People v. Alicando y Briones
People v. Alicando y Briones
People v. Alicando y Briones
SYLLABUS
2. ID.; ID.; ID.; PLEA OF GUILTY TO CAPITAL OFFENSE; NULL AND VOID
WHERE THE SEARCHING INQUIRY CONDUCTED BY THE COURT IS PROCEDURALLY
INADEQUATE. — The plea of guilt made by the appellant is likewise null and void. The
trial court violated Section 3 of Rule 116 when it accepted the plea of guilt of the appellant.
Said section provides: "Sec. 3. Plea of guilty to capital offense; reception of evidence . —
When the accused pleads guilty to a capital offense, the court shall conduct a searching
inquiry into the voluntariness and full comprehension of the consequences of his plea and
require the prosecution to prove his guilt and the precise degree of culpability. The accused
may also present evidence in his behalf." The records reveal how the trial judge
inadequately discharged this duty of conducting a "searching inquiry." Section 3 of Rule
116 which the trial court violated is not a new rule for it merely incorporated the decision of
this Court in People vs. Apduhan, Jr., (24 SCRA 798 [1968]) and reiterated in an unbroken
line of cases. The bottom line of the rule is that the plea of guilt must be based on a free
and informed judgment. Thus, the searching inquiry of the trial court must be focused on:
(1) the voluntariness of the plea, and (2) the full comprehension of the consequences of the
plea. The questions of the trial court failed to show the voluntariness of the plea of guilt of
the appellant nor did the questions demonstrate appellant's full comprehension of the
consequences of his plea. The records do not reveal any information about the personality
profile of the appellant which can serve as a trustworthy index of his capacity to give a free
and informed plea of guilt. The age, socio-economic status, and educational background of
the appellant were not plumbed by the trial court. The questions were framed in English yet
there is no inkling that appellant has a nodding acquaintance of English. It will be noted too
that the trial court did not bother to explain to the appellant the essential elements of the
crime of rape with homicide. A cursory examination of the questions of the trial court to
establish the voluntariness of appellant's plea of guilt will show their utter insufficiency. The
trial court simply inquired if appellant had physical marks of maltreatment. It did not ask the
appellant when he was arrested, who arrested him, how and where he was interrogated,
whether he was medically examined before and after his interrogation, etc. It limited its
efforts trying to discover late body marks of maltreatment as if involuntariness is caused
by physical abuse alone. Regretfully, it even turned a blind eye on the following damning
entry on the June 13, 1994 Record of Events of the Iloilo PNP (Exh. "M") showing that after
his arrest, the appellant was mobbed by inmates while in jail and had suffered
hematoma. Likewise, the trial court's effort to determine whether appellant had full
comprehension of the consequences of his plea is fatally flawed. It warned the appellant he
would get the mandatory death penalty without explaining the meaning of "mandatory ." It
did not inform the appellant of the indemnity he has to pay for the death of the victim It
cautioned appellant there ". . . will be some effects on your civil rights " without telling the
appellant what those "effects" are and what "civil rights " of his are involved Appellant's plea
of guilt is void and the trial court erred in using it to sentence him to death. We stress that
under the 1985 Rules of Criminal Procedure, a conviction in capital offenses cannot rest
alone on a plea of guilt. Section 3 of Rule 116 requires that after a free and intelligent plea
of guilt, the trial court must require the prosecution to prove the guilt of the appellant and
the precise degree of his culpability beyond reasonable doubt. This rule modifies
jurisprudence that a plea of guilt even in capital offenses is sufficient to sustain a
conviction charged in the information without need of further proof. The change is salutary
for it enhances one of the goals of the criminal process which is to minimize erroneous
conviction. We share the stance that "it is a fundamental value determination of our system
that it is far worse to convict an innocent person than let a guilty man go free." ADHc TE
4. ID.; ID.; ID.; ID.; BURDEN OF PROOF TO SHOW THAT ACCUSED VALIDLY
WAIVED HIS RIGHT TO REMAIN SILENT AND TO COUNSEL RESTS WITH THE
PROSECUTION; CLEAR AND CONVINCING EVIDENCE REQUIRED. — The burden to
prove that an accused waived his right to remain silent and the right to counsel before
making a confession under custodial interrogation rests with the prosecution . It is also the
burden of the prosecution to show that the evidence derived from confession is not tainted
as "fruit of the poisonous tree." The burden has to be discharged by clear and convincing
evidence. Indeed, par. 1 of Section 12 of Article III of the Constitution provides only one
mode of waiver — the waiver must be in writing and in the presence of counsel. In the case
at bar, the records show that the prosecution utterly failed to discharge this burden. It
matters not that in the course of the hearing, the appellant failed to make a timely objection
to the introduction of these constitutionally proscribed evidence. The lack of objection did
not satisfy the heavy burden of proof that rested on the prosecution.
3. ID.; ID.; ID.; PLEA OF GUILTY IN CASE AT BAR; NOT IMPROVIDENT. — In the
case before us, when the appellant pleaded guilty in open court on June 28, 1994, appellant
was clearly assisted by counsel. The court took pains to repeatedly remind him of the
grave consequences of a plea of guilty, which appellant said he understood. On every such
occasion, he had every opportunity, through his counsel, to ask the court for clarification.
The trial court, on its own, in fact went out of its way to repeatedly inform the defendant of
the nature of his plea and the implications of the plea he was making. On July 11, 1994,
before the presentation of evidence for the prosecution, he was once again asked by the
court if he was sure of his plea. At this time, appellant had more than sufficient time or
about thirteen days to reflect on all the possible consequences of his plea. If indeed it was
not voluntarily made during his arraignment, he had enough time and opportunity with the
assistance of his lawyer to recant or at least express reservations about the same.
However, in spite of several warnings given by the trial court on different occasions,
appellant stood pat with his judicial admission. Significantly, the records fail to indicate that
appellant questioned his plea of guilty at any stage of the trial. He had the opportunity to
cross-examine the witnesses for the prosecution. He did not put up any defense nor denied
the inculpatory testimonies, documents and real evidence presented against him (in fact, it
was appellant himself who directed the police investigators to the location of the various
physical evidence, e.g., green slippers. earrings). Appellant's silence as to the accusations
made against him in open court from the time of his arraignment and during his entire trial
therefore assumes a great deal of significance in the context of the majority's insistence
that herein appellant's plea of guilty was improvident and therefore void. In the face of the
seriousness of the accusations against him, his reticence was eloquent. As the Court held
in People vs. Pillones: Silence is assent as well as consent, and may, where a direct and
specific accusation of crime is made, be regarded under some circumstances as a quasi-
confession. An innocent person will at once naturally and emphatically repel an accusation
of crime, as a matter of self-preservation and self-defense, and as a precaution against
prejudicing himself. A person's silence, therefore, particularly when it is persistent, will
justify an inference that he is not innocent. (Underhill's Criminal Evidence, 4th Ed., p. 401.)
The absence of an extrajudicial confession does not detract from the efficacy or validity of
appellant's plea of guilty, it does not affect the requirement compelling the prosecution to
prove the guilt of the accused and the precise degree of his culpability. Nowhere in the rule
does it state that an extrajudicial confession is a prerequisite for a conviction based on a
plea of guilty. While the constitutional infirmities that attended the custodial investigation of
the appellant were serious and should not be glossed over, his conviction was based
mainly on his plea of guilt made in open court and not on the extrajudicial confession, which
formed but a small aspect of the prosecution's case. An extrajudicial confession only
serves to confirm or substantiate a plea of guilty entered in open court. As between an
extrajudicial confession and a judicial admission, the latter significantly is given evidentiary
weight. Even assuming the extrajudicial confession in this case could not be given
evidentiary weight because of mistakes committed by authorities in conducting their
custodial investigation and in their gathering evidence, his plea of guilty on arraignment, his
repeated admissions to the same in spite of repeated warnings of the trial judge of the
consequences of his plea and the presence of ample corroborating testimony from a
credible eyewitness to the crime establish appellant's guilt beyond reasonable doubt. The
essence of the plea of guilty in a trial is that the accused admits his guilt freely, voluntarily
and with full knowledge of the consequences and meaning of his act, and with a clear
understanding of the precise nature of the crime charged in the complaint or information. A
plea of guilty, when formally entered on arraignment is sufficient to sustain a conviction
charged in the information without need of further proof. This, notwithstanding, (in line with
the pronouncement of the Court in several cases) the trial court received evidence to
determine if the appellant erred in admitting his guilt. Independent of such plea, there was
more than sufficient evidence adduced to prove that appellant indeed committed the acts
charged.
DECISION
PUNO, J : p
The case at bar involves the imposition of the death penalty . With all our frailties,
we are asked to play the role of an infallible God by exercising the divine right to give or
take away life. We cannot err in the exercise of our judgment for our error will be
irrevocable. Worse, our error can result in the worst of crimes — murder by the
judiciary.
The records reveal that appellant Arnel Alicando was charged with the crime of rape
with homicide 1 in an Information which reads:
"That on or about the 12th day of June 1994 in the City of Iloilo, Philippines
and within the jurisdiction of this Court, said accused, did then and there willfully,
unlawfully and feloniously and by means of force, violence and intimidation to wit:
by then and there pinning down one KHAZIE MAE PENECILLA, a minor, four
years of age, choking her with his right hand, succeeded in having carnal
knowledge with her and as a result thereof she suffered asphyxia by
strangulation, fractured cervical vertebra and lacerations of the vaginal and rectal
openings causing profuse hemorrhages and other injuries which are necessarily
fatal and which were the direct cause of her death.
CONTRARY TO LAW."
On June 29, 1994, appellant was arraigned with the assistance of Atty. Rogelio
Antiquiera of the PAO, Department of Justice. Appellant pleaded guilty.
After appellant's plea of guilt, the trial court ordered the prosecution to present its
evidence. It also set the case for reception of evidence for the appellant, if he so
desired. 2
The prosecution evidence shows that in the afternoon of June 12, 1994, Romeo
Penecilla, father of the four year old victim Khazie Mae, was drinking liquor with Ramil
Rodriguez and Remus Gaddi in his (Penecilla's) house at Barangay Rizal, Zone 1, Pulo
Bala, Iloilo. Appellant joined them but every now and then would take leave and return.
Appellant was living in his uncle's house some five (5) arm's length from Penecilla's
house. At about 4:30 p.m., Penecilla's group stopped drinking and left.
Luisa Rebada also lives in the Penecilla neighborhood, about one and a half (1-
1/2) arm's length from the house of appellant. At about 5:30 p.m. of that day, she saw
the victim at the window of appellant's house. She offered to buy her "yemas" but
appellant closed the window. Soon she heard the victim crying. She approached
appellant's house and peeped through an opening between its floor and door. The sight
shocked her — appellant was naked, on top of the victim, his left hand choking her
neck. She retreated to her house in fright.
She gathered her children together and informed her compadre, Ricardo Lagrana,
then in her house, about what she saw. Lagrana was also overcome with fear and
hastily left.
Romeo Penecilla returned to his house at 8 o'clock in the evening. He did not find
Khazie Mae. He and his wife searched for her until 1 o'clock in the morning. Their effort
was fruitless. Rebada was aware that the Penecillas were looking for their daughter but
did not tell them what she knew. Instead, Rebada called out appellant from her window
and asked him the time Khazie Mae left his house. Appellant replied he was drunk and
did not know.
As the sun started to rise, another neighbor, Leopoldo Santiago went down from
his house to answer the call of nature. He discovered the lifeless body of Khazie Mae
under his house. Her parents were informed and so was the police. At 9:00 a.m.,
Rebada suffered a change of heart. She informed Romeo Penecilla and his wife Julie
Ann, that appellant committed the crime. Forthwith, appellant was arrested and
interrogated by PO3 Danilo Tan. He verbally confessed his guilt without the assistance
of counsel. On the basis of his uncounseled verbal confession and follow up
interrogations, the police came to know and recovered from appellant's house, Khazie
Mae's green slippers, a pair of gold earrings, a buri mat, a stained pillow and a stained
T-shirt all of which were presented as evidence for the prosecution.
The body of Khazie Mae was autopsied by Dr. Tito Doromal, a medico-legal
officer. His autopsy report reveals the following injuries sustained by the victim:
"HEAD & NECK/THORACO-ABDOMINAL REGIONS:
1) Contusion, purple in color, 11 x 11.3 cm., in dia., from left and right
anterior neck, down to the medial portion of the left and right infraclavicular area.
2) Contusion, bluish purple, 5.5 x 6.3 cm., in dia., antero-lateral left chest
wall.
3) Contusion, bluish in color, 3 in nos., 1, 0.5 & 1.1 cm., in dia., right antero-
inferior chest wall.
EXTREMITIES:
1) Confluent abrasion, 3 x 2.6 cm., in dia., posterior aspect, lower 3rd, left
forearm.
2) Old wound, 2 x 1.5 cm. in dia., posterior middle 3rd, left forearm.
3) Old wound, 1.5 x 1 cm., in dia., antero-lateral aspect, middle 3rd, right
forearm.
d) A cylinder with a diameter of 2 cms., easily passes the vaginal and anal
openings.
CAUSE OF DEATH:
A) ASPHYXIA BY STRANGULATION.
Here ends Khazie Mae's quest for justice. Her tormentor must suffer for the
grievous offense he had committed. He deserves no mercy.
SO ORDERED. "
The case is before us on automatic review considering the death penalty imposed
by the trial court. A new counsel, Atty. Joel Tiongco, took the cudgel for appellant. In his
Brief, appellant assails the decision of the trial court as a travesty of justice.
We find that the Decision of the trial court sentencing the appellant to death is
shot full of errors, both substantive and procedural. The conviction is based on an
amalgam of inadmissible and incredible evidence and supported by scoliotic logic.
First . The arraignment of the appellant is null and void. The trial judge failed to
follow section (1) (a) of Rule 116 on arraignment. Said section provides:
(a) The accused must be arraigned before the court where the complaint or
information has been filed or assigned for trial. The arraignment must be made in
open court by the judge or clerk by furnishing the accused a copy of the complaint
or information with the list of witnesses, reading the same in the language or
dialect known to him and asking him whether he pleads guilty or not guilty. The
prosecutor may, however, call at the trial witnesses other than those named in the
complaint or information."
complaint or information."
The reading of the complaint or information to the appellant in the language or dialect
known to him is a new requirement imposed by the 1985 Rules on Criminal Procedure.
It implements the constitutional right of an appellant ". . . to be informed of the nature
and cause of the accusation against him." 3 The new rule also responds to the reality
that the Philippines is a country divided by dialects and Pilipino as a national language
is still in the process of evolution. 4 Judicial notice can be taken of the fact that many
Filipinos have limited understanding either of the Pilipino or English language, our official
languages for purposes of communication and instruction. 5 The importance of reading
the complaint or information to the appellant in the language or dialect known to him
cannot thus be understated.
In the case at bar, the records do not reveal that the Information against the
appellant was read in the language or dialect known to him. The Information against the
appellant is written in the English language. It is unbeknown whether the appellant
knows the English language. Neither is it known what dialect is understood by the
appellant. Nor is there any showing that the Information couched in English was
translated to the appellant in his own dialect before his plea of guilt. The scanty
transcript during his arraignment, reads: 6
Atty. Rogelio Antiquiera — For the accused, Your Honor. Ready for
arraignment and pre-trial.)
Note: (After reading the information to the accused, accused pleads guilty)"
One need not draw a picture to show that the arraignment of the appellant is a nullity. It
violated section l(a) of Rule 116, the rule implementing the constitutional right of the
appellant to be informed of the nature and cause of the accusation against him. It also
denied appellant his constitutional right to due process of law. 7 It is urged that we must
presume that the arraignment of the appellant was regularly conducted. When life is at
stake, we cannot lean on this rebuttable presumption. We cannot assume. We must be
sure.
Second. The plea of guilt made by the appellant is likewise null and void. The
trial court violated section 3 of Rule 116 when it accepted the plea of guilt of the
appellant. Said section provides:
The records reveal how the trial judge inadequately discharged this duty of conducting a
"searching inquiry." In the hearing of June 28, 1994, the transcripts reveal the following:
8
Note
Court
Q Considering that this is a crime and under the amended law is a heinous crime,
because of your plea of guilty without the consent or even against the
discretion of the court, the court will give you a mandatory death penalty
because of the crime charged, do you understand?
Accused
Q Did you enter a plea of guilty on your own voluntary will or without any force or
intimidation from any one or whatever?
Accused
Accused
Q Or maybe because you were manhandled or maltreated by anyone and that will
just be the consideration for you to plead guilty?
Accused
Court
Note
(Accused raised his prison uniform or shirt and showed to the court his
body from waist up.)
Accused
Court
You were not maltreated in the jail?
Accused
Court
Please let us see whether you have bruises so that you will be examined
by a physician to the order of the court?
Accused
Court
If you will plead guilty, that plea of guilty has no use because there will be
a mandatory death penalty, do you still insist on your plea of guilty?
Accused
Court
If you plead guilty to the crime charged there will be some effects on your
civil rights but not until the decision will be affirmed by the Supreme Court.
Accused
Note
(See Order dated June 28, 1994 attached to the records of this case.)"
In the next hearing on July 11, 1994, the following verbal exchange transpired, viz: 9
Fiscal Fama:
Court:
Atty. Antiquiera:
Before the court will proceed with the reception of evidence by the
prosecution Arnel Alicando, please come here. (at this juncture, Arnel
Alicando, come near to the court)
The court is warning you again that this is reception of evidence by the
prosecution after you plead guilty to the crime charged at, do you
understand?
A Yes.
Q Do you still affirm and confirm to your plea of guilty of rape with homicide?
Q Do you still insist that your plea of guilty is voluntary without force, intimidation
or whatsoever?
A Yes.
Q The court is warning you that after reception of evidence, the imposable penalty
is mandatory death?
Court
Okey, proceed."
Section 3 of Rule 116 which the trial court violated is not a new rule for it merely
incorporated the decision of this Court in People vs. Apduhan, Jr., 10 and reiterated in
an unbroken line of cases. 11 The bottom line of the rule is that the plea of guilt must be
based on a free and informed judgment . Thus, the searching inquiry of the trial court
must be focused on: (1) the voluntariness of the plea, and (2) the full comprehension of
the consequences of the plea. The questions of the trial court failed to show the
voluntariness of the plea of guilt of the appellant nor did the questions demonstrate
appellant's full comprehension of the consequences of his plea. The records do not
reveal any information about the personality profile of the appellant which can serve as
a trustworthy index of his capacity to give a free and informed plea of guilt. The age,
socio-economic status, and educational background of the appellant were not plumbed
by the trial court. The questions were framed in English yet there is no inkling that
appellant has a nodding acquaintance of English. It will be noted too that the trial court
did not bother to explain to the appellant the essential elements of the crime of rape with
homicide.
A cursory examination of the questions of the trial court to establish the
voluntariness of appellant's plea of guilt will show their utter insufficiency. The trial court
simply inquired if appellant had physical marks of maltreatment. It did not ask the
appellant when he was arrested, who arrested him, how and where he was interrogated,
whether he was medically examined before and after his interrogation, etc. It limited its
efforts trying to discover late body marks of maltreatment as if involuntariness is
caused by physical abuse alone. Regretfully, it even turned a blind eye on the following
damning entry on the June 13, 1994 Record of Events of the Iloilo PNP (Exh. "M")
showing that after his arrest, the appellant was mobbed by inmates while in jail and had
suffered hematoma, viz:
"c- 0262-94
INFORMATION
2:50 PM - PO2 Salvador Pastoloro, Jr., PNP assigned at 327th PNP MFC,
informed this office thru SPO1 W. Garcera alleging that at about 9:00 AM this date
when the suspect ARNEL ALICANDO Y BRIONES, 24 yrs. old, residence of
Rizal, Palapala Zone I, CP, been arrested and mobbed by the irate residents of
Zone I, Rizal, Palapala, GP, in connection of the Rape with Homicide case
wherein the victim KHAZIE MAE PENECILLA Y DRILON, 4 yrs. old, residence of
same place who was discovered dead under the house thereat. Suspect when
turned over to this office and put on lock up cell was also mobbed by the angry
inmates thus causing upon him hematoma contusion on different parts of his
body ."
Likewise, the trial court's effort to determine whether appellant had full
comprehension of the consequences of his plea is fatally flawed. It warned the appellant
he would get the mandatory death penalty without explaining the meaning of
"mandatory ". It did not inform the appellant of the indemnity he has to pay for the death
of the victim. It cautioned appellant there ". . . will be some effects on your civil rights "
without telling the appellant what those "effects" are and what "civil rights " of his are
involved.
Appellant's plea of guilt is void and the trial court erred in using it to sentence him
to death. We stress that under the 1985 Rules of Criminal Procedure, a conviction in
capital offenses cannot rest alone on a plea of guilt. Section 3 of Rule 116 requires that
after a free and intelligent plea of guilt, the trial court must require the prosecution to
prove the guilt of the appellant and the precise degree of his culpability beyond
reasonable doubt. This rule modifies prior jurisprudence that a plea of guilt even in
capital offenses is sufficient to sustain a conviction charged in the information without
need of further proof. The change is salutary for it enhances one of the goals of the
criminal process which is to minimize erroneous conviction. We share the stance that "it
is a fundamental value determination of our system that it is far worse to convict an
innocent person than let a guilty man go free." 12
Third . Some prosecution evidence , offered independently of the plea of guilt of
the appellant, were inadmissible, yet, were considered by the trial court convicting the
appellant.
Thus, the trial court gave full faith and credit to the physical evidence presented
by the prosecution. To quote its Decision, 13 viz:
Further, there are physical evidence to prove Khazie was raped. These
consists of a pillow with bloodstains in its center 14 and the T-shirt 15 of the
accused colored white with bloodstains on its bottom. These physical evidence
are evidence of the highest order. They strongly corroborate the testimony of
Luisa Rebada that the victim was raped."
These are inadmissible evidence for they were gathered by PO3 Danilo Tan of the Iloilo
City PNP as a result of custodial interrogation where appellant verbally confessed to
the crime without the benefit of counsel . PO3 Tan admitted under cross-examination,
viz: 16
Q Mr. Witness, when for the first time did you see Arnel Alicando?
A Yes, sir.
Q When for the first time did you start investigating Arnel Alicando?
A After I finished investigating the body of the victim, Khazie Mae Penecilla.
Q And that was also after you were informed that Arnel Alicando was a suspect in
the raping of Khazie Mae Penecilla?
A Yes, sir.
Atty. Antiquiera:
Q And who was that person who informed you of the suspect?
A Luisa Rebada.
A Yes, sir.
Q And you started investigating Arnel Alicando in the morning of June 13, 1994?
A Yes, sir.
Q How long did you interrogate Arnel Alicando in the morning of June 13, 1994?
Q Did it take you the whole morning of June 13, 1994 in interrogating and
investigating Arnel Alicando?
A Yes, sir.
Q And the investigation you conducted continued in the afternoon of the same
date?
A Yes, sir.
Q The following day, June 14, 1994, you still investigated and interrogated Arnel
Alicando.
A Yes, sir.
Q And when did you stop, finally, investigating and interrogating Arnel Alicando?
A June 14, 1994, when I finished recovering the white T-shirt and pair of earring.
Atty. Antiquiera:
Q You testified in this case, Mr. Witness you never informed the court that you
apprised the accused of his constitutional rights, is that correct?
A I apprised him.
Q My question is, during your testimony before this court under the direct
examination of the prosecution you never informed the court that you
apprised the accused of his constitutional rights?
Pros. Fama:
Court:
Sustained.
Atty. Antiquiera:
Q When did you inform, the date when you informed Alicando of his constitutional
rights?
A On June 13.
A The right to remain silent and right to get his lawyer and I have interpreted in
Visayan language.
Q And during your investigation for almost two (2) days the accused was never
represented by counsel, is that correct?
A Yes, sir .
Atty. Antiquiera:
Q Are you aware of the law that enjoins a public officer to inform the person of his
constitutional rights?
A Yes, sir.
It is now familiar learning that the Constitution has stigmatized as inadmissible evidence
uncounselled confession or admission . Section 12 paragraphs (1) and (3) of Article III
of the Constitution provides:
Sec. 12. (1) Any person under investigation for the commission of an
offense shall have the right to be informed of his right to remain silent and to have
competent and independent counsel preferably of his own choice. If the person
cannot afford the services of counsel, he must be provided with one. These rights
cannot be waived except in writing and in the presence of counsel.
In the case at bar, PO3 Tan did not even have the simple sense to reduce the all
important confession of the appellant in writing. Neither did he present any writing
showing that appellant waived his right to silence and to have competent and
independent counsel. Despite the blatant violation of appellant's constitutional right, the
trial court allowed his uncounselled confession to flow into the records and illicitly used
it in sentencing him to death.
It is not only the uncounselled confession that is condemned as inadmissible, but
also evidence derived therefrom. The pillow and the T-shirt with the alleged bloodstains
were evidence derived from the uncounselled confession illegally extracted by the police
from the appellant. Again, the testimony of PO3 Tan makes this all clear, viz: 17
Q Did the accused Arnel Alicando accompany you to the place of the incident?
A Yes, sir.
Q When you arrived at the place of the incident what did you do?
Q Can you identify this fish basin which you said pointed to you by Arnel
Alicando?
A Yes, sir.
Q Please point?
A I asked the accused what he did with the fish basin and he answered that he
used the fish basin to cover Khazie Mae Penecilla when she was already
dead.
Pros. Fama:
A Yes, sir.
Q What else aside from this fish basin, what else did you recover?
A At around 7 o'clock in the evening he further pointed to us the old mat and the
pillow wherein he laid the victim Khazie Mae Penecilla.
Q You mean to say that you returned back to the scene of the incident that time?
A It was already night time and it was only Kagawad Rodolfo Ignacio, my
companion, who went to the place of the incident.
A Yes, sir.
A Yes, sir.
Pros. Fama:
Q You mean to say inside that room the victim was raped by the accused?
A Yes, sir.
Q Can you point that pillow which you said you recovered inside he room of
Imelda Alicando?
A Yes, sir.
A (Witness taking out from the fish basin the mat and pillow.)
Q Did you find something on the pillow?
This was already marked as Exhibit "J", Your Honor and the mat as Exhibit
"I".
Q Aside from this what did you recover from the place of incident?
A On June 14, 1994, at about 10:00 o'clock in the morning the accused Arnel
Alicando further informed me that he kept the gold earring of the victim and
her clothes inside the room of the house of Imelda Alicando.
Q Where?
A I saw the clothes of Khazie Mae Penecilla inside the room where the rape took
place hanged on the clothes line. And I found the pair of earring at the
bamboo post of the fence.
Court:
A Around the fence of Imelda Alicando situated at the from gate on the right side .
Pros. Fama:
Q You mean to say you returned back on June 14, you recovered the items
accompanied by the accused?
A Yes, sir.
Separate Opinions
KAPUNAN, J ., dissenting:
The civilized mind normally recoils at the idea of taking a man's life by way of
retribution for the commission of a crime. However, every so often, a crime so
dastardly and repulsive comes along that even an individual usually predisposed
towards rehabilitating the hard-core criminal would no longer wish to suffer in silent rage
at society's kid-glove treatment of such offender, but would readily opt to exact a
commensurate requital in the form of capital punishment where circumstances so
demand.
Sociological theory at least since Emile Durkheim (1858-1917) has posited the
idea that setting absolute outer limits on deviance is a necessary component of group
identification and survival. Justice Oliver Wendell Holmes may have sensed this truth
when he wrote, in The Common Law (1881), "The first requirement of a sound body of
law is that it should correspond with the actual feelings and demands of the community,
whether right or wrong (1938 ed., p. 41)." 1
Thus, impelled by the alarming upsurge of crime resulting in the loss of human
lives and wanton destruction of property affecting the nation's efforts towards
sustainable development and prosperity while at the same time undermining the people's
faith in the Government, Congress enacted Republic Act 7659, 2 imposing capital
punishment on certain heinous crimes.
The early Spartans had word for such crimes: haineus, hateful, abominable, from
the Greek prefix haton, denoting acts so hatefully or shockingly evil. The acts charged
in the case at bench belong to this genre.
A totally innocent child was forever denied the opportunity to enjoy life beyond the
age of four by the gruesome and hideous acts allegedly committed by the appellant who,
according to the prosecution, was not content merely with satisfying his beastly desires
on her, but also strangled her to death. Whether or not the circumstances of the present
case require the imposition of the death penalty is the ultimate issue before us. After a
thorough review of the facts and the evidence, I am afraid, I have to dissent from the
majority. The legal evidence available to us overwhelmingly supports the lower court's
conclusions. We should not shirk from our legal duty to impose the death penalty.
I.
In the afternoon of June 12, 1994, Romeo Penecilla, father of four-year-old Khazi
Mae, was having a drinking spree with Ramil Rodriguez, Remus Goddi and the appellant
at his (Romeo's) house at Barangay Rizal, Zone 1, Pulo Bala, Iloilo. At about 4:30 p.m.,
everybody left, except for the appellant. Appellant was residing at his uncle's house
about five (5) arm's length away from the Penecilla's house.
When Romeo Penecilla arrived home at 8:00 that evening, he could not find Khazi
Mae. He and his wife looked for her until 1:00 in the morning to no avail.
The next morning, Leopoldo Santiago, a neighbor, got the shock of his life when,
answering the call of nature outside his house, he chanced the dead body of Khazi Mae.
Immediately, the girl's parents were informed. The small, lifeless body was brought to
their house.
The matter was reported to the police at once. At this point, Luisa Rebada, who
lived about 1-1/2 arm's length away from the house of appellant related to the girl's
distraught parents what she knew. 3
Rebada recounted that at about 5:30 of the afternoon before, she saw Khazi Mae
at the window of appellant's house. She called out to her and offered to buy "yemas," for
her. Appellant suddenly closed the window. Later on, Luisa heard Khazi Mae cry and
then squeal. Her curiosity aroused, she crept two steps up the appellant's house,
peeped through an opening between the floor and the door, and saw appellant naked on
top of Khazi Mae, his right hand choking the girl's neck. Rebada became frightened and
went back to her house to gather her children. She told her compadre, Ricardo Lagrana,
who was in her house at that time, of what she saw. The latter got nervous and left. That
evening when she heard that Khazi Mae's parents were looking for the little child, she
called out from her window and asked appellant what time Khazi Mae left his house.
Appellant replied that he did not know since he was drunk. 4 With Luisa Rebada's
revelation, appellant was arrested.
During the investigation conducted by PO3 Danilo Tan, appellant readily admitted
raping and killing Khazi Mae. 5 The police were able to recover from appellant's house
Khazi Mae's green slippers, a pair of gold earrings placed on top of a bamboo post, a
bloodied buri mat, a pillow with a blood stain in the middle, and a stained T-shirt owned
by appellant.
An autopsy conducted and Dr. Tito Doromal, the medico-legal officer, revealed
the following findings:
1) Contusion, purple in color, 11 x 11.3 cm., in dia., from left and right
anterior neck, down to the medial portion of the left and right infra-clavicular area.
2) Contusion, bluish purple, 5.5 x 6.3 cm., in dia., antero-lateral left chest
wall.
3) Contusion, bluish in color, 3 in nos., 1, 0.5 & 1.1 cm., in dia., right antero-
inferior chest wall.
EXTREMITIES :
1) Confluent abrasion, 3 x 2.6 cm., in dia., posterior aspect, lower 3rd, left
forearm.
2) Old wound, 2 x 1.5 cm., in dia., posterior middle 3rd, left forearm.
3) Old wound, 1.5 x 1 cm., in dia., antero-lateral aspect, middle 3rd, right
forearm.
d) A cylinder with a diameter of 2 cms., easily passes the vaginal and anal
openings.
CAUSE OF DEATH:
A) ASPHYXIA BY STRANGULATION.
Consequently, an information was filed with the Regional Trial Court of Iloilo City,
Branch 38, docketed as Criminal Case No. 43663, charging Arnel Alicando with the
crime of rape with homicide, committed as follows:
That on or about the 12th day of June, 1994 in the City of Iloilo, Philippines
and within the jurisdiction of this Court, said accused, did then and there willfully,
unlawfully and feloniously and by means of force, violence and intimidation to wit:
by then and there pinning down one KHAZIE MAE PENECILLA, a minor, four
years of age, choking her with his right hand, succeeded in having carnal
knowledge with her and as a result thereof she suffered asphyxia by
strangulation, fractured cervical vertebra and lacerations of the vaginal and rectal
openings causing profuse hemorrhages and other injuries which are necessarily
fatal and which were the direct cause of her death thereafter.
CONTRARY TO LAW. 7
On June 28, 1994, appellant, assisted by Atty. Rogelio Antiquiera of the Public
Attorney's Office (PAO), pleaded guilty to the crime charged.
The trial court ordered the prosecution to present evidence to prove the guilt of
the accused and the precise degree of his culpability. It likewise set the case for
reception of evidence for the accused, if he wished to. 8
In the course of the trial, the prosecution presented (1) Luisa Rebada; (2) Dr. Tito
Doromal, the medico-legal officer; (3) SPO1 Manuel Artuz, the exhibit custodian of Iloilo
City Police Station; (4) PO3 Danilo Tan; (5) SPO3 Rollie Luz, police investigators; and
(6) Romeo Penecilla, the victim's father.
The defense, for its part, merely presented the autopsy report of Dr. Tito Doromal
to show that the proximate cause of death was asphyxia by strangulation.
On July 20, 1994, the trial judge rendered a decision imposing the death penalty
on Arnel Alicando.
The case is now before us on automatic review. Disagreeing with the trial court's
conviction of the accused for the crime of Rape with Homicide and the said court's
imposition of the death penalty the Court's majority has decided to overturn the
conviction and remand the case to the trial court on the basis of the following alleged
procedural irregularities:
First , that the arraignment of the appellant is null and void;
Second , that the plea of guilt made by the appellant is likewise null and void;
Third , some prosecution evidence , offered independently of the plea of guilt of
the appellant, were inadmissible, yet were considered by the trial court in the appellant.
I strongly disagree.
II
THERE WAS SUBSTANTIAL, IF NOT FULL COMPLIANCE WITH EXISTING
RULES ON ARRAIGNMENT AND PLEA.
A thorough review of the record reveals that there was full compliance with
existing rules on arraignment and plea.
It is plainly obvious from an examination of the appropriate rules and the record of
the case that: 1) there is absolutely nothing on the record which would warrant a finding
the information was not read in the language or dialect known to the appellant; 2) the
rule on arraignment and plea does not absolutely require that the same be indicated in
the record of every criminal case; 3) Rule 116 Section 1 contains nothing requiring trial
courts to indicate in the record the fact that the information was read in the language or
dialect known to the defendant, even if the same was in fact actually complied with by
the lower court.
The rule on arraignment, Rule 116 provides the following:
Section 1. Arraignment and plea; how made . — (a) The accused must be
arraigned before the court where the complaint or information has been filed or
assigned for trial. The arraignment must be made in open court by the judge or
clerk by furnishing the accused a copy of the complaint or information with the list
of witnesses, reading the same in the language or dialect known to him and
asking him whether he pleads guilty or not guilty. The prosecution may, however,
call at the trial witnesses other than those named in the complaint or information.
(b) The accused must be present at the arraignment and must personally
enter his plea. Both arraignment and plea shall be made of record, but a failure to
enter of record shall not affect the validity of the proceedings.
(1) the court should conduct a searching inquiry into the voluntariness and
full comprehension of the consequences of the accused's plea;
(2) the lower court should require the prosecution to prove the guilt of the
accused and the precise degree of his culpability; and
(3) the court should inquire whether or not the accused wishes to present
evidence on his behalf and should allow him to do so if he so desires. A judge
who fails to observe this requirement commits a grave abuse of discretion.
These requirements have been complied with in this case, which the following
pertinent portions appellant's arraignment, quoted from the record support:
Prosecutor Edwin Fama —
Appearing as public prosecutor.
Atty. Rogelio Antiquiera —
For the accused, Your Honor. Ready for arraignment.
Interpreter:
(Reading the information to the accused for arraignment and pre-trial.)
Note:
(After reading the information to the accused, accused pleads guilty.)
Court:
Question of the court to the accused.
Q Considering that this is a crime and under the amended law is a heinous crime,
because of your plea of guilty without the consent or even against the
discretion of the court, the court will give you a mandatory death penalty
because of the crime charged, do you understand that ?
Accused:
Yes, Your Honor.
Q Did you enter a plea of guilty on your own voluntary will or without any force or
intimidation from any one or whatever.
Accused:
None, Your Honor.
Q Are you sure?
Accused:
Yes, Your Honor.
Q Or maybe because you were manhandled or maltreated by anyone and that will
just be the consideration for you to plead guilty?
Accused:
No, Your Honor.
Court:
Were you not manhandled, please let us see you body ?
Note: (Accused raised his prison uniform or shirt and showed to the court his body
from waist up.)
Accused:
No, Your Honor.
Court:
You were not maltreated in the jail?
Accused:
No, Your Honor.
Court:
Please let us see whether you have bruises so that you will be examined
by a physician to the order of the court?
Accused:
No, Your Honor.
Court:
If you plead guilty to the crime charged there will be some effects on your
civil rights but not until the decision will be affirmed by the Supreme Court.
Accused:
Yes, Your Honor. 11
Again, before the prosecution presented its evidence on July 11, 1994, the trial
judge once more asked appellant if he was sure of his plea.
Fiscal Fama:
Atty. Antiquiera:
Court:
Before the court will proceed with the reception of evidence by the
prosecution, Arnel Alicando, please come here. (At this juncture, Arnel
Alicando, come near to the court)
The court is warning you again that this is reception of evidence by the
prosecution after you plead guilty to the crime charged at, do you
understand?
A Yes.
Q Do you still affirm and confirm to your plea of guilty of your rape with homicide?
Q Do you still insist that your plead of guilty is voluntary without force, intimidation
or whatsoever?
A Yes.
Q The court is warning you that after reception of evidence, the imposable penalty
is mandatory death?
Court:
Okey, proceed. 12
It is, crystal clear, from the above-quoted portions of the transcript of the
appellant's arraignment that the trial judge made every effort to ascertain the
voluntariness of the plea, and that he repeatedly warned the defendant of the
consequences of his plea. In other words
A) The above-quoted proceedings satisfy the requirement of a searching
inquiry .
There is no hard and fast rule requiring judges to conduct their searching inquiry
in the detailed manner suggested by the majority opinion, although judges should ideally
strive to conduct as detailed an inquiry as would be reasonable under the
circumstances. In People v. Dayot 13 we held that:
While there can be no hard and fast rule as to how a judge may conduct
searching inquiry, as to the number and character of questions he may put to the
accused, or as to the earnestness with which he may conduct it, since each case
must be measured according to its individual merit, taking into consideration the
age, educational attainment, and social status of the accused confessing guilt,
among other things, the singular barometer is that the judge must in all cases,
fully convince himself that: (1) the accused, in pleading guilty, is doing so
voluntarily, and (2) he, in so doing, is truly guilty, and that there exists a rational
basis for a finding of guilt, based on his testimony . This Court leaves to judges,
considering their training, ample discretion, but expects them at the same time,
that they will be true to their calling and be worthy ministers of the law.
The purpose of a searching inquiry is to satisfy the judge that the defendant's
plea was entered into voluntarily and that the defendant understood the consequences
of his plea.. There is no hard and fast rule, as the Dayot case states, as to the number
and character of the questions propounded. Judges are not required to go into
obsessive detail about the psychological, educational and sociological background of
the accused if from a reasonable inquiry conducted through a reasonable number of
questions he is fully convinced a searching inquiry has been met. There is a world of
difference between a fastidious attention to detail which furthers the end of justice and
an attention to detail and minute bordering on obsessiveness which ultimately obstructs
and defeats the purpose of the law. Apropos to this there is —
B) No evidence that the information was not read in a language or dialect
known to the appellant .
The records in an overwhelming number of criminal cases brought before us
contain informations written in the English language without any indication, whatsoever,
that the same was translated from a language or dialect known to the defendant. And
yet, even in Metro Manila alone, one observes that the bulk of proceedings in our trial
courts, including the process of arraignment, is conducted in the vernacular. On the
record of these cases normally printed in English, courts hardly bother to point out those
sections of the trial conducted in the vernacular and translated into English. Because of
this widespread practice, which the section on arraignment in the Rules of Court does
not proscribe — the presumption of regularity ought to apply. Otherwise, we should
compel ourselves to review the criminal cases decided by this Court since the
imposition of the 1985 Revised Rules on Criminal Procedure and see whether there was
any indication that the arraignment of these criminal cases were, the records therein
then ought to show , conducted in a language known to the defendants. The absurdity of
this argument by the defense then becomes apparent, because it would be fairly obvious
to all of us that most of these proceedings were actually conducted in the vernacular but
the fact was never put on record. In fact, Section 1 (b) of Rule 116 even states that
while the arraignment and plea be made of record failure to enter (the same) of record
shall not affect the validity of the proceedings. Even the rule on placing the arraignment
and plea on record is not absolute, and I cannot see how we can be too strict about
indicating on record whether proceedings were made in the vernacular in cases where in
fact the proceedings were so conducted. The argument that the information was not
read in the language or dialect known to appellant merely grasps on straws and ought to
be dismissed for being so inconsequential as to be bereft of merit.
Moreover, it is a matter of common practice that in every court, especially in the
provinces, an interpreter is always at hand to translate to the parties all questions
propounded to them in the language or dialect known to them. It is also common
practice that the transcript of stenographic notes submitted to the court only reflect the
court proceedings conducted in the English language. While again, the records do not
categorically indicate that the information was read in the language or dialect known to
the defendant or that the questions asked were mandated in the vernacular or dialect
understood by him it is presumed, as we have actually done in many cases before this,
that such duty was regularly performed in the absence of any evidence to the contrary.
14 In the face of this common practice, the burden now lies on the defense to prove the
contrary. Under the principle of equal application of laws, we cannot have varying
degrees of fastidiousness in the enforcement of procedural rules based on the gravity of
the penalty.
THE PLEA OF GUILTY IN THE CASE AT BENCH WAS CLEARLY NOT
IMPROVIDENT .
In the case before us, when the appellant pleaded guilty in open court on June 28,
1994, appellant was clearly assisted by counsel. The court took pains to repeatedly
remind him of the grave consequences of a plea of guilty, which appellant said he
understood. On every such occasion, he had every opportunity, through his counsel, to
ask the court for clarification.
The trial court, on its own, in fact went out of its way to repeatedly inform the
defendant of the nature of his plea and the implications of the plea he was making. On
July 11, 1994, before the presentation of evidence for the prosecution, he was once
again asked by the court if he was sure of his plea. At this time, appellant had more than
sufficient time or about thirteen days to reflect on all the possible consequences of his
plea. If indeed it was not voluntarily made during his arraignment, he had enough time
and opportunity with the assistance of his lawyer to recant or at least express
reservations about the same. However, in spite of several warnings given by the trial
court on different occasions, appellant stood pat with his judicial admission.
Significantly, the records fail to indicate that appellant questioned his plea of
guilty at any stage of the trial. He had the opportunity to cross-examine the witnesses
for the prosecution. He did not put up any defense nor denied the inculpatory
testimonies, documents and real evidence presented against him (in fact, it was
appellant himself who directed the police investigators to the location of the various
physical evidence, e.g. green slippers, earrings 15 ).
Appellant's silence as to the accusations made against him in open court from the time
of his arraignment and during his entire trial therefore assumes a great deal of
significance in the context of the majority's insistence that herein appellant's plea of
guilty was improvident and therefore void. In the face of the seriousness of the
accusations against him, his reticence was eloquent. As the Court held in People vs.
Pillones:
Silence is assent as well as consent, and may, where a direct and specific
accusation of crime is made, be regarded under some circumstances as a quasi-
confession. An innocent person will at once naturally and emphatically repel an
accusation of crime, as a matter of self-preservation and self-defense, and as a
precaution against prejudicing himself. A person's silence, therefore, particularly
when it is persistent, will justify an inference that he is not innocent. (Underhill's
Criminal Evidence, 4th Ed., p. 401.) 16
The absence of an extrajudicial confession does not detract from the efficacy or
validity of appellant's plea of guilty, it does not affect the requirement compelling the
prosecution to prove the guilt of the accused and the precise degree of his culpability.
Nowhere in the rules does it state that an extrajudicial confession is a prerequisite for a
conviction based on a plea of guilty. While the constitutional infirmities that attended the
custodial investigation of the appellant were serious and should not be glossed over, his
conviction was based mainly on his plea of guilt made in open court and not on the
extrajudicial confession, which formed but a small aspect of the prosecution's case. An
extrajudicial confession only serves to confirm or substantiate a plea of guilty entered in
open court. As between an extrajudicial confession and a judicial admission, the latter
significantly is given evidentiary weight. Even assuming the extrajudicial confession in
this case could not be given evidentiary weight because of mistakes committed by
authorities in conducting their custodial investigation and in their gathering evidence, his
plea of guilty on arraignment, his repeated admissions to the same in spite of repeated
warnings of the trial judge of the consequences of his plea and the presence of ample
corroborating testimony from a credible eyewitness to the crime establish appellant's
guilt beyond reasonable doubt.
The essence of the plea of guilty in a trial is that the accused admits his guilt
freely, voluntarily and with full knowledge of the consequences and meaning of his act,
and with a clear understanding of the precise nature of the crime charged in the
complaint or information. 17 A plea of guilty, when formally entered on arraignment is
sufficient to sustain a conviction charged in the information without need of further
proof. 18 This, notwithstanding, (in line with the pronouncement of the Court in several
cases 19 ) the trial court received evidence to determine if the appellant erred in
admitting his guilt. Independent of such plea, there was more than sufficient evidence
adduced to prove that appellant indeed committed the acts charged.
THE PHYSICAL EVIDENCE OBJECTED TO FALLS UNDER ONE OF THE
EXCEPTIONS TO THE EXCLUSIONARY RULE
Objections were vigorously raised by the defense regarding certain pieces of
evidence obtained by law enforcement authorities following the uncounselled custodial
investigation of the accused in the case at bench. These objections have been
thoroughly threshed out and weighed against the other factual material obtained at trial
in order to determine whether or not, on the balance, the accused's conviction ought to
be sustained, modified in favor of a lesser penalty, or altogether thrown out. I shall
discuss them in the interest of thoroughness.
Central to these objections were the pieces of physical evidence allegedly
obtained by law enforcement officers as a result of information volunteered by the
accused during his uncounseled custodial investigation. Since the information obtained,
it has been pointed out, was taken supposedly in violation of the Constitution, the pieces
of evidence derivatively gathered should have been excluded by the court below,
following the fruit of the poisonous tree doctrine.
The 1987 Constitution's exclusionary rules absolutely forbid evidence obtained
from illegal searches and seizures or evidence resulting from uncounseled custodial
investigations of accused individuals. The fruit of the poisonous tree doctrine extends
these prohibitions to pieces of evidence derivatively flowing from illegal searches and
seizures or from admissions made by accused individuals under conditions proscribed
by the Constitution. However, the doctrine is not without its exceptions, and the
evidence in dispute in the instant case falls within those exceptions.
The discovery of the victim's body near the house of the accused would have
naturally led law enforcement authorities to undertake a more thorough investigation of
the site, particularly in those areas where the victim was last seen. Assuming local
police had enough logistical capabilities to form two teams to undertake two separate
searches, one for physical evidence and other clues and one for the possible suspects,
the evidence objected. to would have been inevitably discovered with a thorough search
of the site. Under the circumstances of this case where only one search was initially
conducted (obviously because of logistical reasons), primarily for a suspect, it would
have logically followed had a suspect not been found at the time, or, had the accused
not made his voluntary, though uncounseled confession, that a search for evidence
would have been undertaken, under conditions which would have validated a
warrantless search, where the same physical evidence would have been inevitably
discovered. In other words, with or without appellant's volunteered information, the
pieces of evidence objected to — the blood-stained pillow, the T-shirt and the victim's
earring — would have fallen into police hands by legal means which would have
normally been undertaken by the authorities in any case.
Courts have generally approved the view that it is not necessary to hold that all
evidence is fruit of the poisonous tree. Under one of the recognized exceptions, the
more appropriate question in such cases is whether the evidence to which the objection
is made would not have been discovered at all but for the illegality or would have been
discovered anyway by sources or procedures independent of the illegality. Another
exception refuses to treat the doctrine as absolutely sacred if the evidence in question
would have been inevitably discovered under normal conditions.
I submit, that under the peculiar circumstances of this case, the evidence
objected to would have been inevitably discovered anyway. In a long line of cases,
objected to would have been inevitably discovered anyway. In a long line of cases,
courts have recognized that evidence derived from information obtained illegally is not
absolutely inadmissible under the fruit of the poisonous tree doctrine where it is
shown that such evidence would have been inevitably gained even without the
unlawful act . 20 The case of U.S. vs. Seohnlein, for instance, held the view that a
confession by the accused in a bank robbery case was not fruit of the poisonous tree
for the reason that the information which led to his confession, though the product of an
illegal search would have been discovered in the absence of such illegality. 21 The Court
in Lockridge vs. Superior Court was of the opinion that where a witness is discovered
as a result of illegal police conduct, his testimony is admissible is he would have been
discovered in the normal course of a normally conducted investigation. 22 These and
other recognized limitations to the fruit of the poisonous tree doctrine do not have the
effect of diluting the effect of our exclusionary rules. Rather, they serve the purpose of
the rule well by maintaining a reasonable balance between the need to deny evidence
come by through the exploitation of an illegality on one hand and the need to minimize
opportunity for the defendant in a criminal case to reap an undeserved and socially
undesirable bonanza. 23 Certainly it could not be argued that with nothing in their hands,
the police would not have gone back to the site for a better inspection.
THERE IS ENOUGH LEGAL EVIDENCE TO SUSTAIN THE TRIAL COURT'S
CONVICTION OF THE ACCUSED WITH MORAL CERTAINTY
Assuming arguendo the validity of the defense's arguments over the pieces of
evidence recovered by the police in the case at bench above-mentioned, a thorough
review of the evidence utilized by the trial court leads us to the conclusion that the
defendant's conviction would have been sustained, in any case, without the pieces of
evidence objected to. 24 Lest we mistake the trees for the forest, a shifting of the
pieces of evidence, and a separation therefrom of the physical evidence objected to
would nevertheless still leave the prosecution with enough legal evidence to convict the
accused with moral certainty. These include:
Having discussed the first point, I shall go directly to Rebada's testimony, which
the majority opinion let pass without comment. For a better perspective of Rebada's
testimony, allow me once again to quote from the transcript:
Q: Can you recall where were you on June 12, 1994, at around 5:30 P.M.?
A: Yes, Sir.
A: I was at home.
A: Yes, Sir.
Q: Did Arnel Alicando have any companion while he was in the house of his
uncle, Romeo Alicando?
Q: You are referring to Khazie Mae Penecilla, the victim in this case?
A: Yes, Sir.
Q: Aside from them, the two of them, Arnel Alicando and Khazie Mae Penecilla,
are there any person inside the house of Romeo Alicando at that time?
Q: Now, at that precise time at 5:30 of June 12, 1994, what have you observed if
you observed any in the house of Romeo Alicando wherein Arnel Alicando
and Khazie Mae Penecilla was at that time?
A: I saw the child looking out in the window and I invited her for a yemas candy,
and Arnel Alicando suddenly closed the window.
Q: When Arnel Alicando you said closed the window, what did you observe after
that if there is any?
Q: You are referring to the victim, Khazie Mae Penecilla when you said the child
was crying?
A: Yes, Sir.
Q: And after that, after the child was crying, what have you observed at that time?
Q: After that, what did you do after hearing that and she, the child squealed, what
did you do if there was any?
A: So, I went down from the house to the house of Romeo Alicando, where I saw
between an opening between the two slots. I went up two steps.
A: And so, I peeped between the floor and the door because there was an
opening.
A: Yes, Sir.
A: I saw Arnel Alicando who was naked/nude at that time lying on top of the child
wherein his left hand was holding the neck of the child.
Q: When you said child, you are referring to the victim, Khazie Mae Penecilla ?
A: Yes, Sir.
A: Because I was afraid at that time and I got nervous, so I went down from that
house and went to my own house and gathered my children.
Q: When you went to your house, was there any person inside your house?
A: My friend.
Q: Have you talked to our compare, Ricardo Lagrana who was in your house?
Have you told about the incident that you have seen in the house of
Romeo Alicando wherein Arnel Alicando was at the top of the victim,
Khazie Mae Penecilla, without clothes at all?
A: Yes, Sir.
A: When I told the incident to my compare he also felt nervous and he went home.
Q: How about on the same day of June 12, 1994, at around 6:00 P.M., where
were you?
Q: And you have observed what is happening your barangay at that time?
A: Yes, Sir.
Q: What have you observed?
Q: When you have observed, have you known that the parents of Khazie Mae
Penecilla were looking for her, it did not occur to your mind to report the
incident to the parents of Khazie Mae Penecilla on what you have seen at
that time?
A: I did not go out of the house because I was afraid of Arnel Alicando.
Q: Have you seen on the same day after that incident of 5:30 in the evening, have
you seen again Arnel Alicando ?
A: Yes, Sir.
Q: Where?
A: On June 12, 1994, at 10:45 in the evening, I told Arnel Alicando and asked
him, what time did the child go down from the house.
Q: Where were you at that time when you asked Arnel Alicando?
A: Yes, Sir.
Q: And it is one and a half (1 1/2) arm's length your house from Arnel Alicando's
house?
A: Yes, Sir.
Q: How about one June 13, 1994 in the morning at around 8:00 o'clock, what did
you observe in your barangay?
A: None.
A: None.
Q: Do you know when the parents of the victim, Khazie Mae Penecilla found their
daughter?
Q: Why do you know that this Khazie Mae Penecilla was only found by their
parents?
A: Because Leopoldo (Torong) Santiago, when he went down from their house
and answered the call of nature, he found the child under their house. 25
It is well-settled in this jurisdiction that the testimony of a lone witness, free from
signs of impropriety or falsehood, is sufficient to convict an accused even if
uncorroborated. In this case, Rebada's testimony was positive and straightforward. I
see no reason why the same should not be given the credence and the weight that it
deserves, without our ignoring established principles in the law on evidence. Such
factual findings of the trial court on the issue of credibility of a witness are accorded
great weight and respect on appeal, as it should have been in the instant case, because
the trial court had the every available opportunity to observe the demeanor of the lone
witness during the trial. Her belated reporting of the incident the next morning, to which
the defense urged the lower court to accord great weight, is hardly out of the ordinary.
Individual reactions are motivated by varied and varying environmental factors.
There is no standard norm of human behavioral response when one is confronted with a
strange, startling or frightful experience. 26 Fear and self preservation are strong
motivating factors. It is common for people to choose not to get involved when a crime
is committed, otherwise there should only be a few unsolved crimes. 27 Rebada, in this
case, was obviously terrified with what she saw. Self-preservation and fear of possible
reprisals from the appellant would have initially overwhelmed any desire on her part to
reveal what she had seen during the incident. She tried her best to remain as calm and
casual as possible, and pretend that she did not see anything the instant she saw
Alicando, when she asked appellant what time Khazi Mae got down from his house
following the incident. 28 Given these factors, it would have been too much to expect
Rebada in her mixed state of dread, fear, revulsion and instinctive self-preservation to
harness superhuman reserves of courage to stop appellant when she saw him in that
compromising position. Man's actions and reactions cannot be stereotyped. 29 Some
individuals flee from an adverse stimulus, others confront it. Upon seeing the dead girl's
distraught parents, and overcoming her fear with some prodding from her husband,
Luisa Rebada was finally driven by conscience to reveal what she knew the following
morning.
The minor inconsistencies in Rebada's testimony are understandable under these
circumstances. However, it should be stressed here that the trial court's conclusions
were founded principally on the direct, positive and categorical assertions made by
Rebada as regards material events in the crime. It is worthy to stress, moreover, that
Rebada never wavered in her oral testimony even on intense cross-examination from
the defense. In her affidavit, she declared that she saw Khazi Mae at appellant's house;
that appellant closed the window; and after hearing the child's cry and squeal, peeped
into the opening and saw appellant on top of the victim. These were the very same
declarations she made when she took the witness stand. While she may have wavered
on a minor detail (as to whether it was the right or the left hand of the appellant which
was used in choking the victim) these should not be sufficient to debunk her credibility.
30 She had no reason to falsely testify against the appellant and there were no possible
motives alleged for her to do so. She is not in any way related to the Penecillas, and
there was no evidence adduced to show that she harbored any ill-feelings towards the
appellant. In a sense, her credibility is even enhanced by the absence of any improper
motive. 31
Together with the direct testimony of the eyewitness, Rebada, there is, I repeat,
sufficient evidence corroborating and unmistakably pointing to the appellant as the
author of the crime. Khazi Mae was last seen in the company of the appellant. Rebada
testified that she saw appellant naked on top of Khazi Mae. Recovered from the latter's
house were Khazi Mae's green slippers, pair of gold earrings, her dress, bloodied buri
mat and pillow. The fact of shoddy police work in the recovery of these pieces of
evidence does not escape us. But whether on not these pieces should have been
admissible is on hindsight hardly relevant in the face of ample legally admissible
evidence justifying the trial court's guilty verdict.
As a last resort, appellant would want to drive home the point that rape was not
committed. He argues that 1) while Rebada saw him on top of Khazi Mae, she did not
see him in a push and pull movement; 2) the requested NBI report on the examination of
Khazi Mae's underwear to show the presence or absence of the male semen was not
presented; and 3) the autopsy report revealed that the proximate cause of death was
asphyxiation by strangulation.
In the first place, witness PO3 Danilo Tan testified that when he arrived at the
Penecilla's house to take a look at the dead body, he looked at Khazi Mae's underwear
and saw that it was bloodied. The underwear was sent to the NBI Laboratory for
examination. Considering, however, the inadequate facilities of the NBI Laboratory at
Iloilo, the underwear was referred to Manila for examination. Since it will take time for
the court to wait for the results from Manila, the trial court dispensed with as this would
only serve as corroborating evidence to the fact of rape. 32
Moreover, rape is committed whenever there is penetration, no matter how slight
into the genital organ of the victim. 33 The vaginal and anal findings of Dr. Tito Doromal
revealed that the lacerated wound from the fourchette up to the dome of the rectum was
caused by a forcible entry of an object. In view of settled jurisprudence to the effect that
rape is committed by the mere touching of the male genital organ on the vagina, it hardly
is relevant whether or not semen or sperm are present or absent. Absence of emission
does not negate rape. Rebada's testimony that she saw appellant naked on top of the
victim when she peeped through an opening between the floor and the door of
appellant's house and the autopsy report revealing the laceration of the vagina
eloquently testify to the crime committed and its authorship in the case at bench. As
correctly observed by the Solicitor General, the corpus delicti was there for all to see.
The trial court, therefore, did not err in dispensing with the results of the NBI laboratory
examination of Khazi Mae's underwear to determine the presence of male semen, a fact
of little relevance after the rape was established by definitive legal evidence.
Finally, notwithstanding the fact that the proximate cause of death was
asphyxiation by strangulation, it cannot be denied that Khazi Mae was raped and killed
on the same occasion. As we observed in People v. Yu , 34 unity of thought and action in
the criminal purpose of the accused cannot be altered by the circumstances that both
the crime of rape and the crime of murder resulted. The accused had to choke and
strangle the girl at the same time satisfying his lust on her. 35
Based on all of the foregoing, it is clear and inescapable that appellant committed
the heinous crime or Rape with Homicide under Sec. 11 of R.A. 7659 which provides:
The death penalty shall also be imposed if the crime of rape is committed
with any of the following circumstances:
(4) When the victim is a religious or a child below seven (7) years old.
Having thoroughly evaluated the evidence utilized by the trial court in convicting
the accused with the crime of rape with homicide and in imposing the penalty subject to
our automatic review, it is painfully clear — even to those who have reservations about
imposing the death penalty among us — that we have reached the point of moral
certainty necessary to the imposition of the supreme punishment of death in this case.
Convictions for the crime of rape have been sustained by this Court in an
overwhelming number of cases on uncorroborated evidence given almost exclusively by
the complainant alone. Against this backdrop (of most cases of rape where reliance is
placed solely on the victims allegations) the trial court, in the case at bench, arrived at
its conclusions principally on the basis of two key pieces of testimonial evidence: 1) the
accused's admission of guilt in not one but two occasions in open court (in the presence
of his lawyer) even after being warned on both occasions by the judge of all the possible
consequences of his admission the accused's admission of guilt; and 2) the essentially
uncontradicted testimony of an eyewitness to the crime itself. Even with the relatively
minor inconsistencies of the latter's testimony — which the defense spiritedly tried to
magnify — the net effect of the same was to enhance, not diminish, the testimony of the
lone eyewitness because minor incongruencies are on the whole indicative of honest
and unrehearsed declarations and often amplify the credibility of such declarations. 36
Ordinarily, as stated earlier, convictions for rape have been obtained on the basis far
less evidence. Parenthetically, either one of these testimonies, standing alone, would
have been adequate to obtain the accused's conviction.
In fine, let me reiterate my position in People vs. Veneracion, that the
reimposition of the death penalty for specific offenses under Republic Act 7659 has left
our courts with no choice but to impose the penalty for crimes clearly enumerated in the
said law. If a court, after leaving no stone unturned, finds it necessary to impose the
penalty, I believe that it does not do so as an infallible God exercising a divine right to
give or take away human life, but as a fallible human institution recognizing the
importance of according majesty to laws so indispensable to maintaining social order. In
the instant case, after a thorough and searching review of the evidence and an
evaluation of the procedural and constitutional objections adduced either in support of an
acquittal or of imposing a less severe penalty it should be fairly obvious to us that the
trial court committed no error in finding the accused guilty as charged. Recognizing our
fallible nature, the quantum of evidence necessary to convict has never been absolute
proof beyond any doubt but merely proof beyond reasonable doubt. The death penalty in
the instant case was clearly imposed in conformity with the mandate of law and the
Constitution
Footnotes
7. Section 1, Article III of the Constitution provides: "No person shall be deprived of life, liberty,
property without due process of law . . ."
11. E.g., People v. Abrea, 112 SCRA 83 [1982]; People vs. Alibasa, 118 SCRA 183 [1982];
People vs. Havana, 199 SCRA 805; People vs. Petalcorin, e. al., 180.
12. In re: Winship, 397, US 358, 90 S. Ct., 1068, 25 L. Ed. 2d 368 [1970].
19. The genesis of the doctrine was laid down in Silverthorne Lumber Co. v. US, 251 US 385,
40 S. Ct. 182, 64 L. Ed. 319 [1920].
20. Del Carmen, Criminal Procedure, Law and Practice, 3rd Ed., pp. 64-65.
21. G.R. No. 100910, July 25, 1994, 234 SCRA 407.
1. The Oxford Companion to the Supreme Court of the United States, pp. 125-126, 1992 ed.
An Act to Impose the Death Penalty on Certain Heinous Crimes, amending for that
purpose the Revised Penal Code, as amended, other special penal laws, and for other
purposes.
WHEREAS, the Constitution, specifically Article III, Section 19, paragraph (1) thereof,
states "Excessive fines shall not be imposed nor cruel, degrading or inhuman
punishment inflicted. Neither shall death penalty imposed, unless, for compelling
reasons involving heinous crimes, the Congress hereafter provides for it . . .";
WHEREAS, the crimes punishable by death under this Act are heinous for being
grievous, odious and hateful offenses and which, by reason of their inherent or manifest
wickedness, viciousness, atrocity and perversity are repugnant and outrageous to the
common standards and norms of decency and morality in a just, civilized and ordered
society;
WHEREAS, due to the alarming upsurge of such crimes which has resulted not only in
the loss of human lives and wanton destruction of property but has also affected the
nation's efforts towards sustainable economic development and prosperity while at the
same time has undermined the people's faith in the Government and the latter's ability to
maintain peace and order in the country.
WHEREAS, the Congress, in the interest of justice, public order and the rule of law, and
the need to rationalize and harmonize the penal sanctions for heinous crimes, finds
compelling reasons to impose the death penalty for said crimes.
5.
Q: When you invited him to go with you to the Police Station and when you arrived there,
what did you do?
A: I let the witness identify the suspect and the witness pointed to him.
Pros. Fama:
A: Yes, sir.
A: Luisa Rebada.
Q: After the witness positively identified the suspect what action did you do?
A: I immediately arrested him and then placed him on the police blotter.
Q: You mean you arrested him at the Super Market at the meat section?
A: I entered the matter at the police blotter and I asked him further. I asked him who
raped the child.
A: Yes, sir.
Q: Did you ask him what he did with the victim after raping ?
A: I further asked him why the child died and he answered that, killed her. (TSN, July 12,
1994, pp. 11-13.)
6. Records, p. 79.
7 . Rollo, p. 5.
9. People v. Perete, 1 SCRA 1290; People v. Camay , 152 SCRA 401 (1987).
10. People v. Saligan, 54 SCRA 190 (1973); People v. Aguilar , 37 SCRA 115 (1971); People
v. Simeon, 47 SCRA 129 (1972).
14. People v. Evangelista, 235 SCRA 247 (1994); People v. Vivar , 235 SCRA 257 (1994);
People v. de Guzman, 229 SCRA 795 (1994).
17. People v. Ariola, 100 SCRA 523 (1980); People v. Gabierrez, Jr., 113 SCRA 155 (1982).
18. People v. Laspardas, 93 SCRA 638 (1979); People v. Formentera, 130 SCRA 114; People
v. Gonzaga, 127 SCRA 158 (1984) .
19 . People v. Dayot, 187 SCRA 637 (1990); People v. Camay , 152 SCRA 401 (1987); People
v. Domingo, 68 SCRA 50 (1975); People v. Serna, 130 SCRA 550 (1984).
20. Somer vs. U.S. 138 F2d 790 (1943); Wayne vs. U.S. 318 F2d 205 (1963); Lockridge vs.
Superior Court 402 U.S. 910 (1970).
23. Maguire, How to Unpoison — the Fruit the Fourth Amendment and the Exclusionary Rule.
55 J Crim Law, Crim and Pol Sci 307 (1964) cited in Spivey, "Fruit of the Poisonous
Tree" Doctrine Excluding Evidence Derived from Information Gained in Illegal Search.
43 ALR 3d, 385.
24. Moreover, it would have been inevitable for police authorities to go back to the scene of the
crime and ultimately discover the evidence, even without the accused's volunteered
information. This "inevitable discovery" is one of the recognized limitations to the "fruit of
the poisonous tree doctrine." See Crispin Nix v. Robert Anthony Williams, 467 U.S. 431.
26. People v. Arman, 224 SCRA 37 (1993); People v. Danico, 208 SCRA 472 (1992).
30. People v. Bautista, 147 SCRA 500 (1987); People v. Ancheta, 148 SCRA (1987).
31. People v. Castor , 216 SCRA 410 (1992); People v. Ladrera, 150 SCRA 113 (1987).