Tawfik Et Al., 2019
Tawfik Et Al., 2019
Tawfik Et Al., 2019
Background: Whether health care provider burnout contrib- comes (n = 17), and quality and safety (n = 74). Relations be-
utes to lower quality of patient care is unclear. tween burnout and quality of care were highly heterogeneous
(I2 = 93.4% to 98.8%). Of 114 unique burnout– quality combina-
Purpose: To estimate the overall relationship between burnout tions, 58 indicated burnout related to poor-quality care, 6 indi-
and quality of care and to evaluate whether published studies cated burnout related to high-quality care, and 50 showed no
provide exaggerated estimates of this relationship. significant effect. Excess significance was apparent (73% of stud-
Data Sources: MEDLINE, PsycINFO, Health and Psychosocial ies observed vs. 62% predicted to have statistically significant
Instruments (EBSCO), Mental Measurements Yearbook (EBSCO), results; P = 0.011). This indicator of potential bias was most
EMBASE (Elsevier), and Web of Science (Clarivate Analytics), prominent for the least-rigorous quality measures of best prac-
with no language restrictions, from inception through 28 May tices and quality and safety.
2019. Limitation: Studies were primarily observational; neither causal-
Study Selection: Peer-reviewed publications, in any language, ity nor directionality could be determined.
quantifying health care provider burnout in relation to quality of Conclusion: Burnout in health care professionals frequently is
patient care. associated with poor-quality care in the published literature. The
Data Extraction: 2 reviewers independently selected studies, true effect size may be smaller than reported. Future studies
extracted measures of association of burnout and quality of care, should prespecify outcomes to reduce the risk for exaggerated
and assessed potential bias by using the Ioannidis (excess signif- effect size estimates.
icance) and Egger (small-study effect) tests. Primary Funding Source: Stanford Maternal and Child Health
Data Synthesis: A total of 11 703 citations were identified, from Research Institute.
which 123 publications with 142 study populations encompass-
ing 241 553 health care providers were selected. Quality-of-care Ann Intern Med. 2019;171:555-567. doi:10.7326/M19-1152 Annals.org
outcomes were grouped into 5 categories: best practices (n = For author affiliations, see end of text.
14), communication (n = 5), medical errors (n = 32), patient out- This article was published at Annals.org on 8 October 2019.
METHODS 24). In line with our aim to look for reporting bias, we
We conducted a systematic literature review and did not expand our search beyond peer-reviewed pub-
meta-analysis to provide summary estimations of the lications and did not contact authors for unpublished
relation between provider burnout and quality of care, data. If an article presented insufficient data to calculate
estimate study heterogeneity, and explore the potential an effect size, we supplemented the information with
of reporting bias in the field. We followed the PRISMA data from subsequent peer-reviewed publications
(Preferred Reporting Items for Systematic reviews and when available; however, we still attributed these effect
Meta-Analyses) and MOOSE (Meta-analysis of Observa- sizes to the initial report. We excluded any studies that
tional Studies in Epidemiology) guidelines for method- were purely qualitative.
ology and reporting (15, 16). All investigators contributed to the development of
study inclusion and exclusion criteria. The literature re-
Data Sources and Searches view and study selection were conducted by 2 inde-
We searched MEDLINE, PsycINFO, Health and Psy- pendent reviewers in parallel (D.S.T. and either A.S. or
chosocial Instruments (EBSCO), Mental Measurements K.C.A.), with ambiguities and discrepancies resolved by
Yearbook (EBSCO), EMBASE (Elsevier), and Web of Sci- consensus.
ence (Clarivate Analytics) from inception through 28
May 2019, with no language restrictions. We used Data Extraction and Quality Assessment
search terms for burnout and its subdomains (emo- We extracted data into a standard template reflect-
tional exhaustion, depersonalization, and reduced per- ing publication characteristics, methods of assessing
sonal accomplishment), health care providers, and burnout and quality metrics, and strength of the re-
quality-of-care markers, as shown in Supplement Ta- ported relationship. Data were extracted by 2 indepen-
bles 1 to 3 (available at Annals.org). dent reviewers (D.S.T. and A.S.), with discrepancies re-
solved by consensus. We estimated effect sizes and
Study Selection precision using the Hedges g and SEs, respectively.
We included all peer-reviewed publications report- The Hedges g estimates effect size similarly to the Co-
ing original investigations of health care provider burn- hen d, but with a bias correction factor for small sam-
out in relation to an assessment of patient care quality. ples. In general, 0.2 indicates small effect; 0.5, medium
Providers included all paid professionals delivering effect; and 0.8, large effect.
outpatient, prehospital, emergency, or inpatient care, We classified each assessment of burnout as over-
including medical, surgical, and psychiatric care, to pa- all burnout, emotional exhaustion, depersonalization,
tients of any age. We chose an inclusive method of or low personal accomplishment. We also identified
identifying burnout studies, considering assessments to burnout assessments as standard if defined as an emo-
be related to burnout if the authors defined them as tional exhaustion score of 27 or greater or a deperson-
such and used any inventory intended to identify burnout, alization score of 10 or greater on the Maslach Burnout
either in part or in full. Likewise, we chose an inclusive Inventory, or as the midpoint and higher on validated
approach to identify quality-of-care metrics, including any single-item scales. We categorized quality metrics within
assessment of processes or outcomes indicative of care 5 groups— best practices, communication, medical errors,
quality. We included objectively measured and subjec- patient outcomes, and quality and safety—and reverse
tively reported quality metrics originating from the pro- coded any “high-quality” metrics such that positive effect
vider, other sources within the health care system, or pa- sizes indicate burnout's relation to poor-quality care.
tients and their surrogates. We considered medical For publications with several distinct (nonover-
malpractice allegations a subjective patient-reported lapping) study populations reported separately, we con-
quality metric. Although patient satisfaction is an impor- sidered each population separately for analytic purposes.
tant outcome, it is not consistently indicative of care qual- For publications with more than 1 outcome for the same
ity or improved medical outcomes, suggesting that it may study population, we decided to perform analyses using
be related to factors outside the provider's immediate only 1 outcome per study, ideally the specified primary
control, such as facility amenities and access to care (17– outcome. If no primary outcome was clear, we chose the
20). Thus, for the purposes of this review, we excluded first-listed outcome, consistent with reporting conventions
metrics solely indicative of patient satisfaction to reduce of presenting the primary outcome first. We considered
bias from these non–provider-related factors that may af- other outcomes secondary, excluding them from the pri-
fect satisfaction. mary analyses to avoid bias from intercorrelation but in-
We included peer-reviewed, indexed abstracts if cluding them in selected descriptive statistics and strati-
they reported a study population not previously or sub- fied analyses when appropriate.
sequently reported in a full-length article. For study
populations described in more than 1 full-length arti- Data Synthesis and Analysis
cle, we included the primary result from the paper with We calculated the Hedges g from odds ratios (di-
the earliest publication date as the primary outcome, chotomized data) by using the transformation
with any unique outcomes from subsequent articles as 冑3
secondary outcomes. We supplemented the database log共OR兲* or from correlation coefficients (unscaled
searches with manual bibliography reviews from in- 2*r
cluded studies and related literature reviews (7–9, 21– continuous data) by using the transformation ,
冑1 ⫺ r2
556 Annals of Internal Medicine • Vol. 171 No. 8 • 15 October 2019 Annals.org
Burnout and Quality of Care REVIEW
Excluded (n = 193)
No burnout predictor: 123
No quality outcome: 46
Review/repeat population: 16
Bibliographic reviews (n = 3) Not quantitative: 7
Not health care providers: 1
Annals.org Annals of Internal Medicine • Vol. 171 No. 8 • 15 October 2019 557
REVIEW Burnout and Quality of Care
Figure 2. Summary of all included burnout– quality metric combinations, showing frequency of effect size reporting (count)
and value of summary effect size (Hedges g).
Burnout Metric
t
en
en
m
m
h
h
is
is
pl
pl
n
n
tio
om
tio
om
n
n
us
us
cc
cc
io
io
ha
ha
la
la
at
at
ex
liz
ex
liz
na
na
na
na
o
o
al
al
rs
rs
n
so
so
ut
ut
pe
pe
io
io
o
er
er
ot
ot
rn
rn
w
w
ep
ep
Em
Em
Bu
Bu
Lo
Lo
D
D
Best practices
Inappropriate laboratory tests
Inappropriate timing of discharge
Suboptimal patient care practices
Inappropriate use of patient restraints
Poor adherence to infection control
Inappropriate antibiotic prescribing
Lack of close monitoring 30
Low best practice score
Neglect of work
Poor adherence to management guidelines
25
Communication
Poor communication
Low patient enablement score 20
Count
Forgetting to convey information
Low attention to patient impact
Low physcian empathy score
Not fully discussing treatment options 15
Poor handoff quality
Short consultation length
Errors 10
Hedges g
Mortality
Poor pain control
HIV viral load suppression 0
Morbidity
Posthospitalization recovery time
–0.5
Quality and safety
Low quality of care –1.0
Low patient safety score
Low safety climate score
Low quality during most recent shift
Low work unit safety grade –1.5
Poor patient care quality score
Malpractice allegations
Low individual safety grade –2.0
Low safety perceptions
Near-miss reporting
Prolonged emergency department visit
Table 1. Number and Direction of Summary Effect Sizes for Each Combination of Burnout and Quality Metric*
Criteria for Inclusion Burnout–Quality P < 0.050 Threshold, n (%) P < 0.005 Threshold, n (%)
Combinations, n†
Hedges g > 0‡ Hedges g < 0§ No Effect円円 Hedges g > 0‡ Hedges g < 0§ No Effect円円
Primary effects only 46 24 (52) 1 (2) 21 (46) 18 (39) 1 (2) 27 (59)
Primary and secondary effects 114 58 (51) 6 (5) 50 (44) 47 (41) 6 (5) 61 (54)
Standard burnout definitions 24 15 (62) 1 (4) 8 (33) 14 (58) 1 (4) 9 (38)
Independent/objective quality metrics 48 14 (29) 2 (4) 32 (67) 9 (19) 2 (4) 37 (77)
* Summary effect sizes obtained via empirical Bayes meta-analysis.
† Number of distinct burnout– quality combinations represented.
‡ Indicates burnout related to poor-quality care.
§ Indicates burnout related to high-quality care.
兩兩 Not significantly different from 0 at the specified P value threshold.
Annals.org Annals of Internal Medicine • Vol. 171 No. 8 • 15 October 2019 559
REVIEW Burnout and Quality of Care
Table 2. Predicted Versus Observed Significance for Primary* Effect Sizes, Among All Included Studies and Stratified by
Quality Metric Category
specified primary outcomes further supports the possi- care in the published literature is not a result of subop-
bility of reporting bias causing exaggerated effects. timal measures or variability in the definition of burn-
From a 2015 search of MEDLINE, Web of Science, out.
and CINAHL (EBSCO), Salyers and colleagues (9) re- Excess significance in the published literature was
ported effect sizes of r = ⫺0.26 (Hedges g = 0.54) and noted specifically for adherence to best practice guide-
r = ⫺0.23 (Hedges g = 0.47) for the relationship be- lines and for quality and safety metrics. Investigations of
tween burnout and quality and safety outcomes, re- burnout in relation to these outcomes are typically ret-
spectively. These effect sizes are somewhat larger than rospective studies of routinely collected outcome met-
those observed in the present study. However, the pre- rics in existing data sets, without preregistered proto-
vious meta-analysis also included markers of patient cols. The relative ease of defining and evaluating many
satisfaction and included only 82 studies through outcomes in many ways with these data sets increases
March 2015. More recently, a 2017 all-language search the risk for selective outcome and selective analysis re-
of MEDLINE, EMBASE, and CINAHL by Panagioti and porting, which may have contributed to excess signifi-
colleagues (10) identified 47 physician studies and re- cance. We found slightly lower effect sizes, but without
ported a more similar summary odds ratio of 1.96 for excess significance, for the patient outcomes sub-
patient safety incidents (approximate Hedges g = 0.37). group, possibly reflecting the more common use by
However, that review included 42 473 physicians (less these studies of quality metrics with little or no flexibility
than 20% of the number of providers represented here) in their definition and measurement (such as mortality
and did not include diverse health care professionals. or length of stay).
The observed relationships between burnout and In direct assessment, studies using independent or
quality of care are probably multifactorial. Providers objective quality metrics demonstrated less frequent
who have burnout may have less time or commitment significant effects. This finding is not surprising, be-
to optimize the care of their patients, may take more cause previous research suggests that current methods
unnecessary risks, or may be unable to pay attention to of objectively measuring quality of care cannot reliably
necessary details or recognize the consequences of identify certain events, such as errors in judgment,
their actions (71). Conversely, exposure to adverse pa- technical procedural mistakes, or near misses (10, 162).
tient events or recognition of poor-quality care may re- Objective metrics also are costly to measure and diffi-
sult in emotional or other psychological distress among cult to connect to an individual provider because of the
providers. This phenomenon often is referred to as sec- team-based nature of most clinical care, limiting appli-
ondary trauma, particularly in relation to sentinel events cation to smaller studies and those in which a quality
or important safety incidents, but it might also arise metric can be connected reliably to a provider. On the
from repeated minor incidents (161). The true effect other hand, subjective quality metrics may be more
sizes relating burnout and quality of care in both direc- sensitive and comprehensive but more prone to bias
tions are important to understand in order to make (for example, having burnout may create recall bias).
sound decisions regarding resource allocation and Further research is needed to determine the appropri-
study design of interventions, both to improve quality ate balance between insensitivity of objective quality
of care and to diminish burnout. metrics and potential for recall bias with subjective
Recent concerns have arisen regarding variability quality metrics.
in burnout assessment methods, and this inconsistency Our analysis found no evidence specifically for
was evident in the body of literature compiled here small-study effects, that is, small (more imprecise) stud-
(12). In this regard, the subset of studies in our analysis ies reporting larger effects than large studies. These
that used the most widely accepted “standard” burnout findings are consistent with those of previous meta-
assessment methods demonstrated a similar to slightly analyses, which traditionally evaluated for small-study
increased frequency of significant associations com- effects as a surrogate for all forms of reporting bias (9,
pared with the full evidence base. This finding suggests 10). The discrepancy between our findings of overall
that the relationship between burnout and quality of excess significance without evidence of small-study ef-
560 Annals of Internal Medicine • Vol. 171 No. 8 • 15 October 2019 Annals.org
Burnout and Quality of Care REVIEW
fects may highlight the insensitivity of the latter test as a widely accepted tools exist. Salyers and colleagues (9)
marker of all forms of bias. Moreover, smaller studies in created a 10-item tool to assess quality aspects in 82
this field are more likely to have objective measure- burnout and quality-of-care studies and did not identify
ments, whereas larger studies are more likely to have any relationship between study quality score and effect
subjective measurements. This would dilute the ability size.
of the small-study effect test to show a typical bias Our findings carry several important implications
pattern. for future intervention trials and observational studies.
Our study should be viewed in light of its design. For intervention trials, the potential for exaggerated
Although most included studies were cross-sectional, published effects should be considered in power calcu-
observational, and unable to determine the directional- lations to lower the risk for false-negative results (type II
ity of a causal relationship, longitudinal studies suggest error). In addition, future studies should attempt to re-
bidirectional causality (62, 149, 151, 152). Although 2 duce the risk of reporting biases. Standardization and
independent reviewers conducted extensive searches, consensus on core outcomes may be useful for future
they may have missed some relevant studies. Burnout studies if appropriate targets can be identified (164).
has several important outcomes beyond its effects on Such standardization may improve comparability
quality of care that were not the focus of our analysis among studies, facilitating traditional meta-analysis es-
(2– 6). Finally, excess significance may be a result of timates of the relevant effect sizes. Some outcomes,
genuine heterogeneity of effects across studies rather such as self-reported medical errors, low quality of
than reporting bias (33). The effects reported here rep- care, and low patient safety score, are particularly prev-
resent the results of heterogeneous studies; therefore, alent in the literature, suggesting that researchers al-
we do not report a single summary effect size. Rather, ready consider these outcomes either important or fea-
we report frequencies of significant summary effect sible to measure. However, if core outcomes are to be
sizes within burnout– quality metric combinations to widely accepted, they must be both important and fea-
provide a quantitative framework for interpretation sible to measure. Thus, in addition to this “popular
while acknowledging that a distribution of true effect vote” approach, expert consensus is needed to curate
sizes is expected in this field-wide assessment, in con- an appropriate list of core outcomes for this field. Other
trast to a traditional meta-analysis (163). outcome evaluations might then be discouraged unless
We avoided scoring quality assessments of the in- a unique justification is present.
cluded studies, choosing instead to analyze key aspects Study registration may further reduce the risk of
of study quality, as suggested by the proposed report- study publication bias and increase transparency of un-
ing guidelines for meta-analyses of observational stud- published studies. By registering a study publicly at its
ies (16). Judging the quality of mostly cross-sectional outset, researchers can reduce the likelihood that a
observational studies is notoriously difficult, and no study was conceived and conducted but remains un-
80
95% CI
Fitted values
60
Standard Normal Deviate
40
20
–20
0 20 40 60 80
Precision
Parameter Robust
Estimate SE 95% CI P Value
Intercept –1.32 1.10 –3.48 to 0.85 0.23
Slope 0.54 0.10 0.33 to 0.75 <0.001
Annals.org Annals of Internal Medicine • Vol. 171 No. 8 • 15 October 2019 561
REVIEW Burnout and Quality of Care
published because of undesirable or lackluster results Corresponding Author: Daniel S. Tawfik, MD, MS, 770 Welch
(165). In a similar manner, protocol prespecification Road, Suite 435, Palo Alto, CA 94304; e-mail, dtawfik
may reduce the risk for selective outcome and selective @stanford.edu.
analysis reporting within published studies, allowing
easier identification of any post hoc analyses. Published Current author addresses and author contributions are avail-
analyses that deviate from the prespecified protocol able at Annals.org.
would require justification from the authors, and this
approach would alert the readers that those results
may be more susceptible to bias. Currently, these
mechanisms are used rarely in any field of medicine References
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Current Author Addresses: Dr. Tawfik: 770 Welch Road, Suite Author Contributions: Conception and design: D.S. Tawfik,
435, Palo Alto, CA 94304. J.P.A. Ioannidis.
Dr. Scheid: Office BL341G, 221 Longwood Avenue, Boston, Analysis and interpretation of the data: D.S. Tawfik, J. Profit, T.
MA 02115. Shanafelt.
Dr. Profit: 1265 Welch Road, MSOB x1C07, Stanford, CA Drafting of the article: D.S. Tawfik, T. Shanafelt, J.P.A. Ioannidis.
94305. Critical revision for important intellectual content: D.S. Tawfik,
Dr. Shanafelt: 300 Pasteur Drive, Room H3215, Stanford, CA A. Scheid, T. Shanafelt, M. Trockel, J.B. Sexton, J.P.A. Ioannidis.
94305. Final approval of the article: D.S. Tawfik, A. Scheid, J. Profit, T.
Dr. Trockel: 401 Quarry Road, Room 2303, Stanford, CA Shanafelt, M. Trockel, K.C. Adair, J.B. Sexton, J.P.A. Ioannidis.
Provision of study materials or patients: D.S. Tawfik.
94305.
Statistical expertise: D.S. Tawfik.
Drs. Adair and Sexton: 3100 Tower Boulevard, Suite 300, Dur-
Obtaining of funding: D.S. Tawfik.
ham, NC 27707.
Administrative, technical, or logistic support: D.S. Tawfik, A.
Dr. Ioannidis: 1265 Welch Road, MSOB x306, Stanford, CA
Scheid, J.B. Sexton.
94305. Collection and assembly of data: D.S. Tawfik, A. Scheid, K.C.
Adair.