HHS Public Access
HHS Public Access
HHS Public Access
Author manuscript
JAMA. Author manuscript; available in PMC 2016 May 13.
Author Manuscript
Massachusetts (Mata); Department of Psychiatry, Yale School of Medicine, Yale University, New
Haven, Connecticut (Ramos); Department of Public Health and Primary Care, University of
Cambridge, Cambridge, England (Bansal, Di Angelantonio); Department of Medicine, Baylor
College of Medicine, Texas Medical Center, Houston (Khan); Department of Psychiatry and
Behavioral Sciences, Medical University of South Carolina, Charleston (Guille); Molecular and
Behavioral Neuroscience Institute, Department of Psychiatry, University of Michigan, Ann Arbor
(Sen).
Abstract
IMPORTANCE—Physicians in training are at high risk for depression. However, the estimated
prevalence of this disorder varies substantially between studies.
Corresponding Author: Douglas A. Mata, MD, MPH, Department of Pathology, Brigham and Women's Hospital, Harvard Medical
Author Manuscript
modality; 95% CI, 0.03%-0.9%, P = .04). In a secondary analysis of 7 longitudinal studies, the
median absolute increase in depressive symptoms with the onset of residency training was 15.8%
(range, 0.3%-26.3%; relative risk, 4.5). No statistically significant differences were observed
between cross-sectional vs longitudinal studies, studies of only interns vs only upper-level
residents, or studies of nonsurgical vs both nonsurgical and surgical residents.
CONCLUSIONS AND RELEVANCE—In this systematic review, the summary estimate of the
prevalence of depression or depressive symptoms among resident physicians was 28.8%, ranging
from 20.9% to 43.2% depending on the instrument used, and increased with calendar year. Further
research is needed to identify effective strategies for preventing and treating depression among
physicians in training.
Studies have suggested that resident physicians experience higher rates of depression than
Author Manuscript
the general public.1-5 Beyond the effects of depression on individuals, resident depression
has been linked to poor-quality patient care and increased medical errors.6-8 However,
estimates of the prevalence of depression or depressive symptoms vary across studies, from
3% to 60%.9,10 Studies also report conflicting findings about resident depression depending
on specialty, postgraduate year, sex, and other characteristics.4,11-13 A reliable estimate of
depression prevalence during medical training is important for informing efforts to prevent,
treat, and identify causes of depression among residents.14 We conducted a systematic
review and meta-analysis of published studies of depression or depressive symptoms in
graduate medical trainees.
Methods
Author Manuscript
(PRISMA) guidelines (Figure 1).15 The computer-based searches combined terms related to
Author Manuscript
interns, resident physicians, and study design with those related to depression, without
language restriction (full details of the search strategy are provided in eMethods 1 in the
Supplement). Studies were included if they reported data on resident physicians, were
published in peer-reviewed journals, and used a validated method to assess for depression or
depressive symptoms.16
regression.21,22 The influence of individual studies on the overall prevalence estimate was
explored by serially excluding each study in a sensitivity analysis. A secondary analysis
restricted to longitudinal studies reporting both preresidency and intraresidency depressive
symptom prevalence estimates was performed to better isolate associations with the
residency experience from associations with assessment tools. Bias secondary to small study
effects was investigated by funnel plot and Egger test.23,24 All analyses were performed
using R version 3.2.2 (R Foundation for Statistical Computing).25 Statistical tests were 2-
sided and used a significance threshold of P < .05.
Results
Author Manuscript
Study Characteristics
Thirty-one cross-sectional10-13,26-52 and 23 longitudinal4,6-8,53-71 studies involving a total of
17 560 individuals were included in the study (Figure 1, Table 1, and Table 2). Thirty-five
took place in North America, 9 in Asia, 5 in Europe, 4 in South America, and 1 in Africa.
Twenty-eight studies recruited residents from multiple specialties, while 26 recruited
exclusively from single specialties. Thirteen studies included interns only, 36 included both
interns and residents, and 5 included upper-level residents only. The median number of
participants per study was 141 (range, 27-2323). Eleven studies assessed for depressive
symptoms using the Beck Depression Inventory (BDI),72 11 used the Center for
Epidemiologic Studies Depression Scale (CES-D),73 8 used the 2-item Primary Care
Evaluation of Mental Disorders questionnaire (PRIME-MD),74 7 used the 9-item Patient
Health Questionnaire (PHQ-9),75 4 used the Zung Self-rating Depression Scale (SDS),76 3
Author Manuscript
there were no significant differences between estimates made using the CES-D, PHQ-9,
HANDS, BDI, or Zung SDS (Q = 8.65, P = .12), suggesting that variation between
instruments did not explain the heterogeneity in the observed depression or depressive
symptom prevalence estimates. A model including only those studies4,7,34,47,48,50,60,66 using
inventories with specificities greater than 88% yielded a prevalence estimate of 20.2%
(1119/5425, 95% CI, 18.0%-22.6%, Q = 22.0, P < .01, τ2 = 0.02, I2 = 68.2%).
Among the full set of studies, no statistically significant differences in prevalence estimates
were noted between cross-sectional vs longitudinal studies (2851/9447, 29.1% [95% CI,
23.9% to 34.9%] vs 2111/8113, 28.4% [95% CI, 24.2% to 33.0%]; test for subgroup
differences, Q = 0.04, P = .85), studies in the United States vs elsewhere (3026/10 883,
26.6% [95% CI, 21.9% to 31.9%] vs 1936/6677, 31.1% [95% CI, 26.0% to 36.7%]; Q = 1.4,
Author Manuscript
When evaluated by Newcastle-Ottawa criteria, studies with lower total overall quality scores
yielded higher depression estimates (660/1658, 36.7% [95% CI, 30.2%-43.7%] vs 4302/15
902, 26.1% [95% CI, 22.4%-30.2%]; Q = 7.3, P = .007) (Figure 5). In terms of individual
quality assessment criteria, higher prevalence estimates were found among studies with less
Author Manuscript
studies using the CES-D and a cutoff of 16 or greater, heterogeneity was not accounted for
by study design (Q = 0.3, P = .61), baseline survey year (Q = 1.3, P = .25), specialty (Q =
0.2, P = .70), sample size (Q = 2.1, P = .15), age (Q = 0.7, P = .41), or sex (Q = 0.7, P = .41)
(full results are provided in eTable3 in the Supplement). Among the 8 studies using the 2-
item PRIME-MD, heterogeneity was partially explained by study design (cross-sectional
studies yielded higher estimates, 49.8% vs 41.3%; Q = 5.2, P = .02) and respondent/
nonrespondent comparability (studies that established comparability yielded lower
estimates, 39.6% vs 50.4%; Q = 10.3, P = .001) but was not significantly explained by
Author Manuscript
sample size (Q = 0.2, P = .64), sex (Q = 2.7, P = .10), baseline survey year (Q = 0.1, P = .
80), or Newcastle-Ottawa score (Q = 0.2, P = .64). Among 7 studies using the 21-item BDI
with cutoff of 10 or greater, heterogeneity was in part explained by country (United States vs
other, 10.7% vs 44.6%; Q = 30.7, P < .001), baseline survey year (Q = 13.4, P < .001), and
sex (Q = 10.7, P = .001), but not by specialty (Q = 0.3, P = .58), postgraduate year (Q = 0, P
= .99), age (Q = 1.3, P = .26), or respondent/nonrespondent comparability (Q = 0, P = .99).
baseline prevalence), and then the relative changes derived from individual studies were
meta-analyzed. Overall, the median absolute increase in depressive symptoms with the onset
of residency training was 15.8% (range, 0.3%-26.3%; relative risk, 4.5).
Discussion
Author Manuscript
In interpreting the results of this meta-analysis, it is important to note that the vast majority
of participants were assessed through self-report inventories that measured depressive
symptoms, rather than gold-standard diagnostic clinical interviews for major depressive
Author Manuscript
disorder. The sensitivity and specificity of these instruments for diagnosing major depressive
disorder vary substantially (eTable 4 in the Supplement).86 Instruments such as the 2-item
PRIME-MD have low specificity (66%, 95% CI, 48%-84%) and should be viewed as
screening tools. In contrast, other commonly used instruments, such as the PHQ-9, have
high sensitivity (88%, 95% CI, 74%-96%) and specificity (88%, 95% CI, 85%-90%) for
diagnosing major depressive disorder and have been shown to be comparable with clinician-
administered assessments. Furthermore, although self-report measures of depressive
symptoms have limitations, there is evidence that among medical trainees the absence of
Author Manuscript
This study found an increase in depressive symptoms among residents over time that in part
explained the heterogeneity between studies. This increase, while modest, is notable given
efforts by the Accreditation Council for Graduate Medical Education,88 European Working
Time Directive,89 and others90 to limit trainee duty hours and improve work conditions. The
identified trend may reflect the medical community's increased awareness of depression or
developments external to medical education.91 Future studies should explore specific factors
that may explain this trend.
Author Manuscript
Variation in study sample size contributed importantly to the observed heterogeneity in the
data. Studies with fewer participants generally yielded more extreme prevalence estimates,
Author Manuscript
suggesting the presence of publication bias. Furthermore, some studies used screening
instruments in nonstandard ways (eg, with cutoff scores that have not been validated). These
variations were captured in part by Newcastle-Ottawa score, which assessed the risk of bias
in each study. Studies with higher risk of bias yielded higher prevalence estimates of
depressive symptoms. Study design (ie, cross-sectional vs longitudinal), country, survey
years, specialty, postgraduate level, age, and sex also contributed to the heterogeneity
between studies.
Limitations should be considered when interpreting the findings of this study. First, a
substantial amount of the heterogeneity among the studies remained unexplained by the
variables examined. Unexamined factors, such as the institutional cultures of specific
residency programs, may contribute to the risk for depressive symptoms among trainees. A
better understanding of program culture and working environments may help elucidate some
Author Manuscript
of the root causes of depressive symptoms. Second, the data were derived from studies that
used different designs and involved different groups of trainees (eg, from different countries,
specialties, and years of training). For example, all but 3 studies used screening tools to
measure depressive symptoms, and the 3 that employed structured interviews used
convenience samples not representative of the resident population at large. Because the
studies were heterogeneous with respect to screening inventories and resident populations,
the prevalence of major depressive disorder could not be precisely determined. However, a
involving 5425 participants yielded a prevalence of 20.2%, which may better reflect the true
prevalence of major depression. Third, the analysis relied on aggregated published data. A
multicenter prospective study using a single validated measure of depression and structured
diagnostic interviews in a random subset of participants would provide a more accurate
estimate of the prevalence of depression among physicians in training.
Conclusions
In this systematic review, the summary estimate of the prevalence of depression or
depressive symptoms among resident physicians was 28.8%, ranging from 20.9% to 43.2%
depending on the instrument used, and increased with time. Further research is needed to
identify effective strategies for preventing and treating depression among physicians in
training.
Author Manuscript
Supplementary Material
Refer to Web version on PubMed Central for supplementary material.
Acknowledgments
Funding/Support: This work was supported in part by a US Department of State Fulbright Scholarship (D.A.M.),
National Institutes of Health (NIH) funding (R01MH101459 to S.S.), and NIH Medical Scientist Training Program
funding (TG 2T32GM07205 to M.A.R.).
Role of the Funder/Sponsor: The study funders had no role in the design and conduct of the study; collection,
management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and
decision to submit the manuscript for publication.
Author Manuscript
REFERENCES
1. Schneider SE, Phillips WM. Depression and anxiety in medical, surgical, and pediatric interns.
Psychol Rep. 1993; 72(3 pt 2):1145–1146. [PubMed: 8337317]
2. Kessler RC, Berglund P, Demler O, Jin R, Merikangas KR, Walters EE. Lifetime prevalence and
age-of-onset distributions of DSM-IV disorders in the National Comorbidity Survey Replication.
Arch Gen Psychiatry. 2005; 62(6):593–602. [PubMed: 15939837]
3. Dyrbye LN, Thomas MR, Shanafelt TD. Systematic review of depression, anxiety, and other
indicators of psychological distress among US and Canadian medical students. Acad Med. 2006;
81(4):354–373. [PubMed: 16565188]
4. Sen S, Kranzler HR, Krystal JH, et al. A prospective cohort study investigating factors associated
with depression during medical internship. Arch Gen Psychiatry. 2010; 67(6):557–565. [PubMed:
20368500]
5. Joules N, Williams DM, Thompson AW. Depression in resident physicians: a systematic review.
Author Manuscript
10. Yousuf A, Ishaque S, Qidwai W. Depression and its associated risk factors in medical and surgical
post graduate trainees at a teaching hospital: a cross sectional survey from a developing country. J
Pak Med Assoc. 2011; 61(10):968–973. [PubMed: 22356028]
11. Hsu K, Marshall V. Prevalence of depression and distress in a large sample of Canadian residents,
interns, and fellows. Am J Psychiatry. 1987; 144(12):1561–1566. [PubMed: 3688279]
12. Kirsling RA, Kochar MS, Chan CH. An evaluation of mood states among first-year residents.
Psychol Rep. 1989; 65(2):355–366. [PubMed: 2798654]
13. Hsieh Y-H, Hsu C-Y, Liu C-Y, Huang T-L. The levels of stress and depression among interns and
clerks in three medical centers in Taiwan: a cross-sectional study. Chang Gung Med J. 2011; 34(3):
278–285. [PubMed: 21733357]
14. Shanafelt TD, Sloan JA, Habermann TM. The well-being of physicians. Am J Med. 2003; 114(6):
513–519. [PubMed: 12727590]
15. Moher D, Liberati A, Tetzlaff J, Altman DG. PRISMA Group. Preferred reporting items for
systematic reviews and meta-analyses: the PRISMA Statement. Open Med. 2009; 3(3):e123–e130.
Author Manuscript
[PubMed: 21603045]
16. Kerr LK, Kerr LD Jr. Screening tools for depression in primary care: the effects of culture, gender,
and somatic symptoms on the detection of depression. West J Med. 2001; 175(5):349–352.
[PubMed: 11694495]
17. Stang A. Critical evaluation of the Newcastle-Ottawa scale for the assessment of the quality of
nonrandomized studies in meta-analyses. Eur J Epidemiol. 2010; 25(9):603–605. [PubMed:
20652370]
18. Borenstein M, Hedges LV, Higgins JPT, Rothstein HR. A basic introduction to fixed-effect and
random-effects models for meta-analysis. Res Synth Methods. 2010; 1(2):97–111. [PubMed:
26061376]
19. Higgins JPT, Thompson SG. Quantifying heterogeneity in a meta-analysis. Stat Med. 2002; 21(11):
1539–1558. [PubMed: 12111919]
20. Higgins JPT, Thompson SG, Deeks JJ, Altman DG. Measuring inconsistency in meta-analyses.
BMJ. 2003; 327(7414):557–560. [PubMed: 12958120]
Author Manuscript
21. Sterne JAC, Jüni P, Schulz KF, Altman DG, Bartlett C, Egger M. Statistical methods for assessing
the influence of study characteristics on treatment effects in ‘meta-epidemiological’ research. Stat
Med. 2002; 21(11):1513–1524. [PubMed: 12111917]
22. van Houwelingen HC, Arends LR, Stijnen T. Advanced methods in meta-analysis: multivariate
approach and meta-regression. Stat Med. 2002; 21(4):589–624. [PubMed: 11836738]
23. Egger M, Davey Smith G, Schneider M, Minder C. Bias in meta-analysis detected by a simple,
graphical test. BMJ. 1997; 315(7109):629–634. [PubMed: 9310563]
24. Sterne JAC, Egger M. Funnel plots for detecting bias in meta-analysis: guidelines on choice of
axis. J Clin Epidemiol. 2001; 54(10):1046–1055. [PubMed: 11576817]
25. [November 6, 2015] The R project for statistical computing. http://www.R-project.org/.
26. Waring EM. Emotional illness in psychiatric trainees. Br J Psychiatry. 1974; 125(0):10–11.
[PubMed: 4851848]
27. Valko RJ, Clayton PJ. Depression in the internship. Dis Nerv Syst. 1975; 36(1):26–29. [PubMed:
1109883]
Author Manuscript
28. Steinert Y, Magonet G, Rubin G, Carson K. Emotional well-being of house staff: comparison of
residency training programs. Can Fam Physician. 1991; 37:2130–2138. [PubMed: 21229086]
29. Godenick MT, Musham C, Palesch Y, Hainer BL, Michels PJ. Physical and psychological health of
family practice residents. Fam Med. 1995; 27(10):646–651. [PubMed: 8582557]
30. Hainer BL, Palesch Y. Symptoms of depression in residents: a South Carolina Family Practice
Research Consortium study. Acad Med. 1998; 73(12):1305–1310. [PubMed: 9883209]
31. Raviola G, Machoki M, Mwaikambo E, Good MJD. HIV, disease plague, demoralization and
“burnout”: resident experience of the medical profession in Nairobi, Kenya. Cult Med Psychiatry.
2002; 26(1):55–86. [PubMed: 12088098]
32. Shanafelt TD, Bradley KA, Wipf JE, Back AL. Burnout and self-reported patient care in an
internal medicine residency program. Ann Intern Med. 2002; 136(5):358–367. [PubMed:
Author Manuscript
11874308]
33. Oriel K, Plane MB, Mundt M. Family medicine residents and the impostor phenomenon. Fam
Med. 2004; 36(4):248–252. [PubMed: 15057614]
34. Earle L, Kelly L. Coping strategies, depression, and anxiety among Ontario family medicine
residents. Can Fam Physician. 2005; 51:242–243. [PubMed: 16926935]
35. Becker JL, Milad MP, Klock SC. Burnout, depression, and career satisfaction: cross-sectional
study of obstetrics and gynecology residents. Am J Obstet Gynecol. 2006; 195(5):1444–1449.
[PubMed: 17074551]
36. Cruz EP. Burnout syndrome as a risk factor of depression in medical residents. Med Interna Mex.
2006; 22(4):282–286.
37. Yi MS, Luckhaupt SE, Mrus JM, et al. Religion, spirituality, and depressive symptoms in primary
care house officers. Ambul Pediatr. 2006; 6(2):84–90. [PubMed: 16530144]
38. Demir F, Ay P, Erbaş M, Ozdil M, Yaşar E. The prevalence of depression and its associated factors
among resident doctors working in a training hospital in Istanbul [in Turkish]. Turk Psikiyatri
Author Manuscript
Kong: what causes them stress and what helps them. Med Teach. 2010; 32(3):e120–e126.
[PubMed: 20218827]
45. Costa EF, Santana YS, Santos AT, Martins LA, Melo EV, Andrade TM. Depressive symptoms
among medical intern students in a Brazilian public university [in Portuguese]. Rev Assoc Médica
Bras. 2012; 58(1):53–59.
46. Govardhan LM, Pinelli V, Schnatz PF. Burnout, depression and job satisfaction in obstetrics and
gynecology residents. Conn Med. 2012; 76(7):389–395. [PubMed: 23248861]
47. de Oliveira GS Jr, Chang R, Fitzgerald PC, et al. The prevalence of burnout and depression and
their association with adherence to safety and practice standards: a survey of United States
anesthesiology trainees. Anesth Analg. 2013; 117(1):182–193. [PubMed: 23687232]
48. Al-Ghafri G, Al-Sinawi H, Al-Muniri A, et al. Prevalence of depressive symptoms as elicited by
Patient Health Questionnaire (PHQ-9) among medical trainees in Oman. Asian J Psychiatr. 2014;
8:59–62. [PubMed: 24655629]
49. Dyrbye LN, West CP, Satele D, et al. Burnout among US medical students, residents, and early
career physicians relative to the general US population. Acad Med. 2014; 89(3):443–451.
Author Manuscript
[PubMed: 24448053]
50. Stoesser K, Cobb NM. Self-treatment and informal treatment for depression among resident
physicians. Fam Med. 2014; 46(10):797–801. [PubMed: 25646832]
51. Al-Maddah EM, Al-Dabal BK, Khalil MS. Prevalence of sleep deprivation and relation with
depressive symptoms among medical residents in King Fahd University Hospital, Saudi Arabia.
Sultan Qaboos Univ Med J. 2015; 15(1):e78–e84. [PubMed: 25685390]
52. Pereira-Lima K, Loureiro SR. Burnout, anxiety, depression, and social skills in medical residents.
Psychol Health Med. 2015; 20(3):353–362. [PubMed: 25030412]
53. Ford CV, Wentz DK. The internship year: a study of sleep, mood states, and psychophysiologic
parameters. South Med J. 1984; 77(11):1435–1442. [PubMed: 6494967]
Author Manuscript
54. Reuben DB. Depressive symptoms in medical house officers: effects of level of training and work
rotation. Arch Intern Med. 1985; 145(2):286–288. [PubMed: 3977488]
55. Revicki DA, Gallery ME, Whitley TW, Allison EJ. Impact of work environment characteristics on
work-related stress and depression in emergency medicine residents: a longitudinal study. J
Community Appl Soc Psychol. 1993; 3(4):273–284.
56. Gopal R, Glasheen JJ, Miyoshi TJ, Prochazka AV. Burnout and internal medicine resident work-
hour restrictions. Arch Intern Med. 2005; 165(22):2595–2600. [PubMed: 16344416]
57. Katz ED, Sharp L, Ferguson E. Depression among emergency medicine residents over an academic
year. Acad Emerg Med. 2006; 13(3):284–287. [PubMed: 16495424]
58. Rosen IM, Gimotty PA, Shea JA, Bellini LM. Evolution of sleep quantity, sleep deprivation, mood
disturbances, empathy, and burnout among interns. Acad Med. 2006; 81(1):82–85. [PubMed:
16377826]
59. Wada K, Sakata Y, Fujino Y, et al. The association of needlestick injury with depressive symptoms
among first-year medical residents in Japan. Ind Health. 2007; 45(6):750–755. [PubMed:
Author Manuscript
18212469]
60. Landrigan CP, Fahrenkopf AM, Lewin D, et al. Effects of the Accreditation Council for Graduate
Medical Education duty hour limits on sleep, work hours, and safety. Pediatrics. 2008; 122(2):
250–258. [PubMed: 18676540]
61. Buddeberg-Fischer B, Stamm M, Buddeberg C, Klaghofer R. Anxiety and depression in residents:
results of a Swiss longitudinal study [in German]. Z Psychosom Med Psychother. 2009; 55(1):37–
50. [PubMed: 19353511]
62. Campbell J, Prochazka AV, Yamashita T, Gopal R. Predictors of persistent burnout in internal
medicine residents: a prospective cohort study. Acad Med. 2010; 85(10):1630–1634. [PubMed:
20881685]
63. Beckman TJ, Reed DA, Shanafelt TD, West CP. Resident physician well-being and assessments of
their knowledge and clinical performance. J Gen Intern Med. 2012; 27(3):325–330. [PubMed:
21948207]
64. Weigl M, Hornung S, Petru R, Glaser J, Angerer P. Depressive symptoms in junior doctors: a
Author Manuscript
follow-up study on work-related determinants. Int Arch Occup Environ Health. 2012; 85(5):559–
570. [PubMed: 21956449]
65. West CP, Tan AD, Shanafelt TD. Association of resident fatigue and distress with occupational
blood and body fluid exposures and motor vehicle incidents. Mayo Clin Proc. 2012; 87(12):1138–
1144. [PubMed: 23218084]
66. Sen S, Kranzler HR, Didwania AK, et al. Effects of the 2011 duty hour reforms on interns and their
patients: a prospective longitudinal cohort study. JAMA Intern Med. 2013; 173(8):657–662.
[PubMed: 23529201]
67. Velásquez-Pérez L, Colin-Piana R, González-González M. Coping with medical residency:
depression burnout [in Spanish]. Gac Med Mex. 2013; 149(2):183–195. [PubMed: 23652185]
68. Kleim B, Thörn HA, Ehlert U. Positive interpretation bias predicts well-being in medical interns.
Front Psychol. 2014; 5:640. [PubMed: 25009521]
69. Cubero DIG, Fumis RRL, de Sá TH, et al. Burnout in medical oncology fellows: a prospective
multicenter cohort study in Brazilian institutions. J Cancer Educ. published online May 9, 2015
doi: 10.1007/s13187-015-0850-z.
Author Manuscript
70. Ito M, Seo E, Ogawa R, Sanuki M, Maeno T, Maeno T. Can we predict future depression in
residents before the start of clinical training? Med Educ. 2015; 49(2):215–223. [PubMed:
25626752]
71. Jiménez-López JL, Arenas-Osuna J, Angeles-Garay U. Depression, anxiety and suicide risk
symptoms among medical residents over an academic year [in Spanish]. Rev Med Inst Mex Seguro
Soc. 2015; 53(1):20–28. [PubMed: 25680640]
72. Beck AT, Ward CH, Mendelson M, Mock J, Erbaugh J. An inventory for measuring depression.
Arch Gen Psychiatry. 1961; 4:561–571. [PubMed: 13688369]
73. Radloff LS. The CES-D scale: a self-report depression scale for research in the general population.
Appl Psychol Meas. 1977; 1(3):385–401.
Author Manuscript
74. Spitzer RL, Kroenke K, Williams JB. Validation and utility of a self-report version of PRIME-MD:
the PHQ primary care study. JAMA. 1999; 282(18):1737–1744. [PubMed: 10568646]
75. Kroenke K, Spitzer RL, Williams JB. The PHQ-9: validity of a brief depression severity measure. J
Gen Intern Med. 2001; 16(9):606–613. [PubMed: 11556941]
76. Biggs JT, Wylie LT, Ziegler VE. Validity of the Zung Self-rating Depression Scale. Br J Psychiatry.
1978; 132:381–385. [PubMed: 638392]
77. Baer L, Jacobs DG, Meszler-Reizes J, et al. Development of a brief screening instrument: the
HANDS. Psychother Psychosom. 2000; 69(1):35–41. [PubMed: 10601833]
78. Hamilton M. A rating scale for depression. J Neurol Neurosurg Psychiatry. 1960; 23:56–62.
[PubMed: 14399272]
79. Derogatis LR, Lipman RS, Rickels K, Uhlenhuth EH, Covi L. The Hopkins Symptom Checklist
(HSCL): a self-report symptom inventory. Behav Sci. 1974; 19(1):1–15. [PubMed: 4808738]
80. Spielberger, CD. Manual for the State-Trait Personality Inventory (Form Y). Consulting
Psychologists Press; Palo Alto, CA: 1983.
Author Manuscript
81. Wilkinson MJB, Barczak P. Psychiatric screening in general practice: comparison of the general
health questionnaire and the hospital anxiety depression scale. J R Coll Gen Pract. 1988; 38(312):
311–313. [PubMed: 3255827]
82. Brown TA, Chorpita BF, Korotitsch W, Barlow DH. Psychometric properties of the Depression
Anxiety Stress Scales (DASS) in clinical samples. Behav Res Ther. 1997; 35(1):79–89. [PubMed:
9009048]
83. American Psychiatric Association. Diagnostic and Statistical Manual of Mental Disorders. 4th ed..
American Psychiatric Association; Washington, DC: 1994.
84. Clarke DM, Currie KC. Depression, anxiety and their relationship with chronic diseases: a review
of the epidemiology, risk and treatment evidence. Med J Aust. 2009; 190((7)(suppl)):S54–S60.
[PubMed: 19351294]
85. Glassman AH, Shapiro PA. Depression and the course of coronary artery disease. Am J Psychiatry.
1998; 155(1):4–11. [PubMed: 9433332]
86. Williams JW Jr, Pignone M, Ramirez G, Perez Stellato C. Identifying depression in primary care: a
Author Manuscript
Figure 1. Flow Diagram for Identifying Studies on the Prevalence of Depression or Depressive
Symptoms Among Resident Physicians
All studies identified by hand searching reference lists were found in the database search.
For simplicity, this number is not duplicated in the diagram.
Author Manuscript
Author Manuscript
Resident Physicians
Contributing studies are stratified by screening modality and ordered by increasing sample
size. The area of each square is proportional to the inverse variance of the estimate. The
dotted line marks the overall summary estimate for all studies, 28.8% (4969/17 560
individuals, 95% CI, 25.3%-32.5%, Q = 1247.11, τ2 = 0.39, I2 = 95.8% [95% CI,
95.0%-96.4%], P < .001). (Refer to footnotes of Table 1 and Table 2 for expanded names of
diagnostic instruments.)
Table 1
Selected Characteristics of the 31 Cross-sectional Studies Included in This Systematic Review and Meta-analysis
Source Country Survey Years Specialty PGY No. of Participants Age, y Men, No. (%) Diagnostic Method Outcome Definition NOS
Mata et al.
de Oliveira et al,47 United States 2011 Anesthesia 1-4 1384 No. (%) 850 (57.0) HANDS >9 5
2013 ≤30 y:
779
(54.0)
Waldman et al,43 Argentina 2007 Cardiology 3-4 106 Mean 70 (66.0) 21-Item BDI ≥10 3
2009 (SD),
29.1 (2.4)
Hasanović and Bosnia and Herzegovina 2004 Family medicine ≥1 78 Median 12 (15.4) HSCL-25 ≥1.75 3
Herenda,39 2008 (range),
NR
(30-45)
Godenick et al,29 United States 1992 Family medicine 1-4 164 Mean 133 (74.7) 21-Item BDI ≥10 3
1995 (SD),
30.3 (4.6)
Oriel et al,33 2004 United States NR Family medicine 1-4 185 Mean 87 (47.0) 9-Item survey DSM-IV criteria 1
(range),
33
(26-57)
Earle and Kelly,34 Canada 2002 Family medicine ≥1 254 Mean 90 (35.4) PHQ-9 ≥10 4
2005 (SD), 29
(NR)
Hainer and United States 1993-1996 Family medicine 1-3 268 Mean 239 (68.3) 21-Item BDI ≥10 4
Palesch,30 1998 (SD),
30.4 (5.2)
Lam et al,44 2010 Hong Kong 2005 General internship 1 95 Mean 48 (49.5) DASS-21 ≥10 3
(range),
Sakata et al,40 2008 Japan 2005 General internship 1-2 196 Mean 149 (76) CES-D ≥19 3
(SD),
27.3 (2.9)
Hsieh et al,13 2011 Taiwan 2004-2005 General internship 1 302 NR 216 (71.5) Zung SDS ≥41 2
Costa et al,45 2012 Brazil 2008 Internal medicine 1 84 Mean 45 (53.6) 21-Item BDI ≥10 3
(SD),
24.6 (3.8)
Shanafelt et al,32 United States 2001 Internal medicine 1-3 115 NR 54 (47.0) PRIME-MD Yes to either item 0
2002
Page 18
Author Manuscript Author Manuscript Author Manuscript Author Manuscript
Source Country Survey Years Specialty PGY No. of Participants Age, y Men, No. (%) Diagnostic Method Outcome Definition NOS
Yi et al,37 2006 United States 2003 Medical and pediatric ≥1 227 Mean 95 (42) CES-D ≥10 3
(SD),
28.7 (3.8)
Mata et al.
Raviola et al,31 Kenya 1997-1999 Medical and surgical 3-4 50 Mean NR Structured interview DSM-IV criteria 2
2002 (SD), 33
(NR)
Valko and United States 1972 Medical and surgical 1 53 NR NR Structured interview DSM-II criteria 2
Clayton,27 1975
Kirsling et al,12 United States 1987-1988 Medical and surgical 1 58 NR 38 (62.3) 21-Item BDI ≥10 3
1989
Cruz EP,36 2006 Mexico NR Medical and surgical 1-6 80 Mean 53 (66.3) Zung SDS ≥41 1
(SD),
27.5 (1.8)
Demir et al,38 2007 Turkey 2004 Medical and surgical ≥1 86 Mean 38 (44.2) 21-Item BDI ≥11 3
(SD),
28.2 (3.2)
Sánchez et al,41 Mexico 2007-2008 Medical and surgical 1-3 90 Mean 49 (54.4) HAM-D ≥8 4
2008 (SD),
28.6 (0.5)
Al Ghafri et al,48 Oman 2011 Medical and surgical 1-4 132 73%<30 y 42 (31.8) PHQ-9 ≥12 3
2014
Al-Maddah et al,51 Saudi Arabia 2012 Medical and surgical 1-5 171 Median 72 (42) 21-Item BDI ≥10 3
2015 (range),
NR
(25-35)
Yousuf et al,10 Pakistan 2008 Medical and surgical ≥1 172 No. (%) 111 (64.5) Zung SDS ≥45 2
2011 <30 y:
104
(70.3)
Stoesser and United States 2009 Medical and surgical ≥1 260 Mean 126 (50.2) PHQ-9 ≥10 4
Cobb,50 2014 (range),
30.8
(25-55)
Pereira-Lima and Brazil 2012 Medical and surgical 1-5 305 Mean 159 (52.1) PHQ-4 ≥3 4
Loureiro,52 2015 (SD), 28
(2.5)
Goebert et al,42 United States 2003-2004 Medical and surgical 1-4 532 NR 254 (48) CES-D ≥16 3
2009
Page 19
Author Manuscript Author Manuscript Author Manuscript Author Manuscript
Source Country Survey Years Specialty PGY No. of Participants Age, y Men, No. (%) Diagnostic Method Outcome Definition NOS
Dyrbye et al,49 United States 2011-2012 Medical and surgical 1-7 1701 Median 824 (48.6) PRIME-MD Yes to either item 3
2014 (range),
31 (NR)
Mata et al.
Hsu and Canada 1984-1985 Medical and surgical ≥1 1785 Mean 1184 (66.3) CES-D ≥16 4
Marshall,11 1987 (SD), 29
(4.2)
Govardhan et al,46 United States 2009 Ob/gyn 1-4 56 Mean 5 (8.8) CES-D >16 3
2012 (SD),
30.1 (3.0)
Becker et al,35 United States 2004 Ob/gyn 1-4 120 Mean 26 (20.8) CES-D ≥16 3
2006 (SD),
29.3 (3.0)
Abbreviations: BDI, Beck Depression Inventory; CES-D, Center for Epidemiologic Studies Depression Scale;DASS-21, 21-item Depression, Anxiety, and Stress Scale; DSM, Diagnostic and Statistical
Manual of Mental Disorders; GHQ, General Health Questionnaire; HADS-D, Hospital Anxiety and Depression Scale; HAM-D, Hamilton Depression Rating Scale; HANDS, Harvard Department of
Psychiatry/National Depression Screening Day Scale; HSCL-25, 25-item Hopkins Symptom Checklist; NOS, Newcastle-Ottawa score; NR, not reported; PGY, postgraduate year; PHQ-9, 9-item Patient
Health Questionnaire; PRIME-MD, 2-item Primary Care Evaluation of Mental Disorders questionnaire; SSTDS, Spielberger State-Trait Depression Scale; Zung SDS, Zung Self-rating Depression Scale.
Table 2
Selected Characteristics of the 23 Longitudinal Studies Included in This Systematic Review and Meta-analysis
Source Country Survey Years Specialty PGY No. of Participants Age, y Men, No. (%) Diagnostic Method Outcome Definition NOS
Mata et al.
Katz et al,57 2006 United States 2003-2004 Emergency medicine 1-4 31 Median 33 (66.0) CES-D >14 3
(range), 29
(24-49)
Revicki et al,55 United States 1989-1992 Emergency medicine 1-3 1117 Mean 827 (74.0) CES-D >16 4
1993 (SD), 30
(3.6)
Kleim et al,68 2014 Switzerland NR General rotating internship 1 47 Mean 20 (42.5) PHQ-9 ≥5 2
(SD), 24
(2)
Ito et al,70 2015 Japan 2011 General rotating internship 1 1209 Mean a CES-D ≥16 4
(SD), 26 668 (65.5)
(3)
Rosen et al,58 2006 United States 2002-2003 Internal medicine 1 47 NR 28 (48.3) 13-Item BDI ≥8 2
Reuben DB,54 1985 United States 1981-1982 Internal medicine 1-3 68 NR NR CES-D ≥16 1
Campbell et al,62 United States 2003-2008 Internal medicine 1-3 86 Mean 44 (51.1) PRIME-MD Yes to either item 1
2010 (SD), NR
(26-40)
Wada et al,59 2007 Japan 2005-2006 Internal medicine 1 99 Median 71 (71.7) CES-D ≥19 4
(range),
NR
(24-39)
Gopal et al,56 2005 United States 2003-2004 Internal medicine 1-3 121 Median 53 (43.8) PRIME-MD Yes to either item 2
(range),
NR
(26-40)
Beckman et al,63 United States 2009-2010 Internal medicine 1-3 202 ≥24 116 (57.4) PRIME-MD Yes to either item 3
2012
West et al,8 2009 United States 2003-2009 Internal medicine 1-3 239 No. (%) 236 (62.1) PRIME-MD Yes to either item 3
≤30 y: 240
(63.2)
West et al,65 2012 United States 2007-2011 Internal medicine 1-3 278 No. (%) 208 (61.2) PRIME-MD Yes to either item 3
≤30 y: 209
(84.3)
Page 21
Author Manuscript Author Manuscript Author Manuscript Author Manuscript
Source Country Survey Years Specialty PGY No. of Participants Age, y Men, No. (%) Diagnostic Method Outcome Definition NOS
Ford and Wentz,53 United States NR Medical and surgical 1 27 Median 22 (81.4) Structured interview DSM-III criteria 3
1984 (range), 26
(NR)
Mata et al.
Jiménez-López et Mexico NR Medical and surgical 2 100 Mean 70 (64.8) 13-Item BDI ≥5 2
al,71 2015 (SD), 26.4
(1.8)
Buddeberg-Fischer Switzerland 2001-2007 Medical and surgical 2, 4, 6 390 Mean 176 (45.1) HADS-D ≥8 3
et al,61 2009 (SD), 33
(2.2)
Weigl et al,54 2012 Germany NR Medical and surgical 2-3 415 Mean 218 (52.5) 10-Item SSTDS >24.21 4
(SD), 30.5
(2.7)
Sen et al,4 2010 United States 2007-2009 Medical and surgical 1 740 Mean 337 (45.6) PHQ-9 ≥10 5
(SD), 27.9
(2.8)
Sen et al,66 2013 United States 2009-2011 Medical and surgical 1 2323 Mean 1140 (49.1) PHQ-9 ≥10 5
(SD), 27.6
(2.9)
Cubero et al,69 Brazil 2010-2011 Medical oncology ≥1 50 Median 29 (53.7) 21-Item BDI b 3
(IQR), ≥16
2015
28.4
(27.4-29.7)
Velásquez-Pérez et Mexico 2010-2011 Neurology, neurosurgery, psychiatry 1 43 Mean 26 (60.5) 21-Item BDI ≥10 3
al,67 2013 (range), 25
(24-41)
Fahrenkopf et al,7 United States 2003 Pediatrics 1-3 123 No. (%) 37 (30.1) HANDS ≥9 4
2008 <30 y: 76
(62.0)
Landrigan et al,60 United States 2003-2004 Pediatrics 1-3 209 Mean 64 (30.4) HANDS >9 4
Abbreviations: BDI, Beck Depression Inventory; CES-D, Center for Epidemiologic Studies Depression Scale; DSM-III, Diagnostic and Statistical Manual of Mental Disorders (Third Edition); HADS-D,
Hospital Anxiety and Depression Scale; HANDS, Harvard Department of Psychiatry/National Depression Screening Day Scale; NOS, Newcastle-Ottawa score; NR, not reported; PGY, postgraduate year;
PHQ-9, 9-item Patient Health Questionnaire; PRIME-MD, 2-item Primary Care Evaluation of Mental Disorders questionnaire; SSTDS, Spielberger State-Trait Depression Scale.
a
Based on a subset of participants.
b
The authors do not explicitly report a cutoff, but the study they cite suggests that it is 16.
Page 22
Author Manuscript Author Manuscript Author Manuscript Author Manuscript
Table 3
Secondary Analysis of 7 Longitudinal Studies Reporting Prevalence Estimates Both Prior to and During Internship
Source Instrument Cutoff Follow-up No. Depressed Total No. Prevalence, % No. Depressed Total No. Prevalence, % Absolute Relative
(95% CI) (95% CI) Increase, % Increase
(95%CI) Ratio, (95%
CI)
Velásquez- 21-Item BDI ≥10 1y 1 43 2.3 (0.1-12.3) 5 32 15.6 (5.3-32.8) 13.3 (13.2-13.4) 6.7 (6.6-7.0)
Pérez et al,67
2013
Rosen et al,58 13-Item BDI ≥8 1y 2 58 3.4 (0.4-11.9) 14 47 29.8 (17.3-44.9) 26.3 (26.3-26.5) 8.6 (8.6-8.9)
2006
Kleim et al,68 PHQ-9 ≥5 3 mo 12 47 25.5 (13.9-40.4) 20 47 42.6 (28.3-57.8) 17.0 (17.0-17.3) 1.7 (1.7-1.7)
2014
Wada et al,59 CES-D ≥19 1y 16 62 25.8 (15.5-38.5) 12 46 26.1 (14.3-41.1) 0.3 (0.1-0.5) 1.0 (1.0-1.0)
2007
Sen et al,4 2010 PHQ-9 ≥10 1y 29 740 3.9 (2.6-5.6) 190 740 25.7 (22.6-29.0 21.8 (21.8-21.8) 6.6 (6.6-6.6)
Ito et al,70 2015 CES-D ≥16 3 mo 189 1209 15.6 (13.6-17.8) 238 1020 23.3 (20.8-26.1) 7.7 (7.7-7.7) 1.5 (1.5-1.5)
Sen et al,66 PHQ-9 ≥10 1y 86 2323 3.7 (3.0-4.6) 454 2323 19.5 (18.0-21.2) 15.8 (15.8-15.8) 5.3 (5.3-5.3)
2013
Abbreviations: BDI, Beck Depression Inventory; CES-D, Center for Epidemiologic Studies Depression Scale; PHQ-9, 9-item Patient Health Questionnaire.