The Expanded Biology of Serotonin
The Expanded Biology of Serotonin
The Expanded Biology of Serotonin
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Department of Psychiatry, 2 Department of Cellular and Molecular Biology, University of
Annu. Rev. Med. 2009.60:355-366. Downloaded from www.annualreviews.org
3
Departments of Pharmacology, Medicinal Chemistry, and Psychiatry, University of North
Carolina at Chapel Hill School of Medicine, Chapel Hill, North Carolina 27599;
email: bryan roth@med.unc.edu
355
ANRV367-ME60-26 ARI 4 December 2008 17:27
neurological disorders (3, 4). tonin receptors. For instance, Layer V pyrami-
A greater understanding of serotonin dal neurons express 5-HT1A and 5-HT2A recep-
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function has emerged during the last two tors, which exert opposing effects on pyramidal
decades with the cloning of at least 15 sero- neuron firing (10). CNS serotonin neurons are
tonin receptors, which are grouped into seven thus ideally positioned to modulate the activity
families based on signaling mechanisms (5). of a wide variety of human brain circuits, which
Other important advances have included the explains, in part, the pleiotropic behavioral ef-
subsequent development of receptor-specific fects of brain serotonin (9).
knockout mice, and the development of recep- The behavioral and neuropsychological
tor subtype-selective drugs. These advances processes modulated by serotonin include
have also shown us that serotonin has critically mood, perception, reward, anger, aggression,
important functions in many human organ appetite, memory, sexuality, and attention,
systems outside the CNS, including the regula- among others. Indeed, it is difficult to find a hu-
tion of energy balance and food intake, GI and man behavior that is not regulated by serotonin.
endocrine function, and cardiovascular and pul- (A full discussion of how serotonin modulates
monary physiology. These findings may help the neural circuitry of behavior and emotion
explain the diverse side effects of serotonergic is beyond the scope of this review; see, e.g.,
drugs—from diabetes and metabolic syndrome References 11–13.) Although the neural cir-
to valvular heart disease (6, 7). These recent cuitry responsible for each of these behavioral
findings also imply that developers of new sero- processes is still being elucidated, in many cases
tonin receptor subtype-selective drugs will need there is at least one specific brain region or
to consider the roles of a given receptor subtype nucleus that is critical for a given behavior.
in the physiology of multiple organ systems. In The expression pattern of each serotonin recep-
time, these advances may lead to therapies with tor within the human CNS is also known (9).
improved efficacy and side-effect profiles, and Thus, the question of how serotonin modulates
will enhance our understanding of a variety of each behavioral process can usually be framed
neuropsychiatric and medical disorders. in terms of how specific serotonin receptors
Here we review how serotonin and its cog- modulate the specific brain region(s)/nuclei in-
nate receptors regulate the function of multiple volved in producing the behavioral output.
human organ systems and disease processes. We Just as each behavior is regulated by multi-
also highlight specific settings where new sero- ple serotonin receptors, each serotonin recep-
tonergic drugs may be introduced to medical tor is expressed in multiple brain regions and
practice in the future. likely contributes to the modulation of multiple
356 Berger · ·
Gray Roth
ANRV367-ME60-26 ARI 4 December 2008 17:27
Behavioral effects:
Mood
Perception
Memory
Anger
Aggression
Fear
Stress responses
Appetite
Addiction
Sexuality
Body temperature
Descending regulation of multiple organ systems
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Figure 1
Central serotonergic pathways, effects, and drugs. In the central nervous system (CNS), serotonin is almost
exclusively produced in neurons originating in the raphe nuclei located in the midline of the brainstem.
These serotonin-producing neurons form the largest and most complex efferent system in the human brain.
The most caudal raphe innervate the spinal cord, while the more rostral raphe, the dorsal raphe nucleus and
the medial raphe nucleus, innervate much of the rest of the CNS by diffuse projections. Indeed, virtually
every cell in the brain is close to a serotonergic fiber, and nearly all behaviors as well as many other brain
functions are regulated by serotonin. Not surprisingly, serotonin receptors and transporters are a major focus
of CNS drug development, and many current medications modulate serotonin neurotransmission. 5-HT,
serotonin; MAOI, monoamine oxidase inhibitor; SSRI, selective serotonin reuptake inhibitor.
behavioral processes. For example, anxiety-like targeting central serotonergic activity and sero-
behavior is regulated primarily by 5-HT1A and tonergic receptors are currently used clinically
5-HT2C receptors, among others (14, 15), but or are in clinical development for the treat-
the 5-HT2C receptor regulates not only anx- ment of nearly every neuropsychiatric disorder
iety but also reward processing, locomotion, (17, 18).
appetite, and energy balance (16). This princi-
ple explains why drugs targeting a specific sero-
tonin receptor nonetheless have effects on mul- SEROTONIN AND VASCULAR
tiple behavioral processes (16). BIOLOGY
Despite this lack of a one-to-one correspon- Both within the CNS and throughout the body,
dence between specific serotonin receptors and serotonin plays a number of roles in vascular
individual behavioral processes, various drugs biology, ranging from the control of vascular
Figure 2
Myriad effects of serotonin outside the central nervous system. 5-HT, serotonin; AV, atrioventricular; CHF, congestive heart failure;
HPA, hypothalamic-pituitary-adrenal; HTN, hypertension; IBS, irritable bowel syndrome; SIDS, sudden infant death syndrome.
resistance and blood pressure to the control striction of surrounding blood vessels, facili-
of hemostasis and platelet function (Figure 2). tating hemostasis. Selective serotonin reuptake
Serotonin causes vasoconstriction or vasodila- inhibitors (SSRIs) can increase bleeding time
tion in different vascular beds depending on the by inhibiting the uptake and storage of platelet
particular receptors that are expressed in each serotonin, so caution should be used in patients
vessel wall and surrounding smooth muscle tis- at high risk for bleeding or on anticoagulants.
sue (19). Indeed, activation of 5-HT1B receptors Indeed, platelets from individuals treated with
on cerebral blood vessels causes vasodilation, SSRIs, as well as platelets from serotonin trans-
which may partly explain the analgesic effects porter knockout mice, show decreased aggre-
of the triptan antimigraine drugs (20). gation responses (22).
Platelets have significant vesicular serotonin Accumulating data suggest that SSRI treat-
stores but lack the enzymes to synthesize sero- ment may decrease myocardial infarction (MI)
tonin (21); instead, they take up serotonin from risk. Several case-control studies have observed
the plasma via the serotonin transporter. Sero- lower MI rates among depressed patients taking
tonin is then secreted by the platelet dense gran- SSRIs versus controls, but not among patients
ules during platelet activation and plays a role taking tricyclic antidepressants (23). A retro-
in promoting platelet aggregation and vasocon- spective secondary analysis of post-MI patients
358 Berger · ·
Gray Roth
ANRV367-ME60-26 ARI 4 December 2008 17:27
stimulates platelet aggregation (27). In addi- and cabergoline) and amphetamine derivatives [methylene-
tion, serotonin is covalently cross-linked to a dioxymethamphetamine (MDMA; “Ecstasy”)] as potent 5-HT2B
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variety of adhesion proteins and clotting fac- agonists (35). We predicted that they too would be associated with
tors on the platelet cell surface (28), a pro- valvular heart disease with chronic use (for review see References
cess essential for the activation of a subset of 7 and 83). Subsequent clinical studies have indicated that per-
platelets. These findings have expanded the golide, cabergoline, and MDMA use are associated with valvular
classical paradigm, in which serotonin works heart disease indistinguishable from that induced by fenfluramine
by noncovalent interactions with membrane- (84–86). Based on these findings, we have recommended that all
bound receptors, and creates many new ques- approved and candidate medications be screened at 5-HT2B re-
tions about whether serotonin can exert biolog- ceptors for agonist actions prior to use in humans (7, 34).
ical activity by covalently attaching to cellular
proteins in other organ systems, including the
brain. ity that awaits clinical trials in humans. Mean-
while, 5-HT2A antagonists may have utility in
treating vasospastic angina and ischemic heart
SEROTONIN AND CARDIAC disease, and 5-HT3 antagonists have been re-
FUNCTION ported to be useful in treating post-MI pain
Serotonin regulates several different aspects of (33).
cardiac function, ranging from electrical con- Serotonin also plays a pathological role in
duction to valvular closure to post–MI remodel- the cardiac valvulopathy caused by the appetite
ing (Figure 2). Studies of cardiac abnormalities suppressant fenfluramine (see sidebar, Seroton-
in patients with serotonin-producing carcinoid ergic Drugs and Valvular Heart Disease) (7, 34).
tumors provided early evidence that serotonin 5-HT2B receptor activation on valvular inter-
modulates heart function. High serotonin lev- stitial cells is mitogenic (35), increasing valve
els in these patients can cause atrial fibrillation leaflet area and causing the poor valve closure
(29), an effect that may be mediated by cardiac seen in patients exposed to these drugs. It has
5-HT4 receptors (30). been suggested that the valvulopathy and fi-
Aside from this role in the atria, 5-HT4 re- brosis resulting from carcinoid syndrome may
ceptor expression increases in failing cardiac have a similar etiology (7). Mice lacking the 5-
ventricles (31), and this may play a role in HT2B receptor either die of cardiac defects or
ventricular remodeling. Animal studies suggest develop dilated cardiomyopathy in adulthood
that 5-HT4 antagonists may help improve car- (36). Thus, the 5-HT2B receptor plays an im-
diac function and block pathological remodel- portant role in cardiac development as well as
ing in congestive heart failure (32), a possibil- adult cardiac valvular function.
360 Berger · ·
Gray Roth
ANRV367-ME60-26 ARI 4 December 2008 17:27
loop that is essential for mammary gland devel- the central and peripheral nervous systems
opment (55). In the adult mammary gland, sero- (Figure 2). Within locally inflamed tissue, sero-
tonin regulates epithelial tight junctions and tonin release sensitizes peripheral nerve fibers
milk release (56). In the liver, serotonin is im- that carry nociceptive information to the CNS
portant in regeneration following transection (62). Brainstem serotonin neurons send de-
or volume loss. In particular, platelet-derived scending projections into the spinal cord that
serotonin signals through 5-HT2A and 5-HT2B modulate incoming nociceptive information
receptors to promote liver regeneration (57). (63). Finally, brainstem raphe serotonin neu-
rons send ascending projections to cortical and
limbic regions that may modulate the psycho-
SEROTONIN AND THE logical perception of pain (64).
GASTROINTESTINAL SYSTEM Serotonergic abnormalities have been re-
Serotonin regulates digestion at multiple lev- ported in patients with mood disorders, and
els within the human GI system and through- altered serotonergic modulation of pain pro-
Annu. Rev. Med. 2009.60:355-366. Downloaded from www.annualreviews.org
out the phylogenetic spectrum (Figure 2) (58). cessing at these multiple levels may explain in-
Roughly 95% of total body serotonin is released creased pain perception in these patients (64).
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into the gut by intestinal enterochromaffin cells The multiple levels at which serotonin mod-
(8), but serotonin is involved at the very mo- ulates nociceptive processing and pain per-
ment that food enters the body. Activation of ception may also explain the efficacy of sero-
taste-bud cells on the tongue causes serotonin tonergic drugs in treating pain disorders. For
release onto sensory afferent nerves (59) that example, triptan drugs are thought to re-
transmit taste information to the CNS. Once lieve migraine symptoms by activating thalamic
food enters the GI tract, it is propelled along 5-HT1B and 5-HT1D receptors (20), whereas
by peristaltic waves; these waves, as well as in- tricyclic antidepressants and combined sero-
testinal motility and secretion, are modulated tonin/norepinephrine reuptake inhibitors such
by serotonin (reviewed extensively in Reference as duloxetine may work via the serotonergic
8). For example, intestinal serotonin regulates modulation of incoming nociceptive informa-
pancreatic enzyme secretion (60), a mechanism tion in the spinal cord (64).
by which the gut may communicate exocrine The serotonin system also plays an impor-
enzyme needs to the pancreas based on GI tant role in anesthesia response. Inhalational
contents. anesthetic agents may work in part by suppress-
Altered serotonin signaling has been impli- ing serotonin release, and patients taking sero-
cated in functional bowel disorders, including tonergic antidepressants may require increased
irritable bowel syndrome (IBS) (8). Drugs tar- dosage of these agents (65).
geting both the 5-HT3 and 5-HT4 receptors Patients taking serotonergic antidepressants
have been used to treat IBS. In addition, exces- are also at increased risk of developing sero-
sive GI serotonin release can activate 5-HT3 re- tonin syndrome, a poorly understood syndrome
ceptors on afferent vagal nerves that innervate involving altered mental status, autonomic in-
brainstem vomiting centers (61), which may stability, and neuromuscular rigidity, when ex-
partly explain why 5-HT3 antagonists such as posed to multiple drugs in an inpatient setting
ondansetron are effective antiemetics. (66).
(Figure 2). Serotonin increases ejaculatory la- hemorrhage risk, recent data show that preg-
tency and delays orgasm through 5-HT2C and nant women taking SSRIs are not at increased
5-HT1B receptors but also decreases ejaculatory risk of postpartum hemorrhage (74). However,
latency through the 5-HT1A receptor (67). The exposure to SSRIs during pregnancy may in-
net effect of serotonin is to prolong ejaculatory crease the newborn’s risk of developing persis-
latency and to delay orgasm, and thus SSRIs tent pulmonary hypertension (75).
are often prescribed off-label to treat prema- Serotonin also regulates uterine contrac-
ture ejaculation (68). Although all SSRIs pro- tion through 5-HT2A receptors (Figure 2) (76).
long ejaculatory latency to some degree, this 5-HT2A receptor–induced uterine contractions
effect is most pronounced with paroxetine, and favor the cervical end of the uterus, suggest-
there is no direct correlation between antide- ing a role in promoting sperm transport to-
pressant efficacy and antiejaculatory latency. ward the oviduct (77). In addition, serotonin has
Serotonin modulates micturition in a sim- been shown to induce uterine collagenase ex-
ilar fashion as it does ejaculation. It controls pression after delivery, which promotes uterine
Annu. Rev. Med. 2009.60:355-366. Downloaded from www.annualreviews.org
362 Berger · ·
Gray Roth
ANRV367-ME60-26 ARI 4 December 2008 17:27
abnormalities can often help treat the disease in tor is likely to have effects on multiple body
question. systems. For example, although 5-HT4 ago-
The richness and complexity of serotoner- nists may have rapid-onset antidepressant ac-
gic modulation of physiologic and pathophysi- tivity within the CNS, their clinical use may be
ologic processes discussed here provide both a tempered by their effects on other organ sys-
pharmacologic opportunity and challenge. On tems, such as on GI motility and on cardiac
the one hand, the involvement of specific sero- hypertrophy in heart failure.
tonin receptors in a given process provides an As research on the role of specific serotonin
opportunity to pharmacologically target these receptors in human physiology progresses, the
specific receptors in a related disease state. On difficulty of this challenge will become clear. In
the other hand, the fact that each individual the process, we will likely gain new serotonergic
serotonin receptor is involved in multiple phys- drugs and disease treatments as well as a deeper
iologic processes also presents a challenge, since understanding of the beauty and complexity of
even a drug targeting a single serotonin recep- human biology.
Annu. Rev. Med. 2009.60:355-366. Downloaded from www.annualreviews.org
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DISCLOSURE STATEMENT
M. Berger personally owns stock in Arena Pharmaceuticals. J.A. Gray has no conflicts. B.L. Roth,
since 2006, has consulted with the following pharmaceutical companies on 5-HT receptor phar-
macology: Merck, Johnson & Johnson, GlaxoSmithKline, AMRI, Supernus, Labopharm, Wyeth-
Solvay Alliance, Roche, Mediavation, and DaiNipponSumitomo. Dr. Roth is listed as coinventor
on several patents related to the use of 5-HT receptor subtype-selective drugs in treating human
disease.
ACKNOWLEDGMENTS
We thank Laurence Tecott for helpful discussions. Work on 5-HT receptor pharmacology is
supported by RO1MH61887 and U19MH82441 and by the National Institute of Mental Health
Psychoactive Drug Screening Program (all grants to B.L. Roth).
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David J. Kuter p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 193
Evolving Treatment of Advanced Colon Cancer
Neil H. Segal and Leonard B. Saltz p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 207
Barrett’s Esophagus and Esophageal Adenocarcinoma
Robert S. Bresalier p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 221
Annu. Rev. Med. 2009.60:355-366. Downloaded from www.annualreviews.org
vi Contents
AR367-FM ARI 15 December 2008 18:20
Indexes
Errata
Contents vii