ImpactProof Part2Design
ImpactProof Part2Design
2016/2017
PART II
DESIGN
2 Impact Proof Chile | TU Delft
Contents
List of Figures ......................................................................................................................................... 5
List of Tables ........................................................................................................................................... 6
5 Design process ................................................................................................................................ 7
6 Preliminary design: Jetty ............................................................................................................... 8
6.1 Design Approach .................................................................................................................... 8
6.1.1. Configurations ................................................................................................................ 8
6.2 Structural design................................................................................................................... 10
6.2.1 Structural Configuration .............................................................................................. 10
6.2.2 Material properties ....................................................................................................... 11
6.2.3 First step: dimensioning ............................................................................................... 11
6.2.4 Load cases...................................................................................................................... 12
6.2.5 Load combinations ....................................................................................................... 13
6.2.6 Final design: Foundations ............................................................................................ 15
6.2.7 Final design: Beams ...................................................................................................... 22
6.2.8 Final design: Deck ........................................................................................................ 23
6.1.8 Final design: Drawings ................................................................................................. 24
7 Preliminary Design: Breakwater ................................................................................................. 25
7.1 Design process ...................................................................................................................... 25
7.2 Requirements ........................................................................................................................ 26
7.2.1 Offshore wave characteristics ...................................................................................... 26
7.2.2 Onshore wave characteristics ...................................................................................... 27
7.2.3 Crest height................................................................................................................... 28
7.2.4 Stone dimensions .......................................................................................................... 28
7.2.5 Breakwater design ........................................................................................................ 28
7.2.6 Differences with first iteration .................................................................................... 30
7.2.7 Deformation and pore pressures: PLAXIS2D .............................................................. 30
8 Preliminary Design: Onshore Facilities ...................................................................................... 32
8.1 EBMD building ..................................................................................................................... 32
8.1.1 Chilean principles......................................................................................................... 32
8.1.2 Approach....................................................................................................................... 32
8.2 Pavement .............................................................................................................................. 34
The onshore structures are not the focus of this project; thus they are not developed past the rule-
of-thumb stage. The jetty and the breakwater, on the other hand, are designed in phases, moving
from dimensioning to a more detailed design. Iterations are carried out to adjust dimensions so as to
avoid under- or over dimensioning. The scope, however, of the overall design which is presented
for the Marine Biology Station, is limited to a preliminary design. A definitive design will require
further iteration and detailing of connections and installations. Figure 5-1 illustrates the design
process which is adopted.
Figure 5-1: Flow diagram for jetty and breakwater design process
Professor of Strcutural Mechanics of UdeC, Dr. Dechent, presented several configurations during
his lecture of December 1, 2016. The three configurations that will be looked at in more detail in
Chapter 6.1.1.
The first step in the structural design approach is to estimate the configuration and dimensioning
of all structural element using rules of thumb.
Secondly, all load cases and load combinations will be defined apart from the earthquake actions,
using multiple Chilean building standards. When all input has been determined, a model will be
constructed with CSI software ETABS (ETABS, 2016). This program derives the self-weight and
the fundamental period needed to calculate the seismic load.
The following step is to apply all the load combinations, including seismic loads, in the program
ETABS and to derive the pile forces that can be used for the foundation design. After estimating the
minimum required pile dimensions, unity checks can be performed for all structural elements. Based
on these unity checks, it can be found out whether elements are over or under dimensioned. When
it is decided to change element dimension, it is necessary to redo the unity checks.
6.1.1. CONFIGURATIONS
So, the basic idea of the jetty design exists of a reinforced concrete deck placed on steel piles. Some
of these piles need to be placed under an angle so horizontal forces acting on the jetty can be
transferred to the soil. Three different configurations will be further investigated, as were presented
to us by Prof. Dechent during his lecture on earthquake design of December 6, 2016. These three
configurations are called Marco Duplas, Marco Flexural, and Marco Aislado. The basic designs of
these configurations are illustrated in Figure 6-1.
The first configuration is the Marco Duplas. The basic principle of this configuration is the use of
pairs of inclined piles where necessary. Figure 6-2 shows this configuration applied to the jetty.
The second configuration is very similar to the first one. However, the difference consists of the use
of singular inclined piles instead of the pairs of inclined piles. The structure becomes more ductile
and dissipate some of the seismic energy it may be exposed to. Figure 6-3 shows this configuration
applied to the jetty.
The third and last configuration which will be researched further, is a relatively new system that is
being applied more and more all over Chile. In this system, an additional rigid frame has to be
applied on top of the piles. The isolator will then be placed in between this rigid frame and the steel
beam framework. In service conditions, the isolator acts as a bearing whereas in seismic conditions,
most of the displacement will be concentrated in the isolation layer. The structure will “sway” more
softly compared to the non-isolated structure. The structural damage will be minimized and the
operation of the structure can be continued even during and right after the seismic event (Canam
Group, 2016). Figure 6-4 shows this configuration applied to the jetty.
Unfortunately, the last configuration will not be an option because for this type of jetty the isolators
will not act in an effective way. A more comprehensive explanation can be found in Appendix G.1
(Bustos, 2016). After excluding the Marco Aislado configuration, models are created for Marco
Duplas and Marco Flexural using software ETABS (ETABS, 2016). After researching the two
different configurations, the following things emerged:
· The fundamental period of the Marco Duplas and the Marco Flexural configuration is 0.23 and
1.35 seconds, respectively.
· As mentioned before, the fundamental period is dependent on the stiffness and the mass of the
system. Because the mass of the structure is small, the stiffness should be small too in order to
achieve this relatively high fundamental period. The low stiffness results in too high
deformations compared to the size of the jetty.
In Chilean construction practice periods of less than 0.5 seconds are commonly recommended
for this type of structure.
· The stairs are positioned outside the structure, whereby they are exposed to high (impact) loads
from, for example, the vessel.
· The inclined piles are sticking out of the concrete deck, whereby they are directly subjected to
high (impact) loads too.
For these reasons and after deliberation with UDEC professors, it is decided to come with an adjusted
design for the jetty which overcomes the previously mentioned “problems”.
The adjusted design includes a third row of steel piles which are located in longitudinal direction,
in between the two existing rows of piles. First of all, this row of piles will increase the stiffness of
the structure. Secondly, the middle row of piles provides the possibility of placing the inclined piles
in this row so they will not stick out of the concrete deck anymore. The number and configuration
of the inclined piles is extensively analysed using software ETABS (ETABS, 2016) to find an
appropriate fundamental period in both x- and y-direction. As described in paragraph 6.1.1.1, this
period should be lower than 0.5 seconds. The final configuration of the jetty is displayed in Figure
6-5.
As can be seen from Figure 6-5, the stairs are now situated inside the concrete deck. As a result, a
framework can easily be created in front of the stairs which will partly protect the stairs from being
exposed to high (impact) loads. The frame exists of two longitudinal beams which will be attached
to the piles on which rubber defenders are fixed (Sandoval Munoz, 2010). By applying these rubber
defenders, the impact load from the vessel can be reduced.
Further, bollards can easily be placed on the concrete deck so loads on the bollards can directly be
transferred to the piles underneath them.
Lastly, a triangular shaped part is added at the left-hand side of the concrete deck. This part is
necessary to guarantee a good connection between the jetty and the concrete abutment.
Element Properties
Reinforced concrete deck Thickness, t = 250 mm
Steel beams H-profile H300x300x105.5
Steel piles Round tube profile Ø262, t = 6 mm
Steel frame stairs Rectangular tube profile 200x150x26
Steel defender beams H-profile H250x200x59.64
TU Delft | Impact Proof Chile 11
6.2.4 LOAD CASES
For the individual load cases, a distinction is made between loads acting from the land side, loads of
and on the jetty itself and loads acting from the sea side. The loads that need to be considered are,
together with their magnitude, summarized in Figure 6-6. In Appendix G.4, all loads are analysed
and calculated separately. The configuration of all the loads are displayed in Figure 6-7 and Figure
6-8, the former includes all the permanent load cases and the latter includes all the live load cases.
In Chilean design, two approaches are commonly used, namely the Allowable Stress Design (ASD)
and the Load and Resistance Factor Design (LRFD). The ASD combinations are based on both the
code Nch2369.Of2003 (Hidalgo, 2003) and the Bachelor Thesis of S. Munoz (2010). The emerged
general combinations are described in Table 6-3 and are applicable to the design of the steel
structure.
Load case D L B I1 I2 Sx Sy Mx My
Sx
Sy
Mx
My
pDL;x;self-weight
FDL;z;crane
qDL;z;stairs
qDL;z;installations
pLL;z;variable
qLL;z;stairs
FLL;z;cargo
MLL;x;cargo
FLL;y;bollard
FLL;z;bollard
MLL;x;bollard
FLL;y;impact
D L B I1 I2 Sx Sy Mx My
CS1 1
CS2/1 1 1
CS2/2 1 0.5 1
CS2/3 1 0.5 1
CS2/4 1 0.5 1
CS3/1 1 0.5 1 1
CS3/2 1 0.5 1 -1
CS3/3 1 0.5 -1 1
CS3/4 1 0.5 -1 -1
CS3/5 1 0.5 1 1
CS3/6 1 0.5 1 -1
CS3/7 1 0.5 -1 1
CS3/8 1 0.5 -1 -1
CS4/1 1 1 1
CS4/2 1 1 -1
CS4/3 1 -1 1
CS4/4 1 -1 -1
CS4/5 1 1 1
CS4/6 1 1 -1
CS4/7 1 -1 1
CS4/8 1 -1 -1
D L B I1 I2 Sx Sy Mx My
CC1 1.4
CC2/1 1.2 1.6
CC3/1 1.2 1 1.4 1.4
CC3/2 1.2 1 1.4 -1.4
CC3/3 1.2 1 -1.4 1.4
CC3/4 1.2 1 -1.4 -1.4
CC3/5 1.2 1 1.4 1.4
CC3/6 1.2 1 1.4 -1.4
CC3/7 1.2 1 -1.4 1.4
CC3/8 1.2 1 -1.4 -1.4
CC4/1 0.9 1.4 1.4
CC4/2 0.9 1.4 -1.4
CC4/3 0.9 -1.4 1.4
CC4/4 0.9 -1.4 -1.4
CC4/5 0.9 1.4 1.4
CC4/6 0.9 1.4 -1.4
CC4/7 0.9 -1.4 1.4
CC4/8 0.9 -1.4 -1.4
Pile type Batter No. of Dxt Pile length Profile weight Axial bearing
angle piles (mm) (m) (kg/m) capacity (kN)
Vertical - 17 262 x 6 6 37.88 550
piles
Inclined 20 8 (4x2) 362 x 6 6.4 52.68 1050
piles
The steel pipes for the jetty are driven into the rock using a DELMAG D-12 diesel hammer, a
commonly used rig in construction across Chile. The characteristics of this machine are given in
Table 6-6, together with the calculated value for the number of blows per inch at the rejection point,
. At this point of embedment, the pile has developed sufficient bearing capacity. Considering the
harbour application, the piles must be driven from a floating pontoon. Appendix G.6.1 gives a full
computation of .
Table 6-6: Characteristics of DELMAG D-12 pile driving rig, [source: www.hammersteel.com]
Anchoring
From the dimensioning phase, the pull-out capacity of the inclined piles subject to tension emerged
as insufficient. To retain the slender design, measures must be taken to resist pull-out. Since it is not
possible to embed the piles beyond 2m into the rock, it is necessary to anchor them. As it is assumed
that the inclined piles resist all tensional loads, it is not necessary to anchor the vertical piles.
A possible method to achieve anchoring is to drill ahead into the rock a long socket of slightly
smaller diameter than the inside diameter of the pile, followed by the insertion of a pile into the
socket with grout pipes attached it. It is then grouted up, bonding the insert pile to the walls of the
socketed hole and primary pile above (Srinivasamurthy & Pujar, 2009). This is based on a
micropiling system as illustrated in Figure G-17 in Appendix G.6.2, and is commonly applied in
Chile. A recent local application is a jetty built in the nearby Puerto Lirquén. The piles of this jetty
are set is metamorphic rock which was impossible to penetrate deep enough to develop sufficient
uplift capacity.
ULS SLS
Pile foundation settlement W, m 0.15 0.05
Structure1 settlement W, m - 0.15
Structure relative rotation 1:100 1:300
The settlement of a group of point bearing piles corresponds to the settlement of individual piles if
the piles are resting on rock. Differential settlements are unlikely to occur as all piles are embedded
in the sandstone at an equal depth. However, in general, assessing the settlement of point bearing
To investigate the risk of any of these mechanisms to affect the stability of the jetty and its
foundation, a liquefaction potential (LP) analysis of the soil is carried out (Youd, Idriss, Andrus, &
Arango, 2001). The LP of a soil is defined as the ratio between the Cyclic Resistance Ratio CRR (the
capacity of the soil to resist liquefaction) and the Cyclic Stress Ratio CSR (the seismic demand on a
soil layer). A commonly used safety factor worldwide for this susceptibility ratio is 1.2. The
computation of both the CRR and CSR are given in Appendix G.6.2, as well as the corresponding
data tables.
Figure 6-9 shows a depth profile of SPT blow count corresponding to Appendix B.4 boreholes. Since
the soil profile varies between the proposed start and end of the jetty, the boreholes at these two
extreme locations are used in the analysis, S6 and S3, respectively. The grey line in Figure 6-9 gives
the predicted SPT profile if the soft soils lying atop the sedimentary rock were to be excavated to a
level of MSL -2.5m.
Figure 6-10 gives the results of the liquefaction analysis, see Appendix G.6.2 for the method of
computation of the liquefaction potential, LP. The full lines indicate the LP values at the start and
end of the jetty, as well as for the whole jetty after excavation. The dotted lines indicate the required
LP value with depth for a factor of safety of 1.2. At the start of the jetty the soft soil (silt, ML) is
highly liquefaction susceptible with a LP value of less than 0.2. The first two meters of soil (silty
sand, SM) near the end of the jetty, are also susceptible to liquefaction If the soil were to be
excavated to a level of MSL -2.5m along the entire length of the proposed jetty location, the
liquefaction potential criterion of 1.2 would always be satisfied (for corrected N values ( ) of
greater than 30, the soil is considered too dense to liquefy). 2
2 1.2 (required F.O.S.) is taken as the maximum possible Liquefaction Potential value in Figure 6-10
18 Impact Proof Chile | TU Delft
Overall it may be concluded that it is indeed necessary to excavate to MSL -2.5m, as the soil lying
atop the sedimentary rock is highly susceptible to liquefaction at an earthquake magnitude MW of
7.5. Although the foundation piles have not been considered to obtain any bearing capacity from
these soft strata, lateral spreading may result in unforeseen lateral loads on the piles, potentially
leading to buckling or bending. Lateral spreading may be possible as the slope of the top of the upper
soil stratum approaches 2° from borehole S6 to S3, see Figure 2-5 in Part I.
However, dredging might only be a temporary solution. Due to transport by currents, sediment may
build up behind the proposed breakwater, and once again cover the bedrock. Sediment sources
include Coliumo Bay itself, primarily, and the Estero Dichato entering the bay on the southern side,
as shown in Figure 1-2. Considering that the current levels of sediment atop the sedimentary rock
are low this is a long-term problem which requires further analysis of the sediment dynamics of the
bay.
3 End jetty
4 When excavated
5
6
7
8
Figure 6-9: SPT blow count with depth for start and end of jetty, and for excavated top soils
Liquefaction Potential, LP
0 0.2 0.4 0.6 0.8 1 1.2
0
1 Start jetty
2 End jetty
Depth below MSL (m)
3 When excavated
Required LP start jetty
4
Required LP end jetty
5
Required LP when excavated
6
Figure 6-10: Liquefaction Potential in depth and required liquefaction potential values (F.O.S. = 1.2)
Scour is a special case of sediment transport and occurs when the local transport exceeds the supply
from upstream due to a difference in velocity, turbulence, or both (Schiereck & Verhagen, 2012).
Insight into the degree of scour is necessary to evaluate the danger of instability of the structure,
and whether scour protection is required. Figure G-21 in Appendix G.6 illustrates the complex
three-dimensional flow pattern around a pier. Analytical analysis of scour depths is not possible, so
experimental correlations with water depth and pier diameter are used for design. For a first design,
the ratio between water depth ℎ and pile diameter gives an indication of the scour depth ℎ , see
Figure G-22 in Appendix G.6. In the case of the EMBD jetty, with a water depth of 2m and a pile
diameter of roughly 0.3m, tanh approaches 1.0, so ℎ ∝ . Therefore, the scour may develop
up to 0.3m in depth.
However, considering the excavatability of the thin silty sand layer overlying the sandstone,
scouring is not proposed to present a large problem, especially in the short term. In the long term,
due to lack of maintenance, sediment transport, and weathering of the sandstone, a new layer of
fine soil may be deposited on top of the rock, but since the piles of the structure do not rely on these
layers for bearing strength, scour is unlikely to affect structural stability. Thus, mitigation measures,
such as quarry stone, gabion or matted aprons, are not necessary.
According to the software, the governing inclined pile is located at grid point G2 directed in positive
y-direction. The corresponding load combination is CS3/5 which resulted into certain forces, as
described in Table 6-9. With these data, unity checks can be performed as described in Appendix
G.7. The governing unity check has a magnitude of 0.78 for a combination of bending, torsion, shear,
and compression. This means that the unity check is fine, and the steel section does not need to be
adjusted.
The governing straight pile is situated at grid point G3. The associated load combination is CS2/4
which resulted into forces as described in Table 6-10. Unity checks are performed as described in
Appendix G.7 The highest unity check equals 1.46 for a combination of bending, torsion, shear, and
compression. Therefore, the unity check is not satisfactory and the steel section needs improvement.
In order to guarantee adequate corrosion protection, the wall thickness of all piles is increased with
a value of 4 mm. The resulting profile properties for the piles are shown in Table 6-11. Overall this
means that all 25 piles may be ordered of the same diameter, which is economically favourable. The
differing length between the two types of steel piles is not a problem, as length may be altered by
cutting or welding.
Table 6-11: Profile properties - Ø362/10 (Instituto Chileno del Acero, 2000)
Table 6-13: Profile properties -H300x150x45.8 (Instituto Chileno del Acero, 2000)
The maximum absolute moment that occurs in the structure is (-) 409251,74 kgf-cm, see Appendix
G.7. Following the approach described in ACI-318-08 (ACI Committee 318, 2008), assuming a
concrete cover of 60 cm thickness, this requires 9 steel bars of 10 mm thickness per 1000 mm. The
final properties are summarized in Table 6-14. For practical reasons, the reinforcement will be
designed in the same way in both directions, both at the bottom and at the top of the deck. The final
design is presented in Figure 6-11.
Next, a principle detail is displayed in Figure 6-12. The detail explains the connection between the
jetty and the concrete abutment. The jetty and the abutment have different fundamental periods,
so it is important they are not attached to each other and can move independently. To guarantee
this independency, a gap of 20 mm is created between the two structures. This value is based on
about two times the deflection during the event of an earthquake. A steel plate is used to make sure
the jetty is still accessible for traffic, but it is only fixed to one end so it can move freely.
A flowchart of the design of the breakwater is included in Figure 7-1. In summary, offshore waves
are statistically analysed, using a peak over threshold method and Weibull/ Gumbel transgression.
Via this analysis, a return period for the ULS and SLS is determined and a corresponding wave
condition. Offshore wave statistics are translated to onshore (taking into account shoaling,
dissipation etc.). For a first iteration SwanOne is used, in the second iteration Delft3D is used. The
onshore wave statistics in combination with the requirements for SLS and ULS determine the
breakwater dimensions. A geotechnical analysis is performed to check the stability and settlements
of the breakwater and eventual lead to changes in the design of the breakwater.
Table 7-1: Offshore wave heights, outcome for a narrow (NW and SW) and broad (NW-N and S-W) angle
Average Gumbel-Weibull
SLS Tp SLS ULS Tp ULS
Small NW 2,96 7,5 9,16 12
Large NW-N 4,11 9 10,25 13,3
Small SW 5,39 13,5 10,58 17,5
Large S-W 5,80 13,5 10,26 17,5
The scenario study makes clear that the waves from the North-Western create the governing wave
conditions in Coliumo bay both for the ULS and SLS. The results of the governing scenarios are
presented in Figure 7-3, Figure 7-4 and Table 7-2.
Table 7-2: with translated wave heights (ULS and SLS) onshore.
Figure 7-3: Ultimate Limit State, Outcome Delft3D, , more detail from left to right
Figure 7-4: Serviceability Limit State with north-western waves, Outcome Delft3D, more detail from left to right
With help of the software BREAKWAT3.0 (Software of the Deltares), a calculation of the crest
height is made, based on the before mentioned wave transmission. Some assumptions are made
regarding different parameters. A more detailed outcome is given in Appendix H.3.
In this second iteration, the wave height offshore is translated to an onshore value using Delft3D.
The results are listed in Table 7-2. Using the software BREAKWAT3.0, the stone size is determined.
The outcome and calculations of BREAKWAT3.0 can be find in Appendix H.3. A weight (W50) of
10.000 kg is obtained, with an average diameter of 1.56 m.
Length 40 m
Slope 1:2
W50 10.000 kg
Dn50 1.56m
Overall, the breakwater settlement is minimal under gravity loading, and ranges between 10 and 30
mm depending on whether the sand layer is removed or not. The sand layer allows for more
deformation and the global stability of this configuration is a factor 1.3 less safe than if the layer
were to be removed. However, both configurations have acceptable factors of safety against global
failure. In terms of pore pressure build-up during harmonic wave loading, the generated pore
The dimensions used for the breakwater as modelled in PLAXIS2D stem from the dimensioning
phase (i.e. first iteration) of the breakwater design. However, it is not deemed necessary to conduct
a secondary analysis considering the limited required incresae in crest height (2.2m to 2.56m) and
the relatively limited settlement, especially when the soft soils are removed. See Appendix H.4 for
the full results and visual output from PLAXIS 2D.
8.1.2 APPROACH
For the well-functioning of the Marine Biology Station, the redevelopment of the biggest structure
on-site proves to be the most relevant to look at, see Figure 8-1. As the remnants of the building are
heavily deteriorated, the structure will be stripped to its basic structural elements. The stability will
be improved, but it will be kept structurally “open” in case a tsunami occurs. An additional partial
layer will be built on top, which will be completely structurally independent. A strong core will be
constructed, comprising a staircase and service elements such as water pipes and electricity facilities.
The underlying principle is that the core will not be damaged in case of an earthquake and tsunami,
thus enabling quick redevelopment of the building’s functions. The step-by-step redevelopment is
presented in Figure 8-4 to Figure 8-10.
Figure 8-4: Rebuild structural frame Figure 8-5: Apply stability elements
Figure 8-6: Apply light-weight dividers Figure 8-7: Construct additional shallow foundation
Figure 8-8: Construct independent frame Figure 8-9: Apply robust core
Figure 8-10: Construct stable walls, floor and roof Figure 8-11: Final principle design
The serviceability level of the gravel road may vary significantly within short periods of
time, for example, due to heavy rainfall.
A high level of maintenance is required to maintain the appropriate levels of gravels.
However, this maintenance is not carried out.
Truck transit on the road produces substantial dust emission, which is an impairment to
staff and students at the Marine Biology Station; to the natural surroundings (plants, crops,
outside aquaria etc.); and to facilities and machinery on site.
Drainage is insufficient during the winter season.
The design criteria for the Marine Biology Station pavement are:
To allow one ¾ truck to transit goods from the Costanera Pedro Aguirre Cerda road to the
jetty, and vice versa;
To incorporate the possibility of reinforcing the pavement for an increase in traffic volume
(i.e. multiple trucks) without significantly altering the existing pavement structure;
To ensure mobility of the vehicle(s) during all seasons of the year;
To ensure pedestrian safety and;
To control the emission of dust.
Moisture content, on the other hand, influences both the cohesion and the angle of internal friction
of the subgrade. A Proctor test may determine the optimal moisture content for each pavement
layer for maximum compaction. Water ingresses into the pavement and subgrade due to capillary
movements or rainfall infiltration and may weaken the material. In terms of drainage, the
groundwater table is near-surface, and therefore subsoil drains may be ineffective, as it is difficult
to provide an outlet. For surface drainage it is most cost-effective to induce a transversal or
longitudinal slope in the pavement of 2-4% to allow for run-off.
3Requires processing and washing to remove fines which could plug drains or cause leachate precipitation.
4Blend of emulsified asphalt, water, well-graded fine aggregate and mineral filler. Requires maintenance
every 5-7 years.
TU Delft | Impact Proof Chile 35
9 EXTREME IMPACT EVALUATION
9.1 APPROACH
What differentiates the design of coastal structures in Chile from design elsewhere, is the need to
take into account extreme events, such as earthquakes and associated tsunamis. A common scenario
for coastal structures during an extreme event (large-scale seismic event) is to experience one or
more seismic shocks, followed by subjection to multiple tsunami waves within the next few hours,
i.e. the tsunami impacts an already deformed or otherwise damaged structure.
In general, structural design in Chile is carried out according to codes which ensure life safety during
earthquake events, by considering ranges of seismic loading. For tsunamis, on the other hand, design
generally assumes evacuation of all people, and focuses on structural damage minimization.
In an Extreme Impact Evaluation, it is important to consider the idea of risk, since it may not be
possible to design structures to fully withstand all extreme impacts at all times. Risk may be defined
as the combination of the likelihood of occurrence of an extreme event and the associated level of
damage it may induce. For the following evaluation, the extreme event of the Maule 2010
earthquake and tsunami is taken as a base case, given the amount of available data of this event and
the previously investigated impacts on the Dichato coastal area.
The following evaluation thus investigates the impact of the Maule 2010 earthquake on individual
elements of the EMBD design proposal -including the jetty, the breakwater and onshore facilities-
followed by an investigation of the effects of the subsequent tsunami waves. The jetty and
breakwater are evaluated on structural stability. Furthermore, several geohazards are treated for the
jetty, the breakwater and onshore facilities.
From the Maule 2010 earthquake experience the following geotechnical effects emerge which may
affect the harbour complex (Yasuda, Verdugo, & Konagai, 2010):
Cracking or failure of the connection between the foundation and the superstructure;
Differential uplift and subsidence;
Liquefaction and lateral spreading-induced damage including settlement and foundation
failure;
Slope and embankment failures;
Figure 9-1 depicts, conceptually, various geohazards which may affect the Marine Biology Station.
Due to the relatively thin sand layer overlying the sedimentary rock at Dichato, the amount of
seismic amplification through the soil is limited. This means the structural damage of onshore
buildings from deformations caused directly by seismic acceleration is unlikely to be problematic.
Indeed, the Maule 2010 event proved that the majority of the damage was caused by either
liquefaction-related phenomena and the tsunami ensuing the earthquake.
Often it is not feasible to design a structure to such an extent in which it does not show any damage
after the event of a heavy earthquake. The design is therefore limited in achieving two important
objectives (Hidalgo, Norma Chilena Oficial Nch2369.Of2003, 2003). First, protection of people’s
lives needs to be guaranteed. In achieving this, structures may not collapse, fires should be avoided,
and the emission of toxic gases and liquids need to be limited. Secondly, the operation of the jetty
and breakwater cannot be obstructed for a long period of time. Essential processes may not be
interrupted or come to a standstill and the structure should still be available for inspection and
repair.
What has become clear until now, the occurrence of heavy earthquakes is not negligible in Chile.
In this report, special attention has been paid to the Maule earthquake of February 2010. Details
have already been discussed in Appendix A.8. All geohazards are evaluated using this Mw 8.8
earthquake. However, the damage to the jetty and breakwater are evaluated using seismic loads
according to the code, and not using the acceleration spectrum of Maule 2010, because the Chilean
codes already incorporate large-scale earthquakes such as Maule 2010 in the computation of seismic
loads.
9.2.1 JETTY
9.2.1.1 Structural damage
First and foremost, the influence of the earthquake on the jetty will be discussed. Before the extreme
event of February 2010, the codes for seismic design in Chile were already of good quality. For this
reason, structural damage was relatively small even with the high ground accelerations of 0.65g that
have been measured. After the event, again new experiences have been gained and the codes got
even better improvement. The current Chilean seismic codes, which are also used in the design of
this project, take into account extreme and heavy earthquakes. Because of the lack of possibilities
and time to perform a dynamic analysis including the Maule earthquake, it is decided to adhere to
the seismic static loads calculated according to the Chilean seismic codes.
In the design of the jetty, seismic load combinations which contain seismic loads from the codes
have been used. In the final design, all unity checks are fine which means that the structure will
both survive an earthquake and only elastic deformations will occur. For this reason, it can be
concluded there will be no permanent deformations in the structure when the tsunami arrives.
= , /
With
. .
= 10 /
Giving an for a 8.8 Mw earthquake (like Maule 2010) of 0.664. This means the Liquefaction
Potential values as in Figure 6.9 in Chapter 6.2.7.2 becomes almost twice as unfavourable for the
sand lying atop the sedimentary rock. For the underlying rock, i.e. from a depth of 3m below MSL
downwards, the liquefaction potential remains satisfactory. Therefore, as long as the top 2m of soil
is removed at the jetty location, there is no liquefaction hazard for pile stability in the case of a
seismic event like that of Maule 2010.
9.2.2 BREAKWATER
9.2.2.1 Earthquake loads
During the extreme impact event, a maximum acceleration of 0.4g m/s2 is observed (see Appendix
G.4.2). The consequences of this ‘force’ on the breakwater is widely investigated around the world.
The design of the breakwater is adapted to several conclusions of these reports;
The breakwater at the Marine Biology Station is founded on a very stiff soil, the sandy top soil of
2m is dredged. Also in the design no core is implemented, to make the breakwater permeable. This
is important to avoid high pressures in the breakwater during earthquake (and tsunami) impact. The
final result of an earthquake is a settlement of the crest, which will be low according to the literature
because of the rigid foundation. The MCE (Maximum Considered Event) is estimated to occur every
TU Delft | Impact Proof Chile 39
2500 years (which has just happened in 2010) and therefore, no further adjustments to the
breakwater are necessary for the earthquake loads. Also, no extensive calculation is carried out for
this reason. This might be necessary in future research and more detailed designing of the harbour
facility.
Another reason to pay not too much attention to the exact settlement of the breakwater is the fact
that a tsunami is likely to occur after an earthquake. The tsunami will damage the breakwater more,
as is explained in Chapter 9.3.2.
Liquefaction
To evaluate this hazard, the liquefaction potential of the top 3m of soil as identified in the
geophysical site test is computed. The input data is derived from the geophysical test performed in
December 2016 at Caleta Villarrica and laboratory test performed on sand from Dichato in the soil
mechanics laboratory of UdeC in previous years. The sand is classified as medium dense gravelly
sand (SW)5. The liquefaction potential is calculated as in Appendix G.4 (corrected for magnitude 8.8
as opposed to 7.5) and is summarized in Table 9-1. In order to obtain a satisfactory factor of safety
against liquefaction (LP of 1.2), the blow count would need to become at least N=186, but generally
a minimum N-value of 30 is recommended by the ASTM guidelines of the U.S. In seismically active
regions.
Liquefaction may cause unallowable levels of settlement of the ground surface and correspondingly
the shallow foundations and the overlying superstructures. Yoshimine et al. (2006) have found a
relationship between the volumetric strain and shear wave velocity of a soil, for given factors of
safety against liquefaction, see Considering the factor of safety of 0.78 as given in Table 9-1, and a
shear wave velocity of the top sand layer of around 190 m/s (see Figure B.10 in Appendix B.4.3), one
can deduce a post-liquefaction volumetric strain of 2.5 %. For the sand layer of 3m depth this
accounts for 7.5mm of settlement. For residential buildings on shallow foundations in the
Netherlands7 settlement restrictions lie at 0.10m for the Ultimate Limit State and at 0.03m for
Serviceability Limit State (NNI, 2006). Therefore, the SLS would not be satisfied in the case of
liquefaction-induced settlement.
Lateral spreading may follow liquefaction and as the ground tears and surface fissures open up,
lateral forces may be induced in the concrete shallow foundation, causing it to extend and
potentially crack. There is around 8 m difference in elevation from one end of the Marine Biology
Station to another (from the sea-side at the concrete abutment to coastal road), which is a distance
of approximately 100m. This results in an inclination of 4-5° on average, which is a theoretically
sufficient inclination to undergo lateral spreading (Haigh, 2000).
Mitigation
To mitigate the risk of structural damage in the concrete slab due to lateral spreading it is important
to ensure sufficient reinforcement to resist tensional loads by incorporating safety factors in the
design. Overall, in order to reduce the impact of liquefaction and associated lateral spreading, the
sand may be densified. The required increase of SPT blow count of the sand may be achieved
through densification by dynamic compaction, for example. This is a technique often applied to
mitigate liquefaction in loose saturated granular soils, and involves high-energy impacts to the
ground surface by systematically dropping heavy weights from heights ranging between 10 and 40
m using heavy crawler cranes. An impression is given in Figure 9-3.
“Tsunamis are long-period water waves generated by undersea shallow- focus earthquakes or by
undersea crustal displacements (subduction of tectonic plates), landslides, or volcanic activity.
Tsunamis can travel great distances, undetected in deep water, but shoaling rapidly in coastal waters
and producing a series of large waves capable of destroying harbor facilities, shore protection
structures, and upland buildings... Coastal construction in tsunami hazard zones must consider the
effects of tsunami run-up, flooding, erosion, and debris loads. Designers should also be aware that
the “run-down” or return of water to the sea can also damage the landward sides of structures that
withstood the initial run-up.”
The tsunami forces are evaluated using the maximum known event. This event is called MCT
(Maximum Considered Tsunami). In case of the Coliumo bay, the MCT is defined by the tsunami
caused by the Maule earthquake of February 2010. The damage evaluation is based on the numerical
model of the tsunami of 2010 (Martinez & Aranguiz, 2016). According to the outcome of the model
study, the Maule earthquake caused a tsunami event with waves up to a height of 7 meters, see
Figure 9-4.
Figure 9-4: Sea level elevation during the tsunami of February 2010 (Martinez & Aranguiz, 2016)
The maximum inudation during the tsunami event is depicted in Figure 9-5.
Figure 9-5 Inundation area obtained in the numerical simulation (Martinez & Aranguiz, 2016)
The damage evaluation starts with the determination of the different loads which are caused by the
tsunami. The loads of the tsunami are calculated according to the FEMA (North-American)
standards. The FEMA P-646 (FEMA, 2008) describes all the different loads on buildings caused by
tsunamis. The loads acting on the breakwater and the jetty during the MCT are summarized
underneath. This are the loads of importance for evaluating the potential damage caused by the
MCT. An extensive description of the loads is given in Appendix J.1.
hydrostatic forces;
buoyant forces;
hydrodynamic forces;
impulsive forces;
debris impact forces;
debris damming forces;
uplift forces; and
additional gravity loads from retained water on elevated floors.
For both the breakwater and the jetty the different forces are determined. Depending on the forces a distinction is made
between the different parts of the jetty. The forces on the jetty are shown in Table 9-2. The forces on the breakwater are
shown in
Table 9-3. The effects of the above presented loads are elaborated for both the jetty and the
breakwater in upcoming parts.
Breakwater
Force value unit
Hydrostatic 15,1 kN/m width
Buoyant 42,4 kN/m width
Hydronamic 41,1 kN/m width
Impulsive 61,6 kN/m width
Debris Impact 1230 kN
9.3.1 JETTY
9.3.1.1 Structural damage
As already explained in the previous section, the effect of the tsunami on the jetty will be analysed.
Different tsunami load cases are defined and calculated. Not all tsunami loads will take place at the
same time, consequently tsunami load combinations are composed. According to FEMA, P-55
Coastal Construction Manual (FEMA, 2011) the tsunami load combinations can be defined as
displayed in Table 9-4. See Appendix J.6 for more detail. The configuration of the tsunami loads is
visualized in Figure 9-6.
The different load combinations are analyzed with software ETABS. (ETABS, 2016) Unfortunately,
the jetty will be severly damaged after the event of the tsunami. Most elements exceed the unity
checks, as a result plastic deformations will occur and probably lots of elements will fail. As an
example, after applying combination TC2 in ETABS including the debris impact force, the unity
check of the pile at the corner exceeds 8.0, see Figure 9-7. In order to resist the impact force, the
pile dimensions should be increased to a high extent, which is not feasible nor cost-effective for this
relatively small design. It can be concluded that for this jetty it is not benificial to design against the
impact of such a heavy tsunami.
The authors of the Handbook of ‘Coastal disaster mitigation for engineers and planners; advice to
make use of the Hudson formula for the design of armour units in tsunami prone areas (Esteban,
Takagi, & Shibayama, 2015). For a breakwater in a tsunami prone area, the armour units should first
be designed using the Van der Meer or Hudson formula against wind waves in the area. This is the
usual method in the design of any breakwater. Finally, at the end of the design procedure a check
should be made that the breakwater meets the requirement of the formula adapted to tsunamis
(Esteban, et al., 2013). The formula reads as follows:
= ( )
(9.1)
ℎ ( )
ℎ (−)
( / )
ℎ ℎ ( )
(−)
(−)
ℎ (°)
To check if the design of the breakwater meets the requirements, the ratio: actual (designed) weight
of the stones and the required weight of the stones to withstand tsunami impacts.
= (9.2)
However, the Hudson formula does not provide an indication of the degree of damage that can be
expected due to a given event. Only an estimation can be made (Esteban, et al., 2013). The Van der
Meer formula is used to try quantifying the damage of the breakwater. The Van der Meer Formula
is formulated for plunging and surging waves, where a tsunami is a surging wave (bore type of wave)
(Holthuijsen, 2007).
.
% . .
∆
= 8.68 if (9.3)
√
.
% .
∆
= 1.4 cot if (9.4)
√
: :
( )
ℎ ℎ ( )
( )
(−)
( / )
( / )
(−)
(−)
∗ ( / )
%/ ℎ ℎ
( )
The definition of the damage level is illustrated in Figure 9-8, the erosion area is the surface in a
cross section that is displaced.
The calculations with the Van der Meer formula are executed with BREAKWAT3.0. For an
extensive explanation of BREAKWAT3.0, read Appendix H.3.
For the calculation to quantify the damage to the breakwater with the Van der Meer formula, the
following input is used:
A value for H2%/Hs = 1 is chosen because in this case the value of Hs is also the maximum wave
height. Tm is set on 30 seconds, which is the maximum wave period in the BREAKWAT design tool.
The number of waves is set on 20 to ensure a conservative calculation. In reality the tsunami event
contains around 10 big waves.
According to this values, there will not be damage at the trunk section of the breakwater.
However, the roundhead of the breakwater will experience some damage. During a tsunami event,
displacements of the elements located at the roundhead will occur. Because the Hudson formula
does not provide an indication of the degree of damage that can be expected an estimation is made,
using Figure 9-9.
According to (Esteban, et al., 2013) value of the damage level at the roundhead of the breakwater
can be estimated as S = 1.8. This damage level is equivalent to initial damage that needs to repaired.
Nevertheless, no all-embracing rehabilitation is necessary.
The calculations made with the Van der Meer formula give a damage level of S = 0.3. The correctness
of this value can be questioned. Basically, the Van der Meer formula is not conducted for tsunami
waves. Hence, the tsunami characteristics are exceeding the limits for the Van der Meer formula.
Moreover, the damage level is much lower than can be expected. Thereby the outcome of the
calculation with the Van der Meer formula has no value.
Scour could cause the soil underneath and between the footing to be removed, uplifting or tilting
the structure, as observed elsewhere in Dichato during the Maule 2010 tsunami. Relationships exist
describing tsunami induced scouring, such as that by Tonkin et al. (2003). However, data gathered
for local scour depths induced by the 2011 Tohoku Tsunami in Japan (Tonkin, Francis, Bricker, &
J.D., 2014) around structures suggest the following relationship between scour depth and flow depth
= 1.2
max =3
There is no apparent correlation of scour depth to soil type, possibly due to a very high Shield’s
parameter. An added effect to tsunami induced scour is that of liquefaction due to rapid drawdown,
which from the data seemed the dominating contributor to scouring around structures (Tonkin,
Francis, Bricker, & J.D., 2014).
In the case of EMBD building 11, the maximum flow depth here was 7m during the Maule
2010 event. This would give a scour depth which would be limited by the maximum of 3m, which
is indeed realistic in this case as the geophysical test has delineated the presence of rock at 3m below
ground surface.
Mitigation measures include placing the top of the foundation slab below the scour depth of 3m.
This is unrealistically deep and not cost-effective for a shallow foundation slab. Short piles may be
a better foundation option to avoid scour effects, but given the lack of application of deep
foundations for low-rise buildings in Chile this is unlikely to be implemented, either.
A slope stability rating system, Hack’s Slope Stability Probability Classification, is used to analyse
both the mass and local instability of the slope in question. The SSPC is a three-step classification
system based on the probabilistic assessment of independent failure mechanisms as a result of field
records of the slope.
The SSPC results are as follows: in terms of global failure the slope is highly unstable (<5%
probability of stability), see Figure 9-10. This is caused by the low intact rock strength of the
material. In terms of discontinuity-dependent instability, the bedding plane is only 5% stable, whilst
joint set 1 is highly stable at >95% probability of stability. Figure 9-11 indicates that joint set 3 is
unstable but in fact its apparent dip coincides with the slope dip and therefore the probability of
sliding failure is low.
Figure 9-10: Orientation-independent failure -probability of mass failure of the slope (Hack, 2003)
Figure 9-11: Orientationy-dependent failure -probability of sliding failure for each discontinuity set
9.4.1 JETTY
Failure mechanism Natural Risk (=probability x Mitigation measures
event consequence)
Collapse due to high Earthquake Low, structure designed Design with appropriate
lateral displacements for lateral seismic loads safety factors
Pile-short effect Earthquake Low because all piles Maintain dredged water
have same length depth
Liquefaction-induced Earthquake Low due to the Maintain dredged water
differential settlement, excavated overlying depth; low slope angle;
or bending and buckling sand and avoid build-up of
of piles loose sediment
Foundation scour Tsunami Low due to the Maintain dredged water
excavated overlying depth and avoid build-up
sand of loose sediment
Pounding from adjacent Earthquake Low, enough space in Ensure and maintain
structure (abutment) between two structures enough space in between
guaranteed structures
9.4.2 BREAKWATER
Failure mechanism Natural event Risk (=probability x Mitigation measures
consequence)
Global instability Earthquake / Low None
Tsunami
Settlement crest Earthquake Low probability and easy None, rehabilitation
to rehabilitate afterwards, if necessary.
consequence.
Slope deformation Earthquake Low in comparison to None, rehabilitation
tsunami. afterwards, if necessary.
Individual stone Tsunami Probable when extreme Heavy stones (W50 10.000
displacement impact occurs, with as kg)
major consequence the
hitting of the jetty piles.
The critical path (in orange) shows the main dependencies and the resulting total construction time,
which is estimated at 35 weeks. The optimal time of the year to construct is after August, since
storms before this time could hinder the construction of the breakwater. It is also important to finish
construction before the summer holidays in February, which would otherwise interrupt work for
at least a month.
In theory, the construction of the breakwater, the redevelopment of the building onshore and the
placement of the pavement can start simultaneously as soon as site preparation has been carried out.
The construction of the jetty may commence as soon as the breakwater has been placed and has
ensured calm waters.
Some main uncertainties in the planning lie in the dredging works around the jetty and the pile
driving, due to inherent unknowns in subsurface conditions, and relative inexperience with
dredging involving some rock removal. There are also many uncertainties in the redevelopment of
the building. It is unknown to what extent the current concrete frame is structurally sound and
problems with the concrete, reinforcement or foundation slab may only be discovered upon
stripping.
12.1 CONCLUSIONS
Currently the EBMD of UdeC cannot perform its main objectives of scientific and academic
research in a safe and efficient manner, especially since the destruction following Maule 2010.
A jetty is proposed as a mooring facility, in combination with a breakwater to protect it and the
EBMD vessel from waves, which are determined to be relatively high in this part of Coliumo
Bay.
A ‘Traditional’ jetty design is proposed with steel piles in a Marco Duplas configuration in order
to provide a suitable structural period to cope with seismic loading (i.e. not too flexible to avoid
large deformations, and not too rigid in order keep the design slender). The concrete deck rests
on steel beams. All elements are dimensioned to be structurally sound.
The construction of a breakwater in the front of a jetty protects the jetty and the moored vessel
from wave impact under normal design wave conditions. However, it does not protect the jetty
during a tsunami event. The breakwater consists of armour stones of median diameter 1.56m
and median weight 10.000 kg.
Neither the breakwater or the jetty are likely to suffer severe damage during a large-scale
earthquake event. The ensuing tsunami, however, may cause damage to the round-head of the
breakwater, but this damage is repairable with the existing stones. Debris impact may cause
extensive deformations of parts of the jetty.
The EBMD as a whole is upgraded through the redevelopment of a building which is designed
with resilience in mind as a tsunami mitigation method currently very popular in Chile. Also,
the upgrade of the pavement using a surface protection layer prevents the necessity of regular
maintenance and solves on-site dust emission problems.
Dredging must be carried out prior to construction to remove the soft soils overlying the
sedimentary rock. These soils are susceptible to liquefaction during an earthquake, and
associated lateral spreading and scouring. In the design of both the jetty and the breakwater it
is assumed that the structures rest on bedrock.
The construction is estimated to take around 35 weeks and ought to be carried out preferably
between the months of October and May. The costs associated with the construction of the
various elements of the design as well as a 25-year maintenance period are estimated at 450 mil
CLP or 650,000 EUR. This estimation of construction time and costs does not include
preliminary site investigation, planning or obtainment of permits.
Overall, to attract funding for the project from the Department of Port Works of the Bío-Bío region,
a further design phase may involve the widening of the scope to include more stakeholders. If the
concrete abutment were able to be used by artisanal fishers, or an enlargement of the jetty would
be considered, an integration between UdeC and inhabitants of Dichato could stimulate government
and university interest.
12.2.1 JETTY
In order to develop the final design of the jetty, the current preliminary design should be
investigated in more detail. Considered loads can be calculated more precisely and more load
configurations can be researched. For example, the influence of impact loads on other elements
of the structure can be analysed.
All structural joints have to be analysed and calculated more thoroughly. Detailed drawings
have to be created which will explain the type, principle and dimensions of the connections.
The connection between the concrete abutment and the jetty needs special attention, as up to
this point only the basic principle has been explained.
For the current preliminary design, the frame of the staircase and the defence beams including
its rubber defenders are assumed to be similar to the ones from the Bachelor Thesis (Sandoval
Munoz, 2010). In the final design, these frames and the defenders need to be studied more
extensively.
For the extreme impact evaluation the influence of the Maule earthquake needs to be analysed.
This will require in a dynamic analysis including the whole spectrum of the earthquake,
resulting in certain displacements and damaging of the structure.
The impact of the subsequent tsunami of 2010 could be researched in more detail by using the
output from the aforementioned dynamic earthquake analysis as input before adding the
tsunami loads.
The current solution to prevent uplift of the piles subject to tension (inclined) is to anchor them
into the rock using a micropile. However, this may not be the optimal solution. It must be
investigated whether it is more economical to simply take pile with a larger diameter and embed
it deeper into the sedimentary rock without anchorage. This will depend on the required
diameter needed to obtain sufficient weight and skin friction to resist pull-out, and associated
steel cost.
The assumption was made that the existing concrete abutment is undamaged and has a high
structural resistance. However, this needs to be researched in more detail through several
analysis methods: non-destructive methods (e.g. visual assessment, Impact-Echo (IE), Surface
Penetrating Radar (SPR)) and/or destructive methods (e.g. coring, cutting, drilling) (Grill, 2011).
12.2.5 PAVEMENT
It is likely not feasible to use recycled concrete as sub-base material for the pavement. Although
often applied in The Netherlands, the in Chile rarely carried out process of concrete cleaning
and preparation would render this solution more expensive than obtaining crushed rock from
nearby quarries.
In the case of future expansion of the EBMD facilities, or merging with other functionalities
such as artisanal fishing, the capacity of the on-site infrastructure must be re-evaluated. It may
be of use to compare (in a MCA) various pavement options which may be suitable for more
intense use, such as asphaltic solutions or thin concrete slabs.
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