Uninterruptible Power Supplies Classification Operation Dynamics PDF
Uninterruptible Power Supplies Classification Operation Dynamics PDF
Uninterruptible Power Supplies Classification Operation Dynamics PDF
Abstract—This paper presents a comprehensive review of operation and related control strategies are addressed in
Uninterruptible Power Supply (UPS) systems in terms of Section V. In Section VI, concept of negative impedance
topologies, operation, dynamics, and control. UPS systems are instability in UPS systems with constant power loads is
classified with emphasis on static systems. This paper also introduced. Section VII deals with the control techniques
addresses fundamental problems faced in these systems in
suitable for these systems. At last, Section VIII summarizes
different distributed and centralized applications. In addition,
a brief description of the conventional UPS systems, their the results obtained in this paper.
disadvantages, scope for improvement, advanced architectures,
role of power electronics, and current trends in UPS research II. CLASSIFICATION
are explained. Negative impedance dynamics in UPS systems
with constant power loads are also introduced. Finally, this UPS systems are classified to three general types of
paper concludes with a brief outline of the advancement to be static, rotary, and hybrid static/rotary systems. In this
made in the future. section, we explain these three categories of UPS systems.
operating mode.
The main advantages of on-line UPS are very wide
AC/DC
tolerance to the input voltage variation and very precise Rectifier/
DC/AC
Inverter
regulations of output voltage. In addition, there is no transfer Charger
low power factor, high THD at the input, and low efficiency.
Fig. 2. Block diagram of a typical off-line UPS.
The input current is destroyed by the rectifier unless an extra
Power Factor Correction (PFC) circuit is added; but, this
3) Line-interactive UPS: Line-interactive UPS systems,
adds to the cost of the UPS system [4].
as is shown in Fig. 3, consist of a static switch, a series
S t a tic
inductor, a bi-directional converter, and a battery bank. An
S w itc h
(B y p a s s )
optional output filter can be added at the output of the bi-
directional converter or at the input side of the load. A line-
AC A C /D C D C /A C
Load
interactive UPS can operate either as an on-line UPS or as an
L in e R e c tif ie r In v e rte r
off-line UPS. For an off-line line-interactive UPS, the series
inductor is not required. However, most of the line-
B a tte ry B a n k interactive UPS systems operate on-line in order to either
improve the power factor of the load or regulate the output
Fig. 1. Block diagram of a typical on-line UPS. voltage for the load.
598
set. The static switch disconnects the AC line in order to of this UPS is relatively high. Therefore, the delta-
prevent back feed from the inverter. conversion UPS is used in high power rating applications.
The main advantages of the line-interactive UPS However, the complicated control of this topology limits its
systems are simple design and, as a result, high reliability applications.
and lower cost compared to on-line UPS systems. They also
have good harmonic suppression for the input current. Since B. Rotary UPS
this is a single stage conversion topology, the efficiency is
A typical rotary UPS is shown in Fig. 5. It consists of an
higher than that of the double-conversion UPS. The main
AC motor, a DC machine, an AC generator, and a battery
disadvantage is the lack of effective isolation of the load
from the AC line. Employing a transformer in the output can bank. Electric machines are mechanically coupled. There are
eliminate this; but, it will add to the cost, size, and weight of two operating modes: normal and stored energy. During the
normal mode of operation, the AC line supplies the AC
the UPS system. Furthermore the output voltage
motor, which drives the DC machine. The DC machine
conditioning is not good because the inverter is not
drives the AC generator, which supplies the load. During the
connected in series with the load. In addition, since the AC
stored energy mode of operation, the battery bank supplies
line supplies the load directly during the normal mode of
operation, there is no possibility for regulation of the output the DC machine, which, in turn, drives the AC generator.
frequency. The AC generator supplies the load. The rotary UPS systems
are much more reliable than the static UPS systems. Yet,
The new series-parallel line-interactive topology, called
they require more maintenance and have much bigger size
“delta-conversion” UPS, can achieve simultaneously both
and weight.
unity power factor and precise regulation of the output
voltage, which is not possible with a conventional line-
interactive UPS [6]. Its configuration is shown in Fig. 4. It Static Switch
(Bypass)
consists of two bi-directional converters connected to a AC Motor DC Machine AC Generator
common battery set, static switch, and a series transformer.
The series bi-directional converter is rated at about 20% of AC
Line
M M/G G Load
Series
DC Link
Parallel
Hybrid static/rotary UPS systems combine the main
Bi-directional
Converter
Bi-directional
converter
features of both static and rotary UPS systems. They have
low output impedance, high reliability, excellent frequency
stability, and low maintenance requirements [7], [8]. In Fig.
battery set 6, a typical hybrid static/rotary UPS is depicted. It consists
of a bi-directional AC/DC converter, an AC motor, an AC
Fig. 4. Block diagram of a typical series-parallel line-interactive UPS.
generator, a battery bank, and a static switch. Hybrid UPS
systems are usually used in high power applications.
Parallel converter keeps output voltage stable and
precisely regulated by PWM control. Series converter Static Switch
compensates any differences between output and input (Bypass)
voltages. It also controls the input power factor to unity and, AC Motor AC Generator
any conversion from the AC line to the load, the efficiency Fig. 6. Block diagram of a typical hybrid static/rotary UPS.
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III. APPLICATIONS trained group of staff will be in charge of maintenance and
service reducing the risk of misuse of the system and
UPS systems not only supply power during the
increasing its reliability. Employing line-interactive
blackouts, but also, in most cases, provide power
topology in centralized UPS systems can give some
conditioning. They are now not only highly desirable, but
additional useful functions apart from ensuring the
also a required standard in many cases.
continuity of the power supply. By using a parallel-
connected UPS to control the real and reactive power drawn
A. Distributed Approach
from the AC line, one can use it for load leveling, voltage
In a distributed approach, many separate UPS units regulation, harmonic suppression, or reactive compensation.
operate in parallel to supply critical loads. UPS units are Capability of line-interactive UPS systems to control
placed flexibly in the system to form a critical load network. real and reactive power flow from the AC line is very
A typical distributed UPS system is shown in Fig. 7. valuable from power system operation and control point of
view. Utilities use parallel UPS systems as Battery Energy
Stored Systems (BESS) for load leveling, voltage stabilizing,
UPS Load
frequency control, and active filtering [10]. As a load
leveling device, BESS helps to cover the peak power
AC
Line
Static
Switch
Secure Network UPS demanded by the loads. BESS can also work as a frequency
control device if its capacity is large enough compared to the
UPS
overall power of the system. It can supply additional real
Load Load power to the system in the case of generator outage in order
to stabilize the frequency.
600
that the load is continuously supplied with power without from a common DC link, supply loads connected to a critical
any transfer time. The transfer time in line-interactive UPS bus [15]. In addition, in a system with several UPS units
systems depends on the time necessary for converting the operating in parallel, UPS modules are close to each other
power flow from the battery bank through the inverter to the and parallel operation is achieved by communication
load. Improved performance is achieved by choosing the DC between separate units [16]-[19].
bus capacitor voltage at the battery side to be slightly higher
than the floating voltage of the batteries. Therefore, when AC/DC
the AC line fails, it is not necessary to sense the failure Rectifier
because the DC bus voltage will immediately fells under the AC AC/DC
DC/AC
Inverter Load
Line 1
floating voltage of the batteries and the power flow will Rectifier
DC/AC Load
naturally turn to the load. For off-line UPS systems, the AC/DC
Inverter
Rectifier
DC/AC Load
Inverter
V. PARALLEL OPERATION AC AC/DC
Line 2 Rectifier
A typical on-line UPS consists of an AC/DC rectifier, a DC/AC
Inverter
battery bank, and a DC/AC inverter. The concept of parallel AC/DC
Rectifier
operation can be applied to rectifiers alone, to inverters Battery
alone, or to the whole UPS. As shown in Fig. 8, two or more Bank
AC/DC rectifiers can operate in parallel to supply the DC Fig. 9. Block diagram of a typical UPS with parallel configurations forming
link with rectified voltage/current. On the other side of the a ring DC bus.
DC link, one or more inverters supply the critical loads.
VDC VDC
Static Switch
(Bypass) Vnom Vnom
Vdrop
Vdrop
AC/DC DC/AC
Rectifier Inverter
AC AC/DC DC/AC
Load
Line Rectifier Inverter I1 I 1' IDC1 I2 I 2' IDC2
601
critical bus voltage. The other inverters work as slaves, VI. NEGATIVE IMPEDANCE DYNAMICS
which are controlled to track the reference current provided
In general, there are two kinds of loads for UPS
by the parallel control unit. The parallel control unit has the
systems. One group is conventional positive incremental
same function as in a concentrated control method. Hence,
impedance loads that require a regulated voltage for their
the reference current derives from load current; so, it can
operation. The other group is constant power loads sinking
serves as a frequency and phase reference as well. As a
constant power from their input power supply.
result, the slave units do not need to have separate PLL
Power electronic converters, when tightly regulated,
circuits enabled. If the master unit fails, one of the slave
behave as constant power loads. In fact, there is a trend in
units replaces it by simply enabling its PLL circuit [15],
the power electronic loads of UPS systems to be constant
[17]-[19].
power. On the other hand, several loads such as electric
Critical Bus motors, actuators, and power electronic converters have to
AC
be controlled such that constant output power is maintained
for them. If we neglect the losses, input power is constant.
Vr + Voltage V* PWM
Line Regulator Inverter
-
fo
+ PLL
f*
As a result, these loads present constant power
-
UPS #1 fcr
characteristics to the UPS systems.
An example of constant power loads is a DC/AC
I1
+
-
inverter which drives an electric motor and tightly regulates
Load the speed when the rotating load has one-to-one torque-
I/n
speed characteristic. Usually, a controller tightly regulates
+
In
the speed; therefore, the speed is almost constant. Since the
-
rotating load has one-to-one torque-speed characteristic, for
-
every speed there is one and only one torque. As a result, for
Voltage V*
a constant speed, torque is constant and power, which is the
Vr + PWM
Regulator Inverter
f*
UPS #n
fo
+
- fcr
PLL multiplication of speed and torque, is constant. If we assume
a constant efficiency for the drive system, considering the
Fig. 11. Block diagram of a typical concentrated control strategy. constant power of the rotating load, the input power of the
DC/AC inverter will be constant. Therefore, the DC/AC
In the above two described methods, a failure in parallel inverter presents a constant power load characteristic to its
control circuit can cause a whole system failure. This is input power supply. Another example is a DC/DC converter
prevented in the distributed control method. Each inverter which feeds an electric load and tightly regulates the voltage
sends signals to the others. Compensating voltage and when the load has one-to-one voltage-current characteristic.
frequency signals are sent to each inverter [19]. In constant power loads, although the instantaneous
value of impedance is positive; but, the incremental
3) Wireless Independent Control: In this method, there impedance is always negative. In fact constant power loads
are no inner-connective load sharing wires between have negative impedance characteristics, which might
inverters. Control is based on information available locally impact the power quality and stability of the UPS systems.
at the inverter terminals: voltage, current, and frequency. Current through a constant power load decreases/increases
Each inverter has a build-up frequency drop characteristic when the voltage across it increases/decreases. This is a
for real power load sharing and a build-up voltage drop destabilizing effect for the power supply system and known
characteristic for reactive power load sharing [9], [16], [19]. as negative impedance instability. Fig. 12 depicts the
It is well known that when there is an unbalance in generated negative impedance behavior of constant power loads.
and consumed real power in the system, there is a change in Because of the non-linearity and time-dependency of
the system frequency. Hence, the frequency can be used as a power converters and because of the negative impedance
communication signal between two inverter connected in destabilizing characteristics of constant power loads,
parallel. For example, if the real power demanded by the two classical linear control methods, which are often used to
inverters in parallel is increased by ∆P=∆P1+∆P2, than the design controllers for UPS systems, have stability limitations
frequency will initially drop by ∆f. The increase of power around the operating points. In [20]-[22], we have presented
∆P will be taken by separate inverters accordingly to the an assessment of the negative impedance instability concept
slope of their build-up frequency drop. New steady state of the constant power loads in the multi-converter power
equilibrium will be achieved at a lower frequency. In order electronic systems. Furthermore, recommendations on the
to restore the initial frequency the whole drop characteristic design of power supply systems to avoid negative
has to be shifted up vertically. A proper active power load impedance instability have been given. Different stabilizing
sharing control is then implemented without communication control methods have been proposed in [20]-[22] to ensure
needs between inverters. large-signal stability.
602
P = Cons tan t
loops: an outer and an inner. The outer control loop uses the
V
V= output voltage as a feedback signal, which is compared with
I
a reference signal. The error is compensated by a PI
∆V integrator to achieve stable output voltage under steady-state
<0 operation. This error is also used as a reference signal for the
∆V ∆I
inner current regulator loop, which uses the inductor [28] or
the capacitor [29] output filter current as the feedback signal.
The minor current loop ensures fast dynamic responses
∆I I enabling good performances with nonlinear or step-changing
Fig. 12. The negative impedance behavior of constant power loads. loads.
A. Single Voltage Control Loop Strategy Fig. 14. Block diagram of a typical control system with multiple feedback
loops.
This strategy, as shown in Fig. 13, uses a single
feedback loop to provide well-regulated output voltage with
The basic current regulators employed as minor current
low THD. The feedback control can be continuous [23] or
loop are: hysteresis regulators, sinusoidal PWM regulator,
discontinuous [24], [25]. Analogue techniques are used in
and predictive regulators. In a typical hysteresis regulator,
continues approach. The most usual continuous feedback
the reference signal is compared with the feedback signal.
control is Sinusoidal PWM (SPWM), which can be of
The sign and predetermined amplitude of the error determine
natural sampling type, average type, or instantaneous type
the output of the modulator, which has two possible levels
[26], [27].
+/-Vout. The duration between two successive levels is
L
determined by the slope of the reference signal. The output
V
Vr +
K(s)
PWM
Modulator
DC/AC
Inverter
o voltage tracks the reference signal within the upper and
-
C Load
lower boundary levels [30], [31]. This hysteresis control has
fast transient response; but, the switching frequency varies
widely.
In SPWM control technique, the output voltage
feedback is compared with a sine reference signal and the
Fig. 13. Block diagram of a single feedback loop. error voltage is compensated by a PI-regulator to produce
the current reference. The current through the inductor or
In natural sampling type, the peak value of the output the capacitor is sensed and compared with the reference
voltage is detected and compared with a reference voltage in signal. After compensated by a P-regulator, the error signal
order to obtain the error, which is used to control the is compared with a triangular waveform to generate SPWM
reference to the modulator. The average approach is signal for switching control. The SPWM current control has
basically the same; but, the sensed voltage is converted to an constant switching frequency and also provides fast dynamic
average value and after that is compared with a reference responses [29], [32].
signal. These approaches control only the amplitude of the In predictive current control method, the switching
output voltage and are good only at high frequencies. In instants are determined by suitable error boundaries. When
instantiations voltage feedback SPWM control, the output the current vector touches the boundary line, the next
voltage is continuously compared with the reference signal switching state vector is determined by prediction and
improving dynamic performances of the UPS inverter [27]. optimization in order to minimize the error [33]. Predictive
current control requires a good knowledge of the load
B. Multiple Control Loop Strategy parameters. All these current regulators are typically used as
an inner loop to regulate the current in the filter inductor.
Better performance even with non-linear and step- The current reference for the current regulator is obtained by
changing loads can be achieved by multiple control loop summing together the error in an outer voltage loop with the
strategies [28]. As shown in Fig. 14, there are two control actual load current to yield the rated output voltage.
603
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