CHILE Analysis and Design of Foundations in Mexico City 20 Years After The 1985 Earthquake PDF
CHILE Analysis and Design of Foundations in Mexico City 20 Years After The 1985 Earthquake PDF
CHILE Analysis and Design of Foundations in Mexico City 20 Years After The 1985 Earthquake PDF
G. Auvinet
Instituto de Ingeniería, UNAM, Mexico
ABSTRACT: The paper presents a general panorama of the solutions commonly adopted for foundation of buildings in the
difficult soft soil conditions of the lacustrine zone of Mexico City, 20 years after the 1985 earthquake. The most common types
of foundations are discussed together with the design criteria generally adopted, most of which have been included in Mexico
City building code (2004). Special foundation systems developed specifically for Mexico City subsoil conditions are also
examined.
RESUMEN: Este trabajo presenta una revisión general de las soluciones comúnmente adoptadas para la cimentación de
edificios en las condiciones difíciles de la zona lacustres de la ciudad de México, 20 años después del macrosismo de 1985. Se
presentan los tipos más comunes de cimentaciones con los criterios de análisis y diseño mas aceptados, la mayoría de los cuáles
han sido incorporados al Reglamento de Construcciones de la Ciudad (2004). Se examinan asimismo los sistemas especiales
desarrollados para las condiciones especiales del subsuelo de la Ciudad de México.
1 INTRODUCTION
3. TYPES OF FOUNDATIONS
The most common solutions used today include footings, made it necessary to review the traditional foundation
rafts, and box-type foundations for relatively light systems taking systematically into account the seismic factor.
constructions and precast driven point-bearing piles and, to a
lesser extent, bored piles and drilled shaft for heavier 3.2.1 Surficial and compensated foundations
buildings, especially in the transition zone. A number of
special systems, including friction piles, have also been used Foundation on masonry footings or general raft, sometimes
or developed. In many cases, the choice between these with short wood piles, was the first system tested by the
different solutions is not obvious and their functional and founders of the city, with very little success at that as attested
economical advantages and inconveniences have to be by the spectacular problems registered in the foundation of
carefully compared. In all cases, the selected foundation the “Templo Mayor”, the main pyramid of the Aztecs, and of
must meet the safety requirements imposed by the building many heavy colonial temples such as the Metropolitan
code. Cathedral and the Vera Cruz, Profesa, Santísima and Loreto
churches, to name only a few. It is now accepted that
It must be recognized that, with some notable exceptions surficial foundations on footings or surficial mats are only
(Zeevaert, 1973), foundation design in Mexico City before acceptable for light constructions occupying a relatively
the macro-earthquakes of 1985 was almost exclusively aimed small area. It must be taken into account that a load of only
at controlling the magnitude of total and differential 20kPa applied on a large area of the lake zone can be
settlements or the apparent emersion of foundations in static expected to induce a total settlement close to 1m with
conditions. The lessons learned during the 1985 earthquake differential settlements of about 50cm. Moreover, these
foundations are vulnerable to movements induced by threshold, and that the combination of permanent plus mean
adjacent buildings. live loads is a random variable, the reliability of typical
buildings on compensated foundations was computed by
Some of the problems faced when using surficial foundations Auvinet and Rossa (1991). A very low reliability index β
can be managed recurring to compensated or “floating” was obtained, especially regarding the second criterion.
foundation. Reliability decreases with the magnitude of the compensation
(weight of soil excavated). If a load factor of 1.1 is
The well-known compensated foundation technique consists introduced in the compensation calculation, reliability
of designing the foundation, generally a box-type structure, improves only slightly for the second criterion. Accepting a
in such a way that the mass of excavated soil will be differential settlement twice as large (0.008, third criterion),
comparable to the mass of the building (Cuevas, 1936). as was proposed by some engineers, does not increase
Theoretically, if both weights are equal, the soil below the significantly the reliability either. Introducing load
foundation is not submitted to any net stress and no eccentricities in two perpendicular directions as additional
significant settlement should develop. When the weight of independent random variables leads to a further decrease of
the soil is smaller than the weight of the building, the reliability. It can thus be concluded that compensation,
foundation is partially compensated; in the opposite case, it theoretically an ideal solution, can in fact be unreliable,
is overcompensated. especially when the loads are not known with precision.
In practice, even perfectly compensated foundations undergo It must also be stressed that overcompensated foundations
some absolute and differential vertical movements due to soil tend to present upward movements due to elastic strains and
elastic deformation, to soil disturbance during construction volumetric expansion of the unloaded soil. On the other
and to static soil-structure interaction thereafter. hand, the unloaded soil below an overcompensated
Furthermore, constructing this type of foundation is not foundation moves into the recompression range of the
straightforward since a deep excavation in soft soil is compressibility curve while the soil in the surroundings
generally required with the associated problems of stability remains on the virgin branch. As a consequence, the regional
of earth slopes or support systems and to bottom expansion subdidence process less affects the preconsolidated soil
or failure (Auvinet & Romo, 1998). Water tightness of the below the foundation than the soil located in the surrounding
foundation is also a critical factor for compensated area, and an apparent emersion of the foundation is observed
foundations; in many cases, this type of foundation must be (Diaz Cobo, 1977). This has led to spectacular protruding of
equipped with a permanent pumping system to control some light structures such as underground parking lots and
infiltrations. underpasses in the city.
The methods for estimating absolute and differential The bearing capacity of shallow and compensated
settlements of shallow or partially compensated foundations foundations under static vertical loads is rarely critical, since
in static conditions have not progressed much during the last the design is generally governed by soil deformation.
years. The standard procedure consists of determining the Moreover, it can be estimated with good accuracy using for
vertical stress increments induced in the soil by the example the well-known Skempton formula. Verification of
construction using elasticity theory and estimating the the bearing capacity of a particular foundation can thus be
corresponding strains from one-dimensional laboratory made checking the following inequality:
consolidation tests. Results obtained by this widely used
method are slightly on the conservative side and can be
considered as adequate at least to detect the possibility of ∑Q F i c / A ≤ cN c FR + pv (1)
grossly excessive settlements. Stress increments are now
easily determined using computers instead of traditional tools where
such as Newmark's chart. The development of closed A area of the foundation
solutions for stresses induced by linearly loaded polygonal c soil cohesion (undrained shear strength)
areas (Damy and Casales, 1985; Rossa and Auvinet, 1991) NC Skempton coefficient
has also been helpful. pv vertical stress within soil at foundation depth
Fc load factor, as specified by building code
In highly compressible soils, the computed settlements are of FR strength reduction factor, idem
course extremely sensitive to uncertainties on load
magnitude and eccentricity. Mexico City Building Code Methods for estimating the bearing capacity under seismic
specifies that total settlement of foundations should not conditions are not so satisfactory. As a matter of fact, the
exceed 30cm (first criterion) and, for concrete structures, present state of practice consists of comparing the maximum
differential settlement per unit length between any two points load on the foundation, estimated assuming rigid, elastic or
should be less than 0.004 (second criterion). Accepting that visco-elastic behavior of the soil, to the static bearing
the maximum allowable settlements constitute a critical capacity. The effect of the earthquake is represented by an
overturning moment and a base shear force at the foundation Within the limitations of the present methods, it can be
depth. These mechanical elements are in turn considered shown that bearing capacity in seismic conditions is
equivalent to an inclined resultant force with a certain principally a problem for slender structures. Auvinet and
eccentricity, e. Eccentricity is generally taken into account Rossa (1991) have shown that, for Mexico City conditions
by substituting the actual width B of the foundation by a and considering the local seismic coefficient as a random
reduced equivalent width equal to B-2e (Meyerhof criterion). variable, the reliability index regarding possible overturning
Accepting that static bearing capacity is representative for rapidly decreases to unacceptably low values when the
seismic conditions is implicitly equivalent to accepting a slenderness ratio of the structure increases.
compensation of effects, namely, the increase of the soil
strength in dynamic conditions on one hand (between 20 and During the 1985 earthquake, for a small number of surficial
40% for Mexico City clay according to Jaime, 1988) and, on and partially compensated foundations, punching of the soil
the other hand, its decrease as a result of cyclic loading when and tilting were observed (Auvinet and Mendoza, 1986).
the deviator cyclic stress exceeds a critical threshold of about This type of behavior could be traced to excessive contact
0.85c (Córdoba, 1986; Díaz, 1989). The partial mobilization pressures at the foundation level in static conditions, loading
of the shear strength of the soil by the seismic waves and the eccentricity, and infiltration of water in the substructure.
inertia forces in the foundation soil, that can contribute to Some cases of structural collapses of the substructure were
failure (Rosenblueth, 1985; Cordary, 1987) have been also observed showing that designers wishing to use
neglected in the most recent versions of Mexico City compensated foundation tend to structurally underdesign the
building code. The reduction suggested by Terzaghi for substructure to gain some weight. It was also obvious that
sensitive soils is not taken into account either. compensation is a poor solution for slender buildings
submitted to large overturning moments since it may lead to
Much research is needed on this problem, which happened to an unstable equilibrium.
be relevant during the 1985 Mexico earthquake. As a matter
of fact, as proposed by Romo (1990), the bearing capacity 3.2.2 Foundation on point-bearing piles.
should be evaluated in two different conditions: during the
earthquake, when dynamic effects are present, and Precast or cast-in-place end-bearing piles embedded in a
immediately afterwards, when the pore pressure induced by deep hard stratum are an apparently obvious solution for
the shaking may have reduced the available soil strength. foundations on soft soils. Moreover, this solution has proven
to be more reliable than other types of foundation in seismic
The bearing capacity problem under eccentric loading has conditions in Mexico City. However, foundations on
been reexamined recently (Pecker and Salencon, 1990; point-bearing piles may present some serious problems and
Auvinet et al., 1996) using the plastic flow theory. their design faces many difficulties.
Considering parameters N (vertical load), T (base shear), M
(overturning moment) and Fx (inertia force within the The bearing capacity of the hard layer in which the piles rest
potentially sliding soil mass), the cinematically admissible is a first source of uncertainty. The shortcomings of classical
mechanism that leads to the best inferior limit of the bearing analytical methods for evaluating this capacity have long
capacity is determined. The results are presented in a been recognized. Most of them assume rigid-plastic behavior
normalized form in terms of the vector: of the soil ignoring the essential role of soil deformability.
Bearing capacity estimations thus tend to be based
⎧N T M Fx B ⎫ principally on in situ tests (cone penetration test,
F =⎨ ⎬ (2) pressuremeter) or on loading tests. Heterogeneity of these
2
⎩ Bc Bc B c c ⎭
hard strata is difficult to assess and may originate tilting of
buildings with such a foundation (Ovando et al, 1988).
where B is the width of the foundation and c is the undrained Another source of uncertainty is the scale factor that should
shear strength of the soil. In the space of normalized be considered when piles of large diameter are used, to take
variables, a domain is defined where the behavior of the into account soil deformability, curvature of the Mohr
foundation is expected to be satisfactory. The overturning envelope for high confining pressures, and progressive
moment can be divided in a normal force N and a load failure. Some of the scale factors proposed in the literature
eccentricity e, so the results can also be presented in the (Meyerhof, 1983) lead to unrealistically low bearing
space of normalized (N, T, e, Fx). It can be established that capacities.
for N/Bc < 2.5 ands a safety factor larger than 2 under central
loading, the effect of the inertia forces can be neglected. On In consolidating subsoils, negative skin friction develops on
the contrary, for low safety factors, these forces induce a the pile shaft, reducing its net bearing capacity (Auvinet &
drastic reduction of the bearing capacity. Moreover, the Hanell, 1981). Moreover, an apparent emersion of the
results indicate that, in certain conditions, the B-2e criterion structure is generally observed and damage can be induced in
for eccentricity, generally considered as overconservative, adjacent buildings supported by other types of foundation.
can actually be unsafe. Consolidation has also the effect of separating the slab of the
substructure from the soil. In that condition, the head of the
piles is no longer confined and can be structurally vulnerable
under the combined effect of overturning moment and base principal systems have been regrouped according to the
shear (Auvinet & Mendoza, 1986). position of this fuse (in the upper or lower part of the pile, or
both). The type of fuse used is characteristic of each system.
As recognized in Mexico City building code, when
estimating the forces induced in piles by negative skin
friction, the following elements should be taken into account Table 1 Principal types of special foundations.
In this case, only a limited number of piles are used with the
principal objective of reducing the settlements of a partially FP
Without any doubt, the foundations of this type were those There have been a number of proposals aiming at increasing
that suffered most damages during the 1985 earthquake. 13% the efficiency of friction piles by modifying the shape of
of all buildings between 5 and 15 stories, most of them on their cross section (triangular, H, etc.). Jaime et al. (1991)
compensated foundation with friction piles, experimented have shown that this is generally not achieved. Among the
settlement, tilting and, in one case, total failure. research work aiming at improving friction piles, the
attempts to develop high adherence electro-metallic piles
“Creep piles” piles cannot be expected to absorb cyclic using electrosmotic treatment should also be mentioned
loading during earthquakes, since soil-pile adherence is (Tamez, 1964; Solum, 1966)
already fully mobilized, and can even decrease due to
remoulding as cyclic shear stresses develop at the interface To improve further the understanding of the behavior of
between soil and pile. Full scale experiments performed by friction piles, a foundation of this type has been instrumented
as described in another contribution to this workshop sometimes been installed during the life of the structure as
(Mendoza 2002) part of an underpinning process (González Flores, 1964,
1981; Auvinet, 1989). The different available control
b) Pile with penetrating point. mechanisms have been reviewed by different authors
(Martínez Mier, 1975; Correa, 1980; Aguilar, 1990; Rico,
This type of pile (Reséndiz, 1964) was conceived to increase 1991). In Table 2 a list of the best known systems is
the bearing-capacity of friction piles with a controlled presented.
contribution of the point. The diameter of the point is smaller
than the rest of the pile in order to facilitate penetration in the En seismic conditions some of these special systems can be
hard layer under the combined effect of loading and negative vulnerable and suffer damage going from simple
skin friction and to avoid emersion. The point can be made deformations to total collapse. Lack of maintenance can also
of reinforced concrete (Reséndiz, 1964; Ellstein, 1980) or be a problem.
steel (Reséndiz et al., 1968). In the latter case, the bearing
capacity of the pile can be better controlled by using a point Several proposals have been made to improve the design of
with a pre-established failure load. Flexibility of the point control piles (Aguilar y Rojas, 1990). Overturning of the
constitutes however a problem during installation of piles. loading frame can be avoided using a new type of anchors.
The mechanism can also be transformed to absorb tensions.
c) Negative skin friction piles
e) Telescopic piles
Those are simply point-bearing piles that penetrate freely
through the foundation slab (Correa, 1961). They can These are tubular piles with a piston-like cylindrical point
contribute to reduce significantly the settlements due to lying on the hard layer (Correa, 1969). The tubular portion of
negative skin friction that develops on the shaft of the piles the pile is partly filled with sand. When sand reaches a
under the combined effect of the structural load and the certain level, an arching effect develops and both parts of the
consolidation of the clay layer. Finite element modelling of piles work as a unit. If necessary, sand can be removed to
this type of piles has been presented recently (Rodríguez, free the point and avoid emersion of the foundation.
2000). Spacing of the piles appears to be the most significant
design parameter. f) Overlapping piles
Mechanism Reference
Loading frame with deformable wood cubes González Flores, 1948; Salazar Resines, 1978
Loading frame with jack and automatic relief A, Pilatovsky, cited by J.J. Correa, 1980
valve
Metallic tensors P. González, 1957, cited by Aguilar, 1990
Metallic cap Aguilar, 1960, cited by Aguilar, 1990
Loading frame with flat hydraulic jacks W. Streu, 1963, cited by J.J. Correa, 1980 and
Aguilar 1990
Sand confined within a capsule J. Creixell and J.J. Correa C., 1975, cited by
Aguilar, 1990
Energy dissipator M. Aguirre, 1981; D. Reséndiz, 1976
Mechanical system of self control M.A. Jiménez, 1980
Mobil wedge P. Girault, 1986, cited by Aguilar, 1991
Communicating hydraulic jacks F. Zamora Millán, cited by A. Rico A., 1991
Constant friction cell E. Támez, 1988
Cell with teeth for transmission of tensions A. Rico A., 1991
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