing. In acute oral toxicity studies, sorbic acid and potassium
sorbate were practically nontoxic to mice and rats.
Sorbic acid and potassium sorbate have been tested for mutagenic and
other genotoxic effects using a variety of tests. The sorbates were at most
weakly genotoxic in some of the tests.
15
Eastman sorbic acid and Eastman potassium sorbate are shipped and
Storage and Handling stored in boxes that have a moisture-barrier inner liner. The compounds
deteriorate when exposed to heat or light for prolonged periods of time.
Boxes should be kept closed as much as possible. Storage areas should be
cool and dry. In order to minimize exposure to elevated temperatures,
boxes should not be stored next to steam lines or directly under space
heaters.
Gaunt, I. F.; Butterworth, K. R.; Hardy, J.; and Gangoli, S. D., “Long-
Term Toxicity of Sorbic Acid in the Rat.” Fd. Cosmet. Toxicol., 13(1), 31,
1975.
Hendy, R. J.; Hardy, J.; Gaunt, I. F.; Kiss, I. S.; and Butterworth, K. R.,
“Long-Term Toxicity Studies of Sorbic Acid in Mice.” Fd. Cosmet.
Toxicol., 14,318, 1976.
Sofos, John, Sorbate Food Preservatives. Boca Raton: CRC Press, Inc.,
p. 147.
U.S. FDA, Center for Food Safety and Applied Nutrition, FDA/IAS*
Booklet, 1992.
16
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