FINAL SYNOPSIS

Title of the Research Topic:

A. INTRODUCTION:
The civil servants, who constitute a separate species of the labour force
both in Kenya and India, are indispensible to the governance of the State in the
modern administrative age. The ministers frame policies and legislatures enact
laws, but the task of efficiently and effectively implementing these policies and
laws falls on the civil servants.
The term ‘civil servant’ generally implies a body of Government
employees entrusted with the administration of the country and mandated to
carry out the policy of the Government of the day1. The term includes the
(sovereign) State's employees whether regional, or sub-State/County, or even
municipal employees, though it varies from country to country2. Moreover, even
all members who hold civil posts under the National/Central or County/State
Governments are roped under the term ‘civil servants’. However, the term
explicitly excludes all members of the defence services, although civilian
officials work at Defence Ministry Headquarters3.
For strengthening the hands of the civil servants, there is need for all
pervading effective laws so as to facilitate them to function without fear or
favour. Kenya having recently adopted the new Constitution and enacted
various laws governing civil servants can learn a lot from the Indian laws as

1
“Civil Service”, http://www.businessdictionary.com/definition/civil-service.html, [accessed on 5th August
2010].
2
In the United Kingdom, for instance, only Crown employees are referred to as civil servants, county or city
employees are not, see, “Civil Service”, http://en.wikipedia.org/wiki/Civil_service, [accessed on 17th December
2010].
3
Inder Sain v. Union of India, AIR 1969 Del 220. Defence personnel have their own service rules and
regulations for maintaining discipline among their ranks.

1
India has traversed along way as a successful democracy having comparatively
well-knit laws in this regard. However, laws like the society to whom they are
meant for are inevitably in a flux, so is the case with Indian civil service laws.
B. STATEMENT OF THE RESEARCH PROBLEM:
Civil servants are not only the blood and breathe of any successful
democracy but they are also the engines for economic development of both
Kenya and India. Both the Constitutions of Kenya and India, the Code of
Regulations, 2006 [hereinafter referred to as COR] and the Civil Services Rules
in India have not clearly and convincingly defined the term ‘civil servant’.
Though the Supreme Court of India [hereinafter referred to as SCI] has
attempted to interpret the term ‘civil servant’ in Audh Narain Singh4 by relying
upon host of factors, several questions are yet to be addressed. For instance,
what are the factors to be taken into account to establish whether a person is a
civil servant; can all employees who come within the meaning of Art.12 of the
Constitution of India, 1950 [hereinafter referred to as COI] be termed as civil
servants and is it mandatory, in all circumstances, to establish a concrete
relationship between the master and the servant to determine whether a person
falls in the category of civil servants, are some of the issues that haunt the
researcher.
On the one hand, the Constitution of Kenya, 2010 [hereinafter referred to
as COK] as well as the COI seek to instil in the civil servant a sense of security
and fair play so as to facilitate him to function without fear or favour5 and on
the other, the overriding power of the Government to dismiss or to demote a

4
State of Uttar Pradesh v. Audh Narain Singh, AIR 1965 SC 360: (1964) 7 SCR 89. See also, State of Assam v.
Kanak Chandra Dutta, AIR 1967 SC 884: (1967) 1 SCR 679; Superintendent of Post offices v. P. K. Rajamma,
AIR 1997 SC 1677: (1977) 3 SCC 94; Mathuradas v. S. D. Munshaw, AIR 1981 SC 53; State of Gujarat v.
Ramanlal Keshav Lal, AIR 1984 SC 161.
5
See, Chapter Thirteen, infra note 7. See also, Art.311, The Constitution of India, 1950.

2
civil servant wherever needed has been kept intact6. It can be noted that at
present, there is neither law nor rule clarifying the contents of the concept of
‘reasonable opportunity’ as envisaged in Art.311 of the COI. It is for the Courts
to ascertain whether or not the law or the rules available provide for a
reasonable opportunity to a civil servant. Consequently, diverse judgements
creating confusion are being passed by the Courts. Therefore, in the considered
opinion of the researcher it is high time to re-examine Art.311 of the COI as at
present, it is being misused to give immunity cover to dishonest civil servants or
Government servants of doubtful integrity.
Chapter Thirteen of the COK provides provisions for governing service
conditions of civil servants that includes due process Clause7. It is in this
backdrop that civil servants accused of any crime cannot be easily suspended
pending inquiry of the offence committed. This ironically, results in the
possibility of tampering of evidence essential for conviction of a civil servant
leading to low rate of conviction or dismissal of dishonest civil servants. This
lacunae need to be addressed through this research.
Every civil servant is enjoined to promote the welfare of the people by
securing and protecting a social order in which social, economic and political
justice shall form all institutions8. Civil servants need to work to minimize the
inequalities of income, status, facilities and opportunities and to secure a legal
system that promotes justice on the basis of equal opportunity9.
The concept of civil service has evolved over time, so have notions of its
role and responsibilities. Independent Kenya and India inherited from the

6
Ibid. See also, S. N. Mishra, Anil Mishra and Sweta Mishra, Public Governance and Decentralization 126, 1st
edn., (New Delhi: Naurang Rai Mittal Publications, 2003), available at:
http://books.google.co.in/books?id=kpohGPGIyYMC&pg=PA125&lpg=PA125&dq=problems+of+article+311
+of+indian+constitution&source=bl&ots=3V_rCsnB0q&sig=pO4PofG0wpS4bbYml_vkUe0Ztqo&hl=en&sa=
X&ei=uLnLUd2CF86Trge9nYGoCA&ved=0CEQQ6AEwBTgK#v=onepage&q=problems%20of%20article%2
0311%20of%20indian%20constitution&f=false.
7
Art.236, the Constitution of Kenya, 2010.
8
See, for e.g., Art. 232, ibid.
9
Ibid.

3
British a comprehensive civil service structure and established practices. In
India, its utility for ensuring national unity and good administration was
recognized and accepted by the Constituent Assembly and incorporated several
provisions in the COI10.
C. SIGNIFICANCE OF THE RESEARCH PROBLEM:
A nation's image, position and standing in the international affairs in the
21st Century largely depend upon the dedication, capability, efficiency and
effectiveness of its civil service. Several issues crop up at this juncture, for
instance, whether the civil servants, at present in Kenya and India possess the
necessary competence, skills, and capability to perform multiple roles such as,
constructive thinker, speedy decision maker and crisis manager in view of the
emerging problems in a successful way leading to the growth of the economy of
respective States? Whether various legal instruments in place in Kenya and
India guarantee job security and better conditions of service for persons
employed by the Government?
Politics and public service go hand in hand in all countries 11. The only
difference is the degree of influence one has over the other. In democracies
where leadership transitions take place, it is often within Parliament and the
Cabinet. But more often than not, political transition also takes place throughout
the entire administration where key roles in Government Ministries and
Departments also change hands and card-carrying members or supporters of the

10
See, e.g., Part XIV, the Constitution of India, 1950; “Indian Civil Service: Historical Background”,
http://upsc.gov.in/general/historic.htm, [accessed on 19th July 2009].
11
The relationship between the politicians and the civil servants in Kenya and India over the years has been
characterized by mutual suspicion and occasionally by conflict as well, arising from conflicting role
interpretation. For e.g., the political administrative culture of centralism which has been fostered since
independence in Kenya according to which power is concentrated in the Executive branch of the Government
has been largely responsible for the problems under review in the civil service. Unless the attitude is changed
and proper measures are put in place, the poor relationship between the two groups is bound to continue. See,
“Politicians and the Civil servants in Kenya”, http://www.dpmf.org/images/politicians-walter.html, [accessed on
15th July 2009].

4
ruling political party are moved into influential posts12. Cronyism is rampant
and nepotism not uncommon especially in the process of recruitment and
promotion of civil servants. Developing States, in particular Kenya and India
are not immune to this.
The present "all change" policy of the civil service of politically moving
officials from their current duties to other posts as a favour or disfavour is
detrimental to the effective functioning of public services. During recruitment
and promotion, attracting the best and the brightest to join the civil service
should be the only criteria to give impetus to the growth and dynamism of the
public sector. However, politics and corruption have proved to be a major
impediments in the efficiency of civil servants in the public sector both in
Kenya and India in the contemporary era.
Another murky spot in the civil service is that, some people employed in
the civil service at present in Kenya and India are not competent to hold civil
service posts13. This has lead to increased inefficiency and poor service delivery
in most of the Government offices.
It is also a common feature now-a-days for persons to hold the post in
acting capacity for a long span of time in the civil service14. The competent
authorities empowered to make regular recruitments are adopting delaying
tactics, probably, because of political pressure and wrangles within the Ministry
concerned. It is therefore inevitable to reconsider the legal provisions to address
this issue.
In the light of the above, the present research, being one of its kind and
one that has never been carried out, aims at finding out the loopholes in the

12
It is therefore incumbent that there should be an effective and stringent law in place to ensure that civil service
officials should be basically meritorious and non-partisan especially in the execution of their duties to ensure
services are provided to the public in an efficient and effective way.
13
Most of the unqualified persons in the civil service were either recruited through corrupt means/cronyism or
political influence.
14
It is an experience that persons appointed on acting capacity are not ready to take concrete decisions for fear
of either losing their jobs or being held responsible incase of anything done wrong.

5
existing laws, rules and regulations to counter the menace of increasing
politicisation, corruption, lack of transparency and accountability in: a) the
recruitment and promotion of civil servants both in Kenya and India, b)
streamlining the procedure/manner in which recruitment and promotion is
carried out in the civil service so as to increase the efficiency in service
delivery, c) determining conditions of service of civil servants and d)
ascertaining dispute settlement mechanisms of service matters. The justification
provided in the succeeding paragraphs of this synopsis would re-emphasize
upon the assertion of the researcher in this context.
D. JUSTIFICATION OR REASONS FOR SELECTION OF PRESENT
TOPIC FOR RESEARCH:
The performance of civil servants both in Kenya and India has been a
major public concern. Civil service has been characterised by low work
performance and poor service delivery. The major problem indicators include
absenteeism from work, lateness, corruption, theft, high rate of complaints and
low quality work output. There is an urgent need therefore to undertake research
aimed at finding out whether various legal instruments in existence in Kenya
and India are the core reasons behind such problems or whether there is laxity
on the part of the law enforcement authorities.
The main objective of this research is therefore to explore, describe,
explain, compare and critically evaluate the existing legal framework based on
which inferences and conclusions can be drawn that would facilitate to offer
suggestions for further improvement and research in the law relating to
recruitment and promotion of civil servants both in Kenya and India.
The ancillary objectives of this research are to compare and determine the
differences existing in the laws relating to civil servants’ conditions of services
and the dispute settlement mechanisms along with the constitutional rights and
liabilities of the civil servants both in Kenya and India.

6
 It is also laudable to identify the weakness of the existing laws and
highlight issues that are not covered or partially covered and examine whether
and to what extent a new law or modifications in the existing laws would
remedy the situation. Further, it is creditable to study the effects and the reasons
for the inclusion of Chapter 13 and Art.311 into the Kenyan and Indian
Constitutions respectively for the protection of the civil servants against any
arbitrary dismissal, removal or reduction in their ranks.
E. REVIEW OF LITERATURE:
In any research including legal research, researcher through review of
literature interprets and critically evaluates the existing literature in order to
accumulate over all knowledge of the subject.15 This ultimately clears the
picture for the researcher to formulate researchable questions or hypotheses.16
Literature review is the very basis of research; it is the platform on which
the researcher builds an argument, places his research in context within his
discipline and demonstrates how his research improves his field.17 It generally
resolves controversies, hints at the need for additional research, and/or defines a
topic of inquiry.18 Through literature review one can make out how familiar the
researcher is with the previous relevant data generated by experts through their
research in the same subject. More importantly, through literature review, the
researcher not only avoids repetition in the work which may have been already
undertaken but also helps in avoiding mistakes committed by previous
researchers.19

15
“Writing a Literature Review”, http://www.csu.edu.au/__data/assets/pdf_file/0005/82796/LitReview.pdf,
[accessed on 25th June 2013]; Clare & Hamilton, Writing Research 8, (2003).
16
A literature review provides an overview of the scholarly writings published on a topic by accredited scholars
and researchers.
17
“Literature Review”, http://www.library.arizona.edu/help/tutorials/litreviews/index.html, [accessed from 25th
June 2013].
18
“Writing a Literature Review”, supra note 15; Aveyard, Helen, Doing a Literature Review in Health and
Social Care: A Practical Guide, 2nd edn., (Berkshire, Great Britain: Open University Press, 2010).
19
Cottrell, R. R., & McKenzie, J. F., Health Promotion and Education Research Methods: Using the Five
Chapter Thesis/Dissertation Model, 2nd ed., (Boston, MA: Jones & Bartlett Publishers, Inc., 2011).

7
 Further, literature review establishes creditability/importance of the
research undertaken20 besides justifying the choice of research problem.21 It also
helps in:
 establishing a link in a chain of research study that is developing
knowledge in a certain field;
 demonstrating to the readers that the researcher is familiar with
significant and/or up-to-date research relevant to research topic chosen;
 supporting the argument/proposition of research topic chosen using
evidence drawn from authorities or experts in the research field;
 identifying a gap within the literature that researcher will attempt to
address22, etc.
In view of the above, the researcher in the present doctoral research has
undertaken an extensive review of relevant literature generated on service laws
both in Kenya and India which ultimately has helped in preparing the entire
thesis.
The research topic selected has wider dimension influencing and
affecting several aspects of good governance in both Kenya and India. Hence,
the literature studied and relied upon is all inclusive. The primary data
comprises of Constitutional provisions, Legislative enactments and Rules,
Ordinances, Judicial decisions, International Treaties and Conventions, Bill of
Rights and many other International Declarations, documents, and Reports
which are listed in the bibliography/webliography.
The Constitution being the supreme law of the land both in Kenya and
India together with relevant provisions under the International Conventions and
Recommendations on service laws were subjected to review. A critical study of

20
Houser Janet, Nursing Research: Reading, Using, and Creating Evidence, (USA: Jones & Bartlett Learning,
2007).
21
“Writing a Literature Review”, http://www.monash.edu.au/lls/llonline/writing/general/lit-reviews/index.xml,
[accessed from 25th June 2013].
22
“What is a Literature Review”, http://www2.le.ac.uk/departments/gradschool/training/resources/literature-
review, [accessed from 25th June 2013].

8
various domestic laws and rules like for e.g., the Workmen’s Compensation Act,
1923; the Employees’ State Insurance Act, 1948; the All India Services Act,
1951; the Employees' Provident Funds and Miscellaneous Provisions Act, 1952;
the Maternity Benefit Act, 1961; the Payment of Gratuity Act, 1972; the
National Hospital Insurance Fund Act, 1998; the National Social Security Fund
Act, Cap 258; National Rural Employment Guarantee Act, 2005; the
Employment Act, 2007; the Judicial Services Act, 2011; the Vetting of Judges
and Magistrates Act, 2011; the Supreme Court Act, 2011; the COR, the Indian
Civil Service Rules, etc., has been painstakingly undertaken in the doctoral
thesis. The judicial interpretation on various issues surrounding service laws
both in Kenya and India as per the requirement is also reviewed.
The secondary data subjected to review, on the other hand, comprises of
Reports published by Independent Agencies including Reports available in the
University Library and Government Libraries spread across Kenya and India,
Papers presented in different Conferences and Seminars, Articles published in
Law Journals23, Newspapers, e-sources and Commentaries written by various
distinguished authors.

23
For e.g., Ben Sihanya, ‘The Role of the Judiciary in the Accountability and Governance of the Devolved
Government Structure,’ paper presented to the Institute of Certified Public Accountants of Kenya (ICPAK) 20 th
Economic Symposium at the Hilton Hotel, Nairobi, 24th February 2012; Prempeh H. Kwasi, ‘Marbury in Africa:
Judicial Review and the Challenge of Constitutionalism in Contemporary Africa’, Tulane Law Review, Vol.80,
2006; Alexander Horne, ‘Judicial Review: A short Guide to Claims in the Administrative Court,’ Research
paper presented to the House of Commons, London, 28 th September 2006; Balakrishnan K. G., ‘Judicial
Activism Under the Indian Constitution,’ Address by Hon’ble Ex-Chief Justice of India at Trinity College
Dublin, Ireland, 14th October 2009; Rao Gurram Ramachandra, ‘India: Judicial Review in India,’ 10th April
2003.

9
 In the First Chapter of the doctoral thesis, the researcher has relied on
views and comments of eminent luminaries like for e.g., Pal Samaraditya24, M.
P. Jain,25 H. M. Seervai,26 Upendra Baxi,27 J. D. De,28 Jain and Jain,29 P.M.
Bakshi,30 D. D. Basu,31 V. N. Shukla,32 S. R. Maheshwari,33 Anson, Ahmed
Naseem, Abraham Kiapi,34 Tom Ojienda,35 Hellen Apiyo,36 Kashyap Subhash,37
Nwabueze,38 P. L. O. Lumumba39 while analysing the historical perspectives of
civil service in Kenya and India including the fundamental rights of civil
servants.
Civil service plays a vital role in the socio-economic development of the
nation as well as in the maintenance and improvement of public services. Both
in Kenya and India, efforts are continuously being made towards reforming the
civil service, especially in the area relating to recruitment and promotion of civil
servants, with the key objective of making it more professional, responsive to
national development challenges and efficient in delivery of services. In this
context, the researcher has found support in the opinions of Hon’ble Dalmas

24
Pal Samaraditya, Service Law Relating to Government and Public Undertakings, 2nd edn., (New Delhi:
Wadhwa and Company Nagpur, 2004).
25
Jain M. P, Indian Constitutional Law, 6th edn., (Gurgaon: LexisNexis Butterworths Wadhwa Nagpur, 2010);
Jain M. P., The Legal Status of Public Corporations and their Employees, 18 JILI 1-34 (1976).
26
Seervai H. M., Constitutional Law of India, Vol 3, 4th edn., (New Delhi: Universal Law Publishing Co. Pvt.
Ltd., 2005).
27
Baxi Upendra, Law and Poverty Critical Essays, (Bombay, 1988).
28
De J. D., The Constitution of India, Vol 2 3rd edn., (Hyderabad: S. P. Gogoi (H.U.F), 2008).
29
Jain and Jain, Principles of Administrative Law, (1986).
30
Bakshi P.M, The Constitution of India, 8th edn., (New Delhi: Universal Law Publishing Co. Pvt Ltd, 2007).
31
Basu Das Durga, Introduction to the Indian Constitution, 19th edn., (NewDelhi: Wadhwa and Company,
2004).
32
Shukla V. N., Constitution of India, 11th edn., (Lucknow: Eastern Book Company Publishing (P) Ltd., 2008).
33
Maheshwari S.R., Indian Administration, 6th edn., (Orient Longman Private Limited, New Delhi, 2005).
34
Kiapi Abraham, Civil Service Laws in east Africa, 2nd edn., (Nairobi: Kenya Literature Bureau, 1984).
35
Ojienda Tom, Anti-Corruption and Good Governance in East Africa, (Law Africa Publishing Ltd, 2007).
36
Apiyo Hellen, Civil Service Reform Policy in Kenya: A Review of the Retrenchment Strategy, (Institute of
Policy Analysis, 2006).
37
Kashyap C. Subhash Dr., Constitutional Law of India, Vol 1 1st edn., (New Delhi: Universal Law Publishing
Co. Pvt. Ltd., 2008).
38
Nwabueze, B.O., Judicialism in Commonwealth Africa, (1977).
39
P. L. O. Lumumba, M. K. Mbondenyi, S. O. Odero, The Constitution of Kenya, (Nairobi: Law Africa
Publishing (K) Ltd., 2011).

10
Otieno, Mr. Kidwaj, Pal Samaraditya,40 Amreshwar Avasthi and Shriram
Maheshwari,41 Sapru R. K.,42 Goel S. L. and Goel B. B., Pigors Paul and Myers
Charles,43 Rumki Basu, Where K.C.,44 Laxmikanth M., Pliffener M. John and
Presthuer R.,45 Vance, etc., appreciating the importance of recruiting and
promoting competent persons to the civil service.
While dealing with several matters relating to the conditions of service of
civil servants in the Third Chapter, the views expressed in commentaries and
various articles on service laws like for e.g., Mandal K. M.,46 Raichura K.
Sundeep, Ngirachu John along with judicial pronouncement on same matter
were of great import. No doubt, there is some difference in the line of argument
developed by the researcher in his endeavor on these issues from the earlier
experts. But the literature subjected to review has helped in proposing concrete
suggestions in this regard.
Further, various commentaries and articles by prominent authors like for
e.g., P. L. O. Lumumba, Tom Ojienda, Kiapi Abraham, Jain M. P., Doabia T.
S.,47 Roy Dey S. K.,48 Bag R. K.,49 Datar P. Arvind,50 Rangarajan R.,51 were
referred to in the Fourth and the Fifth Chapters of the doctoral thesis that deal
with special categories of civil servants and settlement of disputes over service
matters respectively.

40
Pal Samaraditya, Service Law Relating to Government and Public Undertakings, 2nd edn., (New Delhi:
Wadhwa and Company Nagpur, 2004).
41
Amreshwar Avasthi and Shriram Maheshwari, Public Administration, 10th edn., (Agra: Lakshmi Narain
Agarwal, 1980).
42
Sapru R. K., Civil Service Administration in India (1st edn.,) New Delhi: Deep and Deep Publications, 1980.
43
Pigors Paul and Myers Charles, Personnel Administration: A Point of View and a Method, 8th ed., (Tokyo:
McGraw-Hill, 1977).
44
Where K. C., The Civil Service in the Constitution, (London: The Atholone Press, 1954).
45
Pliffener M. John and Presthuer R. Vance, Public Administration, (New York: Ronald Press Company, 1953).
46
Mandal K. M., Laws on Public Service, 1st edn., (New Delhi: East Law House Private Limited, 2003).
47
Doabia T. S. (Justice), The Law of Services and Dismissals, Vol. 2, 4th edn., (Gurgaon: Lexis Nexis
Butterworths Wadhwa Nagpur, 2011).
48
Roy Dey S. K., Service Laws, (Bhubaneswar: Maruti Printech Industry, 2011).
49
Bag R. K., Service Law of Government Employees 1st edn., (New Delhi: Eastern Law House Private Ltd.,
2009).
50
Datar P. Arvind, Commentary on the Constitution of India, Vol 2, 2nd edn., (New Delhi: Wadhwa and
company Law Publishers, 2007).
51
Rangarajan R., Service Law: A Case Law Overview, 2nd edn., (Hyderabad: S. P. Gogia (H.U.F.,) 2008).

11
F. HYPOTHESIS:
Hypothesis is generally an essential tool in any research undertaking. It is
not only the presumptive statement of a proposition which the investigation
seeks to prove or disprove52 but also a proposition, or set of propositions, set
forth as an explanation for the occurrence of some specified group of
phenomena, either asserted merely as a provisional conjecture to guide
investigation or accepted as highly probable in the light of established facts53.
According to Leedy and Ormrod, hypothesis is a “logical supposition, a
reasonable guess, an educated conjecture [which] provides a tentative
explanation for a phenomenon under investigation.”54 Regardless of the type of
hypothesis, the goal of any hypothesis is to help explain the focus and direction
of the research and this can only be done by testing the propositions. Moreover,
a good hypothesis helps an investigator to locate information needed to solve
the research problem(s).55 A single study may have one or more hypotheses
depending on the study to be undertaken.
A wide variety of statutory provisions, administrative regulations and
codes of practises are in place to ensure the smooth functioning of the civil
servants in Kenya and India. However, the existing legal measures are
inadequate to deal with the problems faced by the civil servants in executing
their work even though elaborate enforcement, monitoring and administrative
mechanisms designed to set and maintain high levels of standards among the
civil servants are in place.

52
“Hypothesis”, http://people.du.ac.in/~pkdas/RM/rm-3.pdf, [accessed on 26th June 2013].
53
“Dictionary.com”, http://dictionary.reference.com/browse/hypothesis, [accessed on 26th June 2013].
54
Leedy Paul D and Ormrod, Jeanne E., Practical Research: Planning and Design, 7th edn., (Upper Saddle
River, NJ: Merrill Prentice Hall, 2001).
55
Ibid.

12
 Political influence and corruption among the civil servants is increasing at
an alarming rate56. The existing laws in Kenya as well as in India do not seem to
be sufficiently deterrent against such vices. Although deterrence alone is not an
answer to curbing corruption, it may at least minimise the problems relating to
such incidences.
The researcher is hopeful that the proposed research will yield a
significant result in terms of both positive and negative impact of the laws
relating to civil servants both in Kenya and India. Thus, this study will attempt
to answer the following questions:
 Whether the procedure adopted for recruitment and promotion of civil
servants both in Kenya and India need to be reconsidered?
 Should there be reservations even in promotions for vulnerable groups
including women?
 Are the existing laws sufficiently deterrent to minimise corruption and
political influence especially during recruitment and promotion of civil
servants?
 Is there any need for reconsideration of laws governing conditions of
service of civil servants both in Kenya and India?
 Whether the disputes settlement mechanisms relating to civil servants
provided under the relevant laws both in Kenya and India are adequate,
efficient and effective?

56
See, “Graft in Civil Service Traced Back to 1972”,
http://www.newsfromafrica.org/newsfromafrica/articles/art_5534.html, [accessed on 18th June 2009]. See also,
“Republic of Kenya: Public Administration Country Profile”,
http://unpan1.un.org/intradoc/groups/public/documents/un/unpan023269.pdf, [accessed on 18th June 2009];
“Corruption In India”, http://en.wikipedia.org/wiki/Corruption_in_India, [accessed on 18th June 2009];
“Corruption in India: An Emperical Study”,
http://unpan1.un.org/intradoc/groups/public/documents/APCITY/UNPAN019888.pdf, [accessed on 19th June
2009];
“Tackling Corruption: An Indian Perspective”,
http://www.unafei.or.jp/english/pdf/RS_No66/No66_11VE_Mehta2.pdf, [accessed on 20th June 2009].

13
G. SCOPE OF THE PRESENT RESEARCH:
Research in any discipline including law, by and large, should not be of a
general nature but should be confined to a particular time-period, geographical
area, place, people, institution, etc. In this context, it is essential to draw the
delimiting lines and to identify the scope of the research before the hypothesis is
put to test. The process of delimitation in research as Keith Punch suggests
involves "drawing of boundaries around a study and showing clearly what is
and what is not included"57. This is to enable the interested, to know the
essential purpose of the research and the limits of the study as determined by the
researcher. Any research, to be meaningful, must have specific objectives and a
paradigm58.
In the present research, as the researcher being a Kenyan national
studying in India is formidably well acquainted with the problems faced by civil
servants in both countries, the researcher will focus upon the critical evaluation
of the laws governing civil servants both in Kenya and India, more especially,
the provisions relating to recruitment, promotion, conditions of service,
settlement of disputes over service matters, etc.
The Constitution, whether written or unwritten, is the foundation of all
laws relating to civil servants. Moreover, it is the Constitutional provisions that
empower the law makers to make laws that govern civil servants. Therefore, all
relevant provisions of the Constitutions of Kenya and India pertaining to civil
service will be properly perused. Special emphasis will be placed upon Chapter
Thirteen of the Constitution of Kenya and Part X1V and X1V-A of the Indian
Constitution which exclusively deals with civil service under the
National/Union and Counties/States, Public Service Commissions and
Tribunals.

57
Keith F Punch, Introduction to Social Research: Quantitative and Qualitative Approaches 272, (London:
Sage Publication, 1998).
58
Anwarul Yaqin, Legal Research and Writing Methods 39, (Nagpur: Lexis Nexis Butterworths Wadhwa,
2008).

14
 Various domestic laws, rules and regulations like for e.g., the Workmen’s
Compensation Act, 1923; the Employees’ State Insurance Act, 1948; the All
India Services Act, 1951; the Employees' Provident Funds and Miscellaneous
Provisions Act, 1952; the Maternity Benefit Act, 1961; the Payment of Gratuity
Act, 1972; the National Hospital Insurance Fund Act, 1998; the National Social
Security Fund Act, Cap 258; National Rural Employment Guarantee Act, 2005;
the Employment Act, 2007; the Judicial Services Act, 2011; the Vetting of
Judges and Magistrates Act, 2011; the Supreme Court Act, 2011; the COR, the
Indian Civil Service Rules, etc., are selectively referred and brought within the
scope of this research at the relevant Chapters in the thesis. In addition, the
judicial interpretation on various issues surrounding service laws both in Kenya
and India is also roped within the scope of this research.
H. METHODOLOGY ADOPTED FOR COLLECTION OF DATA FOR
THE PRESENT RESEARCH:
The researcher in the present research has adopted doctrinal or non-
empirical method for collecting required data. This research will base its
findings, inter alia, on analytical and critical studies. To come up with pertinent
findings and to provide credible recommendations, this study will utilize two
sources of data i.e., primary and secondary.
Primary sources, such as, International Conventions and
Recommendations, Constitutions of both Kenya and India, Statutes, Rules,
Regulations, Commission Reports, Case Laws, etc., available in the library and
on the Internet will be perused for collection of data.
In addition to these, secondary sources like for e.g., Commentaries
written by various authors, reports published by Independent Agencies, Papers
presented in different Conferences and Seminars, Articles published in Law
Journals, Newspapers and various e-sources will also be relied upon.

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I. SCHEME OF THE DOCTORAL THESIS:
The issue of civil service reforms in recruitment, governance and
administration has become the focus of attention in recognition of the fact that
good governance and efficiency in service delivery is necessary for ensuring
success of Government schemes, bringing improvements in the quality of life of
citizens, eradicating poverty and for realization of the goals of equity and
equality enshrined in the Kenyan as well as the Indian Constitutions.
With rapid and fundamental changes taking place in the political,
economic and technological fields, the need for major reforms in the system of
recruitment, promotion, governance and public administration has assumed
greater urgency.
Far-reaching changes in the global economy, as well, has made it
necessary to build a competent and well-functioning civil service and as a result
of recent changes introduced by globalization, countries are competing
internationally not only in the market place but also on the quality of their
governance structures. The changed policy of deregulation, liberalization and
competition has suggested a new role for the civil services, emphasizing the
strategic management of the economy in less prescriptive and more market-
driven approaches.
The change in the economic structure has raised new demands related to
control and accountability of the civil services as well as new definitions of
professional obligations. In addition, the role and importance of civil society
organizations and the private sector in the Kenyan and Indian economy and in
society in general has increased substantially over the years, leading to the
demand for a more participative Government.
It is in recognition of the above mentioned realities that the researcher
chose the above stated research topic in order to prepare a blueprint for
revamping the civil service both in Kenya and India and to suggest measures to

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achieve a pro-active, responsive, accountable, sustainable and efficient
administration for the respective countries at all levels of Government.
The “introduction” part sheds light upon the entire thesis by covering
introduction of the research problem, reasons behind selection of the said
researchable topic, its importance in the contemporary period along with its
scope and underlying justifications for choosing this topic for research.
Moreover, the literature review exhaustively undertaken is also stated in this
part of the thesis. In addition, the methodology adopted for the collection of
required relevant data has also been discussed in a nutshell. The last segment
provides the scheme of the doctoral thesis.
In the First chapter entitled “Changing Scene - Memoirs of a Civil
Servant in Kenya and India: The Constitutional Facet”, the historical and
comparative perspectives of civil service in Kenya and India shall be discussed.
The meaning of the term ‘Civil Servant’, the Fundamental Rights enshrined in
both the Constitutions of Kenya and India relating to civil service, and the
Doctrine of Pleasure and its limitations shall as well be comprehensively
discussed.
The Second Chapter will critically analyse the laws relating to
recruitment and promotion of civil servants both in Kenya and India. Moreover,
brief historical perspective, importance of civil service recruitment, the meaning
and purpose of recruitment and promotion of civil servants will be undertaken
in this Chapter. Further, the methods, qualifications/eligibility and the agencies
for recruitment and promotion of civil servants in Kenya and India will also be
exhaustively examined.
An appraisal of the conditions of service of civil servants in Kenya and
India will be systematically dealt with in the Third Chapter. The provisions
relating to pay [more especially the principle of ‘equal pay for equal work’],
dearness allowance and leave including its kinds and conditions of eligibility,
shall as well be critically evaluated. Social security measures i.e.,

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superannuation and retiral benefits, medicare, maternity benefits, employment
of children of those dying in harness, etc., will be adequately addressed in this
chapter.
The Fourth Chapter deals with the special categories of civil servants in
Kenya and India. In this Chapter, various relevant provisions under the
Constitutions of Kenya and India, domestic laws and rules governing the
recruitment and promotion of Supreme and High Court officers and servants
along with their condition of services in the light of judicial pronouncements
bearing upon disciplinary actions taken for misconduct of the judicial officers
and servants, are critically evaluated.
The Fifth Chapter will essentially deal with settlement of disputes over
service matters. This Chapter will incorporate the Departmental remedies [the
representation, review, revision and appeal of decisions], remedies before the
Administrative Tribunals [jurisdiction, scope and procedure, merits and
demerits] and judicial review of service matters [jurisdiction of the Supreme and
High Courts both in Kenya and India].
The Sixth Chapter of the doctoral thesis incorporates the Conclusions
drawn from the study and also Suggestions for effectuating amendments
wherever needed for making both the Constitutions of Kenya and India along
with all other laws relating to civil service more effective to counter the menace
of increasing politicisation, corruption, lack of transparency and accountability
in the recruitment and promotion of civil servants both in Kenya and India.

18
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21
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RESEARCH STUDENT GUIDE

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