69 Patula v People o With that, Patula’s counsel did not anymore cross-examine Guivencan, apparently

GR 164457 Date: April 11, 2012 regarding her testimony to be irrelevant because she thereby tended to prove falsification,
Topic: Hearsay Exceptions: Business Entries an offense not alleged in the information.
Petition: Anna Lerima Patula
Respondent: People  The Prosecution then formally offered its documentary exhibits, including Exhibits B to YY
Ponente: Bersamin, J. and their derivatives (like the originals and duplicates of the receipts supposedly executed and
FACTS: issued by petitioner), inclusive, the confirmation sheets used by Guivencan in auditing the
 Patula was charged with estafa and pled not guilty accounts served by petitioner, and Guivencan’s so-called Summary (Final Report) of
o At pre-trial, no stipulation of facts was had, and she did not avail herself of plea Discrepancies
bargaining  RTC: since Patula had opted "not to present evidence for her defense" the Prosecution’s
o Patula was an employee of Footlucker’s, starting as a saleslady in 1996 until she became evidence remained "unrefuted and uncontroverted,"   she is guilty of estafa
a sales representative;
o That as a sales representative she was authorized to take orders from wholesale ISSUE: Whether the figures entered in Exhibits B to YY and their derivatives, inclusive, were
customers coming from different towns (like Bacong, Zamboanguita, Valencia, Lumbangan hearsay because the persons who had made the entries were not themselves presented in
and Mabinay in Negros Oriental, and Siquijor), and to collect payments from them; court
o That she could issue and sign official receipts of Footlucker’s for the payments, which she
would then remit; RATIO/HELD: YES!
o That she would then submit the receipts for the payments for tallying and reconciliation;   Guivencan conceded having no personal knowledge of the amounts actually received by
o That at first her volume of sales was quite high, but later on dropped Patula from the customers or remitted by Patula to Footlucker’s.
 Guivencan, one of the witnesses, who was a store auditor in Footlucker’s, testified that G o, o This means that persons other than Guivencan prepared Exhibits B to YY and their
Footlucker’s branch manager in Dumaguete City, had requested her to audit Patula after some derivatives, inclusive, and that Guivencan based her testimony on the entries found in the
customers had told him that they had already paid their accounts but the office ledger had still receipts supposedly issued by Patula and in the ledgers held by Footlucker’s corresponding
reflected outstanding balances for them to each customer, as well as on the unsworn statements of some of the customers.
o That she first conducted her audit by going to the customers in places from Mabinay to  Accordingly, her being the only witness who testified on the entries effectively deprived the
Zamboanguitain Negros Oriental, and then in Siquijor and she discovered in the course of RTC of the reasonable opportunity to validate and test the veracity and reliability of the entries
her audit that the amounts appearing on the original copies of receipts in the possession of as evidence of Patula’s misappropriation or conversion through cross-examination by Patula.
around 50 customers varied from the amounts written on the duplicate copies of the o The denial of that opportunity rendered the entire proof of misappropriation or
receipts Patula submitted to the office; conversion hearsay, and thus unreliable and untrustworthy for purposes of determining the
o Upon completing her audit, she submitted to Go a written report denominated as "List of guilt or innocence of the accused.
Customers Covered by Saleswoman LERIMA PATULA w/ Differences in Records as per Audit  Also, Exhibits B to YY, and their derivatives, inclusive, despite their being private documents,
Duly Verified March 16-20, 1997" marked as Exhibit A; and that based on the report, were not duly authenticated as required by Section 20, Rule 132 of the Rules of Court.
petitioner had misappropriated the total amount of ₱131,286.92
 Section 19, Rule 132 of the Rules of Court distinguishes between a public document and a
 During Guivencan’s stint as a witness, the Prosecution marked the ledgers of Patula’s various private document for the purpose of their presentation in evidence, viz:
customers allegedly with discrepancies as Exhibits B to YY and their derivatives, inclusive.
o Section 19. Classes of documents. – For the purpose of their presentation in evidence,
o Each of the ledgers had a first column that contained the dates of the entries, a second documents are either public or private.
that identified the invoices by the number, a third that stated the debit, a fourth that noted
the credit (or the amounts paid), and a fifth that summed the balances (debit minus credit).  Public documents are:

o Only 49 of the ledgers were formally offered and admitted by the RTC because the 50 th  (a) The written official acts, or records of the official acts of the sovereign authority,
ledger could no longer be found. official bodies and tribunals, and public officers, whether of the Philippines, or of a
foreign country;
 In the course of Guivencan’s direct-examination, Patula’s counsel interposed a continuing
objection on the ground that the figures entered in Exhibits B to YY and their derivatives,  (b) Documents acknowledged before a notary public except last wills and
inclusive, were hearsay because the persons who had made the entries were not themselves testaments, and
presented in court
  (c) Public records, kept in the Philippines, of private documents required by law to o Section 20. Proof of private documents. – Before any private document offered as
be entered therein. authentic is received in evidence, its due execution and authenticity must be
proved either:
 All other writings are private.
 (a) By anyone who saw the document executed or written; or
 The nature of documents as either public or private determines how the documents may be
presented as evidence in court.  (b) By evidence of the genuineness of the signature or handwriting of the maker.

o A public document, by virtue of its official or sovereign character, or because it has been  Any other private document need only be identified as that which it is claimed to
acknowledged before a notary public (except a notarial will) or a competent public official be.
with the formalities required by law, or because it is a public record of a private writing
authorized by law, is self-authenticating and requires no further authentication in order to  Go’s attempt at authentication of the signature of Patula on the receipt with serial number
be presented as evidence in court FLDT96 No. 20441 (a document that was marked as Exhibit A, while the purported signature of
petitioner thereon was marked as Exhibit A-1) immediately fizzled out after the Prosecution
o In contrast, a private document is any other writing, deed, or instrument executed by a admitted that the document was a meremachine copy, not the original.
private person without the intervention of a notary or other person legally authorized by o Thereafter, as if to soften its failed attempt, the Prosecution expressly promised to
which some disposition or agreement is proved or set forth. produce at a later date the originalsof the receipt with serial number FLDT96 No. 20441 and
other receipts.
 Lacking the official or sovereign character of a public document, or the solemnities  But that promise was not even true, because almost in the same breath the
prescribed by law, a private document requires authentication in the manner allowed by law or Prosecution offered to authenticate the signature of Patula on the receipts through a
the Rules of Court before its acceptance as evidence in court. different witness (though then still unnamed).
 As matters turned out in the end, the effort to have Go authenticate both the machine copy
of the receipt with serial number FLDT96 No. 20441 and the signature of Patula on that receipt
 The requirement of authentication of a private document is excused only in four instances, was wasteful because the machine copy was inexplicably forgotten and was no longer even
specifically: included in the Prosecution’s Offer of Documentary Evidence
 It is true that the original of the receipt bearing serial number FLDT96 No. 20441 was
o (a) when the document is an ancient one within the context of Section 21,  Rule 132 of subsequently presented as Exhibit B through Guivencan.
the Rules of Court; o However, the Prosecution did not establish that the signature appearing on Exhibit B was
the same signature that Go had earlier sought to identify to be the signature of Patula
(Exhibit A-1) on the machine copy (Exhibit A).
o (b) when the genuineness and authenticity of an actionable document have not been  This is borne out by the fact that the Prosecution abandoned Exhibit A as the marking
specifically denied under oath by the adverse party; nomenclature for the machine copy of the receipt bearing serial number FLDT96 No.
20441 for all intents and purposes of this case, and used the same nomenclature to refer
o (c) when the genuineness and authenticity of the document have been admitted;  or instead to an entirely different document entitled "List of Customers covered by ANA
LERIMA PATULA w/difference in Records as per Audit duly verified March 16-20, 1997"
 In her case, Guivencan’s identification of Patula’s signature on two receipts based alone on
o (d) when the document is not being offered as genuine. the fact that the signatures contained the legible family name of Patula was ineffectual, and
exposed yet another deep flaw infecting the documentary evidence against Patula.
 There is no question that Exhibits B to YY and their derivatives were private documents o Apparently, Guivencan could not honestly identify Patula’s signature on the receipts
because private individuals executed or generated them for private or business purposes or either because she lacked familiarity with such signature, or because she had not seen
uses. Patula affix her signature on the receipts
 Lastly, the RTC misapplied the application of Section 43, Rule 130 of the ROC by stating that
 Considering that none of the exhibits came under any of the four exceptions, they could not the ledgers were prepared in the regular course of business
be presented and admitted as evidence against Patula without the Prosecution dutifully seeing o Section 43. Entries in the course of business. – Entries made at, or near the time of the
to their authentication in the manner provided in Section 20 of Rule 132 of the Rules of Court: transactions to which they refer, by a person deceased, or unable to testify, who was in a
position to know the facts therein stated, may be received as prima facie evidence, if such
person made the entries in his professional capacity or in the performance of duty and in
the ordinary or regular course of business or duty
 The requisites are:
o (a) The person who made the entry must be dead or unable to testify;
o (b) The entries were made at or near the time of the transactions to which they refer;
o (c) The entrant was in a position to know the facts stated in the entries;
o (d) The entries were made in his professional capacity or in the performance of a duty,
whether legal, contractual, moral, or religious;
o (e) The entries were made in the ordinary or regular course of business or duty
 Since Go and Guivencan had not themselves seen the execution or signing of the
documents, the Prosecution surely did not authenticate Exhibits B to YY and their derivatives
conformably with the aforequoted rules.
o Hence, Exhibits B to YY, and their derivatives, inclusive, were inescapably bereft of
probative value as evidence.