Seminar Report
Seminar Report
Seminar Report
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IIT Bombay
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Table of Contents
Abstract.....................................................................................................................3
1. Introduction ..........................................................................................................4
4. SAR processing……………………………………………………………………......9
4.1 SAR block diagram………………………………………………………………..9
4.2 SAR data processing……………………………………………………………..9
4.3 Geometric distortion in SAR images……………………………………………10
4.4 Speckle Noise……………………………………………………………………..12
4.5 Multi-looking……………………………………………………………………….13
4.6 System Bandwidth………………………………………………………………..13
7. Polarimetric SAR……………………………………………………………………...17
7.1 Polarisation……………………………………………………………………….17
7.2 SAR polarmetry…………………………………………………………………...17
7.3 Stokes Vector…………………………………………………………………......18
7.4 Decomposition of Polarimetric SAR…………………………………………....20
8. Conclusion…………………………………………………………………………….20
Reference................................................................................................................21
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List of Figures
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ABSTRACT
The Synthetic Aperture Radar principle was discovered in the early 50th. Since then,
rapid development has taken place and the progress made in digital signal processing
has lead to highly capable systems for military and civilian applications. Since radar
operates in microwave region it has the capability to operate both in day and night and
can penetrate clouds and rain. This gives radar upper hand vis-à-vis optical instruments
used for imaging. However, large wavelength of radar signals limits the achievable
resolution of real aperture radar systems. Thus, high resolution imaging cannot be
realized using static radar systems. Therefore, to increase the resolution of the radar
image, large aperture was realized by moving the transmitting antenna in space. The
idea of SAR was to transmit pulses and store the echoes along the path of the SAR
sensor and to combine them afterwards using suitable signal processing. The
combination of the target echoes is carried out coherently. Today, more than 15 space
borne SAR systems are being operated for numerous applications. This report provides
an introduction about the SAR principles and theory, followed by an overview on
Polarimetric-SAR.
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1. INTRODUCTION
SAR systems are based on pulsed radar installed on a moving platform with forward
movement and a side-looking imaging geometry. The radar system transmits
electromagnetic pulses with high power and receives the echoes of the backscattered
signal in a sequential way. Typical values for the pulse repetition frequency range from
a few hundred to a few thousand Hertz for airborne and space borne systems,
respectively. The swath width varies typically from a few kilometers to 20 km in the
airborne case and from 30 to 500 km in the space borne case. The transmitted pulse
interacts with the Earth surface and only a portion of it is backscattered to the receiving
antenna which can be the same as the transmit antenna (for a mono-static radar) or a
different one (for a bi-static radar). The amplitude and phase of the backscattered signal
depends on the physical properties like shape, size and roughness and dielectric
properties like permittivity of the object being imaged. Since radar operates in
microwave region, considerable penetration can occur into the surface. Therefore, the
imaged objects should be modeled as a volume (e.g., vegetation, ice and snow, dry soil,
buildings etc). Longer the wavelength, greater the penetration of the electromagnetic
waves in the media will occur which will result in higher volume contribution in the
backscattered signal.
The simplest SAR radar system provides a two-dimension map of the imaged area
wherein high backscattered signals are identified as bright spots and low backscattered
signals as dark areas. The flight direction is denoted as azimuth and the line-of-sight as
slant range direction. Images shown below compare between optical image and SAR
image of an area:
SAR has got a broad range of applications like remote sensing, surface mapping etc.
For remote sensing few earth-observing satellites are currently in operation, having
imaging sensors working in different spectral areas. In military context, SAR has found
its usability in global reconnaissance. Aircrafts and high flying unmanned platforms fitted
with SAR equipment is used for battlefield surveillance. The resolution of SAR systems,
which indicates the smallest distance between two targets in the scene which can be
separated in the SAR image, has improved over the period up to the order of decimeter.
Advanced classification algorithms are also able to identify military objects in the scene
which is of great interest. Other application areas are mentioned below:
3. SAR PRINCIPLE
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3.1 SAR IMAGING GEOMETRY
• Flight path - It is the direction of the movement of the aircraft or platform carrying
SAR. It is the also the direction along which the length of the synthetic aperture
radar is formed.
• Look angle - The radar look direction defines the angle in which the radar
antenna is pointing when transmitting a pulse and receiving the return signal from
the ground or from an object. The look direction is an angular measurement (in
degrees) and is often orthogonal (normal) to the flight trajectory (azimuth) of the
platform carrying the radar and is thus synonymous with the range direction.
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• Slant Range - Represents the distance measured along a line between the
radar antenna and the target.
• Ground Track – It is the normal projection of the flight path on the ground.
• Ground Range - Ground Range is the perpendicular distance from the ground
track to a given object on the Earth's surface. It is also defined as the range
direction of a side-looking radar image as projected onto the nominally horizontal
reference plane, similar to the spatial display of conventional maps.
• Image swath - The width of an imaged scene in the range dimension, measured
in either ground range or slant range on the swath.
• Incidence Angle – The angle with respect to normal at which the radar pulse hits
a target or scene.
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3.3 Azimuth Resolution - Resolution characteristic of the azimuth dimension,
usually applied to the image domain. Azimuth resolution is fundamentally limited by the
Doppler bandwidth of the system. Excess Doppler bandwidth is usually used to allow
extra looks, at the expense of azimuth resolution.
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4. SAR PROCESSING
4.1 SAR block diagram. SAR sensors transmit frequency modulated pulsed
waveforms also called chirp signals wherein the amplitude of the transmitted waveform
is constant during the pulse time, while the instantaneous frequency varies linearly with
time. This is followed by the hearing time during which the radar “listens” to the echoes
scattered back from the target or the scene and stores the received signals. This
transmission and reception procedure is repeated in every Pulse Repetition Interval
(PRI) seconds, where PRI is the reciprocal of pulse repetition frequency (PRF). The
basic block diagram of SAR depicting signal flow is as shown below.
As we can see in the diagram, the signal received is complex and has I (in-phase) and
Q (quadrature phase) components. The received echo signal data forms a two-
dimensional data matrix of complex samples, where each complex sample is given by
its real and imaginary part, thus representing an amplitude and phase value. The first
dimension corresponds to the range direction and the second dimension of the data
matrix corresponds to the azimuth direction. The echoes from the illuminated scene are
sampled both in range and azimuth.
4.2 SAR data processing. Simplistically, the complete SAR processing can be
understood as two matched filter operations; one along the range and the other along
the azimuth direction. The first step compresses the transmitted chirp signal to a short
pulse, thereby achieving pulse compression in range direction. Here, each range line is
multiplied in the frequency domain by the complex conjugate of the spectrum of the
transmitted chirp. This result is a range compressed image, which depicts relative
distance between the radar and the target or point on ground. For azimuth compression,
the signal is convolved with its reference function, which is the complex conjugate of the
response expected from a point target on the ground. Fig. 6 shows the basic steps of
SAR signal processing.
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Fig. 6 SAR processing steps involving range and azimuth compression.
The range reference function depends on the chirp waveform whereas the azimuth
reference function depends on the SAR geometry and is adapted to the range. The
resolution in range and azimuth forms a resolution cell which depicts a pixel in the radar
image. The SAR image is mostly displayed in terms of intensity values of the back
scattered echo from the target or scene. Each pixel of SAR image gives a direct
indication of the reflectivity of the corresponding point on the ground.
Two additional steps are applied on the output of the signal processor, which are
calibration and geo-coding. Calibration step ensures that the intensity value actually
represents the sigma zero (σ0) value of the reflectivity i.e. the radar cross section
normalized to area using both internal instrument calibration as well as external SAR
calibration using targets of known reflectivity. Geocoding ensures that the location of a
pixel in the SAR image is directly associated with the position on the ground.
• Layover – It occurs when the radar beam reaches the top of a tall feature before
it reaches the base. The return signal from the top of the feature will be received
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before the signal from the bottom due to which the top of the feature is displaced
towards the radar from its true position on the ground.
• Foreshortening - It occurs when the radar beam reaches the base of a tall
feature tilted towards the radar (e.g. mountain) before it reaches the top. As the
radar measures in slant range, the slope will appear compressed and the length
of the slope will be depicted incorrectly in the image plane.
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• Shadowing - This effect is similar to the shadow effect due to sunlight. The
shadow becomes longer as the incident angle increases.
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4.5 Multi-looking To mitigate the speckle noise a technique known as multi-
look is utilized, which is a non-coherent averaging of the intensity image. The process of
multi-looking improves the SAR image quality by reducing the speckle and can be used
to obtain a square pixel on the output image. The averaging can be done either in range
or azimuth direction or in both the directions. For example, if the resolution in azimuth
and range directions of a SAR image is 5 and 20 respectively, the image can be multi-
looked 4 times in azimuth direction so that the size of each pixel becomes 20 X 20.
Although multi-look causes improvement in speckle noise, it causes degradation in the
image resolution as can be seen in Fig. 10.
(a) (b)
4.6 System Bandwidth. One of the key issues of SAR is the signal sampling.
In range, the sampling rate of the analog-to-digital converter must be larger than the
transmitted chirp bandwidth (assuming I/Q demodulation) according to Shannon’s
sampling theorem. The same is true in azimuth. When determining the required
sampling rate it turns out that improving the range resolution increases the data rate
and volume on board the satellite. In azimuth the situation is more complex due to the
interrelation between various parameters. Here, improving the azimuth resolution
means a higher Doppler bandwidth of the received echo signal and consequently a
higher sampling, which in this case means increasing the PRF. This, however, reduces
the echo window length and by this the time available for receiving the echoes, which
means a reduced swath width. It is seen that fine azimuth resolution and wide swath
contradict each other and cannot be obtained simultaneously; at least not with
conventional single-channel SAR.
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of each sub-antenna through different transmit/receive modules (TRM). Typically a few
hundred software controlled TRMs are employed. Following are the typical imaging
modes of SAR.
5.1 Stripmap mode. In this mode the antenna stays in a fixed position, generally
orthogonal to the flight path or squinted in forward or backward direction. The antenna
aperture travels along the flight path during which the signal is transmitted at pulse
repetition frequency (PRF). Doppler bandwidth of the radar limits the lower boundary of
the PRF. The backscattered echo of each of these signals is commutatively added on a
pixel-by-pixel basis coherently to obtain the fine azimuth resolution.
5.2 Spotlight mode. The spotlight mode of radar imaging gives better resolution
for a given area of the scene. In this mode, the radar beam is steered continually as the
platform moves, so that the same patch is illuminated over a long period of time. This
mode has high azimuth resolution.
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5.3 ScanSAR mode. In this mode, the antenna beam sweeps the swath
periodically and thus covers much larger area than spotlight and stripmap modes.
Consequently, the azimuth resolution becomes lower than stripmap mode due to
decreased azimuth bandwidth. Mosaic operation is required in azimuth and range
directions to finally arrive at the composite image of the swath.
6. Surface interaction with radar beam. When the radar wave reflects off
a surface, following basic properties of the surface come into play:
• Dielectric property
• Roughness (rms height relative to a smooth surface)
• Local slope
When EM wave interacts with a surface, it is called scattering. There are basically two
types of scattering; surface scattering and volume scattering. Surface scattering occurs
at the interface of two different homogeneous media such as the atmosphere and the
Earth's surface. Volume scattering is the interaction of the EM eaves with particles
within a non-homogeneous medium like a tree. Another type of scattering is called
double bounce scattering which generally results from building or structures which stand
erect on ground.
6.1 Surface scattering. A smooth surface acts as a mirror for the EM waves
and reflects them at an angle equal and opposite to the incidence angle ϴ. Most of the
incident energy is scattered away from the radar and therefore the intensity of the
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resolution cell is very low. Thus a smooth surface is seen as black in the SAR image as
the echoes never reach the antenna. As per the Rayleigh criterion, a surface is smooth
when,
h < λ / 8 sinϴ
where,
• Specular scattering – when the surface is smooth and the EM wave's angle of
incidence is equal to the angle of reflection and thereby obeys Snell's Law. It is
basically a mirror like behavior of the surface.
• Bragg Scattering - For a homogeneous medium having rough surface (an rms
height variation of less than λ/8), the scattering can be described using the Bragg
model. Any section of that spectrum which resonates with the incident wave will
produce a strong backscatter. The Bragg model is useful for describing the
backscatter from the ocean surface as the periodic ocean waves provide high
backscatter. When imaging slightly rough terrain with little vegetation, the Bragg
model can be used to classify rock types and ages based on the surface
roughness.
• Dry Soil. Some of the incident radar energy is able to penetrate into the soil
surface resulting in less backscattered intensity. So the radar image will show it
with low intensity.
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• Wet Soil. The large difference in electrical properties between water and air
results in higher backscattered radar intensity and also in lowering of the
penetration of the EM waves. This will appear on the radar image as bright area.
• Flooded Soil. Radar waves are specularly reflected off the water surface,
resulting in very low backscattered intensity. Therefore the flooded area appears
dark in the SAR image.
7. Polarimetric SAR.
Amongst the above four configurations, VV and HH are called like-polarised or co-
polarised radar imagery and HV and VH are called cross polarized imagery.
7.2 SAR polarimetry. Polarimetric SAR systems show the capacity to separate
different scattering elements available in single SAR resolution cell. This model includes
scattering of EM waves from different scatterers based on polarization. Radar
polarimetry is the science of acquiring, processing and analyzing the polarization state
of an EM field. Anisotropic materials like grass or tree leaves often reflect different
polarization with different intensities and some also convert one polarization into
another. SAR emits a mixture of polarization and receives those using specific receiving
antennas.
SAR polarimetry uses a scattering matrix for quantifying the scattering behavior of the
targets on interaction with EM waves. The matrix is represented by a combination of all
the configurations of polarization states of transmitted and received signals. This can
also be called as quad-pol data set as has all the four configuration of polarization.
𝑆 𝑆𝐻𝑉
S = [ 𝐻𝐻 ]
𝑆𝑉𝐻 𝑆𝑉𝑉
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Fig. 14 Scattering matrix of a quad-pol data set
7.3 Stokes Vector. The polarization state of a plane monochromatic wave can
be represented by a vector called Stokes Vector,
𝑆⃗= [𝑆0 , 𝑆1 , 𝑆2 , 𝑆3 ]
For a fully polarized plane wave the stokes parameters are related by the identity,
Stokes Parameters,
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𝑆0 < |𝐸𝐻 |2 + |𝐸𝑉 |2 > 𝑆0
2 2
𝑆 < |𝐸𝐻 | − |𝐸𝑉 | > 𝑆0 cos 2𝜓 𝑐𝑜𝑠2𝜒
[ 1 ]= =[ ]
𝑆2 2 𝑅𝑒 < 𝐸𝐻 𝐸𝑉∗ > 𝑆0 sin 2𝜓 𝑐𝑜𝑠2𝜒
𝑆3 [ −2 𝐼𝑚 < 𝐸𝐻 𝐸𝑉∗ > ] 𝑆0 sin 2𝜓
Where, S0, S1, S2, S3 are the four stokes parameters
EH and EV are the received horizontal and vertical components of the electric field
vector.
Stokes parameters can be derived from the radar data set which can be quad-pol in
nature which means it contains all the four configuration of the polarization, HH, HV, HH
and VH. Once, the Stokes parameters are known, the information regarding orientation
angle and the ellipticity of the polarization data can be derived. Fig. 14 shows the
various Stokes parameters in radar image form. In the image it can be clearly seen that
the first parameter image has high intensity as can be seen from the discussion above.
The intensities of the other parameters are lower than the first one as per the relation.
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7.4 Decomposition of Polarimetric SAR. The main objective of decomposition
approach is to break down the polarimetric backscattering property of distributed
scatterers which is depicted as the superposition of different scattering contributions
within a resolution cell into a sum of individual scattering contributions. The method is
based on simple physical scattering mechanisms e.g. surface scattering, double-bounce
scattering, and volume scattering. The contributions are generally colour coded to give
an easily interpretable view of the radar image.
Fig. 16 Color coded image of an area post decomposing into three components
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References
Harger, Robert C. Synthetic Aperture Radar Systems: Theory and Design, New York:
Academic Press, 1970
https://en.wikipedia.org/wiki/Synthetic-aperture_radar
http://www.radartutorial.eu/20.airborne/ab07.en.html
Video lecture on overview of SAR remote sensing by Shri. Shashi Kumar under
EDUSAT, IIRS Dehradun.
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