Animal Farm Article
Animal Farm Article
Animal Farm Article
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3. Discussion
Is the Rebellion betrayed?
The destruction of the revolutionary illusions and gradual change in the 'game's rules',
that‘s what was bothering Orwell when he wrote this book. Was such ending inevitable?
Orwell’s answer was negative. But the researchers of social revolutions said ‘yes’. Such classical
authors as Alexis de Tocqueville, Gustave Le Bon and Pitirim Sorokin pointed that any
revolutionary period inevitably consists of two parts, inseparably linked with each other:
escalation and reaction. 'Reaction' is a phenomenon that does not extend beyond the revolution,
is an inevitable part of the revolutionary period. 'Reaction' means that the revolution enters the
stage of 'braking'. Revolution is inevitably replaced by dictatorship. The people can overthrow
old institutions, but cannot change their souls. Occupying the place of the old rulers, the former
revolutionaries take over their 'souls' and behavior, and begin reproduction of the old regime.
This is natural regularity that was manifested in many revolutions [Tocqueville, 2011; Le Bon,
1913; Sorokin, 1925].
Revolution as the pendulum swings from left to right, and get back. These facts were
confirmed in further studies [Eisenstadt, 1978; Huntington, 1968]. Nikolai Berdyaev, Russian
philosopher, wrote: all revolutions ended in reactions. It is inevitable. It is the law. The stronger
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and fiercer were the revolutions, the stronger were the reactions. There is some kind of magic
circle in the alternations of revolutions and reactions [Berdyaev, 1923: 13].
Despotic, exploitative power causes dissatisfaction among subordinates and is
overthrown by them. But once that power collapsed, it is no longer either alien or repressive
[Jouvenel, 1962: 109]. The crowd always has conservative instincts. It has a sacred respect for
traditions and unconscious fear for any innovations, capable to change real conditions of the
people’s existence. The fact that so angered and disappointed Orwell has appeared a law
governing social development. The rulers are gone, but the power always remains. The King is
dead. Long live the King!
The workaholics
The workhorse, Boxer by name, is a prominent example of a workaholic on the farm. He
ate little and worked hard. His personal mottos were two phrases 'Napoleon is always right' and 'I
will work harder'. Unlike other animals, he got up much earlier and continued to work till night.
He worked till he was fit to drop. Much of what has been done on the farm after Mr. Jones’s
expulsion has been done with the active participation of the Boxer. Unfortunately, the furious
rate of work has affected his physical health. Constructing the windmill he injured his leg and
actually became a disabled person. Of the most active farm worker he has become a burden to
his comrades. When he could no longer fulfill his work, he ceased to be of value in the eyes of
the pigs, and he was secretly taken to the slaughterhouse.
Any organization requires from the employee as much as he can give it (physical and
mental abilities). If the organization requires from the employee a lot more than he can give to it,
this fact becomes disadvantageous for him, because his results will be less than the effort
expended them.
1
CEO (Chief Executive Officer)
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Chester Barnard, one of the classics of management, defined power as a form of
communication within any organization. The employee himself makes the decision to recognize
the order of the CEO as the act of the power, not CEO. If an employee believes that the order is
unacceptable to him, he did not perform it and leaves the organization. Barnard thought up the
term 'zone of indifference' within which an employee agrees to carry out orders uncritically. All
the orders coming from the CEO should be acceptable, i.e. to be within the 'zone of indifference'
of a subordinate. The good organization has always the rule: use only those orders that will not
encounter insubordination. The main aim of CEO is to expand the zone of indifference of an
employee [Barnard, 1938: 163-170].
This principle has been widespread on the farm. When the animals began to doubt of
economic achievements, Squealer usually intimidated them by the return of former owners and
their old orders. ‘Wouldn’t you like to see Mr. Jones come back?' The animals did not wish Mr.
Jones’ return. The temporary difficulties and a low standard of living for the animals were more
acceptable than the return of the old economic system with the people at the head.
Is knowledge power?
Knowledge is power, said Francis Bacon. He affirmed that this is not a metaphor, but a
reality. This idea acquired a new perspective in the works of Friedrich Nietzsche and Michel
Foucault. In their books the ideas of knowledge and the power were closely related. Both
philosophers believed the knowledge to be a tool of power. Knowledge is growing according to
the growth of power. The power creates knowledge that serves it. Power cannot be done without
knowledge, but knowledge cannot be spread without power. Knowledge (ideology) plays the
role of symbolic violence in any society. The power allows to simplify and schematize the world
and to give it the desired shape. Every ruling class seizes so much reality as it can take and make
it to serve itself [Nietzsche, 1968: 266, 278; Foucault, 1980: 34; 1980а: 52].
In every community there is a group, whose main task is to create the necessary
interpretation of the world’s picture. This group of intellectuals monopolizes the right to interpret
the truth. The sanctioning of the uniform knowledge of the world around is one of its main
functions [Mannheim, 1936: 9].
Community members see the outside world is not as it seems to an outside observer, but
how the leader and his advisers interpret it. If the leader reports to his subordinates that the world
was not threatening them, they will lead common activities. If the leader reports them that the
community is threatened by the world, they are expected to become suspicious. Therefore, a key
role in determining the behavior of the community members will be played by the leadership and
its values rather than the actual state of the external world. A leader may exaggerate the threat or
distort the situation of the world to mobilize community members to fight against external
threats [Berne, 1973: 28].
Pigs were such a group on the farm. In Orwell's fable Squealer was a prominent
propagandist and PR manager. He created a positive image of his leader (Napoleon) inside the
farm and outside it. On the farm, only pigs were educated, other animals while learning initial
teaching alphabet have not moved beyond the first three or four letters. Therefore, a few animals
could control the information coming from pigs. The monopoly on knowledge and the monopoly
on the truth became the privilege of pigs. They knew what... They knew who... They knew
how... They knew where... They knew why...
Knowledge of all these processes created new opportunities for them (including abuse of
power). Wilhelm Windelband, the German philosopher, has properly pointed out: lack of
knowledge limits the freedom of our choice. So other animals were in a less advantageous
position in relation to the pigs.
Uneducated animals were sure of no things, because they did not understand the meaning
of many words. The animals were caught in a semantic network: they could not decipher the
complexity of the secret jargon of pigs and their senseless sounds.
The animals’ learning disabilities impeded all efforts to improve their life on a renewed
farm. Until most of the animals are unable to make out what is written and the words themselves
2
Gradually the pigs have received the privileges as follows: (1) apples and milk and then
beer became a bonus for pigs only; (2) pigs woke up an hour later than other animals; (3) pigs
lived with comfort in the former house of Mr. Jones; (4) pigs had the double ration of meal; (5)
only pigs wore clothes; (6) only pigs had the best education access.
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they cannot take any action upon the semantic word association perception. Their dependence on
the pigs was conditioned by their linguistic and cognitive deficiency along with unthinking
acceptance of facts and historical amnesia [Elbarbary, 2009: 38-42].
The monopoly on the knowledge is a kind of expert power. One who perceives
information from the expert, thinks this way: 'He is an expert and knows it better than me. Even
if I do not fully understand what he is saying and why, I will do what he says' [Gold, 2011: 68].
Farm pigs were undoubtedly experts. They were designers, engineers, and managers. Secret
knowledge, together with the linguistic casuistry became the basis of their power.
Some psychologists consider that the language has three major functions: (1) describe
and denote a reality; (2) express a thought and a state of the speaker; (3) have influence on the
interlocutor. All of these functions are used when persuading the people [Landré, 1998: 115].
Other ways to influence through speech are: (1) the choice of words and expressions; (2) the
choice of grammatical forms; (3) the choice of the sequence of presenting the facts; (4) the
choice of intonation; and (5) the choice of hidden prerequisites [Rimé, 1984: 417-418].
Orwell showed that the pigs knew these methods perfectly. From year to year, the
animals got less and less food, but Squealer, appearing before them, told them quite different
information. He told them about over-fulfillment of the economic performance by 100-200
percent and excellent economic results on the farm. But sometimes the animals would sooner
have had less figures and more food.
Gustave Le Bon, a French social psychologist, wrote: an orator wishing to move a crowd
must make an abusive use of violent affirmations. To exaggerate, to affirm, to resort to
repetitions, and never to attempt to prove anything by reasoning [Le Bon, 1896: 37]. Squealer
understood it well. He actively made use of such methods.
The most important thing in Squealer’s speeches was not only what he spoke but also
what he omitted. Silence implies precise knowledge of what is silent. Since it is impossible to be
always silent, an orator has to make a choice between what can be said and what should remain
silent. To conceal the real facts from the people is the best known method for those who have the
power [Canetti, 1981: 294].
Power distance
One of the symbols of power is the space structure. The space should be organized so as
to emphasize distance and thus the difference in status between the ruler and the subordinates.
The structuring of the territory often divides the space into two parts - the 'centre', where are the
holders of power, and 'peripheral sectors', where are all the rest.
In business negotiations the person with a higher status sit closer to the centre of the
table, the others rank in the distance. The lower status of an employee, the farther away from the
centre of negotiations and decision-making centre he is. The employees of very low status are
not invited to important negotiations at all.
CEO Office is often distant from the entrance and usually is rather more elevated,
demonstrating the superiority of the person occupying it. In large organizations, the access of
ordinary workers to CEO is limited. For this aim there is a staff of vice-presidents, assistants and
advisors. They act as a filter screening out unnecessary information and unwanted people from
their leader.
The buildings of large corporations resemble the hierarchy: the higher the position of the
employee, the closer to the top is his office. A leader located at the top gets a psychological
advantage, because it made him look down at those who took their places at the bottom. In many
countries the phrase in the lift 'I am to the highest floor' sometimes identifies the people, who
have the highest authority in corporations. Command is a high achievement. They can breathe
fresh air and new prospects were opening up before them. They are crazy about the order and
genius of construction. The man who has grown great sees from the top of his tower what he can
make, if he so wills, of the swarming masses below him [Jouvenel, 1962: 116].
In modern corporations the portraits of CEO in the offices of the employees embody his
'body'. At the same time they symbolize the all-seeing eye, which oversees employees and
supervise their work. Everyone should see who is their leader. Everyone should know the leader,
but he does not have to know everyone personally.
The theme of power distance is described by Orwell in detail. It is possible to consider
this fact on the Napoleon's example. At first, he was one of the two leaders of the farm, who had
no special privileges. All animals were sitting together at the bottom of a big granary and took a
collective decision on the farm management. The position of Napoleon was changed after
Snowball’s expulsion from the farm. The animals no longer sat together in the granary at the
same level. Napoleon and other pigs climbed up to the top surrounded by loyal dogs. Other
animals were placed at the bottom.
Power distance is appeared. Napoleon announced that no meetings will be held. At
present they are unnecessary. To hold meetings is a waste of time. All collective discussions
were canceled. From his point on, all economic problems of the farm will be addressed to a
special committee of the pigs, headed by himself. The Committee will meet separately and report
its decisions to other animals. Napoleon read out the orders for them, and all the animals were to
carry out their duties. (p. 56, 58-59)
At first, Napoleon made orders to the animals personally, but then he delegated these
functions to Squealer. When Napoleon sometimes appeared in the farm's courtyard, he was
always protected by six dogs and this ceremony was solemn. Then this ceremony became more
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complex. Now he was accompanied not only by six dogs but also a black cockerel that loudly
greeted Napoleon. It was also announced that the gun would fire every year on Napoleon's
birthday. It has become a tradition give Napoleon the credit for habit every success achieved on
the farm. On the granary wall was hung a large portrait of Napoleon for all animals to see who is
their leader. At the end of the tale Napoleon became the president of the farm and actually the
absolute ruler.
Dysfunctional management?
Organizational culture of the farm is gradually changing. New commandments, emblem,
hymn, rituals and ceremonies, and other items were established after Mr. Jones’ expulsion.
Changes in the organizational culture reflected the transformation of all elements on the farm.
The leaders of the animals had a great influence on this processes. As Edgar H. Schein,
prominent sociologist, rightly pointed out that a leader’s talent is determined by his ability to
understand the culture and to work with it, and one of the most important manifestations of the
leadership is the destruction of culture, when it becomes dysfunctional [Schein, 2004: 11, 410].
Unfortunately, the leadership of the pigs (especially under Napoleon) was typical of such
dysfunctional culture. Instead of trying to improve and create perfect examples of management,
the pigs have created a vicious system. They were not 5-level leaders (as interpreted by Jim
Collins). 5-level leaders are not implemented through their own success, but through the
attainment of a significant goal (the creation of a great company). This does not mean that the 5-
level leaders have no ambition. Of course, they are ambitious, but their ambition relates
primarily to the companies they control, and not to themselves. They do not like to praise
themselves and they talk more about a 'good team' with which they were lucky to work together.
(Probably Snowball could eventually become such a leader!)
But pigs have created the opposite management system. When the farm showed excellent
results, all merits were attributed to Napoleon. In the case of failures the pigs were looking for
the animals responsible for the failure outside the farm. It was Snowball, the former leader of the
animal farm, who was chosen guilty. Snowball blamed for slow construction of a windmill, a
broken fence, poor harvest, hunger and disease on the farm. Although it was clear to an outside
observer that the reasons for the failure was bad planning, coordination and control of Napoleon
and his assistants.
Among the indications of ineffective teams modern researchers distinguish the following:
(1) you cannot easily describe the team’s mission; (2) the meetings are formal, stuffy, or tense;
(3) there is a great deal of participation but little accomplishment; (4) there is talk but not much
communication; (5) disagreements are aired in private conversations after the meeting; (6)
decisions tend to be made by the formal leader with little meaningful involvement of other team
members; (7) members are not open with each other because trust is low; (8) there is confusion
or disagreement about roles or work assignments; (9) people in other parts of the organization
who are critical to the success of the team are not cooperating; (10) the team is overloaded with
people who have the same team-player style; (11) the team has been in existence for at least
three months and has never assessed its functioning [Parker, 2006: 677-679]. Many of these
signs appeared when the pigs came to power. The closer the end of this fable we come, the more
of signs were coincided.
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A dichotomy of power and dependence: why some get everything that they want,
while others that remain
Table 1 shows the difference of the personal positions of the pigs and other animals.
The pigs had a high power motive; they were proactive, more enterprising and cunning; they
relied only on themselves; they had a high self-appraisal; they believed in reason and logics, but
were able to manipulate feelings and emotions of other animals; they were pragmatic executives
focused on personal success and personal privileges in prejudice of other animals; they were
snobs and considered other animals only as a tool for fulfillment of their desires and realization
of their dreams.
Other animals were naive idealists, they believed almost to all that they were spoken by
pigs; they respected the authority of pigs and their educational level; they had a low self-
appraisal and little thought; they acted passively reacting to external motives and incentives; they
wanted a lot of things, but their desire for security and conformity will not allow them to realize
their dreams.
While some of them chose the way of Machiavellianism, others were true to their base
principles. For some, morality was determined by the phrase 'if it is forbidden thing, but you
would like it, it is permitted for you'. For others the words 'rules of the game cannot be broken'
were their principles. Certainly, the economic results in both cases differed significantly.
Table 1
A comparison of personal positions of the pigs and other animals
Pigs Other animals
High power motive Low power motive
Proactivity Reactivity
Internal locus of control External locus of control
Freedom is a primary need Safety is a primary need
High self-estimation Low self-estimation, conformity
Rationalism Idealism
Interpersonal relation based on "I-It" Interpersonal relation based on "I-Thou"
Power and authority Dependence and obedience
Think at first, do then Do at first, think then
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