Evidential Value of DNA: 1) Introduction
Evidential Value of DNA: 1) Introduction
Evidential Value of DNA: 1) Introduction
1) Introduction
DNA is the abbreviation of Deoxyribo Nucleic Acid. It’s the basic genetic material
in all human body cells. It can be extracted from blood, saliva, semen, hairs, bones
and other organs of the body. DNA structure determines the human character,
behavior and body characteristics.(1)
DNA techniques now enjoys a legitimacy all over the world. The technique helps
the identifications of criminals on scientific lines. (1)
However the technique require the great care and caution. (1) Precautions are
required to be taken to ensure preparation of high molecular weight DNA
complete digestion of the samples with appropriate enzymes, & perfect transfer
and hybridization of the blot to obtain distinct bands with appropriate control.(2)
DNA is essentially made of Amino Acid and it is matched with so called bases
which provide the key to determine the genetic blueprint. (3)
The discovery of DNA profiling, on Fag end of 20th century has brought in a sea
change in the identification scenario. DNA profiling specialist is doing yeomen
services to criminal justice system and providing irrefutable evidence. (4)
DNA profiling is providing proof, beyond reasonable doubts in many cases. (4)
DNA is made up of one half our biological mother’s DNA and one half of our
biological father’s DNA. 50% of our DNA is passed down to our children. It is this
that ensures DNA is unique and allows for accurate testing of parentage and
direct descendents through a DNA paternity test. (5)
3) History of DNA
DNA sometimes called the building block or genetic blueprint of life was first
described by the Scientist Francis H.C. Crick and James D. Watson in 1953. Crick
and Watson identified the double helix structure of DNA, which resembles a
twisted ladder and established the role DNA as the material and makes up the
genetic code of living organism. (6)
DNA is the same in every cell throughout an individual’s body, whether it is a skin
cell, sperm cell or blood cell. (6)
With the exception of identical twins, no two individuals have the same DNA
blueprint. (7)
DNA analysis was first proposed in 1985 by the English Scientist Alec J. Jeffreys.
By the late 1980s, it was it was being performed by law enforcement agencies,
including the Federal Bureau of Investigation (FBI) and by commercial
laboratories.(8) it consists of comparing selected segments of DNA molecules
from different individuals. Because a DNA molecule is made up of billions of
segments, only a small proportion of an individual’s entire genetic code is
analyzed.
In DNA analysis for a criminal investigation, first a DNA molecule from the suspect
is disassembled, and selected segments are isolated and measured. Then the
suspect’s DNA profile is compared with one derived from a sample of physical
evidence to see whether the two match. If a conclusion non-match occurs, the
suspect may be eliminated from consideration. If a match occurs, a statistical
analysis is performed to determine the probability that the sample of physical
evidence came from another person with the same DNA profile as suspects. (8)
Types
Generally RFLP testing process requires larger amount of DNA and for proper
results the DNA must be uncontaminated. PCR testing requires smaller amount of
DNA samples. With the development of newer and more efficient DNA analysis
technique, RFLP is not used as much as it was once used because it requires
relatively larger amount of DNA. In addition, samples degraded by environment
factors, such as dirt or mold, do not work well with RFLP. Now the RFLP has been
replaced by the PCR based testing. (8)
Santosh Kumar Singh Vs State , (2010) 9 SCC 747:AIR 2011 - The Apex court held
that the trial court was not justified in rejecting the DNA report as, nothing
adverse could be pointed out against the two experts who had submitted it. The
court accepted the DNA report as being scientifically accurate and an exact
science (relying on Kamti Devi Vs Poshi Ram AIR 2001). (9)
The latest position in India is that there is no specific law on one subject of
DNA evidence but DNA testing has got legal validity in 1989 in case of
Kunhiraman Vs Manoj. Now the courts are taking the DNA test as an expert
opinion. (12)
The Government of India and Law Commission have also woken up and Indian
Parliamentary Affairs Board has set up an advisory committee to give a
comprehensive report on all aspect of DNA testing. The Law Commission in its
185th report has also recommended the inclusion of DNA testing in the Indian
Evidence Act by amending its Section 112. (13)
Parliament of India had passed the Code of Criminal Procedure (Amendment)
Act no. 25 of 2005. It seems that Government of India is fast thinking on the
accuracy of DNA profiling and its authenticity and reliability. (14)
A new section 53A was added and a new Explanation to Section 53 was also
added by this Amendment. (14)
Considering the fast technology development in the scientific field it has been
held that there is nothing wrong in directing a person to undergo DNA test
which will enable the courts to arrive at a proper conclusion. Such an act is not
an inference with the personal liberty of a particular person. (16)
However there is an exception to the rule, Section 112 of the “ Indian Evidence
Act, 1872 “ provides that when at the time of conception of the child the
parents are residing together then DNA testing cannot be used a method to
avoid the paternity of the child. Probably the la made at the time “Indian
Evidence Act 1872 “ , when ratified by Indian Government, never forsaw that
there could be something as DNA testing in those days. The law has therefore
remain un-amended. Another idea behind this is to avoid basterdization of the
child. Be that as it may courts are bound by the law made and existing as it is.
(17)
In a recent judgment dated 15th oct 2014 , the Supreme Court of India has
upheld the validity of section 112 of “ Indian Evidence Act “ despite the DNA
test proving otherwise ( Dipanwita Roy Vs Ronbroto Roy in civil Appeal no.
9744 of 2014) ( A division Bench Judgment of Justice Jagdish Singh Khehar Vs
Justice R.K. Aggarwal ).
This issue was discussed at length in case of- Gautam Kundu Vs State of
West Bengal, AIR 1993 SC 2295
The R-2 (wife) was married to the appellant (husband) on 16th January, 1990. They
lived together for some time. R-2 went to her parents to prepare for her higher
secondary examination which commenced on 5.4.1990 and continued up to
10.5.1990. In the month of April, 1990 R-2 conceived. The appellant and his family
wanted her to undergo abortion but she refused. She came back. A female child
was born to her on 31.1.1991. She was subjected to cruelty during her stay in
matrimonial home. On the petition filed by her under Section 125 of Criminal
Procedure Code, the awarded her a sum of Rs 300 per month and Rs 200 per
month to the child. The appellant filed a revision petition. During the pendency of
the petition, he filed a case for the blood group test of the child to prove that he
was not the father of the child.
His petition was dismissed on two grounds- (1) there were other methods in the
Evidence Act to disprove the paternity. (2) It is a settled law that medical test
cannot be conclusive of paternity.
The High Court dismissed his revision petition against this order and held- where
during the continuance of the valid marriage, a child is born that is a conclusive
proof about the legitimacy. The English law permitting the blood test for
determining paternity of legitimacy could not be applied in view of Section 112
read with Section 4 of Indian Evidence Act debars evidence except in case of non-
access for disproving the presumption of legitimacy and paternity.
1) The courts in India cannot order blood test as a matter of course. (20)
2) Wherever applications are made for such prayers in order have roving
inquiry the prayer for blood test cannot be entertained. (20)
3) There must be a strong prima facie case is that the husband must establish
non-access order to dispel the presumption under section 112 of “Indian
Evidence Act “. (20)
4) The courts must carefully examine as to what would be the consequences
of ordering the blood test, whether it will have the effect of branding a
child as a bastard and the mother as an unchaste woman. (20)
5) No one can be compelled to give sample for blood test. (20)
In Shri Rohit Shekhar Vs Shri Narayan Dutt Tiwari & Anr. (26)
The court has gone a step further by making the Right of the Child to know
of his biological antecedents. However court has been cautious to
judgment of the Hon’ble Supreme Court in Sharda & Bhabani Prasad jena
and justified on reason a prima facie case for ordering DNA test.
Hence Court will allow DNA in civil cases-
1) If the wife will prove the lawful wedlock Under Section 112 of
“Indian Evidence Act”.
2) If there is an access.
The court will not allow-
1) If the husband proves there no access.
This case was a special leave petition directed against the order of High
Court for not allowing DNA test to prove the paternity of child. The
appellant Nandlal Wasudev Badwaik married a Lata on 30th June, 1990 at
Chandrapur. According to him, both the husband and wife separated from
1991. They had no physical contact between them after 1991. An
application for maintenance under section 125 of the “code of Criminal
Procedure” filed by his wife, but the same was dismissed by the learned
Magistrate by order dated 10th December, 1993. Thereafter, the wife
resorted to a fresh proceeding under section 125 of the “code of Criminal
Procedure, 1973” claiming maintenance for herself and her daughter. She
alleged that she started living with her husband from 20th of June, 1996 and
stayed with him for about two years and during that got pregnant. The
appellant resisted the claim of his wife and stated that the assertion of his
wife that she stayed with his husband since 20th June, 1996 is false. He
denied the claim that he is the father of respondent No. 2, the girl child.
The claim of the wife accepted. The Magistrate granted maintenance of
both wife and daughter. The appellant preferred a revision petition before
the High Court to order for DNA test to prove the paternity of child and
claimed that no maintenance ought to have been awarded to the child. The
High Court denied his claim and dismissed his revision petition. The
appellant preferred a Special Leave Petition before the Supreme Court
against the order of High Court. The Supreme Court dismissed the order of
High Court and favored the appellant to order for DNA test on a condition
that the appellant petitioner to deposit all dues, both arrear and current, in
respect of the maintenance awarded to the wife and child to enable us to
consider the prayer for holding of such DNA test on 8th November 2010.
The deposit was paid by the appellant on 3rd January 2011. The Supreme
Court allowed the petitioner’s prayer for conducting DNA test for
ascertaining the paternity of the child.
The Supreme Court has ordered the appellant and respondent to make a
joint application to the Forensic Science Laboratory, Nagpur, for conducting
DNA test. The appellant, the respondent No. 1 shall present themselves at
the Laboratory with respondent No. 2. The laboratory is directed to send
the result of such test to the Court within four weeks thereafter. The
Forensic Science Laboratory has submitted the result of DNA testing and
opined that appellant is excluded to be the biological father of respondent
no. 2. By the said order, the respondent has not been satisfied so she
requested for re-test. The Court directs that a further DNA test be
conducted at the Central Forensic Laboratry, Hyderabad. The parties are
directed to appear before the Laboratory. The Central Forensic Laboratory
submitted its report and opined that the appellant can be excluded from
being the biological father of respondent no.2. The respondents counsel
submits that the appellant having failed to establish that he had no access
to his wife at any time when she could have begotten respondent no. 2, the
direction for DNA test ought not to have been given. In view of the
aforesaid he submits that the result of such a test is fit to be ignored. To
justify his claim the respondent‘s counsel relied on the judgment of
Supreme Court in Goutham Kundu v. State of West Bengal, Banarsi dass
v.Teeku Dutta, Bhabani Prasad Jena v. Orissa State Commission for Women.
In all most all the cases the court ruled that blood test as well as DNA test
cannot be ordered as a routine. The result of a genuine DNA test is said to
be scientifically accurate. But, that is not enough to escape from the
conclusiveness of Section 112 of the Evidence Act e.g. if a husband and
wife were living together during the time of conception but the DNA test
revealed that the child was not born to the husband, the conclusiveness in
law would remain irrebuttable. The appellant‘s counsel raised the
contention that the DNA test had already been ordered and the respondent
had also not denied. It is only after the reports of the DNA test had been
received, which was adverse to the respondents, that they are challenging
it on the ground that such a test ought not to have been directed. We
cannot go into the validity of the orders passed by a Court at this stage. It
has attained finality. Before, the Supreme Court proceeds to consider the
rival submissions analyzing the DNA test that we deem it necessary to
understand what exactly DNA test is and ultimately its accuracy. All living
beings are composed of cells which are the smallest and basic unit of life.
An average human body has trillion of cells of different sizes.
Given that the Earth‘s population is The Supreme Court ruled and evolved a
beautiful concept that, “We may remember that Section 112 of the
Evidence Act was enacted at a time when the modern scientific
advancement and DNA test were not even in contemplation of the
legislature. The result of DNA test is said to be scientifically accurate.
Although Section 112 rises a presumption of conclusive proof on satisfaction
of the conditions enumerated therein but the same is rebuttable. The
presumption may afford legitimate means of arriving at an affirmative legal
conclusion. While the truth or fact is known, in our opinion, there is no need
or room for any presumption. Where there is evidence to the contrary, the
presumption is rebuttable and must yield to proof. Interest of justice is best
served by ascertaining the truth and the court should be furnished with the
best available science and may not be left to bank upon presumptions,
unless science has no answer to the facts in issue. In our opinion, when
there is a conflict between a conclusive proof envisaged under law and a
proof based on scientific advancement accepted by the world community to
be correct, the latter must prevail over the former.”
“We must understand the distinction between a legal fiction and the
presumption of a fact. Legal fiction assumes existence of a fact which may
not really exist. However presumption of a fact depends on satisfaction of
certain circumstances. Those circumstances logically would lead to the fact
sought to be presumed. Section 112 of the Evidence Act does not create a
legal fiction but provides for presumption. The husband’s plea that he had
no access to the wife when the child was begotten stands proved by the
DNA test report and in the face of it, we cannot compel the appellant to
bear the fatherhood of a child, when the scientific reports prove to the
contrary. We are conscious that an innocent child may not be bastardized
as the marriage between her mother and father was subsisting at the time
of her birth, but in view of the DNA test reports and what we have observed
above, we cannot forestall the consequence. It is denying the truth. “Truth
must triumph” is the hallmark of justice.”
In the above decision, the Supreme Court has changed the presumption
under section 112 of the Indian Evidence Act, 1872 which has been
followed still now from its enactment. Section 112 of the Indian Evidence
Act, 1872 states that the husband has to prove that he has no access with
his wife during the time when the child have been begotten. It can be
proved either impotency or far away from his wife. The latter is very
difficult because ―Access and non-access mean the existence or non-
existence of opportunities for sexual intercourse; it does not mean actual
cohabitation.‖ This above ruling helps the innocent husband to prove his
non-access by way of DNA test. For the first time, the Court favors the
innocent husband to prove his paternity claim. Here, the court gives
priority to DNA test under Section 45 of the Indian Evidence Act, 1872 over
the legitimate presumption under Section 112 of Indian Evidence Act,
1872. It is really a welcoming step and by that way our Supreme Court has
enforced the fundamental duties enunciated under Article 51A (h) and (j) of
Part IV A of the Indian Constitution.
Before exploring the use of DNA test in criminal cases it would be permitted to
see if it offends the fundamental right of a person against Self-Incrimination
and Right to Privacy.
1) DNA & Self Incrimination
A Constitution Bench of the Hon’ble Supreme Court in Selvi Vs State of
Karnataka (27) while testing the validity of DNA test on the anvil of Article
20(3) of Constitution of India, made following observation-
“The matching of DNA samples is emerging as a vital tool for linking
suspects to specific criminal acts. It may also be recalled that as per the
majority decision in Kathi Kalu Oghad AIR 1961, the use of material
samples such as fingerprints for the purpose of comparison and
identification does not amount to a testimonial act for the purpose of
Article 20(3). Hence the taking and retention of DNA samples which are in
the nature of physical evidence does not face constitutional hurdles in the
Indian context”.
State of Bombay Vs Kathi Kalu Oghad (28) The Supreme Court held that
Article 20(3) of the Constitution of India gives protection to a person not to
be a witness against himself. However, “to be a witness” is not equivalent
to “furnish evidence” in its widest term and significance. Giving thumb
impression or finger impression or exhibiting parts of the body by way of
identification are not included in the expression “to be a witness”. Being a
witness has been interpreted to mean imparting some sort of knowledge in
testimony. From this it appears that there will be no constitutional
restrictions on the collection of samples for DNA analysis.
Application in Evidence
Coming to the application in criminal cases, DNA tests can be effectively
used in criminal cases for the following purpose. First, it assists in positively
identifying the perpetrators of crime, particularly in case of sexual assaults
and homicide where identification is often a central issue.
Secondly, to identify the remains of victims of violent crimes.
The most suitable application of DNA test for these purpose is evident in
two popular cases namely, Santosh Kumar Singh Vs State (29) (establishing
commission of rape by the appellant) and Surendra koli Vs State of U.P.
(30) (to identify dead bodies of victim).
2) DNA & Right To Privacy
The Right to Privacy is derived from Article 21 of the Constitution. It was
held in PUCL Vs Union of India (31) that Right to Privacy enshrined in
Article 21 cannot be curtailed except according to procedure established by
law.
No one shall be subjected to arbitrary or unlawful interference with his
privacy, family and home, or correspondence, nor to unlawful attacks on
his honor and reputation, does everyone have the right to protection of law
against such interference or attacks. (33)
10) The DNA Profiling Bill 2017, which is pending in Parliament, is expected to
be considered and become a law sometime in the near future. If this were to
happen all convicted criminals across the country will have to undergo
mandatory DNA test. The Bill also aims to achieve standards for laboratories,
staff qualifications, training, collection of body substances, custody trial from
collecting to reporting and a data bank. The Bill also makes provisions for a
DNA profiling board, which will comprise scientists, administrators and law
enforcement officers. (36)
At present in India, there are around 90,000 cases which need a DNA study,
and the irony is that there are just 16 forensic labs across the country with
DNA profiling ability.
Once the Bill is passed by Parliament, the first thing that would be set up is a
DNA data bank. This will comprise the index of suspects, convicts, missing
person and unidentified dead person. All the labs across the country will have
to contribute to the bank.
(b) England
13) Conclusion
DNA test is a strong boon in criminal administration of justice, but in civil
cases the socio economic conditions and peculiarity in our country declare this
test against the human dignity especially of child and woman. But the inherent
power of courts in civil matters section 151 of “Civil Procedure Code” 1908
should prevail for the sake of justice, truth and dignity of judicial
administration. So DNA technology can be used in the matters of human
dignity, human right and human relation. It should be an essential part of
Indian Judiciary & for that purpose we are eagerly waiting for an appropriate
legislation in the name of The DNA Profiling Bill 2007 which is stating the
infrastructure, standards, quality control with assurance obligation of DNA
laboratory, information, composition, qualification of DNA profiling board & its
members, functions and most important establishment of DNA data bank. (39)
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