The Origin of The Universe
The Origin of The Universe
The Origin of The Universe
João E. Steiner is the director of the Institute of Advanced Studies at the University of São Paulo and a
professor at the Institute of Astronomy, Geophysics and Atmospheric Sciences at the same university.
THE ORIGIN OF THINGS has always been a central concern for humanity; the origin of the stones,
the animals, the plants, the planets, the stars and we ourselves. Yet the most fundamental origin of them
all would seem to be the origin of the universe as a whole – of everything that exists, without which there
could be none of the creatures and things mentioned above, including ourselves.
Perhaps that is why the existence of the universe, its origin and nature, has been a subject of explanation
in almost all civilizations and cultures. In fact, every culture known to anthropology has had a cosmogony
– a history of how the world began and continues, of how mankind was created and of what the gods
expect of us. The understanding these civilizations had of the universe is very different to what science
teaches us today. However, the absence of a cosmology in these societies, of some explanation for the
world in which we live, would be just as unthinkable as the absence of language itself. These explanations,
for want of other frameworks from which to approach the subject, always had religious, mythological or
philosophical foundations. Only recently has science been able to give its version of the facts, chiefly
because science is recent itself. In terms of experimental scientific method, Galileo Galilei (1564-1642,
Italian astronomer, physicist and mathematician) is something of a milestone, though the Greeks had
already developed sophisticated geometrical methods for measuring the orbits and sizes of celestial
bodies and for predicting astronomical events. Nor can we forget that the Egyptians and Chinese, like the
Incas, Mayas and Aztecs, also knew how to read the movements of the stars.
Galileo Galilei
It is surprising how we can understand the physical universe in a rational manner and that it can be
researched through the methods of physics and astronomy developed in our laboratories and
observatories. The perception of this scientific dimension and capacity was revealed to us most clearly in
the first, second and third decades of the 20th Century. But the history of cosmology (the structure of the
universe) and cosmogony (the origins of the universe) neither begin nor end there.
Flat-Earth Cosmologies
So what was the cosmovision of the ancient Egyptians, Greeks, Chinese, Arabs, Incas, Mayas and
Tupi-Guaranis? How did they, deprived as they were of modern astronomy, understand the universe? For
almost all civilizations, it was necessary to fit in not only the visible face of the Earth and the sky above,
but also the realm of the dead, both the blessed and forsaken, and the domains of the gods and demons.
First of all, the world comes to us in everyday experience as if it were flat. Secondly, many cosmologies
were interpretations of the physical or cultural reality of the civilizations in question. Thus, for example,
the universe of the ancient Egyptians was a flat island divided by a river and covered over by an arched
roof supported on four pillars. In ancient India, the various cosmologies of the Hindus, Brahmans,
Buddhists, etc. shared a notion of reincarnation that the physical conditions of the world had to
accommodate in all the various levels of heavens and hells that demanded. For the Hindus, for example,
the universe was an egg encased in seven concentric shells, each wrought of a different element. The
Babylonians, on the other hand, imagined a universe in three tiers joined by a cosmic staircase. The Mayan
civilization was heavily dependent on corn and the often sparse rains that fell from the sky. So, for the
Mayas, in the beginning the creator was alone with the sky and the sea, until, after various failed attempts,
he finally managed to create people from corn and water.
Depiction of the Mayan cosmos and underworld
In the Judeo-Christian Old Testament, the Earth was canopied by a mysterious firmament dividing
the waters, the gates of the Abyss, Limbo and the House of the Winds. The Book of Genesis also tells us
that the world had a beginning: “In the beginning God created the heavens and the Earth. The Earth,
however, was shapeless and void; the darkness was upon the face of the deep and the Spirit of God
hovered above the waters. God said, ‘Let there be light’. And there was light. God saw that the light was
good and separated darkness from light. God called the light DAY and the darkness NIGHT. There was
evening and there was morning, one day”.
Depiction of the Judeo-Christian cosmos
Geocentric Models
Roughly 2,400 years ago, the Greeks had already
devised sophisticated geometric methods and systems of
philosophical thought. It should be no surprise, therefore,
that they also proposed a more sophisticated cosmology
than that of the flat universe. Theirs was in fact spherical,
with the Earth ringed by celestial bodies that kept
predictable orbits, and all encased by a fixed starry sky. An
initial version of the geocentric model was presented by
Eudoxus of Cnidus (c.400 – 350 BC, a Greek astronomer
and mathematician born in present-day Turkey), and was
followed by successive modifications. One of its revisions
was proposed by Aristotle (384-322 BC), who
demonstrated that the Earth was a sphere. He arrived at
this conclusion after observing the shadow cast during a
lunar eclipse. He also calculated the size of the Earth – at
50% larger than it really is. Aristotle’s geocentric model consisted of 49 concentric spheres which he
believed could account for the movements of all of the celestial bodies. The most external sphere was
that of the fixed stars, which controlled the behaviour of the inner spheres. The starry sphere, in turn, was
controlled by a supernatural mover or prime mover (entity).
The Greek geocentric model underwent further revisions. Eratosthenes (276-194 BC, Greek
writer, born in present-day Libya) used an experimental method to measure the circumference of the
Earth, which he overestimated by only 15%. Ptolemy (Claudius Ptolomeus, 2nd Century BC, Egyptian
astronomer and geographer) revised Aristotle’s model by introducing epicycles, a model in which the
planets swivel in smaller circles as they orbit the Earth.
The heliocentric model did not only trigger a revolution within astronomy, but also had
enormous cultural impact, with philosophical and religious ramifications. The Aristotelian model was so
deeply engrained in the psyche that plucking man from the center of the universe proved an extremely
traumatic experience.
In the end, Copernicus’ heliocentric model won through as the correct cosmology, which raises
the question of why Aristarchus’ model had not managed to do the same 2,000 years earlier. The basic
reason is that heliocentricity did not offer any real differential at the time when compared to the
geocentric model. The measurements were a little fuzzy and one theory served just as well as the other
in practical terms. Indeed, the geocentric model seemed to fit better with everyday reality, and it had
the added bonus of being a homocentric model, which sat more comfortably with the philosophical and
theological schools.
After the publication of Copernicus’ theory, however, certain technological and scientific
advances rendered it clearly superior to the Ptolemaic system. Tycho Brahe (1546-1601, a Danish
astronomer) played an important role in advancing instrument-based techniques for making precise
measurements with the naked eye, as refracting glasses and telescopes had not yet been invented.
These measurements were roughly ten times more precise than earlier calculations. In 1597 Brahe
moved to Prague, where he hired Johannes Kepler (1571-1630, German mathematician and
astronomer) as his assistant. Later, Kepler was to use Tycho’s measurements to establish his laws of
planetary motion. These laws showed that the planets move in elliptical orbits with the Sun at one
focus. With this realization, theoretical calculations and measurements acquired much greater congruity
than under the older system.
One of the first consistent conceptions of the nature of the galaxy – and surprisingly accurate at
that – was made by Kant (Immanuel Kant, German philosopher, 1724-1808), who, at the age of only 26
and thus long before he was to make his name in philosophy, came into contact with Newtonian thought
and developed the idea that the solar system had originated from the condensing of a gas disk. He also
formulated the notion that the solar system belongs to a much larger, compressed structure – what we
call a “galaxy” today – and that the many nebulae then observed as diffuse stains were in fact similar
systems, which he called “island universes”.
The most important observational advances in terms of a more detailed understanding of the
distribution of the stars were made by Wilhelm Herschel (1738-1822, German-born English astronomer
and musician), the first to build large telescopes capable of viewing the fainter objects of the Heavens
with more precision.
Stars are both scattered throughout space and grouped into so-called “clusters”. Studying these
clusters, Herschel found that the stars were not randomly distributed, but that they followed a certain
configuration (which we now call galaxies) discernable to the naked eye, just like the Milky Way.
The Sun, the star closest to the Earth, is some 159 million kilometers away, or rather eight light-
minutes, which is the time it takes sunrays to travel from the Sun to the surface of the Earth. Mapping the
globular star clusters revealed that the galaxy is approximately 100 thousand light-years in diameter and
made up of roughly 100 billion stars, all revolving around the same nucleus, some 25 thousand light-years
from the Sun. It soon became clear that there are innumerable similar formations in the universe – the
Nebulae, generically referred to today as galaxies.
When we look at the closest star outside our solar system, Alpha Centauri, we are really looking
into the past. This star is 4.3 light-years away, which means that the light arriving here today was emitted
4.3 years ago.
What we see, in fact, is the past. When we look at our neighboring galaxy, Andromeda, we are
really seeing it as it was 2.4 million years ago. Many of the stars we can observe today ceased to exist eons
ago.
Check out these videos:
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At first, one might be tempted to think that this restores us to the center of the universe, that
ours is a privileged position after all. All the other galaxies know we are here and for some reason are
moving away from us. This explanation is, of course, hardly Copernican. At this stage in the game no-one
actually believed anymore in the cosmic centrality of mankind, so there had to be another explanation.
This other explanation can be easily understood if we make a twodimensional analogy for the
universe. We tend to think of our universe in terms of three-dimensional space; we can walk forwards,
sideways and even jump up and down. To these we can add a further dimension: time. These four
dimensions constitute the spacetime universe in which we live, but we could imagine other universes.
From a mathematical perspective, we can, for example, imagine various two-dimensional universes; the
surface of a ball is a two-dimensional entity, as is the surface of a table. Imagine the surface of a child’s
balloon as a two-dimensional universe. We can draw two-dimensional galaxies on that surface, populated
by two-dimensional ants. Some of these ants might be astronomers whose task it is to observe the other
galaxies and measure their distances and speeds.
Let’s imagine for an instant that someone blows into the balloon and makes it expand. What will
the astronomer-ant see? Basically, he will see that the galaxies closest to him recede slowly while those
more distant shuttle away at a faster speed. This ant will have discovered Hubble’s Law. If we imagine the
opposite - that instead of expanding, the balloon begins to deflate-, what the ant will see is all of the
galaxies edging closer to each other – the opposite of Hubble’s Law. What the law proves, therefore, is
that our universe is in expansion! In other words, it will be larger in the future and it was smaller in the
past. The further back in the past, the smaller the universe. If we follow the logic through, we can imagine
a balloon so small that it shrinks to a mere pinhead. From this initial pinhead we need not stretch the
imagination to arrive at the idea that the universe started with an explosion – the so-called Big Bang - and
that it has been expanding ever since, as Hubble’s Law confirms. So how long ago did this happen? The
most recent estimates put the Big Bang at 13.7 (±0.2) billion years ago.
Illustration of the expansion of the universe
Indeed, theoretical work from 1927 by the Belgian abbot Georges Lemaitre shows that Albert
Einstein’s General Theory of Relativity is actually compatible with the recession of the nebulae (as
galaxies were called back then) and he was the first to suggest that the universe had originated from an
One question that may spring to mind is to which corner of space we should be looking in order
to see where this explosion occurred. If the universe is expanding, what is it expanding in? Well, in our
balloon model– a two-dimensional universe – the Big Bang occurred at the center of the balloon, not on
its surface. Space is the surface. The interior is the past, and the exterior, the future. The center is the
origin of time. So the explosion did not occur in space, but at the beginning of time, and space itself is the
product of this temporal singularity. This simple example shows us how the two-dimensional model is an
intuitive, but reliable illustration of the fundamental issues of cosmology.
Let us return to the notion that to look far into the distance is to look back into time. Could we
actually see the universe evolve? The idea seems interesting; the deeper we look into space, the younger
the universe we encounter. Could we then observe the moment the galaxies were born? Yes, if we had
the technology. All we need is instruments that allow us to look back through 12 billion light-years of
space. This technology is already available in the newer, larger telescopes. These instruments can enable
us to see when, how and why the galaxies were born – and this is one of the most thrilling areas of
contemporary science.
Another question that naturally arises is: when was time-zero and what was there before it? The
theory of relativity deduces that the density at time-zero must have been infinite. To tackle this situation
would require a quantum theory of gravitation that does not yet exist, and so we cannot offer a scientific
treatment of it at this time. Understanding this phase in the history of the universe is one of the greatest
unsolved problems in contemporary physics.
Confirmations of the Big Bang
In the late 1940s, the astronomer George Gamow suggested that the initial explosion may have
left some still observable traces. His reckoning was that a universe so hot and dense would have emitted
a lot of light. With expansion, the characteristic temperature of this light would have dropped. According
to simple calculations, perhaps it was still observable today in microwave radiation, with a temperature
of some 5 kelvins. In 1965, two engineers, Arno Penzias and Robert Wilson, were trying to find the source
of an electromagnetic noise that was disrupting the reception of a transmissions system they were testing.
They discovered that the static continued no matter where they pointed the antenna. When they
measured the radiation, they found a value close to that expected for cosmic background radiation, 2.7
kelvins (close to absolute zero). It was confirmation of the Big Bang theory and the discovery earned
Penzias and Wilson the Nobel Prize for Physics in 1978.
In science, whenever you make a prediction based on a given theory and that prediction is
confirmed, it strengthens the theory. This was exactly what happened with cosmic background radiation.
It was a point for the Big Bang, which now achieved total supremacy over its steady state rival, according
to which the universe is the same today as it has always been. This was not the only confirmation of the
theory. Big Bang theorists also expect that the element helium would have formed within three minutes
of the explosion and that a quarter of the material in the universe resulted in this element, with the other
three-quarters forming hydrogen. When science finally managed to measure the primeval abundance of
helium, the value was exactly as predicted.
This model dispenses with a number of theoretical problems. Naturally, as one would expect, such
a fanciful proposal initially lacked concrete evidence capable of grounding it in reality, but it did not take
long for such evidence to appear. Inflation theory argues that the universe derived from seeds generated
during the inflationary period by quantum fluctuations corresponding to Heisenberg’s Uncertainty
Principle, only multiplied by the factor of inflation. The fact that it implied the existence of small
fluctuations in the temperature of cosmic background radiation meant that the theory was testable. A lot
of research was conducted until, in 1992, the Cobe satellite not only proved that such fluctuations exist,
but that they behave exactly as predicted by inflation theory. This research earned the North American
researchers George Smoot and John Mather the Nobel Prize for Physics in 2006.
So what caused this inflation? The consensus is that it must have been a phase transition, much
like occurs when water turns to ice. When water freezes to ice it releases its latent energy. A phase
transition occurring at the moment of the Big Bang would likewise have unleashed latent energy, thus
causing rapid and sudden expansion in the nascent universe.
Galaxies are often found in agglomerations, called “clusters”. The Virgo cluster contains eight
hundred galaxies, while the Coma holds two thousand. In 1933, the Swiss astronomer Fritz Zwicky
measured the mass of a galaxy cluster and found that it was 400 times heavier than the sum of its
individual galaxies. This meant there was “dark matter” underpinning the agglomeration and keeping its
stability. This research languished in discredit for many decades until new measurements made of other
galaxies in the 1960s also pointed to the existence of this mysterious dark matter. In the Milk Way, dark
matter outweighs visible matter in the form of stars and gas by ten to one. Wherever you look in the
universe, this mysterious matter seems to be there. But what exactly is it? There has been a great deal of
speculation as to its nature, but a convincing answer is yet to be found. All we do know is that its behavior
is very different from that of normal matter.
What, then, is the outlook for the future expansion of the universe? That depends on its mass
content. If this is very high, the universe will eventually slow to a halt, whereupon it will probably begin
to shrink. This is known as the closed universe model. If the mass is low, it will not be enough to slow it
down and the universe will go on expanding forever. This is called the open universe model. The threshold
between the two is the flat universe.
Attempts to determine which model corresponded to the reality drove a great deal of research
over the decades. In 1998, at the close of the century and the millennium, it was discovered that the
universe is not slowing down, but actually speeding up. In other words, the more time that passes, the
faster the galaxies pull away from each other. This was a fascinating and disquieting discovery, as it
suggested the existence of an energy that works against gravity, so-called “dark energy”. Dark energy has
no connection with dark matter, as the latter possesses gravity whilst the former does not. Quite the
contrary, in fact - it repels.
The most recent measurements indicate that the mass-energy of the universe consists of 4%
normal matter, 22% dark matter and 74% dark energy. As we only know normal matter, we are therefore
oblivious to 96% of the universe. In other words, we know only the tip of the iceberg.
Beyond…
The more we research, the further back we push the frontier of natural knowledge. As technology
advances, our measurements and information become more precise, and our theories, more
sophisticated and detailed. But at the end of the day, if Newtonian mechanics (Isaac Newton, English
physicist and mathematician, 1642-1727) seems to work so well in our daily lives, why do we need
complex Quantum Mechanics and Relativity Theory? Because the technology has progressed and the
more accurate measurements it now gives us can only be explained by such theories. Just as in physics,
the dialogue between technological development and scientific advancement has always been present in
the history of astronomy, and with fertile effect for both.
We only believe in Quantum Mechanics because it works, not because it seems to make sense.
That said, it is estimated that 50% of the global economy today is in some way connected with Quantum
Mechanics. Without it, we would have none of the electronics that goes into computers, televisions,
telephones, factory machinery, etc. The Cosmic Inflation Theory also works, though in a somewhat arcane
way. It is useful insofar as it enables us to calculate the fundamental characteristics of the universe.
Is that the end of the matter? Everything would suggest that the answer is no. If we are
Copernicans in terms of space, we must also be Copernicans in relation to time, accepting, that is, that
ours is no privileged, special moment. The Big Bang should the subject of rationalization, mined for detail.
We have already finished Chapter One: the Big Bang did not just happen any old way, it was inflationary.
How many more twists will there be in the human adventure to decipher the nature of the universe in
which we live?
The concept of the universe in the 17th century had already incorporated Newtonian notions of
space and time. The universe seemed static and infinite, far removed from the mindset that so intimately
intertwined the destinies of the gods and man with the concept of the world. The French philosopher
Blaise Pascal expressed it thus: “Drawn into the infinite immensity of space, of which I know nothing and
which knows nothing of me, I am terrified… the eternal silence of infinite space alarms me”.
But are we quite as alone as Pascal feared? Are human nature and destiny so totally disconnected
from the greater cosmic structure? Today we know that each star could hold a solar system and that each
galaxy contains an average of 100 billion stars. It is therefore perfectly legitimate to suppose that the
number of planets with conditions similar to those on Earth is immense, and that’s just considering our
galaxy. We must also remember that the number of galaxies observable on the accessible cosmic horizon
is somewhere in the region of 100 billion. So it is clear that there could be an enormous number of planets
with the right conditions to allow life to originate and flourish. That does not mean that human life like
ours is a common occurrence, not least because it assumed its present form fortuitously, but also because
it is certainly ephemeral on a cosmic timescale. Precisely because of this ephemeral nature and the
distances involved, it is well-nigh impossible for civilizations of a similar degree of development to
establish contact, even if they did exist simultaneously on separate stars or indeed in separate galaxies.
Another connection that binds us to the stars is the set of chemical elements, indispensable to
our physical structure. Every atom of oxygen we breathe, or of calcium in our bones or of iron or carbon
in our musculature can be traced back to a very specific origin. Only hydrogen and helium (as well as
deuterium and part of lithium) were formed by the Big Bang, the heavier chemical elements were all
synthesized in the cores of stars and launched into space upon their deaths, where they blended with the
remains of thousands of other stars to form a new generation of celestial bodies. The Sun is already a
third-generation star, and it is thanks to this that the chemical composition of the solar system is rich
enough to form life as we know it.
Scientific cosmology, unlike traditional cosmologies, does not attempt to link the history of the
cosmos to how mankind ought to behave (as adepts of astrology still do today). It is the role of scientists,
philosophers, artists and other creative individuals to understand it and express the human sense of it.
The full impact of this cosmovision on human culture will only be truly known when our physical reality is
plainly understood by the common citizen.
Until then, the role of astronomy is to tell us where we are, where we came from and where we
are going. From the look of it, this mission would appear to have no end.
Notes:
1. As a rival to the Big Bang theory, the Steady State theory persisted for many years. This theory
was based on the Perfect Cosmological Principle, according to which the universe is
homogeneous, isotropic and constant in time. This model was a favorite of physicists, particularly
because it eliminated the problem of their having been an origin of time. This principle is
incompatible with observations that the universe evolved over time.
2. There is other evidence to support the Big Bang theory. If the universe were not finite, the night
sky would not be dark. Furthermore, galaxies evolve over time, i.e. they age, becoming laden with
more heavy chemical elements. This is borne out by direct observation. The further we peer into
the universe, the younger (less evolved) the galaxies are.
3. If the universe were closed, it would at some stage begin to shrink, resulting in a Big Crunch. This,
in turn, might be followed by another Big Bang, and so on so forth, which would imply that the
universe were cyclical – an idea shared by many ancient cosmologies. However, the Inflation
Theory is incompatible with the idea of a closed universe.
4. Big Bang research inspired laboratory experimentation in physics that led to the discovery of a
new kind of particle. Contrary to the tendency during the 20th Century, when breakthroughs in
physics were used to further our understanding of the universe, today, it is cosmology that sets
the course for physics, indicating where it ought to look in order to better understand the material
world.