COPD Guide

Chronic obstructiv
obstructivee pulmonary disease in

over 16s: diagnosis and management
NICE guideline
Published: 5 December 2018
www.nice.org.uk/guidance/ng115
© NICE 2019. All rights reserved. Subject to Notice of rights (https://www.nice.org.uk/terms-and-conditions#notice-of-

rights). Last updated July 2019
Chronic obstructive pulmonary disease in over 16s: diagnosis and management (NG115)
Your responsibility
The recommendations in this guideline represent the view of NICE, arrived at after careful
consideration of the evidence available. When exercising their judgement, professionals and
practitioners are expected to take this guideline fully into account, alongside the individual needs,
preferences and values of their patients or the people using their service. It is not mandatory to
apply the recommendations, and the guideline does not override the responsibility to make
decisions appropriate to the circumstances of the individual, in consultation with them and their
families and carers or guardian.
Local commissioners and providers of healthcare have a responsibility to enable the guideline to be
applied when individual professionals and people using services wish to use it. They should do so in
the context of local and national priorities for funding and developing services, and in light of their
duties to have due regard to the need to eliminate unlawful discrimination, to advance equality of
opportunity and to reduce health inequalities. Nothing in this guideline should be interpreted in a
way that would be inconsistent with complying with those duties.
Commissioners and providers have a responsibility to promote an environmentally sustainable

health and care system and should assess and reduce the environmental impact of implementing
NICE recommendations wherever possible.
© NICE 2019. All rights reserved. Subject to Notice of rights (https://www.nice.org.uk/terms-and- Page 2 of
conditions#notice-of-rights). Last updated July 2019 69
Contents
Overview ............................................................................................................................................................................. 4
Who is it for? .................................................................................................................................................................................... 4
Recommendations ........................................................................................................................................................... 5
1.1 Diagnosing COPD .................................................................................................................................................................. 5
1.2 Managing stable COPD........................................................................................................................................................ 14
1.3 Managing exacerbations of COPD .................................................................................................................................. 39
Terms used in this guideline ....................................................................................................................................................... 46
Recommendations for research ................................................................................................................................. 48
Key recommendations for research ....................................................................................................................................... 48
Other recommendations for research................................................................................................................................... 50
Rationale and impact ...................................................................................................................................................... 52
Incidental findings on chest X-ray or CT scans................................................................................................................... 52
Assessing severity and using prognostic factors ............................................................................................................... 53
Inhaled combination therapy .................................................................................................................................................... 54
Oral prophylactic antibiotic therapy ...................................................................................................................................... 57
Long-term oxygen therapy ......................................................................................................................................................... 58
Ambulatory and short-burst oxygen therapy ..................................................................................................................... 59
Managing pulmonary hypertension and cor pulmonale................................................................................................. 60
Lung volume reduction procedures, bullectomy and lung transplantation............................................................ 61
Risk factors for COPD exacerbations.................................................................................................................................... 62
Self-management, education and telehealth monitoring .............................................................................................. 63
Duration of oral corticosteroids for managing exacerbations..................................................................................... 64
Context................................................................................................................................................................................. 65
Finding more information and resources ............................................................................................................... 66
Update information......................................................................................................................................................... 67
This guideline replaces CG101.
This guideline is the basis of QS10 and QS181.
This guideline should be read in conjunction with NG114.
Ov
Overview
erview
This guideline covers diagnosing and managing chronic obstructive pulmonary disease or COPD
(which includes emphysema and chronic bronchitis) in people aged 16 and older. It aims to help
people with COPD to receive a diagnosis earlier so that they can benefit from treatments to reduce
symptoms, improve quality of life and keep them healthy for longer.
NICE has also produced a guideline on antimicrobial prescribing for acute exacerbations of COPD.
NICE has also produced a visual summary covering non-pharmacological management and use of
inhaled therapies.
Who is it for?
Healthcare professionals
Commissioners and providers
People with COPD and their families and carers
Recommendations
People have the right to be involved in discussions and make informed decisions about their
care, as described in your care.
Making decisions using NICE guidelines explains how we use words to show the strength (or
certainty) of our recommendations, and has information about prescribing medicines
(including off-label use), professional guidelines, standards and laws (including on consent and
mental capacity), and safeguarding.
1.1 Diagnosing COPD
The diagnosis of chronic obstructive pulmonary disease (COPD) depends on thinking of it as a

cause of breathlessness or cough. The diagnosis is suspected on the basis of symptoms and signs
and is supported by spirometry.
Symptoms
1.1.1 Suspect a diagnosis of COPD in people over 35 who have a risk factor (generally
smoking or a history of smoking) and who present with 1 or more of the
following symptoms:
exertional breathlessness
chronic cough
regular sputum production
frequent winter 'bronchitis'
wheeze. [2004]
1.1.2 When thinking about a diagnosis of COPD, ask the person if they have:
weight loss
reduced exercise tolerance
waking at night with breathlessness
ankle swelling
fatigue
occupational hazards
chest pain
haemoptysis (coughing up blood).
These last 2 symptoms are uncommon in COPD and raise the possibility of alternative
diagnoses. [2004]
1.1.3 One of the primary symptoms of COPD is breathlessness. The Medical Research
Council (MRC) dyspnoea scale (see table 1) should be used to grade the
breathlessness according to the level of exertion required to elicit it. [2004]
Table 1 MR
MRCC dyspnoea scale
Gr
Grade
ade Degree of breathlessness related to activities
1 Not troubled by breathlessness except on strenuous exercise
2 Short of breath when hurrying or walking up a slight hill
3 Walks slower than contemporaries on level ground because of breathlessness, or has

to stop for breath when walking at own pace
4 Stops for breath after walking about 100 metres or after a few minutes on level ground
5 Too breathless to leave the house, or breathless when dressing or undressing
Adapted from Fletcher CM, Elmes PC, Fairbairn MB et al. (1959) The significance of
respiratory symptoms and the diagnosis of chronic bronchitis in a working population. British
Medical Journal 2: 257–66.
Spirometry
1.1.4 Perform spirometry:
at diagnosis
to reconsider the diagnosis, for people who show an exceptionally good response to
treatment
to monitor disease progression. [2004, amended 2018]
1.1.5 Measure post-bronchodilator spirometry to confirm the diagnosis of COPD.

[2010]
1.1.6 Think about alternative diagnoses or investigations for older people who have
an FEV1/FVC ratio below 0.7 but do not have typical symptoms of COPD.
[2010]
1.1.7 Think about a diagnosis of COPD in younger people who have symptoms of
COPD, even when their FEV1/FVC ratio is above 0.7. [2010]
1.1.8 All healthcare professionals who care for people with COPD should have access
to spirometry and be competent in interpreting the results. [2004]
1.1.9 Spirometry can be performed by any healthcare worker who has had
appropriate training and has up-to-date skills. [2004]
1.1.10 Spirometry services should be supported by quality control processes. [2004]
1.1.11 It is recommended that GLI 2012 reference values are used, but it is recognised
that these values are not applicable for all ethnic groups. [2004, amended 2018]
Incidental findings on chest X

X-r
-raay or CT scans
1.1.12 Consider primary care respiratory review and spirometry (see

recommendations 1.1.1 to 1.1.11) for people with emphysema or signs of
chronic airways disease on a chest X-ray or CT scan. [2018]
1.1.13 If the person is a current smoker, their spirometry results are normal and they
have no symptoms or signs of respiratory disease:
offer smoking cessation advice and treatment, and referral to specialist stop smoking
services (see the NICE guideline on stop smoking interventions and services)
warn them that they are at higher risk of lung disease
advise them to return if they develop respiratory symptoms
be aware that the presence of emphysema on a CT scan is an independent risk factor

for lung cancer. [2018]
1.1.14 If the person is not a current smoker, their spirometry is normal and they have
no symptoms or signs of respiratory disease:
ask them if they have a personal or family history of lung or liver disease and consider
alternative diagnoses, such as alpha-1 antitrypsin deficiency
reassure them that their emphysema or chronic airways disease is unlikely to get
worse
advise them to return if they develop respiratory symptoms
be aware that the presence of emphysema on a CT scan is an independent risk factor

for lung cancer. [2018]
To find out why the committee made the 2018 recommendations on incidental findings
on chest X-ray or CT scans and how they might affect practice, see rationale and
impact.
Further in
invvestigations
1.1.15 At the time of their initial diagnostic evaluation in addition to spirometry all
patients should have:
a chest radiograph to exclude other pathologies
a full blood count to identify anaemia or polycythaemia
body mass index (BMI) calculated. [2004]
1.1.16 Perform additional investigations when needed, as detailed in table 2. [2004,

amended 2018]
Table 2 Additional in
invvestigations
In
Invvestigation Role
Sputum culture To identify organisms if sputum is persistently present and

purulent
Serial home peak flow To exclude asthma if diagnostic doubt remains

measurements
ECG and serum natriuretic To assess cardiac status if cardiac disease or pulmonary
peptides* hypertension are suspected because of:
• a history of cardiovascular disease, hypertension or hypoxia or
• clinical signs such as tachycardia, oedema, cyanosis or features
of cor pulmonale
Echocardiogram To assess cardiac status if cardiac disease or pulmonary

hypertension are suspected
CT scan of the thorax To investigate symptoms that seem disproportionate to the

spirometric impairment
To investigate signs that may suggest another lung diagnosis
(such as fibrosis or bronchiectasis)
To investigate abnormalities seen on a chest X-ray
To assess suitability for lung volume reduction procedures
Serum alpha-1 antitrypsin To assess for alpha-1 antitrypsin deficiency if early onset,
minimal smoking history or family history
Transfer factor for carbon To investigate symptoms that seem disproportionate to the
monoxide (TLCO) spirometric impairment
To assess suitability for lung volume reduction procedures
* See the NICE guideline on chronic heart failure in adults for recommendations on using
serum natriuretic peptides to diagnose heart failure.
1.1.17 Offer people with alpha 1 antitrypsin deficiency a referral to a specialist centre
to discuss how to manage their condition. [2004]
Re
Revversibility testing
1.1.18 For most people, routine spirometric reversibility testing is not necessary as
part of the diagnostic process or to plan initial therapy with bronchodilators or
corticosteroids. It may be unhelpful or misleading because:
repeated FEV1 measurements can show small spontaneous fluctuations
the results of a reversibility test performed on different occasions can be inconsistent

and not reproducible
over-reliance on a single reversibility test may be misleading unless the change in

FEV1 is greater than 400 ml
the definition of the magnitude of a significant change is purely arbitrary
response to long-term therapy is not predicted by acute reversibility testing. [2004]
1.1.19 Untreated COPD and asthma are frequently distinguishable on the basis of
history (and examination) in people presenting for the first time. Whenever
possible, use features from the history and examination (such as those listed in
table 3) to differentiate COPD from asthma. For more information on
diagnosing asthma see the NICE guideline on asthma. [2004, amended 2018]
Table 3 Clinical featur

features
es differ
differentiating
entiating COPD and asthma
COPD Asthma
Smoker or ex-smoker Nearly all Possibly
Symptoms under age 35 Rare Often
Chronic productive cough Common Uncommon
Breathlessness Persistent and Variable

progressive
Night time waking with breathlessness and/or Uncommon Common

wheeze
Significant diurnal or day-to-day variability of Uncommon Common

symptoms
1.1.20 In addition to the features in table 3, use longitudinal observation of people

(with spirometry, peak flow or symptoms) to help differentiate COPD from
asthma. [2004]
1.1.21 When diagnostic uncertainty remains, or both COPD and asthma are present,
use the following findings to help identify asthma:
a large (over 400 ml) response to bronchodilators
a large (over 400 ml) response to 30 mg oral prednisolone daily for 2 weeks
© NICE 2019. All rights reserved. Subject to Notice of rights (https://www.nice.org.uk/terms-and- Page 10
conditions#notice-of-rights). Last updated July 2019 of 69
serial peak flow measurements showing 20% or greater diurnal or day-to-day

variability.
Clinically significant COPD is not present if the FEV1 and FEV1/FVC ratio return to
normal with drug therapy. [2004]
1.1.22 If diagnostic uncertainty remains, think about referral for more detailed
investigations, including imaging and measurement of transfer factor for carbon
monoxide (TLCO). [2004]
1.1.23 Reconsider the diagnosis of COPD for people who report a marked
improvement in symptoms in response to inhaled therapy. [2004]
Assessing se
sevverity and using prognostic factors
COPD is heterogeneous, so no single measure can adequately assess disease severity in an

individual. Severity assessment is, nevertheless, important because it has implications for therapy
and relates to prognosis.
1.1.24 Do not use a multidimensional index (such as BODE) to assess prognosis in

people with stable COPD. [2018]
1.1.25 From diagnosis onwards, when discussing prognosis and treatment decisions
with people with stable COPD, think about the following factors that are
individually associated with prognosis:
FEV1
smoking status
breathlessness (MRC scale)
chronic hypoxia and/or cor pulmonale
low BMI
severity and frequency of exacerbations
hospital admissions
symptom burden (for example, COPD Assessment Test [CAT] score)
exercise capacity (for example, 6-minute walk test)
TLCO
whether the person meets the criteria for long-term oxygen therapy and/or home non-
invasive ventilation
multimorbidity
frailty. [2010, amended 2018]
To find out why the committee made the recommendations on assessing severity and
using prognostic factors and how it might affect practice, see rationale and impact.
Assessing and classifying the se

sevverity of airflow obstruction
1.1.26 Assess the severity of airflow obstruction according to the reduction in FEV1, as
shown in table 4. [2010]
1.1.27 For people with mild airflow obstruction, only diagnose COPD if they have one
or more of the symptoms in recommendation 1.1.1. [2010]
Table 4 Gr
Gradation
adation of sev
severity
erity of airflow obstruction
NICE ATS/ERS1 GOLD 20082 NICE guideline

guideline 2004 CG101 (2010)
CG12 (2004)
Post- FEV1 % Se
Sevverity of airflow obstruction
bronchodilator predicted
FEV1/FV
FEV1/FVCC
Post- Post- Post-

bronchodilator bronchodilator bronchodilator
< 0.7 ≥ 80% Mild Stage 1 – Mild Stage 1 – Mild
< 0.7 50–79% Mild Moderate Stage 2 – Stage 2 –

Moderate Moderate
< 0.7 30–49% Moderate Severe Stage 3 – Stage 3 –

Severe Severe
< 0.7 < 30% Severe Very severe Stage 4 – Very Stage 4 – Very
severe* severe*
* Or FEV1 below 50% with respiratory failure.

1 Celli BR, MacNee W (2004) Standards for the diagnosis and treatment of patients with
COPD: a summary of the ATS/ERS position paper. European Respiratory Journal 23(6):
932–46.
2 Global Initiative for Chronic Obstructive Lung Disease (GOLD) (2008) Global strategy for
the diagnosis, management, and prevention of chronic obstructive pulmonary disease.
Identifying early disease
1.1.28 Perform spirometry in people who are over 35, current or ex-smokers, and have
a chronic cough. [2004]
1.1.29 Consider spirometry in people with chronic bronchitis. A significant proportion

of these people will go on to develop airflow limitation. [2004]
Referr
Referral
al for specialist advice
1.1.30 When clinically indicated, refer people for specialist advice. Referral may be
appropriate at all stages of the disease and not solely in the most severely
disabled people (see table 5). [2004]
Table 5 Reasons for rreferr

eferral
al include
Reason Purpose
There is diagnostic uncertainty Confirm diagnosis and optimise therapy
Suspected severe COPD Confirm diagnosis and optimise therapy
The person with COPD requests a Confirm diagnosis and optimise therapy
second opinion
Onset of cor pulmonale Confirm diagnosis and optimise therapy
Assessment for oxygen therapy Optimise therapy and measure blood gases
Assessment for long-term nebuliser Optimise therapy and exclude inappropriate

therapy prescriptions
Assessment for oral corticosteroid Justify need for continued treatment or supervise
therapy withdrawal
Bullous lung disease Identify candidates for lung volume reduction

procedures
A rapid decline in FEV1 Encourage early intervention
Assessment for pulmonary Identify candidates for pulmonary rehabilitation

rehabilitation
Assessment for a lung volume Identify candidates for surgical or bronchoscopic

reduction procedure lung volume reduction
Assessment for lung transplantation Identify candidates for surgery
Dysfunctional breathing Confirm diagnosis, optimise pharmacotherapy and

access other therapists
Onset of symptoms under 40 years or a Identify alpha-1 antitrypsin deficiency, consider

family history of alpha-1 antitrypsin therapy and screen family
deficiency
Symptoms disproportionate to lung Look for other explanations including cardiac

function deficit impairment, pulmonary hypertension, depression
and hyperventilation
Frequent infections Exclude bronchiectasis
Haemoptysis Exclude carcinoma of the bronchus
1.1.31 People who are referred do not always have to be seen by a respiratory
physician. In some cases they may be seen by members of the COPD team who
have appropriate training and expertise. [2004]
1.2 Managing stable COPD
NICE has also produced a visual summary covering non-pharmacological management and use of
inhaled therapies.
1.2.1 For guidance on the management of multimorbidity, see the NICE guideline on
multimorbidity. [2018]
Smoking cessation
1.2.2 Document an up-to-date smoking history, including pack years smoked (number
of cigarettes smoked per day, divided by 20, multiplied by the number of years
smoked) for everyone with COPD. [2004]
1.2.3 At every opportunity, advise and encourage every person with COPD who is still
smoking (regardless of their age) to stop, and offer them help to do so. [2004]
1.2.4 Unless contraindicated, offer nicotine replacement therapy, varenicline or

bupropion as appropriate to people who want to stop smoking, combined with
an appropriate support programme to optimise smoking quit rates for people
with COPD. [2010]
1.2.5 For more guidance on helping people to quit smoking, see the NICE guideline on
stop smoking interventions and services. [2010]
1.2.6 For more guidance on varenicline see the NICE technology appraisal guidance
on varenicline for smoking cessation. [2010]
Inhaled ther
therap
apyy
Short-acting beta2 agonists (SABA) and short-acting muscarinic antagonists (SAMA)
1.2.7 Use short-acting bronchodilators, as necessary, as the initial empirical

treatment to relieve breathlessness and exercise limitation. [2004]
Inhaled corticoster
corticosteroids
oids (ICS)
1.2.8 Do not use oral corticosteroid reversibility tests to identify which people should
be prescribed inhaled corticosteroids, because they do not predict response to
inhaled corticosteroid therapy. [2004]
1.2.9 Be aware of, and be prepared to discuss with the person, the risk of side effects
(including pneumonia) in people who take inhaled corticosteroids for COPD[ ]. 1
[2010, amended 2018]
Inhaled combination ther

therapy
apy
Inhaled combination therapy refers to combinations of long-acting muscarinic antagonists (LAMA),

long-acting beta2 agonists (LABA), and inhaled corticosteroids (ICS).
1.2.10 Do not assess the effectiveness of bronchodilator therapy using lung function
alone. Include a variety of other measures such as improvement in symptoms,
activities of daily living, exercise capacity, and rapidity of symptom relief. [2004]
1.2.11 Offer LAMA+LABA[ ] to people who:

2
have spirometrically confirmed COPD and
do not have asthmatic features/features suggesting steroid responsiveness and
remain breathless or have exacerbations despite:
having used or been offered treatment for tobacco dependence if they smoke
and
optimised non-pharmacological management and relevant vaccinations and
using a short-acting bronchodilator. [2018]
1.2.12 Consider LABA+ICS for people who:
have spirometrically confirmed COPD and
have asthmatic features/features suggesting steroid responsiveness and
remain breathless or have exacerbations despite:
having used or been offered treatment for tobacco dependence if they smoke
and
optimised non-pharmacological management and relevant vaccinations and
using a short-acting bronchodilator. [2018]
1.2.13 For people who are using long-acting bronchodilators outside of

recommendations 1.2.11 and 1.2.12 and whose symptoms are under control,
explain to them that they can continue with their current treatment until both
they and their NHS healthcare professional agree it is appropriate to change.

[2018]
1.2.14 Before starting LAMA+LABA+ICS, conduct a clinical review to ensure that:
the person's non-pharmacological COPD management is optimised and they have used
or been offered treatment for tobacco dependence if they smoke
acute episodes of worsening symptoms are caused by COPD exacerbations and not by
another physical or mental health condition
the person's day-to-day symptoms that are adversely impacting their quality of life are
caused by COPD and not by another physical or mental health condition.. [2019]
1.2.15 For people with COPD who are taking LABA+ICS, offer LAMA+LABA+ICS if:
their day-to-day symptoms continue to adversely impact their quality of life or
they have a severe exacerbation (requiring hospitalisation) or
they have 2 moderate exacerbations within a year. [2019]
1.2.16 For people with COPD who are taking LAMA+LABA, consider
LAMA+LABA+ICS if:
they have a severe exacerbation (requiring hospitalisation) or
they have 2 moderate exacerbations within a year. [2019]
1.2.17 For people with COPD who are taking LAMA+LABA and whose day-to-day
symptoms adversely impact their quality of life:
consider a trial of LAMA+LABA+ICS, lasting for 3 months only
after 3 months, conduct a clinical review to establish whether or not LAMA+LABA+ICS

has improved their symptoms:
if symptoms have not improved, stop LAMA+LABA+ICS and switch back to

LAMA+LABA
if symptoms have improved, continue with LAMA+LABA+ICS. [2019]
1.2.18 Document the reason for continuing ICS use in clinical records and review at
least annually. [2019]
1.2.19 Base the choice of drugs and inhalers on:
how much they improve symptoms
the person's preferences and ability to use the inhalers
the drugs' potential to reduce exacerbations
their side effects
their cost.
Minimise the number of inhalers and the number of different types of inhaler used by
each person as far as possible. [2018]
1.2.20 When prescribing long-acting drugs, ensure people receive inhalers they have
been trained to use (for example, by specifying the brand and inhaler in
prescriptions). [2018]
To find out why the committee made the 2018 and 2019 recommendations on inhaled
combination therapy and how they might affect practice, see rationale and impact.
Deliv
Delivery
ery systems used to tr
treat
eat stable COPD
Most people with COPD – whatever their age – can develop adequate inhaler technique if they are
given training. However, people with significant cognitive impairment may be unable to use any
form of inhaler device. In most people with COPD, however, a pragmatic approach guided by
individual patient assessment is needed when choosing a device.
Inhalers
1.2.21 In most cases bronchodilator therapy is best administered using a hand-held

inhaler (including a spacer if appropriate). [2004]
1.2.22 Provide an alternative inhaler if a person cannot use a particular one correctly
or it is not suitable for them. [2004]
1.2.23 Only prescribe inhalers after people have been trained to use them and can
demonstrate satisfactory technique. [2004]
1.2.24 People with COPD should have their ability to use an inhaler regularly assessed
and corrected if necessary by a healthcare professional competent to do so.
[2004]
Spacers
1.2.25 Provide a spacer that is compatible with the person's metered-dose inhaler.
[2004]
1.2.26 Advise people to use a spacer with a metered-dose inhaler in the following way:
administer the drug by single actuations of the metered-dose inhaler into the spacer,
inhaling after each actuation
there should be minimal delay between inhaler actuation and inhalation
normal tidal breathing can be used as it is as effective as single breaths
repeat if a second dose is required. [2004]
1.2.27 Advise people on spacer cleaning. Tell them:
not to clean the spacer more than monthly, because more frequent cleaning affects
their performance (because of a build-up of static)
to hand wash using warm water and washing-up liquid, and allow the spacer to air dry.
[2004, amended 2018]
Nebulisers
1.2.28 Think about nebuliser therapy for people with distressing or disabling
breathlessness despite maximal therapy using inhalers. [2004]
1.2.29 Do not prescribe nebulised therapy without an assessment of the person's and/
or carer's ability to use it. [2004]
1.2.30 Do not continue nebulised therapy without assessing and confirming that 1 or
more of the following occurs:
a reduction in symptoms
an increase in the ability to undertake activities of daily living
an increase in exercise capacity
an improvement in lung function. [2004]
1.2.31 Use a nebuliser system that is known to be efficient[ ]. [2004] 3
1.2.32 Offer people a choice between a facemask and a mouthpiece to administer their
nebulised therapy, unless the drug specifically requires a mouthpiece (for
example, anticholinergic drugs). [2004]
1.2.33 If nebuliser therapy is prescribed, provide the person with equipment, servicing,
and ongoing advice and support. [2004]
Or
Oral
al ther
therap
apyy
Or
Oral
al corticoster
corticosteroids
oids
1.2.34 Long-term use of oral corticosteroid therapy in COPD is not normally

recommended. Some people with advanced COPD may need long-term oral
corticosteroids when these cannot be withdrawn following an exacerbation. In
these cases, the dose of oral corticosteroids should be kept as low as possible.
[2004]
1.2.35 Monitor people who are having long-term oral corticosteroid therapy for
osteoporosis, and give them appropriate prophylaxis. Start prophylaxis without
monitoring for people over 65. [2004]
Or
Oral
al theoph
theophylline
ylline
In this section of the guideline, the term theophylline refers to slow-release formulations of the
drug.
1.2.36 Theophylline should only be used after a trial of short-acting bronchodilators

and long-acting bronchodilators, or for people who are unable to use inhaled
therapy, as plasma levels and interactions need to be monitored. [2004]
1.2.37 Take particular caution when using theophylline in older people, because of
differences in pharmacokinetics, the increased likelihood of comorbidities and
the use of other medications. [2004]
1.2.38 Assess the effectiveness of theophylline by improvements in symptoms,

activities of daily living, exercise capacity and lung function. [2004]
1.2.39 Reduce the dose of theophylline for people who are having an exacerbation if
they are prescribed macrolide or fluoroquinolone antibiotics (or other drugs
known to interact). [2004]
Or
Oral
al mucolytic ther
therapy
apy
1.2.40 Consider mucolytic drug therapy for people with a chronic cough productive of
sputum. [2004]
1.2.41 Only continue mucolytic therapy if there is symptomatic improvement (for

example, reduction in frequency of cough and sputum production). [2004]
1.2.42 Do not routinely use mucolytic drugs to prevent exacerbations in people with
stable COPD. [2010]
Or
Oral
al anti-o
anti-oxidant
xidant ther
therapy
apy
1.2.43 Treatment with alpha-tocopherol and beta-carotene supplements, alone or in

combination, is not recommended. [2004]
Or
Oral
al anti-tussiv
anti-tussivee ther
therapy
apy
1.2.44 Anti-tussive therapy should not be used in the management of stable COPD.
[2004]
Or
Oral
al pr
proph
ophylactic
ylactic antibiotic ther
therapy
apy
1.2.45 Before starting prophylactic antibiotic therapy in a person with COPD, think
about whether respiratory specialist input is needed. [2018]
1.2.46 Consider azithromycin (usually 250 mg 3 times a week) for people with COPD if
they:
do not smoke and
have optimised non-pharmacological management and inhaled therapies, relevant

vaccinations and (if appropriate) have been referred for pulmonary rehabilitation and
continue to have 1 or more of the following, particularly if they have significant daily
sputum production:
frequent (typically 4 or more per year) exacerbations with sputum production
prolonged exacerbations with sputum production
exacerbations resulting in hospitalisation.[ ] [2018]

4
1.2.47 Before offering prophylactic antibiotics, ensure that the person has had:
sputum culture and sensitivity (including tuberculosis culture), to identify other

possible causes of persistent or recurrent infection that may need specific treatment
(for example, antibiotic-resistant organisms, atypical mycobacteria or Pseudomonas
aeruginosa)
training in airway clearance techniques to optimise sputum clearance (see

recommendation 1.2.99)
a CT scan of the thorax to rule out bronchiectasis and other lung pathologies. [2018]
1.2.48 Before starting azithromycin, ensure the person has had:
an electrocardiogram (ECG) to rule out prolonged QT interval and
baseline liver function tests. [2018]
1.2.49 When prescribing azithromycin, advise people about the small risk of hearing
loss and tinnitus, and tell them to contact a healthcare professional if this
occurs. [2018]
1.2.50 Review prophylactic azithromycin after the first 3 months, and then at least
every 6 months. [2018]
1.2.51 Only continue treatment if the continued benefits outweigh the risks. Be aware
that there are no long-term studies on the use of prophylactic antibiotics in
people with COPD. [2018]
1.2.52 For people who are taking prophylactic azithromycin and are still at risk of
exacerbations, provide a non-macrolide antibiotic to keep at home as part of
their exacerbation action plan (see recommendation 1.2.126). [2018]
1.2.53 Be aware that it is not necessary to stop prophylactic azithromycin during an

acute exacerbation of COPD. [2018]
To find out why the committee made the 2018 recommendations on prophylactic oral
antibiotic therapy and how they might affect practice, see rationale and impact.
Or
Oral
al phosphodiester
phosphodiesterase-4
ase-4 inhibitors
1.2.54 For guidance on treating severe COPD with roflumilast, see NICE's technology
appraisal guidance on roflumilast for treating chronic obstructive pulmonary
disease. [2018]
Oxygen
Long-term ooxygen
xygen ther
therapy
apy
1.2.55 Be aware that inappropriate oxygen therapy in people with COPD may cause
respiratory depression. [2004]
1.2.56 Assess the need for oxygen therapy in people with:
very severe airflow obstruction (FEV1 below 30% predicted)
cyanosis (blue tint to skin)
polycythaemia
peripheral oedema (swelling)
a raised jugular venous pressure
oxygen saturations of 92% or less breathing air.
Also consider assessment for people with severe airflow obstruction (FEV1 30–49%
predicted). [2004]
1.2.57 Assess people for long-term oxygen therapy by measuring arterial blood gases
on 2 occasions at least 3 weeks apart in people who have a confident diagnosis

of COPD, who are receiving optimum medical management and whose COPD is
stable. [2004]
1.2.58 Consider long-term oxygen therapy[ ] for people with COPD who do not smoke
5
and who:
have a partial pressure of oxygen in arterial blood (PaO2) below 7.3 kPa when stable or
have a PaO2 above 7.3 and below 8 kPa when stable, if they also have 1 or more of the
following:
secondary polycythaemia
peripheral oedema
pulmonary hypertension. [2018]
1.2.59 Conduct and document a structured risk assessment for people being assessed
for long-term oxygen therapy who meet the criteria in recommendation 1.2.58.
As part of the risk assessment, cover the risks for both the person with COPD
and the people who live with them, including:
the risks of falls from tripping over the equipment
the risks of burns and fires, and the increased risk of these for people who live in homes
where someone smokes (including e-cigarettes).
Base the decision on whether long-term oxygen therapy is suitable on the results of
the structured risk assessment. [2018]
1.2.60 For people who smoke or live with people who smoke, but who meet the other
criteria for long-term oxygen therapy, ensure the person who smokes is offered
smoking cessation advice and treatment, and referral to specialist stop smoking
services (see the NICE guidelines on stop smoking interventions and services
and medicines optimisation). [2018]
1.2.61 Do not offer long-term oxygen therapy to people who continue to smoke
despite being offered smoking cessation advice and treatment, and referral to
specialist stop smoking services. [2018]
1.2.62 Advise people who are having long-term oxygen therapy that they should
breathe supplemental oxygen for a minimum of 15 hours per day. [2018]
1.2.63 Do not offer long-term oxygen therapy to treat isolated nocturnal hypoxaemia
caused by COPD. [2018]
1.2.64 To ensure everyone eligible for long-term oxygen therapy is identified, pulse
oximetry should be available in all healthcare settings. [2004]
1.2.65 Oxygen concentrators should be used to provide the fixed supply at home for
long-term oxygen therapy. [2004]
1.2.66 People who are having long-term oxygen therapy should be reviewed at least
once per year by healthcare professionals familiar with long-term oxygen
therapy. This review should include pulse oximetry. [2004]
To find out why the committee made the 2018 recommendations on long-term oxygen
therapy and how they might affect practice, see rationale and impact.
Ambulatory ooxygen
xygen ther
therapy
apy
1.2.67 Do not offer ambulatory oxygen to manage breathlessness in people with

COPD who have mild or no hypoxaemia at rest. [2018]
1.2.68 Consider ambulatory oxygen in people with COPD who have exercise
desaturation and are shown to have an improvement in exercise capacity with
oxygen, and have the motivation to use oxygen. [2004, amended 2018]
1.2.69 Prescribe ambulatory oxygen to people who are already on long-term oxygen
therapy, who wish to continue oxygen therapy outside the home, and who are
prepared to use it. [2004]
1.2.70 Only prescribe ambulatory oxygen therapy after an appropriate assessment has
been performed by a specialist. The purpose of the assessment is to assess the
extent of desaturation, the improvement in exercise capacity with supplemental
oxygen, and the oxygen flow rate needed to correct desaturation. [2004]
1.2.71 Small light-weight cylinders, oxygen-conserving devices and portable liquid
oxygen systems should be available for people with COPD. [2004]
1.2.72 When choosing which equipment to prescribe, take account of the hours of
ambulatory oxygen use and oxygen flow rate needed. [2004]
Short-burst ooxygen
xygen ther
therapy
apy
1.2.73 Do not offer short-burst oxygen therapy to manage breathlessness in people

with COPD who have mild or no hypoxaemia at rest. [2018]
To find out why the committee made the 2018 recommendations on ambulatory
oxygen and short-burst oxygen therapy, and how they might affect practice, see
rationale and impact.
Non-in
Non-invvasiv
asivee vventilation
entilation
1.2.74 Refer people who are adequately treated but have chronic hypercapnic
respiratory failure and have needed assisted ventilation (whether invasive or
non-invasive) during an exacerbation, or who are hypercapnic or acidotic on
long-term oxygen therapy, to a specialist centre for consideration of long-term
non-invasive ventilation. [2004]
Managing pulmonary h
hypertension
ypertension and cor pulmonale
In this guideline 'cor pulmonale' is defined as a clinical condition that is identified and managed on
the basis of clinical features. It includes people who have right heart failure secondary to lung
disease and people whose primary pathology is salt and water retention, leading to the
development of peripheral oedema (swelling).
Diagnosing pulmonary h
hypertension
ypertension and cor pulmonale
1.2.75 Suspect a diagnosis of cor pulmonale for people with:
peripheral oedema (swelling)
a raised venous pressure
a systolic parasternal heave
a loud pulmonary second heart sound. [2004]
1.2.76 It is recommended that the diagnosis of cor pulmonale is made clinically and
that this process should involve excluding other causes of peripheral oedema
(swelling). [2004]
Treating pulmonary h
hypertension
ypertension
1.2.77 Do not offer the following treatments solely to manage pulmonary hypertension
caused by COPD, except as part of a randomised controlled trial:
bosentan
losartan
nifedipine
nitric oxide
pentoxifylline
phosphodiesterase-5 inhibitors
statins. [2018]
Treating cor pulmonale
1.2.78 Ensure that people with cor pulmonale caused by COPD are offered optimal
COPD treatment, including advice and interventions to help them stop smoking.
For people who need treatment for hypoxia, see the section on long-term
oxygen therapy. [2018]
1.2.79 Oedema associated with cor pulmonale can usually be controlled

symptomatically with diuretic therapy. [2004]
1.2.80 Do not use the following to treat cor pulmonale caused by COPD:
alpha-blockers
angiotensin-converting enzyme inhibitors
calcium channel blockers
digoxin (unless there is atrial fibrillation). [2018]
To find out why the committee made the 2018 recommendations on managing
pulmonary hypertension and cor pulmonale and how they might affect practice, see
rationale and impact.
Pulmonary rehabilitation
Pulmonary rehabilitation is defined as a multidisciplinary programme of care for people with

chronic respiratory impairment. It is individually tailored and designed to optimise each person's
physical and social performance and autonomy.
1.2.81 Make pulmonary rehabilitation available to all appropriate people with COPD
(see recommendation 1.2.82), including people who have had a recent
hospitalisation for an acute exacerbation. [2010]
1.2.82 Offer pulmonary rehabilitation to all people who view themselves as

functionally disabled by COPD (usually Medical Research Council [MRC]
grade 3 and above). Pulmonary rehabilitation is not suitable for people who are
unable to walk, who have unstable angina or who have had a recent myocardial
infarction. [2004]
1.2.83 For pulmonary rehabilitation programmes to be effective, and to improve

adherence, they should be held at times that suit people, in buildings that are
easy to get to and that have good access for people with disabilities. Places
should be available within a reasonable time of referral. [2004]
1.2.84 Pulmonary rehabilitation programmes should include multicomponent,

multidisciplinary interventions that are tailored to the individual person's needs.
The rehabilitation process should incorporate a programme of physical training,
disease education, and nutritional, psychological and behavioural intervention.
[2004]
1.2.85 Advise people of the benefits of pulmonary rehabilitation and the commitment
needed to gain these. [2004]
Vaccination and anti-vir

anti-viral
al ther
therap
apyy
1.2.86 Offer pneumococcal vaccination and an annual flu vaccination to all people with
COPD, as recommended by the Chief Medical Officer. [2004]
1.2.87 For guidance on preventing and treating flu, see the NICE technology appraisals
on oseltamivir, amantadine (review) and zanamivir for the prophylaxis of
influenza and amantadine, oseltamivir and zanamivir for the treatment of
influenza. [2004]
Lung surgery and lung vvolume

olume reduction procedures
1.2.88 Offer a respiratory review to assess whether a lung volume reduction

procedure is a possibility for people with COPD when they complete pulmonary
rehabilitation and at other subsequent reviews, if all of the following apply:
they have severe COPD, with FEV1 less than 50% and breathlessness that affects their
quality of life despite optimal medical treatment (see recommendations 1.2.11 to
1.2.17)
they do not smoke
they can complete a 6-minute walk distance of at least 140 m (if limited by
breathlessness). [2018]
1.2.89 At the respiratory review, refer the person with COPD to a lung volume
reduction multidisciplinary team to assess whether lung volume reduction
surgery or endobronchial valves are suitable if they have:
hyperinflation, assessed by lung function testing with body plethysmography and
emphysema on unenhanced CT chest scan and
optimised treatment for other comorbidities. [2018]
1.2.90 Only offer endobronchial coils as part of a clinical trial and after assessment by a
lung volume reduction multidisciplinary team. [2018]
1.2.91 For more guidance on lung volume reduction procedures, see the NICE
interventional procedures guidance on lung volume reduction surgery,
endobronchial valves and endobronchial coils. [2018]
1.2.92 Refer people with COPD for an assessment for bullectomy if they are breathless
and a CT scan shows a bulla occupying at least one third of the hemithorax.
[2018]
1.2.93 Consider referral to a specialist multidisciplinary team to assess for lung

transplantation for people who:
have severe COPD, with FEV1 less than 50% and breathlessness that affects their
quality of life despite optimal medical treatment (see recommendations 1.2.11 to
1.2.17) and
do not smoke and
have completed pulmonary rehabilitation and
do not have contraindications for transplantation (for example, comorbidities or

frailty). [2018]
1.2.94 Do not use previous lung volume reduction procedures as a reason not to refer a
person for assessment for lung transplantation. [2018]
To find out why the committee made the 2018 recommendations on lung volume
reduction procedures, bullectomy and lung transplantation and how they might affect
practice, see rationale and impact.
Alpha-1 antitrypsin replacement ther

therap
apyy
1.2.95 Alpha-1 antitrypsin replacement therapy is not recommended for people with
alpha-1 antitrypsin deficiency (see also recommendation 1.1.17). [2004]
Multidisciplinary management
1.2.96 COPD care should be delivered by a multidisciplinary team. [2004]
1.2.97 When defining the activity of the multidisciplinary team, think about the
following functions:
assessment (including performing spirometry, assessing which delivery systems to use

for inhaled therapy, the need for aids for daily living and assessing the need for oxygen)
care and treatment, including:
pulmonary rehabilitation
identifying and managing anxiety and depression
advising people on relaxation techniques
dietary issues
exercise
social security benefits and travel
hospital-at-home/early discharge schemes
non-invasive ventilation and palliative care
advising people on self-management strategies
identifying and monitoring people at high risk of exacerbations and undertaking

activities to avoid emergency admissions
education for people with COPD, their carers, and for healthcare professionals. [2004]
Respir
Respiratory
atory nurse specialists
1.2.98 It is recommended that the multidisciplinary COPD team includes respiratory

nurse specialists. [2004]
Ph
Physiother
ysiotherapy
apy
1.2.99 If people have excessive sputum, they should be taught:
how to use positive expiratory pressure devices
active cycle of breathing techniques. [2004, amended 2018]
Identifying and managing anxiety and depr

depression
ession
1.2.100 Be alert for anxiety and depression in people with COPD. Consider whether
people have anxiety or depression, particularly if they:
have severe breathlessness
are hypoxic
have been seen at or admitted to a hospital with an exacerbation of COPD. [2004,

amended 2018]
1.2.101 For guidance on diagnosing and managing depression, see the NICE guideline on
depression in adults with a chronic physical health problem. [2004]
1.2.102 For guidance on managing anxiety, see the NICE guideline on generalised
anxiety disorder and panic disorder in adults. [2018]
Nutritional factors
1.2.103 Calculate BMI for people with COPD:
the normal range for BMI is 20 to less than 25 kg/m2[ ] 6
refer people for dietetic advice if they have a BMI that is abnormal (high or low) or
changing over time
for people with a low BMI, give nutritional supplements to increase their total calorific
intake and encourage them to exercise to augment the effects of nutritional
supplementation. [2004]
1.2.104 For guidance on nutrition support, see the NICE guideline on nutrition support
for adults. [2004]
1.2.105 Pay attention to changes in weight in older people, particularly if the change is
more than 3 kg. [2004]
Palliativ
alliativee car
caree
1.2.106 When appropriate, use opioids to relieve breathlessness in people with end-
stage COPD that is unresponsive to other medical therapy. [2004]
1.2.107 When appropriate, use benzodiazepines, tricyclic antidepressants, major

tranquillisers and oxygen for breathlessness in people with end-stage COPD
that is unresponsive to other medical therapy. [2004]
1.2.108 People with end-stage COPD and their family members or carers (as
appropriate) should have access to the full range of services offered by
multidisciplinary palliative care teams, including admission to hospices. [2004]
1.2.109 For standards and measures on palliative care, see the NICE quality standard on
end of life care for adults. [2018]
1.2.110 For guidance on care for people in the last days of life, see the NICE guideline on
care of dying adults. [2018]
Assessment for occupational ther

therapy
apy
1.2.111 Regularly ask people with COPD about their ability to undertake activities of
daily living and how breathless these activities make them. [2004]
1.2.112 Clinicians that care for people with COPD should assess their need for
occupational therapy using validated tools. [2004]
Social services
1.2.113 Consider referring people for assessment by social services if they have
disabilities caused by COPD. [2004]
Advice on tr
trav
avel
el
1.2.114 Assess people who are using long-term oxygen therapy and who are planning air
travel in line with the BTS recommendations[ ]. [2004]7
1.2.115 Assess people with an FEV1 below 50% predicted who are planning air travel in
line with the BTS recommendations. [2004]
1.2.116 Warn people with bullous disease that they are at a theoretically increased risk
of a pneumothorax during air travel. [2004]
Advice on diving
1.2.117 Scuba diving is not generally recommended for people with COPD. Advise
people with queries to seek specialist advice. [2004]
Education
1.2.118 There are significant differences in the response of people with COPD and
asthma to education programmes. Programmes designed for asthma should not
be used in COPD. [2004]
1.2.119 At diagnosis and at each review appointment, offer people with COPD and their
family members or carers (as appropriate):
written information about their condition
opportunities for discussion with a healthcare professional who has experience in

caring for people with COPD. [2018]
1.2.120 Ensure the information provided is:
available on an ongoing basis
relevant to the stage of the person's condition
tailored to the person's needs. [2018]
1.2.121 At minimum, the information should cover:
an explanation of COPD and its symptoms
advice on quitting smoking (if relevant) and how this will help with the person's COPD
advice on avoiding passive smoke exposure
managing breathlessness
physical activity and pulmonary rehabilitation
medicines, including inhaler technique and the importance of adherence
vaccinations
identifying and managing exacerbations
details of local and national organisations and online resources that can provide more
information and support
how COPD will affect other long-term conditions that are common in people with
COPD (for example hypertension, heart disease, anxiety, depression and
musculoskeletal problems). [2018]
1.2.122 Be aware of the obligation to provide accessible information as detailed in the

NHS Accessible Information Standard. For more guidance on providing
information to people and discussing their preferences with them, see the NICE
guideline on patient experience in adult NHS services. [2018]
To find out why the committee made the 2018 recommendations on education and
how they might affect practice, see rationale and impact.
1.2.123 Advise people with COPD that the following factors increase their risk of
exacerbations:
continued smoking or relapse for ex-smokers
exposure to passive smoke
viral or bacterial infection
indoor and outdoor air pollution
lack of physical activity
seasonal variation (winter and spring). [2018]
To find out why the committee made the 2018 recommendation on risk factors for
exacerbations and how it might affect practice see rationale and impact.
Self-management
1.2.124 Develop an individualised self-management plan in collaboration with each

person with COPD and their family members or carers (as appropriate), and:
include education on all relevant points from recommendation 1.2.121
review the plan at future appointments. [2018]
1.2.125 Develop an individualised exacerbation action plan in collaboration with each

person with COPD who is at risk of exacerbations. [2018]
1.2.126 Offer people a short course of oral corticosteroids and a short course of oral
antibiotics to keep at home as part of their exacerbation action plan if:
they have had an exacerbation within the last year, and remain at risk of exacerbations
they understand and are confident about when and how to take these medicines, and
the associated benefits and harms
they know to tell their healthcare professional when they have used the medicines, and
to ask for replacements. [2018]
1.2.127 For guidance on the choice of antibiotics see the NICE guideline on
antimicrobial prescribing for acute exacerbations of COPD. [2018]
1.2.128 At all review appointments, discuss corticosteroid and antibiotic use with
people who keep these medicines at home, to check that they still understand
how to use them. For people who have used 3 or more courses of oral
corticosteroids and/or oral antibiotics in the last year, investigate the possible
reasons for this. [2018]
1.2.129 See recommendations 1.3.13 to 1.3.20 for more guidance on oral

corticosteroids. [2018]
1.2.130 Encourage people with COPD to respond promptly to exacerbation symptoms

by following their action plan, which may include:
adjusting their short-acting bronchodilator therapy to treat their symptoms
taking a short course of oral corticosteroids if their increased breathlessness

interferes with activities of daily living
adding oral antibiotics if their sputum changes colour and increases in volume or
thickness beyond their normal day-to-day variation
telling their healthcare professional. [2018]
1.2.131 Ask people with COPD if they experience breathlessness they find frightening.
If they do, consider including a cognitive behavioural component in their self-
management plan to help them manage anxiety and cope with breathlessness.
[2018]
1.2.132 For people at risk of hospitalisation, explain to them and their family members
or carers (as appropriate) what to expect if this happens (including non-invasive
ventilation and discussions on future treatment preferences, ceilings of care and
resuscitation). [2018]
Telehealth monitoring
1.2.133 Do not offer routine telehealth monitoring of physiological status as part of

management for stable COPD. [2018]
To find out why the committee made the 2018 recommendations on self-management
and telehealth monitoring and how they might affect practice, see rationale and
impact.
Fitness for gener

general
al surgery
1.2.134 The ultimate clinical decision about whether or not to proceed with surgery
should rest with a consultant anaesthetist and consultant surgeon, taking
account of comorbidities, functional status and the need for the surgery. [2004]
1.2.135 It is recommended that lung function should not be the only criterion used to
assess people with COPD before surgery. Composite assessment tools such as
the ASA scoring system are the best predictors of risk. [2004]
1.2.136 If time permits, optimise the medical management of people with COPD before
surgery. This might include a course of pulmonary rehabilitation. [2004]
Follow-up of people with COPD
1.2.137 Follow-up of all people with COPD should include:
highlighting the diagnosis of COPD in the case record and recording this using Read
Codes on a computer database
recording the values of spirometric tests performed at diagnosis (both absolute and
percent predicted)
offering advice and treatment to help them stop smoking, and referral to specialist
stop smoking services (see the NICE guideline on stop smoking interventions and
services)
recording the opportunistic measurement of spirometric parameters (a loss of 500 ml

or more over 5 years will show which people have rapidly progressing disease and may
need specialist referral and investigation). [2004, amended 2018]
1.2.138 Review people with COPD at least once per year and more frequently if
indicated, and cover the issues listed in table 6. [2004]
1.2.139 For most people with stable severe COPD regular hospital review is not
necessary, but there should be locally agreed mechanisms to allow rapid access
to hospital assessment when needed. [2004]
1.2.140 When people with very severe COPD are reviewed in primary care they should
be seen at least twice per year, and specific attention should be paid to the
issues listed in table 6. [2004]
1.2.141 Specialists should regularly review people with severe COPD who need
interventions such as long-term non-invasive ventilation. [2004]
Table 6 Summary of follow-up of people with COPD in primary car

caree
Mild/moder
Mild/moderate/se
ate/sevvere (stages 1 to Very se
sevvere (stage 4)
3)
Frequency At least annual At least twice per year
Clinical • Smoking status and motivation to • Smoking status and motivation to

assessment quit quit
• Adequacy of symptom control: • Adequacy of symptom control:
– breathlessness – breathlessness
– exercise tolerance – exercise tolerance
– estimated exacerbation – estimated exacerbation frequency
frequency • Presence of cor pulmonale
• Need for pulmonary • Need for long-term oxygen therapy
rehabilitation
• Person with COPD's nutritional state
• Presence of complications
• Presence of depression
• Effects of each drug treatment
• Effects of each drug treatment
• Inhaler technique
• Inhaler technique
• Need for referral to specialist and
• Need for social services and
therapy services
occupational therapy input
• Need for referral to specialist and
therapy services
• Need for pulmonary rehabilitation
Measurements • FEV1 and FVC • FEV1 and FVC

to make • calculate BMI • calculate BMI
• MRC dyspnoea score • MRC dyspnoea score
• SaO2
1.3 Managing exacerbations of COPD
Definition of an e
exacerbation
xacerbation
An exacerbation is a sustained worsening of the patient's symptoms from their usual stable state
which is beyond normal day-to-day variations, and is acute in onset. Commonly reported symptoms
are worsening breathlessness, cough, increased sputum production and change in sputum colour.
The change in these symptoms often necessitates a change in medication.
Assessing the need for hospital treatment
1.3.1 Use the factors in table 7 to assess whether people with COPD need hospital
treatment. [2004]
Table 7 FFactors
actors to consider when deciding wher
wheree to tr
treat
eat the person with COPD
Factor Treat at Treat in hospital

home
Able to cope at home Yes No
Breathlessness Mild Severe
General condition Good Poor/

deteriorating
Level of activity Good Poor/confined to

bed
Cyanosis No Yes
Worsening peripheral oedema No Yes
Level of consciousness Normal Impaired
Already receiving long-term oxygen therapy No Yes
Social circumstances Good Living alone/not

coping
Acute confusion No Yes
Rapid rate of onset No Yes
Significant comorbidity (particularly cardiac disease and No Yes

insulin-dependent diabetes)
SaO2 < 90% No Yes
Changes on chest radiograph No Present
Arterial pH level ≥ 7.35 < 7.35
Arterial PaO2 ≥ 7 kPa < 7 kPa
In
Invvestigating an e
exacerbation
xacerbation
The diagnosis of an exacerbation is made clinically and does not depend on the results of
investigations. However, investigations may sometimes be useful in ensuring appropriate
treatment is given. Different investigation strategies are needed for people in hospital (who will
tend to have more severe exacerbations) and people in the community.
Primary car
caree
1.3.2 For people who have their exacerbation managed in primary care:
sending sputum samples for culture is not recommended in routine practice
pulse oximetry is of value if there are clinical features of a severe exacerbation. [2004]
People rreferr
eferred
ed to hospital
1.3.3 In all people presenting to hospital with an acute exacerbation:
obtain a chest X-ray
measure arterial blood gas tensions and record the inspired oxygen concentration
record an ECG (to exclude comorbidities)
perform a full blood count and measure urea and electrolyte concentrations
measure a theophylline level on admission in people who are taking theophylline

therapy
send a sputum sample for microscopy and culture if the sputum is purulent
take blood cultures if the person has pyrexia. [2004, amended 2018]
Hospital-at-home and assisted-discharge schemes
1.3.4 Hospital-at-home and assisted-discharge schemes are safe and effective and
should be used as an alternative way of caring for people with exacerbations of
COPD who would otherwise need to be admitted or stay in hospital. [2004]
1.3.5 The multiprofessional team that operates these schemes should include allied
health professionals with experience in managing COPD, and may include
nurses, physiotherapists, occupational therapists and other health workers.
[2004]
1.3.6 There are currently insufficient data to make firm recommendations about
which people with COPD with an exacerbation are most suitable for hospital-at-
home or early discharge. Selection should depend on the resources available
and absence of factors associated with a worse prognosis (for example,
acidosis). [2004]
1.3.7 Include people's preferences about treatment at home or in hospital in decision-

making. [2004]
Pharmacological management
Increased breathlessness is a common feature of COPD exacerbations. This is usually managed by

taking increased doses of short-acting bronchodilators.
Deliv
Delivery
ery systems for inhaled ther
therapy
apy during eexxacerbations
1.3.8 Both nebulisers and hand-held inhalers can be used to administer inhaled
therapy during exacerbations of COPD. [2004]
1.3.9 The choice of delivery system should reflect the dose of drug needed, the
person's ability to use the device, and the resources available to supervise
therapy administration. [2004]
1.3.10 Change people to hand-held inhalers as soon as their condition has stabilised,
because this may allow them to be discharged from hospital earlier. [2004]
1.3.11 If a person with COPD is hypercapnic or acidotic the nebuliser should be driven
by compressed air rather than oxygen (to avoid worsening hypercapnia). If
oxygen therapy is needed, administer it simultaneously by nasal cannulae.
[2004]
1.3.12 The driving gas for nebulised therapy should always be specified in the
prescription. [2004]
Systemic corticoster
corticosteroids
oids
1.3.13 In the absence of significant contraindications, use oral corticosteroids, in

conjunction with other therapies, in all people admitted to hospital with a COPD
exacerbation. [2004]
1.3.14 In the absence of significant contraindications, consider oral corticosteroids for

people in the community who have an exacerbation with a significant increase in
breathlessness that interferes with daily activities. [2004]
1.3.15 Encourage people who need corticosteroid therapy to present early to get
maximum benefits. [2004]
1.3.16 Offer 30 mg oral prednisolone daily for 5 days. [2019]
1.3.17 For guidance on stopping oral corticosteroid therapy it is recommended that

clinicians refer to the BNF. [2004]
1.3.18 Think about osteoporosis prophylaxis for people who need frequent courses of
oral corticosteroids. [2004]
1.3.19 Make people aware of the optimum duration of treatment and the adverse
effects of prolonged therapy. [2004]
1.3.20 Give people (particularly people discharged from hospital) clear instructions on
why, when and how to stop their corticosteroid treatment. [2004]
To find out why the committee made the 2019 recommendation on duration of oral
corticosteroid use and how it might affect practice, see rationale and impact.
Antibiotics
1.3.21 For guidance on using antibiotics to treat COPD exacerbations, see the NICE
guideline on antimicrobial prescribing for acute exacerbations of COPD. [2018]
Theoph
Theophylline
ylline and other meth
methylx
ylxanthines
anthines
1.3.22 Only use intravenous theophylline as an adjunct to exacerbation management if

there is an inadequate response to nebulised bronchodilators. [2004]
1.3.23 Take care when using intravenous theophylline, because of its interactions with
other drugs and potential toxicity if the person has been taking oral
theophylline. [2004]
1.3.24 Monitor theophylline levels within 24 hours of starting treatment, and as

frequently as indicated by the clinical circumstances after this. [2004]
Respir
Respiratory
atory stimulants
1.3.25 It is recommended that doxapram is used only when non-invasive ventilation is

either unavailable or inappropriate. [2004]
Oxygen ther
therap
apyy during e
exacerbations
xacerbations of COPD
1.3.26 Measure oxygen saturation in people with an exacerbation if there are no

facilities to measure arterial blood gases. [2004]
1.3.27 If necessary, prescribe oxygen to keep the oxygen saturation of arterial blood
(SaO2) within the individualised target range. [2010]
1.3.28 Pulse oximeters should be available to all healthcare professionals involved in

the care of people with exacerbations of COPD, and they should be trained in
their use. Clinicians should be aware that pulse oximetry gives no information
about the PaCO2 or pH. [2004]
1.3.29 Measure arterial blood gases and note the inspired oxygen concentration in all
people who arrive at hospital with an exacerbation of COPD. Repeat arterial
blood gas measurements regularly, according to the response to treatment.
[2004]
Non-in
Non-invasiv
vasive
e vventilation
entilation (NIV) and COPD e
exacerbations
xacerbations
1.3.30 Use NIV as the treatment of choice for persistent hypercapnic ventilatory
failure during exacerbations despite optimal medical therapy. [2004]
1.3.31 It is recommended that NIV should be delivered in a dedicated setting, with staff
who have been trained in its application, who are experienced in its use and who
are aware of its limitations. [2004]
1.3.32 When people are started on NIV there should be a clear plan covering what to
do in the event of deterioration, and ceilings of therapy should be agreed. [2004]
In
Invasiv
vasive
e vventilation
entilation and intensiv
intensivee care
1.3.33 Treat hospitalised exacerbations of COPD on intensive care units, including

invasive ventilation when this is thought to be necessary. [2004]
1.3.34 When assessing suitability for intubation and ventilation during exacerbations,
think about functional status, BMI, need for oxygen when stable, comorbidities
and previous admissions to intensive care units, in addition to age and FEV1.
Neither age nor FEV1 should be used in isolation when assessing suitability.
[2004]
1.3.35 Consider NIV for people who are slow to wean from invasive ventilation. [2004]
Respir
Respiratory
atory ph
physiother
ysiotherap
apyy and e
exacerbations
xacerbations
1.3.36 Consider physiotherapy using positive expiratory pressure devices for selected
people with exacerbations of COPD, to help with clearing sputum. [2004,
amended 2018]
Monitoring reco
recovvery from an e
exacerbation
xacerbation
1.3.37 Monitor people's recovery by regular clinical assessment of their symptoms and
observation of their functional capacity. [2004]
1.3.38 Use pulse oximetry to monitor the recovery of people with non-hypercapnic,
non-acidotic respiratory failure. [2004]
1.3.39 Use intermittent arterial blood gas measurements to monitor the recovery of
people with respiratory failure who are hypercapnic or acidotic, until they are
stable. [2004]
1.3.40 Do not routinely perform daily monitoring of peak expiratory flow (PEF) or
FEV1 to monitor recovery from an exacerbation, because the magnitude of
changes is small compared with the variability of the measurement. [2004]
Discharge planning
1.3.41 Measure spirometry in all people before discharge. [2004]
1.3.42 Re-establish people on their optimal maintenance bronchodilator therapy

before discharge. [2004]
1.3.43 People who have had an episode of respiratory failure should have satisfactory
oximetry or arterial blood gas results before discharge. [2004]
1.3.44 Assess all aspects of the routine care that people receive (including
appropriateness and risk of side effects) before discharge. [2004]
1.3.45 Give people (or home carers) appropriate information to enable them to fully
understand the correct use of medications, including oxygen, before discharge.
[2004]
1.3.46 Make arrangements for follow-up and home care (such as visiting nurse, oxygen
delivery or referral for other support) before discharge. [2004]
1.3.47 The person, their family and their physician should be confident that they can
manage successfully before they are discharged. A formal activities of daily
living assessment may be helpful when there is still doubt. [2004]
Terms used in this guideline
Asthmatic features/features suggesting steroid responsiv

responsiveness
eness
This includes any previous, secure diagnosis of asthma or of atopy, a higher blood eosinophil count,
substantial variation in FEV1 over time (at least 400 ml) or substantial diurnal variation in peak
expiratory flow (at least 20%).
Exacerbation
An exacerbation is a sustained worsening of the patient's symptoms from their usual stable state
which is beyond normal day-to-day variations, and is acute in onset. Commonly reported symptoms
are worsening breathlessness, cough, increased sputum production and change in sputum colour.
The change in these symptoms often necessitates a change in medication.
A general classification of the severity of an acute exacerbation (Oba Y et al. [2017]) is:
mild exacerbation, the person has an increased need for medication, which they can manage in
their own normal environment
moderate exacerbation, the person has a sustained worsening of respiratory status that
requires treatment with systemic corticosteroids and/or antibiotics
severe exacerbation, the person experiences a rapid deterioration in respiratory status that
requires hospitalisation.
Mild or no h
hypo
ypoxaemia
xaemia
People who are not taking long-term oxygen and who have a mean PaO2 greater than 7.3k Pa.
[1]
The Medicines and Healthcare Products Regulatory Agency (MHRA) has published advice on the
risk of psychological and behavioural side effects associated with inhaled corticosteroids (2010).
[2]
The MHRA has published advice on the risk for people with certain cardiac conditions when
taking tiotropium delivered via Respimat or Handihaler (2015).
[3]
The MHRA has published a safety alert around the use of non CE marked nebulisers for COPD.
[4]
At the time of publication (July 2019), azithromycin did not have a UK marketing authorisation for
this indication. The prescriber should follow relevant professional guidance, taking full
responsibility for the decision. Informed consent should be obtained and documented. See the
General Medical Council's Prescribing guidance: prescribing unlicensed medicines for further
information.
[5]
The MHRA has published an alert on the risk of death and severe harm from failure to obtain and
continue flow from oxygen cylinders (2018).
[6]
This recommendation was not reviewed as part of the 2018 or 2019 guideline updates. The NICE
guideline on obesity states that a healthy range is 18.5 to 24.9 kg/m2, but this range may not be
appropriate for people with COPD.
[7]
British Thoracic Society Standards of Care Committee (2002) Managing passengers with
respiratory disease planning air travel: British Thoracic Society recommendations. Thorax 57(4):
289–304.
Recommendations for research
The guideline committee has made the following recommendations for research. As part of the
2018 update, the guideline committee made additional research recommendations on prognostic
indices, inhaled therapies, prophylactic antibiotics, pulmonary hypertension and the diagnosis of
COPD through incidental CT scans.
Key recommendations for research
1 Pulmonary rehabilitation during hospital admission
In people with COPD, does pulmonary rehabilitation during hospital admission for exacerbation
and/or in the early recovery period (within 1 month of an exacerbation) improve quality of life and
reduce hospitalisations and exacerbations compared with a later (defined as after 1 month)
pulmonary rehabilitation programme, and in which groups is it most clinically and cost effective?
Wh
Whyy this is important
The greatest reconditioning and potential benefit from rehabilitation may occur in the early post-
exacerbation phase. If inpatient pulmonary rehabilitation is demonstrated to be effective this may
potentially impact on service delivery (for example, early discharge schemes). The cost
effectiveness of early versus later pulmonary rehabilitation programmes should also be evaluated.
Studies should be cluster randomised, be of sufficiently long duration and be adequately powered.
2 Multidimensional assessment of outcomes
How can the individual factors associated with COPD prognosis (collected from a range of sources
including primary care, imaging and pulmonary rehabilitation results) be combined into a
multidimensional analysis that provides accurate and useful information on prognosis?
Wh
People with COPD can experience anxiety concerning their disease prognosis. Suitable prognostic
tools could help alleviate this stress and allow people to make plans for the future. Existing
multidimensional indices are:
unable to classify people reliably into high- and low-risk groups better than FEV1 alone or
no better at predicting outcomes than FEV1 alone or
time-consuming and consisting of components that would not be routinely available in primary
care.
However, many individual factors are known to provide information, and the development of an
index/indices combining these factors could help with prognosis. These indices should be validated
in a general UK COPD population, and in primary care, in a wider range of outcomes than mortality
alone.
3 Inhaled ther
therapies
apies for people with COPD and asthma
What is the clinical and cost effectiveness of inhaled therapies (bronchodilators and/or inhaled
corticosteroids) in people with both stable COPD and asthma?
Wh
There are a large number of trials that look at the effectiveness of bronchodilators and/or steroids
in people with COPD, but the majority of them specifically excluded people with comorbid asthma.
As a result, there is a lack of evidence concerning the most clinically and cost-effective treatments
for this subgroup of people with COPD. Trials that recruit people with asthma and COPD could
provide this evidence and ensure that these people receive the most effective maintenance
treatments for their COPD and asthma.
4 Inhaled corticosteroid responsiv

responsiveness
eness
What features predict inhaled corticosteroid responsiveness most accurately in people with
COPD?
Wh
Bronchodilators and/or steroids are the main pharmacological treatments used to manage COPD.
People with asthma or asthmatic features that may make them steroid responsive may need a
different combination of drugs to other groups of people with COPD for the most effective
treatment of their symptoms. Identifying these people would help ensure that they receive
appropriate treatment.
5 Proph
Prophylactic
ylactic antibiotics for pre
prevventing e
exacerbations
xacerbations
Which subgroups of people with stable COPD who are at high risk of exacerbations are most likely
to benefit from prophylactic antibiotics?
Wh
People with COPD commonly experience exacerbations, which have a negative impact on their
quality of life and are linked to worse disease prognosis. Certain groups of people with COPD are at
higher risk of exacerbations, and reducing the number of exacerbations they experience should
improve quality of life for them and their families. However, subgroups of these people may benefit
particularly from this treatment. Identifying and targeting prophylactic antibiotics for these people
should help improve their quality of life. It may also identify people who would not benefit from
prophylactic antibiotics, and so reduce the risk of antibiotic resistance by reducing the overall
number of people taking prophylactic antibiotics for COPD. Randomised trials that include
subgroup analysis of participants based on factors such as biomarkers, clinical features, bacterial
patterns and comorbidities could provide useful information on this topic.
Other recommendations for research
Diagnosing COPD
What are the characteristics of people diagnosed with COPD as a result of an incidental finding of
emphysema on a CT scan, compared with those diagnosed with symptoms?
Proph
Prophylactic
ylactic antibiotics for pre
prevventing e
exacerbations
xacerbations
What is the long-term clinical and cost effectiveness of prophylactic antibiotics for people with
stable COPD who are at high risk of exacerbations?
What is the comparative effectiveness of different antibiotics, doses and regimens of prophylactic
antibiotics for people with stable COPD who are at high risk of exacerbations?
What is the comparative effectiveness of seasonal versus continuous prophylactic antibiotics for
people with stable COPD who are at high risk of exacerbations?
Pulmonary h
hypertension
ypertension
What are the most clinical and cost-effective treatments for pulmonary hypertension in people
with COPD?
Mucolytic ther
therap
apyy
In people with COPD, does mucolytic drug therapy prevent exacerbations in comparison with
placebo and other therapies?
Rationale and impact
These sections briefly explain why the committee made the recommendations and how they might
affect practice. They link to details of the evidence and a full description of the committee's
discussion.
Incidental findings on chest X-ray or CT scans
Recommendations 1.1.12 to 1.1.14
Wh
Whyy the committee made the recommendations
The evidence showed that CT scans and chest X-rays are accurate tests for identifying people who
would test positive for COPD using spirometry, including people without symptoms. However,
some of the CT and chest X-ray techniques used in the studies are not routinely used in UK clinical
practice. This limited how applicable the evidence was to the NHS, so the committee was unable to
make a wider recommendation on using CT scans and chest X-rays for diagnosing COPD. The
committee therefore made recommendations on what to do if a CT scan or X-ray that was
performed for another reason showed signs of emphysema or chronic airways disease.
There was no evidence on what to do for people who have emphysema or signs of chronic airways
disease on a CT scan or chest X-ray, but who have no symptoms. Because of this, the committee
made consensus recommendations based on their experience and on current practice in the NHS.
The committee also made a research recommendation to find out more about the characteristics of
this group, to try to determine whether they differ in ways that might mean standard COPD
treatment has to be modified for them.
The committee also reviewed evidence on using pulse oximetry or high-sensitivity C-reactive
protein (hs-CRP) for diagnosing COPD. They did not recommend these because:
pulse oximetry is normally used to measure the severity of COPD rather than to diagnose it,
and there are other possible causes of low oxygen saturation
elevated hs-CRP levels are not specifically linked to COPD, and could be caused by other
conditions
the evidence showed that they were not effective diagnostic tests.
The committee amended the 'Additional investigations' table, based on their knowledge and
experience, to more accurately reflect good practice.
How the recommendations might affect pr

practice
actice
As the recommendation only covers CT scans or chest X-rays taken for other purposes, there would
be no additional costs from these tests. The recommendation to consider spirometry and GP
respiratory review and the amendments to the 'Additional investigations' table all reflect current
practice. There may be a small number of additional referrals for spirometry, but this is expected to
have a minimal resource impact.
Full details of the evidence and the committee's discussion are in evidence review D: Diagnosing
COPD and predicting outcomes.
Return to recommendations
Assessing severity and using prognostic factors
Recommendations 1.1.24 and 1.1.25
Wh
The committee recommended against using multidimensional indices, such as BODE, because they
were:
unable to classify people reliably into high- and low-risk groups better than FEV1 alone or
no better at predicting outcomes than FEV1 alone or
time-consuming and consisted of components that would not be routinely available in primary
care.
However, the committee recognised the need for an effective prognostic tool that did not have
these problems, so they made a research recommendation to address this.
The committee used their knowledge and experience to list factors associated with prognosis. In
the absence of a single prognostic tool, thinking about these factors can help guide discussions, and
help people with COPD to understand how their condition is likely to progress and decide which
treatments are right for them.

practice
actice
The BODE index is not used routinely in the NHS and no alternative indices have been
recommended, so there should be minimal impact on practice.
Full details of the evidence and the committee's discussion are in evidence review D: Diagnosing
COPD and predicting outcomes.
Inhaled combination therapy
Wh
Dual ther
therapy
apy
The evidence showed that, compared with other dual therapy combinations and with monotherapy,
LAMA+LABA:
provides the greatest benefit to overall quality of life
is better than other inhaled treatments for many individual outcomes (such as reducing the
risk of moderate to severe exacerbations)
is the most cost-effective option.
The committee did not recommend a particular LAMA because they were not convinced that the
evidence showed any meaningful differences in effectiveness between the drugs in this class.
Instead, they updated the existing recommendation on drug and inhaler choice, based on their
experience of what factors should be taken into account. In particular, minimising the number and
types of inhalers prescribed will make it easier for people to use their inhalers correctly.
Most of the trials specifically excluded people with COPD and asthma, so there was no direct
evidence for this group. The committee recommended LABA+ICS based on their clinical experience
and knowledge of the likely benefit of inhaled corticosteroids in certain specific COPD phenotypes.
Although the combination therapies recommended in this guideline are the most effective options,
some people are currently using different therapies, such as LAMA or LABA monotherapy, and may
have their symptoms under control with these. The committee did not want to make people change
treatments unnecessarily, so they made a recommendation highlighting that people did not need to
switch treatments until their clinical needs changed.
Triple ther
therapy
apy
Not everyone with COPD will benefit from triple therapy. In addition, for some people the
symptoms that give them the most problems are caused by other conditions (such as heart failure
or anxiety) rather than their COPD. Because of this, a clinical review is needed first, to ensure that
people only receive triple therapy if they will benefit from it. The committee envisaged that this
review would take the form of a conversation with the person with COPD about their symptoms,
rather than relying on tools such as the CAT score or MRC breathlessness score in isolation.
The committee decided that there should be separate recommendations on triple therapy for
people who are currently taking LABA+ICS and for people taking LAMA+LABA. They agreed that
there was stronger evidence from a greater number of studies that triple therapy benefits people
taking LABA+ICS, compared with people taking LAMA+LABA.
For people currently taking LABA+ICS, the evidence showed that LAMA+LABA+ICS reduced the
rate of severe exacerbations, improved FEV1, and did not increase the risk of pneumonia or other
serious adverse events.
For people currently taking LAMA+LABA, the evidence showed that LAMA+LABA+ICS reduced
the rate of serious exacerbations and provides some quality of life improvement. However, these
improvements were smaller than the ones for people who were taking LABA+ICS before they
started triple therapy. In addition, people who switched from LAMA+LABA to triple therapy were
more likely to get pneumonia.
The criteria for starting triple therapy are based on the inclusion criteria for the studies the
committee reviewed and their clinical judgement. For people who are currently taking
LAMA+LABA, the committee made separate recommendations for:
people who are having severe or frequent exacerbations, for whom the benefit of fewer
exacerbations outweighs the increased risk of pneumonia
people with less severe symptoms, for whom it is less clear if triple therapy provides enough
benefits to outweigh the risk of pneumonia.
The 3-month trial is recommended to help identify people in the group with less severe symptoms
who will benefit from triple therapy, while ensuring that people who do not benefit can easily
switch back to LAMA+LABA. This is to avoid the situation where people continue on triple therapy,
with the accompanying risks, without seeing any benefit. As part of the review at the end of the
trial, the committee agreed that it was important to explicitly ask the person with COPD if taking
the drug had improved their COPD symptoms.
The committee also recommended documenting the reason for continuing ICS, to encourage
treatment review so that people are not exposed to the risks of this treatment if they do not benefit
from it.
The committee looked at making recommendations for people with asthmatic features. However,
the evidence excluded people with asthma and did not provide much information on asthmatic
features (such as eosinophil count). Because of this, and because people with asthmatic features
are likely to be covered by the recommendation for people taking LABA+ICS, the committee
agreed not to make a specific recommendation for this group.
The committee did not make a recommendation in favour of single or multiple inhaler devices as
the included evidence did not show a meaningful difference in clinical effectiveness between triple
therapy compared to dual therapy based on the number of devices. From the economic evidence,
using a single inhaler device was more cost effective, but the committee agreed that there were
circumstances where using more than one inhaler to deliver triple therapy may be more
appropriate for a particular person with COPD. Finally, the committee had already made a
recommendation about the factors to be taken into account when choosing an inhaler device and
these included minimising the numbers and types of inhalers where possible and cost so an
additional recommendation on this issue was unnecessary.

practice
actice
The recommendation on LAMA+LABA dual therapy is likely to increase the number of people with
COPD who are having this treatment. The higher cost of dual therapy compared with monotherapy
may result in a significant resource impact, but cost savings are also likely from a reduction in
treatments needed for exacerbations (including hospitalisation).
Using LABA+ICS for people with features of asthma/features suggesting steroid responsiveness is
in line with current practice.
The recommendations may result in an increase in the number of people who are prescribed triple
therapy and an increase in the number of people who need treatment for pneumonia, although this
may be mitigated by the relatively widespread current use of triple therapy. However, the criteria
for who should be offered triple therapy and the recommendation for a trial period should limit the
impact of both of these changes.
Triple therapy regimens have a higher cost than dual long-acting bronchodilator regimens.
However, this cost is likely to be at least partially offset by savings from reduced numbers of
exacerbations and better management of symptoms for people switching to triple therapy.
It is already routine in practice to have a clinical review before starting triple therapy. The
recommendation on clinical review may increase the scope of this review. However, any costs
incurred from this should be offset by savings from more optimal management of symptoms in
people with COPD, which should be associated with fewer primary care and/ or hospital visits.
The recommendation on how to choose drugs and inhalers covers factors that prescribers
routinely consider, so is not a change in practice. However, minimising the number and type of
inhaler devices and avoiding unnecessary within-class switching may produce cost savings through
lower upfront spending and better symptom control.
Full details of the evidence and the committee's discussion are in evidence review F: Inhaled
therapies and evidence review I: Inhaled triple therapy.
Oral prophylactic antibiotic therapy
Wh
The evidence showed that prophylactic antibiotics reduce the risk of people having an exacerbation
and the number of exacerbations per year in people with COPD and sputum production. However,
prescribing these to large numbers of people with COPD could increase levels of antibiotic
resistance. Problems with adherence may make this worse, as people are not taking the antibiotics
to help with any current symptoms and (for azithromycin) have to remember to take it 3 times a
week. In addition, the longest follow-up in the trials was 12 months, so there is no evidence on the
long-term effects of prophylactic antibiotics. With this in mind, the committee made
recommendations for the people who would benefit the most from prophylactic antibiotics, and
whose exacerbations were not being managed well by other treatments.
The committee recommended azithromycin because this antibiotic had the most evidence of
effectiveness (based on the numbers of trials and study participants). The recommended dosage is
taken from the trials the committee reviewed.
People taking prophylactic azithromycin may also keep antibiotics at home as part of their
exacerbation action plan (see recommendation 1.2.126). This should be a different class of
antibiotic to ensure that it is effective when they need it, as the person may develop resistance to
azithromycin.
The committee recommended strict criteria for using and reviewing prophylactic antibiotics, to
ensure that:
the risk of antibiotic resistance is minimised, both for the person taking them and for society
people only take them if it is safe to do so
people do not continue taking them if there is no benefit.

practice
actice
It is likely that these recommendations will increase the number of people taking prophylactic
antibiotics. This is unlikely to have a significant resource impact, given the relatively low cost of
antibiotics. By reducing exacerbation frequency it is likely to reduce the amount of oral
corticosteroids taken by people with COPD.
Full details of the evidence and the committee's discussion are in evidence review E: Predicting and
preventing exacerbations.
Long-term oxygen therapy
Wh
There is evidence that continuous long-term oxygen therapy improves survival in people with more
severe hypoxaemia, but not for people with mild hypoxaemia. The specific thresholds for long-term
oxygen therapy are taken from the trials that provided the evidence.
The recommendation that people should use supplemental oxygen for more than 15 hours a day is
based on the available evidence. There is also evidence that long-term oxygen therapy was not
effective for isolated nocturnal hypoxaemia caused by COPD.
The evidence showed risks of harm from the use of long-term oxygen therapy, in particular burns
and fires as a result of smoking while using oxygen and falls from tripping over equipment. Given
these risks to the person with COPD and the people they live with, the committee agreed that it is
important to conduct a detailed risk assessment before offering this treatment.
The committee decided that there were 2 levels of risk posed by smoking around oxygen and the
recommendations they made reflect these differences:
People with COPD who do not smoke but who live with people who smoke. Using cigarettes
near oxygen could cause fires or burns, but this risk is likely to be lower because the person
who smokes can keep away from the oxygen. Oxygen therapy may benefit these people if they
meet the eligibility criteria and the risk assessment is favourable.
People with COPD who smoke. They will be smoking in close proximity to the oxygen, and the
risks to them, the people they live with and their neighbours outweigh the potential benefits of
long-term oxygen therapy.

practice
actice
These recommendations may result in an increase in demand for stop smoking services, but these
are known to provide good value for money. Additional time may be needed to conduct risk
assessments. As these should prevent people from being given oxygen therapy if they would not
benefit or may be harmed by it, it would be an appropriate use of resources and should not lead to
an overall increase in resource use. These recommendations may also reduce the cost of managing
harms associated with oxygen use, including falls, burns and the wider costs of fires.
Full details of the evidence and the committee's discussion are in evidence review B: Oxygen
therapy in people with stable COPD.
Ambulatory and short-burst oxygen therapy
Recommendations 1.2.67 and 1.2.73
Wh
The evidence for people with mild or no hypoxaemia showed that neither ambulatory oxygen nor
short-burst oxygen provide a clinically meaningful improvement in breathlessness.

practice
actice
Reducing the use of ambulatory and short-burst oxygen therapy in people who would not benefit is
likely to be cost saving and will allow resources to be invested in effective treatments for
breathlessness instead.
Full details of the evidence and the committee's discussion are in evidence review B: Oxygen
therapy in people with stable COPD.
Managing pulmonary hypertension and cor pulmonale
Recommendations 1.2.77, 1.2.78 and 1.2.80
Wh
Pulmonary h
hypertension
ypertension
The committee agreed that there was not enough evidence to recommend any of the reviewed
treatments for pulmonary hypertension in people with COPD. Although some of the treatments
improved blood pressure readings, there was no evidence that they improved quality of life and the
clinical trials only involved small numbers of people.
There is a shortage of good evidence in this area, so the committee made an exception for using
these treatments in randomised controlled trials, and made a research recommendation.
Cor pulmonale
The evidence on long-term oxygen therapy for people with COPD and cor pulmonale showed no
improvement in survival. However, long-term oxygen therapy can also help with hypoxia. The
committee saw no evidence that people with cor pulmonale should be treated or assessed for long-
term oxygen therapy differently than other people with COPD.

practice
actice
The recommendations will not change practice, as none of the treatments the committee has
recommended against for pulmonary hypertension or cor pulmonale are currently in routine use
specifically for these conditions in people with COPD.
Full details of the evidence and the committee's discussion are in evidence review A: Managing
pulmonary hypertension and cor pulmonale.
Lung volume reduction procedures, bullectomy and lung transplantation
Wh
The evidence showed that people with severe COPD show improvements in lung function, exercise
capacity, quality of life and long-term mortality as a result of lung volume reduction surgery. The
criteria for who should be referred for this procedure are based on the criteria used in the trials
reviewed by the committee and the committee's clinical expertise, taking into account current
practice in the NHS.
It was not clear from the evidence whether endobronchial coils work better than standard lung
volume reduction surgery. In addition, the procedure is relatively new. For these reasons, the
committee recommended that it is only offered as part of a clinical trial.
The recommendations on referral for bullectomy and lung transplantation are based on the
committee's knowledge and experience. The lung transplantation referral criteria were adapted
from the criteria used for the respiratory review for lung volume reduction surgery. The committee
noted that some people are refused lung transplantation because they have had previous lung
volume reduction procedures. These people could still benefit from transplantation, so the
committee made a recommendation to reflect this.

practice
actice
It is current clinical practice to assess for future treatment plans after pulmonary rehabilitation.
However, the criteria for referring people to a multidisciplinary team to assess for lung volume
reduction assessment have been broadened, as recommended treatment options now include
endobronchial valves. The broadening of criteria will lead to more referrals and improved access to
these treatments. This will have an impact on resource use, in particular, as a new group of people
for whom lung volume reduction surgery was unsuitable may now be treated with endobronchial
valves.
Full details of the evidence and the committee's discussion are in evidence review G: Referral
criteria for lung volume reduction procedures, bullectomy or lung transplantation.
Risk factors for COPD exacerbations
Recommendation 1.2.123
Wh
Whyy the committee made the recommendation
The factors associated with exacerbations are taken from the evidence available and the
committee's experience. The evidence on physical activity was not reviewed, but as promoting
exercise and physical activity is an important part of management for stable COPD the committee
agreed to include it. The list only covers the factors that people can avoid or reduce their exposure
to. Other factors are also associated with exacerbations (for example, disease-related factors,
biomarkers and other medicines), but people cannot avoid these on their own and these factors are
addressed in other areas of the guideline.
How the recommendation might affect pr

practice
actice
These recommendations are unlikely to have a significant impact on resources, as the marginal cost
of providing advice on exacerbations to people with COPD is very low. An increased emphasis on
physical activity may lead to an increase in referrals to pulmonary rehabilitation, which is known to
be a highly cost-effective intervention for people with COPD. The recommendations may produce
some cost savings by reducing the number of exacerbations people have.
Full details of the evidence and the committee's discussion are in evidence review E: Predicting and
preventing exacerbations.
Self-management, education and telehealth monitoring
Recommendations 1.2.119 to 1.2.121 and 1.2.124 to 1.2.133
Wh
Evidence showed that self-management plans improve quality of life and reduce hospital
admissions. The committee recommended that self-management plans include:
patient education, because this was a common component of the self-management plans they
examined and because education alone was shown to improve knowledge about COPD
cognitive behavioural components for people with frightening breathlessness, because there is
some evidence that these reduce distress (although they do not help with the symptoms of
breathlessness).
The list of topics to be covered in information about COPD is taken from the self-management
plans the committee examined and their own clinical and personal experience.
Exacerbation action plans were shown to improve quality of life and reduce hospital admissions for
people at risk of exacerbations. Most of the exacerbation action plans that the committee
examined provided people with short courses of antibiotics and corticosteroids to use at home to
respond to symptoms, and monitoring to make sure they were using those medicines appropriately.
Therefore these components were included in the recommendations. The committee also
discussed the potential for antibiotic overuse, and stressed the importance of continued
monitoring to ensure people are using these medicines appropriately.
Telehealth monitoring does not improve quality of life or reduce hospitalisations for people with
COPD, and it leads to higher costs. However, the committee did not want to prevent telehealth
monitoring being used for specific reasons that were not covered in the evidence they reviewed,
such as short-term monitoring following hospital discharge, so they only recommended against
routine telehealth monitoring.

practice
actice
Self-management plans are already in place for some people with COPD. The recommendations
may change the content of these plans, and may increase the number of people using a self-
management plan. However, self-management plans are highly cost effective and the increased
cost of providing them should be offset by cost savings from a reduction in hospitalisations.
The number of people with stable COPD who are having telehealth monitoring should decrease,
which is likely to reduce costs.
Full details of the evidence and the committee's discussion are in evidence review C: Self-
management interventions, education and telehealth monitoring.
Duration of oral corticosteroids for managing exacerbations
Recommendation 1.3.16
Wh
There are risks associated with long-term corticosteroid use, so it is important to use the shortest
effective treatment duration. Treatment is recommended for 5 days because the evidence showed
no benefit from taking corticosteroids for more than 7 days and shorter courses of 5 days are
routinely used in clinical practice already. The 2019 review did not look at corticosteroid doses, so
the dose from the original 2004 recommendation was retained.

practice
actice
The recommendation may reduce the amount of corticosteroids used in clinical practice, which may
result in a cost saving. However, the overall impact is likely to be small because oral corticosteroids
are cheap, and because prescribing corticosteroids for 5 days is current practice for many
clinicians.
Full details of the evidence and the committee's discussion are in evidence review J: Length of
corticosteroid use during exacerbations.
Conte
Context
xt
Approximately 1.2 million people have a diagnosis of chronic obstructive pulmonary disease
(COPD) in the UK[ ]. Although there are 115,000 new diagnoses per year, most people with COPD
8
are not diagnosed until they are in their fifties or older and many more people may remain
undiagnosed. The UK has the 12th highest recorded deaths from COPD in the world, with an age-
standardised mortality rate of 210.7 deaths per million people between 2001 and 2010.
Recently, new evidence has emerged and practice has changed in relation to the use of inhaled
triple therapy and oral corticosteroids. This evidence and the changes in how care is delivered may
have a significant impact on people with COPD who are still experiencing symptoms despite being
prescribed triple therapy.
[8]
British Lung Foundation. Chronic obstructive pulmonary disease (COPD) statistics [online;
accessed 23 April 2018].
Finding more information and resources
You can see everything NICE says on chronic obstructive pulmonary disease in our interactive
flowchart on chronic obstructive pulmonary disease.
To find out what NICE has said on topics related to this guideline, see our web page on chronic
obstructive pulmonary disease.
Update information
July 2019: We have reviewed evidence on inhaled triple therapy for managing stable COPD, and
oral corticosteroids for managing exacerbations.
Recommendations are marked [2019] if the evidence has been reviewed.
In recommendations ending [2004]

[2004], [2004, amended 2018]
2018], [2010]
[2010], [2010, amended 2018] or
[2018]
[2018], we have not reviewed the evidence.
December 2018: This guideline is an update of NICE guideline CG101 (published June 2010) and
replaces it.
We have reviewed evidence on diagnosis and prognosis, inhaled combination therapies,

prophylactic antibiotics, oxygen therapy, managing pulmonary hypertension and cor pulmonale,
lung surgery and lung volume reduction procedures, education, self-management and telehealth
monitoring for people with chronic obstructive pulmonary disease (COPD). These
recommendations are marked [2018]
[2018].
We have also made some changes without an evidence review:
The 'working definition of COPD' has been deleted, because it was not based on an evidence
review and it was unclear whether the thresholds it used were correct and up to date.
Recommendation 1.1.4 had an extra bullet point on disease progression added in, based on the
information in table 6.
Recommendation 1.1.11 has been amended to signpost to the more recent GLI 2012 reference
values for spirometry.
In recommendation 1.1.25:
the order of investigations was changed, based on the committee's experience, to put
the most important factors nearer the top
health status was removed from the list and replaced by a number of separate factors
(frailty, severity and frequency of exacerbations, hospital admissions, multimorbidity
and symptom burden)
the cor pulmonale entry was expanded to include chronic hypoxia, which replaced
partial pressure of oxygen in arterial blood (PaO2)
long-term oxygen therapy and/or home non-invasive ventilation (NIV) was added to the
list
smoking status was added to the list.
The first note under table 4 was made into a recommendation, to make it more prominent.
A footnote was added to recommendation 1.2.9 to refer to relevant safety information from
the Medicines and Healthcare products Regulatory Agency (MHRA) about inhaled
corticosteroids that was posted after the 2010 COPD guideline update.
Recommendations on inhaled therapy that don't fit in the new treatment pathway have been
deleted.
A footnote was added to recommendation 1.2.11 to refer to relevant safety information from
the MHRA about tiotropium inhalers that was posted after the 2010 COPD guideline update.
Recommendation 1.2.27 has been amended so that it no longer refers to wiping the
mouthpiece, because this is not needed if it has been washed and allowed to dry.
Recommendation 1.2.99 has been amended to refer to 'positive expiratory pressure devices'
instead of positive expiratory pressure masks.
Recommendation 1.2.100 was amended to refer to anxiety in the first sentence, to make it
internally consistent.
The opening sentence of recommendation 1.3.3 was amended to make it clearer who this
referred to.
Recommendation 1.3.36 has been amended to refer to 'positive expiratory pressure devices'
instead of positive expiratory pressure masks.
These recommendations are marked [2004, amended 2018] or [2010, amended 2018]
2018].
Recommendations marked [2004] or [2010] last had an evidence review in 2004 or 2010. In some
cases, minor changes have been made to the wording to bring the language and style up to date,
without changing the meaning.
ISBN: 978-1-4731-3468-3
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Chronic obstructiv

obstructivee pulmonary disease in

© NICE 2019. All rights reserved. Subject to Notice of rights (https://www.nice.org.uk/terms-and-conditions#notice-of-

Commissioners and providers have a responsibility to promote an environmentally sustainable

Who is it for? .................................................................................................................................................................................... 4

1.1 Diagnosing COPD .................................................................................................................................................................. 5

1.2 Managing stable COPD........................................................................................................................................................ 14

1.3 Managing exacerbations of COPD .................................................................................................................................. 39

Terms used in this guideline ....................................................................................................................................................... 46

Recommendations for research ................................................................................................................................. 48

Key recommendations for research ....................................................................................................................................... 48

Other recommendations for research................................................................................................................................... 50

Rationale and impact ...................................................................................................................................................... 52

Incidental findings on chest X-ray or CT scans................................................................................................................... 52

Assessing severity and using prognostic factors ............................................................................................................... 53

Inhaled combination therapy .................................................................................................................................................... 54

Oral prophylactic antibiotic therapy ...................................................................................................................................... 57

Long-term oxygen therapy ......................................................................................................................................................... 58

Ambulatory and short-burst oxygen therapy ..................................................................................................................... 59

Managing pulmonary hypertension and cor pulmonale................................................................................................. 60

Lung volume reduction procedures, bullectomy and lung transplantation............................................................ 61

Risk factors for COPD exacerbations.................................................................................................................................... 62

Self-management, education and telehealth monitoring .............................................................................................. 63

Duration of oral corticosteroids for managing exacerbations..................................................................................... 64

Finding more information and resources ............................................................................................................... 66

This guideline replaces CG101.

This guideline is the basis of QS10 and QS181.

This guideline should be read in conjunction with NG114.

Commissioners and providers

People with COPD and their families and carers

1.1 Diagnosing COPD

The diagnosis of chronic obstructive pulmonary disease (COPD) depends on thinking of it as a

regular sputum production

frequent winter 'bronchitis'

reduced exercise tolerance

waking at night with breathlessness

haemoptysis (coughing up blood).

1 Not troubled by breathlessness except on strenuous exercise

2 Short of breath when hurrying or walking up a slight hill

3 Walks slower than contemporaries on level ground because of breathlessness, or has

5 Too breathless to leave the house, or breathless when dressing or undressing

1.1.4 Perform spirometry:

to monitor disease progression. [2004, amended 2018]

1.1.5 Measure post-bronchodilator spirometry to confirm the diagnosis of COPD.

1.1.10 Spirometry services should be supported by quality control processes. [2004]

Incidental findings on chest X

1.1.12 Consider primary care respiratory review and spirometry (see

warn them that they are at higher risk of lung disease

advise them to return if they develop respiratory symptoms

be aware that the presence of emphysema on a CT scan is an independent risk factor

advise them to return if they develop respiratory symptoms

be aware that the presence of emphysema on a CT scan is an independent risk factor

a chest radiograph to exclude other pathologies

a full blood count to identify anaemia or polycythaemia

body mass index (BMI) calculated. [2004]

1.1.16 Perform additional investigations when needed, as detailed in table 2. [2004,

Sputum culture To identify organisms if sputum is persistently present and

Serial home peak flow To exclude asthma if diagnostic doubt remains

Echocardiogram To assess cardiac status if cardiac disease or pulmonary